social resettlement & rehabilitation plan of cuttack - barang doubling 12.1 km orissa

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  • 7/28/2019 Social Resettlement & Rehabilitation Plan of Cuttack - Barang Doubling 12.1 Km Orissa

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    I DESCRIPTION OF PROJECT

    The Cuttack -Barang single line section of East Coast Railway on Howrah- Chennai

    main line is situated in district Cuttack of Orissa. The project area falls between

    Longitude 8554 08 to 855000 and Latitude 202432 to 202741. The East

    Coast main line passes through the thickly populated regions of Orissa and connects

    important townships like Cuttack, Bhubaneshwar and Behrampur. Cuttack is a

    growing commercial and business centre of East Coast of Orissa and Bhubeneshwar

    has been growing very rapidly being the capital of the State. Behrampur is also an

    important business town of South Orissa. Any increase in passenger services to

    these cities has to pass through the project section. The Chief Transport and

    Planning Manager, East Coast Railway has made a projection of passenger services

    till 2009-10. The projections of passenger services in East Coast mainline are

    presented at Table-1. As shown in the table the present 21 pairs of coaching trains

    touching Cuttack are expected to increase to 36 pairs by the end of year 2009-2010.

    It shows that there is a need for introduction of more coaching trains over the East

    Coast main line touching Cuttack. With growth of freight traffic in the East Coast main

    line, the numbers of freight trains, which are required to be routed through this

    section, are expected to rise. In addition, Paradeep port on the East Coast of Orissa

    is growing very fast and any traffic from South of Cuttack to the port or vice versa, will

    be routed through this section.

    TABLE- 1

    PROJECTIONS OF PASSENGER SERVICES IN EAST COAST MAINLINE

    S.No

    Services Existing servicesDuring 2002

    Projected servicesDuring 2009-10

    1 Super fast/Express trains 15 29

    2 Passenger trains 6 07TOTAL 21 36

    Realizing the urgent need for augmentation of the section capacity, Railway Board in

    1995-96, ordered for Preliminary Engineering cum Traffic Survey for doubling of this

    section. In this background, Rail Vikas Nigam Limited has decided to take up the

    doubling (provision of 2nd railway line parallel to the existing single line) of Cuttack

    Barang broad gauge railway section.

    The proposed project envisages construction of a second railway line parallel to the

    existing one between Cuttack and Barang stations of East-Coast railway, covering

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    11.715km-route length. There are two block sections in the project namely Cuttack

    Gopalpur Balikuda and Gopalpur Balikuda-Barang. Kathjori passenger halt lies

    between Cuttack and Gopalpur Balikuda stations. The layout plan of the project is

    shown in Figure 1. Salient features of the project are given at Table- 2.

    TABLE- 2

    SALIENT FEATURES OF THE PROJECT

    S. No. Parameter Value

    1 Length of the Line 11.715km

    2 Gauge 1676mm

    3 No. of Stations 4 Including Cuttack And Barang

    4 Ruling Gradient 1 In 150

    5 Max. Length of Gradient in one Stretch 559m

    6 Maximum Degree of Curvature 3.5o

    7 No. of Curves 5

    8 Length of Track in Curve 3.46 Km

    9 No. of Bridges 12

    10 Type of Loading for Bridge MBG Loading

    11 Sleepers Pre-Stressed Concrete Sleepers

    12 Signaling MACL

    13 Width of Embankment 6.85 meter

    14 Side Slope of Embankment 2H: 1V

    15 No. of Road Crossings (Nos.) 3

    16 Requirement of Governemt Land 1 hectare

    17 Cost of Project (Gross) In Million Rupees 1276.17

    60kg. 90UTS Rails with LWR on Main Line & 52kg 90UTS Rails with SWR on Loop

    Line are proposed to Be used. The project is scheduled to be completed by March

    2008 at a cost of Rs. 1276.17 million. It would involve construction of three important

    and two major bridges. The construction shall be of MBG Loading.

