simoni-2012-adenosine-5'-triphos

12
Adenosine-5-Triphosphate-Adenosine-Glutathione Cross-Linked Hemoglobin as Erythropoiesis-Stimulating Agent *Jan Simoni, *Grace Simoni, *John F. Moeller, †Mario Feola, *John A. Griswold, and ‡Donald E. Wesson *Department of Surgery,Texas Tech University Health Sciences Center, Lubbock; †HemoBioTech, Inc., Dallas; and ‡Texas A&M College of Medicine and Scott and White Healthcare, Temple, TX, USA Abstract: An effective hemoglobin (Hb)-based blood sub- stitute that acts as a physiological oxygen carrier and volume expander ought to stimulate erythropoiesis. A speedy replacement of blood loss with endogenous red blood cells should be an essential feature of any blood substitute product because of its relatively short circulatory retention time and high autoxidation rate. Erythropoiesis is a complex process controlled by oxygen and redox-regulated tran- scription factors and their target genes that can be affected by Hb physicochemical properties. Using an in vitro cellular model, we investigated the molecular mechanisms of eryth- ropoietic action of unmodified tetrameric Hb (UHb) and Hb cross-linked with adenosine-5-triphosphate (ATP), adenosine, and reduced glutathione (GSH). These effects were studied under normoxic and hypoxic conditions. Results indicate that these Hb solutions have different effects on stabilization and nuclear translocation of hypoxia-inducible factor (HIF)-1 alpha, induction of the erythropoietin (EPO) gene, activation of nuclear factor (NF)-kappa B, and expression of the anti-erythropoietic agents—tumor necrosis factor-alpha and transforming growth factor-beta 1. UHb suppresses erythropoiesis by increasing the cytoplasmic degradation of HIF-1 alpha and decreasing binding to the EPO gene while inducing NF-kappa B-dependent anti-erythropoietic genes. Cross- linked Hb accelerates erythropoiesis by downregulating NF-kappa B,stabilizing and facilitating HIF-1 alpha binding to the EPO gene, under both oxygen conditions.ATP and adenosine contribute to normoxic stabilization of HIF-1 and, with GSH, inhibit the NF-kappa B pathway that is involved in the suppression of erythroid-specific genes. Proper chemical/pharmacological modification is required to consider acellular Hb as an erythropoiesis-stimu- lating agent. Key Words: Hemoglobin—Adenosine-5- triphosphate—Adenosine—Glutathione — Erythropoiesis —Hypoxia-inducible factor-1 alpha—Nuclear factor-kappa B—Erythropoietin—Hypoxia—Normoxia— Astrocytes — Blood substitute. To be effective oxygen-carrying plasma expanders, hemoglobin (Hb)-based oxygen carriers (HBOCs) must fulfill a number of requirements. In addition to being pathogen-free, nontoxic, and nonimmunogenic, and having an extended shelf life, these products should have adequate oxygen-carrying capacity to permit effective tissue oxygenation, as well as suffi- cient circulatory retention time.The effective HBOC, besides being able to immediately maximize blood flow and tissue oxygenation, should also stimulate erythropoiesis (1–4). The erythropoietic activity of HBOCs is advanta- geous in acute blood loss treatment as the circulatory retention time of these products is short (half-life of less than 24 h) and the heme oxidation rate is high (up to 30%/day). A rapid replacement of blood loss with endogenous red blood cells (RBCs) would seem to be the most attractive therapeutic feature of HBOCs. In other words, in the treatment of hemorrhage, these products could serve as a temporary “oxygen bridge” until the body would be able to produce enough RBCs to maintain proper tissue oxygenation and avoid allo- geneic blood transfusion (1–4). Existing research suggests that the erythropoietic machinery, which is controlled by oxygen tension doi:10.1111/j.1525-1594.2011.01431.x Received October 2011; revised November 2011. Address correspondence and reprint requests to Dr. Jan Simoni, Department of Surgery, Texas Tech University Health Sciences Center, 3601 4th Street, Lubbock, TX 79430, USA. E-mail: [email protected] Artificial Organs 36(2):139–150, Wiley Periodicals, Inc. © 2012, Copyright the Authors Artificial Organs © 2012, International Center for Artificial Organs and Transplantation and Wiley Periodicals, Inc. 139

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Page 1: Simoni-2012-Adenosine-5'-triphos

aor_1431 139..150

Adenosine-5′-Triphosphate-Adenosine-GlutathioneCross-Linked Hemoglobin as

Erythropoiesis-Stimulating Agent

*Jan Simoni, *Grace Simoni, *John F. Moeller, †Mario Feola, *John A. Griswold,and ‡Donald E. Wesson

*Department of Surgery, Texas Tech University Health Sciences Center, Lubbock; †HemoBioTech, Inc., Dallas; and ‡TexasA&M College of Medicine and Scott and White Healthcare, Temple, TX, USA

