sr no. sub broker code sub broker name node id segment...

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Certificate Expiry Cases 1 ICICI Securities Ltd SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1 A5OE2BY3 S RAVI KUMAR #A521561 Mutual Fund ARN4369 17-Jan-16 S RAVI KUMAR 2 A7PKJJOZ PRASHANT KUMAR SARKAR #PRASHS1 NSE Equity NCFM00000875067 21-Mar-16 PRASANT KUMAR SARKAR 3 A96SKRIb MANISH SHASHIKANT BAPAT #A922349 Mutual Fund ARN78668 5-Feb-15 MANISH SHASHIKANT BAPAT 4 AALS2448 AALOK SUDAN #AA23014 Mutual Fund ARN89935 30-May-16 AALOK SUDAN 5 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 NSE Equity 20140002453 2-Jul-17 AASIYA ZAMEER SHAIKH 6 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 BSE Equity 20140002453 2-Jul-17 AASIYA ZAMEER SHAIKH 7 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 CDX 20140007102 3-Jun-17 AASIYA ZAMEER SHAIKH 8 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 NSE FNO 20140016595 4-Jul-17 AASIYA ZAMEER SHAIKH 9 ABHCH288 ABHISHEK SINGH #ABHSIN1 NSE Equity NCFM00000144232 30-Aug-15 KAILASH SINGH 10 ABHCH288 ABHISHEK SINGH #ABHSIN2 NSE Equity NCFM00000144232 30-Aug-15 SURENDRANATH CHHOTELAL SHARMA 11 ABHG2803 ABHINAV MEHTA #AB24642 Mutual Fund ARN4815 14-Oct-15 ABHINAV MEHTA 12 ABHHO175 ABHIJIT SADHU #ABHSAD1 NSE Equity 20140001429 24-Jan-17 ABHIJIT K SADHU 13 ABHHO175 ABHIJIT SADHU #ABHSAD1 BSE Equity 20140001429 24-Jan-17 ABHIJIT K SADHU 14 ABHM2133 ABHIJIT ROY #AB24061 Mutual Fund ARN96615 3-May-16 ABHIJIT MOHOJJAL ROY 16 ABHM2133 ABHIJIT ROY #AB24068 Mutual Fund ARN96615 3-May-16 ABHIJIT MOHOJJAL ROY 17 ABHM2133 ABHIJIT ROY #AB24068 BSE Equity STKSSDEC100266 11-Dec-18 SUMANA S ROY 20 ABHM2133 ABHIJIT ROY #AB24068 NSE Equity 924230 21-May-16 SUMANA ROY 15 ABHM2133 ABHIJIT ROY #ABH4533 Mutual Fund ARN96615 3-May-16 ABHIJIT MOHOJJAL ROY 18 ABHM2133 ABHIJIT ROY #ABH4533 BSE Equity STKSSDEC100266 11-Dec-18 ABHIJIT MOHOJJAL ROY 19 ABHM2133 ABHIJIT ROY #ABH4533 NSE Equity NCFM00000924230 21-May-16 ABHIJIT MOHOJJAL ROY 21 ABHM2133 ABHIJIT ROY #ABH4533 NSE FNO 20140020640 22-Sep-17 ABHIJIT M ROY 22 ABHR2435 ABHASH CHATTERJEE #AB23277 NSE Equity 20140001819 22-Feb-17 ABHASH A CHATTERJEE 23 ABHR2435 ABHASH CHATTERJEE #AB23277 BSE Equity 20140001819 22-Feb-17 ABHASH A CHATTERJEE 24 ABMU1046 ABBAS HASANALI MOMIN #ABBMOM1 NSE FNO NISM00000326625 8-May-16 ABBAS HASANALI MOMIN 25 ABMU1046 ABBAS HASANALI MOMIN #ABBMOM1 BSE Equity NISM00000326625 27-Aug-15 ABBAS HASANALI MOMIN 26 ABMU1046 ABBAS HASANALI MOMIN #ABBMOM1 NSE Equity NISM00000326625 27-Aug-15 ABBAS HASANALI MOMIN 27 aBVYH1IT ABHIJIT BINDUMADHAV KANETKAR #aB20329 Mutual Fund ARN820939 7-Jun-16 ABHIJIT BINDUMADHAV KANETKAR 28 ACHY2501 ACHANNA #AC24140 NSE FNO 144297 1-Jul-16 G ACHANNA 29 ADICO668 ADIYAT RAVINDRA NAT #ADINAT1 NSE Equity NCFM00000929078 28-May-16 SANGEETHA KR 30 aI5D5ZIJ NIPIN MEHTA #NIPMEH1 NSE Equity NCFM00000746062 17-Sep-15 PUNEET SINGH 31 AIYKA659 AIYAPPA MANDANNA KOLIMADA #AIYKOL1 NSE Equity NCFM00000726130 17-Mar-16 KOLLIMADA MANDANNA AIYAPPA 32 AJAE2302 AJAY KUMAR CHITLANGIYA #AJA8314 NSE Equity NISM20140001085 3-Jan-17 AJAY KUMAR CHITLANGIYA 33 AJAE2302 AJAY KUMAR CHITLANGIYA #AJA8314 BSE Equity NISM20140001085 3-Jan-17 AJAY KUMAR CHITLANGIYA 34 AJAE2302 AJAY KUMAR CHITLANGIYA #AJA8314 NSE FNO NISM20130009877 28-Dec-16 AJAY KUMAR CHITLANGIYA 35 AJAJ2353 AJAYKUMAR NAIR #AJ22364 NSE FNO 201300007934 10-May-16 AJAY KUMAR NAIR 36 AJAJ2353 AJAYKUMAR NAIR #AJ22364 NSE Equity 201300007934 26-Apr-16 AJAY KUMAR NAIR 37 AJAJ2353 AJAYKUMAR NAIR #AJ22364 BSE Equity 201300007934 26-Apr-16 AJAY KUMAR NAIR 38 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI1 NSE Equity NCFM00000143034 24-Jul-15 AJAI KUMAR SRIVASTAVA 40 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI2 NSE Equity NCFM00000143034 24-Jul-15 ARVINDKUMAR ANAND SRIVASTAVA 39 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI3 NSE Equity NCFM00000143034 24-Jul-15 SHOBHITA AJAI KUMAR 41 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI4 NSE Equity NCFM00000143034 24-Jul-15 SUNILKUMAR ANAND SRIVASTAVA 42 AJAR2438 AJAYKUMAR BHAGUCHANDRA AMIN #AJ22931 Mutual Fund ARN95841 14-Mar-17 AJAYKUMAR BHAGUCHANDRA AMIN 44 AJIUP329 AJIT SINGH #AJISIN1 BSE Equity STKPVOCT102597 13-Oct-19 AJIT SINGH 46 AJIUP329 AJIT SINGH #AJISIN1 NSE Equity NCFM00000143037 29-Jul-15 AJIT SINGH 43 AJIUP329 AJIT SINGH #AJISIN2 BSE Equity STKPVOCT102597 13-Oct-19 NEETU GIRIRAJ SINGH 45 AJIUP329 AJIT SINGH #AJISIN2 NSE Equity NCFM00000143037 29-Jul-15 NEETU GIRIRAJ SINGH 47 AKAQ2672 AKANK JAISWAL #AK24270 NSE Equity 576303 15-Jul-16 ANKUSH ASHOK THAKURAL 48 AKAQ2672 AKANK JAISWAL #AK24270 BSE Equity 576303 15-Jul-16 ANKUSH ASHOK THAKURAL 49 AKHR2437 AKHIL SAXENA #AK22970 NSE Equity NCFM00001104368 13-Aug-18 AKHIL K SAXENA 50 AKHY2500 AKHIL KUMAR #AK23297 NSE FNO NISM00001097049 20-Jan-17 AKHIL KUMAR 51 AKHY2500 AKHIL KUMAR #AK23297 NSE Equity NISM00001097049 21-Jan-17 AKHIL KUMAR 52 AKRU2222 AKRUTI FINANCIAL PLANNING SOLN #AK22553 NSE Equity NCFM00000457785 12-Jun-17 ANIL KUMAR BANSAL 55 AKRU2222 AKRUTI FINANCIAL PLANNING SOLN #AK22553 Mutual Fund ARN86501 19-Sep-15 ANIL KUMAR BANSAL

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Page 1: SR No. Sub Broker Code Sub Broker Name Node ID Segment ...content.icicidirect.com/mailimages/Certificate_Expiry_cases.pdf · Certificate Expiry Cases 2 ICICI Securities Ltd SR No

Certificate Expiry Cases1

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1 A5OE2BY3 S RAVI KUMAR #A521561 Mutual Fund ARN4369 17-Jan-16 S RAVI KUMAR2 A7PKJJOZ PRASHANT KUMAR SARKAR #PRASHS1 NSE Equity NCFM00000875067 21-Mar-16 PRASANT KUMAR SARKAR3 A96SKRIb MANISH SHASHIKANT BAPAT #A922349 Mutual Fund ARN78668 5-Feb-15 MANISH SHASHIKANT BAPAT4 AALS2448 AALOK SUDAN #AA23014 Mutual Fund ARN89935 30-May-16 AALOK SUDAN5 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 NSE Equity 20140002453 2-Jul-17 AASIYA ZAMEER SHAIKH6 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 BSE Equity 20140002453 2-Jul-17 AASIYA ZAMEER SHAIKH7 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 CDX 20140007102 3-Jun-17 AASIYA ZAMEER SHAIKH8 AASC1037 AASIYA ZAMEER SHAIKH #AAS5532 NSE FNO 20140016595 4-Jul-17 AASIYA ZAMEER SHAIKH9 ABHCH288 ABHISHEK SINGH #ABHSIN1 NSE Equity NCFM00000144232 30-Aug-15 KAILASH SINGH10 ABHCH288 ABHISHEK SINGH #ABHSIN2 NSE Equity NCFM00000144232 30-Aug-15 SURENDRANATH CHHOTELAL SHARMA11 ABHG2803 ABHINAV MEHTA #AB24642 Mutual Fund ARN4815 14-Oct-15 ABHINAV MEHTA12 ABHHO175 ABHIJIT SADHU #ABHSAD1 NSE Equity 20140001429 24-Jan-17 ABHIJIT K SADHU13 ABHHO175 ABHIJIT SADHU #ABHSAD1 BSE Equity 20140001429 24-Jan-17 ABHIJIT K SADHU14 ABHM2133 ABHIJIT ROY #AB24061 Mutual Fund ARN96615 3-May-16 ABHIJIT MOHOJJAL ROY16 ABHM2133 ABHIJIT ROY #AB24068 Mutual Fund ARN96615 3-May-16 ABHIJIT MOHOJJAL ROY17 ABHM2133 ABHIJIT ROY #AB24068 BSE Equity STKSSDEC100266 11-Dec-18 SUMANA S ROY20 ABHM2133 ABHIJIT ROY #AB24068 NSE Equity 924230 21-May-16 SUMANA ROY15 ABHM2133 ABHIJIT ROY #ABH4533 Mutual Fund ARN96615 3-May-16 ABHIJIT MOHOJJAL ROY18 ABHM2133 ABHIJIT ROY #ABH4533 BSE Equity STKSSDEC100266 11-Dec-18 ABHIJIT MOHOJJAL ROY19 ABHM2133 ABHIJIT ROY #ABH4533 NSE Equity NCFM00000924230 21-May-16 ABHIJIT MOHOJJAL ROY21 ABHM2133 ABHIJIT ROY #ABH4533 NSE FNO 20140020640 22-Sep-17 ABHIJIT M ROY22 ABHR2435 ABHASH CHATTERJEE #AB23277 NSE Equity 20140001819 22-Feb-17 ABHASH A CHATTERJEE23 ABHR2435 ABHASH CHATTERJEE #AB23277 BSE Equity 20140001819 22-Feb-17 ABHASH A CHATTERJEE24 ABMU1046 ABBAS HASANALI MOMIN #ABBMOM1 NSE FNO NISM00000326625 8-May-16 ABBAS HASANALI MOMIN25 ABMU1046 ABBAS HASANALI MOMIN #ABBMOM1 BSE Equity NISM00000326625 27-Aug-15 ABBAS HASANALI MOMIN26 ABMU1046 ABBAS HASANALI MOMIN #ABBMOM1 NSE Equity NISM00000326625 27-Aug-15 ABBAS HASANALI MOMIN27 aBVYH1IT ABHIJIT BINDUMADHAV KANETKAR #aB20329 Mutual Fund ARN820939 7-Jun-16 ABHIJIT BINDUMADHAV KANETKAR28 ACHY2501 ACHANNA #AC24140 NSE FNO 144297 1-Jul-16 G ACHANNA29 ADICO668 ADIYAT RAVINDRA NAT #ADINAT1 NSE Equity NCFM00000929078 28-May-16 SANGEETHA KR30 aI5D5ZIJ NIPIN MEHTA #NIPMEH1 NSE Equity NCFM00000746062 17-Sep-15 PUNEET SINGH31 AIYKA659 AIYAPPA MANDANNA KOLIMADA #AIYKOL1 NSE Equity NCFM00000726130 17-Mar-16 KOLLIMADA MANDANNA AIYAPPA32 AJAE2302 AJAY KUMAR CHITLANGIYA #AJA8314 NSE Equity NISM20140001085 3-Jan-17 AJAY KUMAR CHITLANGIYA33 AJAE2302 AJAY KUMAR CHITLANGIYA #AJA8314 BSE Equity NISM20140001085 3-Jan-17 AJAY KUMAR CHITLANGIYA34 AJAE2302 AJAY KUMAR CHITLANGIYA #AJA8314 NSE FNO NISM20130009877 28-Dec-16 AJAY KUMAR CHITLANGIYA35 AJAJ2353 AJAYKUMAR NAIR #AJ22364 NSE FNO 201300007934 10-May-16 AJAY KUMAR NAIR36 AJAJ2353 AJAYKUMAR NAIR #AJ22364 NSE Equity 201300007934 26-Apr-16 AJAY KUMAR NAIR37 AJAJ2353 AJAYKUMAR NAIR #AJ22364 BSE Equity 201300007934 26-Apr-16 AJAY KUMAR NAIR38 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI1 NSE Equity NCFM00000143034 24-Jul-15 AJAI KUMAR SRIVASTAVA40 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI2 NSE Equity NCFM00000143034 24-Jul-15 ARVINDKUMAR ANAND SRIVASTAVA39 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI3 NSE Equity NCFM00000143034 24-Jul-15 SHOBHITA AJAI KUMAR41 AJAMA241 AJAY KUMAR SRIVASTAVA #AJASRI4 NSE Equity NCFM00000143034 24-Jul-15 SUNILKUMAR ANAND SRIVASTAVA42 AJAR2438 AJAYKUMAR BHAGUCHANDRA AMIN #AJ22931 Mutual Fund ARN95841 14-Mar-17 AJAYKUMAR BHAGUCHANDRA AMIN44 AJIUP329 AJIT SINGH #AJISIN1 BSE Equity STKPVOCT102597 13-Oct-19 AJIT SINGH46 AJIUP329 AJIT SINGH #AJISIN1 NSE Equity NCFM00000143037 29-Jul-15 AJIT SINGH43 AJIUP329 AJIT SINGH #AJISIN2 BSE Equity STKPVOCT102597 13-Oct-19 NEETU GIRIRAJ SINGH45 AJIUP329 AJIT SINGH #AJISIN2 NSE Equity NCFM00000143037 29-Jul-15 NEETU GIRIRAJ SINGH47 AKAQ2672 AKANK JAISWAL #AK24270 NSE Equity 576303 15-Jul-16 ANKUSH ASHOK THAKURAL48 AKAQ2672 AKANK JAISWAL #AK24270 BSE Equity 576303 15-Jul-16 ANKUSH ASHOK THAKURAL49 AKHR2437 AKHIL SAXENA #AK22970 NSE Equity NCFM00001104368 13-Aug-18 AKHIL K SAXENA50 AKHY2500 AKHIL KUMAR #AK23297 NSE FNO NISM00001097049 20-Jan-17 AKHIL KUMAR51 AKHY2500 AKHIL KUMAR #AK23297 NSE Equity NISM00001097049 21-Jan-17 AKHIL KUMAR52 AKRU2222 AKRUTI FINANCIAL PLANNING SOLN #AK22553 NSE Equity NCFM00000457785 12-Jun-17 ANIL KUMAR BANSAL55 AKRU2222 AKRUTI FINANCIAL PLANNING SOLN #AK22553 Mutual Fund ARN86501 19-Sep-15 ANIL KUMAR BANSAL

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Certificate Expiry Cases2

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 53 AKRU2222 AKRUTI FINANCIAL PLANNING SOLN #AKR5613 NSE Equity NCFM00000457785 12-Jun-17 ANUJ DALMIA54 AKRU2222 AKRUTI FINANCIAL PLANNING SOLN #AKR5613 Mutual Fund ARN86501 19-Sep-15 ANIL KUMAR BANSAL56 AKSN2644 AKSHAY BANSIKUMAR CHHAJED #AK24142 CDX 20140007434 5-Dec-17 AKSHAY BANSIKUMAR CHHAJED57 AKSN2644 AKSHAY BANSIKUMAR CHHAJED #AK24142 NSE FNO 20140022885 6-Dec-17 AKSHAY BANSIKUMAR CHHAJED58 AKSN2644 AKSHAY BANSIKUMAR CHHAJED #AK24143 Mutual Fund ARN10236 21-Oct-15 AKSHAY BANSIKUMAR CHHAJED59 ALKG2574 ALKA KUMARI #AL23682 NSE Equity 449661 5-Oct-16 PRINCE KUMAR60 ALME1087 ALPESH RANCHHODBHAI PATEL #ALPPAT1 NSE FNO CPE0012617 15-Feb-17 ALPESH KUMAR PATEL61 ALME1087 ALPESH RANCHHODBHAI PATEL #ALPPAT1 NSE Equity NCFM00000842512 15-Jul-15 PATEL ALPESH RANCHHODBHAI62 ALOF2569 ALOK KUMAR NANDI #AL23925 NSE Equity 915573 16-Apr-16 SUNITA P MISHRA63 ALTP2414 ALTAF HUNED ATTARI #AL22662 NSE FNO 201300011165 6-Jul-16 ALTAF HUNED ATTARI64 ALTP2414 ALTAF HUNED ATTARI #AL22662 NSE Equity 201300011165 16-Jun-16 ALTAF HUNED ATTARI65 ALTP2414 ALTAF HUNED ATTARI #AL22662 BSE Equity 201300011165 16-Jun-16 ALTAF HUNED ATTARI66 ALTP2414 ALTAF HUNED ATTARI #AL22662 CDX 201300011165 29-Sep-16 ALTAF HUNED ATTARI67 AMAJA391 AMAN MADAAN #AMAMAD1 NSE FNO NCFM00000142973 6-Oct-15 AMAN MADAAN68 AMAJA391 AMAN MADAAN #AMAMAD1 NSE Equity NCFM00000142973 23-Jul-15 AMAN MADAAN69 AMAJA391 AMAN MADAAN #AMAMAD2 NSE Equity NCFM00000142973 23-Jul-15 VISHNU SUSHILKUMAR GUPTA70 AMIBI166 AMIT KUMAR #AMIKUM1 NSE FNO 201400034255 12-Jan-18 AMIT RAJESNDRA KUMAR72 AMIBI166 AMIT KUMAR #AMIKUM1 BSE Equity 201400034255 23-Dec-17 AMIT RAJENDRA KUMAR77 AMIBI166 AMIT KUMAR #AMIKUM1 NSE Equity 201400034255 23-Dec-17 AMIT RAJENDRA KUMAR71 AMIBI166 AMIT KUMAR #AMIKUM2 BSE Equity 201400034255 23-Dec-17 SUSHIL RAJENDRA KUMAR73 AMIBI166 AMIT KUMAR #AMIKUM2 NSE Equity 201400034255 23-Dec-17 SUSHIL RAJENDRA KUMAR74 AMIBI166 AMIT KUMAR #AMIKUM3 BSE Equity 201400034255 23-Dec-17 RAKESH MAHESH KUMAR75 AMIBI166 AMIT KUMAR #AMIKUM3 NSE Equity 201400034255 23-Dec-17 RAKESH MAHESH KUMAR76 AMIBI166 AMIT KUMAR #AMIKUM5 BSE Equity 201400034255 23-Dec-17 MUKESH KAUSHAL KUMAR78 AMIBI166 AMIT KUMAR #AMIKUM5 NSE Equity 201400034255 23-Dec-17 MUKESH KAUSHAL PRASAD83 AMIKA604 AMIT AGARWAL #AMIAGA1 NSE Equity NISM00000142983 1-Apr-16 AMIT AGARWAL86 AMIKA604 AMIT AGARWAL #AMIAGA1 BSE Equity NISM00000142983 1-Apr-16 AMIT AGARWAL88 AMIKA604 AMIT AGARWAL #AMIAGA1 NSE FNO NISM20130008749 6-Dec-16 AMIT AGARWAL90 AMIKA604 AMIT AGARWAL #AMIAGA1 Mutual Fund ARN73961 20-Feb-17 AMIT AGARWAL80 AMIKA604 AMIT AGARWAL #AMIAGA2 NSE Equity NISM00000142983 1-Apr-16 PRAKASH CHATURBEDI82 AMIKA604 AMIT AGARWAL #AMIAGA2 BSE Equity NISM00000142983 1-Apr-16 PRAKASH CHATURBEDI89 AMIKA604 AMIT AGARWAL #AMIAGA2 Mutual Fund ARN73961 20-Feb-17 AMIT AGARWAL81 AMIKA604 AMIT AGARWAL #AMIAGA3 BSE Equity NISM00000142983 1-Apr-16 ABHISHEK KUMAR84 AMIKA604 AMIT AGARWAL #AMIAGA3 NSE Equity NISM00000142983 1-Apr-16 ABHISHEK KUMAR92 AMIKA604 AMIT AGARWAL #AMIAGA3 Mutual Fund ARN73961 20-Feb-17 AMIT AGARWAL79 AMIKA604 AMIT AGARWAL #AMIAGA4 BSE Equity NISM00000142983 1-Apr-16 BHAVANA GUPTA85 AMIKA604 AMIT AGARWAL #AMIAGA4 NSE Equity NISM00000142983 1-Apr-16 BHAVANA GUPTA87 AMIKA604 AMIT AGARWAL #AMIAGA4 NSE FNO NISM20130008750 6-Dec-16 BHAVANA GUPTA91 AMIKA604 AMIT AGARWAL #AMIAGA4 Mutual Fund ARN73961 20-Feb-17 AMIT AGARWAL93 AMIO2654 AMIT CHUGH #AM24186 NSE Equity 1010661 1-Dec-17 AMIT OM CHUGH94 AMIO2654 AMIT CHUGH #AM24186 Mutual Fund ARN91130 25-Jul-16 AMIT OM CHUGH95 AMOBI682 AMOD KUMAR #AMOKUM1 NSE Equity NCFM00000186330 5-Feb-16 AMOD KUMAR96 AMRO2651 AMRISH KUMAR VERMA #AM24150 BSE Equity 201400034513 4-Nov-17 AMRISH KUMAR VERMA97 AMRO2651 AMRISH KUMAR VERMA #AM24150 NSE Equity 201400034513 4-Nov-17 AMRISH KUMAR VERMA98 AMRO2651 AMRISH KUMAR VERMA #AM24150 Mutual Fund NCFM00001113286 8-May-17 AMRISH KUMAR VERMA99 AMTPA615 AMITKUMAR SHAHI #AMISHA1 BSE Equity NISM00000014311 8-May-16 AMIT KUMAR SHAHI100 AMTPA615 AMITKUMAR SHAHI #AMISHA1 NSE FNO 14311 8-Sep-15 AMIT KUMAR SHAHI101 aN7MB2IO PRANAV PATKI #aN23254 Mutual Fund ARN12578 22-Sep-16 PRANAV PATKI102 ANAB2526 ANANDA SAGAR VEERISETTY #AN23423 BSE Equity 20140002384 13-Jun-17 ANANDA SAGAR VEERISETTY103 ANAB2526 ANANDA SAGAR VEERISETTY #AN23423 NSE Equity 20140002384 13-Jun-17 ANANDA SAGAR VEERISETTY104 ANAB2526 ANANDA SAGAR VEERISETTY #AN23423 NSE FNO 20140015693 20-Jun-17 ANANDA SAGAR VEERISETTY105 ANAC2535 ANAND KUMAR #AN23543 NSE Equity 623299 9-Jun-17 ANAND R KUMAR107 ANANAG34 ANAND BAPURAO KENE #AN23960 BSE Equity 72136 3-Sep-16 SARIKA A KENE109 ANANAG34 ANAND BAPURAO KENE #AN23960 NSE Equity 72136 3-Sep-16 SARIKA A KENE112 ANANAG34 ANAND BAPURAO KENE #ANAKEN1 BSE Equity NISM00000072136 3-Sep-16 ABHIJEET SADANANRAO GAWANDE113 ANANAG34 ANAND BAPURAO KENE #ANAKEN1 NSE Equity NISM00000072136 3-Sep-16 ABHIJEET SADANANRAO GAWANDE110 ANANAG34 ANAND BAPURAO KENE #ANAKEN2 BSE Equity NISM00000072136 3-Sep-16 ANAND BAPURAO KENE111 ANANAG34 ANAND BAPURAO KENE #ANAKEN2 NSE Equity NISM00000072136 3-Sep-16 ANAND BAPURAO KENE115 ANANAG34 ANAND BAPURAO KENE #ANAKEN2 NSE FNO NISM00000072136 27-Aug-16 ANAND KENE