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    FIGURE 1

    LAYOUT MAP OF CUTTACK-BARANG DOUBLING OF RAILWAY LINE

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    II METHODOLOGY

    The study area covers the entire stretch of proposed doubling over a length of 11.715

    km. The study covers the people and socio-economic resources affected as a result

    of the proposed project. The methodology used for socio-economic data collection is

    as under:

    Terms of Reference were discussed with Rail Vikas Nigam Limited officials.

    Joint site visits were made with the concerned railway officials, mainly the

    engineers related with the project.

    Data collection is based on household survey, personal observation and

    opinion of the stakeholders, administrators and planners.

    Based on the field visits and desktop research a list of affected people wasprepared.

    Socioeconomic survey of about 18% of the affected households has been

    undertaken to prepare demographic profile of affected people, assess

    income & identify productive activities, plan for income restoration, study

    relocation options and to identify needs of the society.

    Discussions were held with the affected people keeping in view the

    composition of the conglomeration and vulnerability of different groups. The

    process of data collection included key informant interviews and community

    consultations representing all classes/ caste/ tribes.

    Objective of the survey has been to generate an inventory of social impacts on the

    people affected by the project including their social profile and views about the

    project, and on various options of rehabilitation and resettlement. A detailed

    questionnaire used to collect information on these aspects is enclosed as Annexure

    1.

    III LAND ACQUISITION AND IMPACTS

    The proposed doubling is planned on up-side (left hand side of the existing alignment

    facing Barang) and shall be accommodated in the existing railway right of way

    (ROW) except between kilometer 414 and 418, whereas, as per the Preliminary

    Engineering cum Traffic Survey (PETS) report, a 10-meter wide strip in small patches

    of 1km cumulative length i.e. one-hectare of land would be acquired. As observed at

    site a small canal runs parallel to the railway line in the above said section between

    km 414 to 418. The proposed land requirement (10 m wide strip) belongs to the

    Irrigation Department and there is no private land between the railway line and the

    irrigation canal in the affected portion. During field investigation, it has been noticed

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    that a portion of the railway land near Kathjori passenger halt station required for

    construction of the proposed doubling has been tresspassed. The settlements

    (squatters) are locally known as Khannagar/Madhupatna. These squatters have

    approximately 40 households/hutments (having about 200 project affected persons at

    the average rate of 5 persons per family). In addition to this, about 8 small shops

    (Khokas) are also observed near the Barang Station towards Cuttack, which might

    have to be removed due to the construction of the 2nd railway line.

    III 1 Measures taken to minimize Resettlement

    Based on the engineering report and project social analysis, it is observed that to

    minimize land acquisition, displacement and disruption to livelihood following steps

    have been taken:

    As far as possible, the proposed alignment has been kept within the existing

    railway land.

    Only about one hectare land pertaining to the irrigation department would be

    required for the project between km 414 and km418.

    No private land is proposed to be acquired for the project.

    III-2 Project Affected Persons and Households

    The proposed second railway line, parallel to the existing one, from Cuttack to

    Barang stretches about 12 km in length. It is planned on the left hand side of the

    existing line facing Barang. The proposed line, as per the Preliminary Engineering

    cum Traffic Survey (PETS) report, shall be accommodated in the existing railway

    Right of Way (ROW), except between km 414 and 418,where a 10 m wide strip in

    small stretches of 1 km cumulative length e.g. one hectare area of land pertaining to

    the irrigation department shall be required, however no private land/property is to be

    acquired for the project.

    During field investigation, it has been noticed that a portion of the railway land near

    Kathjori passenger halt station required for construction of the proposed doubling has

    been tresspassed. The settlements (squatters) are locally known as

    Khannagar/Madhupatna. These encroachments have approximately 40

    households/hutments (having about 200 project affected persons at the average

    rate of5 persons per family). In addition to this, about 8 small shops (Khokas) are

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    also observed near the Barang Station towards Cuttack, which might have to be

    removed due to the construction of the 2nd railway line.

