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FP7 ICT-SOCRATES
SOCRATES key results
Presented by Neil Scully Vodafone
NGMN OPE workshop 15 June 2010
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Neil Scully, Vodafone
Outline
Introduction to SOCRATES Key results from SOCRATES use cases Potential SOCRATES input to 3GPP SON coordinator concepts SOCRATES focus for 2010
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Neil Scully, Vodafone
The SOCRATES project
Collaborative R&D project with objectives: – Develop solutions for LTE self-organising radio networks – Drive standards to support these solutions
EU-funded research project, started January 2008, and ends December 2010
http://www.fp7-socrates.eu
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Neil Scully, Vodafone
SOCRATES phases
Defining use cases, assessment criteria, reference scenarios and the framework
Development phase
Developing solutions for individual use cases
Integration phase
Integrating use cases into an overall solution
4
Requirements phase
This presentation focuses on the results of the development phase
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Neil Scully, Vodafone
SOCRATES use case results
Self-optimisation
Handover parameter optimisation
Self-configuration Automatic generation of initial params
Self-healing Cell outage compensation
5
SON enabler X-map estimation
Load balancing
Packet scheduling optimisation
Admission control optimisation
Interference coordination
HeNB handover optimisation
HeNB interference and cov. optimisation
To be presented
Back-up slides
NGMN OPE call 16/3/10
To be presented
To be presented
NGMN OPE call 24/2/10
NGMN OPE call 24/2/10
Back-up slides
NGMN OPE call 17/2/10
Back-up slides
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Handover optimisation: Introduction
Problem – Non-optimal handover performance
– Handover failures – Ping-pong handovers – Call dropping
Objective – Automatic optimisation of the handover
performance Approach
– Analyse the system behaviour – Develop handover optimisation algorithm
Control parameters – Hysteresis – Time-to-Trigger
Ping-pong
time
HO Drop
X
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Handover optimisation: Analysis of system behaviour
The above figure is based on using the same parameter settings for all cells
The developed optimisation algorithm tunes cells individually
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Handover optimisation: Simulation results
Performance is improved by the optimisation algorithm, relative to static parameter settings
WITHOUT SON WITH SON
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Load balancing: Introduction
Problem – Users concentrate in the area served by one
cell – Unequally load distribution causes overload
Objective – Reallocate part of users from overloaded cell to
less loaded neighbour cell Target
– TeNB increases overlapped area and takes over part of users previously served by SeNB
– SeNB is able to serve remaining users with required QoS
Control parameters – Hysteresis – Maximum HO offset – Load that triggers LB – Target Load at SeNB – Target Load at TeNB
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Load balancing: Simulation results downlink
DL simulations
1) Regular network ISD = 500m
2) Regular network ISD = 1700m
3) Non regular network
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Neil Scully, Vodafone
Load balancing: List of target eNodeBs for load balancing
We propose a decentralised load balancing solution – All neighbouring eNodeBs are potential targets for load balancing – The decision depends on the reported load situation from all eNodeBs
A decision made by one individual eNodeB cannot take the larger network environment into account
The central load balancing entity can report the cell load of the 2nd neighbours The central entity provides guidelines on LB priorities
– Cell 1 can obtain information about its neighbour cells over X2 – Best target cells for cell #1 seem to be cells #3 and #7 – Based on the overall load distribution available in
the central SON entity we generate a priority list for the load balancing event:
– 4 – 5, 6 – 3
– Cell #7 is not on the list (LB to this cell is not allowed) – Cell #3 has the lowest priority due to the load situation in cell # 2
The central entity concept has been proposed in SA5 standards: – S5-093243 – S5-093922
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Neil Scully, Vodafone
X-map estimation: Introduction
X-maps can be coverage maps, throughput maps etc. X-maps aim at the interconnection of UE events and measurements with
the estimated UE position, and gather UE reports to build map relating geo reference data and metric of interest
– X-maps can indicate path loss or interference – Detection of coverage holes, service quality, traffic density – Position data is expected to be available, e.g. through UE GPS information,
WCDMA positioning or LTE standard methods SOCRATES X-map study and simulations aim at modelling the accuracy of
UE positioning techniques and measurements and to find ways to improve the accuracy of models
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X-map estimation: General Concept Proposal
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X-map estimation: Comparison of the different X-maps
Reference X-map X-map based on measurements X-map based on predictions
mean error standard deviation covered pixel
Approach 1 -0.1 2.1 22%
Approach 2 -3.0 6.8 100%
In approach 1, error is only due to positioning error In approach 2, error is due to positioning error and prediction model limitations Based on GPS location
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Use case conclusions
Handover optimisation – Handover parameters are chosen for every cell individually – Using the proposed algorithm, the overall network performance is increased and
the handover failure ratio and ping-pong ratio drop to zero in the considered scenario
Load balancing – The proposed algorithm reduces the overload significantly of the cells and
increases the number of satisfied users – The algorithm works on the measurements, information elements and control
parameters defined in 3GPP Rel. 9 – UL power limitation is the most limiting factor for load balancing activities – 3GPP SA5 contribution: Central SON entity provide guidelines on LB priorities.
