© 2006 ECS Financial Services

© 2005 ECS Financials Confidential Material 10/25/12

CEI & ECS Financials Presents

IMS Cloud for Trade Services &

Supply Chain Management

Revised September 18, 2012

Confidential

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§  Cofield Enterprise Inc. was instituted in 1997. CEI specializes in building award-winning secure networking systems for a variety of companies and government agencies in a variety of industries in North America and Europe. CEI often gets pulled toward identifying solutions for specific business problems by Government Agencies. CEI patent pending secure card technology architecture marries many areas together to deliver state-of-the art applications to many commercial and governmental industries.

§  SGTN stands for Secure Global Trade Network which was initiated by CEI with specific objectives.

§  SGTN’s purpose & mission include supporting a worldwide community of over 40,000 freight forwarders along with all relevant parties in Trade Services and Supply Chain over 200 countries that connect their customers to one another with electronic trade services. These electronic trade services calls for secured transmission and sharing of millions of messages and documents representing transactions valued at trillions of dollars each day.

§  CEI has partnered with ECS Financials to design and develop SGTN architecture that is expected to address the needs of the players in these transactions through its centralized services supported by reliable and secure messaging capabilities.

§  SGTN is purposed to offer the freight forwarding industry a common platform of advanced technology and access to shared solutions through which members can build its competitive edge.

CEI & SGTN Initiatives

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§  ECS Financials, a New York based Corporation was established in 1999 to provide Architectural Design, Specifications and Solutions in the field of Middleware and Message Based Communication.

§  ECS has played significant roles in Enterprise Message Administration, Application Integration and Transaction Processing for major Financial Companies and Corporations.

§  ECS delivers messaging solutions... NOT middleware development tools. IMS is a series of fully functional solutions that automates message handling rules and transaction processing workflows.

§  ECS is a SWIFT Certified Solutions Partner as well as a SWIFT Certified Services Partner. The Services provided by ECS are labeled 'SWIFT Ready Services'.

§  ECS has delivered a series of software applications called IMS Solutions addressing Message Administration and automation of Transaction Processing Workflows.

§  IMS Solutions are currently being utilized by Banks, Corporations, Funding Companies and financial companies that takes roles in Export & Import activities for automating their International Money Movement, Trades Services, Trade Settlement, and Trade Reconciliation activities and for automating all related workflows between such entities.

§  ECS Cloud: ECS offers complete transaction processing and document management services for trade activities through its data centers in multiple locations worldwide by which various parties can work on the same transaction simultaneously eliminating travel of documents between entities cutting short the processing time from few days to few hours. The services offered through the ‘CLOUD’ is integrated with entities like Swift and other market infrastructures.

§  Try & Buy at zero risk; When you adopt IMS Solutions, you are not adopting promises but fully matured solutions that satisfy complete functional and operational features. You will be able to try out the services without investing time or money.

ECS Financials & IMS Solutions

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Management Team

Mr. James Cofield is the founder of Cofield Enterprises, Inc. He is responsible for corporate business strategy, product strategy, and overall direction of the company. Mr. Cofield started his career in the government and commercial services area in 1966 and has served as lead consultant to many top service companies such as AT&T (government & commercial technical account support) and Newport Shipyard (Nuclear Engineering safety support). His years of experience in government and commercial security services areas led him to formulate the ideas that ultimately became the blueprint of unique “Secure Credit Card technologies”, “Data Security Nodes” for protection of oil pipelines from terrorism, “Hyper spectral Camera Development” for the detection of IED’s in war zones, RFID luggage tape & tags for thief protection at international travel portals, and Micro/SS security software for secure computing platforms.

Mr. Jacob Aruldhas, PhD. is the founder of ECS Financials. He is responsible for technical direction, product strategy, and overall direction of the company. Mr. Aruldhas started his career in the financial services area in 1997 and has served as lead architect to many top financial service companies such as Deutsche Bank, Chase Manhattan, Vanguard, and MetLife. His years of experience in banking led him to formulate the ideas that ultimately became the blueprint of IMS Solutions that are currently being utilized by banks, investment managers, and corporations for automating international money movement, trade services and trade settlement.

