sebi sujata.ppt
TRANSCRIPT
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Securities & Exchange Board of India
Sujata Raikwar
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Contents
Introduction
Objectives of SEBI
Powers & Functions of SEBIStructure of SEBI
Various Departments under SEBI
Powers of Central overnment!mendments
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Introduction
• SEBI is the Regulator for the Securities Market inIndia.
• Originally set up by the Governent of India in !"##$it ac%uired statutory for in !""& 'ith SEBI (ct!""& being passed by the Indian )arliaent.*haired
by * B Bhave$ SEBI is head%uartered in the popular business district of Bandra+,urla cople- inMubai.
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Objectives
"o protect t#e interest of investors so t#at t#ereis a stead$ %ow of savins into t#e capitalmar'et(
"o promote t#e development and to reulatet#e securities mar'et (
Ensure fair practices b$ t#e issuers of securitiesso t#at t#e$ can raise resources at minimum
cost(
"o promote e)cient services b$ bro'ers*merc#ant ban'ers and ot#er intermediaries sot#at t#e$ become competitive and professional(
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REGIONAL OFFICES+( ,ew Del#i
-( .ol'ata
/( C#ennai
0( !#madabad
+( 1aipur
-( Banalore
/( uwa#ati
0( B#ubaneswar2( Patna
3( .oc#i
4( C#andiar#
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SEBI B#avan* 5umbai 6ead7uarters 8inBandra .urla Comple9:
Local Offices
http://en.wikipedia.org/wiki/Bandra_Kurla_Complexhttp://en.wikipedia.org/wiki/Bandra_Kurla_Complex
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2.DEVELOPMENTAL
FUNCTIONS
i( Promotin investors education(
ii( "rainin of intermediaries(
iii( Conductin researc# and publis#ininformation useful to all mar'etparticipants(
iv( Promotin of fair practices(v( Promotion of self reulator$
oranisations(
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STRUCTURE OF SEBI
he board shall consist of the follo'ing ebers /+
Chairman
'o ebers$ one fro aongst the officials of the
*entral governent dealing 'ith finance and another fro
the adinistration of *opanies (ct$!"01.
One eber fro aongst the officials of the Reserve
Bank of India.2ive other ebers of 'ho at three shall be the whole
time members to be appointed by the *entral Governent.
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VARIOUS DEPARTMENTSUNDER SEBI
"#e Primar$ 5ar'et(
"#e Issue 5anaement and Intermediaries
Department( "#e Secondar$ 5ar'et(
Institutional Investment Department 85Fand FII:* 5erers and !c7uisition(
;eal Department 8all leal matters:(
Investiation Department 8carr$ outinspection and investiation:(
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POWERS OF CENTRAL
GOVERNMENT "#e Central overnment #as power to issue directions to SEBI Board*
supersede t#e Board* if necessar$ and to call for returns and reportsas and w#en necessar$(
"#e Central overnment #as also power to ive an$ uideline8s: orto ma'e reulations and rules for SEBI and its operations(
RELATION WITH THE CENTRAL
GOVERNMENT
"#e activities of SEBI are
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!55E,D5E,"S
SEBI !ct* +??- was amended in t#e $ears 1995, 1999 and 2002to meet t#e re7uirements of c#anin needs of t#e securities mar'et(
SEBI AMENDMENT BILL, 1995! 5ainl$ focussed on Forein Institutional Investors 8FII:(
iven additional statutor$ powers(
SEBI AMENDMENT BILL, 1999!
Included der"#a$e% & "n%$ru&en$% '( )'lle)$"#e"n#e%$&en$ %)*e&e% under t#e de
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SEBI AMENDMENT BILL, ++!
ave more teet# to SEBI to punis# mar'et o=enderst#rou# Ser"'u% Fraud O-)e .SFO/0
Power to searc# & seiAe boo's* reisters & documents ofintermediaries or an$ ot#er persons associated wit# t#esecurities mar'et(
Fine of -2 crores for insider tradin(
Board strent# increased from si9 to nine(
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Uendra !umar Sinha.Pre%en$ SEBI C*a"r&an/
Feruar2 +11!$"ll da$e
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www"wi#iedia"or$www"sebi"$ov"in
References
http://www.wikipedia.org/http://www.sebi.gov.in/http://www.sebi.gov.in/http://www.wikipedia.org/
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