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Certificate Expiry Cases3

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 106 ANANAG34 ANAND BAPURAO KENE #ANAKEN6 BSE Equity NSIM00000072136 3-Sep-16 CHANDRASHEKHAR BATY108 ANANAG34 ANAND BAPURAO KENE #ANAKEN6 NSE Equity NSIM00000072136 3-Sep-16 CHANDRASHEKHAR BATY114 ANANAG34 ANAND BAPURAO KENE #ANAKEN6 NSE FNO 72127 26-Aug-16 CHANDRASHEKHAR V BUTY116 ANGE2304 ANGSHUMALI SARKAR #ANG9473 NSE Equity NISM20130000575 9-Nov-16 SAJAL ROY117 ANGE2304 ANGSHUMALI SARKAR #ANG9473 BSE Equity NISM20130000575 9-Nov-16 SAJAL ROY122 ANIGI483 ANILKUMAR BHUDOLIA #ANI7673 Mutual Fund ARN95173 4-May-17 ANIL KUMAR BHUDOLIA121 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU1 Mutual Fund ARN95173 4-May-17 ANIL KUMAR BHUDOLIA125 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU1 NSE Equity NISM00000123647 16-Dec-15 ANIL KUMAR BHUDOLIA126 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU1 BSE Equity NISM00000123647 16-Dec-15 ANIL KUMAR BHUDOLIA119 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU2 Mutual Fund ARN95173 4-May-17 ANIL KUMAR BHUDOLIA129 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU2 NSE Equity NISM00000123647 16-Dec-15 KRISHNA MURARI THAKUR130 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU2 BSE Equity NISM00000123647 16-Dec-15 KRISHNA MURARI THAKUR120 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU3 Mutual Fund ARN95173 4-May-17 ANIL KUMAR BHUDOLIA123 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU3 BSE Equity NISM00000123647 16-Dec-15 SUNIL KUMAR SINGHANIA124 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU3 NSE Equity NISM00000123647 16-Dec-15 SUNIL KUMAR SINGHANIA118 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU4 Mutual Fund ARN95173 4-May-17 ANIL KUMAR BHUDOLIA127 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU4 BSE Equity NISM00000123647 16-Dec-15 AJAYKUMAR PURSHOTAM BHUDOLIA128 ANIGI483 ANILKUMAR BHUDOLIA #ANIBHU4 NSE Equity NISM00000123647 16-Dec-15 AJAYKUMAR PURSHOTAMLAL BHUDOLIA131 ANII2599 ANIRUDDHA MUDULI #AN24001 NSE Equity 20140003151 23-Sep-17 ANIRUDDHA B MUDALI132 ANII2599 ANIRUDDHA MUDULI #AN24001 BSE Equity 20140003151 23-Sep-17 ANIRUDDHA B MUDALI133 ANIKA976 ANITA RAMESH PANDIT #ANIPAN1 NSE FNO NISM00000275257 9-Jan-17 VENKATRAMAN P DIGVI134 ANIL2372 ANIMESH DEO #AN22998 NSE Equity 20140001805 22-Feb-17 ANIMESH T DEO135 ANIL2372 ANIMESH DEO #AN22998 BSE Equity 20140001805 22-Feb-17 ANIMESH T DEO150 ANIMP512 ANILKUMAR TIWARI #ANITI11 NSE Equity NCIM00000149674 2-May-16 SUNIL KUMAR TRIPATHI151 ANIMP512 ANILKUMAR TIWARI #ANITI11 BSE Equity NCIM00000149674 2-May-16 SUNIL KUMAR TRIPATHI154 ANIMP512 ANILKUMAR TIWARI #ANITI11 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI144 ANIMP512 ANILKUMAR TIWARI #ANITIW1 NSE Equity NISM00000149674 2-May-16 ASHOK KUMAR SINGH145 ANIMP512 ANILKUMAR TIWARI #ANITIW1 BSE Equity NISM00000149674 2-May-16 ASHOK KUMAR SINGH157 ANIMP512 ANILKUMAR TIWARI #ANITIW1 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI142 ANIMP512 ANILKUMAR TIWARI #ANITIW2 NSE Equity NISM00000149674 2-May-16 ANIL KUMAR TIWARI143 ANIMP512 ANILKUMAR TIWARI #ANITIW2 BSE Equity NISM00000149674 2-May-16 ANIL KUMAR TIWARI153 ANIMP512 ANILKUMAR TIWARI #ANITIW2 NSE FNO NISM20140010471 10-Jan-17 ANIL KUMAR TIWARI158 ANIMP512 ANILKUMAR TIWARI #ANITIW2 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI148 ANIMP512 ANILKUMAR TIWARI #ANITIW3 NSE Equity NISM00000149674 2-May-16 UTTAM KUMAR SHRIVASTAV149 ANIMP512 ANILKUMAR TIWARI #ANITIW3 BSE Equity NISM00000149674 2-May-16 UTTAM KUMAR SHRIVASTAV155 ANIMP512 ANILKUMAR TIWARI #ANITIW3 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI140 ANIMP512 ANILKUMAR TIWARI #ANITIW4 BSE Equity 149674 2-May-16 RAKESH KUMAR GUPTA141 ANIMP512 ANILKUMAR TIWARI #ANITIW4 NSE Equity 149674 2-May-16 RAKESH KUMAR GUPTA159 ANIMP512 ANILKUMAR TIWARI #ANITIW4 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI138 ANIMP512 ANILKUMAR TIWARI #ANITIW5 NSE Equity 149674 2-May-16 MANINDRA KUMAR PANDEY139 ANIMP512 ANILKUMAR TIWARI #ANITIW5 BSE Equity 149674 2-May-16 MANINDRA KUMAR PANDEY160 ANIMP512 ANILKUMAR TIWARI #ANITIW5 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI146 ANIMP512 ANILKUMAR TIWARI #ANITIW6 NSE Equity NCIM00000149674 2-May-16 SANTOSH KUMAR BHASKAR147 ANIMP512 ANILKUMAR TIWARI #ANITIW6 BSE Equity NCIM00000149674 2-May-16 SANTOSH KUMAR BHASKAR156 ANIMP512 ANILKUMAR TIWARI #ANITIW6 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI136 ANIMP512 ANILKUMAR TIWARI #ANITIW7 NSE Equity NCIM00000149674 2-May-16 ANJALI M TIWARI137 ANIMP512 ANILKUMAR TIWARI #ANITIW7 BSE Equity NCIM00000149674 2-May-16 ANJALI M TIWARI161 ANIMP512 ANILKUMAR TIWARI #ANITIW7 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI152 ANIMP512 ANILKUMAR TIWARI #ANITIW8 NSE FNO NISM00000224257 7-May-16 NAVEEN GUPTA162 ANIMP512 ANILKUMAR TIWARI #ANITIW8 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI164 ANIMP512 ANILKUMAR TIWARI #ANITIW8 NSE Equity NCFM00000224257 16-Mar-18 NAVEEN KUMAR GUPTA163 ANIMP512 ANILKUMAR TIWARI #ANITIW9 Mutual Fund ARN97218 16-Jun-17 SUNIL KUMAR TRIPATHI165 ANINA635 ANITA SUNIL CHAVAN #ANICHA1 NSE Equity NCFM00000169854 14-Jan-16 ANITA SUNIL CHAVAN166 ANINA635 ANITA SUNIL CHAVAN #ANICHA2 NSE Equity NCFM00000169854 14-Jan-16 MALA VIRENDRA WANKHEDE167 ANINA635 ANITA SUNIL CHAVAN #ANICHA4 NSE Equity NCFM00000169854 14-Jan-16 RANJANA GURUDEV SINGH168 ANIWB674 ANINDYAKUMAR DAS #ANIDAS1 NSE Equity NCFM00001004062 3-May-17 PRASENJIT MARICK169 ANKMP496 ANKUSHKUMAR JAIN #ANKJAI1 NSE Equity NISM20140001150 9-Jan-17 ARUN KUMAR JAIN170 ANKMP496 ANKUSHKUMAR JAIN #ANKJAI1 BSE Equity NISM20140001150 9-Jan-17 ARUN KUMAR JAIN171 ANKS2442 ANKURISH GUPTA #AN23202 NSE Equity NISM20130000817 21-Nov-16 ANKURISH AKHILESH GUPTA

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 172 ANKS2442 ANKURISH GUPTA #AN23202 NSE FNO NISM20130007858 22-Nov-16 ANKURESH AKHILESH GUPTA173 ANKSI129 ANKHI BISWAS #ANKBIS1 NSE FNO NISM20130004488 13-Sep-16 ANKHI S BISWAS182 ANKSI129 ANKHI BISWAS #ANKBIS1 NSE Equity NISM20130000140 14-Sep-16 ANKHI THANI BISWAS183 ANKSI129 ANKHI BISWAS #ANKBIS1 BSE Equity NISM20130000140 14-Sep-16 ANKHI T BISWAS180 ANKSI129 ANKHI BISWAS #ANKBIS2 BSE Equity NISM20130000140 14-Sep-16 BHAJAN B SAHA181 ANKSI129 ANKHI BISWAS #ANKBIS2 NSE Equity NISM20130000140 14-Sep-16 BHAJAN B SAHA178 ANKSI129 ANKHI BISWAS #ANKBIS3 BSE Equity NISM20130000140 14-Sep-16 GAUTAM P PAUL179 ANKSI129 ANKHI BISWAS #ANKBIS3 NSE Equity NISM20130000140 14-Sep-16 GAUTAM P PAUL176 ANKSI129 ANKHI BISWAS #ANKBIS4 BSE Equity NISM20130000140 14-Sep-16 NABARUN S KANUNGOE177 ANKSI129 ANKHI BISWAS #ANKBIS4 NSE Equity NISM20130000140 14-Sep-16 NABARUN S KANUNGOE174 ANKSI129 ANKHI BISWAS #ANKBIS5 NSE Equity NISM20130000140 14-Sep-16 PARIKHIT P ROY175 ANKSI129 ANKHI BISWAS #ANKBIS5 BSE Equity NISM20130000140 14-Sep-16 PARIKHIT P ROY184 ANMF2310 ANMOL CHANNE #ANM9075 NSE Equity 20140002276 29-May-17 ANMOL ANIL CHANNE185 ANMF2310 ANMOL CHANNE #ANM9075 NSE FNO 20140015451 30-May-17 ANMOL ANIL CHANNE186 ANNC2286 ANNAM SIRISHA #AN23299 NSE Equity NISM20140001261 17-Jan-17 ANNAM SIRISHA187 ANNC2286 ANNAM SIRISHA #AN23299 BSE Equity NISM20140001261 17-Jan-17 ANNAM SIRISHA188 ANNC2286 ANNAM SIRISHA #AN23299 NSE FNO 20140011276 18-Jan-17 ANNAM SIRISHA189 ANOMUM33 ANOOP ROONGTA #ANOROO1 BSE Equity NISM00000142811 1-Nov-15 ANOOP ROONGTA190 ANOMUM33 ANOOP ROONGTA #ANOROO1 NSE Equity NISM00000142811 1-Nov-15 ANOOP ROONGTA191 ANUS2696 ANUPAM VERMA #AN24323 NSE FNO 20140022130 6-Dec-17 ANUPAM SUDESH VERMA192 ANUS2696 ANUPAM VERMA #AN24323 CDX 20140007403 28-Nov-17 ANUPAM SUDESH VERMA194 ANUS2696 ANUPAM VERMA #AN24323 NSE Equity 847533 31-Jul-15 ANUPAM SUDESH VERMA193 ANUS2696 ANUPAM VERMA #AN24605 NSE Equity 847533 31-Jul-15 AJAY KUMAR197 ANUVAR72 ANUJ KUMAR KOTHARI #ANUKOT1 NSE Equity NCFM00000076835 18-Sep-15 ANUJ KUMAR KOTHARI195 ANUVAR72 ANUJ KUMAR KOTHARI #ANUKOT3 NSE Equity NCFM00000076835 18-Sep-15 NISHA PURSHOTHAM KOTHARI196 ANUVAR72 ANUJ KUMAR KOTHARI #ANUKOT5 NSE Equity NCFM00000076835 18-Sep-15 ASHISH VIJAY KOTHARI198 APUWE948 APURBA MUKHERJEE #APUMUK1 NSE Equity NISM20130000561 9-Nov-16 APURBA K MUKHARJEE199 APUWE948 APURBA MUKHERJEE #APUMUK1 BSE Equity NISM20130000561 9-Nov-16 APURBA K MUKHARJEE200 ARAU1014 ARVINDKUMAR MISHRA #AR23998 NSE Equity 831777 6-Nov-15 ARVIND KUMAR MISHRA202 ARAU1014 ARVINDKUMAR MISHRA #AR23998 NSE FNO 201400014612 26-Apr-17 ARVIND KUMAR MISHRA201 ARAU1014 ARVINDKUMAR MISHRA #ARVIMI1 NSE Equity 831777 6-Nov-15 SHAILENDRA R KUMAR203 ARBW2482 ARBIND KUMAR MISHRA #AR23270 Mutual Fund ARN6970 13-Dec-15 ARBIND KUMAR MISHRA204 ARBW2482 ARBIND KUMAR MISHRA #AR23270 NSE Equity 20140001820 22-Feb-17 ARBIND KUMAR MISHRA205 ARBW2482 ARBIND KUMAR MISHRA #AR23270 BSE Equity 20140001820 22-Feb-17 ARBIND KUMAR MISHRA206 ARBW2482 ARBIND KUMAR MISHRA #AR23270 NSE FNO 201400014605 26-Apr-17 ARBIND KUMAR MISHRA207 ARIAG492 ARINDAM CHAUDHURI #ARICHA1 NSE Equity NCFM00000149147 20-Sep-15 ARINDAM CHAUDHURI208 ARIAG492 ARINDAM CHAUDHURI #ARICHA2 NSE Equity NCFM00000149147 20-Sep-15 BABUYA M DEBNATH209 ARMU1007 ARUNKUMAR SINGH #ARUSIN1 NSE Equity NISM20130000819 21-Nov-16 ARUN KUMAR SINGH210 ARTR2436 ARTI RAJAK #AR23028 NSE Equity NISM20140001149 9-Jan-17 ARTI RAJAK211 ARTR2436 ARTI RAJAK #AR23028 NSE FNO NISM20140010460 10-Jan-17 ARTI RAJAK212 ARUM2630 ARUN KUMAR GUPTA #AR24077 NSE Equity 317060 8-Jun-17 PREMLATA PANDEY213 ARVY2250 ARVIND KOTHARI #AR23151 NSE Equity NISM20140001088 3-Jan-17 ARVIND KUMAR KOTHARI214 ARVY2250 ARVIND KOTHARI #AR23151 BSE Equity NISM20140001088 3-Jan-17 ARVIND KUMAR KOTHARI215 ARVY2250 ARVIND KOTHARI #AR23151 NSE FNO NISM20130005591 4-Oct-16 ARVIND N KOTHARI216 ASHB2524 ASHOK KUMAR BISHNOI #AS23509 NSE FNO 20140020316 17-Oct-17 ASHOK KUMAR BISHNOI217 ASHB2524 ASHOK KUMAR BISHNOI #AS23509 BSE Equity 20140002240 23-May-17 ASHOK KUMAR BISHNOI218 ASHB2524 ASHOK KUMAR BISHNOI #AS23509 NSE Equity 20140002240 23-May-17 ASHOK KUMAR BISHNOI220 ASHBI514 ASHUTOSH KUMAR #ASH2561 Mutual Fund ARN10337 5-May-16 RAJKUMAR PANDEY219 ASHBI514 ASHUTOSH KUMAR #ASHKUM1 Mutual Fund ARN10337 5-May-16 RAJKUMAR PANDEY223 ASHBI514 ASHUTOSH KUMAR #ASHKUM1 NSE FNO NCFM00000773473 17-Mar-15 RAJKUMAR PANDEY225 ASHBI514 ASHUTOSH KUMAR #ASHKUM1 NSE Equity NCFM00000773473 21-Apr-17 RAJKUMAR PANDEY221 ASHBI514 ASHUTOSH KUMAR #ASHKUM2 Mutual Fund ARN10337 5-May-16 RAJKUMAR PANDEY224 ASHBI514 ASHUTOSH KUMAR #ASHKUM2 NSE Equity NCFM00000773473 21-Apr-17 RAHUL SUBODH RATAN222 ASHBI514 ASHUTOSH KUMAR #ASHKUM3 Mutual Fund ARN10337 5-May-16 RAJKUMAR PANDEY226 ASHBI753 ASHISH KUMAR #ASHIKU1 NSE FNO NCFM00000226611 9-Jul-15 ASHISH KUMAR227 ASHBI753 ASHISH KUMAR #ASHIKU1 NSE Equity NISM00000226611 26-Aug-15 ASHISH KUMAR228 ASHBI753 ASHISH KUMAR #ASHIKU1 BSE Equity NISM00000226611 26-Aug-15 ASHISH KUMAR229 ASHG2320 ASHISH KHANDELWAL #AS22615 NSE Equity NISM20140001089 3-Jan-17 ASHISH KUMAR KHANDELWAL230 ASHG2320 ASHISH KHANDELWAL #AS22615 BSE Equity NISM20140001089 3-Jan-17 ASHISH KHANDELWAL

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 231 ASHG2320 ASHISH KHANDELWAL #AS22615 NSE FNO NISM20130005604 4-Oct-16 ASHISH KHANDELWAL232 ASHI2342 ASHISH KUMAR JAIN #AS22467 NSE FNO NISM20140010461 10-Jan-17 ASHISH KUMAR JAIN233 ASHI2342 ASHISH KUMAR JAIN #AS22467 NSE Equity NISM00001103216 16-Aug-16 ASHISH KUMAR JAIN234 ASHI2342 ASHISH KUMAR JAIN #AS22467 BSE Equity NISM00001103216 16-Aug-16 ASHISH KUMAR JAIN235 ASHJ2350 ASHWIN GOVIND SINYAL #AS22469 NSE Equity 201300012037 3-Aug-16 ASHWIN GOVIND SINYAL236 ASHJ2350 ASHWIN GOVIND SINYAL #AS22469 BSE Equity 201300012037 3-Aug-16 ASHWIN GOVIND SINYAL237 ASHJ2350 ASHWIN GOVIND SINYAL #AS22469 NSE FNO 201300012037 21-Dec-16 ASHWIN GOVIND SANYAL238 ASHJ2601 ASHISH KUMAR SAHOO #AS24089 NSE Equity 20140003137 23-Sep-17 ASHISH KUMAR SAHOO239 ASHL2128 ASHA SHARMA #ASH3991 BSE Equity 20140001126 3-Jan-17 RAVINDRA KUMAR SHARMA240 ASHL2128 ASHA SHARMA #ASH3991 NSE Equity 20140001126 3-Jan-17 RAVINDRA KUMAR SHARMA241 ASHL2128 ASHA SHARMA #ASH3991 NSE FNO 20130005559 4-Oct-16 RAVINDRA KUMAR SHARMA242 ASHM2634 ASHWINI ANANDSINGH BAYAS #AS24153 NSE Equity 20140003359 21-Nov-17 ASHWINI ANANDSINGH BAYAS243 ASHM2634 ASHWINI ANANDSINGH BAYAS #AS24153 BSE Equity 20140003359 21-Nov-17 ASHWINI ANANDSINGH BAYAS245 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT1 NSE Equity NISM00001105122 23-Aug-16 BHAVESH AMBALAL PATEL249 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT1 BSE Equity NISM00001105122 23-Aug-16 BHAVESH AMBALAL PATEL250 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT1 NSE FNO NISM00001105122 24-Sep-16 BHAVESH AMBALAL PATEL244 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT2 BSE Equity NISM00001105122 23-Aug-16 ASHOKKUMAR RAVJIBHAI PATEL246 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT2 NSE Equity NISM00001105122 23-Aug-16 ASHOKKUMAR RAVIBHAI PATEL247 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT3 BSE Equity NISM00001105122 23-Aug-16 RASIK MOHANBHAI PATEL248 ASHMO549 ASHOKKUMAR RAVAJIBHAI PATEL #ASHPAT3 NSE Equity NISM00001105122 23-Aug-16 PATEL RASIK MOHANBHAI251 ASHOR551 ASHWINEEKUMAR NAYAK #ASHNAY1 Mutual Fund ARN98132 12-Oct-17 ASWINEE KUMAR NAYAK252 ASHOR551 ASHWINEEKUMAR NAYAK #ASHNAY1 BSE Equity NISM20130000142 14-Sep-16 ASWINEE KUMAR NAYAK253 ASHOR551 ASHWINEEKUMAR NAYAK #ASHNAY1 NSE Equity NISM20130000142 14-Sep-16 ASWINEE KUMAR NAYAK254 ASHOR551 ASHWINEEKUMAR NAYAK #ASHNAY1 NSE FNO BSEBCDBHUJUN501 23-Jun-15 ASHWINEEKUMAR AMARESH NAYAK255 ASHPI725 ASHA MANOJ DABRIWAL #ASHDAB1 NSE Equity NCFM00000692262 20-Mar-15 MANOJ DABRIWAL DABRIWAL256 ASHPI725 ASHA MANOJ DABRIWAL #ASHDAB2 NSE Equity NCFM00000692262 20-Mar-15 DINESH KUMAR SAIN257 ASHPU721 ASHOK PANALAL LODHA #ASHLOD1 NSE Equity 201400002243 12-Aug-17 ASHOK PANLAL LODHA258 ASHPU721 ASHOK PANALAL LODHA #ASHLOD1 BSE Equity 201400002243 12-Aug-17 ASHOK PANLAL LODHA259 ASHPU721 ASHOK PANALAL LODHA #ASHLOD1 Mutual Fund ARN3432 18-Jan-16 ASHOK PANLAL LODHA260 ASHQ2423 ASHISHKUMAR CHIMANLAL MEHTA #AS23984 Mutual Fund ARN28043 28-Apr-15 ASHISHKUMAR CHIMANLAL MEHTA261 ASHW2234 ASHISH KUMAR AGRAWAL #ASH6013 BSE Equity 20140003139 23-Sep-17 ASHISH KUMAR AGRAWAL262 ASHW2234 ASHISH KUMAR AGRAWAL #ASH6013 NSE Equity 20140003139 23-Sep-17 ASHISH KUMAR AGRAWAL263 ASHWB614 ASHISKUMAR CHATTOPADHYAY #ASHCHA1 NSE FNO NISM20130006956 8-Nov-16 ASHIS KUMAR CHATTOPADHYAY264 ASHWB614 ASHISKUMAR CHATTOPADHYAY #ASHCHA1 NSE Equity NISM20130000141 14-Sep-16 ASHIS KUMAR CHATTOPADHYAY265 ASHZ2512 ASHOK PAMNANI #AS23343 NSE Equity 20140002286 29-May-17 ASHOK RADHAKISHAN PAMNANI266 ASHZ2512 ASHOK PAMNANI #AS23343 BSE Equity 20140002286 29-May-17 ASHOK RADHAKISHAN PAMNANI269 ASHZ2512 ASHOK PAMNANI #AS23343 NSE FNO 20140015458 30-May-17 ASHOK RADHAKISHAN PAMNANI267 ASHZ2512 ASHOK PAMNANI #AS23890 BSE Equity 20140002286 29-May-17 MAMTA A PAMNANI268 ASHZ2512 ASHOK PAMNANI #AS23890 NSE Equity 20140002286 29-May-17 MAMTA A PAMNANI270 ASNA1074 ASHWINI DNYANESHWAR DAMKONDWAR #ASHDAM1 NSE Equity 20140002285 29-May-17 ASHWINI DNYANESHWAR DAMKONDWAR271 ASNA1074 ASHWINI DNYANESHWAR DAMKONDWAR #ASHDAM1 NSE FNO 20140015461 30-May-17 ASHWINI D DAMKONDWAR272 ASOKA859 ASOK KOTHARI #ASOKOT1 BSE Equity NCFM00000287621 17-Jul-15 ASOK KOTHARI273 ASOKA859 ASOK KOTHARI #ASOKOT1 NSE FNO NISM00000287621 17-May-16 ASOK KOTHARI274 ASOKA859 ASOK KOTHARI #ASOKOT1 NSE Equity NCFM00000287621 18-May-17 ASOK KOTHARI275 ASOX2495 ASOKAN BABU #AS23597 NSE FNO 1145837 5-May-17 J MONICA276 ASOX2495 ASOKAN BABU #AS23597 NSE Equity 1145837 14-Apr-17 J MONICA277 ASSA2429 ASSAM VALLY AGENCIES #AS24058 NSE Equity 20140002984 21-Sep-17 CHINMAY C BHOWAL278 ASSA2429 ASSAM VALLY AGENCIES #AS24058 NSE FNO 20140020635 22-Sep-17 CHINMAY C BHOWAL281 ATARA679 ATANU BANDHU LAHIRI #AT23392 BSE Equity NISM20130000164 14-Sep-16 SOMEN SARKAR282 ATARA679 ATANU BANDHU LAHIRI #AT23392 NSE Equity NISM20130000164 14-Sep-16 SOMEN SARKAR279 ATARA679 ATANU BANDHU LAHIRI #ATALAH1 NSE Equity NCFM00000889198 10-Jan-16 SARASIJ SARKAR280 ATARA679 ATANU BANDHU LAHIRI #ATALAH1 NSE FNO NCFM00000889198 13-Jun-15 SARASIJ SARKAR283 ATUPO966 ATUL BHASKER #ATUBHA1 NSE FNO 20130005135 27-Sep-16 ATUL C BHASKER284 ATUPO966 ATUL BHASKER #ATUBHA1 CDX 20130007409 28-Nov-17 ATUL C BHASKAR285 ATUPO966 ATUL BHASKER #ATUBHA1 NSE Equity 20140003272 29-Nov-17 ATUL C BHASKAR286 ATUPO966 ATUL BHASKER #ATUBHA1 BSE Equity 20140003272 29-Nov-17 ATUL C BHASKAR288 AVABI504 AVAIL SECURITIES PVT LTD #AV23468 BSE Equity STKSSSEP11475 13-Sep-15 ANAND ASHOK KUMAR287 AVABI504 AVAIL SECURITIES PVT LTD #AVASEC1 NSE Equity NCFM00000172580 8-Oct-16 SATYAPRAKASH JAIPRAKASH SHAW289 AVABI504 AVAIL SECURITIES PVT LTD #AVASEC1 BSE Equity STKSSSEP11475 13-Sep-15 SATYAPRAKASH JAYPRAKASH SHAW

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 290 AVABI504 AVAIL SECURITIES PVT LTD #AVASEC1 NSE FNO 201400038224 26-Sep-17 SATYAPRAKASH JAYPRAKASH SHAW291 AVIH2582 AVINASH KUMAR GUPTA #AV23881 NSE FNO 201400050912 28-Nov-17 RUSHIKA PRAKASH KADAM292 AWaO70L0 JAYESHBHAI G KAKADIYA #AW23175 Mutual Fund ARN79292 28-Jun-16 JAYESHBHAI KAKADIYA293 aYCKGUQ8 SATYA PRAKSH MAHAWAR #aY21865 Mutual Fund ARN14305 9-Aug-16 SATYA MAHAWAR294 B4J33c66 VIJAYATA MAHESHBHAI BHATI #VIJBHA1 Mutual Fund ARN66727 2-Jul-15 VIJAYATA MAHESHBHAI BHATI295 B4J33c66 VIJAYATA MAHESHBHAI BHATI #VIJBHA1 NSE Equity NCFM00000893883 8-Mar-16 VIJAYATA MAHESHBHAI BHATI298 BADTA370 BADRILAL BHANDARI #BADBHA1 BSE Equity 201400024855 24-Aug-17 RAHUL B BHANDARI299 BADTA370 BADRILAL BHANDARI #BADBHA1 NSE Equity 201400024855 24-Aug-17 RAHUL B BHANDARI296 BADTA370 BADRILAL BHANDARI #BADBHA2 NSE FNO NISM20130005592 4-Oct-16 BADARI LAL BHANDARI297 BADTA370 BADRILAL BHANDARI #BADBHA2 BSE Equity 201400024855 24-Aug-17 BADRI LAL BHANDARI300 BAKO1315 BALWANTSINGH DEVASINGH SAINI #BALSAI1 NSE Equity NCFM00000554178 19-Aug-18 BALWANTSINGH DEVASINGH SAINI301 BAKO1315 BALWANTSINGH DEVASINGH SAINI #BALSAI1 NSE FNO 20140017843 26-Sep-17 BALWANTSINGH DEVASINGH SAINI302 BARK2617 BARUN RAY #BA24148 NSE Equity 20140000143 14-Sep-16 BARUN BAY303 BARK2617 BARUN RAY #BA24148 BSE Equity 20140000143 14-Sep-16 BARUN RAY304 bb57XVPB AJAY KUMAR SRIVASTAVA #bb19787 Mutual Fund ARN63083 16-May-16 AJAY KUMAR SRIVASTAVA305 bD781TDL SAURABH SHARMA #SAUSHA1 Mutual Fund ARN71250 20-Dec-16 SAURABH SHARMA306 bD781TDL SAURABH SHARMA #SAUSHA1 NSE Equity NCFM00000366429 26-Feb-15 SAURABH SHARMA307 BDMGcE9D TEK CHAND HINGORANI #TEKCHA1 NSE Equity NCFM00000835513 3-Jun-15 TEK HINGORANI HINGORANI308 BDMGcE9D TEK CHAND HINGORANI #TEKCHA1 NSE FNO NISM00000835513 9-Jul-16 TEK CHAND HINGORANI309 BEZV2225 BEZAWADA PRASANNA LAKSHMI #BEZ7212 BSE Equity 20140002383 13-Jun-17 BEZAWADA PRASANNA LAKSHMI310 BEZV2225 BEZAWADA PRASANNA LAKSHMI #BEZ7212 NSE Equity 20140002383 13-Jun-17 BEZAWADA PRASANNA LAKSHMI311 BEZV2225 BEZAWADA PRASANNA LAKSHMI #BEZ7212 NSE FNO 20140015694 20-Jun-17 BEZAWADA PRASANNA LAKSHMI312 BHAN2398 BHARATKUMAR CHAMPAKLAL PAREKH #BH22561 Mutual Fund ARN55552 6-Dec-15 BHARATKUMAR CHAMPAKLAL PAREKH313 BHAOR736 BHASKAR SWAIN #BHASWA1 NSE Equity 20140003148 23-Sep-17 BHASKAR BALI SWAIN314 BHAOR736 BHASKAR SWAIN #BHASWA1 BSE Equity 20140003148 23-Sep-17 BHASKAR BALI SWAIN315 BHARA708 BHARAT RISHI RANKA #BHARAN1 NSE Equity NISM00000212531 15-Feb-16 BHARAT RISHI RANKA318 BHARA708 BHARAT RISHI RANKA #BHARAN1 BSE Equity NISM00000212531 15-Feb-16 BHARAT RISHI RANKA319 BHARA708 BHARAT RISHI RANKA #BHARAN1 Mutual Fund ARN75465 23-May-17 BHARAT RISHI RANKA321 BHARA708 BHARAT RISHI RANKA #BHARAN1 NSE FNO NISM20130009880 28-May-17 BHARAT RISHI RANKA316 BHARA708 BHARAT RISHI RANKA #BHARAN2 BSE Equity NISM00000212531 15-Feb-16 ANIL KUMAR317 BHARA708 BHARAT RISHI RANKA #BHARAN2 NSE Equity NISM00000212531 15-Feb-16 ANIL KUMAR320 BHARA708 BHARAT RISHI RANKA #BHARAN2 Mutual Fund ARN75465 23-May-17 BHARAT RISHI RANKA322 BHAY2253 BHARTI #BHA7274 NSE Equity 844831 25-Aug-15 JHUM N GHOSH324 BHUKAL13 BHUSHAN JAYANTILAL SUCHAK #BHUSH01 BSE Equity NIS201200011638 14-Oct-15 BHUSHAN JAYANTILAL SUCHAK326 BHUKAL13 BHUSHAN JAYANTILAL SUCHAK #BHUSH01 NSE Equity NCFM00000071669 27-Jul-15 BHUSHAN SUCHAK SUCHAK323 BHUKAL13 BHUSHAN JAYANTILAL SUCHAK #BHUSH02 BSE Equity NIS201200011638 14-Oct-15 POONAM YESHWANT KHADIKAR327 BHUKAL13 BHUSHAN JAYANTILAL SUCHAK #BHUSH02 NSE Equity NCFM00000071669 27-Jul-15 POONAM KHADIKAR KHADIKAR325 BHUKAL13 BHUSHAN JAYANTILAL SUCHAK #BHUSH03 BSE Equity NIS201200011638 14-Oct-15 TRUPATI MANOHAR KADAM328 BHUKAL13 BHUSHAN JAYANTILAL SUCHAK #BHUSH03 NSE Equity NCFM00000071669 27-Jul-15 TRUPATI KADAM KADAM329 BHUMP836 BHUPESH JAIN #BHUJAI1 NSE Equity NCFM00000344537 7-Aug-15 VIPUL GOVIND NEEMA330 BICOR220 BICHITRAKUMAR DASH #BICDAS1 Mutual Fund ARN3407 6-Nov-15 BICHITRA KUMAR DASH332 BICOR220 BICHITRAKUMAR DASH #BICDAS1 NSE Equity 20140003138 23-Sep-17 BICHITRA KUMAR DASH333 BICOR220 BICHITRAKUMAR DASH #BICDAS1 BSE Equity 20140003138 23-Sep-17 BICHITRA KUMAR DASH334 BICOR220 BICHITRAKUMAR DASH #BICDAS1 NSE FNO NISM00000042644 30-Nov-16 BICHITRA KUMAR DASH331 BICOR220 BICHITRAKUMAR DASH #BICDAS2 Mutual Fund ARN3407 6-Nov-15 BICHITRA KUMAR DASH335 BIJAS968 BIJOY KUMAR SAHA #BIJSAH1 NSE Equity 20140002988 21-Sep-17 BIJOY KUMAR SAHA336 BIJAS968 BIJOY KUMAR SAHA #BIJSAH1 BSE Equity 20140002988 21-Sep-17 BIJOY KUMAR SAHA337 BIJAS968 BIJOY KUMAR SAHA #BIJSAH1 NSE FNO 20140020639 22-Sep-17 BIJOY KUMAR SAHA338 BIKE2550 BIKKUMALLA SRINIVASA RAO #BI23537 NSE Equity 1148372 15-May-17 BIKKUMALLA SRINIVASA RAO339 BIKE2550 BIKKUMALLA SRINIVASA RAO #BI23537 BSE Equity 1148372 15-May-17 BIKKUMALLA SRINIVASA RAO340 BIMB2273 BIMLESH KUMAR SINGH #BIM6932 NSE Equity NISM00001065759 15-Feb-16 BIMLESH KUMAR SINGH341 BIMB2273 BIMLESH KUMAR SINGH #BIM6932 Mutual Fund ARN93710 15-Feb-16 BIMLESH KUMAR SINGH342 BIMB2273 BIMLESH KUMAR SINGH #BIM6932 BSE Equity NISM00001065759 15-Feb-16 BIMLESH KUMAR SINGH343 BIMB2273 BIMLESH KUMAR SINGH #BIM6932 NSE FNO NISM00001065759 15-Feb-16 BIMLESH KUMAR SINGH345 BIMGU654 BIMAL KUMAR MISHRA #BIMMIS1 BSE Equity 20140003126 23-Sep-17 BIMAL KUMAR MISHRA346 BIMGU654 BIMAL KUMAR MISHRA #BIMMIS1 NSE Equity 20140003126 23-Sep-17 BIMAL KUMAR MISHRA347 BIMGU654 BIMAL KUMAR MISHRA #BIMMIS1 NSE FNO 20140020649 24-Sep-17 BIMAL KUMAR MISHRA344 BIMGU654 BIMAL KUMAR MISHRA #BIMMIS2 NSE Equity NCFM00000973232 3-Dec-16 DILIP KUMAR PATRA356 BINBH184 BINODKUMAR JHA #BINJHA1 BSE Equity 20140001818 22-Feb-17 RAKESH S KUMAR

