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Security Research Call FP7-SEC-2012-1 Roma 5 September 2011 [email protected] Security Research European Commission Enterprise and Industry

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Page 1: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Security Research Call

FP7-SEC-2012-1

Roma 5 September 2011

[email protected]

Security Research

European CommissionEnterprise and Industry

Page 2: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Overview of Presentation

Part A: Security Research in FP7

• Policy Drivers

• Implementation

Part B: Security Call 5

• Work Programme 2012

• Funding schemes, Time frame and Budget

• Specific issues

• Recommendations in writing the proposal

Part C: The future

Page 3: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

1) Policy Drivers

EU R&D: Framework Programmes

TITLE XIX RESEARCH AND TECHNOLOGICAL DEVELOPMENT AND SPACE

EU Treaty Article 179http://europa.eu/lisbon_treaty/index_en.htm

Policy objectives:

Contribute to the setting up of a European Research Area,

Support the implementation of EU policies,

Support the competitiveness of the European Industry.

Page 4: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Framework Programmehttp://cordis.europa.eu/fp7/understand_en.html

Joint decision of EU Parliament and Council: Legal basis, Budget, Areas of

activity, Implementation modalities

Implementation via calls for proposals, based on annual work programmes

PRINCIPLES:

Collaborative research : Min 3 entities from 3 countries

Grants (subvention): 50% funding (75 % exceptionally), IPR belong

to proposers

Selection of project based on independent peer review

Page 5: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Internal Security Strategy (2010) (COM(2010)673 final), 22-11-2010)

http://www.consilium.europa.eu/ueDocs/cms_Data/docs/pressData/en/reports/78367.pdf

Serious and organised crime

Terrorism

Cyber-crime

Border security

Natural and man-made disasters

Security, as embedded into other policy areas, such

as transport, health, civil protection, energy,

development and environment.

Implementation of EU Policies

Page 6: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Support competitiveness of

industry

Security: a necessary condition for investments

Security industry‟s annual turnover: 10-15 billion €,

EU Security research: 40% of total European funding

Innovation Union (2010) http://ec.europa.eu/research/innovation-union/index_en.cfm

strengthen innovation chain and boost levels of investment

„Industrial policy for the globalisation era‟ (2010)http://ec.europa.eu/enterprise/policies/industrial-competitiveness/industrial-policy/index_en.htm

Public consultation “Unleashing the potential of Europe‟s security industry” http://ec.europa.eu/enterprise/policies/security/industrial-policy/public-consultation/index_en.htm

Workshop on Security Industrial Policy 18th October, Brusselshttp://ec.europa.eu/enterprise/newsroom/cf/itemlongdetail.cfm?item_id=5316&lang=en&tpa_id=168&displayType=calendar

• improve business environment, especially for SMEs,

• support development of strong and sustainable industrial base

Page 7: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Security

1.400 M€

4% of FP7

Space

1.400 M€

4% of FP7

Energy

2.350 M€

7% of FP7

Socio-economics

623 M€

2% of FP7

Environment

1.890 M€

6% of FP7

ICT

9.050 M€

28% of FP7

Transport

4.160 M€

13% of FP7

NMT

3.475M€

11% of FP7

Food

1.935 M€

6% of FP7

Health

6.100 M€

19% of FP7

FP7 Cooperation Programme: 32.413 M€

The 10 Themes

2) Implementation in FP7 of Security Research

Page 8: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Vision and Agendahttp://ec.europa.eu/enterprise/policies/security/files/esrab_report_en.pdf

• Develop technologies and produce knowledge

to ensure security of citizens from threats

such as terrorism, (organised) crime, natural

disasters and industrial accidents.

• Ensure optimal use of technology for benefit

of civil European security, clear European

added value, respecting fundamental rights in

full compliance with law (i.e. data protection).

MISSION DRIVEN Research (4 main missions)

• Stimulate collaboration between technology

providers and users (Users first!)

