sec news digest, december 28, 2001
TRANSCRIPT
SEC NEWS DIGEST
Issue 2001-248 December 28 2001
ENFORCEMENT PROCEEDINGS
ADMINISTRATIVE PROCEEDINGS INSTITUTED AND SIMULTANEOUSLYSETTLED AGAINST BENJAMIN MALDONADO III
On December 27 the Commission entered an Order Instituting Public Administrative
Proceedings Making Findings And Imposing Sanctions Pursuant To Section 15b Of
The Securities Exchange Act Of 1934 against Benjamin Maldonado III of Bethesda
Maryland based on the entry of an injunction The Commission simultaneously accepted
Maldonados Offer of Settlement barring him from associating with any broker or dealer
with right to reapply after five years On December 19 2001 the Commission filed
settled insider trading action in federal court in Washington D.C against Maldonado
former stockbroker in the Washington DC office of Merrill Lynch Pierce Fenner
Smith Inc and Sean Price Senior Vice President at Safenet Inc formerly known
as Information Resource Engineering Inc Sean Price and Benjamin
Maldonado III Case No 01CV02624 D.D.C ESH Safenet is an Internet security
company based in Baltimore Maryland and its stock is traded on the NASDAQ National
Market under the symbol SFNT
On December 20 2001 Final Judgment As To Defendant Benjamin Maldonado III
was entered by consent against Maldonado enjoining him from future violations of
Section 17a of the Securities Act of 1933 and Section 10b of the Securities Exchange
Act of 1934 and Rule lOb-S promulgated thereunder Rel 45198 FileNo 3-10666
SECURITIES AND EXCHANGE COMMISSION SUES FORMER CHIEF FINANCIALOFFICER OF FINE HOST CORPORATION FOR FINANCIAL FRAUD RESULTINGIN THE COMPANYS COLLAPSE DELOITTE TOUCHE AUDITORSSANCTIONED FOR IMPROPER PROFESSIONAL CONDUCT
On December 27 the Securities and Exchange Commission filed civil injunctive action
in U.S District Court against Nelson Barber the former Chief Financial Officer of Fine
Host Corporation alleging that Barber caused Fine Host to engage in an extensive
financial fraud Fine Host provider of food and beverage services to sports arenas
prisons and schools was at that time public company with common stock listed for
trading on the Nasdaq National Market System and market capitalization that reached
approximately $390 million When the fraud was detected the stock lost essentially all
of its value
Barber without admitting or denying the allegations of the Complaint consented to the
entry of Final Judgment of the District Court permanently enjoining him from violating
or aiding and abetting violations of the federal securities laws permanently barring him
from acting as an officer or director of any public company and ordering him to pay
$20000 civil penalty
In related matters the Securities and Exchange Commission also issued settled
administrative proceedings against Rachel Eckhaus the former assistant controller of