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Certificate Expiry Cases7

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 357 BINBH184 BINODKUMAR JHA #BINJHA1 NSE Equity 20140001818 22-Feb-17 RAKESH K KUMAR354 BINBH184 BINODKUMAR JHA #BINJHA2 NSE Equity 20140001818 22-Feb-17 BINOD KUMAR JHA355 BINBH184 BINODKUMAR JHA #BINJHA2 BSE Equity 20140001818 22-Feb-17 BINOD KUMAR JHA358 BINBH184 BINODKUMAR JHA #BINJHA2 NSE FNO 20140011769 24-Jan-17 BINOD KUMAR JHA352 BINBH184 BINODKUMAR JHA #BINJHA3 BSE Equity 20140001818 22-Feb-17 MAHESH S KUMAR353 BINBH184 BINODKUMAR JHA #BINJHA3 NSE Equity 20140001818 22-Feb-17 MAHESH S KUMAR350 BINBH184 BINODKUMAR JHA #BINJHA4 BSE Equity 20140001818 22-Feb-17 KAMALESH M PRASAD351 BINBH184 BINODKUMAR JHA #BINJHA4 NSE Equity 20140001818 22-Feb-17 KAMALESH M PRASAD348 BINBH184 BINODKUMAR JHA #BINJHA7 BSE Equity 20140001818 22-Feb-17 RAMESH S KUMAR349 BINBH184 BINODKUMAR JHA #BINJHA7 NSE Equity 20140001818 22-Feb-17 RAMESH S KUMAR359 BIPW2481 BIPAN ROY #BI23239 BSE Equity 20140002987 21-Sep-17 BIPIN SRIKANTA ROY360 BIPW2481 BIPAN ROY #BI23239 NSE Equity 20140002987 21-Sep-17 BIPIN SRIKANTA ROY361 BIPW2481 BIPAN ROY #BI23239 NSE FNO 20140020638 22-Sep-17 BIPIN SRIKANTA ROY362 BISKO474 BISWAJIT MONDAL #BISMON1 NSE FNO 20140020234 13-Oct-17 BISAWAJIT K MONDAL365 BISKO474 BISWAJIT MONDAL #BISMON1 BSE Equity NISM20130000145 14-Sep-16 BISWAJIT K MONDAL366 BISKO474 BISWAJIT MONDAL #BISMON1 NSE Equity NISM20130000145 14-Sep-16 BISWAJIT K MONDAL363 BISKO474 BISWAJIT MONDAL #BISMON2 NSE Equity 20130000145 14-Sep-16 GOPAL C BARUI364 BISKO474 BISWAJIT MONDAL #BISMON2 BSE Equity 20130000145 14-Sep-16 GOPAL C BARUI367 BISQ1174 BISWAJIT BANERJEE #BISWBA1 NSE FNO NCFM00000721507 3-Oct-15 BISWAJIT BANERJEE368 BISX2493 BISWANATH MANDAL #BI23441 NSE FNO 20140023422 19-Dec-17 BISWANATH MADAN MANDAL369 BJ0J2YEc JAYDEV PAREKH #BJ22601 Mutual Fund ARN48853 26-Mar-15 JAYDEV PAREKH372 bKKWF72J DIPALI BALASAHEB TATTU #DIPTAT1 Mutual Fund ARN79850 18-Apr-15 DIPALI BALASAHEB TATTU373 bKKWF72J DIPALI BALASAHEB TATTU #DIPTAT1 NSE FNO NISM00000805099 22-Mar-16 DIPALI BALASAHEB TATTU374 bKKWF72J DIPALI BALASAHEB TATTU #DIPTAT1 NSE Equity NISM00000805099 22-Mar-16 DIPALI BALASAHEB TATTU375 bKKWF72J DIPALI BALASAHEB TATTU #DIPTAT1 BSE Equity NISM00000805099 22-Mar-16 DIPALI BALASAHEB TATTU370 bKKWF72J DIPALI BALASAHEB TATTU #DIPTAT2 NSE Equity NCFM00000805099 15-Mar-15 BALASAHEB TATTU371 bKKWF72J DIPALI BALASAHEB TATTU #DIPTAT2 Mutual Fund ARN79850 18-Apr-15 DIPALI BALASAHEB TATTU378 BORAS394 ABHIJIT BORCHETIA #ABHBOR1 NSE Equity NCFM00000150932 26-Oct-15 ABHIJIT BORCHETIA376 BORAS394 ABHIJIT BORCHETIA #ABHBOR2 NSE Equity NCFM00000150932 26-Oct-15 DIBYAJYOTI PRODIP BARUAH377 BORAS394 ABHIJIT BORCHETIA #ABHBOR3 NSE Equity NCFM00000150932 26-Oct-15 ABHIJIT MOHOJJAL ROY381 BRIBU472 BRIJESH KUMAR JAISWAL #BRIJAI1 NSE Equity NISM20130000562 9-Nov-16 BRIJESH KUMAR JAISWAL382 BRIBU472 BRIJESH KUMAR JAISWAL #BRIJAI1 BSE Equity NISM20130000562 9-Nov-16 BRIJESH KUMAR JAISWAL379 BRIBU472 BRIJESH KUMAR JAISWAL #BRIJAI2 NSE Equity NISM20130000562 9-Nov-16 RUNA BHAGAT380 BRIBU472 BRIJESH KUMAR JAISWAL #BRIJAI2 BSE Equity NISM20130000562 9-Nov-16 RUNA KALISHANKAR BHAGAT383 BRIBU472 BRIJESH KUMAR JAISWAL #BRIJAI2 NSE FNO NCFM00000706634 24-Apr-15 RUNA KALISHANKAR BHAGAT384 BRPA1328 BRAJBHUSHAN PRASAD SINGH #BRASIN1 NSE Equity NCFM00000794193 10-Apr-15 RANDHIR KUMAR PRABHAKAR387 BYVTKGH2 SAJAL KAUSHIK #BYV6892 BSE Equity NISM00000950898 15-Feb-16 MANISHA KAUSHIK388 BYVTKGH2 SAJAL KAUSHIK #BYV6892 NSE Equity NISM00000950898 15-Feb-16 MANISHA KAUSHIK385 BYVTKGH2 SAJAL KAUSHIK #SAJKAU1 BSE Equity NISM00000950898 15-Feb-16 SAJAL KAUSHIK386 BYVTKGH2 SAJAL KAUSHIK #SAJKAU1 NSE Equity NISM00000950898 15-Feb-16 SAJAL KAUSHIK389 C13VEEbZ THEKKEMADAM NARAYANANAN GANESH #GANESH1 Mutual Fund ARN29564 8-Jul-15 T N GANESH390 C13VEEbZ THEKKEMADAM NARAYANANAN GANESH #GANESH1 NSE Equity NCFM00000867674 13-Oct-15 T N GANESH391 c3ME4RN4 SURESH KR #SUREKR1 NSE Equity NCFM00000826099 24-Apr-15 KR SURESH392 c4BH0TBc RAJESH KESHAVCHAND GUPTA #c423435 Mutual Fund ARN82875 26-Jan-17 RAJESH GUPTA393 C7XZX7H3 KIRAN SINGH #KIRSIN1 NSE FNO 1034501 8-Jan-16 TARZAN GAYAPRASAD YADAV394 C7XZX7H3 KIRAN SINGH #KIRSIN1 NSE Equity 616307 31-Mar-16 TARZAN GAYAPRASAD YADAV395 C7XZX7H3 KIRAN SINGH #KIRSIN2 NSE Equity 616307 31-Mar-16 VINAY VISHWAMBHAR TIWARI396 c8KcAOWJ YOGESH PANDEY #YOGPAN1 NSE FNO NCFM00000746925 8-Sep-15 YOGESH PANDEY398 c8KcAOWJ YOGESH PANDEY #YOGPAN1 Mutual Fund ARN97765 20-May-17 YOGESH PANDEY399 c8KcAOWJ YOGESH PANDEY #YOGPAN1 BSE Equity NISM00000746925 24-Aug-15 YOGESH PANDEY401 c8KcAOWJ YOGESH PANDEY #YOGPAN1 NSE Equity NISM00000746925 24-Aug-15 YOGESH A PANDEY397 c8KcAOWJ YOGESH PANDEY #YOGPAN2 Mutual Fund ARN97765 20-May-17 YOGESH PANDEY400 c8KcAOWJ YOGESH PANDEY #YOGPAN2 NSE Equity NISM00000746925 24-Aug-15 MANISHA PANDEY402 C9R85UOY YOGESH GOYAL #C920534 Mutual Fund ARN1602 6-Dec-15 YOGESH GOYAL403 CARA2552 CARAZMATIC INTERNET SERVICES PRIVATE LIMITED #CA23872 NSE FNO BSEBCDPVFEB3665 21-Feb-15 DANISH HAYAT404 CARA2552 CARAZMATIC INTERNET SERVICES PRIVATE LIMITED #CA23872 NSE Equity 986135 29-Mar-17 DANISH HAYAT405 cD6833LL MANISH KUMAR #cD22784 Mutual Fund ARN80810 22-May-15 MANISH KUMAR406 cFMJ8G7I NARESH BHOGILAL SHAH #cF20667 Mutual Fund ARN6473 19-Sep-16 NARESH BHOGILAL SHAH407 cGYI5FUU SURENDRA KHARBANDA #cG23622 Mutual Fund ARN89958 24-Jun-16 SURENDRA KHARBANDA

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Certificate Expiry Cases8

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 408 CHAA2268 CHANDRAKANT D HARHARE #CHA7272 BSE Equity 20140002455 2-Jul-17 CHANDRAKANT D HARARE409 CHAA2268 CHANDRAKANT D HARHARE #CHA7272 NSE Equity 20140002455 2-Jul-17 CHANDRAKANT D HARARE410 CHAA2268 CHANDRAKANT D HARHARE #CHA7272 NSE FNO 20140016596 4-Jul-17 CHANDRAKANT D HARARE411 CHABA118 CHANDANA MOHANTY #CHAMOH1 NSE FNO 1086340 20-Dec-16 GAUTAM P SINGH412 CHABA118 CHANDANA MOHANTY #CHAMOH1 NSE Equity 834210 29-May-15 GAUTAM P SINGH413 CHABA118 CHANDANA MOHANTY #CHAMOH4 NSE Equity 834210 29-May-15 MALAYA KUMAR BISWAL414 CHABI863 CHANDRABHUSHAN KUMAR #CHA4031 NSE Equity NISM20130000146 14-Sep-16 HARI SHANKAR KUMAR415 CHABI863 CHANDRABHUSHAN KUMAR #CHA4031 BSE Equity NISM20130000146 14-Sep-16 HARI SHANKAR KUMAR418 CHABI863 CHANDRABHUSHAN KUMAR #CHAKUM1 BSE Equity NISM20130000146 14-Sep-16 CHANDRA BHUSHAN KUMAR419 CHABI863 CHANDRABHUSHAN KUMAR #CHAKUM1 NSE Equity NISM20130000146 14-Sep-16 CHANDRA BHUSHAN KUMAR416 CHABI863 CHANDRABHUSHAN KUMAR #CHAKUM2 NSE Equity NISM20130000146 14-Sep-16 PUSHPA KUMARI417 CHABI863 CHANDRABHUSHAN KUMAR #CHAKUM2 BSE Equity NISM20130000146 14-Sep-16 PUSHPA KUMARI420 CHAMI444 CHANDRA PRAKASH YADAV #CHAYAD1 NSE Equity NISM20130000821 21-Nov-16 CHANDRA PRAKASH YADAV422 CHAMI444 CHANDRA PRAKASH YADAV #CHAYAD1 NSE FNO NISM20130007852 22-Nov-16 CHANDRA PRAKASH YADAV421 CHAMI444 CHANDRA PRAKASH YADAV #CHAYAD3 NSE Equity 20130000821 21-Nov-16 BHARTIYA KUMARI423 CHAMI444 CHANDRA PRAKASH YADAV #CHAYAD3 NSE FNO 20130007853 22-Nov-16 BHARTIYA KUMARI424 CHAO2404 CHANDRA BHUSAN PANDEY #CH22924 NSE Equity NISM20130000820 21-Nov-16 CHANDRA BHUSHAN PANDEY425 CHAO2404 CHANDRA BHUSAN PANDEY #CH22924 BSE Equity NISM20130000820 21-Nov-16 CHANDRA BHUSHAN PANDEY426 CHAO2404 CHANDRA BHUSAN PANDEY #CH22924 NSE FNO NISM20130007856 22-Nov-16 CHANDRA BHUSHAN PANDEY427 CHAO2650 CHANDRESH KUMAR GUPTA #CH24161 CDX BCFPVJUL101824 3-Jul-16 CHANDRESH KUMAR GUPTA428 CHAO2650 CHANDRESH KUMAR GUPTA #CH24161 BSE Equity 201200002426 13-Aug-17 CHANDRESH KUMAR GUPTA429 CHAO2650 CHANDRESH KUMAR GUPTA #CH24161 NSE Equity 201200002426 13-Aug-17 CHANDRESH KUMAR GUPTA430 CHAO2650 CHANDRESH KUMAR GUPTA #CH24161 NSE FNO EDPVFEB100771 26-Feb-16 CHANDRESH KUMAR GUPTA434 CHAOR627 CHAPALA MOHANTY #CHAPMO1 BSE Equity 20140003121 23-Sep-17 SANJAYA MOHANTY435 CHAOR627 CHAPALA MOHANTY #CHAPMO1 NSE Equity 20140003121 23-Sep-17 SANJAYA B MOHANTY438 CHAOR627 CHAPALA MOHANTY #CHAPMO2 NSE Equity 20140003121 23-Sep-17 S RAJANI439 CHAOR627 CHAPALA MOHANTY #CHAPMO2 BSE Equity 20140003121 23-Sep-17 S RAJANI431 CHAOR627 CHAPALA MOHANTY #CHAPMO3 NSE FNO BSEBCDBHUJUN506 23-Jun-15 PRAFULLA KUMAR MOHANTY436 CHAOR627 CHAPALA MOHANTY #CHAPMO3 BSE Equity 20140003121 23-Sep-17 PRAFULLA KUMAR MOHANTY437 CHAOR627 CHAPALA MOHANTY #CHAPMO3 NSE Equity 20140003121 23-Sep-17 PRAFULLA KUMAR MOHANTY432 CHAOR627 CHAPALA MOHANTY #CHAPMO4 BSE Equity 20140003121 23-Sep-17 CHAPALA PRAFULLA MOHANTY433 CHAOR627 CHAPALA MOHANTY #CHAPMO4 NSE Equity 20140003121 23-Sep-17 CHAPALA PRAFULLA MOHANTY440 CHAOR627 CHAPALA MOHANTY #CHAPMO4 NSE FNO 20140020645 24-Sep-17 CHAPALA PRAFULLA MOHANTY441 CHAPUN28 CHANDRAKANT BHIMRAO GUMASTE #CHAGUM1 NSE Equity NCFM00000071575 17-Jun-18 CHANDRAKANT BHIMRAO GUMASTE442 CHAPUN28 CHANDRAKANT BHIMRAO GUMASTE #CHAGUM2 NSE Equity NCFM00000071575 17-Jun-18 VAISHALI CHANDRAKANT GUMASTE443 CHAPUN28 CHANDRAKANT BHIMRAO GUMASTE #CHAGUM3 NSE Equity NCFM00000071575 17-Jun-18 VIJAYGAURI CHANDRAKANT GUMASTE444 CHARA823 CHANCHAL MATHUR #CHA9553 BSE Equity 20140001093 3-Jan-17 CHANCHAL G MATHUR445 CHARA823 CHANCHAL MATHUR #CHA9553 NSE Equity 20140001093 3-Jan-17 CHANCHAL G MATHUR447 CHARA823 CHANCHAL MATHUR #CHA9553 NSE FNO NISM20130002257 16-Aug-16 CHANCHAL G MATHUR446 CHARA823 CHANCHAL MATHUR #CHAMAT1 NSE Equity NCFM00000828309 8-May-15 MOHIT .449 CHHMU397 CHHAYA DHAVAL SHAH #CHHSHA1 NSE Equity 2014002601 22-Aug-17 CHHAYA DHAVAL SHAH450 CHHMU397 CHHAYA DHAVAL SHAH #CHHSHA1 BSE Equity 2014002601 22-Aug-17 CHHAYA DHAWAL SHAH448 CHHMU397 CHHAYA DHAVAL SHAH #CHHSHA2 NSE Equity NCFM00000126019 19-Mar-15 DHAVAL BANSILAL SHAH451 CHIG2573 CHINTAMANI DHANURJAYA PADHI #CH23727 NSE Equity 846866 5-May-17 SADIQUE AKHTAR ANSARI452 CHIL2378 CHIRANJEEVI NALAMOTHU #CH22948 NSE FNO NISM20130006665 19-Oct-16 CHIRANJEEVI NALAMOTHU453 CHIL2378 CHIRANJEEVI NALAMOTHU #CH22948 Mutual Fund ARN94948 28-Aug-16 CHIRANJEEVI NALAMOTHU454 CHIL2378 CHIRANJEEVI NALAMOTHU #CH22948 NSE Equity NISM00000718123 31-Aug-16 CHIRANJEEVI V NALAMOTHU455 CHIL2378 CHIRANJEEVI NALAMOTHU #CH22948 BSE Equity NISM00000718123 31-Aug-16 CHIRANJEEVI V NALAMOTHU456 CHJA1248 CHANDAN YASHWANT BARAMBE #CHANBH1 NSE Equity NCFM00000188419 7-May-18 CHANDAN YASHWANT BHARAMBE457 CHMXbG25 INTELLECTUAL FINANCIAL PLANNIN G AND ADVISORY - #CH24080 Mutual Fund ARN99309 21-Dec-17 PRASHANT MUDGIL458 cJXQGca3 PRAKASHCHANDRA B TRIVEDI #cJ20694 Mutual Fund ARN88326 23-Jan-16 PRAKASHCHANDRA B TRIVEDI459 COMT2703 COMPASS FINANCIAL ADVISOR - #CO24295 Mutual Fund ARN98217 26-Oct-17 COMPASS COMPASS SERIVES460 COZEUWF8 SATISHKUMAR S SUBHEDAR #SATSUB1 NSE Equity NCFM00000928455 21-May-16 SATISHKUMAR S SUBHEDAR461 CPTU1169 PRABHUDEVA CS #CSPRAB1 BSE Equity NISM00001065594 20-Feb-16 C S PRABHUDEVA462 CPTU1169 PRABHUDEVA CS #CSPRAB1 NSE Equity NISM00001065594 20-Feb-16 C S PRABHUDEVA463 cSCHG6I4 NIRAJ THACKER #cS23981 Mutual Fund ARN36837 17-Mar-17 NIRAJ THACKER464 CXN78SZ8 MEENAKHI DHAR #MEENAK1 Mutual Fund ARN10556 6-Jun-16 NALINIKANTA NITYANAND DHAR465 CXN78SZ8 MEENAKHI DHAR #MEENAK1 NSE Equity NCFM00000070697 18-Oct-16 NALINIKANTA NITYANAND DHAR466 D0PGT43Y VISHAL V SHAH #D021419 Mutual Fund ARN16343 30-Aug-16 VISHAL V SHAH

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Certificate Expiry Cases9

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 468 D5P8BT2B TAPAN KUMAR BHOWMIK #D5P2141 NSE Equity NCFM00001023718 1-Oct-17 SUBHRANGSHU BANERJEE467 D5P8BT2B TAPAN KUMAR BHOWMIK #TAPBHO1 NSE Equity NCFM00001023718 1-Oct-17 TAPAN KUMAR BHOWMIK469 D5P8BT2B TAPAN KUMAR BHOWMIK #TAPBHO1 NSE FNO NISM20140011761 24-Jan-17 TAPAN KUMAR BHOWMIK470 DANQ2173 DANIEL WILLIAM DSOUZA #DAN5413 Mutual Fund ARN52797 7-Aug-15 DANIEL W DSOUZA471 DANQ2173 DANIEL WILLIAM DSOUZA #DAN5413 BSE Equity NISM00000165368 10-Oct-15 DANIEL W DSOUZA472 DANQ2173 DANIEL WILLIAM DSOUZA #DAN5413 NSE Equity NISM00000165368 22-Oct-15 DANIEL W DSOUZA473 DaU5Y3WU ROHIT DROLIA #Da22922 Mutual Fund ARN87508 6-Nov-15 ROHIT DROLIA474 DbC289QX TAPAN KIRANCHANDRA DAVE #Db20033 Mutual Fund ARN71574 11-Nov-16 TAPAN KIRANCHANDRA DAVE475 DEBE2554 DEBASHREE DUTTA #DE23553 BSE Equity 160152 19-Jun-17 DEBASHREE D DUTTA476 DEBE2554 DEBASHREE DUTTA #DE23553 NSE Equity 160152 19-Jun-17 DEBASHREE D DUTTA477 DEBK2362 DEBASHIS CHOUDHURY #DE23955 NSE Equity 20130000147 14-Sep-16 DEBASHIS NARENDRA CHOWDHARY478 DEBK2362 DEBASHIS CHOUDHURY #DE23955 BSE Equity 20130000147 14-Sep-16 DEBASHIS NARENDRA CHOWDHARY479 DEBX2497 DEBENDRA NATH GIRI #DE23386 Mutual Fund ARN83868 28-Nov-17 DEBENDRA NATH GIRI480 DEBX2497 DEBENDRA NATH GIRI #DE23386 NSE Equity 20140003145 30-Sep-17 DEBENDRA NATH GIRI481 DEEB2523 DEEPAK BALA #DE23445 NSE Equity 143018 31-Jul-15 SHALLU B BANSAL483 DEETHA10 DEEPALAXMI PRASHANT CHAUBAL #DEEPAL1 NSE Equity NCFM00000142391 24-Sep-15 DEEPALAXMI PRASHANT CHAUBAL484 DEETHA10 DEEPALAXMI PRASHANT CHAUBAL #DEEPAL2 NSE Equity NCFM00000142391 24-Sep-15 AMOG PMPRAKASH KORDE482 DEETHA10 DEEPALAXMI PRASHANT CHAUBAL #DEEPAL4 NSE Equity NCFM00000142391 24-Sep-15 PRAKASH NARAYAN BHAGAT485 DEEU1217 DEEPTI SHARMA #DEESHA1 NSE Equity NCFM00000708604 7-Dec-17 ATUL GOSWAMI486 DEHA1261 DEBOJIT PAUL #DEBPAU1 NSE Equity NCFM00000835462 12-Mar-16 DEBOJIT PAUL487 DEHA1261 DEBOJIT PAUL #DEBPAU1 Mutual Fund NCFM00000835462 21-May-16 DEBOJIT PAUL488 DEHA1261 DEBOJIT PAUL #DEBPAU1 NSE FNO 20140020643 22-Sep-17 DEBOJIT SHANKAR PAUL489 DEPA1024 DEENDAYAL NA #DEEDAY1 NSE Equity 860355 3-Sep-15 ABHINAV KUMAR PANDEY490 DEVBU770 DEVENDRAKUMAR SINGH #DE24106 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR498 DEVBU770 DEVENDRAKUMAR SINGH #DE24106 NSE Equity 20140001826 22-Feb-17 NEERAJ R KUMAR501 DEVBU770 DEVENDRAKUMAR SINGH #DE24106 BSE Equity 20140001826 22-Feb-17 NEERAJ R KUMAR495 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN1 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR506 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN1 NSE Equity NCFM00000846561 28-Aug-15 PAPPU KUMAR SAH491 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN2 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR499 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN2 NSE Equity 20140001826 22-Feb-17 MINA KUMARI500 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN2 BSE Equity 20140001826 22-Feb-17 MINA KUMARI494 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN3 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR497 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN3 NSE FNO 20140012931 21-Feb-17 DEVENDRA KUMAR SINGH502 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN3 NSE Equity 846561 28-Aug-15 DEVENDRA KUMAR SINGH493 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN4 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR505 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN4 NSE Equity NCFM00000846561 28-Aug-15 SANGITA SINGH496 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN5 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR503 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN5 NSE Equity NCFM00000846561 28-Aug-15 MAMTA SINGH492 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN6 Mutual Fund ARN97096 8-Aug-17 NEERAJ R KUMAR504 DEVBU770 DEVENDRAKUMAR SINGH #DEVSIN6 NSE Equity NCFM00000846561 28-Aug-15 SUBHASH GOEL507 DEVH2584 DEVARAJAN KUMARESAN #DE23921 NSE Equity 820584 21-Jun-15 D SOUNDHARARAJAN508 DEVN2147 DEVESH KUMAR TIWARY #DEV4295 NSE Equity NISM20130000822 21-Nov-16 DEVESH KUMAR TIWARI509 DEVN2147 DEVESH KUMAR TIWARY #DEV4295 BSE Equity NISM20130000822 21-Nov-16 DEVESH KUMAR TIWARI510 DEVN2147 DEVESH KUMAR TIWARY #DEV4295 NSE FNO NISM20130007839 22-Nov-16 DEVESH KUMAR TIWARI511 DEVP2415 DEVANG S SHAH #DE23024 BSE Equity 1107679 1-Sep-16 DEVANG SURENDRA SHAH512 DEVP2415 DEVANG S SHAH #DE23024 NSE Equity 1107679 1-Sep-16 DEVANG SURENDRA SHAH513 DFGJXQO3 PRAKASH CHANDRA CHANDRA #PRACHP1 Mutual Fund ARN80992 28-May-15 PRAKASH CHANDRA514 DHAE1058 DHANANJAY SUDHAKAR SOHANI #DHAASU1 BSE Equity BSEMHAUG104600 31-Aug-16 DHANANJAY SOHANI515 DHAE1058 DHANANJAY SUDHAKAR SOHANI #DHAASU1 NSE Equity BSEMHAUG104600 31-Aug-16 DHANANJAY S SOHANI518 DHAGU842 DHARMESH SURYAKANT MANDALIYA #DHAMAN1 NSE Equity NCFM00000144306 4-Jun-16 DHARMESH SURYAKANT MANDALIYA516 DHAGU842 DHARMESH SURYAKANT MANDALIYA #DHAMAN2 NSE FNO 20140011704 3-Mar-17 HITESH SURYAKANT MANADALIYA520 DHAGU842 DHARMESH SURYAKANT MANDALIYA #DHAMAN2 NSE Equity NCFM00000138410 4-Jun-16 HITESH SURYAKANT MANDALIYA517 DHAGU842 DHARMESH SURYAKANT MANDALIYA #DHAMAN3 NSE Equity NCFM00000144306 4-Jun-16 HEMANGI D MANDALIYA519 DHAGU842 DHARMESH SURYAKANT MANDALIYA #DHAMAN5 NSE Equity NCFM00000138410 4-Jun-16 HEENA HITESH MANDALIYA521 DHICHI78 DHIRAJ PARAS OSWAL #DHIOSW3 BSE Equity 20140002456 2-Jul-17 DHIRAJ PARAS OSWAL522 DHICHI78 DHIRAJ PARAS OSWAL #DHIOSW3 NSE Equity 20140002456 2-Jul-17 DHIRAJ PARAS OSWAL523 DHICHI78 DHIRAJ PARAS OSWAL #DHIOSW3 CDX 20140007103 3-Jun-17 DHIRAJ PARAS OSWAL524 DHICHI78 DHIRAJ PARAS OSWAL #DHIOSW3 NSE FNO 20140016597 4-Jul-17 DHIRAJ PARAS OSWAL525 DHIS2692 DHIRAJKUMAR ASHOKKUMAR NAGARKAR #DH24261 Mutual Fund ARN94833 12-Feb-17 DHIRAJKUMAR ASHOKKUMAR NAGARKAR