Page 9: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

4 Security missions areas

1. Security of citizens

2. Security of infrastructure and utilities

3. Intelligent surveillance and border security

4. Restoring security and safety in case of crisis

3 Cross cutting areas

5. Security systems integration, interconnectivity and interoperability

6. Security and Society

7. Security Research coordination and structuring

Civil application focus (exclusively)

Activities of the FP7 Security Research Theme

Page 10: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

From technologies to systems

Page 11: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Large Demonstrators

Maritime Border Security

Security of Mass Transportation

CBRNE

Supply Chain & Logistics

Crisis management

Page 12: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

From Calls to Projects

Call1 (2007-2008) 156 million € 48 projects

Joint Call SEC-INFSO 20 million € 9 projects

Call 2 (2009) 117 million € 32 projects

Call 3 (2010) 209 million € 40 projects

Call 4 (2011) 221 million € 54 projects

Call 5 (2012) 241 million €

Call 6 (2013) ± 300 million €

These projects involve more than 1500 organisations ranging from universities,

large industries, SMEs (~20%), to security end users.

Projects‟ description on http://cordis.europa.eu/fp7/security/projects_en.html and

http://ec.europa.eu/enterprise/policies/security/files/securityresearch_catalogue2010_2_en.pdf

Page 13: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Part B

Security Call 5http://ec.europa.eu/research/participants/portal/page/cooperation?callIdentifier=FP7-SEC-2012-1

• Work Programme 2012

• Funding schemes, Time frame and Budget

• Specific issues

• Recommendations

Page 14: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Work Programme 201250 topics covering all activities

Activity N

1- Security of the Citizens 7

2- Security of infrastructures and utilities 10

3- Intelligent surveillance & border security 9

4- Restoring security and safety in crisis 9

5- Security systems integration,

interconnectivity and interoperability5

6- Security and society 7

7- Security research coordination and

structuring3

Funding

SchemeN Activity

CP-IP 10 1,2,3,4&5

CP-FP 22 All

CSA 10 2,3,4,5,6&7

CP-FP/CSA 5 1&6

CP-CSA 1 3

NoE 2 5&7

Page 15: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

FP 7

Security Research

CBRN

Explosives

2. Security of

infrastructures and

utilities

1. Security of the

Citizens

6. Security and

society

4. Restoring

security and safety

in case of crisis

3. Intelligent

surveillance and

border security

Land Border/

Checkpoints

Sea

Border

citizens and

security

Foresight

Understanding

organisational

structure and

cultures of public

users

Organised

Crime

Counter

Terrorism

Buildings/

Design

Energy/

Transport/

Communication

Grids

preparedness

and planning

Recovery

Surveillance

5. Security systems

integration,

interconnectivity and

interoperability

7. Security

Research

coordination and

structuring

CBRN

Security

Economics

Ethics and justice

Specific

Areas

Mission

Areas

Interoperable

Secure

communication

Security Missions

Cross-cutting

Missions

Information

management

Air

Border

Supply chains

Response

ERA-NET

Pre-normative

research

SME’s

Studies

NCP &

Otehrs

Page 16: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Annual workprogramme: impact and balance

Impact

• Promotion of icompetitiveness.

• Coherence with past calls and other initiatives (also at the national level).

• Alignment with EU policy making.

Balance between:

• Innovate to meet current needs and build capabilities with future impact.

• Major projects and small, shorter, projects.• Meeting user priorities and potential return to participants.

• Incremental and high risk/novelty research.

• Focusing on technology development and societal aspects.

• Scientific disciplines.

Result of a dialogue with Member and Associated States, ad-hoc Advisory Group, EC Policy DGs, European and International associations, stakeholders (workshops) ..

Page 17: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.1 Increasing the Security of the Citizens

SEC-2012.1.3-1 Less than Lethal Handling of PBIEDs

SEC-2012.1.3-2 Home made explosives (HMEs) and recipes characterisation

SEC-2012.1.5-1 CBRNE Demo Phase II

SEC-2012.1.5-2 Improving drinking water security management and mitigation in large municipalities against major deliberate, accidental or natural CBRN-related contaminations

SEC-2012.1.5-3 Identification and development of low-risk alternatives to high-risk chemicals

SEC-2012.1.5-4 Securing the food chains from primary production and animal feeds to consumer ready food against deliberate, accidental or natural CBRN contamination

SEC-2012.1.6-1 Digital, miniaturised operational tool for investigation

Page 18: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.2 Security of infrastructures and utilities

SEC-2012.2.1-1 Resilience of large scale urban built infrastructure

SEC-2012.2.1-2 Criticality analysis of critical infrastructure including concepts for forgery proof and efficient facility access systems