Abstract: An effective hemoglobin (Hb)-based blood sub-stitute that acts as a physiological oxygen carrier and volumeexpander ought to stimulate erythropoiesis. A speedyreplacement of blood loss with endogenous red blood cellsshould be an essential feature of any blood substituteproduct because of its relatively short circulatory retentiontime and high autoxidation rate.Erythropoiesis is a complexprocess controlled by oxygen and redox-regulated tran-scription factors and their target genes that can be affectedby Hb physicochemical properties. Using an in vitro cellularmodel, we investigated the molecular mechanisms of eryth-ropoietic action of unmodified tetrameric Hb (UHb) andHb cross-linked with adenosine-5′-triphosphate (ATP),adenosine, and reduced glutathione (GSH). These effectswere studied under normoxic and hypoxic conditions.Results indicate that these Hb solutions have differenteffects on stabilization and nuclear translocation ofhypoxia-inducible factor (HIF)-1 alpha, induction of theerythropoietin (EPO) gene, activation of nuclear factor

(NF)-kappa B, and expression of the anti-erythropoieticagents—tumor necrosis factor-alpha and transforminggrowth factor-beta 1. UHb suppresses erythropoiesis byincreasing the cytoplasmic degradation of HIF-1 alphaand decreasing binding to the EPO gene while inducingNF-kappa B-dependent anti-erythropoietic genes. Cross-linked Hb accelerates erythropoiesis by downregulatingNF-kappa B,stabilizing and facilitating HIF-1 alpha bindingto the EPO gene, under both oxygen conditions. ATP andadenosine contribute to normoxic stabilization of HIF-1and, with GSH, inhibit the NF-kappa B pathway that isinvolved in the suppression of erythroid-specific genes.Proper chemical/pharmacological modification is requiredto consider acellular Hb as an erythropoiesis-stimu-lating agent. Key Words: Hemoglobin—Adenosine-5′-triphosphate—Adenosine—Glutathione—Erythropoiesis—Hypoxia-inducible factor-1 alpha—Nuclear factor-kappaB—Erythropoietin—Hypoxia—Normoxia—Astrocytes—Blood substitute.

To be effective oxygen-carrying plasma expanders,hemoglobin (Hb)-based oxygen carriers (HBOCs)must fulfill a number of requirements. In addition tobeing pathogen-free, nontoxic, and nonimmunogenic,and having an extended shelf life, these productsshould have adequate oxygen-carrying capacity topermit effective tissue oxygenation, as well as suffi-cient circulatory retention time.The effective HBOC,besides being able to immediately maximize blood

flow and tissue oxygenation, should also stimulateerythropoiesis (1–4).

The erythropoietic activity of HBOCs is advanta-geous in acute blood loss treatment as the circulatoryretention time of these products is short (half-life ofless than 24 h) and the heme oxidation rate is high (upto 30%/day). A rapid replacement of blood loss withendogenous red blood cells (RBCs) would seem to bethe most attractive therapeutic feature of HBOCs. Inother words, in the treatment of hemorrhage, theseproducts could serve as a temporary “oxygen bridge”until the body would be able to produce enough RBCsto maintain proper tissue oxygenation and avoid allo-geneic blood transfusion (1–4).

Existing research suggests that the erythropoieticmachinery, which is controlled by oxygen tension

doi:10.1111/j.1525-1594.2011.01431.x

Received October 2011; revised November 2011.Address correspondence and reprint requests to Dr. Jan Simoni,

Department of Surgery, Texas Tech University Health SciencesCenter, 3601 4th Street, Lubbock, TX 79430, USA. E-mail:[email protected]

Artificial Organs36(2):139–150, Wiley Periodicals, Inc.© 2012, Copyright the AuthorsArtificial Organs © 2012, International Center for Artificial Organs and Transplantation and Wiley Periodicals, Inc.

139

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and the cellular redox state (5–11), can be affectedby the intrinsic properties of acellular Hb (12–15),(Fig. 1). Unmodified tetrameric Hb (UHb) andHBOC with pro-oxidant properties, by altering thecellular redox state, act as signaling moleculescapable of activating nuclear factor (NF)-kappa B(16) that regulates many genes that are known tosuppress the erythropoietic response, such as tumornecrosis factors (TNF)-alpha, interleukin (IL)1-beta, and transforming growth factor (TGF)-beta1 (17–20). UHb and HBOC with low oxygen affinity(high P50), by overdelivering oxygen, may degradehypoxia-inducible factor (HIF)-1 alpha (11,15),which acts as a master controller of the erythropoi-etin (EPO) gene—the most important regulator ofproliferation of committed progenitors and an anti-apoptotic protector of erythroblasts (10). In nor-moxia or hyperoxia, hydroxylation of prolineresidues by prolyl hydroxylases promotes oxygen-dependent degradation of HIF-1 alpha, unless it isstabilized via Hb-mediated oxidative phosphoryla-tion or inhibition of prolyl hydroxylases by reactiveoxygen species (ROS) (15,21,22). Conversely, UHband HBOC with strong pressor effects or high affin-ity for oxygen (low P50) that promotes hypoxia canstabilize HIF-1 alpha, inducing erythropoiesis (23–25). Assuming that efficacious HBOCs must coun-teract the hypoxic and pro-oxidant environmentsassociated with blood loss, the stabilization of HIF-1alpha by prolonging oxygen deprivation could beclinically questionable (Fig. 1).

