sidney a fitzwater financial disclosure report for 2010

8/3/2019 Sidney A Fitzwater Financial Disclosure Report for 2010

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AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Required by the Ethicsin Government Act o f 1978(5 U.S .C . app . 101-111)

I. P e r s o n Repor ting ( las t name, f ir s t , middle init ial)Fi tzwa te r , S idney A .

4. Title (Article II I judg es ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate ful l - or par t - t ime)

Chief U.S. Dis t r i c t Jud g e - Act ive

7 . C h a m b e r s o r Off ice AddressU.S . Cou r thou s e1 1 0 0 C o m m e r c e S t . , R o o m 1 5 2 8Dal l a s , Texas 75242-1035

2. Court or Organization

U.S . Di s t r i c t Cou r t , Nor the rn Di s t r i c t o f Texas3. Date of R e p o r t

04/I 8/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5 b . [ ] A m e n d e d R e p o r t8. On the basis of the information contained in this Repor t and anymodi f ica t ions pe r ta in ing the r e to , i t i s, in m y opin ion , in co mpl iancessi th appl icable laws an d regula t ions.

Revie ,Mng Office r Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete afl parts,check ing the NONE box for each par t where you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . ~ R e p o , i . g indiv idual only; seepp. 9 -13 of f i l ing instruct ions. )~ NONE(No reportable positions.)N A M E O F O R G A N I Z A T I O N / E N T IT Y

I. Co-Tru s t ee Tru s t # 3 (See Pa r t VI I I ) .2. C o -E xe c u to r Esla te #4 (S e e P a rt V III fo r e xp la n a tio n o f w hy n o a sse ts o w n e d o r he ld byEs la t e # 4 a re repor t ed i n P a r t VI I ) .3.4.5.

POSITION

I I . A G R E E M E N T S . t R e p o n i n g i n d i v l d , a l o n i y ; s e ,~ , . 1 ~ - 1 6 o f ~ l ~ n ~ instructions.)[~ NONE (No reportable agreements.)D A T E P A R T I E S A N D T ER M S


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FINANCIAL DISCLOSURE REPORTP ag e 2 o f 1 0

N a m e o f P e r so n R e p o r t i n gF i t ~ v a t e r , S i d n e y A .

D a t e o f R e p o r ~04/I 8/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o . in g i n d ~ i d a a lu n d s p o u s e ; s e e p p . 1 7 - ~ 4 o f ~ l i n g instructions.)A. Fil er s Non-Inves tm ent Incom e

~ (No reportable income.)O N E non-investmentD A TE S O U R C E A N D TY P E

2.3.4.

INCOME(your s , no t spouse s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - If you were m arried during any portion of the reporting year, complete this section.(Dollar a m o u n t not requi red except for honorar ia. )

[~ N O N E (No reportable non-investment income.)D A T E

1. 2010 - s a l a r y2.3.

S O U R C E A N D T Y P E

I V . R E I M B U R S E M E N T S - transportation , lodging, food, entertainment.( Inc ludes those to spouse and dependen t chi ldren; see pp . 2 5-27 o f f i l ing ins t ruct ions . )

N ON E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE

T h e F r e ed o m F o r u m ,Ar l ing ton , VA (F i r s tA m e n d m e n t C e n t e r , I n c . ,Nas hv i l l e , TN)

ITEMS PAID OR PROVIDEDF e b r u a r y 1 8 - 2 0 , 2 0 1 0 N a s h v i l l e , T N J u d g e m o o t c o u r t

compe t i t i onAi r fa re , ho t e l , tr ans por t a t i on , and foo d

2. A ri zona St a t e U n i ve r s i t y April 24-26, 2010 P ho en ix, A Z A tten d N a tio n a l Fo ru m Air fa re , ho t e l , tr ans por t a t i on , and foo dS a n d ra D a y O C o n n o r o n th e F u lu re o f Le g a lCo l leg e o f Law Edu ca t ion3.4.5.


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N a m e o f P e r s o n R e p o r t in gFitz~vater, Sidney A.