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Certificate Expiry Cases10

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 526 DHRT2458 DHRUV CHAWLA #DH23123 Mutual Fund ARN95978 3-May-15 DHRUV SURAJ CHAWLA527 DHRT2458 DHRUV CHAWLA #DH23123 NSE FNO 20130009825 20-Dec-16 DHRUV SURAJ CHAWLA528 DHRT2458 DHRUV CHAWLA #DH23123 NSE Equity 1005824 21-May-17 DHRUV SURAJ CHAWLA529 DILSI624 DILIP SITANI #DILSIT1 NSE Equity NISM20140001152 9-Jan-17 DILIP SITANI530 DILSI624 DILIP SITANI #DILSIT1 BSE Equity NISM20140001152 9-Jan-17 DILIP SITANI531 DILSI624 DILIP SITANI #DILSIT1 NSE FNO NISM20140010489 10-Jan-17 DILIP SITANI532 DIPAS482 DIPAK RANJAN DAS #DIPDAS1 Mutual Fund ARN8628 15-Mar-16 DIPAK RANJAN DAS534 DIPAS482 DIPAK RANJAN DAS #DIPDAS1 NSE Equity NCFM00000112714 26-Mar-16 DIPAK RANJAN DAS533 DIPAS482 DIPAK RANJAN DAS #DIPDAS2 NSE Equity NCFM00000112714 26-Mar-16 MITHUN MUKUNDHA DHAR535 DIVR2439 DIVYESH VIRBHADRASINH SOLANKI #DI22979 BSE Equity NISM00001121815 16-Nov-16 DIVYESH V SOLANKI536 DIVR2439 DIVYESH VIRBHADRASINH SOLANKI #DI22979 NSE Equity NISM00001121815 16-Nov-16 DIVYESH V SOLANKI537 DIVR2439 DIVYESH VIRBHADRASINH SOLANKI #DI22979 NSE FNO 20140016331 28-Jun-17 DIVYESH V SOLANKI540 DIWMA751 DIWAKARR BALAJI DESAI #DIWDES1 NSE Equity NISM00000018450 16-Aug-16 HARISHCHANDRA SUHAS GOSAVI538 DIWMA751 DIWAKARR BALAJI DESAI #DIWDES2 NSE FNO NISM00000018450 12-Oct-16 D B DESAI539 DIWMA751 DIWAKARR BALAJI DESAI #DIWDES2 Mutual Fund ARN234 15-Jul-15 DIWAKAR BALAJI DESAI541 DIWMA751 DIWAKARR BALAJI DESAI #DIWDES2 NSE Equity NISM00000018450 17-Aug-16 DIWAKAR BALAJI DESAI542 DNYV2471 DNYANESHWAR K TAMBAY #DN23131 Mutual Fund ARN51257 22-Jun-16 D K TAMBAY545 DURGH237 DURGAPRASAD VERMA #DURVER1 NSE Equity 20130000823 21-Nov-16 AJAY KUMAR VERMA546 DURGH237 DURGAPRASAD VERMA #DURVER1 BSE Equity 20130000823 21-Nov-16 AJAY KUMAR VERMA547 DURGH237 DURGAPRASAD VERMA #DURVER2 NSE Equity 20130000823 21-Nov-16 DURGA PRASAD VERMA548 DURGH237 DURGAPRASAD VERMA #DURVER2 BSE Equity 20130000823 21-Nov-16 DURGA PRASAD VERMA551 DURGH237 DURGAPRASAD VERMA #DURVER2 NSE FNO 20130007837 22-Nov-16 DURGA PRASAD VERMA543 DURGH237 DURGAPRASAD VERMA #DURVER3 NSE Equity 20130000823 21-Nov-16 DEEPAK RAJENDRA KUMAR544 DURGH237 DURGAPRASAD VERMA #DURVER3 BSE Equity 20130000823 21-Nov-16 DEEPAK RAJENDRA KUMAR549 DURGH237 DURGAPRASAD VERMA #DURVER4 NSE Equity 20130000823 21-Nov-16 LAL RAM YADAV550 DURGH237 DURGAPRASAD VERMA #DURVER4 BSE Equity 20130000823 21-Nov-16 LAL RAM YADAV552 DURTI680 DURAISAMY VIJAYAN #DVIJAY1 NSE FNO NCFM00000152106 1-Oct-16 VIJAYAN DURAISAMY NA553 DURTI680 DURAISAMY VIJAYAN #DVIJAY1 NSE Equity NCFM00000152106 5-Feb-16 DURAISAMY VIJAYAN555 DURTI680 DURAISAMY VIJAYAN #DVIJAY3 NSE Equity NCFM00000152106 5-Feb-16 SENTHIL RAJA554 DURTI680 DURAISAMY VIJAYAN #DVIJAY4 NSE Equity NCFM00000152106 5-Feb-16 S MOHANAVALLI556 EcI59E4I JIMISH Y SHAH #Ec20273 Mutual Fund ARN38740 22-Apr-17 JIMISH SHAH557 EcRTF7JR NAGARAJA #NAGARA1 Mutual Fund ARN80075 6-May-15 NAGARAJA BG558 EcRTF7JR NAGARAJA #NAGARA1 NSE Equity NCFM00000825848 17-Apr-15 NAGARAJA BG560 EcRTF7JR NAGARAJA #NAGARA1 NSE FNO NISM00000825848 21-May-16 BG NAGARAJA561 EcRTF7JR NAGARAJA #NAGARA1 BSE Equity NISM00000825848 27-Sep-15 BG NAGARAJA559 EcRTF7JR NAGARAJA #NAGARA2 NSE Equity NCFM00000825848 17-Apr-15 MADHUSUDAN GURUMURTHY562 EKWQIJI4 PRASSANNA VASHISHTH VED #EK20202 Mutual Fund ARN37510 17-Dec-16 PRASSANNA VASHISHTH VED563 ENCDbP30 HANSHUL BRIJKISHOR AGRAWAL #HANAGA1 NSE Equity 20140001156 9-Jan-17 HANSHUL BRIJKISHOR AGRAWAL564 ENDO2543 ENDOVIA FINANCIAL SERVICES #EN23409 BSE Equity 201300002450 6-Apr-17 VARDARAJAN RAMASWAMY565 ENDO2543 ENDOVIA FINANCIAL SERVICES #EN23409 Mutual Fund ARN93840 12-Feb-17 VARADARAJAN RAMASWAMY566 ENK0X4F3 RANJAN KUMAR #EN22443 Mutual Fund ARN81754 8-Oct-16 RANJAN KUMAR567 EOF8POC5 TANAY CONSULTANCY SERVICES - #EO23379 Mutual Fund ARN51610 22-Jul-15 SHALIN KIRTIKANT568 EUZ3a11H SANJAY MUNJAL #EU19459 Mutual Fund ARN2820 1-Jul-15 SANJAY MUNJAL569 F21PZ51L MANOJ KUMAR SAHOO #F219492 Mutual Fund ARN73717 17-Jan-17 MANOJ KUMAR SAHOO570 FbHZ595K BIKSHAPATHI THOTA #Fb20487 Mutual Fund ARN71893 26-Jan-17 BIKSHAPATHI THOTA571 FcHWY0ZS SUDHA AGARWAL #SUDWAL1 BSE Equity BSESTKPVJUN23528 11-Jun-15 JITENDRA MOHANLAL KAMBOJ572 FINA2661 FINATOZ FINANCIAL SERVICES #FI24136 Mutual Fund ARN95227 27-Mar-17 PRIYA JAIN573 FNPKG3H7 SANDHYA VIKRAM #SANVIK1 NSE Equity NCFM00000840806 12-Jun-15 SANDHYA NAGARAJ VIKRAM574 FR0VSQ2R AMAR MAGGO #AMAMAG1 NSE Equity NCFM00000879537 14-Dec-15 AMAR .575 FRIK2QS2 ANAND GAUTAM #FR19786 Mutual Fund ARN61439 8-Mar-16 ANAND GAUTAM576 G6LSHQDP PRAVEEN AMARNATH YADAV #PRAYAD1 NSE Equity NCFM00000745325 28-Jul-15 PRAVEEN KUMAR579 G87ZSNEM MAHABUBAL HAQUE #MAHHAQ1 NSE Equity NCFM00000920269 11-Apr-16 NILANJAN NIRMAL GHOSH577 G87ZSNEM MAHABUBAL HAQUE #MAHHAQ2 NSE Equity NISM20130000578 9-Nov-16 SIRJUL HAQUE578 G87ZSNEM MAHABUBAL HAQUE #MAHHAQ2 BSE Equity NISM20130000578 9-Nov-16 SIRJUL HAQUE581 GAFTH769 GNA SALEEM #GSALEM1 NSE Equity NCFM00000205726 16-Sep-16 G SALEEM582 GAFTH769 GNA SALEEM #GSALEM2 NSE Equity NCFM00000205726 16-Sep-16 P VIMAL RAJ580 GAFTH769 GNA SALEEM #GSALEM3 NSE Equity NCFM00000205726 16-Sep-16 P KAMAL RAJ583 GAFTH769 GNA SALEEM #GSALEM4 NSE Equity NCFM00000205726 16-Sep-16 RAJINA SALEEM584 GAGAM532 GAGANDEEP SHARE BROK P L #GAGBRO1 NSE Equity NCFM00000300404 14-Aug-15 SARABJIT J SINGH

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 585 GAGAM532 GAGANDEEP SHARE BROK P L #GAGBRO2 NSE Equity 300404 14-Aug-15 GAGANDEEP D SINGH586 GAJC2787 GAJENDRA SINGHVI #GA24615 Mutual Fund ARN9599 20-Sep-15 GAJENDRA SINGHVI587 GAJTKVc2 MAMTABEN Y MEHTA #GA21285 Mutual Fund ARN77731 12-Jun-17 MAMTABEN MEHTA588 GANAP547 GANJI SRINIVAS #GANSRI1 NSE Equity NISM20140001280 17-Jan-17 G M SRINIVAS589 GANAP547 GANJI SRINIVAS #GANSRI1 BSE Equity NISM20140001280 17-Jan-17 G M SRINIVAS590 GANAP547 GANJI SRINIVAS #GANSRI1 NSE FNO NISM20130004609 20-Sep-16 G M SRINIVAS591 GANBI805 GANESH KUMAR #GANKUM1 NSE Equity NCFM00000788730 12-Mar-15 SONU KUMAR VERMA592 GAPE1028 GANESANP NA #GANESP1 NSE Equity 362246 5-Aug-15 S SAMPATH KUMAR593 GAPE1028 GANESANP NA #GANESP1 NSE FNO NISM00000687737 5-Dec-15 S SAMPATH KUMAR596 GAPE1028 GANESANP NA #GANESP1 BSE Equity 362246 8-May-15 S SAMPATH KUMAR594 GAPE1028 GANESANP NA #GANESP2 BSE Equity NCFM00000362246 6-Aug-15 P G GANESAN595 GAPE1028 GANESANP NA #GANESP2 NSE Equity NCFM00000362246 6-Aug-15 P S GANESHAN597 GAUG2570 GAURAV SHRIVASTAV #GA24085 NSE Equity 20140002457 2-Jul-17 GAURAV T SRIVASTAV598 GAUG2570 GAURAV SHRIVASTAV #GA24085 NSE FNO 20140016598 4-Jul-17 GAURAV T SRIVASTAV599 GAUG2576 GAURAV RAKESH BHARGAVA #GA23626 Mutual Fund NCFM-0000027257 23-Aug-16 GAURAV BHARGAVA606 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA1 NSE Equity 129425 3-Apr-16 PRAKASH B THAKARE607 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA1 BSE Equity 129425 3-Apr-16 PRAKASH B THAKARE608 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA1 NSE FNO 201200013755 3-Sep-17 PRAKASH B THAKARE604 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA2 BSE Equity NISM00000129425 3-Apr-16 GAJENDRA RAJKUMAR PATHAK605 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA2 NSE Equity NISM00000129425 3-Apr-16 GAJENDRAN RAJKUMAR PATHAK602 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA3 NSE Equity 129425 3-Apr-16 KAMALESH C BISEN603 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA3 BSE Equity 129425 3-Apr-16 KAMALESH C BISEN600 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA4 NSE Equity NCFM00000888561 1-Jan-16 Vinay Morarji Ruparel601 GAYGO460 GAYATRI PRAKASH THAKARE #GAYTHA5 NSE Equity NCFM00000888561 1-Jan-16 RAJESH RUPAREL RUPAREL609 GaYX5aVF AMITA RASTOGI CHANDRA #AMIRAS1 NSE Equity NCFM00000898853 5-Aug-16 INDRESH CHANDRA RASTOGI610 GEDN2146 GEDUL BALARAM RAO #GED4214 NSE Equity 20140003150 23-Sep-17 RAO BALRAM GEDUL611 GEDN2146 GEDUL BALARAM RAO #GED4214 BSE Equity 20140003150 23-Sep-17 RAO BALRAM GEDUL612 GEOKE247 GEORGE JACOB #GEOJAC1 NSE Equity NISM00000143457 24-Aug-15 GEORGE JACOB613 GEOKE247 GEORGE JACOB #GEOJAC1 BSE Equity NISM00000143457 24-Aug-15 GEORGE JACOB614 GHARA188 GHANSHYAM SHAH #GHASHA1 Mutual Fund ARN9594 2-Apr-16 GHAN SHYAM SHAH615 GHARA188 GHANSHYAM SHAH #GHASHA1 NSE FNO NISM00000324878 10-Aug-16 GHAN SHYAM SHAH616 GHARA188 GHANSHYAM SHAH #GHASHA1 BSE Equity 20140002238 23-May-17 GHANSHYAM S SHAH623 GHARA188 GHANSHYAM SHAH #GHASHA1 NSE Equity 20140002238 23-May-17 GHANSHYAM S SHAH619 GHARA188 GHANSHYAM SHAH #GHASHA2 NSE Equity 20140002238 23-May-17 RAJAT G SHAH620 GHARA188 GHANSHYAM SHAH #GHASHA2 BSE Equity 20140002238 23-May-17 RAJAT G SHAH617 GHARA188 GHANSHYAM SHAH #GHASHA3 BSE Equity 20140002238 23-May-17 SANDHYA S SHAH618 GHARA188 GHANSHYAM SHAH #GHASHA3 NSE Equity 20140002238 23-May-17 SANDHYA S SHAH621 GHARA188 GHANSHYAM SHAH #GHASHA4 NSE Equity 20140002238 23-May-17 BHUMIKA ASHOK SHAH622 GHARA188 GHANSHYAM SHAH #GHASHA4 BSE Equity 20140002238 23-May-17 BHUMIKA ASHOK MALOT629 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR1 BSE Equity NISM00000143320 16-Aug-15 GIRDHAR SARAF630 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR1 NSE Equity NISM00000143320 16-Aug-15 GIRDHAR GOPAL SARAF627 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR2 NSE Equity NISM00000143320 16-Aug-15 MONU SINGH628 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR2 BSE Equity NISM00000143320 16-Aug-15 MONU SINGH624 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR3 BSE Equity NISM00000143320 16-Aug-15 SURAJ SINGH631 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR3 NSE Equity NISM00000143320 16-Aug-15 SURAJ SINGH625 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR4 NSE Equity NISM00000143320 16-Aug-15 UPENDRA SINGH626 GIRBH458 GIRDHAR GOPAL SARAF #GIRSAR4 BSE Equity NISM00000143320 16-Aug-15 UPENDRA SINGH632 GIRKA304 GIRISHKS NA #GIRIKS2 NSE FNO BCDCDRMAY2371 4-May-15 SURESH K KUMAR633 GN2IIX8C UMAKANTA PANDA #GN22451 Mutual Fund ARN35417 23-Dec-16 UMAKANTA KISHORE PANDA634 GNIMEbT6 ANKIREDDYPALLI NIRANJAN REDDY #GN23408 Mutual Fund ARN93039 15-Dec-16 ANKIREDDYPALLI NIRANJAN REDDY636 GORJA399 GORINTARADHA JAYALAKSHMI #GORLAK1 NSE Equity NCFM00000905018 2-Apr-16 G RADHA JAYALAKSHMI637 GORJA399 GORINTARADHA JAYALAKSHMI #GORLAK1 NSE FNO NISM20130006693 19-Oct-16 G RADHA JAYALAKSHMI635 GORJA399 GORINTARADHA JAYALAKSHMI #GORLAK2 NSE Equity NCFM00000905018 2-Apr-16 K HANUMANTHA RAO638 GOVM2136 GOVIND SINGH #GOV3772 NSE Equity NCFM00000850429 26-Jul-15 ROHIT KUMAR DUBEY639 GOVPR856 GOVIND SHUKLA #GOVSHU1 NSE Equity NISM20130000824 21-Nov-16 GOVIND ISHWAR SHUKLA640 GOVPR856 GOVIND SHUKLA #GOVSHU1 BSE Equity NISM20130000824 21-Nov-16 GOVIND ISHWAR SHUKLA641 GSRILcK8 RAMAKRISHNAN NARAYANAN IYER #MOHSRI1 NSE Equity NCFM00000393697 18-Dec-15 MOHIT KUMAR SRIVASTAVA657 GULSR242 GULAM RASOOL KAMAL #GULKA10 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED643 GULSR242 GULAM RASOOL KAMAL #GULKA11 NSE Equity NCFM00000825393 5-Jun-15 Ghulam Rasool Kamal

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 651 GULSR242 GULAM RASOOL KAMAL #GULKA11 NSE FNO NISM20130005935 25-Oct-16 Ghulam Rasool Kamal656 GULSR242 GULAM RASOOL KAMAL #GULKA11 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED662 GULSR242 GULAM RASOOL KAMAL #GULKA12 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED642 GULSR242 GULAM RASOOL KAMAL #GULKAM1 NSE Equity NCFM00000825393 5-Jun-15 VAISHALI VERMA649 GULSR242 GULAM RASOOL KAMAL #GULKAM1 BSE Equity BSESTKKSMAR2322 6-Mar-15 VAISHALI VERMA655 GULSR242 GULAM RASOOL KAMAL #GULKAM1 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED654 GULSR242 GULAM RASOOL KAMAL #GULKAM2 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED645 GULSR242 GULAM RASOOL KAMAL #GULKAM3 NSE Equity NCFM00000825393 5-Jun-15 SYED GLAZALA NAZAI650 GULSR242 GULAM RASOOL KAMAL #GULKAM3 BSE Equity BSESTKKSMAR2322 6-Mar-15 SYED GHAZALA NAZKI659 GULSR242 GULAM RASOOL KAMAL #GULKAM3 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED653 GULSR242 GULAM RASOOL KAMAL #GULKAM4 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED660 GULSR242 GULAM RASOOL KAMAL #GULKAM5 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED663 GULSR242 GULAM RASOOL KAMAL #GULKAM7 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED646 GULSR242 GULAM RASOOL KAMAL #GULKAM8 NSE Equity NCFM00000825393 5-Jun-15 AFSHA MAJEED648 GULSR242 GULAM RASOOL KAMAL #GULKAM8 BSE Equity BSESTKKSMAR2322 5-Mar-15 AFSHA MAJEED661 GULSR242 GULAM RASOOL KAMAL #GULKAM8 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED644 GULSR242 GULAM RASOOL KAMAL #GULKAM9 NSE Equity NCFM00000825393 5-Jun-15 AJAY KUMAR647 GULSR242 GULAM RASOOL KAMAL #GULKAM9 BSE Equity BSESTKKSMAR2322 5-Mar-15 AJAY V KUMAR652 GULSR242 GULAM RASOOL KAMAL #GULKAM9 NSE FNO BSBCDCHDHAPR266 28-Apr-15 AJAY KUMAR658 GULSR242 GULAM RASOOL KAMAL #GULKAM9 Mutual Fund ARN80681 30-May-15 AFSHA MAJEED664 GUPA1254 GURPREET SINGH #GURPSI1 BSE Equity NISM00000667242 23-Mar-17 GURPREET ISHAR SINGH665 GUPA1254 GURPREET SINGH #GURPSI1 NSE Equity NISM00000667242 23-Mar-17 GURPREET ISHAR SINGH666 GUPA1254 GURPREET SINGH #GURPSI1 NSE FNO NCFM00000667242 24-Mar-15 GURPREET ISHAR SINGH675 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFI10 NSE Equity NISM20130000568 9-Nov-16 SUJIT GOPAL SINHA676 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFI10 BSE Equity NISM20130000568 9-Nov-16 SUJIT GOPAL SINHA673 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN1 BSE Equity NISM20130000568 9-Nov-16 NIDHI HARIPRASAD GUPTA674 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN1 NSE Equity NISM20130000568 9-Nov-16 NIDHI HARIPRASAD GUPTA678 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN1 Mutual Fund ARN8723 17-Jul-16 NIDHI HARIPRASAD GUPTA671 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN2 NSE Equity NISM20130000568 9-Nov-16 SUBITRA B MITRA672 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN2 BSE Equity NISM20130000568 9-Nov-16 SUBITRA B MITRA668 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN5 NSE FNO 201300006917 8-Jan-18 HARI PRASAD GUPTA669 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN5 NSE Equity NISM20130000568 9-Nov-16 HARI PRASAD GUPTA670 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN5 BSE Equity NISM20130000568 9-Nov-16 HARI PRASAD GUPTA677 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN5 Mutual Fund ARN8723 17-Jul-16 NIDHI HARIPRASAD GUPTA667 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN7 NSE Equity NCFM00000159173 2-Jul-16 SANJIB BOSE680 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN8 NSE Equity NCFM00000144540 20-Aug-16 DIPTIMOY BEHARI SHEET679 GUPDUR89 GUPTA FINANCIAL SER Pvt Ltd #GUPFIN9 NSE Equity NCFM00000144540 20-Aug-16 JAYESH DEBATRA SENGUPTA687 GURTR208 SNA GURUMOORTHY #SGURU10 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR686 GURTR208 SNA GURUMOORTHY #SGURU11 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR689 GURTR208 SNA GURUMOORTHY #SGURU11 NSE Equity 111685 24-Apr-15 T K MURALIDHAR683 GURTR208 SNA GURUMOORTHY #SGURUM1 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR694 GURTR208 SNA GURUMOORTHY #SGURUM1 NSE FNO BSEBCDSSMAY996 27-May-15 S S GURUMOORTHY682 GURTR208 SNA GURUMOORTHY #SGURUM3 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR692 GURTR208 SNA GURUMOORTHY #SGURUM3 NSE Equity 111685 24-Apr-15 K R VENKATESH681 GURTR208 SNA GURUMOORTHY #SGURUM4 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR691 GURTR208 SNA GURUMOORTHY #SGURUM4 NSE Equity 111685 24-Apr-15 M LAVANYA684 GURTR208 SNA GURUMOORTHY #SGURUM5 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR688 GURTR208 SNA GURUMOORTHY #SGURUM7 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR693 GURTR208 SNA GURUMOORTHY #SGURUM7 NSE Equity 111685 24-Apr-15 V VENKATESAN685 GURTR208 SNA GURUMOORTHY #SGURUM9 Mutual Fund ARN3514 13-May-16 T K MURALIDHAR690 GURTR208 SNA GURUMOORTHY #SGURUM9 NSE Equity 111685 24-Apr-15 S M INDRANI698 GXLI8V4D KIRIT V SHETH #GXL9493 Mutual Fund ARN91989 28-Sep-16 ANIL SINGH695 GXLI8V4D KIRIT V SHETH #KIRSHE1 BSE Equity 201300007337 1-Apr-16 KIRIT SHETH696 GXLI8V4D KIRIT V SHETH #KIRSHE1 NSE Equity 201300007337 1-Apr-16 KIRIT SHETH697 GXLI8V4D KIRIT V SHETH #KIRSHE1 Mutual Fund ARN91989 28-Sep-16 ANIL SINGH699 GY5bIVUO NEHA DEVANG VADODARIYA #GY21590 Mutual Fund ARN89213 28-Apr-16 NEHA DEVANG VADODARIYA700 HARBH126 HARVINDERSINGH SANDHU #HARSAN1 NSE FNO 20130005556 4-Oct-16 HARVINDER SINGH SANDHU702 HARBH126 HARVINDERSINGH SANDHU #HARSAN1 Mutual Fund ARN3703 23-Aug-15 Harvinder Singh Sandhu701 HARBH126 HARVINDERSINGH SANDHU #HARSAN2 NSE Equity 249223 8-Jul-16 GAURAV MAROO