    III-3 Sample Size and Coverage

    About 18% of the affected population has been surveyed for data collection. To

    obtain a representative sample, the respondents were randomly identified using

    cluster approach and interviews were conducted at scattered locations.

    III-4 Socio-Economic Profile of PAPs

    The socio economic profile has been prepared separately for each of the above

    category and the summarized information is given in Table 3.

    TABLE 3SUMMARY SOCIO ECONOMIC PROFILE OF THE PAPS

    Family size Age Caste Literacy Income

    S L Y O G S L I P NP

    71 29 100 0 57 43 53 47 28 72

    Legend

    J : Joint, N : Nuclear, S : family size up to 5 persons, L : Family size over 5 persons,

    Y : up to 60 years of age, O : Over 60 years of age, H : Hindus, M : Muslims,

    G : General, S : Special (SC, ST, BC, OBC), L : Literate, I : Illiterate, P : Poor(BPL), NP:

    Above BPL

    III-5 Type of Loss

    Depending upon the type of loss, the PAPs have been classified into 6 categories as

    given in Table 3 above.

    III-6 Nature of Loss

    The nature of losses in the proposed railway project (doubling of railway line) has

    been confined to squatters only. Amongst these squatters,100% are losing entire

    holding and all the Khoka keepers will loose their economic base.

    III-7 Loss of Crop

    As mentioned earlier that no private land is likely to be acquired, hence the proposed

    project will not cause any loss in terms of agriculture land and crop yield.

    III-8 Vulnerable APs

    The vulnerable groups identified during social analysis of the squatters have been

    presented in Figure 2. The analysis shows that; 14% of the squatters belong to the

    scheduled tribes, there are no scheduled caste. 29% of the squatters are below

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    poverty line and none of the family is headed by a women. There are no squatters

    above the age of 60 years.

    FIGURE 2 : VULNERABLE POPULATION AMONG SQUATTERS

    14

    20

    0 00

    5

    10

    15

    20

    Percent

    SC/ST

    BPL

    >60 years

    WHH

    III-9 Indigenous People

    No Indigenous people are being affected due the construction of the proposed

    project.

    IV RESETTLEMENT PLAN OBJECTIVES AND POLICY FRAMEWORK

    This short-term RP is designed to deal with limited impacts of the Cuttack-Barang

    doubling of railway line Project. Only one hectare of government land is to be

    acquired. The E Co R has taken the appropriate measures to minimise the amount of

    land acquisition, taking into account the need of the project. Close vicinity of the

    existing line has reduced linear disturbance in the form of land acquisition, loss of

    infrastructure and additional facilities requirements. No private land acquisition is

    involved in this project. However, squatters need to be compensated in accordance

    with the Asian Development Bank policy on involuntary Resettlement (BP, December

    2001).

    V. ENTITLEMENT MATRIX

    The resettlement principals and assistance have been designed to cover

    compensation to restore or enhance the livelihoods of affected people. The matrix

    given in Figure 3 identifies the PAPs and their losses and defines compensation and

    entitlements.

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    FIGURE 3

    DETAILS OFENTITLEMENT MATRIX

    Type of

    Loss

    Application Unit Entitlement Expected Results

    Loss of residential/commercialstructuresby ownersandinformalsettlers/squatters

    Structure onthe ROW

    (i) Ownersofstructuresidentifiedby DC; (ii)Owners ofstructuresidentifiedby censusand SES

    Cash compensation

    under Government ofIndia LandAcquisition Law andState Laws to be paidby DC (a depreciationvalue is deductedbased on the age ofthe structure)

    The depreciated

    value thus deducted

    will be paid by theproject as additionalgrant to build newstructure

    A lumpsum transfer

    grant for shiftinghousehold assetsand other belongingsto relocated sites willbe paid at Rs. 1500/-per household.

    Reconstruction of structure and relocation tonew sites

    People affected will beallowed to salvagematerials from theirdemolished structures;the affected squatters willreceive transitionalallowance of Rs. 2,000per family lumpsum.