Mr. Thomas Kurian, will lead the effort of defining & designing Software as a Service to the user group. Mr. Kurian most recently spent time with a mid sized broker/dealer, (Credit Agricole) where he headed up the middle and back office technology teams. He was responsible for systems that cleared & settled $1 Billion in US equity trades and $500 MM in global equity trades in 13 markets per day. Previously, Mr. Kurian was instrumental in providing advice and design for fortune 100 companies in the area of transaction processing and process automation.

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Project Philosophy and Goals

§  Centralized services

§  Integration with all systems

§  Eliminate unnecessary travel of information/documents between systems belonging to players/participants.

§  Add players/participants at real-time

§  Provide secured and role based access to players

§  Eliminate redundant services and eliminate to have services running at each participants datacenters

§  Extend document upload capabilities

§  Ability to publish documents to specific parties for a specific period of time

§  Multiple parties working on specific aspects of the same transaction simultaneously

§  Events and Notifications PUSHED to appropriate parties or PULLED by interested parties

§  Status updates in STP mode with any type of system specific to each party

§  Eligible parties participate based on the role assigned

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Cloud Components

Functional Support

§  Member Requests, Profiling & Management

§  Request processing & Matching

§  Entitlement based Interface & Role based Access

§  Trade Services & Documentary Credits

§  Corporate Bank Communications

§  Request Processing & Document Management

§  Money movement & Cash Management

§  Processing feeds from Scanners/Tracking devices

§  Consignment Tracking [TBD]

§  Status Management and Broadcasting

§  Alerts & Notifications

§  Exception Handling, Investigations & Resolutions

§  Compliance checks, Filters & Controls

§  Repositories, Reports & Audit Trails

Infrastructure Support

§  Application Server

§  Web Services

§  Relational Database

§  SWIFT

§  MQ Series

§  FTP, Secured FTP & Scheduling

§  Authentication - Tokens & Certificates

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Reaching the Cloud

IMSGateway

Dashboards & Interfaces

Dire

ctCo

nnec

tions

SetFormat

Business Processes

External EntitiesInternal Applications

Subscriptions viaMQ/FTP/JMS

Set

Language

ReportsAlerts

ComplianceRepositories

Audit TrailsExceptionHandling

Secured

Access

PrinterFax

Email

Subscriptions

Client Portals

Business Users

Fedwire

ControlledAccess

SWIFT

CHIPS§  New connections at real-time

§  Real-time subscription of authorized items for interested parties

§  Manage all type of messages, documents, images, events & notifications

§  Highly scalable, get performance in the order of more than 100 times that of traditional applications

§  Entitlement based data visibility & Role based access for operations

§  Notifications, Alerts & Emails

§  Exception Handling, Investigations, Repairs & Reprocessing

§  Turn on compliance checks & Filters selectively on need basis

§  Repositories, reports & audit trails

§  Eliminate complex messaging networks & retire redundant services

§  Avoid unecessary travel of messages and documents between parties.

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Four Quadrants of the Integrated Cloud

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Cloud Services

Trade Services & Trade Doc Mgmt Money Movement & Cash Mgmt

Middleware & Enterprise Service Bus Consignment Tracking & Reporting

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Documents, Reports, Notifications, Stage/Status – Interested Parties

Role based access for Parties §  Buyers §  Sellers §  Brokers §  Manufacturers §  Issuing Banks §  Confirming Banks §  Other Banks §  Private Funding Parties §  Freight Forwarders §  Land/Air/Water Terminals §  Land/Air/Water Carriers §  Export Customs §  Import Customs §  Shipping Companies §  Compliance §  Warehouse §  Distribution Centers

Communication - STP §  Web-services §  Secured FTP, MQ Series §  Swift based messaging §  Scanners for Tracking Manual/Other Methods §  IMS Portal §  Swift MT999 §  Email, Fax §  POP – Image uploads Formats for updates §  UBL 2.0 §  SWIFT MT100-999 §  XML, CSV, Excel, Proprietary §  SAP, Oracle, PeopleSoft etc.