D a t e o f R e p o r t04/18/201 I

V . G I F T S . a n a u d e s t h o s e t o s p o u s e u n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)NONE (No reportable g~s.)

SOURCEI.

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . (Includes those of spouse a n d dependent children; see pp. 32-33 of filing instructions.)N O N E ( N o reportable liabili t ies.)

CREDITOR DESCRIPTIONI.

2.

3.

4.

5.

VALUECODE


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N a m e o f P e r so n R e p o r t i n gFit-zwater, Sidney A.

D a t e o f R e p o r t04/18/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse on d dependent ch i ldren; see pp. 34-60 of fi l ing ins truct ions .)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t ru s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a lu e V a lu e

C o d e 2 M e t h o d(J-P) C o d e 3

(Q-W)

( i)Type (g.,

b uy, s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) ( 3 ) (4)D a t e Va l u e Gain

m m /d d/yy C od e 2 Code I(J-P) (A-H)

I d e n t i t y o fb uye r / s e l l e r( i f p r iva te

t r a n s a c t i o n )

1 . American Funds -Wash . M ut . Invs . Fund-A A Divid en d J(See Part VIII)2. UBS Bank USA Depos i t Acc t . A I n t e r e s t J

3. 3M Corp . Common Stock A Dividend J4. J .P . Morgan Chase & Co. Common Stock A Dividend J! 5 . Trust # 2 (Nos. 5-9) (See Part V III) C Dividend M

! 6 . -UBS Resource Mg mt. Acc t (Money M arketPortfol io) 7 . -Ca l amos Growth Fun d

TTTTT

8. - Lo rd A bbe t t A f f i l i a t e d F u n d

9. -UBS Global Allocation Fu nd

1 0 . Calamos Growth and Income Fund A Divid en d J1 1 . Lord Abbett Affil iated Fund A Dividend J1 2 . L ord Abbe t t Fu ndamen ta l Eq u i ty N o n e1 3 . M F S R e s e a r ch B o n d F u n d A Divid en d

J

J

TT

1 4 . UBS Global Allocation Fun d A Divid en d J1 5 . Jef fe rso n -P i lo t L i fe In s F lex Prem . Surv . B InterestLife (See P t V I I I )1 6 . L i n c o l n N a t l C o r p . S e c u r e L i n e ( S e e P a r t A Interest NVI I I )1 7 . Tru s t # 3 (Nos . 17 -65) (See P a r t VI I I ) F Int . /Div. PI

T

T

R e d e e m e d 12/30/10 N

O p e n 12/30/10 N

I. In c om e G ain C o de s: A =$ 1,000 o r less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000{~ e Co lumn s B I a n d D4) F =$50.001 - $100.000 G =$100,001 - $1,000.090 H I = $ 1. 0~ 0, 00 1 - $5 .0 00 ,0 0~ H 2 = M o re th an $ 5, 00 0. 00 0

2. V alu e C od es J = $15,000 o r le ss K = $15,001 - $50.000 L -$ 50,001 - $ 100,000 M =$ 100.001 - $250.000( Se e Co lu rr ms C I a nd D 3) N =$ 250.001 - $ 500,000 O =$ 50 0,0 01 - $ 1,0 00 ,00 0 P 1 = $1 ,0 00,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 o $25.000.000

P3 -$25,000,001 - $50.000.000 P4 =Mo re than $50,000.0003 . Valu e Meth od C odes Q =Appraisal R = C os l ( R eal E s t a t e Only ) S = A s s es s ment T =Ca sh Ma rke t(Se e Co lumn C2) U = Book Valu e V =O ~ her W = E s t imated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 1 0

N a m e o f P e r s o n R e p o r l in gFitzwater , S idney A.

D a t e o f R e p o r t0 4 1 1 8 1 2 0 1 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ , , v o g u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)--1 N O N E (No reportable income, assets, or transactions.)