Fine Host Corporation Jeffrey Bascik the engagement partner for the Deloitte Touche
audits of Fine Hosts financial statements for the affected periods and Barbara Horvath
the Deloitte Touche manager on certain of those audit engagements Without
admitting or denying the Commissions findings each respondent consented to the entry
of Commission Order finding among other things that the respondent engaged in
improper professional conduct for purposes of Rule 102el of the Commissions Rules
of Practice The Order in Horvath case censures her and the Orders in Eckhaus and
Bacsiks cases deny them both the privilege of appearing or practicing before the
Commission as an accountant with the right to request reinstatement after two years
Nelson Barber United States District Court for the District of Columbia C.A
No 101CV02670 Rels 34-45195 34-45196 34-45197 File Nos 3-10663 3-10664
3-10665 AAER-1480 AAER-1481 AAER-1482 AAER-1483 LR-17291
INVESTMENT COMPANY ACT RELEASES
FIRST VARIABLE LIFE INSURANCE COMPANY ET AL
An order has been issued on an application filed by First Variable Life Insurance
Company et pursuant to Section 26c of the Investment Company Act allowing the
substitution of shares of certain portfolios of Variable Investors Series Trust VIST for
shares of certain portfolios of other variable insurance products funds Pursuant to
Section 17b of the Act the order grants exemptions from Section 17a permitting the
substitutions to be carried out by means of an in-kind redemption and purchase Re IC25347 December 28
NEWS DIGEST December 28 2001
HOLDING COMPANY ACT RELEASES
ALABAMA POWER COMPANY
An order has been issued authorizing proposal by Alabama Power Company Alabama
Power wholly owned public utility subsidiary of The Southern Company registered
holding company Alabama Power was authorized to sell from time to time prior to
December 31 2006 distribution line poles located in Alabama to non-affiliated telephone
and other non-electric utility companies Release No 5-27484
SELF-REGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
proposed rule change filed by the Philadelphia Stock Exchange to increase the equity
option transaction charge for broker-dealers SR-Phlx-200 1-113 has become immediately
effective under Section 9b3A of the Securities Exchange Act of 1934 Publication
of the proposal is expected to be made in the Federal Register during the week of
December 31 Rel 34-45185
PROPOSED RULE CHANGE
The Chicago Board Options Exchange filed proposed rule change SR-CBOE-2001-59and Amendment No thereto under Rule 19b-4 of the Securities Exchange Act of 1934
amending its disciplinary rules Publication of the proposal as amended is expected in
the Federal Register during the week of December31 Rel 34-45 191