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Certificate Expiry Cases13

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 703 HARBH581 HARPRASANNA MAHAPATRA #HARMAH1 NSE Equity NCFM00000886321 15-Jan-16 HARAPRASANNA MAHAPATRA704 HARDE491 HARSHVARDHAN SINGH PARMAR #HARPAR1 NSE FNO 201400037410 7-Oct-17 HARSHVARDHAN SINGH PARMAR705 HARDE491 HARSHVARDHAN SINGH PARMAR #HARPAR1 BSE Equity 145073 14-Sep-15 HARSHVARDHAN SINGH PARMAR706 HARDE491 HARSHVARDHAN SINGH PARMAR #HARPAR1 NSE Equity 145073 14-Sep-15 HARSHVARDHAN SINGH PARMAR707 HARH2588 HARESH THAKURDAS TANWANI #HA23619 Mutual Fund ARN91568 29-Jul-16 HARESH THAKURDAS TANWANI708 HARI2592 HARMINDER PAL SINGH #HA23958 NSE FNO 20140021313 7-Nov-17 HARMINDER PAL SINGH709 HARI2592 HARMINDER PAL SINGH #HA23958 BSE Equity 20140003298 29-Nov-17 HARMINDER PAL SINGH710 HARI2592 HARMINDER PAL SINGH #HA23958 NSE Equity 20140003298 29-Nov-17 HARMINDER PAL SINGH711 HARI2592 HARMINDER PAL SINGH #HA24075 NSE Equity 20140003298 29-Nov-17 POOJA KAMBOO712 HARI2592 HARMINDER PAL SINGH #HA24075 BSE Equity 20140003298 29-Nov-17 POOJA KAMBOO714 HARQ2425 HARDIK R JOSHI #HA22715 NSE Equity NCFM00000911054 12-Mar-16 HARDIK RAMESHBHAI JOSHI716 HARQ2425 HARDIK R JOSHI #HA22715 Mutual Fund ARN 29804 14-May-15 HARDIK RAMESHBHAI JOSHI717 HARQ2425 HARDIK R JOSHI #HA22715 NSE FNO NISM00000154904 14-Sep-16 HARDIK RAMESHBHAI JOSHI713 HARQ2425 HARDIK R JOSHI #HA22848 NSE Equity NCFM00000911054 12-Mar-16 SACHIN HARSHADBHAI SONI715 HARQ2425 HARDIK R JOSHI #HA22848 Mutual Fund ARN29804 14-May-15 HARDIK RAMESHBHAI JOSHI718 HARUT995 HARISH KUMAR GUPTA #HARGUP1 NSE Equity NISM20130000825 21-Nov-16 HARISH KUMAR GUPTA719 HARUT995 HARISH KUMAR GUPTA #HARGUP1 BSE Equity NISM20130000825 21-Nov-16 HARISH KUMAR GUPTA720 HARZ2516 HARSHIT SUBHASHCHANDRA KALARIYA #HA23362 NSE Equity 201400001159 4-Feb-17 HARSHIT S KALARIYA721 HARZ2516 HARSHIT SUBHASHCHANDRA KALARIYA #HA23362 BSE Equity 201400001159 4-Feb-17 HARSHIT S KALARIYA722 HARZ2516 HARSHIT SUBHASHCHANDRA KALARIYA #HA23362 Mutual Fund ARN44892 10-Jun-17 HARSHIT S KALARIYA723 HARZ2516 HARSHIT SUBHASHCHANDRA KALARIYA #HA23362 NSE FNO 201400001159 11-Feb-17 HARSHIT S KALARIYA724 HARZ2516 HARSHIT SUBHASHCHANDRA KALARIYA #HA23362 CDX 201400001159 25-Feb-17 HARSHIT S KALARIYA725 HEMI2348 HEMALATHA #HE22540 NSE Equity 1026904 18-Aug-17 A R GOPINATH726 HIRU2218 HIRALKUMAR A RATHOD #HIR5394 NSE Equity NCFM00000865546 12-Oct-15 RAJAN HARSHADKUMAR PATEL727 HOTS2773 HOTS WEALTH ADVISORS PRIVATE LIMITED #HO24582 NSE Equity 868508 28-Dec-15 VINAY KUMAR728 I2H91cH7 SUBHASIS BAYEN #I221814 Mutual Fund ARN76372 15-Nov-16 SUBHASIS BAYEN729 IBHI2593 IBHA TALUKDAR #IB23951 NSE Equity 20140002985 21-Sep-17 IBHA G TALUKDAR730 IBHI2593 IBHA TALUKDAR #IB23951 BSE Equity 20140002985 21-Sep-17 IBHA G TALUKDAR731 IBHI2593 IBHA TALUKDAR #IB23951 NSE FNO 20140020636 22-Sep-17 IBHA G TALUKDAR733 IHXHHb7P ARCHANA UTTAM #ARCUTT1 NSE Equity 20130000818 21-Nov-16 RAJU ANAND YADAV732 IHXHHb7P ARCHANA UTTAM #IHX2521 NSE Equity 20130000818 21-Nov-16 ARCHANA B UTTAM734 IHXHHb7P ARCHANA UTTAM #IHX2521 NSE FNO NISM20130007844 22-Nov-16 ARCHANA B UTTAM735 INDD1049 INDRA PRAKASH MISAR #INDMIS1 NSE Equity 20140002275 29-May-17 INDRA PRAKASH MISAR736 INDD1049 INDRA PRAKASH MISAR #INDMIS1 BSE Equity 20140002275 29-May-17 INDRA PRAKASH MISAR737 INDD1049 INDRA PRAKASH MISAR #INDMIS1 NSE FNO 20140015450 30-May-17 INDRAPRAKASH BALWANT MISAR738 INDD2545 INDRASENA REDDY ABBIDI #IN23533 CDX 20140007269 5-Sep-17 INDRA SENA REDDY739 INDD2545 INDRASENA REDDY ABBIDI #IN23533 NSE Equity 841693 15-Jul-16 INDRA SENA REDDY741 INDD2545 INDRASENA REDDY ABBIDI #IN23533 NSE FNO 201400014232 21-Mar-17 INDRA SENA REDDY740 INDD2545 INDRASENA REDDY ABBIDI #IN23883 NSE Equity 841693 15-Jul-16 G MANOJ KUMAR742 INDF2313 INDU KUMARI #IND8554 NSE Equity NCFM00001076427 10-Mar-16 RAJESH YADAV743 INVE1225 INDRA GIRI #IN22596 Mutual Fund ARN51947 3-Sep-15 G MUGUNTHAN745 INVE1225 INDRA GIRI #IN22596 BSE Equity NISM00001027338 5-Sep-15 G MUGUNTHAN748 INVE1225 INDRA GIRI #IN22596 NSE Equity NISM00001027338 5-Sep-15 G MUGUNTHAN744 INVE1225 INDRA GIRI #INDGIR1 Mutual Fund ARN51947 3-Sep-15 G MUGUNTHAN746 INVE1225 INDRA GIRI #INDGIR1 BSE Equity NISM00001027338 5-Sep-15 INDRA GIRI747 INVE1225 INDRA GIRI #INDGIR1 NSE Equity NISM00001027338 5-Sep-15 INDRA GIRI749 INVE2113 INVESTEDGE FINANCIAL CONS P L #IN24069 NSE FNO 730918 6-Jun-16 DINESHKUMAR KANJIBHAI KANJIBHAI750 INVE2113 INVESTEDGE FINANCIAL CONS P L #INV3443 BSE Equity NISM00001091397 24-Jul-16 GOUTAM NARAYAN AMASI751 INVE2113 INVESTEDGE FINANCIAL CONS P L #INV3443 NSE Equity NISM00001091397 24-Jul-16 GOUTAM NARAYAN AMASI752 INVE2113 INVESTEDGE FINANCIAL CONS P L #INV3443 NSE FNO 1091397 28-Oct-16 GOTAM NARAYAN AMASI753 IREKE636 IREEN KOSHY #IREKOS1 NSE Equity NCFM00000930834 14-Jul-16 T N GIGI754 ITJTSUX5 SUCCES CONNECT SERVICES #SUCCON1 Mutual Fund ARN88501 13-Mar-16 PRAMOD HARI RANADE755 ITJTSUX5 SUCCES CONNECT SERVICES #SUCCON1 NSE Equity NCFM00000764772 25-Sep-15 PRAMOD HARI RANADE756 ITJTSUX5 SUCCES CONNECT SERVICES #SUCCON3 NSE Equity NCFM00000764772 25-Sep-15 RUCHIRA P RANADE757 IVDFKTS2 ASHA GUPTA #IVD1141 NSE Equity NCFM00000678997 15-Jun-15 SHIPRAA GOVIND KHANDELWAL758 IVDXO38a JAGAMOHAN SAHOO #JAGSAH2 NSE FNO 20140020658 9-Dec-17 BIREN KUMAR SAHOO759 IVDXO38a JAGAMOHAN SAHOO #JAGSAH2 NSE Equity NISM20130000144 14-Sep-16 BIREN KUMAR SAHOO760 IVDXO38a JAGAMOHAN SAHOO #JAGSAH2 BSE Equity NISM20130000144 14-Sep-16 BIREN KUMAR SAHOO761 JAIBA628 JAI PRAKASH GOYAL #JAIGOY1 NSE Equity NISM20140001107 3-Jan-17 JAI PRAKASH GOYAL

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 762 JAIBA628 JAI PRAKASH GOYAL #JAIGOY1 BSE Equity NISM20140001107 3-Jan-17 JAI PRAKASH GOYAL763 JAIBA628 JAI PRAKASH GOYAL #JAIGOY1 NSE FNO NISM20130009878 28-Dec-16 JAI PRAKASH GOYAL764 JALUP762 JALAJ AGRAWAL #JALAGR1 NSE Equity NCFM00000209834 20-Aug-16 JALAJ KAMLESHCHANDRA AGRAWAL766 JALUP762 JALAJ AGRAWAL #JALAGR1 NSE FNO BSEBCDPVAUG5468 24-Aug-15 JALAJ AGRAWAL765 JALUP762 JALAJ AGRAWAL #JALAGR2 NSE Equity NCFM00000209834 20-Aug-16 VARIJ K AGRAWAL768 JAMU1054 JAIKUMAR KRISHNAN #JAIKRI1 Mutual Fund ARN54972 21-Oct-15 SUSHANT G GIRE770 JAMU1054 JAIKUMAR KRISHNAN #JAIKRI1 NSE Equity NCFM00000913453 25-Mar-16 SUSHANT G GIRE767 JAMU1054 JAIKUMAR KRISHNAN #JAIKRI2 Mutual Fund ARN54972 21-Oct-15 SUSHANT G GIRE769 JAMU1054 JAIKUMAR KRISHNAN #JAIKRI2 NSE Equity NCFM00000913453 25-Mar-16 JAIKUMAR KRISHNAN771 JASS2195 JASODA DULAL ROY #JAS5352 NSE Equity 911282 9-Apr-16 USHARANI S NAYAK772 JASS2195 JASODA DULAL ROY #JAS5352 NSE FNO 911282 30-Mar-15 USHARANI S NAYAK773 JATE1038 JAI NARAYAN BHATI #JAIBHA1 BSE Equity 20140002981 21-Sep-17 JAI NARAYAN BHATI774 JATE1038 JAI NARAYAN BHATI #JAIBHA1 NSE Equity 20140002981 21-Sep-17 JAI NARAYAN BHATI775 JbHb9c7X GIP FINANCIAL PVT LTD #GIPFIN1 BSE Equity BSESTKSSFEB384 13-Feb-16 SANJIV KUMAR JAISWAL776 JbHb9c7X GIP FINANCIAL PVT LTD #GIPFIN1 NSE Equity NCFM00000160774 18-Jun-15 SANJIV KUMAR JAISWAL777 JEQMT83A DHIMANT DHIRAJLAL DESAI #DHIDES1 NSE Equity NCFM00000834504 8-Jun-15 DHIMANT DHIRAJLAL DESAI778 JGZ9A76Q MADHAVI ANAND KURTADIKAR #MAAKUR1 NSE Equity 20140002459 2-Jul-17 MADHAVI KURTADIKAR779 JGZ9A76Q MADHAVI ANAND KURTADIKAR #MAAKUR1 BSE Equity 20140002459 7-Feb-17 MADHAVI KURTADIKAR780 JHAOR299 JHARENDRA BEHERA #JHABEH1 NSE Equity 20140003124 23-Sep-17 JHARENDRA D BEHERA781 JHAOR299 JHARENDRA BEHERA #JHABEH1 NSE FNO 20140020648 24-Sep-17 JHARENDRA D BEHERA782 JITT2454 JITENDRA KUMAR NAGPAL #JI23063 Mutual Fund ARN12759 8-Aug-15 JITENDRA KUMAR NAGPAL783 JITV2474 JITESH ANIL MAHAJAN #JI23571 NSE Equity 20140002278 29-May-17 JITESH ANIL MAHAJAN784 JKUXc38b RAHUL MEHRA #JK22345 Mutual Fund ARN88322 10-Feb-16 RAHUL MEHRA785 JO5GXBCY PINAKIN JAYANTILAL SHAH #JO23991 Mutual Fund ARN39826 19-Apr-17 PINAKIN JAYANTILAL SHAH786 JQCXZ935 RUDRAGIRI ASSOCIATES #RUGIAS1 NSE Equity NCFM00000364074 3-Apr-15 CH KALYANA CHAKRAVARTHY787 JQCXZ935 RUDRAGIRI ASSOCIATES #RUGIAS1 NSE FNO 201400028096 20-Aug-17 CH KALYAN CHAKRAVARTHY788 JYOPU831 JYOTI MIDHA #JYOMID2 NSE FNO 726611 9-Nov-15 BIRJU R JAISWAL789 JYORA116 JYOTIBALA SONI #JYOSON2 NSE Equity 20140002241 23-May-17 JYOTI BALA SONI790 JYORA116 JYOTIBALA SONI #JYOSON2 BSE Equity 20140002241 23-May-17 JYOTI BALA SONI791 JYYS11FC HARINDER SINGH SAHI #HARSAH1 NSE Equity NCFM00000833050 9-Jun-15 HARINDER SINGH SAHI792 JYYS11FC HARINDER SINGH SAHI #HARSAH1 BSE Equity NCFM00000833050 30-Jul-15 HARINDER SINGH SAHI793 K3PIMOMU MODERN FINCON PRIVATE LIMITED - #K323879 Mutual Fund ARN51989 1-Aug-15 HANUMAN PRASAD AGARWAL794 K73MXCN2 SUNIT CHAKRAVARTI #K723189 Mutual Fund ARN87794 17-Jan-16 SUNIT CHAKRAVARTI795 K8bFA44V DESHMUKH BHUSHAN PRATAPRAO #K823060 Mutual Fund ARN80794 29-May-15 PRATAPRAO DESHMUKH796 K8PTOXXT PRABIRKUMAR RATH #PRARAT1 Mutual Fund ARN9551 11-Aug-16 RUKMINI PADHY803 K8PTOXXT PRABIRKUMAR RATH #PRARAT1 BSE Equity 20140003132 23-Sep-17 PRABIR KUMAR RATH804 K8PTOXXT PRABIRKUMAR RATH #PRARAT1 NSE Equity 20140003132 23-Sep-17 PRABIR KUMAR RATH805 K8PTOXXT PRABIRKUMAR RATH #PRARAT1 NSE FNO 20140020655 24-Sep-17 PRABIR KUMAR NATH797 K8PTOXXT PRABIRKUMAR RATH #PRARAT2 Mutual Fund ARN9551 11-Aug-16 RUKMINI PADHY801 K8PTOXXT PRABIRKUMAR RATH #PRARAT2 NSE Equity 20140003132 23-Sep-17 KRUSHNA CHANDRA MAHARANA802 K8PTOXXT PRABIRKUMAR RATH #PRARAT2 BSE Equity 20140003132 23-Sep-17 KRUSHNA CHANDRA MAHARANA798 K8PTOXXT PRABIRKUMAR RATH #PRARAT3 Mutual Fund ARN9551 11-Aug-16 RUKMINI PADHY799 K8PTOXXT PRABIRKUMAR RATH #PRARAT3 BSE Equity 20140003132 23-Sep-17 PALLABI D NANDA800 K8PTOXXT PRABIRKUMAR RATH #PRARAT3 NSE Equity 20140003132 23-Sep-17 PALLABI D NANDA806 KA0KT9GY SANKARAN SANKAR KUMAR #SANSAN1 NSE Equity NCFM00000870740 2-Apr-16 KANAGA VELLU807 KA0KT9GY SANKARAN SANKAR KUMAR #SANSAN2 NSE Equity NCFM00000870740 2-Apr-16 R S SATHYA808 KA0KT9GY SANKARAN SANKAR KUMAR #SANSAN3 NSE FNO 1050796 17-Mar-16 SONIA B GANDHI810 KAIBI150 KAILASHKUMAR SINGHANIA #KAISIN1 NSE Equity NISM00000522664 23-Aug-15 KAILASH KUMAR SINGHANIA812 KAIBI150 KAILASHKUMAR SINGHANIA #KAISIN1 BSE Equity NISM00000522664 23-Aug-15 KAILASH KUMAR SINGHANIA809 KAIBI150 KAILASHKUMAR SINGHANIA #KAISIN2 BSE Equity NISM00000522664 8-Aug-15 SUSHIL KUMAR811 KAIBI150 KAILASHKUMAR SINGHANIA #KAISIN2 NSE Equity NISM00000522664 23-Aug-15 SUSHIL KUMAR813 KAIS2440 KAILAS NARAYAN PARWE #KA23030 CDX 20140007104 3-Jun-17 KAILAS N PARWE814 KAIS2440 KAILAS NARAYAN PARWE #KA23030 NSE Equity NISM00000949837 3-Mar-17 KAILAS N PARWE815 KAIS2440 KAILAS NARAYAN PARWE #KA23030 BSE Equity 949837 3-Mar-17 KAILAS NARAYAN PARWE816 KAIS2440 KAILAS NARAYAN PARWE #KA23030 NSE FNO 20140016599 4-Jul-17 KAILAS NARAYAN PARWE817 KAJF2311 KAJALBEN VYAS #KAJ8479 NSE FNO 20140020714 3-Nov-17 KAJALBEN P VYAS819 KAJWB540 KAJAL KUMAR SINHA #KAJSIN1 NSE Equity NCFM00000782757 2-Mar-15 KAJAL KUMAR SINHA818 KAJWB540 KAJAL KUMAR SINHA #KAJSIN2 NSE Equity NCFM00000748757 2-Mar-15 DEBHASHISH T MUKHARJEE820 KAKG1075 KAKOLI KUNDU #KAKKUN1 NSE Equity 201500000474 22-Jan-18 RIYA ASHOK KUNDU

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 821 KAKG1075 KAKOLI KUNDU #KAKKUN1 BSE Equity 201500000474 22-Jan-18 RIYA ASHOK KUNDU822 KAKG1075 KAKOLI KUNDU #KAKKUN1 NSE FNO 201500000474 23-Jan-18 RIYA ASHOK KUNDU826 KAKWB618 KAKALI CHATTOPADHYA #KAKCHA1 NSE Equity NISM20130000148 14-Sep-16 KAKALI K CHATTPPADHYAY827 KAKWB618 KAKALI CHATTOPADHYA #KAKCHA1 BSE Equity NISM20130000148 14-Sep-16 KAKALI K CHATTPPADHYAY823 KAKWB618 KAKALI CHATTOPADHYA #KAKCHA2 NSE FNO NISM20130004489 13-Sep-16 SOUMYA PRATIM SARKAR824 KAKWB618 KAKALI CHATTOPADHYA #KAKCHA2 BSE Equity NISM20130000148 13-Sep-16 SOUMYA PRATIM SARKAR825 KAKWB618 KAKALI CHATTOPADHYA #KAKCHA2 NSE Equity NISM20130000148 14-Sep-16 SOUMYA PRATIM SARKAR828 KALI2591 KALYAN JONNADA #KA23936 NSE FNO 339126 15-Jun-17 KALYAN CHAKRAVARTHY JONNADA829 KALI2591 KALYAN JONNADA #KA23936 Mutual Fund ARN96959 17-Jul-17 KALYAN CHAKRAVARTHY JONNADA830 KALI2591 KALYAN JONNADA #KA23936 NSE Equity 339126 30-May-17 KALYAN CHAKRAVARTHY JONNADA831 KALI2591 KALYAN JONNADA #KA23936 BSE Equity 339126 30-May-17 KALYAN CHAKRAVARTHY JONNADA832 KALX2245 KALYAN KANTI DUTTA #KAL6332 NSE FNO NISM20130006982 8-Nov-16 KALYANKANTI S DUTTA833 KALX2245 KALYAN KANTI DUTTA #KAL6332 NSE Equity NISM20130000569 9-Nov-16 KALYANKANTI S DUTTA839 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD1 NSE Equity NCFM00000073300 20-May-16 AMIT KUMAR840 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD1 NSE FNO NISM20130007862 22-Nov-16 AMIT KUMAR YADAV834 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD2 NSE FNO NISM00000073300 6-May-16 KAMALA PRASAD YADAV837 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD2 NSE Equity NCFM00000073300 10-May-16 KAMALA PRASAD YADAV838 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD3 NSE Equity NCFM00000073300 10-May-16 PRADEEP BRIJESHWAR ASTHANA836 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD4 NSE Equity NCFM00000073300 10-May-16 SANTOSH AVADRAJ YADAV835 KAMJAU99 KAMALA PRASAD YADAV #KAMYAD5 NSE Equity NCFM00000073300 10-May-16 SAURABH MANBAHADUR SINGH841 KAMJH298 KAMALA KANTA MAHAPATRA #KAMMAH1 NSE FNO NISM00000143156 15-May-16 KAMALA KANTA MAHAPATRA844 KAMJH298 KAMALA KANTA MAHAPATRA #KAMMAH1 NSE Equity NCFM00000143156 27-Feb-15 KAMALA KANTA MAHAPATRA845 KAMJH298 KAMALA KANTA MAHAPATRA #KAMMAH2 NSE Equity 143156 27-Feb-15 BASANTA KUMAR SAHOO842 KAMJH298 KAMALA KANTA MAHAPATRA #KAMMAH3 NSE Equity NCFM00000143156 27-Feb-15 JYOTI RANJAN843 KAMJH298 KAMALA KANTA MAHAPATRA #KAMMAH4 NSE Equity NCFM00000143156 27-Feb-15 JITENDRA MEHER847 KAMMP594 KAMLESHKUMAR SARAT #KAMSAR1 Mutual Fund ARN16052 8-Oct-15 KAMLESHKUMAR SARAT846 KAMMP594 KAMLESHKUMAR SARAT #KAMSAR2 Mutual Fund ARN16052 8-Oct-15 KAMLESHKUMAR SARAT848 KAMO2652 KAMALKISHORE CHAGANLALJI JHAWAR #KA24173 NSE Equity 201400041152 7-Oct-17 DEEPAK KAMALKISHOR JHAWAR849 KAMX2498 KAMLESH PARMAR #KA23309 NSE Equity 811212 24-Jul-15 PULKIT PRAFUL SETH853 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN1 BSE Equity NISM00000145402 10-Aug-15 NAVEEN KUMAR KANDUKURI854 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN1 NSE Equity NISM00000145402 10-Aug-15 NAVEEN KUMAR KANDUKURI859 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN1 Mutual Fund ARN0993 16-Sep-15 NAVEEN KUMAR KANDUKURI860 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN1 NSE FNO NCFM00000145402 24-Mar-15 NAVEEN KUMAR KANDUKURI850 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN2 BSE Equity NISM00000145402 8-Aug-15 PRAVEEN K KUMAR855 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN2 NSE Equity NISM00000145402 10-Aug-15 PRAVEEN K KUMAR856 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN2 NSE FNO 201400050389 11-Nov-17 PRAVEEN K KUMAR851 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN3 BSE Equity NISM00000145402 10-Aug-15 Ponala Swetha852 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN3 NSE Equity NISM00000145402 10-Aug-15 Ponala Swetha857 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN5 BSE Equity 1155520 15-Jun-17 VINOD SRINIVAS GUDUR858 KANWA366 NAVEENKUMAR KANDUKURI #NAVKAN5 NSE Equity 1155520 15-Jun-17 VINOD SRINIVAS GUDUR861 KARA2263 KARUNA MUKESH NAGWANSHI #KAR6933 NSE FNO 20140016600 4-Jul-17 KARUNA MUKESH NAGWANSHI862 KARA2263 KARUNA MUKESH NAGWANSHI #KAR6933 NSE Equity 20140002247 17-Jun-17 KARUNA MUKESH NAGWANSHI863 KARAG110 KARTIKAYE CHAUDHARY #KARCHA1 NSE Equity NCFM00000143799 5-Oct-15 KARTIKAYE CHAUDHARY864 KAVI2092 KAVITA PODDAR #KAV2744 NSE Equity NISM20130000151 14-Sep-16 KRITIKA ARVIND PODDAR865 KAVI2092 KAVITA PODDAR #KAV2744 BSE Equity NISM20130000151 14-Sep-16 KRITIKA ARVIND PODDAR866 KAXQYMK6 RAHUL PATHAK #KA21369 Mutual Fund ARN86090 15-Feb-15 RAHUL PATHAK867 KAYK2368 KAYENPAIBAM BOBBY SINGH #KA22636 NSE Equity NISM20130000150 14-Sep-16 KAYENPAIBAM BOBBY SINGH868 KAYK2368 KAYENPAIBAM BOBBY SINGH #KA22636 BSE Equity 20130000150 14-Sep-16 KAYENPAIBAM BOBBY SINGH869 KAYK2368 KAYENPAIBAM BOBBY SINGH #KA22636 NSE FNO 20140020641 22-Sep-17 KAYENPAIBAM BOBBY SINGH870 KCW9HZFK NARAVANE SHAMIKA MANDAR #NARASH1 NSE Equity NCFM00000318879 7-May-17 SHAMIKA MANDAR NARAVANE871 KEa5TTEO SUKAMAL SINGHAROY #KE22067 Mutual Fund ARN76263 19-Aug-17 SUKAMAL SINGHAROY872 KGcRN3PM VARSHAIL SHAILESH MANGROLE #VARMAN1 NSE FNO NISM00000009836 9-Nov-16 SHAILESH RAJARAM MANGROLE873 KGcRN3PM VARSHAIL SHAILESH MANGROLE #VARMAN1 NSE Equity NISM00000009836 17-Aug-15 SHAILESH RAJARAM MANGROLE874 KGcRN3PM VARSHAIL SHAILESH MANGROLE #VARMAN1 BSE Equity NISM00000009836 17-Aug-15 SHAILESH RAJARAM MANGROLE875 KHIH2589 KHITISH MISHRA #KH23962 BSE Equity 20140003127 23-Dec-17 KHITISH RAMNATH MISHRA876 KHYJ2605 KHYATI MEHTA #KH23931 Mutual Fund ARN70970 24-Jun-16 KHYATI MEHTA877 KIRD2541 KIRITKUMAR RATILAL SHAH #KI23377 Mutual Fund ARN52473 17-Aug-15 KIRITKUMAR RATILAL SHAH878 KJBccWa4 DIWAN MATIYANI #DIWMAT1 Mutual Fund ARN26780 21-Oct-15 DIWAN MATIYANI879 KJTRA754 KJTHOMAS NA #KJTHOM1 NSE FNO NISM00000212143 17-Sep-16 K J THOMAS