Our previously published studies have shownthat adenosine-5′-triphosphate (ATP)-adenosine-glutathione (GSH) cross-linked Hb (ATP-ADO-GSH-Hb) is an effective stimulator of erythropoiesis

while sufficiently delivering oxygen (26,27). Thisproduct was shown to be very efficient in rapid res-toration of the RBC mass in severely anemic rodentsand nonhuman primates (26). In children with sickle-cell anemia, a single injection of ATP-ADO-GSH-Hbstimulated erythropoiesis and rapidly normalized thehematocrit (28). The molecular mechanism of ATP-ADO-GSH-Hb’s erythropoietic action, however, wasnot established.

The purpose of the present study was to determinethe actual role of UHb and ATP-ADO-GSH-Hb inerythropoiesis. This research explores the associationbetween Hb and redox- and oxygen-regulated tran-scription factors and their target genes that controlpro- and anti-erythropoietic responses. In this study,we evaluated these effects in human astrocytes thatare capable of producing EPO as well as cytokinesthat act as anti-erythropoietic mediators. Thesestudies were performed under normoxic and hypoxicconditions.

MATERIALS AND METHODS

Preparation and characterization of Hb solutionsThe Hb solutions were prepared at the Texas Tech

University Health Sciences Center (TTUHSC) BloodSubstitute Manufacturing Facility (Lubbock, TX,USA). This facility was also used for synthesis andproduction of cross-linking agents. All procedureswere done under sterile, pyrogen-free conditions(Class-100), using USP grade chemicals, water, andbuffer solutions.Blood from Hereford cattle,collectedat the TTUHSC Animal Blood Donor Facility (NewDeal, TX, USA), was used for preparation of Hbsolutions.

FIG. 1. Schematic representation of therole of unmodified Hb (UHb), first-generationHb-based oxygen carriers (HBOCs) with dif-ferent oxygen affinities (P50) and redoxpotentials, and Hb cross-linked with ATP,adenosine, and GSH (ATP-ADO-GSH-Hb)in the erythropoietin (EPO) gene inductionand the mechanism of erythropoiesis medi-ated by HIF-1 alpha, NF-kappa B, TNF-alpha, TGF-beta 1, and other factors.Details of these interrelationships are pre-sented in the text.

J. SIMONI ET AL.140

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The methods for the preparation and character-ization of UHb, ATP-ADO-GSH-Hb, and cross-linking reagents have been described previously(26–31). In brief, Hb was extracted from washedRBCs using the method of dialysis ultrafiltration.The complete removal of stromal lipid contaminantswas accomplished by using a liquid/solid-phaseextraction procedure (29). Purification from non-heme proteins and peptides was achieved by using aheat pasteurization method. The orthogonal multi-step procedure that comprises nanofiltration,membrane chromatography, solvent treatment,and heat inactivation, was used to ensure completeremoval of viruses and prion proteins (30,31).The removal of environmental bacterial endotoxinwas achieved with affinity chromatography, and ste-rility was maintained by membrane filtration (29).The entire Hb purification process was performedin the absence of oxygen to prevent heme oxid-ation (29). After dialysis against 20 mM THAM(Abbott Laboratories, North Chicago, IL, USA) andreoxygenation, UHb in a concentration of 10 g/dLwas stored in sterile transfer pack containers(Fenwal, Deerfield, IL, USA) at -90°C. The UHbsolution was then chemically modified accordingto an earlier described and patented method (29).The chemical/pharmacological modification proce-dure comprises purified bovine Hb cross-linkedintramolecularly with open ring ATP, intermo-lecularly with open ring adenosine, combinedwith GSH, as well as enriched with oxygen freeradical scavengers, nonelectrolytes, and/or electro-lytes (29). After selective nanofiltration to eliminatetetramers and subsequent dialysis, ATP-ADO-GSH-Hb in a concentration of 6.4 � 0.2 g/dL wasstored in sterile transfer pack containers (Fenwal) at-90°C.

Purity of Hb solutions in regard to polar and non-polar lipids, non-heme proteins and peptides, andendotoxin was characterized as previously described(26,29). Molecular weight determination of Hb solu-tions was obtained by using a size exclusion high-pressure liquid chromatography method (Protein-Pak 300SW, Waters, Milford, MA, USA). The Hbsolutions’ surface charges were analyzed by usingisoelectric focusing gel electrophoresis (AmershamPharmacia PhastSystem, Piscataway, NJ, USA) andanion exchange liquid chromatography withProtein-Pak DEAE 5PW (Waters). The physico-chemical properties of Hb solutions, includingoxygen affinity, oncotic pressure, viscosity, osmolar-ity, pH, and electrolyte concentration, have beencharacterized by our standard quality controlmethods. The total Hb concentration and level of

met-Hb were measured by a spectrophotometricmethod (26,29).

Assessment of the effect of UHb and ATP-ADO-GSH-Hb on pro-erythropoietic factors: HIF-1 alphaand EPO in normoxia and hypoxia

In astrocytes, HIF-1 alpha regulates EPO expres-sion that plays a neuroprotective role to shieldneurons from hypoxic/ischemic stress (32).

