semiconductors - gbv

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SEMICONDUCTORS BY R. A. S M I T H M.A., PH.D. Head of the Physics Department Royal Radar Establishment Malvern CAMBRIDGE AT THE UNIVERSITY PRESS J 959

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Page 1: SEMICONDUCTORS - GBV

SEMICONDUCTORS

BY

R. A. S M I T H M.A., PH.D.

Head of the Physics Department Royal Radar Establishment

Malvern

C A M B R I D G E

AT THE UNIVERSITY PRESS J959

Page 2: SEMICONDUCTORS - GBV

CONTENTS

Chapter 1. The Elementary Properties of Semiconductors

I . I Early work on semiconductors i

I . I . I 'Excess'and'defect'semiconductors 4

1.1.2 The alkali halides 5

1.1.3 Surface and bulk effects 5

1.2 Applications of semiconductors 6

1.3 Elementary theory of semiconductors 9

1.3.1 Conduction processes 17

1.4 Control of carrier density 19

Chapter 2. Energy Levels in Crystalline Solids

2.1 Wave mechanics of free electrons 22

2.2 Motion in a periodic potential 27

2.3 Form of the energy bands 30

2.4 Positive holes 37

2.5 Motion of electrons and holes in a crystal under the infiuence of an external field of force 38

2.6 Energy-level diagrams 41

2.7 Resistance to motion of electrons and holes in a crystal 44

Chapter 3. Impurities and Imperfections in Crystals

3.1 Types of imperfection 45

3. I . I Impurities 45

3.1.2 Interstitial atoms and vacancies 45

3.1.3 Dislocations 47

3.1.4 Polygonization and dislocation walls 49

Page 3: SEMICONDUCTORS - GBV

X CONTENTS

3.2 Chemical binding in semiconductors 51

3.2.1 Ionic bonds 5 1

3.2.2 Homopolar bonds 53

3.2.3 Mixed bonds 56

3.3 Substitutional impurities in group IV semiconductors 58

3.3.1 Energy levels of group III or group V impurities in group IV semiconductors 61

3.3.2 Energy levels of other impurities in group IV

semiconductors 64

3.3.3 Impurities in polar semiconductors 64

3.3.4 Impurities in the groups I I I -V semiconductors 68

3.4 Excitons 68

Chapter 4. Carrier Concentrations in Thermal Equilibrium

4.1 Distribution of electrons between the various energy levels 74

4.2 Intrinsic semiconductors 76

4.3 Semiconductors with impurity levels 82

Chapter 5. Electron Transport Phenomena

5.1 Collisions with crystalline imperfections—relaxation time, T 93

5.2 Constant relaxation time T 97

5.2.1 Electrical conductivity 97

5.2.2 The Hall effect 100

5.2.3 Transverse magneto-resistance 107

5.3 Relaxation time a function of E or v 108

5.3.1 Boltzmann's equation 108

5.3.2 Electrical conduction 110

5.3.3 Variation of T with energy E 114

5.3.4 Hall effect for semiconductor with spherical con-stant-energy surfaces 117

5.3.5 Hall effect for semiconductor with multiple energy maxima or minima 120

Page 4: SEMICONDUCTORS - GBV

CONTENTS XI

5.3.6 Magneto-resistance of semiconductor with spherical constant-energy surfaces 123

5.3.7 Magneto-resistance of semiconductor with con­stant-energy surfaces in the form of ellipsoids 127

5.4 S catter ing mechanisms 135

5.4.1 Scattering by lattice vibrations 136

5.4.2 Phonons 141

5.4.3 Relaxation time for lattice scattering 145