De s c r i p t i on o f As s e t s I nc ome d u r i n g( i n c l u d i n g t r u s t a s s e L s ) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n l ,(A -H) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(~) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

0)T y p e ( e .g . ,

buy, sell,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4)D a t e V a lu e G a in

m m / d d / y y C o d e 2 Code I( J - P ) ( A - H )

( 5 )I d e n t i t y of

b uye r / s e l l e r( i f pr ivate

t r a n sa c t i o n )

1 8 . -Dominion Inves tor Sews . , Inc . P r ime Fu nd(Account)1 9 . -Aberdeen As ia-Pac i f i c Pr ime Income Fund

2 0. - AD CT el e co m m u n i c at io n s In c . Co m m o n(See Part VIII)

21 . -Ameren Corporation Common Stock

22 . -Conso l ida ted Edi son , Inc . Common Stock

23 . -Dominion Resource s , Inc . Common Stock

Redeemed 12/10/10 J A

24 . -Drey fus Stra teg i c M unic ipa l s Inc . (IncomeTrust Fund)

25 . -Duke Energy Corp . Common Stock

26 . -Ente rgy Corp . Common Stock

27. -Exelon Corp. Common Stock

28 . -ExxonMobi lCorp. Common Stock

29 . -Firstenergy Corp. Common Stock

30 . -Ne x tEr a Ene r g y , I n c . Com m on Sto c k (Se ePart V III)

31 . -Hawai ian Ele c tr ic Indu str i e s Inc . CommonStock3 2. - In t e gr y s En e r gy G r ou p I nc . Co m m o n

33 . -Medco Hea l th So lu t ions Inc . CommonStock3 4 . - M e r ck & Co . In c . C om m o n St o ck

I. n c o m e G a i n C o d e s : A =$ 1,000 or less B = $ 1.001 - $2,500 C = $ 2,501 - $5,000 D =$5.1)01 - $15.000(Se e Co lumn s B I a n d D4) F =$50,001 - $100.000 G =$100.001 - $1.000,000 HI = $ 1.000,001 - $ 5.000.000 H2 =More than $ 5,000,000

2. V alue C o d es J = $15,000 o r le ss K = $15,001 - $50.000 L =$50,001 - $ 100.000 M =$ 100.0OI - $250.000(Se e Co lun ms CI a n d D3) N = $250,001 - $500,000 O =$500.001 - $1.000,000 P l =$ 1, 00 0. 00 1 - $ 5, 00 0, 00 0 P 2 - $5 .0 00 .0 01 - $ 25 ,0 00 ,0 00

P3 =$25,000,001 - $50,000,000 P4 -More than $50.000,0003. V alu e M etho d Co des Q = A ppra isa l R = C os t ( R eal E s l a t e Only ) S =As~ cssmcm T : Ca sh Ma rke t1 S C olu mn C 2 ) O = Book Valu e V O t h e r W = E s t imated

E =$15 , 001 - $50 , 000


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N a m e o f P e r so n R e p o r t i n gFilzwater, Sidney A.

D a t e o f R e p o r l04/18/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g trust a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from pr ior disclosure Code I div., r e n t ,( A - H ) or i n t . )

Gross value at en do f r e p o r t i n g p e r i o d(1) (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

(Q-W)

( 1 )Type (e.g.,

b uy, s e l l ,r e d e m p t i o n )


(2) (3) (4)D a t e V a lu e G a i n

m m /d d/y y C od e 2 Co d e l( J - P ) ( A - H )

Id en t i t y ofb uye r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

35 . - M o n s a n t o C o . N e w C o m m o n S t o c k3 6 . - Nu v e en D iv id e n d Ad v a n ta g e M u n i ci pa l

Fund37 . -Nuveen Div idend Advantage M un ic ipal

Fund 23 8 . - Nu v e en Di vi d e nd Ad v a n ta g e M u n ic i pa l

Fund 339 . -Nuveen Insured Premium Inc . Mu n. Fund 2

Inc.4 0. -Nuveen Munic ipal Advantage Fund Inc .

41. -Nuveen Mun ic ipa l Va lue Fund Inc .

4 2. -Nuveen Premium Inc . Mun. Fund Inc .

4 3. -Nuveen Premium Inc . Mun. Fund 2 Inc .