SEC-2012.2.2-1 Identification of measures to counter illegal export of metal-bearing waste

SEC-2012.2.2-2 Air traffic Management/Control threat assessment model

SEC-2012.2.2-3 Improving security in air cargo transport

SEC-2012.2.2-4 A common EU aviation security requirement to reduce costs and facilitate passenger flows

SEC-2012.2.3-1 Early warning security systems: physical protection of critical buildings

SEC-2012.2.4-1 Pre-normative technology development for improved and more efficient security of the supply chain

SEC-2012.2.5-1 Convergence of physical and cyber security

SEC-2012.2.5-2 Cyber resilience – Secure cloud computing for critical infrastructure

Page 19: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.3 Intelligent surveillance and border security

SEC-2012.3.1-1 Increasing trustworthiness of vessel reporting systems

SEC-2012.3.1-2 Pre-Operational Validation (POV) at EU level of common application of Surveillance tools

SEC-2012.3.4-1 Research on "automated" comparison of x-ray images for cargo scanning with reference material (use of historic images in an automated environment) to identify irregularities

SEC-2012.3.4-2 Research and validation for sub-surface fingerprint live scanners

SEC-2012.3.4-3 Tools and processes for assessing the impact of policies/actions on border control

SEC-2012.3.4-4 Innovative, cost-efficient and reliable technology to detect humans hidden in vehicles/closed compartments

SEC-2012.3.4-5 Further research, development and pilot implementation of Terahertz passive detection techniques (T-Ray)

SEC-2012.3.4-6 Enhancing the workflow and functionalities of Automated Border Control (ABC) gates

SEC-2012.3.5-1 Development of airborne sensors and data link

Page 20: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.4 Restoring security and safety in case of crisis

SEC-2012.4.1-1 Preparedness for and management of large scale fires

SEC-2012.4.1-2 Psycho social support in Crisis Management

SEC-2012.4.2-1 Positioning and timing tools to guarantee security assets trace & tracking together with worker safety in a secure environment

SEC-2012.4.2-2 Situational awareness guidance and evacuation systems for large crowds, including crowds unpredictable behaviour

SEC-2012.4.2-3 Post crisis lesson learned exercise

SEC-2012.4.3-1 Next generation damage and post-crisis needs assessment tool for reconstruction and recovery planning

SEC-2012.4.4-1 Development of mobile laboratories, structures and functions to support rapid assessment of CBRN events with a cross-border or international impact

SEC-2012.4.4-2 Means of decontamination of large groups, urban/wide areas and large, complex and/or sensitive object

SEC-2012.4.4-3 Tools for detection, traceability, triage and individual monitoring of victims after a mass contamination

Page 21: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.5 Security systems integration,

interconnectivity and interoperability

SEC-2012.5.2-1 Preparation of the next generation of PPDR communication network

SEC-2012.5.3-1 Embedded protection of security systems and anti-tampering technologies

SEC-2012.5.3-2 Establishment of a first responders platform for interoperability

SEC-2012.5.3-3 Establishment of a interoperability platform/centre for testing and validating decision and intelligence systems

SEC-2012.5.3-4 Global solution for interoperability between first responder communication systems

Page 22: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.6 Security and society

SEC-2012.6.1-1 Methodologies to assess the effectiveness of measures addressing violent radicalisation

SEC-2012.6.1-2 Tools and methodologies, definitions and strategies for privacy by design for surveillance technologies, including ICT systems

SEC-2012.6.1-3 Use of new communication/social media in crisis situations

SEC-2012.6.3-1 Developing an efficient and effective environmental scanning system as part of the early warning system for the detection of emerging organised crime threats

SEC-2012.6.3-2 Criteria for assessing and mainstreaming societal impacts of security research activities

SEC-2012.6.4-1 Fight against corruption

SEC-2012.6.5-1 Legitimacy and effectiveness of legal measures against security threats

Page 23: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Activity: 10.7 Security Research coordination and structuring

SEC-2012.7.2-1 Open topic for Small and Medium Enterprises: "Advancing contemporary forensic methods and equipment“

SEC-2012.7.4-1 Coordination of national research programmes in the area of security research

SEC-2012.7.4-2 Networking of researchers for a high level multi-organisational and cross-border collaboration

Page 24: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Funding scheme

Typical

Indicative

funding

Typical

duration

(Years)

