seminar 15 necessity

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    Necessity

    A general exception under section 81

    of the Penal Code

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    s. 81

    Nothing is an offence merely by reason of its beingdone with the knowledge that it is likely to causeharm, if it be done without any criminal intention tocause harm, and in good faith for the purpose of

    preventing or avoiding other harm to person orproperty.

    Explanation.It is a question of fact in such a casewhether the harm to be prevented or avoided was ofsuch a nature and so imminent as to justify or excusethe risk of doing the act with the knowledge that itwas likely to cause harm.

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    Rationale

    Mix of excuse and justification Suggests that there are two defenses at work here - a fall-back defense

    e.g. when PD, duress does not succeed

    Excusatory necessity: We excuse you because of circumstances that you faced (if you dont

    get duress) at common law --- duress of circumstances; UK law - restricted to

    threats of death or serious bodily injury; Penal Codeno suchrestriction

    Core idea: overcoming of As resistance/will

    Justificatory necessity: We recognize that your action brought about a greater good - As

    action involves lesser evil than harm threatened

    Core idea: balancing of harms

    Justification or excuse matters: strictness of evaluating actions

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    s. 81: justification or excuse?

    (a)A, the captain of a steam vessel, suddenly and without anyfault or negligence on his part, finds himself in such a positionthat, before he can stop his vessel, he must inevitably rundown a boatB, with 20 or 30 passengers on board, unless hechanges the course of his vessel, and that, by changing his

    course he must incur risk of running down a boat C, with only2 passengers on board, which he may possibly clear. Here, ifAalters his course without any intention to run down the boat C,and in good faith for the purposes of avoiding the danger to the

    passengers in the boatB, he is not guilty of an offence, though

    he may run down the boat C, by doing an act which he knewwas likely to cause that effect, if it be found as a matter of factthat the danger which he intended to avoid was such as toexcuse him in incurring the risk of running down the boat C.

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    s. 81: justification or excuse?

    (b)A in a great fire pulls down houses in order

    to prevent the conflagration from

    spreading. He does this with the intention, in

    good faith, of saving human life or property.

    Here, if it be found that the harm to be

    prevented was of such a nature and so

    imminent as to excuseAs act,A is not guiltyof the offence.

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    Requirements

    Threatened harm

    Response

    As mental state

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    Threatened harm

    Imminence

    Harm is required to be sufficiently imminent(does not require to be instant)

    Whose perspective? As reasonable perspective(Mistake defense)

    No time to get assistance

    Threat has crystallized - realisticimplementation (between just threat andpresent implementation)

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    Proportionality/necessity

    Explanation: harm avoided of such a

    natureas to justify or excuse

    Implicitly requires proportionality

    YMC: suggests this requirement only for

    justificatory necessity, not for excusatory necessity

    Can proportionality play a role in excusatory

    necessity? Role of proportionality in duress

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    Proportionality/necessity

    Necessity

    YMC: also suggests there is implicit requirement

    of necessity

    how is this different from proportionality

    YMC: difference between

    Justificatory necessity: number of possible responses

    Excusatory necessity: minimum harm necessary (YMCno requirement of proportionality but there is strict

    requirement of necessity?)

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    Any excluded responses

    No excluded responses (e.g. murder)

    Can murder ever be a justified response?

    Common law: historically excluded

    RecallDudley and Stephens US v Holmes

    A was sailorordered 16 people be thrown overboard (nowomen, no separation man/wife)

    Held: A should have first thrown crew overboard, laterdraw lots

    Note: Expressly disapproved in Dudley

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    Any excluded responses

    Case ofRe A J and M co-joined twinsquestion of whether to lawfully

    operate and separateJ likely to survive and M likely todie cause bad heart and lungsit not separated both die

    parents didnt want operation on religious grounds

    Held:

    Operation was an act of necessity to avoid inevitable evil

    Purpose was to preserve life of Jnot to kill M

    Act may be seen as self-defense

    Act required balancingworthwhileness of operationincluding the conditions of each twinnot balancing onelife against another as this contravenes sanctity of life

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    Without criminal intention

    Criminal intention vs. intention

    Intention:

    A aware is virtually certain to occur

    Criminal intention:

    As purpose to bring about consequence

    What is the primary purpose

    Aim or resolution of mind to produce effect

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    Without any fault of negligence

    S. 81 illustration (a)

    Suggestion that without any fault or negligence

    refers to prior fault

    A to be judged according to dangerous situation

    that he created

    MR at the point when dangerous situation occurred

    society wants to encourage A to do that regardlessof prior fault but not let him off completely

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    PP v Ali Bin Umar

    Due to a broken rudder, Ds boat drifted into Malaysian

    waters. D was charged with carrying tin-ore withoutpermission contrary to the Customs Act(Mysia).

    Held: The defense of necessity as recognized by Englishcommon law succeeded.

    [W]here a person is able to choose between two courses,

    one of which involves breaking the criminal law and theother some evil to himself and others of such magnitude thatit may be thought to justify the infraction of the criminal law,the court would temper such situation[s] with justice.

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    Muhammad Sarwar & Ors

    v The State

    As had built a bund to protect their homes against

    rising waters. As attacked Vs when the latter tried to

    dismantle the bund. Sarwar (one of Ds) had shot and

    killed a V. Held: All the As (excepting Sarwar) were acquitted of

    murder and attempted murder based on defense of

    necessity under s 81 of the Penal Code.

    Sarwar was acquitted of murder based on private

    defense under s 100 of the Penal Code.