4 4 . -Nuveen Premier Insured Mu nic ipa l IncomeFund Inc .4 5. -Nuveen Select Matu rit ies Munic ipal Fund

4 6 . - Pe p c o Ho l d in g s In c . Co m m o n St o ck

4 7. -Pepsico, Inc. Comm on Stock

4 8 . -Pfizer Inc . Commo n Stock

49 . - S p e c t ra E n e r g y C o r p . C o m m o n S t o c k

50 . -TECO Energy Inc. Common Stock51 . - V a n K a m p e n T r u s t f o r Insured Mu nic ipa ls

1. Income Gain Codes: A =$ 1,000 o r less B = $ 1,001 - $2,500 C = $ 2,501 - $5,000(S~c C olu mns BI and D - l ) F =$50 ,001 - $100 . 0~ G =$100.0Ol - $1,0~}.0~0 HI =$1.000.001 - $5.000.0~0

2. V alu e C od es J = $15.CO ) or less K = $15.001 - $50,000 L =$50.001 - $ 100.0~O(Se e Co lumn s CI a n d D3) N =$250.001 - $500.000 O -$500.001 - $1,000.000 PI =$ 1.00~.001 - $ 5.000,0~0

P3 =$25,0~0.001 - $50.000.000 P4 =Mo re than $50.0~0,0003 . Valu e Meth od C odes Q =Appraisal R - C o~t ( R eal E s t a t e Only ) S = A s s es s ment(Scc Co lumn C2) U = Book Valu e V = Oth er W =E~timated

D =$5,001 - $15,000H2 =More thanM =$100.001 - $250,000P2 =$5,000,001 - $25.000.000T C a s h M a r k e t

E =$15,001 - $ 50,000


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FINANCIAL DISCLOSURE REPORTPage 7 o f 10

N a m e o f P e r s o n R e p o r t i n gFitz~vater, Sidney A.

D a t e o f R e p o r t04/18/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transaction, ~tncludes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , r e nt ,( A - H ) or i n t . )

Gross value at en do f r e p o r t i n g p e r i o d(0 (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

Type (e.g.,b uy, s e l l ,

r e d e m p t i o n )


(2) (3) (4)D at e V a l u e G a i n

m m / d d / y y C o d e 2 Code I(J-P) (A-H)

( 5 )Identity of

buyer/seller(if private

transaction)

52 . -Wes tar En erg y In c . Co mmo n Sto ck53 . - X c e l E n e r g y I n c . C o m m o n S t o c k54 . - I ns u red Mu nic ipa l s I ncome Tru s t Se r i e s 2255 . - I n s u r e d M u n i c ip a l s I n c o m e T r u s t S e r i es22 856 . - I n s u r e d M u n i c ip a l s I n c o m e T r u s t S e r i es31 457 . - I ns u red Mu nic ipa l s I ncome Tru s t Se r i e s 7958 . -Nu v een Tax Exempt Na t l I ns u red 251(UIT)5 9 . -Nuveen Tax Ex em pt Nat l Trad. 257 (UIT)6 0 . -Uni t Insured M unicipal Inc. Ser ies 77 (Se ePt V l l l )61 . - I ns u red M u nic ipa l s I nc . Tru s t Uni t Se r . 29 062 . -Nu v een I nv es tment Qu a l i ty Mu nic ipa lFu nd , I nc .63 . - In te rn a t io n a l Ban k o f Co mmerce (Acco un t ) :64 . -F i r s t M ark Cred i t Union (Accou nt )65 . - U S A A T a x E x e m p t L o n g - T e r m B o n d F u n d

I. In co m e G ain C od es : A = $1,000 or less B = $1,001 - 52,500 C = $2,501 - 55,000 D = $5,001 - $15,000(See Colt t rnns B I and D4 ) F = $ 5 0 . 0 0 1 - $ I 0 O . 0 ~ 0 G = $ 100,001 - 51.000,000 H I = 51.000,001 - $ 5.000.000 H 2 = M ore tha n $ 5,0~0,000