The initial culture of normal human astrocytes,2nd passage, was obtained from Clonetics (Bio-Whittaker, A Cambrex Co., San Diego, CA, USA).Cells were cultured in 75-cm2 tissue culture flasks(Corning Glass Works, Corning, NY, USA) withastrocyte growth medium (AGM) BulletKit medium(Clonetics) in a humidified atmosphere of 5% CO2

and temperature of 37°C, until they reached conflu-ence (approximately 50 000 cells/cm2). Astrocyteswere then subcultured in 6-well cell culture plates(Corning). Cell passage was carried out using atrypsin reagent pack (Clonetics). During the transfer,astrocytes were trypsinized no longer than 5 min. Allexperiments were performed using fourth to sixthcell passage. The astrocytes had previously testednegative for HIV, hepatitis, mycoplasma, bacteria,yeast, and fungi, and tested positive for glial fibrillaryacidic protein and stained negative for CD68 andCNPase (Clonetics Certificate of Analysis).

The confluent astrocytes were incubated forapproximately 18 h with AGM medium supple-mented with UHb or ATP-ADO-GSH-Hb in a finalconcentration of 0.1, 1.0, and 1.75 g/dL, in normoxicand hypoxic environments.

Normoxic condition was achieved by the incuba-tion of cells in an atmosphere of 95% air and 5%CO2. Hypoxic condition (1.5% O2, 93.5% N2, and 5%CO2) was achieved in a humidified variable aerobicworkstation. Before experimentation, media was pre-equilibrated overnight at a 1.5% oxygen level. Thecontrol astrocytes were cultured in the absence of Hbsolutions that were replaced by fetal bovine serum(FBS, HyClone Laboratories, Inc., Logan, UT, USA).

After treatment, the cells were subjected to evalu-ation by various biochemical and molecular biologymethods.

The impact of Hb solutions on HIF-1 alphastabilization and its ability to induce the human EPOgene in the normoxic and hypoxic conditions wasmeasured in cellular nuclear extracts using a high-throughput TransAM enzyme-linked immunosor-bent assay (ELISA)-based assay (Active Motif,Carlsbad, CA, USA). In this assay, a 96-well platewas immobilized with an oligonucleotide containinga hypoxia-responsive element (5′-TACGTGCT-3′)

ATP-ADENOSINE-GSH-Hb AS ESA 141

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from a human EPO gene. Nuclear extracts wereobtained from living astrocytes using Nonidet P-40and lysis buffer supplemented with dithiothreitol(DDT) and a protease inhibitor cocktail (ActiveMotif). Nuclear extracts were subjected for the detec-tion of HIF-1 alpha. HIF-1 alpha that was present inthe nuclear extracts bonded to the human EPO geneand became accessible to primary antibodies. Then,the primary antibodies were recognized by second-ary, HRP-conjugated antibodies, which provided asensitive colorimetric readout. The reaction was readat 450 nm using a 3550-UV microplate reader (Bio-Rad Laboratories, Richmond, CA, USA). Resultswere expressed in optical density (OD) at 450 nm per2.5 mg of nuclear extract. The COS-7 nuclear extractprovided by the manufacturer was used as a positivecontrol for HIF-1 alpha activation and binding to theEPO gene.

The influence of Hb solutions on EPO synthesiswas assessed in the cell culture supernatants usinghighly specific Quantikine In Vitro DiagnosticHuman Erythropoietin ELISA (R&D Systems, Inc.,Minneapolis, MN, USA), according to the manufac-turer’s protocol. The results were expressed inmU/mL.

Assessment of the effect of UHb and ATP-ADO-GSH-Hb on anti-erythropoietic factors: NF-kappaB, TNF-alpha, and TGF-beta 1 in normoxia andhypoxia

Human astrocytes are known to produce cytokines(i.e., TNF, IL-1, IL-6) and growth factors (i.e., TGF-beta 1) (33–35), which act as anti-erythropoieticagents (17–20).

All experiments were carried out using the humanastrocytes model and Hb concentrations as describedabove. After treatment, the assessment of nuclearactivation and DNA binding of NF-kappa B wasassayed in cellular nuclear extracts using TransAMNF-kappa B p65 transcription Factor Assay Kit(Active Motif). This ELISA-based method detectsand quantifies NF-kappa B activation, using oligo-nucleotide containing the NF-kappa B consensus site(5’-GGGACTTTCC-3’) immobilized on a 96-wellplate. The nuclear extracts were obtained from livingastrocytes using complete lysis buffer that containedDTT and a protease inhibitor cocktail supplied bythe manufacturer. The complete binding buffer wassupplemented with DTT and herring sperm DNA.After incubation, the formed DNA–protein complexwas accessible to primary antibodies, which recog-nized an epitope on p65, only when NF-kappa Bwas activated and bound to DNA. This reaction wasthen recognized with HRP-conjugated secondary

antibodies against p65, and developed using a benzi-dine derivative and hydrogen peroxide. The reactionwas read at 450 nm using a microplate reader (Bio-Rad Model 3550-UV). Results were expressed in ODat 450 nm per 2.5 mg of whole-cell extract. The HeLawhole-cell extracts, provided by the manufacturer,were used as a positive control for NF-kappa B acti-vation and DNA binding.