    Loss of income and

    workdaysdue todisplacement

    Householdsaffected by

    ROW

    Head of households

    identifiedby DC listand SES

    Cash assistance for 30

    days at the local

    agricultural wage rate Additional cash

    assistance to vulnerablegroups includingwomen-headedhouseholds.

    Assistance to

    vulnerable; grants willbe paid to those belowthe poverty line, and thevulnerable, includingwomen-headedhouseholds, at the rateof Rs. 5,000 per eligible

    household. One familymember from theaffected household willalso receive skilltraining linked toemploymentopportunities at Rs.2,000 per household byway of rehabilitation.

    Temporary

    employment in theproject constructionwork to APs withparticular attension to

    APs below poverty lineby the project

    Subsistence and incomein post-displaced period

    and poverty-reduction.

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    Type of

    Loss

    Application Unit Entitlement Expected Results

    contractor.

    Measures towards income restoration and skill training

    Following measures shall be taken towards income restorationand skill trainingHead of households identified by the District Collector and through the socio-

    economic survey shall be compensated in the following way:

    a) There is a provision for additional support to the vulnerable people

    including the female-headed households. Grants will be paid to those below the

    poverty line and the vulnerable people including women-headed households at

    the rate of Rs. 5,000 per eligible household. One family member from the

    affected household will also receive skill training linked to employment

    opportunities at Rs. 2000 per household by way of rehabilitation.

    b) Temporary employment in the project construction work to APs with

    particular attention to APs below poverty line(BPL) by the project contractor.

    c) Cash assistance for 30 days at local agricultural wage rate to the head of

    households identified by the DC list and SES.

    Inter Agency Linkages for Income Restoration

    Majority of the eligible families for income restoration earn their livelihood form

    marginal agriculture or petty business, and it is imperative to ensure that the AP are

    able to reconstruct their livelihood. Based on the market feasibility study the list of

    livelihood schemes will be developed, and based on felt needs of the target group

    population the activities will be prioritized through peoples participation. Further,

    these options will be tested for their viability against availability of skill, raw material

    and available appropriate technology. Suitable alternative livelihood schemes will be

    chosen finally, where training on skill up gradation, capital assistance and assistance

    in the form of backward-forward linkages (with respect to the selected livelihood

    schemes) can be provided for making these pursuits sustainable for the

    beneficiaries, of the target group. Income generation schemes will be developed in

    consultation with the project affected/ displaced families. The grants received for

    such purpose for the project, will be used for the skill development training to

    upgrade their existing skill, purchase of small scales capital assets etc. While

    developing the enterprise development or the income generation activities, the NGOs

    will contact the local and Lead Bank officers for financing the economic ventures. The

    making and milk federations will also be contacted for planning sustainable economicdevelopment opportunities.

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    The PIU along with NGOs will play a proactive role to mobilize the various

    government schemes and ensure their accessibility and benefits to the APs. Some of

    these schemes are as follows.

    Sampoorna Grameen Rozgar Yojana(SGRY)

    SGRY is a programme started with merger of Employment Assurance Programme

    (EAS) and Jawahar Gram Samridhi Yojana (JGSY) with effect from 25th sept.2001.

    SGRY is expected to take care of food security, additional wage-employment and

    village infrastructure as food grains provided here is an additionality. Guidelines of

    SGRY.