2. V alu e Co d es J = 515.000 o r Ic ,s K = $15.001 - $50.000 L =550.001 - $ 100,000 M -$ 100,001 - $250,000(Se e Co lumn s CI a n d D3) N $250 ,001-$500 . 000 O =5500.001 - 51,000,000 P I =$1,000,001 - $5.000,000 P2=$5 ,000,001- $25 ,O 0 0 , O o ~

P3 =$25.000.001 - $50.000.000 P4 -More than $50.000,0003 . Valu e Meth od C odes Q-Ap p ra isa l R Co , t {Re a l Es ta te O n ly) S = A s s es s ment T = C as h Mar ket(Se e Co lumn C2) U = Book Valu e V = Olh c r W = E s t imated

E =$ 15.001 - $50,000


8/10


N a m e o f P e r s o n R e p o r t in gFitzwater , S idney A.

Date of Report04118/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (imiica,e part of report.)Part I (Trust # 3)I am e thica l ly p erm i t t ed to se rve as Co --Trus tee o f Trus t # 3 b ecause I am d o in g so un d er the wi l l o f a fami ly mem b er who d ied in 2007, an d such serv ice wi l l n o ti n t e r fe re wi th the prope r pe r form ance of m y j u d ic i a l du t i e s .T h e Tru s t i s des igna t ed a s T ru s t # 3 t o d i f fe ren t i a t e i t f rom Tru s t # 1 and Tru s t # 2 , which hav e been re fe r red t o i n th i s and/or p r io r r epo r t s .S e e b elo w fo r ad d i t io n a l exp lan a t io n s co n cern in g the rep o r t in g o f as se t s fo r Trus t # 3 .Part I (Estate # 4)I am e thica l ly p ermi t t ed to se rve as Co -Execu to r o f Es ta te #4 b ecause I am d o in g so un d er the wi l l o f a fami ly memb er who d ied in 2010, an d such se~ ice wi l l n o ti n t e r fe re wi th the prope r pe r form ance of m y j u d ic i a l du t i e s .N o asse t s a re rep o r ted in Pa r t V I I fo r Es ta te # 4 b ecause , a l tho ug h the fami ly me mb er d ied in Dece mb er 2010, the p erso n s wi l l was n o t ad m i t t ed to p ro bate an dl e t t e r s te s t amen ta ry were n o t i s s u ed u n t i l J anu a ry 201 I , a t which t ime I began exe rc i s ing l ega l au thor i ty and re s pons ib i l i ty t o con t ro l the pu rchas e , s a l e , o r o the rdisposition of the assets in the E s t a t e . U n d e r the fil ing instructions for the 2010 F inanc i a l Disclosure R e p o r t , th e reporting p e r i o d f o r p o s i t i o n s "consists o f t h eca len d ar year p re ced in g the d a te o f the rep o r t , an d the t ime to the d a te o f the rep o r t ." See p ag e 9 . The rep o r t in g p er io d fo r as se t s o w n ed o r he ld b y the Es ta te ,ho weve r , " i s the ca len d ar year p rec ed in g the d a te o f the rep o r t ." See p ag e 35. Acc o rd in g ly , I am rep o r t in g the p o s i t io n in Par t I b u t am n o t rep o r t in g as se t s in Par tVI I u n t i l I f i le my 2011 F inanc i a l Di s c los u re Repo r t .