Activities

Collaborative

Project

Capability

projects≤ 3,5M€ 2-4

small or medium-scale focused research project

(CP-FP)

Integration

projects

>3,5M€3-4

large scale integrating project

(CP-IP)

Phase II

projects ~ 20 M€ 3- 4 large scale systems of systems demonstrations

Coordination and

support actions

Phase I

Projects~ 1 M€ 1 strategic roadmaps

CSA 0,5-1 M€ 0,5-3

- CA: coordinating research activities and

policies

- SA: contributing to the implementation of the

FP and to prepare future research policy

Networks of

Excellence

stakeholders combination/integration of

activities/capacities in a given field, JPA

Demonstration Programme

Funding Schemes

Page 25: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Budget

Indicative Call budget: 241,7 M€

Integration & Demonstration projects: ~45% (35-55%),

Other topics: ~55% (45-65%)

International cooperation: up to ~3%

SMEs open topic 7.2-1: up to ~5%

For the POV topic 3.1-2: up to ~4%

Page 26: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Timeframe

Call publication: 20 July 2011

Deadline for submissions: 23 Nov 2011

Proposals evaluation: • - Remote: Dec 2011/Jan 2012

• - Presence: Jan/Feb 2012

• - Ethics screening: March 2012

• - Security Scrutiny: May 2012

Indicative start of negotiations of short listed proposals: mid 2012

Indicative projects starting date: end 2012/beg 2013

Page 27: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Who can participate?

Any undertaking, university, research centre

or other existing legal entity established in:

EU Member States (MS)

Associated Countries to FP7 (AC) = Iceland,

Liechtenstein, Norway, Croatia, Serbia, Turkey,

FYROM, Switzerland, Israel, Albania, Montenegro,

Bosnia & Herzegovina, Faroe Islands

If the conditions for participation are met:

Minimum number:

at least 3 independent participants from 3 MS/AC (JRC as if established in another MS/AC);

Except for Support Action: 1 legal entity

The rule applies all over the duration of the project (!)

International organisations and participants from third countries can participate only in

addition to the minima

General principles: co-financing and non-profit (no overcompensation of costs)

Page 28: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Evaluation Criteria

The innovation dimension of a proposal will be evaluated under CR3 'impact„:

• Describe the potential areas and markets of application of results and the potential advantages of the

resulting technologies/ solutions compared to those that are available today.

• Describe the measures you propose to increase the likelihood of market uptake of project results, such as:

verification, testing, and prototyping; supporting development of technical standards; identifying and

collaborating with potential users; identifying potential partners and sources of finance for commercialisation.

Evaluation criteria applicable to Collaborative project proposals

S/T QUALITY“Scientific and/or

technological excellence

(relevant to the topics addressed by the call)”

IMPLEMENTATION“Quality and efficiency of the

implementation and the management”

IMPACT“Potential impact through

the development,

dissemination and use of project results”

Soundness of concept, and

quality of objectives

Progress beyond the state-of-

the-art

Quality and effectiveness of

the S/T methodology and associated work plan

Appropriateness of the

management structure and

procedures

Quality and relevant experience

of the individual participants

Quality of the consortium as a

whole (including complementarity,

balance)

Appropriateness of the allocation

and justification of the resources

to be committed (staff, equipment

…)

Contribution, at the European

[and/or international] level, to

the expected impacts listed in

the work programme under

the relevant topic/activity

Appropriateness of measures

for the dissemination and/or

exploitation of project results,

and management of intellectual property.

Refer to the specific criteria for the relevant Funding Scheme!

Page 29: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Overview of the Evaluation Process

Final ranking

list

Rejection list

Full Proposal

Proposal

forms

Evaluators

Eligibility

Evaluators Evaluators

PanelSubmission ConsensusIndividual

evaluation

Proposals in

suggested

priority order

Finalisation

Criteria

Criteria Criteria

Ethical

Screening

Security

ScrutinyDeadline:

November

Call publication:

20 July

Dec. – Jan. February

Feb. - March May

May - July

Page 30: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Specific issues (1)

Up to 75% funding (in FP7 only for the Security theme):

EU funding for RTD activities may reach a maximum of 75% also for participants usually entitled only to 50% (i.e. entities that are not secondary and higher education establishments, non-profit public bodies, research organisations or SMEs) if all of the following three conditions are met:

very limited market size

a risk of „market failure‟,

for accelerated equipment development in response to new threats.

