_____ _ ____________ _______ _

ORGl\NIZATION1ENTITY

PARTIES

I. Pl·n.on Htportin 11.1 ... 1 n lllh.'. lir .. 1. 1111ddh: 1111tial I

.i. Tith: t:\rtKh: 111 _tudgi:s mdr\.';tf\." al· th\" 11r ., ...·11i.1r -;tat1i-.. m:it'hlr.\h" JHJgi:-. md11,.·:1k full- 11r p;irt-rnni.:l

C.S. [Ji,;rricr Judge

7. Ctumhcn or Ollkt- \ddrl''i'i

U.S. D"1r11:1 C<•<nt 2:2 \\. 71h A\l' N.\2

A.11..:lwragi.:. :\I\. NSl3

!. COL1rr ur Org,ani1:1tion 3. 01Ue of RL•port

O Ol 2010

b. lfrporrinc Pl'rind

D \:llllllrlJllllll, DJ\

O lnit1�.i1 [ZJ ,\nnual

5b. 0 .-\mi.:nd J R port

D hnal

H. ( )n tht: basis of rhe infornunion contii.lnt.·d in this Report n<l an) modinl';Uiun pe-ruinin2 thntto, it i"· in m) upinion. in rompli11nL't \\i(h applicable ht""S nd reJ:uforion .

\)[ 01 201)') '"

12 _1 [ "200'1

Re,it'Hitlj.t Offirl'r L>att'

/1HPORTAJ'•IT NOTES: The imtrucrionx accompanying this form nru.>t be /ollolt'ed. Comp/ere ill! part"

<"het"Aing the .\"0.-V E box for eu.-h purr lt'here you lru>'e nu reportuble i11/ormuticm. Sign on /ust pagt•.

. o Jo Re•· /,!l//IJ

Rl•porr R,,,1:1in•,/ hr rlrt· 1-:1/zi,·s FINANCIAL DISCLOSURE REPORT i11G1H'l'l"H11ll'ltf . ..ft·f(J{/();',\ FOR CALENDAR YEAR 2009 15 l'.S.C. UJ'I'· I} /IJ/-1 I I J

J. PQS J T f 0 NS. {Repurrin1: inJfriJual on!J·,· .\el! pp. 9-1 J of jifinf.: imtrudirm. .)

[ZJ NONE (No repurrah/e posirions.)

POSITION

I.

NAMF: OF

3.

-1.

5.

11. AGREE1\.1 E.�rrS. tReportinJ.: imlfriduolon r: h'e pp. JJ./6 1ifjil111.r: in.\tTuj·rion...,)

ONE (,\'u rcportah/e agreL"me11/s.J

At\D TERl\1S

Sedwick, John W.

[I

SOURCE

SOURCE LOCATION PURPOSE

INCOl\!E

ITEMS PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 2 of 8

\ Hill' or Pl·non Hr-porting

Srli\\ick.John \\.

Dalt.• or l t:pon

NO'.'JE (:Vo rcportahlc 11011-i111·cstmc111 in<"ome)

.1.

IJ J, N 0 l'/-1,'.'II\'ESTl\1 ENT ) NCO '.\1 E. (R"f"'tinx inJidd11ul u11J >pou>e; '''"/'I'- l '-U •'./Jiling ithtr,.cti<m\,)

A. Filer's Non-ln\'estment Income

SOURCE A\JD TYl'E ()'lHlr . lltH ':'>f1 lusc-'s}

SJ . .1ll5.00

B. Spouse's I\'on-f n,·estn1ent I ncorne - l/)'OU Wtre married durinJ.: Qflj' portio11 0/111 reportillJ: )'l'Uf, nm1plt'll! this ,\'fflhm.

(Dollar ,1111010111111/ rt'<jlillTd l!,·npr fi>r hcmm ..1ri11)

L NONE (No reportable 11un-im·cs1111ent income.)

AND TYPE

I. 009 Alaskt1 Pi:nnancnt Fund Di" 1J1.. nd

2009 State of Abska Pension

3. 2UM DBS Consullinir

-1.

Iv. RE I 1\1 B llRSEl\'I ENTS -- lran>porlutio11, fodgin{I. """/. ··nta11Iinme111

[2J NONE (No reportahle rci111h11r.rc111..:111s.)

I.

.1.

5.