The Es t a t e i s des igna t ed a s E s t a t e #4 to d i f fe ren t i a t e i t f rom es t a t e s re fe r red t o i n p r io r r epor t s .Pa r t VI I , I t em No. I"Am er i can Fu nds -Was h . Mu t . Inv es . Fu nd-A " i s the s ame a s s e t a s the one repo r t ed i n my 2009 F inanc i a l Di s c los u re Rep or t a s "Was hington M u tu a l I nv es tor s Fu nd( 19 84 I RA-M u tu a l Fu nd) ." The a s s e t des c r ip t ion has been rev i s ed to com ply wi th the f i l i ng i ns t ru c t ions fo r des c r ib ing mu tu a l fu nd s .Pa r t VI I , I t em Nos . 5 -9 (Tru s t # 2 )The typ e o f in co m e d i sc lo sed fo r Trus t # 2 i s "Div id en d ." The fo rm d o es n o t a l lo w the f l i e r to rep o r t mul t ip le typ es o f in co me e xcep t fo r the co m b in a t io n o fin te res t an d d iv id en d s . The Trus t in co me in clud es , in ad d i t io n to d iv id en d s , a sho r t t e rm cap i ta l g a in d i s t r ib u t io n . A l l in co me has b een rep o r ted in co lumn B(I ) .Par t VI I , I t em No, 15This as se t i s a l i fe in su ran ce p o l icy tha t was red eemed o n 12/30/2010, fo l lo win g the d ea th o f the fami ly memb er who se l i fe was in su red . N o g a in i s sho wn inco lum n D(4) b ecause there was n o g a in . Af te r the p o l icy was red eem ed , the p ro ceed s we re d i s t r ibu ted to the b en ef ic ia r i es . The p o l icy p ro ceed s d i s t r ibu ted to mea re re f l ec t ed i n the a s s e t l i s t ed i n Pa r t VI I , I t em No . 16 .Pa r t VI I , I t em No. 16Thi s a s s e t was opened on 12130/2010 wi th my por t i on of the proceeds of the i ns u rance po l i cy re f l ec t ed i n Pa r t VI I , I t em No . 15 . The ins u rance com pany op enedth i s accou nt i n my nam e a s the means of d i s t r ibu t ing my p or t i on of the proceeds .Pa r t VI I , I t em No s . 17 -65 (Tru s t #3 )The type of i ncom e d i s c los ed for Tru s t # 3 i s " I n t ./Div ." The form doe s no t a l l ow the f i l e r to repor t m u l t i p l e types o f i ncome e xcept fo r the com bina t ion of i n t e re s tan d d iv id en d s . The Trus t in co me in clud es o ther in co me, such as cap i t a l g a in s earn ed b y fun d s an d d i s t r ib u ted to fun d o wn ers . A l l in co me has b een rep o r ted inc o l u m n B ( 1 ).Pa r t VI I , I t em No. 20Tyco E lect ro n ics Ltd . acqu i red ADC Teleco m mun ica t io n s , In c . The shares o f ADC w ere t en d ered to Tyco as p ar t o f the acqu is i t io n .Par t VI I , I t em No. 30T h i s a s se t w a s r e p o r t e d i n m y 2 0 0 9 F i n a n c ia l D i s c lo s u r e r e p o r t a s I t em N o . 2 9 u n d e r t h e n a m e " F P L G r o u p I n c . C o m m o n S t o c k . " F P L G r o u p , I n c . i s n o w k n o w nas "N extEra En erg y , ln c ." an d i s rep o r ted in th i s year s rep o r t under tha t name.Par t VI I , I t em No. 60This as se t sho u ld n o t have b een in clud ed in m y 2009 Fin an cia l Disc lo su re Re p o r t . I t was red eeme d o n 01113/09 . Had the t ran sact io n b een rep o r ted , Co lumn D(I )w o u l d h a v e r e a d " R e d e e m e d " ; C o l u m n D ( 2 ) w o u l d h a v e r e a d " 0 1 / 13 / 0 9 " ; C o lu m n D ( 3 ) w o u l d h a v e r e a d " J " ; a n d C o l u m n D ( 4 ) w o u l d h a v e r e a d " A . "


9/10

FINANCIAL DISCLOSURE REPORTPage 9 o f 10

N a m e o f P e r s o n R e p o r t in gFit~vater , S idney A.

Date of Report04/18/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


10/10

FINANCIAL DISCLOSURE REPORTPage 10 of 10

N ame of P e r son Repo r t ingF i t ~ v a t e r , S i d n e y A .

Date of Repor t04/18/2011

IX. CERTIFICATION.1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h ha v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re : S /Sidney A. F itzwater

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

Co m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s Co u r t sSui t e 2-301O n e C o l um b us C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

sidney a fitzwater financial disclosure report for 2010

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