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number ifavailable of the issuer of the security Title and the number and/or face amount
of the securities being offered Name of the managing underwriter or depositor if
applicable File number and date filed Assigned Branch and designation if the statement
is New Issue
Registration statements may be obtained in person or by writing to the Commissions Public
Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following
NEWS DIGEST December 28 2001
mail box address publicinfosec.gov In most cases this information is also available
on the Commissions website www.sec.gov
S3 PROVINCE HEALTHCARE CO1 105 WESTPARK OR STE 400 BRENTWOOD TN
37027
615 3701377 172500000 $158053125 COMMON STOCK FILE 33375 64
DEC 20 BR
S-4 STERLING FINANCIAL CORP /PA/ NORTH POINTE BANKING CORP101 NORTH POINTE BLVD LANCASTER PA 17601 717 5816030 954914$21008108 COMMON STOCK FILE 33375650 DEC 20 BR
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Item Changes in Control of RegistrantItem Acquisition or Disposition of AssetsItem Bankruptcy or ReceivershipItem Changes in Registrants Certifying AccountantItem Other Materially Important EventsItem Resignations ot Registrants Directors
Item Financial Statements and Exhibits
Item Change in Fiscal YearItem Regulation FD Disclosure
The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports
previously filed responding to the items of the form specified 8-K reports may be obtained in personor by writing to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C20549 or at the following e-mail box address publicinfosec.gov In most cases this information is
also available on the Commissions website www.sec.gov
STATE 8K ITEM NONE OF ISSUER CODE DATE COMMENT
ABN AMRO MORTGAGE CORP DE 12/01/01ABN ARO MORTGAGE CORP SERIES 1998- DE 12/01/01
AEN ANRO MORTGAGE CORP SERIES 1998- DE 12/01/01
ABN ANRO MORTGAGE CORP SERIES 1998- DE 12/01/01
ABN ANRO MORTGAGE CORP SERIES 1998- DE 12/01/01
AEN ANRO MORTGAGE CORP SERIES 1999- 05 12/01/01
AEN ANRO MORTGAGE CORP SERIES 1999- 05 12/01/01
STATE 8K ITEM NO
NEWS DIGEST December 28 2001
NAME OF ISSUER CODE DATE COMMENT
ABN
ABN
AEN
ABN
AEN
ABN
ABN
AEN
AEN
ABN
ABN
ABN
ABN
ABN
ABN
ANRO
AMRO
AMRO
AMRO
AMRO
AMRO
AMRO
ANRO
AMRO
ANRO
AMRO
AMRO
AMRO
ANRO
AMRO
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
MORTGAGE
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
CORP
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
SERIES
1999
1999
1999
1999
1999
1999
2000
2000
2000
2000
2001
2001
2001
2001
2001
DE
DE
DE
DE
DE
DR
DR
DE
DE
DE
DE
DE
DE
DE
DE
DE
NV
DR
CO
OH
DE
DE
MD
MD
DE
DR
UT
FL
UT
UT
AZ
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/01/01
12/21/01
12/10/01
12/20/01
12/20/01
12/12/01
12/18/01
12/18/01
12/18/01
12/18/01
12/12/01
12/21/01
12/17/01
11/30/01
12/21/01
12/21/01 AMEND