The production of factors with anti-erythropoieticactivities (TNF-alpha and TGF-beta 1) was assessedwith commercially available ELISA kits. TNF-alphawas assayed using a TNF-alpha human EIA Kit(Cayman Chemical,Ann Arbor, MI, USA), accordingto the manufacturer. TGF-beta 1 was assessed withHuman TGF-beta 1 Quantikine Immunoassay (R&DSystems). In this test, latent TGF-beta 1 in cell culturesupernates was transferred into the immunoreactiveform by acid activation and neutralization, thenassayed using a microplate with immobilized TGF-beta soluble receptor and expressed in pg per mL.

Data evaluation and statistical analysesAll experiments were conducted in triplicate and

results were expressed as mean � standard deviation(M � SD). The differences among and between thegroups were evaluated with ANOVA, using the Stat-Works statistical package (Cricket Software, Phila-delphia, PA, USA).

RESULTS

Characteristics of Hb solutionsHb was completely purified from non-heme pro-

teins, peptides, phospholipids, viral, bacterial, andprion contaminants. The concentration of bacterialendotoxin in UHb and ATP-ADO-GSH-Hb wasbelow the Food and Drug Administration require-ment of 0.25 EU/mL. Hb solutions were enrichedwith electrolytes and mannitol. The final formula-tions were isotonic. Although UHb solution wascomprised only of 64.5 kDa tetramers, ATP-ADO-GSH-Hb contained polymers below 500 kDa and lessthan 5% of tetramers. Both Hb solutions had lessthan 5% of met-Hb. UHb and ATP-ADO-GSH-Hbhad an isoelectric point (pI) of 6.8–7.0 and 6.1–6.3,respectively. Both Hb solutions had a similar P50 of23 � 3 mm Hg at chloride concentration of 100 mmthat provided the proper oxygen delivery index(36,37). The AGM environment did not affect theaffinity of either Hbs for oxygen. The typical physi-cochemical characteristics are listed below:

• Oxy-Hb: 6.4 � 0.2 g/dL• Met-Hb % of oxy-Hb: <5

J. SIMONI ET AL.142

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• CO-Hb % of oxy-Hb: <5• pH: 7.8–8.1 U (THAM 20 mM)• Sodium: 140 mM• Potassium: 4 mM• Chloride: 100 mM• Sodium Lactate: 27 mM• Calcium: 1.3 mM• Mannitol: 0.8 mg/mL• Colloid oncotic pressure: 20–23 mm Hg• Osmolarity: 300–325 mOsm/kg

Effects of UHb and ATP-ADO-GSH-Hb onpro-erythropoietic factors

The effect of unmodified and ATP-ADO-GSH-Hbon pro-erythropoietic factors, HIF-1 alpha, and EPOis presented in Fig. 2 and Table 1.

As shown in Fig. 2, HIF-1 alpha can be found in thenuclear extracts of astrocytes under hypoxic and nor-moxic conditions. The tested Hb solutions had a dif-ferent impact on HIF-1 alpha stabilization, nucleartranslocation, and binding to the EPO gene inhypoxic and normoxic environments.

The UHb solution increased the cytoplasmic deg-radation of HIF-1 alpha and generally decreased itsbinding activity to the EPO gene, especially inhypoxia. On the contrary, ATP-ADO-GSH-Hb pre-served HIF-1 alpha under both oxygen conditions(Fig. 2). This Hb solution in a dose-dependentmanner stabilized HIF-1 alpha and increased itsbinding to the EPO gene, and was most effective at adose of 1.75 g/dL. The observed differences were sta-tistically significant (P < 0.001).

The production of EPO under normoxic andhypoxic conditions significantly increased following

incubation of astrocytes with ATP-ADO-GSH-Hb atall tested concentrations (Table 1). In normoxia, thisHb was able to increase the EPO level 11-fold at aconcentration of 0.1 g/dL, 21-fold at 1.0 g/dL, andmore than 61-fold at 1.75 g/dL. In hypoxia, the impactof ATP-ADO-GSH-Hb on EPO synthesis was sig-nificantly enhanced at all concentrations.ATP-ADO-GSH-Hb acted effectively on EPO synthesis in bothoxygen conditions. However, UHb blocked the syn-thesis of EPO. These effects were more pronouncedat higher Hb concentrations (Table 1).

Effects of UHb and ATP-ADO-GSH-Hb onanti-erythropoietic factors—NF-kappa B, TGF-beta1, and TNF-alpha

As presented in Fig. 3, ATP-ADO-GSH-Hb inhib-ited NF-kappa B activation at all tested concentra-tions and oxygen levels. On the contrary, UHbactivated NF-kappa B in a dose-dependent manner.This effect was more pronounced in the hypoxic con-dition (P < 0.001).

The production of the most potent anti-erythropoietic factors, TGF-beta 1 and TNF-alpha, inresponse to tested Hb solutions revealed that theseproducts affected human astrocytes differently(Tables 2 and 3). ATP-ADO-GSH-Hb inhibited theformation of TGF-beta 1 (Table 2) and did notincrease the production of TNF-alpha (Table 3) at alltested concentrations and oxygen conditions. Thiseffect can be linked to the inability of this Hb solu-tion to induce NF-kappa B. UHb, however, increasedthe production of both TGF-beta 1 (Table 2) andTNF-alpha (Table 3), especially at higher concentra-tions (1 and 1.75 g/dL).