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 880 KJTRA754 KJTHOMAS NA #KJTHOM1 NSE Equity 201400050702 22-Dec-17 K J THOMAS881 KJTRA754 KJTHOMAS NA #KJTHOM1 BSE Equity 201400050702 22-Dec-17 K J THOMAS883 KNAB2270 KNA SUBRAMANIAM #KN22456 NSE Equity NISM00000309548 17-Jan-17 K SUBRAMANIAN884 KNAB2270 KNA SUBRAMANIAM #KN22456 NSE FNO 20140021846 21-Nov-17 K SUBRAMANIAN882 KNAB2270 KNA SUBRAMANIAM #KN23393 NSE Equity NISM00000309548 17-Jan-17 R V MANIVANNAN885 KOMYA778 KOMAL LAMBA #KOMLAM1 NSE Equity NCFM00000853356 22-Sep-15 RAHUL GUPTA890 KONOR541 KONCHADA RAMAKRISHNA #KON2745 BSE Equity 201300009346 15-Sep-17 RAVINARAYAN PANKAJ MISHRA894 KONOR541 KONCHADA RAMAKRISHNA #KON2745 Mutual Fund ARN95285 18-Nov-16 KONCHANDA RAMA KRISHNA899 KONOR541 KONCHADA RAMAKRISHNA #KON2745 NSE Equity NCFM00000928924 26-Apr-18 RAVINARAYAN PANKAJ MISHRA886 KONOR541 KONCHADA RAMAKRISHNA #KONKRI1 NSE FNO NISM00000928924 7-May-16 KONCHADA DIVAKAR RAMAKRISHNA887 KONOR541 KONCHADA RAMAKRISHNA #KONKRI1 BSE Equity 201300009346 15-Sep-17 KONCHADA RAMKRISHNA893 KONOR541 KONCHADA RAMAKRISHNA #KONKRI1 Mutual Fund ARN95285 18-Nov-16 KONCHANDA RAMA KRISHNA897 KONOR541 KONCHADA RAMAKRISHNA #KONKRI1 NSE Equity 928924 26-Apr-18 KONCHANDA RAMA KRISHNA888 KONOR541 KONCHADA RAMAKRISHNA #KONKRI2 BSE Equity 201300009346 15-Sep-17 SUSMITA SIBASANKAR RAO892 KONOR541 KONCHADA RAMAKRISHNA #KONKRI2 Mutual Fund ARN95285 18-Nov-16 KONCHANDA RAMA KRISHNA896 KONOR541 KONCHADA RAMAKRISHNA #KONKRI2 NSE Equity NCFM00000928924 26-Apr-18 SUSMITA SIBSANKAR RAO889 KONOR541 KONCHADA RAMAKRISHNA #KONKRI3 BSE Equity 201300009346 15-Sep-17 NARESH LAXMAN ACHARYA891 KONOR541 KONCHADA RAMAKRISHNA #KONKRI3 Mutual Fund ARN95285 18-Nov-16 KONCHANDA RAMA KRISHNA898 KONOR541 KONCHADA RAMAKRISHNA #KONKRI3 NSE Equity NCFM00000928924 26-Apr-18 NARESH LAXMAN ACHARYA895 KONOR541 KONCHADA RAMAKRISHNA #KONKRI4 Mutual Fund ARN95285 18-Nov-16 KONCHANDA RAMA KRISHNA900 KONOR541 KONCHADA RAMAKRISHNA #KONKRI4 NSE Equity NCFM00000928924 26-Apr-18 KABITA NANDA901 KOYJcH4O SANJAY MEHTA #SANMEH1 BSE Equity STKPVFEB102442 6-Feb-19 SANJAY SURENDRA MEHTA902 KOYJcH4O SANJAY MEHTA #SANMEH1 NSE Equity NCFM00000891383 7-Jan-16 SANJAY .903 KOYJcH4O SANJAY MEHTA #SANMEH1 Mutual Fund ARN83262 25-Nov-16 SANJAY MEHTA904 KQXKPF0C POOJA GOEL #POOGOE2 NSE FNO EDPVMAY101455 6-Mar-15 RAHUL GUPTA905 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR1 Mutual Fund ARN98494 4-Nov-17 KRISHNA KUMAR AGRAWAL911 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR1 BSE Equity NISM00000069841 8-Jul-16 KRISHNA KUMAR AGRAWAL920 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR1 NSE Equity NISM00000069841 8-Jun-16 KRISHNA KUMAR AGARWAL921 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR1 NSE FNO NCFM00000069841 27-Jul-15 KRISHNA KUMAR AGRAWAL907 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR2 Mutual Fund ARN98494 4-Nov-17 KRISHNA KUMAR AGRAWAL917 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR2 BSE Equity NISM00000069841 8-Jul-16 SUNIL KUMAR919 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR2 NSE Equity NISM00000069841 8-Jul-16 SUNIL KUMAR908 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR3 Mutual Fund ARN98494 4-Nov-17 KRISHNA KUMAR AGRAWAL915 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR3 BSE Equity NISM00000069841 8-Jul-16 SUDHIR KUMAR918 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR3 NSE Equity NISM00000069841 8-Jul-16 SUDHIR KUMAR906 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR4 Mutual Fund ARN98494 4-Nov-17 KRISHNA KUMAR AGRAWAL913 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR4 BSE Equity NISM00000069841 8-Jul-16 MANISH KUMAR916 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR4 NSE Equity NISM00000069841 8-Jul-16 MANISH KUMAR910 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR5 Mutual Fund ARN98494 4-Nov-17 KRISHNA KUMAR AGRAWAL912 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR5 NSE Equity NISM00000069841 8-Jul-16 SANDEEP GAUTAM914 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR5 BSE Equity NISM00000069841 8-Jul-16 SANDEEP GAUTAM909 KRIPAT42 KRISHNA KUMAR AGRAWAL #KRIAGR9 Mutual Fund ARN98494 4-Nov-17 KRISHNA KUMAR AGRAWAL922 KSIaJPW7 WEALTH SPACE #WEASPA1 NSE Equity NCFM00000766012 19-Feb-15 SENTHIL SUBRAMANIAN S923 KSIaJPW7 WEALTH SPACE #WEASPA1 NSE FNO 20140018764 22-Aug-17 SENTHIL S PILLAI926 KULHA454 KULBHUSHAN GARG #KUL3467 NSE Equity NCFM00000143010 21-Jul-15 ARUNA OM GARG927 KULHA454 KULBHUSHAN GARG #KUL3468 NSE Equity NCFM00000143010 21-Jul-15 ASHISH M KUMAR928 KULHA454 KULBHUSHAN GARG #KUL3469 NSE Equity NCFM00000143010 21-Jul-15 JAGDEEP KUMAR924 KULHA454 KULBHUSHAN GARG #KULGAR1 NSE FNO 143010 15-Jul-17 KUL BHUSHAN GARG925 KULHA454 KULBHUSHAN GARG #KULGAR1 NSE Equity NCFM00000143010 21-Jul-15 KUL BHUSHAN GARG929 KULHA454 KULBHUSHAN GARG #KULGAR1 BSE Equity STKPVMAY102509 23-May-19 KUL BHUSHAN GARG930 KUMA2013 KUMAR SACHINDRA #KUM4171 NSE FNO NCFM00000152004 5-May-15 KUMAR SHITAL SACHINDRA932 KUMA2013 KUMAR SACHINDRA #KUM4171 NSE Equity NCFM00000152004 26-Oct-15 KUMAR SHITAL SACHINDRA931 KUMA2013 KUMAR SACHINDRA #KUM5492 NSE Equity NCFM00000152004 26-Oct-15 RAJEEV SINGH933 KUMU2462 USHARANI XESS #KU23199 NSE Equity NCFM00000915647 2-Mar-17 DEEPAK TITEN BADAIK935 KUMU2462 USHARANI XESS #KU23375 NSE Equity 20140003129 23-Sep-17 USHARANI XESS936 KUMU2462 USHARANI XESS #KU23375 BSE Equity 20140003129 23-Sep-17 USHARANI C XESS937 KUMU2462 USHARANI XESS #KU23375 NSE FNO 20140020652 24-Sep-17 USHARANI C XESS934 KUMU2462 USHARANI XESS #KU23837 NSE Equity 915647 2-Mar-17 PANKAJ KUMAR SAHOO938 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN1 NSE Equity NCFM00000177590 22-Oct-15 BHARAT AMRUTLAL TANNA

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 941 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN1 BSE Equity NISM00000177590 22-Oct-15 BHARAT AMRUTLAL TANNA944 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN1 NSE FNO 201400015784 28-Jun-17 BHARAT AMRUTLAL TANNA939 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN2 BSE Equity NISM00000177590 22-Oct-15 NEELAM DILIP KADAM940 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN2 NSE Equity NISM00000177590 22-Oct-15 NEELAM DILIP KADAM942 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN3 NSE Equity NISM00000177590 22-Oct-15 APARNA ANANT NAIK943 KUNAL409 KUNDAN BHARAT TANNA #KUNTAN3 BSE Equity NISM00000177590 22-Oct-15 APARNA ANANT NAIK949 KUNKO443 KUNTI CHAUHAN #KUNCHA1 NSE Equity 20140002273 29-May-17 KUNTI B CHAVAN950 KUNKO443 KUNTI CHAUHAN #KUNCHA1 BSE Equity 20140002273 29-May-17 KUNTI B CHAVAN951 KUNKO443 KUNTI CHAUHAN #KUNCHA1 NSE FNO 20140015448 30-May-17 KUNTI B CHOUHAN945 KUNKO443 KUNTI CHAUHAN #KUNCHA2 NSE Equity NCFM00000929686 2-Jul-16 RAGINI CHAUHAN CHAUHAN946 KUNKO443 KUNTI CHAUHAN #KUNCHA3 NSE Equity NCFM00000929686 2-Jul-16 YOGESH PATIDAR948 KUNKO443 KUNTI CHAUHAN #KUNCHA4 NSE Equity NCFM00000929686 2-Jul-16 KUMAR MOHAR SINGH947 KUNKO443 KUNTI CHAUHAN #KUNCHA5 NSE Equity NCFM00000929686 2-Jul-16 BIJENDRA F KUMAR952 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA1 NSE FNO 201400003816 11-Feb-17 DHRUV CHOTILAL BHANDERI958 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA1 NSE Equity BSEMHJUL104254 12-Jul-16 DHRUV CHOTILAL BHANDERI959 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA1 BSE Equity BSEMHJUL104254 12-Jul-16 DHRUV CHOTILAL BHANDERI953 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA2 BSE Equity BSEMHJUL104254 12-Jul-16 CHHOTALAL RAMJIBHAI BHANDERI956 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA2 NSE Equity BSEMHJUL104254 12-Jul-16 CHOTILAL RAMJIBHAI BHANDERI957 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA3 BSE Equity BSEMHJUL104254 12-Jul-16 PATOLIYA SACHIN KISHORBHAI960 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA3 NSE Equity BSEMHJUL104254 12-Jul-16 PATOLIA SACHIN KISHORBHAI954 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA4 NSE Equity BSEMHJUL104254 12-Jul-16 MAYAK JAYANTILAL BHANDERI955 KUNRA490 KUNDAN CHHOTALAL BHANDERI #KUNBHA4 BSE Equity BSEMHJUL104254 12-Jul-16 MAYANK JAYANTILAL BHANDERI964 KURVIJ96 KURELLA SUJATHA #KURSUJ1 NSE Equity NCFM00000572548 21-Jun-18 BHASKAR PHANI KUMAR961 KURVIJ96 KURELLA SUJATHA #KURSUJ2 BSE Equity NISM20140001282 17-Jan-17 SUJATHA KURELLA962 KURVIJ96 KURELLA SUJATHA #KURSUJ2 NSE Equity NISM20140001282 17-Jan-17 SUJATHA KURELLA965 KURVIJ96 KURELLA SUJATHA #KURSUJ2 NSE FNO 20140015425 30-May-17 SUJATHA KURELLA963 KURVIJ96 KURELLA SUJATHA #KURSUJ5 NSE Equity NCFM00000572548 21-Jun-18 A PRASAD966 KVBQSQP2 SADAY PANDEY #KVB7756 NSE Equity NCFM00000461846 5-Mar-16 SADAY Wagish PANDEY967 KVBQSQP2 SADAY PANDEY #SADPAN1 NSE Equity NCFM00000461846 5-Mar-16 ANVESH PANDEY968 KXIRVYIE ANKIT CHOPRA #KX23026 Mutual Fund ARN82856 5-Jun-17 ANKIT CHOPRA969 L1PVc8A5 PROSPERITREE - #L119972 Mutual Fund ARN16012 22-Nov-15 AMIT N HAPSE970 L2AYT1BT RAJESH KUMAR #L219768 Mutual Fund ARN88093 15-Nov-15 RAJESH KUMAR971 LALSI294 LALIT SHRIVASTAVA #LALSHR1 NSE Equity 20140001158 9-Jan-17 NISHANT SINGH CHOUHAN972 LALSI294 LALIT SHRIVASTAVA #LALSHR1 BSE Equity 20140001158 9-Jan-17 NISHANT SINGH CHOUHAN973 LALSI294 LALIT SHRIVASTAVA #LALSHR2 NSE Equity 20140001158 9-Jan-17 ANIL B VISHWAKARMA974 LALSI294 LALIT SHRIVASTAVA #LALSHR2 BSE Equity 20140001158 9-Jan-17 ANIL B VISHWAKARMA975 LALSI294 LALIT SHRIVASTAVA #LALSHR3 BSE Equity 20140001158 9-Jan-17 SUMIT SONI976 LALSI294 LALIT SHRIVASTAVA #LALSHR3 NSE Equity 20140001158 9-Jan-17 SUMIT SONI977 LALSI294 LALIT SHRIVASTAVA #LALSHR4 BSE Equity 20140001158 9-Jan-17 KASHIRAM RAMNATH PATEL980 LALSI294 LALIT SHRIVASTAVA #LALSHR4 NSE Equity 20140001158 9-Jan-17 KASHIRAM RAMNATH PATEL981 LALSI294 LALIT SHRIVASTAVA #LALSHR4 NSE FNO 201400104645 10-Jan-17 KASHIRAM RAMNATH PATEL978 LALSI294 LALIT SHRIVASTAVA #LALSHR5 NSE Equity 20140001158 9-Jan-17 LALIT SRIVASTAVA979 LALSI294 LALIT SHRIVASTAVA #LALSHR5 BSE Equity 20140001158 9-Jan-17 LALIT SRIVASTAVA982 LAMK2619 LAMBODAR MAJHI #LA24280 NSE Equity 225681 17-Jul-15 PABITRA MOHAN BEHERA983 LARA1099 LALIT KUMAR SHRIVASTAVA #LALISH1 NSE Equity NISM00000480241 2-Sep-16 LALIT KUMAR SHIRVASTAV984 LARA1099 LALIT KUMAR SHRIVASTAVA #LALISH1 BSE Equity NISM00000480241 2-Sep-16 LALIT KUMAR SHRIVASTAVA985 LARA1382 LALINDRA KUMAR #LALKUM1 BSE Equity NISM20130000153 14-Sep-16 LALINDRA R KUMAR986 LARA1382 LALINDRA KUMAR #LALKUM1 NSE Equity NISM20130000153 14-Sep-16 LALINDRA R KUMAR987 LB6DMV5K MITESH BIHARIBHAI RAY #LB22090 Mutual Fund ARN70496 27-Sep-16 MITESH BIHARIBHAI RAY988 LEOM2288 LEOMANAGEMENTCONSULTANTS P. L #LEO9373 NSE Equity NCFM00001031036 24-Aug-17 VIJAYSHREE LAXMI989 LEST2691 LESTAR INVESTMENT SOLUTIONS AND SERVICES PRIVATE LIMITED #LE24531 NSE Equity 201400046303 2-Nov-17 GULSHAN GUPTA992 LINE2144 LINEYSHA FINANCIAL SER P L #LI24253 NSE Equity 20140003134 23-Sep-17 ANANDITA ASHOK SADHU993 LINE2144 LINEYSHA FINANCIAL SER P L #LI24253 BSE Equity 20140003134 23-Sep-17 ANANDITA ASHOK SADHU991 LINE2144 LINEYSHA FINANCIAL SER P L #LIN4497 Mutual Fund ARN82956 10-Feb-17 JAGANNATH PRADHAN994 LINE2144 LINEYSHA FINANCIAL SER P L #LIN4497 NSE Equity 20140003134 23-Sep-17 JAGANNATH UPENDRANATH PRADHAN995 LINE2144 LINEYSHA FINANCIAL SER P L #LIN4497 BSE Equity 20140003134 23-Sep-17 JAGANNATH UPENDRANATH PRADHAN999 LINE2144 LINEYSHA FINANCIAL SER P L #LIN4497 NSE FNO 20140020646 24-Sep-17 JAGANNATH UPENDRANATH PRADHAN990 LINE2144 LINEYSHA FINANCIAL SER P L #LIN7312 Mutual Fund ARN82956 10-Feb-17 JAGANNATH PRADHAN996 LINE2144 LINEYSHA FINANCIAL SER P L #LIN7312 NSE Equity 20140003134 23-Sep-17 KAMALA KANTA SAHOO

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Certificate Expiry Cases18

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 997 LINE2144 LINEYSHA FINANCIAL SER P L #LIN7312 BSE Equity 20140003134 23-Sep-17 KAMALA KANTA SAHOO998 LINE2144 LINEYSHA FINANCIAL SER P L #LIN7312 NSE FNO 20140020657 24-Sep-17 KAMALA KANTA SAHOO1000 LK08OaD3 RAJENDRA PRASAD YADAV #RAJYAD1 NSE Equity NISM20130000829 21-Nov-16 RAJENDRA PRASAD YADAV1001 LK08OaD3 RAJENDRA PRASAD YADAV #RAJYAD1 NSE FNO 20130007846 22-Nov-16 RAJENDRA PRASAD YADAV1002 LK08OaD3 RAJENDRA PRASAD YADAV #RAJYAD1 CDX 20130005844 23-Nov-16 RAJENDRA PRASAD YADAV1003 LKKCGP3a REKHABEN SHASHIKANT SHAH #LK23079 Mutual Fund ARN89648 17-Apr-16 REKHABEN SHAH1004 LNWaEPa2 SAMIRKUMAR V PATEL #SAMPAT1 NSE Equity NCFM00000821634 2-Dec-15 SAMIRKUMAR V PATEL1005 LNWaEPa2 SAMIRKUMAR V PATEL #SAMPAT1 BSE Equity BSESTKCMMAY18502 27-May-15 SAMIRKUMAR VIRAMBHAI PATEL1006 LU12B52T ARCHANA GUPTA #ARCGUP1 NSE Equity 862525 4-Aug-17 ANSHUL K GUPTA1007 LXP07VYU S J RAIYANI #LX20663 Mutual Fund ARN54825 6-Apr-15 S J RAIYANI1008 M7IDHRXH CHANDIDAS MUKHERJEE #M722041 Mutual Fund ARN65919 4-Jun-16 CHANDIDAS MUKHERJEE1009 MADE2558 MADHU DAYAL #MA23511 NSE Equity 20140002460 2-Jul-17 MADHU DAYAL1013 MADKO131 MADHUMATI KULKARNI #MADKUL1 NSE Equity NCFM00000784731 18-Dec-15 ANKITA NIRMAL AGRAWAL1020 MADKO131 MADHUMATI KULKARNI #MADKUL1 NSE FNO NISM00000784731 27-Jan-16 ANKITA NIRMAL AGRAWAL1015 MADKO131 MADHUMATI KULKARNI #MADKUL2 NSE Equity NCFM00000784731 18-Dec-15 SAMEER RAMRAO KULKARNI1019 MADKO131 MADHUMATI KULKARNI #MADKUL2 Mutual Fund ARN20557 25-Oct-16 SAMEER RAMRAO KULKARNI1016 MADKO131 MADHUMATI KULKARNI #MADKUL3 NSE Equity 784731 18-Dec-15 BHAGYESHRI RAMRAO KULKARNI1014 MADKO131 MADHUMATI KULKARNI #MADKUL4 NSE Equity NCFM00000784731 18-Dec-15 MADHUMATI RAMRAO KULKARNI1017 MADKO131 MADHUMATI KULKARNI #MADKUL5 NSE Equity NCFM00000784731 18-Dec-15 ANRUDDHA ASHOK KULKARNI1011 MADKO131 MADHUMATI KULKARNI #MADKUL6 NSE Equity NCFM00000158893 16-Dec-15 ANAND KUMAR MALU1018 MADKO131 MADHUMATI KULKARNI #MADKUL6 NSE FNO NCFM00000158893 21-May-15 ANAND KUMAR MALU1010 MADKO131 MADHUMATI KULKARNI #MADKUL7 NSE Equity NCFM00000158893 16-Dec-15 SANJEEV P SONI1012 MADKO131 MADHUMATI KULKARNI #MADKUL8 NSE Equity NCFM00000158893 16-Dec-15 BIMAL KUMAR MODI1021 MADX2248 MADHUMITA SINHA #MAD6456 NSE Equity NISM20130000579 9-Nov-16 SOURAV SINHA1022 MADX2248 MADHUMITA SINHA #MAD6456 BSE Equity NISM20130000579 9-Nov-16 SOURAV SINHA1023 MAHAHM29 MAHENDRA UMEDBHAI PATEL #MAHPAT1 NSE Equity NCFM00000144230 17-Sep-15 MAHINDRA UMEDBHAI PATEL1026 MAHAHM29 MAHENDRA UMEDBHAI PATEL #MAHPAT1 NSE FNO 201400014684 20-Jun-17 MAHENDRA UMEDBHAI PATEL1027 MAHAHM29 MAHENDRA UMEDBHAI PATEL #MAHPAT1 BSE Equity SORMCCMJUL2299 21-Aug-15 MAHINDRA UMEDBHAI PATEL1025 MAHAHM29 MAHENDRA UMEDBHAI PATEL #MAHPAT2 NSE Equity NCFM00000144230 17-Sep-15 KHUSHUBU NISHIT PATEL1024 MAHAHM29 MAHENDRA UMEDBHAI PATEL #MAHPAT4 NSE Equity NCFM00000144230 17-Sep-15 SATISH MOHANBHAI PATEL1028 MAHAU790 MAHENDRA JAIPRAKASHJI NAVANDAR #MAHNAV1 NSE FNO NCFM00000195317 3-Nov-15 MAHENDRA JAIPRAKASHJI NAVANDAR1029 MAHAU790 MAHENDRA JAIPRAKASHJI NAVANDAR #MAHNAV1 CDX 20130002538 10-May-16 MAHENDRA JAIPRAKASHJI NAVANDAR1030 MAHAU790 MAHENDRA JAIPRAKASHJI NAVANDAR #MAHNAV1 Mutual Fund ARN88401 14-Jan-16 MAHENDRA JAIPRAKASHJI NAVANDAR1033 MAHAU790 MAHENDRA JAIPRAKASHJI NAVANDAR #MAHNAV1 NSE Equity NCFM00000195317 24-Sep-16 MAHENDRA JAIPRAKASHJI NAVANDAR1032 MAHAU790 MAHENDRA JAIPRAKASHJI NAVANDAR #MAHNAV2 NSE Equity NCFM00000195317 24-Sep-16 RIZWAN ZAHIRUDDHIN SHAIKH1031 MAHAU790 MAHENDRA JAIPRAKASHJI NAVANDAR #MAHNAV3 NSE Equity NCFM00000195317 24-Sep-16 AMRITA JAIPRAKASH NAVANDAR1035 MAHHY380 MAHENDRA ANTHANNAGARI #MAH1822 NSE Equity NCFM00000145108 11-Dec-15 P VIJAY JANARDHAN1038 MAHHY380 MAHENDRA ANTHANNAGARI #MAH1822 Mutual Fund ARN62635 21-Sep-17 P VIJAY JANARDHAN1034 MAHHY380 MAHENDRA ANTHANNAGARI #MAHANT1 NSE FNO NISM00000145108 8-Jan-17 MAHENDRA SHANKAR ANTHANNAGARI1036 MAHHY380 MAHENDRA ANTHANNAGARI #MAHANT1 NSE Equity NCFM00000145108 11-Dec-15 MAHENDRA SHANKER ANTHANNAGARI1037 MAHHY380 MAHENDRA ANTHANNAGARI #MAHANT1 Mutual Fund ARN62635 21-Sep-17 P VIJAY JANARDHAN1039 MAHHY380 MAHENDRA ANTHANNAGARI #MAHANT5 Mutual Fund ARN62635 21-Sep-17 P VIJAY JANARDHAN1041 MAHRAJ76 MAHENDRA MATHUR #MAHMAT1 BSE Equity NISM00001094998 1-Jul-16 MAHENDRA KUMAR MATHUR1043 MAHRAJ76 MAHENDRA MATHUR #MAHMAT1 NSE Equity NISM00001094998 1-Jul-16 MAHENDRA KUMAR MATHUR1046 MAHRAJ76 MAHENDRA MATHUR #MAHMAT1 NSE FNO 20130009884 28-Dec-16 MAHENDRA KUMAR MATHUR1040 MAHRAJ76 MAHENDRA MATHUR #MAHMAT2 NSE Equity NISM00001094998 1-Jul-16 NEELAM MATHUR1042 MAHRAJ76 MAHENDRA MATHUR #MAHMAT2 BSE Equity NISM00001094998 1-Jul-16 NEELAM MATHUR1044 MAHRAJ76 MAHENDRA MATHUR #MAHMAT3 NSE Equity NISM00001094998 1-Jul-16 PANKAJ BABULAL SHARMA1045 MAHRAJ76 MAHENDRA MATHUR #MAHMAT3 BSE Equity NISM00001094998 1-Jul-16 PANKAJ BABULAL SHARMA1051 MAHTA227 MAHENDRAN ANANDHAM #MAHANA1 Mutual Fund ARN36543 19-Apr-15 MAHENDRAN ANANDHAM1057 MAHTA227 MAHENDRAN ANANDHAM #MAHANA1 NSE Equity NISM0000083474 23-Aug-15 MAHENDRAN ANANDHAM1058 MAHTA227 MAHENDRAN ANANDHAM #MAHANA1 BSE Equity NISM0000083474 23-Aug-15 MAHENDRAN ANANDHAM1049 MAHTA227 MAHENDRAN ANANDHAM #MAHANA2 Mutual Fund ARN36543 19-Apr-15 MAHENDRAN ANANDHAM1052 MAHTA227 MAHENDRAN ANANDHAM #MAHANA2 BSE Equity NISM0000083474 23-Aug-15 SABITHA DEVI1061 MAHTA227 MAHENDRAN ANANDHAM #MAHANA2 NSE Equity NISM0000083474 23-Aug-15 SABITHA DEVI1048 MAHTA227 MAHENDRAN ANANDHAM #MAHANA3 Mutual Fund ARN36543 19-Apr-15 MAHENDRAN ANANDHAM1053 MAHTA227 MAHENDRAN ANANDHAM #MAHANA3 NSE Equity NISM0000083474 23-Aug-15 USHADEVI S KAMARAJ1054 MAHTA227 MAHENDRAN ANANDHAM #MAHANA3 BSE Equity NISM0000083474 23-Aug-15 Ushadevi S KAMARAJ1050 MAHTA227 MAHENDRAN ANANDHAM #MAHANA4 Mutual Fund ARN36543 19-Apr-15 MAHENDRAN ANANDHAM