Keep a priority list based on load estimation. Discussion on-going. Work on X-map estimation is still ongoing
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Key conclusions from stand-alone use cases
Performance gains from SON have been demonstrated – E.g. handover optimisation, load balancing
There are often trade-offs in the gains – One metric is improved, while another metric is degraded – Operator policy input is important – E.g. admission control parameter optimisation
In some cases, gains are marginal – E.g. packet scheduler parameter optimisation
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Neil Scully, Vodafone
Potential for standardisation from SOCRATES results
Load balancing – Contributions on central entity (S5-093243, S5-093922) – Exchange of open loop power control parameters for estimation of UL load
Control and monitoring requirements – For example, cell outage compensation: Specify user degradation at OAM level,
and send over Itf-N Automatic generation of initial parameters
– Centralised solution, so information exchange between OAM and eNodeB X-map estimation
– Related to RAN2 Minimization of Drive Tests activity Implementation in eNodeB
– Use cases such as admission control optimisation will be implemented locally in the eNodeB, and therefore do not require interaction with other eNodeBs
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Why a SON coordinator is required
In a system with multiple optimisation SON functions: – Possible fights over the same parameters – Possible fights over the same performance metrics
– SON coordinator will identify and resolve conflicts
Operator wants to input high level policy to SON optimisation – E.g. access, fairness, variation in offered quality
– SON coordinator will translate this for individual SON functions
Risk that SON functions "go mad" – SON coordinator will have a "guard function" to
detect and act upon undesired behaviour
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Function blocks within the SON coordinator
Policy – Interface to operator – Translates operator's high-level requirements – Reports performance
Autognostics – data source for SON functions – Common source of OSS and UE performance data, configuration, etc – Common manipulation, eg sliding window average, min, max, … – Maintain history of changes
Alignment – Receives parameter change requests from SON functions – Authorises changes and passes them out – Detects and acts on parameter change conflicts – Includes guard function to detect and act on undesired behaviour
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Roles in SON Coordination
AUTOGNOSTICS
POLICY
ALIGNMENT Incl. Guard function
NETWORK SUBSYSTEM (e.g., eNB, neighbours, OSS, NMS)
OPERATOR
SON FUNCTIONS
POLICY interface
performance quality metric
change requests
objectives
feedback on performance
SON System
SON FUNCTIONS
SON FUNCTIONS
SON FUNCTION
specify data
requests
objectives & constraints
performance data
configuration changes
performance data
feedback & constraints
control parameter interface
raw measurements & configuration changes
Communication with peers
Note SON system will often be in the
eNB, but could be in any node
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SOCRATES focus for 2010
Further work on self-configuration and self-healing Integration use cases: Combinations of two use cases where there is
either a control parameter conflict or an observability dependency. 1. HO optimisation and load balancing 2. Interference control and packet scheduling optimisation 3. Admission control and HO optimisation 4. Macro HO and Home eNodeB HO optimisation 5. Automatic Generation of Initial Parameters and HO optimisation
SON coordinator Measurements, architecture and interfaces
– Input to 3GPP standards Demonstrations Final public workshop planned for February/March 2011
SOCRATES is keen to continue interaction with NMGN during 2010
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Neil Scully, Vodafone
References
For more details on the use cases, here are some useful links (links work best in presentation mode):
– Handover optimisation – Load balancing – Packet scheduling optimisation – Admission control optimisation – HeNB handover optimisation – HeNB interference and coverage optimisation – Cell outage compensation – X-map estimation
For further information, please contact: Neil Scully Vodafone Group R&D E-mail [email protected] Phone +44 7919 994699
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Back-up slides
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Packet scheduling parameter optimisation: Results
Use case objective: – Appropriately tune the parameters of the packet scheduling algorithm, in
response to changes in e.g., traffic load, traffic mix, traffic characteristics, multipath environment, etc.
Activities: – Sensitivity analysis of the optimal settings of the scheduling parameters with
respect to changes in traffic load, traffic characteristics, multipath environment and traffic mix and study of the potential gain of self-optimisation
The figure shows the cell capacity versus the coefficient of variation of the file size and the scheduler parameter α.