5.4.4 Impurity scattering 148

5.4.5 Scattering by dislocations 153

5.4.6 Other types of scattering 154

5.5 High-field effects 156

Chapter 6. Thermal Effects in Semiconductors

6.1 Thermal conductivity 165

6.2 Thermo-electric power 170

6.3 Thermomagnetic effects 176

6.3.1 The Ettingshausen effect 180

6.3.2 The Nernst effect 183

6.3.3 The Righi-Leduc effect 184

6.4 Condition of degeneracy 185

6.5 Strong magnetic fields 186

6.6 Relative magnitudes of the magnetic effects 187

Chapter 7. Optical and High-frequency Effects in Semiconductors

7.1 Optical constants of semiconductors 189

7.2 The fundamental absorption 193

7.2.1 Direct transitions, kmin = kmax 193

7.2.2 Direct transitions, ßm l n #= ßmax, 199

7.2.3 Indirect transitions, kmin 4= Ä m t t 201

Indirect transitions, km,„ = %„,.,. 210

Page 5: SEMICONDUCTORS - GBV

XÜ C O N T E N T S

7.3 Exciton absorption 211

7.4 Photo-conductivity 214

7.5 The photo-magnetic effect 216

7.6 Free-carrier absorption 216

7.7 Plasma resonance 222

7.8 High-frequency effects in a magnetic field 222

7.8.1 Cyclotron resonance 223

7.9 Magnetic quantization 226

7.9.1 The magnetic band shift 227

7.9.2 The oscillatory magneto-absorption effect 228

7.10 Impurity absorption 229

7.10.1 Spin resonance due to impurities 231

7.11 Lattice absorption 232

7.12 Infra-red emission from semiconductors 233

Chapter 8. Diffusion of Electrons and Positive Holes

8.1 Inhomogeneous semiconductors 234

8.2 Einstein's relationship 235

8.3 Departures from thermal equilibrium 237

8.4 Electron-hole recombination 239

8.5 Diffusion and conduction in extrinsic material (n ^> p or

p^> n) 240

8.5.1 The equation of continuity 240

8.5.2 Small electric field 241

8.5.3 Carrier injection (ßsmall) 244

8.5.4 Carrier extraction {£small) 245

8.5.5 Large electric field (^ > o) 245

8.5.6 General Solution (p <4 n) 247

8.6 Drift of a pulse of minority carriers in an electric field 250

Page 6: SEMICONDUCTORS - GBV

CONTENTS XÜi

8.7 Near-intrinsic material 251

8.7.1 Small field condition 257

8.7.2 Carrier exclusion 258

8.7.3 Carrier accumulation 259

8.8 Comparison of contact phenomena 260

8.9 The p-n junction 261

8.9.1 Barrier-layer capacity 268

8.9.2 Current-voltage characteristic f 269

8.9.3 High-frequency behaviour oiap-n junction 274

8.10 The n+-n and p+-p junctions 276

8.11 Surface properties of semiconductors 278

8.11.1 The field effect 281

8.12 Metal-semiconductor contacts 283

8.13 Recombination mechanisms 287

8.13.1 Radiative recombination 288

8.13.2 Recombination through traps 291

8.13.3 Recombination at dislocations 295

8.13.4 Recombination with donors or acceptors at low temperatures 296

8.13.5 Surface recombination 297

8.14 Mean lifetime in filaments and thin strips 299

8.15 Photo-conductivity 303

8.15.1 Uniform absorption rate 304

8.15.2 Effect of trapping 307

8.15.3 Effect of surface recombination 309

8.15.4 Non-uniform absorption rate 310

8.16 The transverse photo-voltage 313

8.17 The photo-magnetic effect 314

Chapter 9. Methods of Determining the Characteristic Properties of Semiconductors