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Certificate Expiry Cases19

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1059 MAHTA227 MAHENDRAN ANANDHAM #MAHANA4 BSE Equity NISM0000083474 23-Aug-15 R Priyadharshini1060 MAHTA227 MAHENDRAN ANANDHAM #MAHANA4 NSE Equity NISM0000083474 23-Aug-15 R Priyadharshini1047 MAHTA227 MAHENDRAN ANANDHAM #MAHANA5 Mutual Fund ARN36543 19-Apr-15 MAHENDRAN ANANDHAM1055 MAHTA227 MAHENDRAN ANANDHAM #MAHANA5 BSE Equity NISM0000083474 23-Aug-15 R S Suryakala1056 MAHTA227 MAHENDRAN ANANDHAM #MAHANA5 NSE Equity NISM0000083474 23-Aug-15 SURYAKALA S RAJENDRAN1062 MaHVDbT7 DIPTESH BHATTACHARYA #Ma22939 Mutual Fund ARN72934 29-Dec-16 DIPTESH BHATTACHARYA1065 MAIOR146 MAITREYI PATNAIK #MAIPAT1 BSE Equity 37375 21-May-17 BHIBHU PRASAD DAS1067 MAIOR146 MAITREYI PATNAIK #MAIPAT1 NSE Equity 37375 21-May-17 BHIBHU PRASAD DAS1063 MAIOR146 MAITREYI PATNAIK #MAIPAT2 NSE FNO NISM00000037375 18-Oct-16 BISWA PRASAD DAS1068 MAIOR146 MAITREYI PATNAIK #MAIPAT2 BSE Equity 37375 22-May-17 BISWA PRASAD DAS1069 MAIOR146 MAITREYI PATNAIK #MAIPAT2 NSE Equity 37375 22-May-17 BISWA PRASAD DAS1064 MAIOR146 MAITREYI PATNAIK #MAIPAT3 BSE Equity 37375 21-May-17 JITENDRA KUMAR SAMAL1066 MAIOR146 MAITREYI PATNAIK #MAIPAT3 NSE Equity 37375 21-May-17 JITENDRA KUMAR SAMAL1070 MAKA1295 MANOJ KANT VERMA #MANVER1 NSE Equity NCFM00000477897 26-Mar-16 MANOJ KANT VERMA1071 MAMT2700 MAMTA SINHA #MA24324 NSE Equity 155686 5-Feb-16 ATUL KUMAR SINHA1072 MAN01LAK MANEESHKUMAR SINGHAL #MANSIN1 NSE Equity NCFM00000384730 1-Sep-17 AMIT TANEJA1073 MANBI807 MANAS KUMAR RAKSHIT #MANRAK2 NSE Equity 1003423 18-Apr-17 LAXMI GANGADHAR DAS1074 MANBO135 MANOJ KUMAR CHOUDHA #MANCHO1 BSE Equity NISM00000142828 12-Oct-15 MANOJ KUMAR CHOUDHARY1075 MANBO135 MANOJ KUMAR CHOUDHA #MANCHO1 NSE Equity NISM00000142828 12-Oct-15 MANOJ KUMAR CHOUDHARY1076 MANBO135 MANOJ KUMAR CHOUDHA #MANCHO1 NSE FNO 20140012965 21-Feb-17 MANOJ KUMAR CHOUDHARY1077 MANE2551 MANOJ NAMDEO KUMRE #MA23447 NSE FNO 20130000778 26-Jul-16 MANOJ NAMDEO KUMRE1078 MANE2551 MANOJ NAMDEO KUMRE #MA23447 NSE Equity 20140002280 29-May-17 MANOJ NAMDEO KUMRE1079 MANE2551 MANOJ NAMDEO KUMRE #MA23447 CDX 20140007085 31-May-17 MANOJ NAMDEO KUMRE1080 MANGWA32 MANISH CHATURVEDI #MANCHA1 NSE FNO NCFM00000428413 1-Jan-16 PRASHANT CHATURVEDI1082 MANGWA32 MANISH CHATURVEDI #MANCHA1 NSE Equity NCFM00000428413 7-Sep-16 PRASHANT MURLIDHAR MURLIDHAR1085 MANGWA32 MANISH CHATURVEDI #MANCHA2 NSE Equity NCFM00000428413 7-Sep-16 SHYAM MURLIDHAR CHATURVEDI1081 MANGWA32 MANISH CHATURVEDI #MANCHA3 NSE Equity NCFM00000428413 7-Sep-16 SUNIL RAMKUMAR MISHRA1083 MANGWA32 MANISH CHATURVEDI #MANCHA4 NSE Equity NCFM00000428413 7-Sep-16 SHWETA ASHOK MITTAL1084 MANGWA32 MANISH CHATURVEDI #MANCHA5 NSE Equity NCFM00000428413 7-Sep-16 VIKAS RAMGOPAL DIKSHIT1086 MANHI961 MANOHAR SHARMA #MANSHA1 NSE Equity 20140003297 29-Nov-17 MANOHAR R SHARMA1087 MANI1025 MANISH JAROLI #MANJAR1 NSE Equity NCFM00000379408 23-Apr-16 GOVINDA DINESH MANDOVARA1088 MANP2660 MANAS RANJAN SWAIN #MA24298 NSE Equity 159240 21-May-16 RAJENDRA KUMAR GUPTA1089 MANP2663 MANISHA JAISWAL #MA24244 NSE Equity 1064052 19-Oct-18 ATUL JAISWAL1090 MANU2714 MANISH M JAVERI #MA24535 Mutual Fund ARN80731 22-Sep-17 MANISH M JAVERI1092 MANVA238 MANHARKUMAR DAYANANDBHAI KHERNAR #MANKHE1 NSE Equity NCFM00000144162 12-May-16 MANHARKUMAR DAYANANDBHAI KHERNAR1093 MANVA238 MANHARKUMAR DAYANANDBHAI KHERNAR #MANKHE1 BSE Equity NISM00000144162 17-Aug-15 MANHARKUMAR DAYANAND KHERNAR1094 MANVA238 MANHARKUMAR DAYANANDBHAI KHERNAR #MANKHE1 NSE FNO NISM00000144162 27-Jun-16 MANHARKUMAR DAYANANDBHAI KHERNAR1091 MANVA238 MANHARKUMAR DAYANANDBHAI KHERNAR #MANKHE2 NSE Equity NCFM00000144162 12-May-16 NITESH MAGANBHAI YADAV1095 MARO1369 MANJEET KAUR #MANKAU1 NSE FNO NISM00001004496 4-Jun-16 PAWAN KUMAR AGRAWAL1097 MARO1369 MANJEET KAUR #MANKAU1 NSE Equity NCFM00000901177 12-Feb-16 PAWAN KUMAR AGRAWAL1096 MARO1369 MANJEET KAUR #MANKAU2 NSE Equity NCFM00000901177 12-Feb-16 Aftab Hussain1098 McEJDQW6 JAWAHAR KUTTYPADY #JAWKUT1 BSE Equity 20140001157 9-Jan-17 JAWAHAR KUTTYPADY1099 McEJDQW6 JAWAHAR KUTTYPADY #JAWKUT1 NSE Equity 20140001157 9-Jan-17 JAWAHAR KUTTYPADY1100 McEJDQW6 JAWAHAR KUTTYPADY #JAWKUT1 NSE FNO 20140010493 10-Jan-17 JAWAHAR KUTTYPADY1101 McEJDQW6 JAWAHAR KUTTYPADY #JAWKUT1 Mutual Fund ARN10021 15-Mar-16 JAWAHAR KUTTYPADY1102 MEHC2534 MEHUL MAHENDRA KINKHABWALA #ME23322 Mutual Fund ARN67526 12-Apr-17 MEHUL MAHENDRA KINKHABWALA1103 MEHH2587 MEHUL KISHOR SHAH #ME23620 Mutual Fund ARN93403 8-Jan-17 MEHUL SHAH1104 METE1255 MEHARBAN ALI #MEHALI1 NSE FNO NCFM00000681704 13-Apr-15 MEHA BAN ALI1105 METE1255 MEHARBAN ALI #MEHALI1 NSE Equity 681704 24-Feb-17 MEHERBAN ALI1106 METE1255 MEHARBAN ALI #MEHALI1 BSE Equity 681704 24-Feb-17 MEHERBAN ALI1107 METE1255 MEHARBAN ALI #MEHALI1 CDX 20140007418 28-Nov-17 MEHERBAN ALI1108 MITD2042 MITHILESH KUMAR TIWARI #MIT1921 NSE Equity NCFM00000383479 26-Apr-18 SANTOSH KUMAR JAYSWAL1109 MITP2163 MITALI RAJKONWAR #MIT4792 NSE Equity NCFM00001019648 25-Aug-15 MITALI RAJKONWAR1110 MMDD60PA BHAVIN VIJAY MEHTA #MM21879 Mutual Fund ARN37609 27-Dec-16 BHAVIN VIJAY MEHTA1111 MNAA2260 MNA JOHN XAVIER #MNA6852 NSE Equity NISM00001126627 6-Dec-16 M ARVINDHAM1112 MNAQ2179 MNA DIRAVIAM #MNA4912 NSE Equity NCFM00000818775 19-Mar-15 BHARATHI DAS1113 MOD5OaZL SUDNYA SANJAY RELEKAR #SUDNYA1 NSE FNO 1147659 1-May-17 JALPA JITENDRA SONI1114 MOD5OaZL SUDNYA SANJAY RELEKAR #SUDNYA1 NSE Equity 201400044092 13-Oct-17 JALPA JITENDRA SONI1115 MOD5OaZL SUDNYA SANJAY RELEKAR #SUDNYA1 BSE Equity 201400044092 13-Oct-17 JALPA JITENDRA SONI

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Certificate Expiry Cases20

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1116 MOD5OaZL SUDNYA SANJAY RELEKAR #SUDNYA1 Mutual Fund ARN38304 29-Sep-17 SANJAY JAGDISH RELEKAR1117 MODGU718 MODI VIPULKUMAR VASUDEV #MODVAS1 NSE Equity NCFM00000891949 17-Jan-16 MODH NIKUNJKUMAR CHANDRAKANT1119 MOHCO149 MOHAN KUMAR NAIR #MOHNAI1 NSE Equity 201300011859 10-Nov-17 MOHAN KUMAR1121 MOHCO149 MOHAN KUMAR NAIR #MOHNAI1 NSE FNO 201300012267 20-Jun-16 MOHAN KUMAR1118 MOHCO149 MOHAN KUMAR NAIR #MOHNAI2 NSE Equity 201300011859 10-Nov-17 NISHANTH MOHAN1120 MOHCO149 MOHAN KUMAR NAIR #MOHNAI2 NSE FNO 201300011859 20-Jun-16 NISHANTH MOHAN1122 MOHFA406 MOHIT SINGHAL #MOHSIN1 NSE FNO 20140013150 21-Feb-17 MOHAMMAD A ABUZAR1123 MOHI2347 MOHAMMED TANVEER ALAM #MO22449 Mutual Fund ARN90156 4-Jul-16 MOHAMMED TANVEER ALAM1124 MOHI2347 MOHAMMED TANVEER ALAM #MO22449 BSE Equity NISM00000960579 26-Aug-16 MD TANVEER ALAM1125 MOHI2347 MOHAMMED TANVEER ALAM #MO22449 NSE Equity NISM00000960579 26-Aug-16 MD TANVEER ALAM1126 MOHL2374 MOHIT KUMAR BISWAS #MO22681 NSE Equity 20130000571 9-Nov-16 MOHIT KUMAR BISWAS1127 MOHL2374 MOHIT KUMAR BISWAS #MO22681 BSE Equity 20130000571 9-Nov-16 MOHIT KUMAR BISWAS1128 MOHU2460 MOHAN NARASIMHAN SU #MO23142 NSE Equity NCFM00000769222 19-Aug-15 S MOHAN NARSIMHAN1129 MONAS441 MONIKA SARAWGI #MONSAR2 BSE Equity 20140002983 21-Sep-17 MONIKA K SARAWGI1130 MONAS441 MONIKA SARAWGI #MONSAR2 NSE Equity 20140002983 21-Sep-17 MONIKA K SARAWGI1131 MONAS441 MONIKA SARAWGI #MONSAR2 NSE FNO 20140020634 22-Sep-17 MONIKA K SARAWGI1134 MONE2155 MONETIZE FINANCIAL SOLUTION #MO22358 NSE Equity NISM00001008335 6-Jan-16 DEEPAK KARNWAL1133 MONE2155 MONETIZE FINANCIAL SOLUTION #MO22644 NSE Equity NISM00001008335 6-Jan-16 UMESH KARANWAL1132 MONE2155 MONETIZE FINANCIAL SOLUTION #MON4296 NSE FNO NISM00001008335 4-Feb-16 HIMANSHU S KARNWAL1135 MONE2155 MONETIZE FINANCIAL SOLUTION #MON4296 NSE Equity NISM00001008335 7-Jan-16 HIMANSHU KARNWAL1141 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN10 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1138 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN11 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1149 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN12 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1154 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN12 BSE Equity STKCDRJUN1735 17-Jul-17 T D VISALAKSHI1160 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN12 NSE Equity NISM00000058398 20-Aug-16 T D VISALAKSHI1148 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN13 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1139 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN14 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1156 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN14 BSE Equity STKCDRJUN1735 17-Jul-17 R USHA RANI1158 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN14 NSE Equity NISM00000058398 20-Aug-16 R USHARANI1137 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIN15 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1136 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND1 CDX NCFM00000058398 3-Sep-16 M G INDHUMATHI1151 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND1 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1155 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND1 BSE Equity STKCDRJUN1735 17-Jul-17 M G INDUMATHI1159 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND1 NSE Equity NISM00000058398 20-Aug-16 M G INDHUMATHI1162 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND1 NSE FNO NCFM00000058398 27-Mar-15 M G INDHUMATHI1147 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND2 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1153 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND2 BSE Equity STKCDRJUN1735 17-Jul-17 A UNNIKRISHNAN1161 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND2 NSE Equity NISM00000058398 20-Aug-16 A K UNNIKRISHNAN1146 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND3 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1142 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND4 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1145 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND5 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1140 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND6 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1144 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND7 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1152 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND7 BSE Equity STKCDRJUN1735 17-Jul-17 M NISHANTHINI1157 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND7 NSE Equity NISM00000058398 20-Aug-16 M NISHANTHINI1150 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND8 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1143 MORVE268 MORKONDA GNANASEKARAN INDUMATHI #MORIND9 Mutual Fund ARN45430 17-Feb-17 T D VISALAKSHI1163 MRIL2622 MRINMOY KUMAR CHAKRABORTY #MR24175 NSE Equity 824966 13-May-15 BIKASH KUMAR GUPTA1164 MRRTCUP2 RADHAKRISHNA SUKHADEO DAWKHAR #MR20848 Mutual Fund ARN2844 26-Aug-15 RADHAKRISHNA SUKHADEO DAWKHAR1165 MRUC2782 MRUDULABEN V POKARNE #MR24596 NSE FNO 20150023828 9-Jan-18 MRUDULABEN V POKARNE1166 MUMU1098 MUSHTAQ ALIBAHADUR PATEL #MUSPAT1 BSE Equity NISM00000455894 3-Mar-17 MUSHTAQ ALIBAHADUR PATEL1167 MUMU1098 MUSHTAQ ALIBAHADUR PATEL #MUSPAT1 NSE Equity NISM00000455894 3-Mar-17 MUSHTAQ ALIBAHADUR PATEL1172 MURCO115 MURUGAPPAN JS NA #MUR6973 NSE Equity NISM00000209005 19-Sep-15 VISHNU R PRIYA1173 MURCO115 MURUGAPPAN JS NA #MUR6973 BSE Equity NISM00000209005 19-Sep-15 VISHNU N PRIYA1176 MURCO115 MURUGAPPAN JS NA #MUR6973 Mutual Fund ARN3330 26-Apr-15 MURUGAPPAN J SUNDARMOORTHY1168 MURCO115 MURUGAPPAN JS NA #MURUJS1 CDX 20130004872 9-Aug-16 J S MURUGAPPAN1169 MURCO115 MURUGAPPAN JS NA #MURUJS1 BSE Equity NISM00000209005 19-Sep-15 MURUGAPPAN J SUNDARMOORTHY1170 MURCO115 MURUGAPPAN JS NA #MURUJS1 NSE Equity NISM00000209005 19-Sep-15 J S MURUGAPPAN1174 MURCO115 MURUGAPPAN JS NA #MURUJS1 NSE FNO NISM00000209005 20-Mar-17 J S MURUGAPPAN

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Certificate Expiry Cases21

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1177 MURCO115 MURUGAPPAN JS NA #MURUJS1 Mutual Fund ARN3330 26-Apr-15 MURUGAPPAN J SUNDARMOORTHY1171 MURCO115 MURUGAPPAN JS NA #MURUJS2 NSE Equity NISM00000209005 19-Sep-15 K DIVYA1175 MURCO115 MURUGAPPAN JS NA #MURUJS2 Mutual Fund ARN3330 26-Apr-15 MURUGAPPAN J SUNDARMOORTHY1178 MVNXXEVI SUBHRA BITAN MUKHERJEE #MV22147 Mutual Fund ARN84874 12-Feb-15 SUBHRA BITAN MUKHERJEE1180 MVZJKKB5 VINODKUMAR MADHUKARRAO PALARPWAR #VINPAL1 NSE Equity NISM00000751301 19-Feb-16 VINODKUMAR MADHUKARRAO PALARPWAR1182 MVZJKKB5 VINODKUMAR MADHUKARRAO PALARPWAR #VINPAL1 NSE FNO NISM00000751301 20-Feb-16 VINODKUMAR MADHUKARRAO PALARPWAR1183 MVZJKKB5 VINODKUMAR MADHUKARRAO PALARPWAR #VINPAL1 BSE Equity NISM00000751301 20-Feb-16 VINODKUMAR MADHUKARRAO PALARPWAR1179 MVZJKKB5 VINODKUMAR MADHUKARRAO PALARPWAR #VINPAL2 BSE Equity NISM00000751301 19-Feb-16 NILESH RAIKWAR1181 MVZJKKB5 VINODKUMAR MADHUKARRAO PALARPWAR #VINPAL2 NSE Equity NISM00000751301 19-Feb-16 NILESH RAIKWAR1184 N9NVHR99 PREM KANWAR #PREKAN1 NSE Equity NISM20140001110 3-Jan-17 KHET PEHAP SINGH1185 NABJ2109 NABANITA PRADHAN #NAB2743 NSE Equity NCFM00000823719 28-Apr-15 NABANITA NARAYAN PRADHAN1189 NABOR525 NABA KISHORE SINGH #NABSIN1 NSE Equity NCFM00000099819 27-Mar-15 PRASANNA KUMAR JENA1186 NABOR525 NABA KISHORE SINGH #NABSIN2 NSE FNO BSEBCDBHUJUN503 23-Jun-15 NABA KISHORE SINGH1187 NABOR525 NABA KISHORE SINGH #NABSIN2 NSE Equity 20140003141 23-Sep-17 NABA KISHORE SINGH1188 NABOR525 NABA KISHORE SINGH #NABSIN2 BSE Equity 20140003141 23-Sep-17 NABA KISHORE SINGH1190 NABOR525 NABA KISHORE SINGH #NABSIN3 NSE Equity NCFM00000099819 27-Mar-15 SAROJ KUMAR SAMAL1191 NAJO2656 NAJMUL HASAN #NA24259 Mutual Fund ARN83723 14-Oct-17 NAJMUL ANSARI1192 NAKU1029 NARESH KUMAR GUPTA #NARGUP1 NSE Equity NCFM00001078028 10-May-18 NARESH GUPTA1193 NAMD2295 NAMITA AGARWAL #NA23076 BSE Equity 20140001125 3-Jan-17 RAM RATAN MALI1194 NAMD2295 NAMITA AGARWAL #NA23076 NSE Equity 20140001125 3-Jan-17 RAM RATAN MALI1195 NAMD2295 NAMITA AGARWAL #NA23076 NSE FNO 20130009890 28-Dec-16 RAM RATAN MALI1196 NAMPA369 NAMRATA KUMARI #NAMKUM1 NSE Equity NCFM00000163175 5-Mar-16 AMITFAISAL SAYED HASHMI1197 NANUW987 NAND KISHORE SRIVASTAWA #NANSRI1 NSE Equity NCFM00000852490 31-Jul-15 NAND SRIVASTAVA SRIVASTAVA1199 NARBA402 NARENDRAKUMAR SHARMA #NARSHA1 NSE Equity NCFM00000618209 31-Aug-15 HIRAK BANERJEE1198 NARBA402 NARENDRAKUMAR SHARMA #NARSHA2 NSE FNO 967139 20-Nov-15 SUDIPTO AJIT PRAMANIK1200 NARE2559 NARESH KUMAR GUPTA #NA23573 Mutual Fund ARN89578 6-Jun-16 NARESH KUMAR GUPTA1201 NARE2559 NARESH KUMAR GUPTA #NA23573 NSE FNO 201400027150 29-Aug-17 NARESH KUMAR GUPTA1202 NARE2559 NARESH KUMAR GUPTA #NA23573 BSE Equity 201400027150 29-Aug-17 NARESH KUMAR GUPTA1203 NARE2559 NARESH KUMAR GUPTA #NA23573 NSE Equity 201400027150 29-Aug-17 NARESH KUMAR GUPTA1204 NARJ2600 NARAYANA RAMAMURTHY #NA24073 NSE Equity 1030183 19-May-19 NARAYANA RAMAMURTHY1205 NARQ2679 NARINDER JAIN #NA24578 NSE Equity 201400048506 3-Dec-17 NARINDER DARSHAN JAIN1206 NARQ2679 NARINDER JAIN #NA24578 NSE FNO 201400048506 7-Jan-18 NARINDER DARSHAN JAIN1208 NAVB2272 NAVAL KISHORE JOSHI #NAV7333 Mutual Fund ARN64091 13-Mar-16 NAVAL KISHORE JOSHI1211 NAVB2272 NAVAL KISHORE JOSHI #NAV7333 NSE Equity NCFM00000554190 17-Sep-15 NAVAL KISHORE JOSHI1212 NAVB2272 NAVAL KISHORE JOSHI #NAV7333 BSE Equity NCFM00000554190 17-Sep-15 NAVAL KISHORE JOSHI1207 NAVB2272 NAVAL KISHORE JOSHI #NAV7413 Mutual Fund ARN64091 13-Mar-16 NAVAL KISHORE JOSHI1209 NAVB2272 NAVAL KISHORE JOSHI #NAV7413 NSE Equity NCFM00000554190 17-Sep-15 NARENDAR KUMAR KHANDELWAL1210 NAVB2272 NAVAL KISHORE JOSHI #NAV7413 BSE Equity NCFM00000554190 17-Sep-15 NARENDAR KUMAR KHANDELWAL1213 NAVPU916 NAVDEEP KAUR #NAVKAU1 NSE FNO NISM00000289997 7-Mar-16 CHANDAN SINGH1214 NAVPU916 NAVDEEP KAUR #NAVKAU1 NSE Equity NCFM00000289997 21-Jan-17 CHANDAN HARJINDER SINGH1217 NAVUT911 NAVNEET MISHRA #NA23380 NSE Equity 208704 25-Aug-15 MANOJ J VERMA1215 NAVUT911 NAVNEET MISHRA #NAVMIS1 NSE FNO NISM00000208704 17-Aug-16 NAVNEET MISHRA1216 NAVUT911 NAVNEET MISHRA #NAVMIS1 NSE Equity NISM00000208704 25-Aug-15 NAVNEET MISHRA1218 NEHD2548 NEHA RAJENDRA SHAH #NE23502 NSE FNO 201400014968 3-May-17 NEHA RAJENDRA SHAH1219 NEHK2614 NEHA KUMARI SINGH #NE24052 NSE Equity 865010 9-Sep-16 JITENDRA NATH TIWARI1220 NIBOR705 NIBEDITA SAHOO #NIBSAH1 NSE Equity 20140003131 23-Sep-17 NIBEDITA JALADHARA SAHOO1221 NIBOR705 NIBEDITA SAHOO #NIBSAH1 BSE Equity 20140003131 23-Sep-17 NIBEDITA JALADHARA SAHOO1222 NIBOR705 NIBEDITA SAHOO #NIBSAH1 NSE FNO 20140020654 24-Sep-17 NIBEDITA JALADHARA SAHOO1223 NIKL2623 NIKI PRASAD #NI24171 NSE Equity 830717 14-Feb-16 TANMAY PRADEEP DASH1224 NILQ2671 NILESHKUMAR A PATEL #NI24216 NSE Equity 201300025934 12-Sep-17 NILESH KUMAR PATEL1225 NILQ2671 NILESHKUMAR A PATEL #NI24216 BSE Equity 201300025934 12-Sep-17 NILESH KUMAR PATEL1226 NILQ2671 NILESHKUMAR A PATEL #NI24216 Mutual Fund ARN85557 22-Apr-15 NILESH KUMAR PATEL1228 NIMA2506 NIMA LEASING AND FINANCE CO PRIVATE LIMITED #NI23354 Mutual Fund ARN99548 4-Jan-18 PUSHPENDRA PRAKASH GOEL1229 NIMA2506 NIMA LEASING AND FINANCE CO PRIVATE LIMITED #NI23354 NSE Equity 1120602 17-Oct-19 PUSHPENDRA PRAKASH GOEL1230 NIMA2506 NIMA LEASING AND FINANCE CO PRIVATE LIMITED #NI23354 NSE FNO 20140016046 27-Jun-17 PUSHPENDRA PRAKASH GOEL1227 NIMA2506 NIMA LEASING AND FINANCE CO PRIVATE LIMITED #NI23914 Mutual Fund ARN99548 4-Jan-18 PUSHPENDRA PRAKASH GOEL1231 NIRCH700 NIRAJSINGH BISEN #NI23901 NSE Equity 405961 5-Oct-16 SHESHNARAYAN LAKHANLAL DWIVEDI1232 NIRCH700 NIRAJSINGH BISEN #NI23901 BSE Equity 405961 5-Oct-16 SHESHNARAYAN LAKHANLAL DWIVEDI1237 NIRCH700 NIRAJSINGH BISEN #NIRBIS1 NSE Equity NISM00000405961 5-Oct-16 VIJAY DEO SINGH

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Certificate Expiry Cases22

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1238 NIRCH700 NIRAJSINGH BISEN #NIRBIS1 BSE Equity NISM00000405961 5-Oct-16 VIJAY DEO SINGH1239 NIRCH700 NIRAJSINGH BISEN #NIRBIS1 NSE FNO 519622 8-Jun-15 VIJAY DEO SINGH1235 NIRCH700 NIRAJSINGH BISEN #NIRBIS2 NSE Equity NISM00000405961 5-Oct-16 ANIRUDHHA D BISEN1236 NIRCH700 NIRAJSINGH BISEN #NIRBIS2 BSE Equity NISM00000405961 5-Oct-16 ANIRUDHHAPRATAP D BISEN1233 NIRCH700 NIRAJSINGH BISEN #NIRBIS3 NSE Equity NISM00000405961 5-Oct-16 NIARJ SINGH BISEN1234 NIRCH700 NIRAJSINGH BISEN #NIRBIS3 BSE Equity NISM00000405961 5-Oct-16 NIARJ SINGH BISEN1240 NIRI2097 NIRAJ SHRIVASTAVA #NIR3201 NSE Equity NCFM00000906643 16-Apr-16 NIRAJ KUMAR SHRIVASTAVA1241 NIRI2097 NIRAJ SHRIVASTAVA #NIR3201 Mutual Fund ARN88659 25-Dec-15 NIRAJ SHRIVASTAVA1242 NIRN2143 NIRANJAN PRASAD SINHA #NI23289 Mutual Fund ARN92874 4-Nov-16 NIRANJAN PRASAD SINHA1243 NIRN2143 NIRANJAN PRASAD SINHA #NIR3612 Mutual Fund ARN92874 4-Nov-16 NIRANJAN PRASAD SINHA1244 NIRN2143 NIRANJAN PRASAD SINHA #NIR3612 NSE Equity NCFM00000984621 10-Mar-17 NIRANJAN PRASAD SINHA1248 NIRRAJ80 NIRMALKUMAR THANVI #NIRTH10 Mutual Fund ARN97931 8-Sep-17 NIRMAL THANVI1247 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA1 Mutual Fund ARN97931 8-Sep-17 NIRMAL THANVI1260 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA1 BSE Equity 225331 21-Jul-15 VINOD SAMPATRAJ CHOPRA1261 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA1 NSE Equity 225331 21-Jul-15 VINOD SAMPATRAJ CHOPRA1246 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA2 Mutual Fund ARN97931 8-Sep-17 NIRMAL KUMAR THANVI1254 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA2 NSE FNO NCFM00000225331 13-Oct-15 NIRMAL G THANVI1255 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA2 BSE Equity NISM00000225331 20-Jul-15 NIRAMAL G TANVI1262 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA2 NSE Equity NISM00000225331 21-Jul-15 NIRMAL THANVI1245 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA3 Mutual Fund ARN97931 8-Sep-17 NIRMAL KUMAR THANVI1263 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA3 BSE Equity 225331 21-Jul-15 SURESH KUMAR PUROHIT1264 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA3 NSE Equity 225331 21-Jul-15 SURESH KUMAR PUROHIT1250 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA4 Mutual Fund ARN97931 8-Sep-17 NIRMAL KUMAR THANVI1258 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA4 NSE Equity NISM00000225331 21-Jul-15 LAL CHAND1259 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA4 BSE Equity NISM00000225331 21-Jul-15 LAL CHAND1253 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA5 Mutual Fund ARN97931 8-Sep-17 NIRMAL THANVI1256 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA5 BSE Equity 225331 20-Jul-15 DIPESH BHAGRECHA1257 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA5 NSE Equity 225331 20-Jul-15 DIPESH BHAGRECHA1251 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA6 Mutual Fund ARN97931 8-Sep-17 NIRMAL THANVI1249 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA7 Mutual Fund ARN97931 8-Sep-17 NIRMAL KUMAR THANVI1252 NIRRAJ80 NIRMALKUMAR THANVI #NIRTHA8 Mutual Fund ARN97931 8-Sep-17 NIRMAL THANVI1265 NIRZ2519 NIRAJ KISANRAO PATIL #NI23368 NSE Equity 20140002279 29-May-17 NIRAJ KISANRAO PATIL1266 NIRZ2519 NIRAJ KISANRAO PATIL #NI23368 NSE FNO 20140015452 30-May-17 NIRAJ KISANRAO PATIL1267 NITD2299 NITIN GHEEDIA #NIT8486 NSE Equity NISM00001092522 26-Sep-16 NAVIN GHEEDIA1268 NKLCU6B8 RASHMI SINGH #RASSIN1 BSE Equity STKPVFEB22832 26-Feb-15 RAHUL KUMAR1269 NYa40Hcc NITESH DHIRAJLAL DESAI #NY19663 Mutual Fund ARN87711 16-Apr-17 NITESH DHIRAJLAL DESAI1270 O86YI83F RUBY GHOSH #RUBYSH1 NSE Equity 949533 12-Sep-16 SURAJIT SAMIR MALLICK1271 O86YI83F RUBY GHOSH #RUBYSH1 NSE FNO 949533 14-May-15 SURAJIT S MALLICK1272 OC7GARK0 KIRITKUMAR GOKULDAS VITHLANI #OC21261 Mutual Fund ARN39764 1-Jun-17 KIRITKUMAR GOKULDAS VITHLANI1273 OcbHCUX4 UMESH CHANDRA JENA #Oc21582 Mutual Fund ARN39490 2-Jun-17 UMESH CHANDRA JENA1274 OcP289Lb AMARPREET SINGH #Oc21053 Mutual Fund ARN87147 25-May-15 AMARPREET SINGH1275 ODGa9N9U SANJOY KUMAR CHOUDHURY #OD22113 Mutual Fund ARN73583 20-Feb-17 SANJOY KUMAR CHOUDHURY1276 OEHYY3PA JITENDRA KUMAR #JITKUM1 NSE Equity NCFM00000448315 2-Aug-15 ABHISHEK KUMAR KUMAR1278 OH615ZG6 ADITYA PRAKASH RASTOGI #ADIRAS1 Mutual Fund ARN97945 6-Oct-17 ADITYA PRAKASH RASTOGI1279 OH615ZG6 ADITYA PRAKASH RASTOGI #ADIRAS1 NSE FNO NCFM00000589349 9-Feb-15 ADITYA PRAKASH RASTOGI1277 OH615ZG6 ADITYA PRAKASH RASTOGI #OH62481 Mutual Fund ARN97945 6-Oct-17 ADITYA PRAKASH RASTOGI1280 OHF7BT26 TEJAS ANILKUMAR SHETH #OH20624 Mutual Fund ARN30593 8-Jul-15 TEJAS ANILKUMAR SHETH1281 OHSAXH2G ANAND PURSHOTTAM CHAUHAN #OH23920 Mutual Fund ARN72712 20-Aug-15 ANAND PURSHOTTAM CHAUHAN1282 OKbaTXR4 SANDEEP CHAUHAN #SANCHA1 NSE Equity 20140003280 29-Nov-17 SANDEEP CHOUHAN1284 OMCWWAD5 ANIL PRASAD SAH #ANILPR1 Mutual Fund ARN90715 5-Aug-16 ASHOK Tejbahadur TANDON1285 OMCWWAD5 ANIL PRASAD SAH #ANILPR1 NSE Equity NCFM00000017443 21-Oct-16 ASHOK Tejbahadur TANDON1283 OMCWWAD5 ANIL PRASAD SAH #OMC6152 Mutual Fund ARN90715 5-Aug-16 ASHOK Tejbahadur TANDON1286 OMCWWAD5 ANIL PRASAD SAH #OMC6152 NSE FNO NCFM00000970763 23-Feb-15 NEERAJ NATH1287 OMNV2227 OMNA PRAKASH ANGRISH #OMN5653 NSE FNO 20130005882 18-Oct-16 OM PRAKASH ANGRISH1288 OMNV2227 OMNA PRAKASH ANGRISH #OMN5653 NSE Equity 20140003269 29-Nov-17 OM PRAKASH ANGRISH1292 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV1 NSE Equity NISM20130000732 13-Dec-16 M RAJESHWARI1293 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV1 BSE Equity NISM20130000732 13-Dec-16 M RAJESHWARI1300 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV1 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1295 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV2 NSE Equity NISM20130000732 13-Dec-16 E KAMALAHASAN