12/01/01
ABN AMRO MORTGAGE CORP SERIES 2001-
ACCUIMAGE DIAGNOSTICS CORP
ACE SECURITIES CORP HOME EQUITY LN
TR SER 2001-HE1
ACTIVE IQ TECHNOLOGIES INC
ADVANCED LIGHTING TECHNOLOGIES INC
AKI HOLDING CORP
AKI INC
ALLEN TEST CO INC POINT RELEASE
EST 10/08/01
ALLEN TEST CO INC POINT RELEASE
EST 10/08/01
ALLIS CHALMERS CORP
ALLSTATE CORP
AMERALIA INC
ANERICABILIA COM INC
AMERICAN CONSOLIDATED MINING CO
AMERICAN CONSOLIDATED MINING CO
AMERICAN SOUTHWEST FINANCIAL SECURI
TIES CORP
NEWS DIGEST December 28 2001
STATE
NAME OF ISSUER CODE
ANACOMP INC
ANCHOR GAMING
ANZ CAPEL COURT LTD
APACHE MOTOR CORP
APCOA STANDARD PARKING INC /DE/
ASPEN GROUP RESOURCES CORP
ASSET BACKED SEC CORP HOME EQUITY
OAN TR 2001-HE1
ASSET BACKED SEC CORP HOME EQUITYOAN TRUST SERIES 2001 HE3
BEAR STEARNS ASSET BACKED SECURITIE
INC
BEAR STEARNS COMMERCIAL MORTGAGE SE
CURITIES INC
BEAR STEARNS COMMERCIAL MORTGAGE SE
CURITIES TRUST 2001TOP4
BMW AUTO LEASING LLC
BMW MANUFACTURING LP
BMW VEHICLE LEASE TRUST 2000-A
BOMBARDIER CAPITAL
IZATION CORP SER
BOMBARDIER CAPITAL
IZATION CORP SER
BOMBARDIER CAPITAL
IZATION CORP SER
BOMBARDIER CAPITAL
IZATION CORP SER
BOMBARDIER CAPITAL
IZATION CORP SER
BOMBARDIER CAPITAL
IZATION CORP SER
BOMBARD ER CAPI TAL
IZATION CORP SER
BOMBARDIER CREDIT RECEIVABLES CORP
SERIES 19971BOMBARDIER CREDIT RECEIVABLES CORP
SERIES 20001CADDO ENTERPRISES INC
CADDO ENTERPRISES INC
CENDANT MORTGAGE CORP MORT PASS THR
OUGH CERT SERIES 2001-6CENTEX HOME EQUITY LOAN TRUST 2001-
CH ENERGY GROUP INC
CHALONE WINE GROUP LTD
CIRCUIT SOURCE INTERNATIONAL INCCIRUS TELECOM INC
CIT EC EF 2001ACIT EQUIPMENT COLLATERAL 2001-1
CITYXPRESS CON CORP
8K ITEM NO123456789 DATE COMMENT
12/26/01
12/26/01
12/14/01
09/12/01 AMEND
12/20/01
12/20/01
12/17/01
12/17/01
DE 12/01/01
DE 12/01/01
DE 12/17/01
12/26/01
12/26/01
12/26/01
DE 11/30/01
DE 11/30/01
DE 11/30/01
11/30/01
DE 11/30/01
DE 11/30/01
DE 11/30/01
DE 11/30/01
DE 11/30/01
12/24/01
12/24/01 AMEND10/25/01
12/25/01
12/26/01
12/10/01 AMEND
12/21/01
12/24/01
12/18/01
12/18/01
12/17/01
IN
NV
C3
NV
DE
A6
DE
DE
MORTGAGE SECURIT
1998AMORTGAGE SECURIT
1998BMORTGAGE SECURIT
1998BMORTGAGE SECURIT
1998CMORTGAGE SECURIT
1999AMORTGAGE SECURIT
2000AMORTGAGE SECURIT
2001A
DE
DE
NY
CA
NV
DE
DE
FL
NEWS DIGEST December 28 2001
STATE
NAME OF ISSUER CODE
COMMODORE MINERALS INC
COMMONWEALTH BANCORP INC
CONMSCOPE INC
CONSECO FINANCE CORP
CONSECO FINANCE SECURITIZATIONS COR
CORMAX BUSINESS SOLUTIONS INC
CORNERSTONE INTERNET SOLUTIONS CO
DE
CREDIT SUISSE FIRST BOSTON MORTGAGE
SEC CORP 2001-CK6
MR BK PA TH CR SR 2001-4
CREDIT SUISSE FRST BOSTON MR SC CR
MR BK PA TH CR SR 2001-1
CREDIT SUISSE FRT BOSTON MR SC CR
BK PA TH CR SR 2001-AR7
CSFB ABS TRUST SERIES 2001 H512
CSFB ABS TRUST SERIES 2001-HE22
CSFB ABS TRUST SERIES 2001S13
200 1HE17CTS CORP
CWMBS INC
CWMBS INC
CYBER VITAMIN COM