Items created/Managed by IMS §  Applications & Memberships §  Management of Documents §  Documentary Credits/LCs §  Interbank communication Swift §  Corporate/Bank Communication §  Consignment Tracking §  Status update via Scanners §  Alerts & Notifications §  Money Movement §  Audit Trails and Reports Secured Access §  Client Authentication §  Secrets & Certificates on USB tokens §  Pull Reports/Notifications/Updates

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Level of effort, Funding Options & Revenue Stream

Services in place §  Messaging & Integration - IMS Gateway §  L/Cs & Documents - IMS Trade Services §  Money Movement - IMS Payments §  Simulation & Testing §  Format support for various ERP Systems Gaps §  Configuration of Consignment Tracking §  Configuration of various Parties/Roles §  Completion of IMS Supply Chain Module Configuration/ Ongoing operation Cost §  $75k/month for 1 year, configuration fee §  Go-Live at the end of 1 year §  $50k/month from 2nd year onwards support fee Funding Options §  FIATA §  ECS §  External Investor

Basic Membership §  All eligible parties can register §  Access to relevant information / notifications §  Post notices, availability of services §  $TBD one time processing fee §  $TBD yearly membership fee §  Pre-requisite for Paid Services Paid Services & Revenue Stream §  Monthly subscription fee §  Email Subscriptions §  STP subscriptions for ERP systems (any format) §  Swift Messaging §  Document Management §  Money Movement §  Consignment Tracking §  Customs Approvals §  $750 - $6000/month/member §  Targeted membership of 20,000 in 3 years

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Some Success Stories Corporate Funding Partners, New York CFP has managed to cut short their processing cycle between their customers and banks by few days utilizing IMS Trade services which has resulted in higher acceptance rate and eliminated time based rejections. Client Portals are extended to counter parties worldwide that minimizes travel of documents between all concerned parties. Messaging with banks are accomplished using MT798 corporate bank SWIFT communication protocols, facilitated through the IMS cloud. CFP and its customers and counterparties utilized IMS cloud hosted from our datacenters located in New York and Missouri. United Nations Development Program, NY UNDP utilizes IMS for supporting treasury activities and manage financial Statements covering more than one hundred countries to a paper-free environment. UNDP uses ECS Datacenter & ECS Swift Bureau for hosting IMS as well as SWIFT DR/Business Continuity Services. Apollo Bank, Florida Apollo Bank, former Union Credit Bank utilizes IMS for processing International Payments, Institutional Money Transfers, Foreign Exchange & Trade Services via Swift. BDBC, Columbia Banco de Bogota, Columbia uses IMS for interfacing Corporate Customers for their Money Movement Requests. Requests are taken from customers in standard Swift format as well as non-standard formats and processed to interface with back-office applications. Statements and Cash Positions are created and sent back to customers.

Ital Bank, Puerto Rico Ital Bank uses IMS for processing all international money movement activities using via Swift. Proprietary messages are gathered from multiple parties/systems from where Swift instructions are automatically created and send out for processing. Incoming advices, instructions and notices are processed automatically and concerned parties are given status updates. Export Import Bank, Jamaica Exim Bank utilizes IMS for processing international trades services and subsequent money movement activities utilizing SWIFT. Letter of Credit, Standby letter of credit, bank guarantees etc are prepared and processed utilizing IMS. Banco de Credito, Peru BDCP uses IMS for automating workflows associated with International Payments & International Trade Services utilizing Swift and other forms of communication. Center for Asset Management, NY CAM utilizes IMS for processing trade settlements and to communicate with Custodians via Swift for automating trade settlements as well as to communicate with Money Managers to instruct payments. Empire Bank, Dominican Republic EBDR uses IMS for participating in international Trade related Services and Money Movement activities by issuing Bank Guarantees, Letter of Credit and Standby letters of Credit to Issuing Banks and Confirming banks via Swift. EBDR also utilizes IMS for processing and updating trade related notifications with counterparty systems.