PAID OR

r. _

SOURCF

CODE

----- ---- ----·-·---- ---· --··--··-------------------------

l).it.: of Hrporl ,.:urn: of Prrson Rrpor1ing FINANCIAL DISCLOSURE REPORT o-+ OJ 201t1 Page 3of8 S<'dwick. John \\',

\'. G J FTS. (lndud1•. thtJ\"t' (o \fOll l! unJ dt•pt•1111'.•JJ1 dri!Jrt•11; \4.'t' Pl'· !,Y ••? I ,4jili111: imtrtfftim1.'>.)

--:-i./..._·. 0 II\: NE r.\'o reporlah e gifts.)

3.

5.

DESCRIPTION

\T J. L IAB J LI Tl ES. (/ndudc•.\ /JUl\t• of.t0pmuc• and J,•pen,ftont drildn:n: supp. J]..JJ ojjilin.r: i11.\fr11,·1io1u.)

NONE (No reporlllhl<' liahi/itics.)[{]

CREDITOR

I.

DESCRIPTION VALUE

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4.

5.

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14

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I

11

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----,

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I

FINA'.'ICIAL DISCLOSURE REPORT

Page 4 of8

'anu: or rf'non Rl·purting

Sed\\kh. John W.

Date nf lh·porl

0 012\JllJ

V 11. I NY ESTl\1 ENTS and TRUSTS .. ;""'"''· •·utue. irumuctfom 1111r111Je, ''"'"' "t'P""" ""'' ""l'•'"d""'"'';'""'"' "",. ,,,, . .11.M1 of'Jili111: ;""'"'";""'·'

r\Oi'!E /,Vo rcponahli! i11cflllll.', mst'ls. or 1n111sac11011s.)

A. ll. L' {) [)l· ..ripOlU\ lll .\:.. IS

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Pl.Kl' ··1 x )" affrr i.:-Jt..'h a:..'.'lt: t'xi:mpl from prior Ji,1.:lu ..un:

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I st No1'I Bank .<\l;iska Sluc·k

I st -..:a1'I B;ink Ala"k;i Acc,iunb

'.'·hirthnm Bank Accounts

l'lly of A h:n lfond

Lincoln Nat'I Life Ins. Co. Policies

----,IR:\

IRA: American Funds Bond FunJ of . .'\mcnca

----, IRA: American funds Euro Pacitk

----, IRA: :\mcrican funds lmcs11nen1 Co of America

----, IRA: American Funds Growth Fund of ""rica

----, IRA: Arrn:ricon fumb Capiial I ncorn..: Bui h.kr

----, IRA: American Funds Cari1:il World (i&I FunJ

---,IRA UllS Uynam1c Alph:i FunJ

lit.'\: UBS Global Allocation Fund

IRA111

IR1\ 7'1: Alliance lkmslcin 1111'1 Fund

I 111... n · t1. 1n C0Jl',.1'\\.·.:Ci>h1111mUI .1n·J lHl

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Ill I I Aawunt Tyrl· (C-.{!. (\lJ,,; I t!i' . n:n:. (.·\·Ill or IHI.I

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B Di"ide11d

A lnteres1

A l111crcs1

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t•J ·zS.:' .!l1Hi 001 . S50Jl(11J.m10

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0 .'08'09 K

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04/0H.'O'J K

1,14;0 10•1 K

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[JO 17 I)<) 1\1 A

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(I) I )

Datt- or lfrport \a me uf Person lh·purting FINANCIAL DISCLOSURE REPORT

Sednick. John W. Page 5 of8

v 11. IN VEST!\ I ENTS and TRUSTS -- irrnmw, rulll<'. lr.UllUl'licnn (/11dud<"\ ''""" 4•J><>ll" u11J J1·p""''"" clri!Jrm: ,, ... Pl'· J -MJ "f Jilin::;,,.,,.,,.,;.,"'.)

fl )'.;0\E (,Vo repor1a/1fL· i11come. trssers. or tra11.rndio11s.J

,\ lJ t' n (} ..;..:r1pli1lll vf ;\):-oCLS Jr11..·l)lll<:<lurmg: lirl'="-" 'alut:" at ..:ml Trall')Jt:llllih <lltnni; t:'pllrllllg r\'111,.HJ

1im:luJ111g tni ... 1 a !:.l!'b) ri..·p" rting (X"J n1<l lifr.:rt•ning p.:n._,u

(ii ti) 1.'!1 1J1 I I i:'il 1111i.:c..· ..(Xf' J11<.:r 1:ad1 a-.::.d "'nwlHH T rctc-g. \';till\!' \':du.: T}p l.:.g .. Dati: \'Jiu"· (j;11n