Applicants need to demonstrate this requirement in their proposal

Demonstration activities (not Demonstration Programmes) always financed up to 50%

Page 31: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Specific issues (2)

Broad involvement of SMEs highly encouraged

explicitly mentioned in the description of topics

SMEs open topic 7.2-1

Networks of security research stakeholders key in disseminating

results to end users, national public authorities and citizens:

Exploitation (CR 3, Impact);

Effective activities for dissemination and exploitation to be

foreseen in all projects.

Page 32: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Specific issues (3)

Testing, validation and demonstration of security

solutions,

Concrete achievements and milestones

Pre-normative research dimension

Standards crucial for interoperability, not only of

technical features

Page 33: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Specific Issues (4)

Societal impact of the proposed solutions: respect fundamental rights and compliance with European societal values (including privacy issues)

„Dual use‟ technology: if so, qualify what you mean. Coordination with EDA

Ethical issues (i.e. data protection) based on principles reflected in the Charter of Fundamental Rights of the EU, relevant EU laws (i.e. Data Protection Directive) and the European Convention on Human Rights (workshop on “a Practical Approach in Security Research”, Brussels 29 September http://ec.europa.eu/research/rea/index.cfm?pg=ethics7fp_workshop2011 )

Gender aspects in planning, decisions, and funding to be taken into account

Sensitive activities and information: proposals must not contain any classified information. Ineligible!

Page 34: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Specific issues (5)All actions are open to international co-operation to industrialised & ICPC countries: explicitly mentioned in 8 topics:

SEC-2012.1.5-2 Improving drinking water security management and mitigation in large municipalities against major deliberate, accidental or natural CBRN-related contaminations

SEC-2012.2.2-1 Identification of measures to counter illegal export of metal-bearing waste

SEC-2012.2.2-2 Air traffic Management/Control threat assessment model

SEC-2012.2.2-3 Improving security in air cargo transport

SEC-2012.2.2-4 A common EU aviation security requirement to reduce costs and facilitate passenger flows

SEC-2012.2.4-1 Pre-normative technology development for improved and more efficient security of the supply chain

SEC-2012.4.4-1 Development of mobile laboratories, structures and functions to support rapid assessment of CBRN events with a cross-border or international impact

SEC-2012.6.1-3 Use of new communication/social media in crisis situations

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Recommendations

Follow the FP7 guidelines (definition of the funding schemes, scope of topics, eligibility rules, etc)

Cover the topic

Be aware of the 3 “evaluation criteria”:

– Scientific and technical quality

– Implementation

– Impact

Describe perspective for the use of results

Address ethical and sensitiveness issues (as early as possible in the workflow)!

Justify the innovative aspects (Incremental vs breakthrough)

Clearly explain/justify the estimated project budget

Within the partnership look for the right expertise, as needed for reaching objectives: … : project to be as small and simple as possible / as large as necessary !

involvement of SMEs and relevant End Users strongly encouraged (as early as possible)!

Present (credibly) the vision of market deployment following the R&D activity

Clearly present the state of the art: check/link with relevant (ongoing or past) research projects

Have your proposal proof-read by a „neutral‟ person

Make the reading of an evaluator easy:

– Use a simple and clear language

– Be short and concise

– Clearly define objectives, milestones and deliverables

– Use tables and graphs, etc

Respect the page limits: proposals must conform to the page limits and layout given in the GfA

… And do not leave the proposal submission to the last minute!

Page 36: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

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A new EU approach

towards a global

market

Perspectives:

Security Research & Industrial Policy

Validation and certification

Standardization of new

technical solutions

Pre-commercial Public

Procurement

Part C) The future

Tackling a

fragmented

market

Page 37: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Relative market size of security industry (indicative € estimates by sector)http://ec.europa.eu/enterprise/policies/security/files/study_on_the_competitiveness_of_the_eu_security_industry_en.pdf

SECURITY INDUSTRY

Sectors EU security market

(low estimate)

EU security market

(high estimate)

Global security

market estimate

Aviation security € 1.5 bn € 2.5 bn € 5.2 bn

Maritime security € 1.5 bn € 2.5 bn € 6.7 bn

Border security € 4.5 bn € 5.5 bn € 9.9 bn

Critical infrastructure protection € 2.5 bn € 3.5 bn € 12.6 bn

Counter-terror intelligence € 4.5 bn € 5 bn € 19.4 bn

Physical security protection* € 10 bn € 15 bn € 39.2 bn

Protective clothing (first responders) €1.5 bn € 2.5 bn €10 bn

TOTAL MARKET SIZE € 26bn € 36.5 bn € 103 bn

* It includes CCTV, access control equipment, intrusion and detection systems, etc.