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Packet scheduling parameter optimisation: Conclusions
Results sensitivity analysis – Sensitivity of the optimal parameter settings of the scheduler is limited – In other words the optimal parameter settings are almost the same in
all system conditions Potential gain of self-optimisation
– The potential gain of self-optimisation observed so far (lower than 5% on average in terms of capacity improvement) does not justify self-optimisation
– A practical implementation of a self-optimised scheduling algorithm would not be able to apply the optimal parameter settings in every situation, therefore the gain would be lower
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c*(t) + creq > ThHO * C(k): fresh calls are blocked
Admission control algorithm: decides if a call request will be admitted or rejected
To give priority to handover calls: – Introduction of ThHO, to be used upon arrival of fresh calls
Self-optimising AC algorithm: auto-tune ThHO in response to changes in measured performance
– Might require opposite adaptations, depending on which performance measure is considered (outcome of sensitivity analysis on ThHO)
– Operator policy to decide on this trade-off
Evaluation of the SON algorithm under sudden overload (“change”)
Admission control parameter optimisation: Introduction
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Admission control parameter optimisation: Simulation results
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SON no SON: fixed ThHO
defined policy achieved
defined policy achieved, SON results are better
defined policy not achieved
QoS results for non-rt traffic QoS results for rt traffic and HO failure ratio show similar trends
Call blocking ratio results (fresh calls)
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Interference coordination: Soft reuse experiments
For resource fair schedulers 5th percentile throughput increase can be exchanged for a mean throughput decrease.
Monte Carlo soft reuse experiments were executed for a variety of power ratios between reuse three and reuse one.
Gains depend on accurate SINR prediction
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Neil Scully, Vodafone
Self-optimisation of Home eNodeB: Handover
Effectively use open access Home eNodeBs
Optimise handover parameters to improve reliability and user experience
Results showed that adjusting handover parameters does significantly impact performance (see figure)
Rules to determine when handover should be avoided have been defined
– Cell individual offset (CIO) is the most effective control parameter
– Use low CIO for fast handover – Use high CIO to avoid handover
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Self-optimisation of Home eNodeB: Interference and Coverage
First simulations showed that one problem with closed access Home eNodeBs is dead-zones Home eNB maximum transmit power is a suitable control parameter A self-optimisation algorithm should focus on
a) Providing coverage within the eNB house b) Minimizing the size of the created dead-zone
Simulation results (below) show ratio of connected UEs when slowly changing the downlink power from a medium setting to the optimised setting.
Conclusions – Dead-zones are the major problem when introducing closed access home eNodeBs – HeNB Maximum Transmit Power is a suitable parameter for controlling the trade-off between HeNB coverage and the size of the
dead-zone. – Simulations show that for a HeNB far away from the macro eNB,
the proposed algorithm can set the HeNB power to a level where HeNB coverage is achieved while the dead-zone is smaller than when using a medium power setting.
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Automatic Generation of Initial Parameters (AGP)
Self-configuration covers the complete process from physical installation of a new (or re-located) node until its transfer to the operational phase
“Automatic Generation of Initial Parameters for eNodeB Insertion” (AGP) addresses one dedicated use case out of self-configuration
– Determine “target configuration” of new site and its surrounding using off-line planning methods
– Communicate “target configuration” to all affected NEs
Preparation for Self-config
OAM Connec-tivity
SW Download & Install
Conf DB Prepa-ration & Install
SW & DB Activation
S1 Interface Setup
DRC / AGP
X2 Interface Setup
Transition to Operational State
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Cell outage compensation: Introduction
Measurements
Goal: Mi0gate coverage hole resul0ng from the cell(s) in outage.
SON approach: Automa0c adjustment of control parameters at neighbor cells
DL control parameters: Tx Power, Antenna Tilt
UL control parameters: Po (open-‐loop power control opera0ng point) , Antenna Tilt
IMPORTANT:
1) Trade-‐off between coverage improvement and quality degrada0on
2) UL control parameters have much higher impact (from sensi0vity studies) so focus on target Rx Power (Po), Antenna Tilt
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Cell outage compensation: Demonstration of results
Compensating cell (blue)
Cell in outage (red)
Compensated coverage hole (grey)
10th-perc DL throughput [Mbps] (averaged over compensating cells)
10th-perc UL throughput [Mbps] (averaged over compensating cells)
Increase in number of served UEs (relative to no compensation)
Control Parameter P0
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Cell outage compensation: Demonstrator – High Load