FIG. 2. The effects of unmodified Hb (UHb)and Hb cross-linked with ATP, adenosine,and GSH (ATP-ADO-GSH-Hb) on HIF-1alpha stabilization in normoxia and hypoxia.White bars, UHb under hypoxia; light graybars, UHb under normoxia; black bars, ATP-ADO-GSH-Hb under hypoxia; dark graybars, ATP-ADO-GSH-Hb under normoxia;(a) significant differences at P < 0.001between controls and among Hb group; (b)significant differences at P < 0.01 betweencontrols and among Hb group; (c) significantdifferences at P < 0.05 between controlsand among Hb group; (A) significant differ-ences at P < 0.001 between Hb groups; (B)significant differences at P < 0.01 betweenHb groups; (C) significant differences atP < 0.05 between Hb groups (details in thetext).

ATP-ADENOSINE-GSH-Hb AS ESA 143

Artif Organs, Vol. 36, No. 2, 2012

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J. SIMONI ET AL.144

Artif Organs, Vol. 36, No. 2, 2012

Page 7: Simoni-2012-Adenosine-5'-triphos

DISCUSSION

This study illustrates that UHb might dose depen-dently inhibit erythropoiesis by facilitating HIF-1alpha degradation and NF-kappa B activation withsubsequent expression of anti-erythropoietic factors,TGF-beta 1 that blocks differentiation of erythroidprogenitor cells and promotes apoptosis, and TNF-alpha that prevents HIF-1 alpha binding to the EPOgene (Fig. 1). However,ATP-ADO-GSH-Hb exhibitspro-erythropoietic potential by stabilizing andincreasing HIF-1 alpha binding to the EPO gene anddownregulating NF-kappa B (Fig. 1).

We previously showed that chemical/pharma-cological modification of Hb with ATP, adenosine,and GSH produces vasodilation and a proper oxygendelivery index (26,27). This present study revealedthat oxygen supplied by ATP-ADO-GSH-Hb doesnot induce degradation of HIF-1 alpha allowingeffective induction of the EPO gene in the normoxiccondition (Fig. 2, Table 1). The earlier reported anti-inflammatory and anti-apoptotic potential of ATP-ADO-GSH-Hb (16,23,26,38–43) is mirrored in theresults of the current study, which showed that down-regulation of NF-kappa B with subsequent suppres-sion of the TGF-beta 1 and TNF-alpha genes isessential in achieving a positive erythropoieticresponse (Fig. 3, Tables 2 and 3).

These molecular findings are supported by our pre-vious observations that ATP-ADO-GSH-Hb is aneffective inducer of erythropoiesis in vivo (26,28).ATP-ADO-GSH-Hb, when administered in avolume corresponding to 25% total blood volume topediatric sickle-cell anemia patients in aplastic crisis,stimulated the bone marrow to a significant erythro-poietic effect. The number of reticulocytes increasedfrom 3.7 � 3.09 to 49.2 � 6.5%, and blood Hbincreased from 6.34 � 2.0 to 9.54 � 0.72 g/dL after3 days (28). A similar erythropoietic effect was alsoobserved in nonhuman primates and rodents (26).

A natural response to hypoxia is an increase inerythropoiesis (44). Erythropoiesis is tightly regu-lated by oxygen tension and the cellular redox statethat involves oxygen (HIF-1 alpha) and redox-regulated transcription factors (NF-kappa B) andmany growth factors (i.e., EPO, IL-3, IL-9, stem cellfactor, granulocyte macrophage-colony stimulatingfactor), and minerals, particularly iron (6–11,15,17–20). EPO, which is produced by Kupffer cells in thefetal liver and peritubular interstitial cells in the adultkidney in response to hypoxia, is the main regulatorof erythropoiesis via rescue of erythroid progenitorcells from apoptosis (7,45). EPO can also be pro-duced in the central nervous system by astrocytes,

TAB

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Hb

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.

ATP-ADENOSINE-GSH-Hb AS ESA 145

Artif Organs, Vol. 36, No. 2, 2012

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shielding hypoxic neurons from apoptosis (32).As human astrocytes are also known to pro-duce inflammatory cytokines (33–35) that act asanti-erythropoietic agents (17–20), nowadays, theastrocyte cell culture model is used to study themechanism of erythropoiesis at the molecular level.HIF-1 alpha that mediates EPO gene expression isalso a promoter of other genes important in adapta-tion to hypoxia, such as transferrin, vascular endo-thelial growth factor, nitric oxide synthase,endothelin-1, heme oxygenase-1, glucose transporter1, etc. (11,22,25,46–49). In the hypoxic condition, alack of oxygen suppresses the degradation of HIF-1alpha, which rapidly translocates from the cytoplasmto the nucleus and acts as a master regulator of eryth-ropoiesis (46). In the normoxic condition, oxygen-mediated hydroxylation of HIF-1 alpha prolineresidues initiates its rapid degradation blockingerythropoiesis (21,22,24), (Fig. 1). There are, how-ever, some exceptions. For instance, in oxidativestress, ROS by changing the cellular redox equilib-rium that activates NF-kappa B and induces inflam-matory genes (i.e., TNF-alpha, IL-1 beta, IL-6) maystabilize HIF-1 alpha in normoxia (Fig. 1). Theseinflammatory cytokines, however, can also inhibitHIF-1 alpha binding to the EPO gene suppressingerythropoiesis (Fig. 1), as observed in cancer patients.Similarly, another inflammatory mediator TGF-beta,which is also known to stabilize HIF-1 alpha undernormoxic conditions, is capable of blocking the dif-ferentiation of erythroid progenitor cells and stimu-lating apoptosis (17–20), as observed in end-stagerenal disease patients (19,50,51). In addition, ROScan stabilize HIF-1 alpha in normoxia by inhibitingprolyl hydroxylase activity (49).