Source: ECORYS (2009)

Page 38: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

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Lisbon Treaty

„ESDP‟ R&D Security R&D

(ex 2nd Pillar) (ex 1st Pillar)

Perspectives:

Dual-use technologies

Page 39: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

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Human factors

Security vs. privacy

Legal & ethical aspects(i.e. Data Protection)

Foresight & scenarios

Impact of technologies

(security/privacy by design)

Economics of security

Perspectives:

Security and Society

acceptance by society and

societal resilience

Page 40: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

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Challenge for R&D in support to policy

Today: 5-6 yrs

from definition of

R&D topics to

project completion.

Need to minimize

this interval and

synchronize with

policy

implementation

Internal Security Strategy -

implementation

Threat assessment:

MS, EEAS (SitCen),

agencies

Monitoring

and evaluation:

EP, Council, COSI,

COM annual report

Implementation:

MS, COM, agencies

Decision making:

EP and Council

Policy development:

COM with EEAS

Operational planning: COSI,

COM, EEAS (e.g. CSDP missions)

Page 41: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

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Future EU Multiannual Financial Framework (MFF) (2014-2020)

Commission presented its proposal to European Parliament

A Budget for Europe 2020 - Investing today for growth

tomorrow overall € 1025 billion 29.6.2011 COM(2011) 500 final

Ambitious, but realistic and responsible.

Themes:•For growth and for jobs (Connecting Europe Facility, Horizon 2020,

competitiveness and SME, educational and vocational training) - Smart and

inclusive growth

•For a greener, more modern agriculture – Sustainable growth

•For a safer Europe – Security and citizenship

•For a stronger Europe in the world – Global Europe

•Better resources for the EU budget

•Administration 2014 - 2020

Page 42: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

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Horizon 2020

Societal challenges require innovative solutions.

EU R&D, Innovation, Competitiveness programmes to continue constituting a

significant share of the EU budget.

Intention to seamlessly integrate Research and Innovation (proposed name of

programme “Horizon 2020” with proposed € 80 billion budget, covering the FP,

the innovation-part of CIP, and the EIT in a common strategic framework), with

a coherent set of funding instruments along the whole innovation cycle (from

basic research to market uptake), and simplification of procedures and rules.

Broad public consultation of stake-holders and institutions on future

orientation (Green Paper, 9/2/2011) http://ec.europa.eu/research/csfri/index_en.cfm

Research and Innovation towards more inclusive, innovative and secure

societies: Stakeholders and Member States workshops (27/6 and 13/7)

http://ec.europa.eu/research/social-sciences/pdf/report-of-csf-workshops_en.pdf

Target: Adoption by the Commission on 30 November. Council to discuss a week later.

Page 43: Security Research Call FP7-SEC-2012-1 · 2011. 9. 6. · Call FP7-SEC-2012-1 European Commission Enterprise and Industry Security 1.400 0 ¼ 4% of FP7 Space 1.400 0 ¼ 4% of FP7 Energy

Call FP7-SEC-2012-1European CommissionEnterprise and Industry

Further information

Security Research Info-Day on 8 September in Brusselshttp://ec.europa.eu/research/rea/index.cfm?pg=security7fp_infoday2011

European Security Research Conferencewww.src11.eu (Warsaw, 19-21 September)

CORDIS site: http://cordis.europa.eu/fp7/security/home_en.html

Work Programme

Call for proposals

Guide for applicants etc.

DG ENTR:http://ec.europa.eu/enterprise/security/index_en.htm

[email protected]

REA: http://ec.europa.eu/research/rea/[email protected]

Helpdesk: Centralised FP7 Enquiries Service: http://ec.europa.eu/research/enquiries

National Contact Points: http://cordis.europa.eu/fp7/ncp_en.html http://www.seren-project.eu