DAISYTEK INTERNATIONAL CORPORATION
DE
DANIELSON HOLDING CORP
DELTA FUNDING CORP HOME EQUITY LOAN
ASSET BK CERT SER 2001-1
DICUT INC
DREAMLIFE INC
DYNEGY INC /lLEARTHWATCH INC
EAST COAST POWER LLC
EDISON BROTHERS STORES INC
EL PASO CORP/DE
8K ITEM NO123456789 DATE COMMENT
10/13/01 AMEND
12/21/01
11/16/01 AMEND
12/18/01
12/18/01
DE 12/20/01
DE 12/06/01
DE 12/21/01
DE 12/25/01
DE 03/26/01
DE 02/26/01
DE 08/28/01
12/25/01
12/25/01
09/25/01
DE 04/25/01
DE 12/25/01
DE 12/25/01
DE 11/25/01
12/26/01
12/21/01
12/21/01
11/26/01
12/20/01
09/30/01
12/17/01
12/26/01
12/27/0
12/19/01
12/14/01
12/12/01
12/19/01
12/20/01
NV
PA
DE
DE
DE
UT
DE
CREDIT SUISSE
SECURITIES
CREDIT SUISSE
SECURITIES
CREDIT SUISSE
SECURITIES
CREDIT SUISSE
12/26/01
12/27/01
FIRST BOSTON MORTGAGE
CORP
FIRST BOSTON MORTGAGE
CORP
FIRST BOSTON MORTGAGE
CORP
FIRST BOSTON MR SC CR
DE
DE
DE
CSFB MORTGAGE
ERTIFICATES
CSFB MORTGAGE
ATES SERIES
CSFB MORTGAGE
ATES SERIES
CSFB MORTGAGE
BACKED PASS THROUGH
SERIES 2001
PASS THROUGH CERTIFIC
2001 HE2O
PASS THROUGH CERTIFIC
200 1HE16PASS-THRU CERT SERIES
xx
IN
DE
DE
CA
DE
DE
NY
DE
IL
DE
DE
DE
DE
xx
NEWS DIGEST December 28 2001
STATE
NAME OF ISSUER CODE
EMB CORP
EVOLVE ONE INC
EXPRESS SCRIPTS INC
FAIRPOINT COMMUNICATIONS INC
FERRO CORP
FINANCIAL ASSET SE CP SOUNDVIEW HN
EQ LN AS BK CER SE 2001-1
FINANCIAL SERVICES VEHICLE TRUST
FIRST CAPITAL INCOME PROPERTIES LTD
SERIES IX
FIRST CAPITAL INCOME PROPERTIES LTD
SERIES
FIRST CONSUMERS MASTER TRUST
FIRST HORIZON ASSET SECURITIES INC
FIRST HORIZON ASSET SECURITIES INC
FIRST HORIZON ASSET SECURITIES INC
FOAMEX CAPITAL CORP
FOAMEX CAPITAL CORP
FOAMEX INTERNATIONAL INC
FOAMEX INTERNATIONAL INC
FOAMEX
FOAMEX
FORWARD INDUSTRIES INC
FRANKLIN RECEIVABLES LLC
FRANKLIN RECEIVABLES LLC
FREEPORT MCMORAN OIL GAS ROYALTY
TRUST
GB HOLDINGS INC
GB PROPERTY FUNDING CORP
GLOBIX CORP
GRAND CENTRAL FINANCIAL CORP
GREATE BAY HOTEL CASINO INC
GREENWICH CAPITAL ACCEPTANCE INC MR
LN PS TH CRT SR 01 FRB1
HADRO RESOURCES INC
HANOVER DIRECT INC
HEADWATERS INC
HEALTH MANAGEMENT SYSTEMS INC
I-iEALTHTRONICS SURGICAL SERVICES INC
HEARX LTD
HEARX LTD
HOMESTORE COM INC
HOTJOBS CON LTD
HOUSEHOLD AUTOMOBILE REVOLVING TRUS
TIHOUSEHOLD AUTOMOTIVE TRUST III SERI NV
ES 19991HOUSEHOLD AUTOMOTIVE TRUST IV SERIE
20001STATE
8K ITEM NO123456789 DATE COMMENT
09/30/01 AMEND
12/14/01
12/24/01
12 /2 1/0
12/17/01
12/17/01
12/26/01
12/27/01
12/27/01
11/30/01
12/20/01
12/20/01
12/20/01
12/26/01
12/26/01
12/26/01
12/26/01
12/26/01
12/26/01
09/30/01
11/30/01
12/13/01
12/26/01
08 /2 9/01
08/29/01
12/27/01
12/26/01
08 /2 9/01
12/17/01
12/24/01
12/20/01
12/27/01
12/21/01
12/11/01
12/07/01
12/13/01
12/21/01
12/24/01
12/17/01
12/17/01
DE 12/17/01
8K ITEM NO
HI
DE
DE
DE
OH
DE
FL
FL
IL
DE
DE
DE
DE
DE
DE
DE
DE
DE
NY
DE
DE
TX
DE
DE
DE
DE
NJ
DE
NV
DR
DE
NY
GA
DE
DE
DR
DE
NV