Hb that affects the cellular oxygen content as wellas the redox equilibrium can easily influence theabove-presented mechanisms. In fact, the involve-ment of Hb in erythropoietic responses is knownsince Amberson in the late 1940s observed a hemat-ocrit increase in a human receiving a crude Hb solu-tion (52). Savitsky et al. observed a similar effectusing a stroma-free Hb solution (53). All subjectstreated with these Hb solutions showed systemichypertension and renal failure. At that time, theauthors were unable to explain the mechanism ofthese events. By applying current knowledge, theerythropoietic responses seen in Amberson’s andSavitsky’s clinical trials associated with pathologicalreactions, such as hypertension, renal failure, andeven death, resulted from Hb’s intrinsic toxicity(1–4,13).

Several first-generation HBOCs with the typicalHb intrinsic toxicity profile have also been reportedto possess some erythropoietic activity. In fact,recombinant Hb, rHb1.1—Optro (Somatogen, Inc.,Boulder, CO, USA) given intravenously to mice inextremely low doses, resulted in increased early pre-cursors of RBC in the bone marrow and an increasein hematocrit. Without providing the mechanism, theauthors concluded that rHb1.1 works either directlyon progenitor cells or indirectly to enhance hemato-poiesis (37). However, a study with larger, clinicallyrelevant doses of cross-linked Hbs in rabbits revealedthat HBOCs at high concentrations did not produce asignificant variation in the generation of erythroid-committed cells (54). While erythropoietic activity ofHemAssist (Baxter Healthcare Corporation, Deer-field, IL, USA) was not reported (55), Hemopure(Biopure, Inc., Cambridge, MA, USA) and Poly-

FIG. 3. The effects of unmodified Hb (Hb)and Hb cross-linked with ATP, adenosine,and GSH (ATP-ADO-GSH-Hb) on NF-kappaB induction in normoxia and hypoxia. Whitebars, UHb under hypoxia; light gray bars,UHb under normoxia; black bars, ATP-ADO-GSH-Hb under hypoxia; dark gray bars,ATP-ADO-GSH-Hb under normoxia; (a) sig-nificant differences at P < 0.001 betweencontrols and among Hb group; (b) significantdifferences at P < 0.01 between controlsand among Hb group; (c) significant differ-ences at P < 0.05 between controls andamong Hb group; (A) significant differencesat P < 0.001 between Hb groups; (B) signifi-cant differences at P < 0.01 between Hbgroups; (c) significant differences atP < 0.05 between Hb groups (details in text).

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Heme (Northfield Laboratories Inc., Evanston, IL,USA) have been characterized as products with someerythropoietic potency largely accelerated bysupplemental recombinant human erythropoietin(rEPO) (56–58). However, Hemolink (HemosolCorp., Mississauga, ON, Canada) was never charac-terized as a product that stimulates erythropoiesis(59,60).

Despite the mixed results, these products have incommon a very well-documented vasoconstrictiveeffect (1–4) that perhaps promotes hypoxic HIF-alpha stabilization and EPO induction (61). The lit-erature also demonstrates that many clinically testedHBOCs not only mediate vasoconstrictive events butalso are redox active and able to activate NF-kappa B(1–4,13) and its target genes, many of which influencethe erythropoietic process (13,16,23,38,62–64). Manyresulting cytokines (i.e., TNF-alpha, IL-1 beta, etc.)might stabilize HIF-1 alpha even in normoxia;however, they may also inhibit binding of HIF-1alpha to the EPO gene (17,49,65), blockingerythropoiesis. Therefore, the reported varied eryth-ropoietic potential of UHb and tested HBOCsappears to be the net effect between possibly com-peting forces of vasoconstriction and cellular redoxchanges (Fig. 1).

These effects, however, are in contradiction withthe intended role of HBOCs, which is delivery ofsufficient oxygen to hypoxic tissues without causingischemic and inflammatory responses. Erythropoieticeffects under these circumstances should be consid-ered pathologic.

The basic research on erythropoietic activity of Hbis limited. It was reported that Hb under hypoxicconditions increased the expression of HIF-1 alpha,which was related to the loss of ferrous-Hb and accu-mulation of ferric-Hb (oxidation of heme). In thisstudy, the authors used an HBOC similar to that ofHemAssist. No connection between Hb and erythro-poiesis was made (15). Other researchers have inves-tigated HIF-1 alpha as an indicator of local hypoxiafollowing treatment with HBOC and liposome-encapsulated Hb (Samaja et al. and Murayamaet al.—in this issue). Established evidence exists thatHb which triggers NF-kappa B may suppress HIF-1alpha regulated genes, particularly EPO (13,23,64–66). It was also reported that high activity of theNF-kappa B pathway in early erythroid progenitorsis involved in the suppression of erythroid-specificgenes (65).