9.1 Band structure 318

9.2 The minimum energy gap, AE 320

Page 7: SEMICONDUCTORS - GBV

XIV C O N T E N T S

9.3 Mobility of electrons and holes 325

9.4 Carrier concentration 331

9.5 Effective mass 332

9.6 Energy levels in the ' forbidden' band due to impurities 333

9.6.1 Thermal method 334

9.6.2 Impurity band conduction 334

9.6.3 Impurities with more than one level 335

9.6.4 Optical methods 337

9.7 Minority carrier lifetime 338

9.8 Injection ratio 342

Chapter 10. The Element Semiconductors

10.1 Germanium and Silicon 345

10.1.1 General physical properties 345

10.1.2 Crystal structure 346

10.1.3 Energy-band structure 347

10.1.4 Electron and hole mobility 353

10.1.5 Value of ni and cri 358

IO.I.Ö Hall coemcient 360

10.1.7 Magneto-resistance 361

10.1.8 Impurity energy levels 365

10.1.9 Optical properties 367

10.1.10 Pressure effects 368

I O . I . I I Thermo-electric power 369

10.1.12 Molten Ge 372

10.1.13 Other properties of Si and Ge 372

10.1.14 Crystal growth and purification 372

10.1.15 Ge-Si alloys 377

10.2 Diamond and gray tin 378

10.2.1 Type II b diamond 379

Page 8: SEMICONDUCTORS - GBV

CONTENTS XV

10.2.2 Electron and hole mobility in high-resistivity

10.2.3

diamond

Properties of gray tin

Selenium

Tellurium

10.4.1

10.4.2

10.4.3

10.4.4

10.4.5

10.4.6

10.4.7

10.4.8

10.4.9

Boron

Other 1

Hall effect in Te

Electrical conductivity of Te

Forbidden energy gap, A.E

Optical properties of Te

Electron and hole mobility, and value of ni

Thermal effects in Te

Minority carrier lifetime in Te

Liquid Te

Te-Se alloys

Dossible dement semiconductors

380

380

38i

383

384

385

38S

38S 386

387

387 388

388

388

390

Chapter 11. Compound Semiconductors

I I . I Groups

11.2 I n S b

11.2.1

11.2.2

11.2.3

11.2.4

11.2.5

11.2.6

11.2.7

11.2.8

11.2.9

11.2.10

, IH-V intermetallic Compounds

.

Hall coefficient and conductivity of InSb

Electron and hole mobility

Value of w for InSb

Optical properties

Effective masses

Forbidden energy gap, AE

Minority carrier lifetime

Impurity levels

Crystal growth and purification

Other properties of InSb

392

393

393

394

395

396

398

4 0 0

4 0 1

4 0 2

4°3

403

Page 9: SEMICONDUCTORS - GBV

XVi C O N T E N T S

11.3 Other groups I I I -V Compound semiconductors 405

11.3.1 InAs, InP 405

11.3.2 GaSb, GaAs, GaP 407

11.3.3 A 1 S b 4 ° 8

11.3.4 Alloys of groups I I I -V semiconductors 409

11.3.5 Summary of properties of groups II I -V semi­conductors 409

11.4 Other intermetallic Compound semiconductors 410

11.4.1 Groups I-V Compound semiconductors 410

11.4.2 Groups I I - IV Compound semiconductors 411

11.4.3 Groups I I -V Compound semiconductors 413

11.5 Polar Compound semiconductors 413

11.6 PbS, PbSe, PbTe 414

11.6.1 Methods of crystal growth 416

11.6.2 Hall coefficient and conductivity 417

11.6.3 Electron and hole mobilities 420

11.6.4 Optical properties 421

11.6.5 Band structure 425

11.6.6 Minority carrier lifetime 426

11.6.7 Value of « 427

11.6.8 Impurities and deviations from stoichiometric composition 427

11.6.9 Other properties of PbS, PbSe, PbTe 432

11.7 CdS, CdSe, CdTe 432

11.8 Other semiconducting Compounds of S, Se, Te 434 11.8.1 Bi2Te3 435 11.8.2 Ternary and quaternary Compounds 437

11.9 Oxide semiconductors 438

11.9.1 Cu 20 438

11.9.2 ZnO, T i 0 2 439

11.9.3 Fe304 ) NiO 440

11.10 Silicon carbide 441

Page 10: SEMICONDUCTORS - GBV

C O N T E N T S XVÜ

Chapter 12. Some Applications of Semiconductors

12.1 Use of semiconductors in electrical technology 443

12.2 Rectifiers 443

12.2.1 High-frequency and switching diodes 445

12.2.2 Zener or avalanche-breakdown diodes 446

12.2.3 Avalanche-injection diodes 447

12.2.4 Methods of making junction diodes 447

12.3 Transistors 449

12.3.1 The point-contact transistor 450

12.3.2 The filamentary transistor 452

12.3.3 The junction transistor 454

12.3.4 Equivalent circuits of the junction transistor 456

12.3.5 Energy-level diagram for the junction transistor

structure 461

12.3.6 Methods of manufacturing junction transistors 463

12.3.7 High-frequency and switching transistors 464

12.3.8 Other types of transistor 465

12.4 The photo-diode 466

12.5 The photo-electric power generator 469

12.6 Photo-cells 471

12.7 Infra-red detectors 471

12.7.1 PbS detectors ' 472

12.7.2 PbTe detectors 474

12.7.3 PbSe detectors 474

12.7.4 InSb detectors 475

12.7.5 Doped Ge detectors 477

12.8 Infra-red and microwave modulators 477

12.9 Applications of the Hall effect in semiconductors 478

12.10 Thermopiles and thermo-electric refrigerators 478

12.11 Thermistors, varistors and other non-linear resistors 479

Appendix. Some recent review articles on semiconductors 482

Index 483 •