NEWS DIGEST December 28 2001
NAME OF ISSUER CODE DATE COMMENT
HOUSEHOLD AUTOMOTIVE TRUST SERIES
0012HOUSEHOLD AUTOMOTIVE TRUST SERIES
2000
HOUSEHOLD AUTOMOTIVE TRUST VI SERIE
2000
HOUSEHOLD AUTOMOTIVE TRUST 2001-1
HOUSEHOLD CREDIT CARD MASTER NOTE
RUST
HOUSEHOLD FINANCE CORP HOUSEHOLD AF
CRE CAR MAS TR
HRSI FUNDING INC II
IMMUNE RESPONSE CORP
IMPAC SECURED ASSETS CORP
INSCI STATEMENTS COM CORP
INTEGRATED INFORMATION SYSTEMS INC
INTERFOODS OF AMERICA INC
INTERNATIONAL ASSETS HOLDING CORP
IVC INDUSTRIES INC
MORGAN CHASE CO
JORE CORP
JP MORGAN CHASE COMMERCIAL MORT SEC
CORP SERIES 2001-CIBCI
JP MORGAN CHASE COMMERCIAL MORT SEC
CORP SERIES 2001-CIBCI
KANA SOFTWARE INC
KNIGHT TRADING GROUP INC
KROLL INC
LEHMAN BROTHERS HOLDINGS INC
LEINER HEALTH PRODUCTS INC
LEXINGTON PRECISION CORP
LIBERTY MEDIA CORP /DE/
LIFEPOINT INCLTC HEALTHCARE INC
MAGNUM HUNTER RESOURCES INC
MARITRANS INC /DE/
MB FINANCIAL INC /MD
MCGRATH RENTCORP
MEDIMMUNE INC IDE
MEDIX RESOURCES INC
MELLON HOME EQUITY LINE OF CREDIT
AS BA NOT SER 2000-1
MELLON RESIDENTIAL FUNDING CORP MOR
PAS THR CER SER 01 TBC1
MERRILL LYNCH DEPOSITOR INC PREFERR
EDPLUS TRUST SERIES QWS-2
MIDDLESEX WATER CO NJ
MIDWAY GAMES INC DE
MIDWEST BANC HOLDINGS INC DE
ML LEE ACQUISITION FUND II DE
STATE
12/17/01
11/17/01
NV 11/17/01
12/17/01
12/17/01
DE 12/17/01
12/17/01
12/20/01
12/21/01
12/21/01
12/21/01
12/24/01
12/13/01
12/21/01
12/26/01
11/30/01
07/15/01
08/15/01
12/27/01
12/26/01
09/28/01 AMEND
12/26/01
12/26/01
12/21/01
12/26/01
12/31/01
12/26/01
12/17/01
12/21/01
12/27/01
12/20/01
12/27/01
12/18/01
12/20/01
12/17/01
DE 12/20/01
12/19/01
12/26/01
12/20/01
12/31/01
8K ITEM NO
DE
DE
DE
DE
DE
DE
CA
DE
DE
NV
DE
DE
DE
MT
DE
DE
DE
DE
OH
DE
DE
DE
DE
DE
NV
NV
DE
MD
CA
DE
CO
NY
DE
NEWS DIGEST December 28 2001
NAME OF ISSUER CODE DATE COMMENT
ML LEE ACQUISITION FUND RETIREMENT
ACCOUNTS II
MMI PRODUCTS INC
MORGAN STANLEY DEAN WIT CAP INC
OR PAS-THR CER SER 2001-1
MURDOCK COMMUNICATIONS CORP
NASH FINCH CO
NATIONSLINK FUNDING CORP 1999-LTL--i
COMMER LOAN PAS THR CER
NCH CORP
NEON SYSTEMS INC
NEVADA HOLDING GROUP INC /NV/
NEW DRAGON ASIA CORP
NEXT GENERATION TECHNOLOGY HOLDINGS
INC
NISSAN AUTO RECEIVABLES II 2001-C
WNER TRUST
NISSAN AUTO RECEIVABLES 2001-B OWNE
TRUST
NORTEL NETWORKS CORP
NORTEL NETWORKS LTD
NOVAMETRIX MEDICAL SYSTEMS INC
OPTIMARK HOLDINGS INC
ORION POWER HOLDINGS INC
OUTSOURCE INTERNATIONAL INC
OUTSOURCE INTERNATIONAL INC
PACIFIC GULF PROPERTIES INC
PALM INC
PANTHER TELECOMMUNICATIONS CORP
PEDIATRIX MEDICAL GROUP INC
PHOTOELECTRON CORP
PLAYBOY ENTERPRISES INC
PREFERREDPLUS TRUST SERIES ALL-i
PREFERREDPLUS TRUST SERIES ALL-i
PREMIER FINANCIAL BANCORP INC
PRIZE ENERGY CORP
PROFIT RECOVERY GROUP INTERNATIONAL
INC
PUBLIC SERVICE CO OF NEW MEXICO
RADNOR HOLDINGS CORP
RAWLINGS SPORTING GOODS CO INC
RAZORFISH INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET MORTGAGE PRODUCTS
INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
RIDGEWOOD ELECTRIC POWER TRUST IV
RIM COM INC
RIVERSTONE NETWORKS INC
12/27/01
12/17/01
XX
12/17/01
12/17/01
12/20/01
12/20/01
12/18/01
12/20/01
12/26/01
12/19/01
12/19/01
12/31/01
12/19/01
12/19/01 AMEND
12/14/01
12/17/01
12/27/01
12/20/01
12/20/01
12/10/01
12/17/01
12/19/01
DE 12/28/01
DE 12/31/01
12/10/01 AMEND
11/15/01
12/31/01
12/24/01
12/27/01
12/01/01
12/24/01
12/21/01
12/11/01 AMEND
12/ 13/0
10/09/01 AMEND
DE
DE
NY
IA
DE
DE
DE
DE
NV
FL
DE
DE
DE
DE
DE
FL
FL
ND
DE
FL
FL
NADE
DE
DE
KY
DE
GA
NM
DE
DE
DE
DE
DE
DE
XX
12/27/01
12/12/01
12/21/01
12/24/01
12/20 01
12 /2 1/0
12/21/01
DE
10 NEWS DIGEST December 28 2001
STATE 8K ITEM NOCODE DATE COMMENT
RTI INTERNATIONAL METALS INC
SALEM COMMUNICATIONS CORP /DE/
SALIX PHARMACEUTICALS LTD
SAVE ON ENERGY INC
SCANSOFT INC
SECURITY CAPITAL GROUP INC/
SENIOR HOUSING PROPERTIES TRUST
SEPRACOR INC /DE/
SERVICE MERCHANDISE CO INC
SL INDUSTRIES INC
SOLAR SATELLITE COMMUNICATION INC
SOUTHPOINT STRUCTURED ASSETS INC
SPACELABS MEDICAL INC
SPIEGEL MASTER TRUST
STEINS HOLDINGS INC /NV/
STEWART ENTERPRISES INC
STONEPATH GROUP INC
STRUCTURED ASSET MORTGAGE INVESTMEN
TSINCSTRUCTURED ASSET SECURITIES CORP
STRUCTURED ASSET SECURITIES CORP
STRUCTURED PRODUCTS CORP
SUNSHINE PCS CORP
SUPREME HOSPITALITY
TECH DATA CORP
TEXAS SOLUTIONS INC
TMP WORLDWIDE INC
TOYOTA AUTO LEASE TRUST 1998
TOYOTA AUTO LEASE TRUST 1998-B
TRC COMPANIES INC /DE/
TRC COMPANIES INC /DE/
TRINITY INDUSTRIES INC
TRISM INC /DE/
TRUSERV CORP
UACSC 2001-C OWNER TRUST
UACSC 2001-C OWNER TRUST
UICI
UNITED AUTO GROUP INC
UNITED INDUSTRIES CORP
USOL HOLDINGS INC
VEECO INSTRUMENTS INC
VERISIGN INC/CA
VINEYARD NATIONAL BANCORP
VSOURCE INC
WARNACO GROUP INC IDEWARREN RESOURCES INC
WASHINGTON MUTUAL INC
WELLSTONE ACQUISITION CORP
WEST COAST BANCORP /NEW/OR/
WESTERN SIERRA BANCORP
12/26/01
12/14/01
12/27/01
12/26/01
12/12/01
12/26/01
12/20/01
12/21/01
10/29/01
12/13/01
12/26/01
12/15/01
12/04/01
11/30/01
12/24/01
12/26/01 AMEND
12/14/01
12/21/01
12/21/01
12/24/01
12/01/01
12/20/01
12/31/01
12/21/01
12/15/01
12/27/00
12/26/01
12/26/01
12/21/01 AMEND
12/26/01
10/26/01 AMEND
12/18/01
12/20/01
11/08/01
11/30/01
12/21/01
12/26/01
12/17/01
12/13/01
12/17/01
12/12/01
12/24/01
12/21/01
12/27/01
12/25/01
12/21/01
12/19/01
12/18/01
12/18/01
NAME OF ISSUER
XX
XX
OH
DE
DE
MD
MD
DE
TN
NJ
CO
DE
DE
DE
NV
LA
DE
DE
DE
DE
DE
DE
NV
FL
NV
DE
CA
CA
DE
DE
DE
DE
DE
NY
NY
DE
DE
DE
OR
DE
DE
CA
DE
DE
NY
WADE
OR
CA
11 NEWS DIGEST December 28 2001
STATE 8K ITEM NO
NAME OF ISSUER
WINTRUST FINANCIAL CORP
WORLD ENVIROTECH INC
WORLDPORT COMMUNICATIONS INC
XIN NET CORP
YAHOO INC
800 FLOWERS COM INC
12/26/01
12/26/01
12/21/01
12/26/01
12/24/01
12/26/01
CODE DATE COMMENT
IL
CO
DE
FL
DE
DE
12 NEWS DIGEST December 28 2001