An evident lack of erythropoietic activity ofHBOCs under current development can be summa-rized by the statement of Dr. Klein from the Depart-ment of Transfusion Medicine at the National

Institutes of Health, Bethesda, MD. In his reviewarticle entitled: “Blood substitutes: how close to asolution?” he stated that: “. . . hemoglobin-derivedred cell substitutes from human, bovine, and recom-binant sources in phase III trials all have a half-lifemeasured in hours and are unlikely to replace trans-fusions or drugs that stimulate erythropoiesis forchronic anemia, but they may play a role: (i) as abridge to transfusion when no compatible blood isimmediately available; (ii) as an adjunct to theautologous hemodilution management of surgery, oreven (iii) in radiation therapy or the management ofcancer . . .” (67).

As clinically tested HBOCs lack a demonstrablephysiologic erythropoietic response, the need stillexists for an artificial oxygen carrier with intrinsicerythropoietic activity that eliminates the require-ment for supplementary transfusions and/or expen-sive rEPO treatment.

To address these problems, we have developedATP-ADO-GSH-Hb that utilizes a novel conceptof “pharmacologic cross-linking” (26,28,29). Thischemical/pharmacologic modification with ATP,adenosine, and GSH does not interfere with Hb res-piratory function, but provides Hb molecules withnew medicinal properties, which appear to be aneffective strategy in elimination of intrinsic toxiceffects of Hb, such as vasoconstriction, oxidativestress, and inflammation (26). In this product, ATPstabilizes the Hb tetramer and prevents its dimeriza-tion, and adenosine allows the creation of Hb oligo-mers, avoiding the formation of toxic high-molecular-weight polymers. ATP also produces the vasodilatoryeffect via activation of P2Y receptors (26). Adeno-sine counteracts the vasoconstrictive and pro-inflammatory properties of Hb with the activation ofadenosine A2 receptors, which produce vasodilata-tion, moderation of inflammatory reactions, andprevention of platelet aggregation (26–29,38–43).The activation of adenosine A3 receptor providescytoprotection. The conjugation of Hb with GSHshields heme from ROS and NO, thus lowering theHb pro-oxidant and vasoconstrictive potential(16,26,38,43). At the same time, GSH introduces amore electronegative charge onto the surface of theHb molecule that blocks Hb’s transglomerular andtransendothelial passage, and makes it less accessibleto phagocytes (26,38,39,68).

This current study revealed that ATP-ADO-GSH-Hb stabilizes HIF-1 alpha and facilitates itsbinding to the EPO gene under both the normoxic andhypoxic conditions (Fig. 2, Table 1). Moreover, adownregulated NF-kappa B creates a more pro-erythropoietic environment, by elimination of the

ATP-ADENOSINE-GSH-Hb AS ESA 147

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anti-erythropoietic factors, TNF-alpha and TGF-beta1 (Fig. 3, Tables 2 and 3). This observation providesthe molecular basis for the earlier observed in vivoerythropoietic responses in humans and animals(26,28).

Although the roles of individual chemical/pharmacological elements in our HBOC needfurther investigation, it is obvious that the ability ofthis product to stabilize HIF-1 alpha in normoxia isthe principal mechanism behind its erythropoieticaction previously observed in humans and animals(26,28). It has been known for more than fourdecades that adenosine and its analogues stimulateerythropoiesis (69,70).Adenosine is a key acute regu-lator in response to hypoxia (71). The hypoxic inhi-bition of adenosine deaminase prolongs adenosine’sprotective activity, specifically in inhibition of prolyl-4-hydroxylase and generation of cyclic AMP. CyclicAMP that is raised following stimulation of adenos-ine A2 receptors by ATP-ADO-GSH-Hb, which wasevidenced in our previous studies (16,26), possessesstrong pro-erythropoietic activities. It was reportedthat cyclic AMP counteracts the inhibition of theEPO gene by inflammatory cytokines, TNF-alphaand IL-1 alpha (72). In fact, our present study docu-mented effective downregulation of NF-kappa B andcomplete suppression of TNF-alpha by ATP-ADO-GSH-Hb (Fig. 3, Table 3). Another contributoryfactor toward an effective erythropoietic responsewas the inevitably low pro-oxidant potential of ourHBOC maintained by GSH (16,23,26,38,43,66). Therole of heme-iron in this observed erythropoieticresponse is awaiting elucidation (73).

CONCLUSION

Based on this current study and our previouspreclinical and clinical observations, it can beconcluded that the chemical/pharmacologic modifi-cation of Hb with ATP, adenosine, and GSHresulted in an HBOC with erythropoietic activity innormoxic and hypoxic clinical scenarios. ThisHBOC, by delivering oxygen and expressing pro-erythropoietic potential, can serve as a primarytherapy to maintain tissue oxygenation and a sec-ondary therapy to normalize the hematocrit throughstimulation of patients’ erythropoietic responses.ATP-ADO-GSH-Hb should be considered as anovel erythropoiesis-stimulating agent in the treat-ment of acute and chronic anemias.

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