(.\);Ji..• I Xt'mpt from pm.1r Ji ... d11sme div .• rcnl. (.',_iJc ::! kthnJ huy. :-1;.'ll. :111111 Ud ) (.'l}Jt• (\id .. • 1 hknu:; of

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f,\-11) llf!lltl !l·Pi (\l(.k J l\)·Wl

n:r.h:rnpt11.1n1 tJ-PI 1A-ll1 l1r"pn-.;.i11..•

tra11:-..11:111>n)

IRA •I. Allian1 NFJ ll1>1dcnJ \':1luc FunJ Sold IJX'l 1.09 J A (p'1r1)

IRA :11: Am('ri an Funds Capital lnn rn

Builder hmd

IRA #I: .\mcrican Funds Capital W <>rid G& Sold 08111109 J A I hind (par!)

IRA 111: American Fund> Grn\\·lh Fund of SL>id 08111 '09 ) A An11:ril·a I part)

Ami..·Tit.·rn1 Fund Income Fund of Ami:ril·:..i

IRA !ti: Blackrock Aurora Fund

IRA #I: Cal;imos Growth Fund Sold O .'l 1!09 ) A (parll

25.

26.

27.

8.

J 2'1

i .10.

! .11.

. :!.

).1.

ll{A ffl. Da"is New York Venture

IRA# I: Loomis Sayks S1rn1cgic· lnc·ome Fund

IRA .ff I: Pimco Tola! Return Fund

IHA t: I: RS Emerging Markl·11 Fund

IRA# I. RS Emerging \1arkcls Fund

IRA r. I: lhornbmg Jnr'I \'alue tunJ

IRA ll I: Thornburg lnr'I Value Fund

IRA Ill: UBS Dynamic Alpha Fund

IRA t: I: UBS Pace Mnncy t-.1arkd Fund

IRA ::I: Uniied Stales Gm·crnmenl

51.:'curiti s

Sold (part)

Sold (part)

E3uy

Buy (add'IJ

Buy

Buytndd'li

Sold

(parl)

OX/I 1:09 J A

08111109 ) A

08:17109 K

08/21109 K

(J8!17'0'J ,,

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10 23 09 J r\

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3 \' i\kthvJ C.kk f'.°\\\ C .. :lunm(.:!J

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D ... \:\.(101 . I !-.01WJ II """l\h.1rl' th:in \5.li(J[J/klll ;\1 =SIHUJJOI - 2. U.0110 I' _,,5o;;,1 )1),(iOI S 5.(11)l.\l( I

I

.. :ona.•

L A

( ) l J t.:il

Dale of Rc1)or1 :\;unt' of P1..•r,.on lhportlng FINANCIAL DISCLOSURE REPORT

Page 6of8 II 03·201(J Scch1kk, John\\'.

VI I. IN VESTl\'I ENTS and TR US TS _ ;,,.."""" •·atue. ''""'""';''"' 11,,.-1,,J,.. '""'e <if-'P""w .,,J J1·pmJ,.,,, ,-,,;1J,,,,,, _,,,,.1,1,_ .1 -M111.ffiling i11<1rncti11m.1

D :\O E (No reporwhfc: income. assets, or tra11si1ctir111s.)

B l' !l. o o.:ripl11.)!l f . .\,. l·r,. ln durn1g ( r,, .., \ lluc .u ... ·11J Tran:-ao.:t1on-. Jrn 1nl;! r... ·p .. r11;11_!. p .. ·n,1d

tmduJin 1rn 1 as-...·h) h:p,ntin pl.'l"l•'d l'r rl'Pt)ni11 p1..·ri1..•d

lil 111 (II I. ) 1)1 (-II

l'L1...:\: '"IX)'' aflt_•r l'a h •h.-.1.·t ldl,.°:11i1y 1,.lf A11w1:11t Typ (t' -- \'ah11.• \'Jlu1..· Tyr1.'lt:'g. D.llt:' Valt11.; liJlll

l"'l·mpt from pritlf di.-.d1hurt:

36.

!RA 11 I. "'"'Kampen Em rging Mark ls Fund

IRA n I: Van Kw1pen Emerging l\1arkcls Fu11J

Cude I

(.'I-Iii J1\·. • ft:'llt. (.'1.o k .::'.