    Primary objective of this scheme is the creation of demand driven community village

    infrastructure including durable assets at the village level and to enable the rural

    poor to increase the opportunities for sustained employment. Secondary objective of

    this scheme is the generation of supplementary employment for the unemployment

    poor in the rural area. First Stream (SGRY-1) is implemented through Zilla Parishad

    and Panchayat Samity in the ratio of 40:60.Second Stream (SGRY-2) of 50% funds

    are earmarked for implementation through Gram Panchayats. Special

    component(SGRY-3) of SGRY is demand-driven food security for natural calamity

    affected rural areas. Fund sharing between Government of India and Government of

    Orissa is 75 : 25 .Swarnajayanti Gram Swarozgar Yojana (SGSY)

    Objectives : SGSY was started on 1st April,1999 after restructuring erstwhile IRDP

    ,TRYSEM, SITRA GKY and MWS. The basic objective is to bring assisted poor

    families (Swarozgaris) above the poverty line by providing income generating assets

    through mix of bank credit and subsidy. The SGSY aims at establishing micro

    enterprises in rural areas based on the ability of poor and potential of each area. It

    coveres all aspects of self employment viz. organization of poor in the Self Help

    Group (SHG) and their capacity building, training and selection of key activities,

    planning of activity clusters, infrastructure build up, technology transfer and

    marketing linkage.

    Rural Housing: Indira Awaas Yojana(IAY)

    To help construction of dwelling units by members of scheduled caste/ scheduled

    tribe, free bonded labourer, and also non- S.C/S.T rural poor below the poverty line

    by providing them the permissible financial assistance. Credit-cum-subsidy scheme

    is also available for families having annual income upto Rs.32000/.Fund sharing

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    between Government of India and Government of Orissa is 80 : 20.The unit cost -

    Rs.20,000/- plain area, Rs.22,000/- hilly area . Special thrust has been given for

    construction of IAY houses with R.C.C roof in natural calamity-prone areas.

    Prime Ministers Gramodaya Yojana (PMGY)

    This programme will generally be based on the pattern of Indira Awas Yojana and

    will be implemented in the rural areas. The target group for houses under the

    scheme will be people who are living below poverty line in the rural areas belonging

    to SC/ST, Freed Bonded Labourer and SC/ST categories.

    Operation Black Board(OBB)

    To construct Primary School Buildings for building-less Primary Schools in rural

    areas.Unit cost of the school building with two rooms and varandah - Rs. 1.5 lakhs

    Special Schemesi) Mission Danapaniii) Sakti Gaoniii) IT Kiosk

    Integrated Child Development Services Scheme (ICDS)

    The Scheme targets the most vulnerable groups of population including children upto

    6 years of age, pregnant women and nursing mothers belonging to poorest of the

    poor families and living in disadvantaged areas including backward rural areas, tribal

    areas and urban slums. The identification of beneficiaries is done through surveying

    the community and identifying the families living below the poverty line.

    Education of SC/STChildren

    The educational development of children belonging to the Scheduled castes and

    Scheduled Tribes is a special focus in the Sarva Shiksha Abhiyan. Every activity

    under the Project must identify the benefit that will accrue to children from these

    communities. Many of the incentive schemes will have a sharper focus on children

    from these communities. The participation of dalits and tribals in the affairs of theschool will be specially encouraged to ensure ownership of the Abhiyan by all social

    groups, especially the most disadvantaged.

    Grievances Redressal Committees(GRC)

    The project will establish a Grievance Redressal Committee (GRC) in respective

    districts, headed by the District Collector, with members from local NGO, the Land &

    Revenue department, project implementation unit and selected local leaders from

    Panchayat / municipalities and representatives of affected people. The main

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    http://orissagov.nic.in/panchayat/scheme/mission_danapani.htmhttp://orissagov.nic.in/panchayat/shaktigaon.htmhttp://orissagov.nic.in/panchayat/sancharsathi.htmhttp://orissagov.nic.in/panchayat/scheme/mission_danapani.htmhttp://orissagov.nic.in/panchayat/shaktigaon.htmhttp://orissagov.nic.in/panchayat/sancharsathi.htm
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    objective of the grievance redressal procedure will be to provide a mechanism to

    mediate conflict and cut down on lengthy litigation, which often delays infrastructure

    projects. It will also provide people who may have objections or concerns about the

    assistance that they have received, a public forum to raise their objections and

    through conflict resolution, addresses these issues adequately.