1)1 Ill! l ll-1'1

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Codi: J 1t.·d.,;mp1mni

(\)-\Y)

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So!J

mm "Jd yy (\HJ.\.' Cud\.· l ll-PJ 11\-ll i

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08117.'09

buy,..·r\ lkr

(1t rr\\atc

lfilll"<lt.:lllHl)

H-'il.POI -:\ .'-Iii) C :. - 01. S\noo I) -.)).fll)I - ') i . .IJtlll 1:'\'\.' C>.1h11\m . .; I.ii Jnd ) I· "'S50JJOI ·Sf0(1.riW G - llJ!l.U•.11 - )l.UOfl.(l(iO 111 Sl.Otl0.001 . $_c;_tl01lJl01J II -=,\hir..: th.rn S".0tJ0.{11t!J

\ .1111 · C111lt·-. J ·SI .l)ii!l 01 k s .,;,. =$I .lH..i! S P.1)1.J!) I. -\\O,OUI. Slli0.1100 "-1 "'SIOO.DOI - \ llJ)L}() -S O.OOJ • UOO.lJt.lU () :o\ 00.001 - l.OOU ll(11J Pl Sl.OOU.(1(11.\'.'.tlllOOoO 1'2 =\).fll.10JJ01 - ')2 .f"MiO.OtkJ

P.1 =S 5.000.nut. i5n 0110 \IOI() l'..i. =-Mur · th.-i.r. S. 0.01)).()1.1() } \"J!uc r-.1.:1hoJ C"l:t.1..:::­ Q .:Appr:11.;3] K =Ci.hi 1H ·.il t;.1..11.:-(kl\")

iSCl' 1.."u\1111111 Cl) L' :o!Joo Value \' · <)th..:r \\" =b11111atcd

id-••

irn .. ·lm11.:·

Dare ur lttporr '.\anu.· ur Person R poning, FINANCIAL DISCLOSURE REPORT

Page 7of8 S''"" John \\.

\'Ill. ADDITIONAL INFORMATION OR EXPLANATIONS. (/11Jicu1<·1wrt"fH•·1wrt.)

I. PJn VI I· N\1 Ui\·iJ nd t.>r inh:'h.:'SI in('Ullh.' "as r c\.."i\ ....·J from lh UBS ,\L· ....·ou11t a s\."I I i k'J last year.

P;1rt \'JI: IRA ;1f h 1d 111inor �H.lditiunal a::- folJ\1,.·$: An assl'I formi.!rly o\\n ....·J namc:<l R&D Partnl.!rs is s1ill bi.:ing wuunJ up and a mall J1s1nbulilJfl in

\."l\1m1.-....·1ion \\ ith \\ im1rng. up it affairs \\ rl.!' rl·1.: 1\·l.!J 1..H1 I 29 'O•>. Thi! di:·.tribution \\.a JS.'iO\'ialt:J w11h an UTl\ :alu..:J intcn.·st calkd G..:rwyrnl.! (PR. Th t.h:-rributilm haJ in1..·0111c O.ltk ...\.

J. Part Vil: lkgardmg both IRA account : :\sin yt:ar p:.isl. rt:in\·estm nh of in1.'\Jm into th ;Jill fund ah' not list1..•J a:-; transai:tions anJ th..:o total \·aluL' of ach I RA i> li>tl'J in lieu of sep:1r:11ely Ji sling the \Jlue ,,f Jd1 111utu3I fund hdJ w11h111 each IRA.

FALSIF�---------------------- IL

Date of Rt·porr :\ame of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8of8 Sedwick, John W.

IX. CERTIFICATION.

I ccrrif) that all information given aho-e (including information pcrlaining to my spouse and minor or dt•pcndenl children, if an)) is accurate. true, und complete to the hcst of my knowlrdgc and hclicf, and that an · information not reported \\as "ithhl'ld bccau'c it met ap plicable sl:llulor) proYision. pcrmittini,: non-disdosurt".

I furtht•r n·rtif) that carnt•d income from ou"ide emplo.rmcnl and honoraria and the acceptance of t.:ith "hi ch ha' e been n•porll'd are in t·ornplianct• wirh the prO\·isions ofS ll.S.C. app. §SUI ct. seq., S ll.S. C. § 7353, and Judicial Conference regulations.

Signatu I I

NUTE: AN\' INDIVIDUAL WllU KNOWINGLY AND WILFUi.i.\' .\ND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circle. N.E. Washington. D.C. 20544