    The functions of the Grievance Redressal Committee shall be to: (i) provide support

    for the PAFs on problems arising out of their land/property acquisition; (ii) record the

    grievance of the PAFs, categorize and prioritize the grievances that need to be

    resolved by the Committee; and (iii) report to the aggrieved parties about the

    development regarding their grievances and the decision of the Project Authorities

    .GRC will meet at least once a month and the decision of the GRC would be final.

    The Committee shall deliver its decision within 4 weeks of the case registration.

    Public/Community Consultation

    The project authorities would continue to ensure that the affected population and

    other stakeholders are informed, consulted and allowed to participate actively in the

    social resettlement process. This has been and would be done throughout the project

    at every stage of the project. i.e. during preparation, implementation and monitoring

    of the project. The public/community participation and consultation would be done at

    three broad levels: namely I) disseminating information and requesting villagers to

    attend the public consulting meetings; ii) listing to the opinions and preferences of the

    APs. During the preparation stage, consultations were held at local level. Additional

    rounds of consultations with APs would be through appointed NGOs during RP

    implementation. The other round of consultation will occur when compensation and

    assistance are provided and actual resettlement begins.

    Information DisclosureFor the benefit of the community in general and APs in particular, RP and R&R Policy

    will be disclosed on RVNL and ADB websites.

    VI CONSULTATION AND STAKEHOLDER PARTICIPATION

    During the social assessment, the consultants, assisted by the EA officials,

    conducted consultative meetings with the squatters. The policy framework and the

    compensation principles defined earlier are based on the feedback from consultation

    meetings. This interactive approach and processes will continue during the

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    implementation of the project. The EA will inform the affected people of their

    entitlements and benefits and implementation schedules. The Short RPs shall be

    made available in local language i.e. Oriya to the affected people and

    NGOs/community groups during focus group discussions and meetings at the

    village/community level. Copies of RPs will be available at the local level to

    stakeholders for local inputs.

    VII INSTITUTIONAL RESPONSIBILITIES

    RVNL will be responsible for project development, resource mobilization and

    execution of projects for Cuttack-Barang-doubling of Railway line. Various

    components related to compensation would be implemented through agency-

    department with which it is related. The affected parameters and its implementingagency are summarized in Table 4.

    TABLE 4IMPLEMENTING AGENCY FOR LAND ACQUISITION AND RESETTLEMENT

    S.No. Parameter Implementing Agency

    1. Information and CommunityConsultation Program,Stakeholders Participation anddisclosure of RP

    policies/entitlements

    Chief Resettlement Officer (CRO) andNGO

    2. Distribution of Payments CRO, District Collector, localresettlement committees,

    3. Internal Monitoring CRO and his staff

    4. External Monitoring Sub-Project monitoring andimplementation consultants

    VIII IMPLEMENTATION FRAMEWORK AND COST ESTIMATES

    The ESDU from RVNL will have overall responsibility for policy guidance,

    coordination, planning, implementation and financing. RVNL will appoint a senior

    staff at the rank of Deputy General Manager at Bhubneshwar as Chief Resettlement

    Officer (CRO). The CRO will closely work in coordination with the ESDU/Head

    Quarter.

    Experienced local NGOs will be hired (immediately after ADBs approval of the RP) to

    assist CRO in RAP implementation with clearly defined tasks and schedules. The

    appointed NGO will be responsible for information campaign, regarding RAP

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    policies/entitlements as described in the matrix, and pay special attention to

    livelihood programs for vulnerable groups. The NGO will open field offices and will

    involve affected persons, including women in the implementation process.

    CRO will also coordinate with representatives from the district administration, local

    government departments like revenue, and affected persons including womens

    representatives. The CRO will work closely with the District Collector to expedite the

    payments of all compensation and other benefits as per the framework adopted for

    sub projects. The CRO will monitor the progress of the work and ensure co-

    ordination between the relevant departments and RAP implementation committees.

    Sub-project monitoring and implementation consultants are being hired and engaged

    to monitor and evaluate the project independently.

    RAP Implementation Schedule

    The period for implementation of RAP has been taken as five years starting from

    October, 2004 to March, 2008. Planning, surveying, assessing, policy development,

    institution identification, PAF participation, income restoration, and implementation are

    typical RAP related activities, which have been considered. However, sometimes,

    sequence may change or delays witnessed due to circumstances beyond the control

    of the project. PIU will initiate actions to start implementation of RAP efficiently by

    April, 2005. A time bound implementation schedule has been prepared and presented

    in Figure 4 in accordance to the timing of civil works. The project will provide adequate

    advance notification of 30 days to the PAPs prior to relocation and will pay their

    compensation by the time commensurate with starting of the construction works. Both

    internal and external monitoring will be completed by March, 2008.

    The estimated budget for compensation to the squatters and implementation of the

    project RP will be about Rs 2.33 million. The details are given in Table 5.The RVNL

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    will bear all the land acquisition and resettlement costs and would ensure timely

    release of funds during implementation. The squatters will receive compensation

    prior to the start of the construction work.

    TABLE 5

    RAP **BudgetS. No. Description Quantity Rate(RS.) Total (Rs.)

    A Compensation for Squatters

    1 Replacement cost of commercial structures * 40 * 20000 8,00,000

    2 Shifting allowance 40 1500 60,000

    3 Transitional allowance 40 2,000 80,000

    4 Skill training linked to employmentopportunities

    40 2,000 80,000

    5 Cash assistance for 30 days for loss of income and workdays

    40 50X30 1,80,000

    Sub-Total A 12,00,000B Assistance to Vulnerable People

    5 BPL/ SC/ ST/ WHH/ Old Age people *18 5000 90,000

    Sub-Total B 90,000

    6 Compensation for Khokas 8 5000 40,000

    C Sub-Total C 40,000

    D Miscellaneous

    5 Establishment and Support Staff 10,00,000

    Sub-Total (C) 10,00,000

    GRAND TOTAL (A+B+C) 23,30,000

    *Nos based on Pro-Rata basis

    ** The is indicative & likely to change after the detailed design study and census surveyis done.

    IX MONITORING AND EVALUATION

    Monitoring and Evaluation are critical activities in involuntary resettlement. Monitoring

    involves periodic checking to ascertain whether the activities are progressing as per

    schedule while evaluation is essentially a summing up, at the end of the project,

    assessment of the actual achievement in comparison to those aimed at during the

    implementation. RP implementation will be monitored both internally and externally.RVNL will be responsible for internal monitoring through their NGO, CRO and PIU

    and will prepare quarterly reports on the progress of RP implementation. Sub-project

    monitoring and implementation Consultants will monitor the RP implementation and

    will report on a half yearly basis to RVNL and ADB on the progress of implementation

    activities. These consultants shall be appointed by RVNL following ADBs guidelines

    for procurement of consultants. It will have social and environmental consultants as a

    part of the team.

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    Internal Monitoring

    The RP includes indicators and benchmarks for achievement of the objectives under

    the resettlement program, which can be categorizes as follows: I) Process Indicators,

    which includes project inputs, expenditures, staff deployments, etc.; ii) Output

    indicators are results in terms of numbers of affected persons compensated and

    resettled, incomes restored, additional assistance provided etc; and iii) Impact

    indicators related to the long-term effect of the project on peoples lives in the project-

    affected area.

    The first two types of indicators, related to process and immediate outputs and

    results, will be monitored internally by RVNL through CRO. RVNL will collect this

    information from the project site and assimilate in the form of monthly progress reportto assess the progress and results of RP implementation, and adjust the work

    program, where necessary, in case of any delays or problems. Specific activities

    under RP implementation that will be monitored internally by RVNL are the following:

    Information campaign and consultation with PAPs; Compensation of affected

    structures and other assets; Relocation of PAPs; Payments for loss of income; and

    Income restoration activities.

    CRO will be responsible for monitoring the day-to-day resettlement activities of the

    project. Baseline socio-economic census provide the necessary benchmark for field

    level monitoring. Field level monitoring will be carried out through (i) review of census

    information for all PAPs; (ii) consultation and informal interviews with PAPs; (iii) in-

    depth case studies; (iv) informal sample survey of PAPs; (v) key informant interviews;

    and (vi) community public meetings.

    A performance data sheet will be developed to monitor the project at the field level.

    Quarterly reports will be received from the field offices and the RVNL will be

    responsible for overall project level monitoring. Also, Project Supervision Consultants

    (PSC) will monitor the RP implementation and will report on a quaterly basis to

    RVNL/EoCR and the ADB on the progress of all aspects of resettlement activities.

    External Monitoring

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    As mentioned earlier, Sub-Project monitoring and implementation consultants will

    monitor the RAP implementation and will report on a half yearly basis to RVNL and

    ADB on the progress of implementation activities. These consultants shall be

    appointed by RVNL following ADBs guidelines for procurement of consultants. It will

    have social and environmental consultants as a part of the team. The appointment of

    these consultants will be approved by ADB.

    The work of the panel of experts will start from October, 2005. The team of experts

    will review the status of the Resettlement implementation in light of the targets,

    budget and duration that has been laid down in the Resettlement plan. The key tasks

    during external monitoring include: I) review and verification of the internal monitoring

    reports prepared by CRO; ii) Review of the socio-economic baseline census

    information of pre-displaced persons; iii) Identification and selection of impact

    indicators; Impact assessment through formal and informal surveys with the affected

    persons; Consultation with PAPs, officials, community leaders for preparing review

    report; Assess the resettlement efficiency, effectiveness, impact and sustainability,

    drawing lessons for future resettlement policy formulation and planning.

    Monitoring will also pay close attention to the status of project affected vulnerable

    groups such as female-headed households, disabled/elderly and economically

    backward families (i.e., below poverty line). The following should be considered as

    the basis for indicators in monitoring and evaluation of the project: (i) socio-economic

    conditions of the PAPs in the post-resettlement period; (ii) communications and

    reactions from PAPs on entitlements, compensation, options, alternative

    developments and Economic Rehabilitation timetables etc., (iii) changes in housing

    and income levels; (iv) rehabilitation of informal settlers; (v) status of Economic

    Rehabilitation; and (vi) level of satisfaction of PAPs in the post resettlement period.

    Reporting Requirements

    The Addistional General Manager(PP&D),RVNL responsible for supervision and

    implementation of the RP will prepare half yearly progress reports on resettlement/

    Economic Rehabilitation activities and submit to the ADB for review. The Sub-project

    monitoring and implementation Consultants will also monitor RAP implementation

    and submit half

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    yearly reports to RVNL and to the ADB. They will determine whether resettlement

    goals have been achieved, more importantly whether livelihoods and living standards

    have been restored/enhanced and suggest suitable recommendations for

    improvement.

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    FIGURE 4

    RAP IMPLEMENTATION SCHEDULE

    FIGURE 4: RAP IMPLEMENTATION SCHEDULE

    Year

    2004 2005 2006 2007

    Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1

    Land Acquisition

    1 Socio Economic Survey & SA & RAP Report

    2 Draft SA & RAP Report

    3 Review and approval of SA &RAP

    4 LA Proposal

    5 Appointment of CRO

    6 Hiring of NGO for assistance to CRO

    7 Appointment of External M&E Agency

    8 Disclosure of RAP

    9 Information dissemination and PublicConsultation

    RAP Implementation

    1 CRO and Staff Training

    2 LA completed and preparation of award

    3 Final list of PAPs and distribution of ID cards

    4 LA payments by DC office

    5 Formation of GRC

    6 Provision of basic Amenities and Areadevelopment

    7 Payments of all other eligible assistance

    8 Land Transfer to Railways

    Monitoring and Evaluation

    1 Internal Monitoring.

    2 External Monitoring

    As and when required

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