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Certificate Expiry Cases23

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1296 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV2 BSE Equity NISM20130000732 13-Dec-16 E KAMALAHASAN1303 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV2 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1289 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV4 CDX NISM20130004864 9-Aug-16 MC C THIRUMURUGAN1290 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV4 NSE Equity NISM20130000732 13-Dec-16 MC C THIRUMURUGAN1291 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV4 BSE Equity NISM20130000732 13-Dec-16 MC C THIRUMURUGAN1301 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV4 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1306 ONVH01Nc MCC Investors Ser Pvt Ltd #MCCINV4 NSE FNO NISM20130008100 22-Nov-16 MCC THIRUMURUGAN1297 ONVH01Nc MCC Investors Ser Pvt Ltd #ON24633 NSE Equity 20130000732 13-Dec-16 R NITHIYA1294 ONVH01Nc MCC Investors Ser Pvt Ltd #ONV0302 NSE Equity 20130000732 13-Dec-16 N SIVSHANKAR1299 ONVH01Nc MCC Investors Ser Pvt Ltd #ONV0302 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1298 ONVH01Nc MCC Investors Ser Pvt Ltd #ONV1001 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1304 ONVH01Nc MCC Investors Ser Pvt Ltd #ONV1002 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1302 ONVH01Nc MCC Investors Ser Pvt Ltd #ONV1003 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1305 ONVH01Nc MCC Investors Ser Pvt Ltd #ONV5733 Mutual Fund ARN76585 18-Sep-17 E KAMALAHASAN1307 OSWTHFO8 PRAKASH MOORJANI #OS22928 Mutual Fund ARN50275 12-Sep-15 PRAKASH MOORJANI1308 OVOH2VGW VINAY KANTILAL DAVE #OV21767 Mutual Fund ARN34992 21-Sep-16 Vinay KANTILAL Dave1309 OVYXLEO7 NANDISH DESAI #OV24129 Mutual Fund ARN78693 4-Feb-15 NANDISH DESAI1310 OX4DHIcF ATUL KUMAR GULATI #OX22369 Mutual Fund ARN88547 27-Feb-16 ATUL KUMAR GULATI1311 OXT2AaH0 BHAVESH SOMESHWAR TRIVEDI #OX22927 Mutual Fund ARN28626 19-Nov-16 Bhaveshkumar Trivedi1312 P3IYITW0 MONEY MANTRA - #P321900 Mutual Fund ARN69440 12-Nov-16 MOENY MANTRA1313 PADAN935 PADALA VENKATA KIRA #PADKIR1 NSE FNO NISM20130006652 18-Dec-16 PADALA VENKATA KIRAN1314 PADAN935 PADALA VENKATA KIRA #PADKIR1 BSE Equity NISM00000173735 25-Oct-15 PADALA VENKATA KIRAN1315 PADAN935 PADALA VENKATA KIRA #PADKIR1 NSE Equity NISM00000173735 25-Oct-15 PADALA VENKATA KIRAN1316 PADU2213 PADMAJA #PAD5632 NSE Equity NCFM00000804936 20-Feb-15 BADRI KADAMBI1317 PALL2624 PALLAVI SHARMA #PA24091 BSE Equity 201400029167 24-Aug-17 VARUN TEJWANT SHARMA1318 PALL2624 PALLAVI SHARMA #PA24091 NSE FNO 201400029167 24-Aug-17 VARUN TEJWANT SHARMA1319 PALL2624 PALLAVI SHARMA #PA24091 NSE Equity 201400029167 24-Aug-17 VARUN TEJWANT SHARMA1321 PANCH817 PANKAJ SAXENA #PANSAX1 BSE Equity NISM20140001161 9-Jan-17 PANKAJ SAXENA1323 PANCH817 PANKAJ SAXENA #PANSAX1 NSE Equity NISM20140001161 9-Jan-17 PANKAJ SAXENA1324 PANCH817 PANKAJ SAXENA #PANSAX1 NSE FNO NISM20140010496 10-Jan-17 PANKAJ SAXENA1320 PANCH817 PANKAJ SAXENA #PANSAX2 BSE Equity NISM20140001161 9-Jan-17 MUKESH G AGRAWAL1322 PANCH817 PANKAJ SAXENA #PANSAX2 NSE Equity NISM20140001161 9-Jan-17 MUKESH G AGRAWAL1326 PARAS343 PARTHA MAJI #PARMAJ1 NSE Equity NCFM00000142501 26-Jul-15 PRASANNA MAJI1325 PARAS343 PARTHA MAJI #PARMAJ2 NSE Equity NCFM00000142501 26-Jul-15 PARTHA ARDHENDU MANJI1327 PARD1041 PARMAR ARJANBHAI VEJABHAI #PARARJ1 BSE Equity BSESTKPVSEP1261 12-Sep-16 ARJANBHAI VEJABHAI PARMAR1328 PARJ2602 PARAVATHY CV #PA24248 NSE Equity 1173933 10-Oct-19 C V PARVATHY1329 PARL2627 PARWATI BISHT #PA24095 NSE Equity 965632 17-Dec-16 ROHIT J KUMAR1330 PARX2499 PARAG LAXMAN DEULKAR #PA23345 NSE Equity 1011662 14-Sep-17 AJAY DILIP KATEKHAYE1331 PARX2499 PARAG LAXMAN DEULKAR #PA23346 NSE Equity 1011662 14-Sep-17 PARAG LAXMAN DEULAKAR1332 PAWD1042 PAWAN KUMAR BAJORIA #PAWBAJ2 NSE Equity 315819 17-Jun-16 BIMA RAM THAPA1333 PAWD1042 PAWAN KUMAR BAJORIA #PAWBAJ2 BSE Equity 315819 17-Jun-16 BIMA RAM THAPA1334 PAWD1042 PAWAN KUMAR BAJORIA #PAWBAJ2 NSE FNO 315819 17-Jun-16 BIMA RAM THAPA1335 PAWI2596 PAWAN CHOUDHARY #PA23940 NSE Equity 1156150 14-Jul-17 PAWAN KUMAR CHOUDHARY1336 PAWI2596 PAWAN CHOUDHARY #PA23940 BSE Equity 1156150 14-Jul-17 PAWAN KUMAR CHOUDHARY1337 PAWI2596 PAWAN CHOUDHARY #PA23940 Mutual Fund ARN96709 18-Jun-17 PAWAN KUMAR CHOUDHARY1338 PE3W6GNJ ARINDAM S MAHAPATRA #ARIMAH1 NSE Equity NCFM00000840596 24-Jul-15 NIBARAN SINHA MAHAPATRA1339 PIE17DaF NIKHIL SURESH KHATIWALA #PI20022 Mutual Fund ARN54387 5-Oct-15 NIKHIL SURESH KHATIWALA1340 PIYMA958 PIYUSH PRATAPSINH TANNA #PIYTAN1 NSE Equity NCFM00000308797 12-Apr-17 PIYUSH PRATAPSINH TANNA1341 PIYMA958 PIYUSH PRATAPSINH TANNA #PIYTAN1 NSE FNO 308797 13-May-17 PIYUSH PRATAPSINH TANNA1343 PNACO533 PNANDAKUMAR NA #PNANDA1 NSE Equity NISM00000155891 17-Aug-15 PANDURANGAN NANDAKUMAR1344 PNACO533 PNANDAKUMAR NA #PNANDA1 Mutual Fund NCFM00000155891 19-Jul-16 P Nandakumar1342 PNACO533 PNANDAKUMAR NA #PNANDA2 NSE Equity NISM00000155891 17-Aug-15 N BAAGYALAKSHMI1345 PONK2115 PONRATHINAM SHEELA #PON3241 NSE Equity NCFM00000825351 27-Sep-15 SHEELA R PONRATHINAM1346 POTF2568 POTNURU NEELIMA #PO24003 BSE Equity 1162751 14-Jul-17 NEELIMA C POTNURU1347 POTF2568 POTNURU NEELIMA #PO24003 NSE Equity 1162751 14-Jul-17 NEELIMA C POTNURU1348 POTO2655 POTU VIJAYAKUMAR REDDY #PO24236 NSE FNO 201400026407 8-Sep-17 VIJAY RANGANATHA REDDY1349 POTO2655 POTU VIJAYAKUMAR REDDY #PO24236 Mutual Fund ARN99558 24-Sep-17 VIJAY RANGANATHA REDDY1350 POTO2655 POTU VIJAYAKUMAR REDDY #PO24236 BSE Equity 201400026407 31-Aug-17 VIJAY RANGANATHA REDDY1351 POTO2655 POTU VIJAYAKUMAR REDDY #PO24236 NSE Equity 201400026407 31-Aug-17 VIJAY RANGANATHA REDDY

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1354 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA3 BSE Equity 20140002967 26-Sep-17 RAJKUMAR BANSILAL BHANDARI1355 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA3 NSE Equity 20140002967 26-Sep-17 RAJKUMAR BANSILAL BHANDARI1352 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA6 NSE FNO 20140012126 7-Feb-17 SANJAY BANSILAL BHANDARI1353 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA6 BSE Equity 20140002967 26-Oct-17 SANJAY BANSILAL BHANDARI1356 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA6 NSE Equity 20140002967 26-Sep-17 SANJAY BANSILAL BHANDARI1357 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA7 BSE Equity 20140002967 26-Sep-17 RAHUL RAMESH TAKALKAR1358 PRAAH265 PRANITAKIRAN BHANDARI #PRABHA7 NSE Equity 20140002967 26-Sep-17 RAHUL RAMESH TAKALKAR1359 PRAAS738 PRAKASH PAUL #PRAPAU1 NSE Equity NCFM00000219537 18-Jun-16 PRAKASH NARAYAN PAUL1360 PRAAS738 PRAKASH PAUL #PRAPAU1 Mutual Fund ARN99721 18-Nov-17 PRAKASH NARAYAN PAUL1361 PRABA326 PRAKASH MALOT #PRAMAL1 NSE FNO 20140020324 17-Oct-17 PRAKASH PARAMESHAR MALOT1362 PRABA484 PARDEEPKUMAR NA #PARKUM1 NSE FNO NISM20130004431 7-Sep-16 PRADIP KUMAR SINGH1363 PRABA484 PARDEEPKUMAR NA #PARKUM1 Mutual Fund ARN97953 8-Oct-17 PARDEEP KUMAR1370 PRABA484 PARDEEPKUMAR NA #PARKUM1 NSE Equity 20140003292 29-Nov-17 PRADEEPKUMAR JOGINDER SINGH1371 PRABA484 PARDEEPKUMAR NA #PARKUM1 BSE Equity 20140003292 29-Nov-17 PRADEEPKUMAR JOGINDER SINGH1364 PRABA484 PARDEEPKUMAR NA #PARKUM2 NSE Equity 20140003292 29-Nov-17 JOGINDER B SINGH1369 PRABA484 PARDEEPKUMAR NA #PARKUM2 BSE Equity 20140003292 29-Nov-17 JOGINDER B SINGH1367 PRABA484 PARDEEPKUMAR NA #PARKUM3 NSE Equity 20140003292 29-Nov-17 ASHA CHARANJIT SINGH1368 PRABA484 PARDEEPKUMAR NA #PARKUM3 BSE Equity 20140003292 29-Nov-17 ASHA CHARANJIT SINGH1365 PRABA484 PARDEEPKUMAR NA #PARKUM4 NSE Equity 20140003292 29-Nov-17 GAGANDIP CHARANJIT CHARANJIT1366 PRABA484 PARDEEPKUMAR NA #PARKUM4 BSE Equity 20140003292 29-Nov-17 GAGANDIP CHARANJIT CHARANJIT1372 PRABA562 PRABIR MUKHERJEE #PRAMUK1 BSE Equity BSESTKBRFEB6722 20-Feb-15 SHANTI SHANMUGHAM1374 PRABE234 PRASHANTT KEDIA #PRAKED1 BSE Equity NISM00000383893 19-Mar-16 PRASHANT KEDIA1376 PRABE234 PRASHANTT KEDIA #PRAKED1 NSE Equity NISM00000383893 19-Mar-16 PRASHANT KEDIA1373 PRABE234 PRASHANTT KEDIA #PRAKED2 BSE Equity NISM00000383893 19-Mar-16 SURENDRA KEDIA1375 PRABE234 PRASHANTT KEDIA #PRAKED2 NSE Equity NISM00000383893 19-Mar-16 SURENDRA KEDIA1379 PRACH552 PRAVIN KUMAR GUPTA #PRAGUP1 NSE Equity NCFM00000564649 27-Feb-15 RAVI KANT KUMAR1377 PRACH552 PRAVIN KUMAR GUPTA #PRAGUP2 NSE FNO 20140011642 24-Jan-17 RAJEEV KUMAR GUPTA1378 PRACH552 PRAVIN KUMAR GUPTA #PRAGUP2 NSE Equity 564649 27-Feb-15 RAJEEV KUMAR GUPTA1381 PRACH552 PRAVIN KUMAR GUPTA #PRAGUP3 NSE Equity NCFM00000564649 27-Feb-15 RANDHIR RAJENDRA KUMAR1380 PRACH552 PRAVIN KUMAR GUPTA #PRAGUP4 NSE Equity NCFM00000564649 27-Feb-15 RAVI ASHOK KUMAR1382 PRACU619 PRASANTAKUMAR MOHAPATRA #PRAMOH1 BSE Equity 20140003146 23-Sep-17 PRASANTA KUMAR MOHAPATRA1383 PRACU619 PRASANTAKUMAR MOHAPATRA #PRAMOH1 NSE Equity 20140003146 23-Sep-17 PRASANTA KUMAR MOHAPATRA1384 PRACU619 PRASANTAKUMAR MOHAPATRA #PRAMOH1 Mutual Fund ARN20921 25-Oct-16 Prasanta Narayan Mohapatra1385 PRAH2330 PRALHAD G MADE #PRA9435 NSE Equity 20140002461 2-Jul-17 PRALHAD GANGADHAR MADE1386 PRAH2330 PRALHAD G MADE #PRA9435 BSE Equity 20140002461 2-Jul-17 PRALHAD GANGADHAR MADE1387 PRAH2330 PRALHAD G MADE #PRA9435 NSE FNO 20140016603 4-Jul-17 PRALHAD GANGADHAR MADE1388 PRAH2338 PRATEEK AGRAWAL #PR22473 NSE Equity NISM20140001164 9-Jan-17 PRATEEK AGARWAL1389 PRAH2338 PRATEEK AGRAWAL #PR22473 BSE Equity NISM20140001164 9-Jan-17 PRATEEK AGARWAL1390 PRAH2338 PRATEEK AGRAWAL #PR22473 NSE FNO NISM20140010492 10-Jan-17 PRATEEK AGARWAL1391 PRAHA339 PRASANNA PRASANNAKUMARAG #PRAKUM1 NSE FNO 1029453 17-Jan-17 PRASANNA KUMARA1392 PRAHA339 PRASANNA PRASANNAKUMARAG #PRAKUM1 BSE Equity NCFM00001029453 24-Aug-15 PRASANNA KUMAR1393 PRAHA339 PRASANNA PRASANNAKUMARAG #PRAKUM1 NSE Equity NCFM00001029453 24-Aug-15 PRASANNA KUMAR1394 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH1 Mutual Fund ARN4728 10-Aug-15 PRAKASH KUMAR MAHESHWARI1404 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH1 BSE Equity NISM00000017561 18-Jan-16 PRAKASH KUMAR MAHESHWARI1405 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH1 NSE Equity NISM00000017561 18-Jan-16 PRAKASH KUMAR MAHESHWARI1407 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH1 NSE FNO 20140013051 21-Feb-17 PRAKASH KUMAR MAHESHWARI1395 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH2 Mutual Fund ARN4728 10-Aug-15 PRAKASH KUMAR MAHESHWARI1402 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH2 BSE Equity NISM00000017561 18-Jan-16 SUJEET KUMAR1403 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH2 NSE Equity NISM00000017561 18-Jan-16 SUJEET KUMAR1398 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH3 Mutual Fund ARN4728 10-Aug-15 PRAKASH KUMAR MAHESHWARI1401 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH3 NSE Equity NISM00000017561 18-Jan-16 RAJ KUMAR1406 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH3 BSE Equity NISM00000017561 18-Jan-16 RAJ KUMAR1397 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH4 Mutual Fund ARN4728 10-Aug-15 PRAKASH KUMAR MAHESHWARI1399 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH4 NSE Equity NISM00000017561 18-Jan-16 NAMIT KUMAR1400 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH4 BSE Equity NISM00000017561 18-Jan-16 NAMIT KUMAR1396 PRAKA160 PRAKASHKUMAR MAHESHWARI #PRAMAH5 Mutual Fund ARN4728 10-Aug-15 PRAKASH KUMAR MAHESHWARI1411 PRAKEO51 PRADIP KUMAR MISHRA #PR22685 Mutual Fund ARN2537 5-Jul-16 SWAGATIKA PANDA1414 PRAKEO51 PRADIP KUMAR MISHRA #PR22685 BSE Equity 20140003128 23-Sep-17 MAMATA R MISHRA1415 PRAKEO51 PRADIP KUMAR MISHRA #PR22685 NSE Equity 20140003128 23-Sep-17 MAMATA R MISHRA

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1410 PRAKEO51 PRADIP KUMAR MISHRA #PR22686 Mutual Fund ARN2537 5-Jul-16 SWAGATIKA PANDA1413 PRAKEO51 PRADIP KUMAR MISHRA #PR22686 NSE Equity NCFM00000794483 19-Jan-17 SWAGATIKA PANDA1408 PRAKEO51 PRADIP KUMAR MISHRA #PRAMIS1 Mutual Fund ARN2537 5-Jul-16 SWAGATIKA PANDA1416 PRAKEO51 PRADIP KUMAR MISHRA #PRAMIS1 NSE Equity 20140003128 23-Sep-17 PRADIP KUMAR MISHRA1417 PRAKEO51 PRADIP KUMAR MISHRA #PRAMIS1 BSE Equity 20140003128 23-Sep-17 PRADIP KUMAR MISHRA1418 PRAKEO51 PRADIP KUMAR MISHRA #PRAMIS1 NSE FNO 20140020651 24-Sep-17 PRADIP KUMAR MISHRA1409 PRAKEO51 PRADIP KUMAR MISHRA #PRAMIS2 Mutual Fund ARN2537 5-Jul-16 SWAGATIKA PANDA1412 PRAKEO51 PRADIP KUMAR MISHRA #PRAMIS4 Mutual Fund ARN2537 5-Jul-16 SWAGATIKA PANDA1419 PRAKO264 PRABIR BHOWMIK #PRABHO1 NSE FNO BCDSSJUL101216 4-Jul-16 PRABIR BHOWMIK1424 PRAKO264 PRABIR BHOWMIK #PRABHO1 Mutual Fund ARN71854 19-Jan-17 PRABIR BHOWMIK1425 PRAKO264 PRABIR BHOWMIK #PRABHO1 NSE Equity NCFM00000142214 22-Jul-16 PRABIR BHOWMIK1422 PRAKO264 PRABIR BHOWMIK #PRABHO2 Mutual Fund ARN71854 19-Jan-17 PRABIR BHOWMIK1427 PRAKO264 PRABIR BHOWMIK #PRABHO2 NSE Equity NCFM00000142214 22-Jul-16 SANJIB SHYAMAL MONDAL1420 PRAKO264 PRABIR BHOWMIK #PRABHO3 Mutual Fund ARN71854 19-Jan-17 PRABIR BHOWMIK1426 PRAKO264 PRABIR BHOWMIK #PRABHO3 NSE Equity NCFM00000142214 22-Jul-16 SHILPI ASHOKE KEJRIWAL1421 PRAKO264 PRABIR BHOWMIK #PRABHO4 Mutual Fund AER71854 19-Jan-17 PRABIR BHOWMIK1428 PRAKO264 PRABIR BHOWMIK #PRABHO4 NSE Equity NCFM00000142214 22-Jul-16 ARCHITA ARUN BHOWMIK1423 PRAKO264 PRABIR BHOWMIK #PRABHO5 Mutual Fund ARN71854 19-Jan-17 PRABIR BHOWMIK1429 PRAM2138 PRADEEP KUMAR BRAHMA #PRA4532 NSE Equity NISM20130000156 14-Sep-16 MANAS RANJAN NAIK1430 PRAM2138 PRADEEP KUMAR BRAHMA #PRA4772 NSE Equity NISM20130000156 14-Sep-16 PRADYUMNA KUMAR BRAHMA1431 PRAM2138 PRADEEP KUMAR BRAHMA #PRA4772 NSE FNO 201400015032 23-May-17 PRADYUMNA KUMAR BRAHMA1432 PRAMA945 PRAVIN KRISHNARAO GIRADKAR #PRAGIR1 NSE Equity NCFM00000162902 6-Aug-16 PRAVIN KRISHNARAO GIRADKAR1434 PRAMA945 PRAVIN KRISHNARAO GIRADKAR #PRAGIR1 NSE FNO NISM00000162902 20-Feb-17 PRAVIN KRISHNARAO GIRADKAR1433 PRAMA945 PRAVIN KRISHNARAO GIRADKAR #PRAGIR2 NSE Equity NCFM00000162902 6-Aug-16 YOGESH SHALIK MATE1435 PRAMA996 PRAVEEN KUMAR #PRAVKU1 NSE Equity NCFM00000313086 3-Nov-16 PRAVEEN VINOD KUMAR1437 PRAMP634 PRAVEEN KUMAR JAIN #PRAJAI1 NSE Equity NCFM00000167775 4-Mar-16 PRAVEENKUMAR FAKIRCHAND JAIN1441 PRAMP634 PRAVEEN KUMAR JAIN #PRAJAI1 Mutual Fund ARN58474 25-Jan-16 PRAVEENKUMAR FAKIRCHAND JAIN1436 PRAMP634 PRAVEEN KUMAR JAIN #PRAJAI2 NSE Equity NCFM00000167775 4-Mar-16 DEEPIKA SHOBHARAM VANDEWAR1439 PRAMP634 PRAVEEN KUMAR JAIN #PRAJAI2 Mutual Fund ARN58474 25-Jan-16 PRAVEENKUMAR FAKIRCHAND JAIN1440 PRAMP634 PRAVEEN KUMAR JAIN #PRAJAI3 Mutual Fund ARN58474 25-Jan-16 PRAVEENKUMAR FAKIRCHAND JAIN1438 PRAMP634 PRAVEEN KUMAR JAIN #PRAJAI4 Mutual Fund ARN58474 25-Jan-16 PRAVEENKUMAR FAKIRCHAND JAIN1442 PRAO2153 PRADEEP KUMAR YADAV #PRA4372 NSE Equity NISM20130000827 21-Nov-16 PRADEEP KUMAR YADAV1443 PRAO2409 PRAMOD PATEL #PR22787 NSE Equity NISM20140001163 9-Jan-17 PRAMOD R PATEL1444 PRAOR157 PRATIBHA SAHA #PRASAH1 BSE Equity NISM00000143153 13-Apr-17 PRATIBHA SAHA1447 PRAOR157 PRATIBHA SAHA #PRASAH1 NSE Equity NISM00000143153 13-Apr-17 PRATIBHA SAHA1445 PRAOR157 PRATIBHA SAHA #PRASAH2 NSE Equity NISM00000143153 13-Apr-17 LALAN PRASAD SAHA1446 PRAOR157 PRATIBHA SAHA #PRASAH2 BSE Equity NISM00000143153 13-Apr-17 LALAN PRASAD SAHA1448 PRAOR157 PRATIBHA SAHA #PRASAH2 NSE FNO BSEBCDBHUJUN505 24-Jun-15 LALAN PRASAD SAHA1449 PRAOR621 PRASANTAKUMAR MISHRA #PRA4652 NSE FNO 201400054410 3-Dec-17 PRASANTA KUMAR MISHRA1450 PRAOR621 PRASANTAKUMAR MISHRA #PRA4652 BSE Equity 917331 10-Mar-17 PRASANTA KUMAR MISHRA1451 PRAOR621 PRASANTAKUMAR MISHRA #PRA4652 NSE Equity 917331 10-Mar-17 PRASANTA KUMAR MISHRA1452 PRAS2444 PRADEEP ROUT #PR23179 BSE Equity 20140003130 23-Sep-17 PRADEEP S ROUT1453 PRAS2444 PRADEEP ROUT #PR23179 NSE Equity 20140003130 23-Sep-17 PRADEEP S ROUT1454 PRAS2444 PRADEEP ROUT #PR23179 NSE FNO 20140020653 24-Sep-17 PRADEEP SIBANANDA ROUT1455 PRAT1201 PRANJIT GOGOI #PRANJI1 NSE Equity 737052 19-Mar-17 PRANJIT C GOGOI1456 PRAT2206 PRASHANT KUMAR SINGH #PRA5395 NSE FNO NCFM00000985050 10-Mar-15 PRASHANT KUMAR SINGH1457 PRAT2206 PRASHANT KUMAR SINGH #PRA5395 NSE Equity NCFM00000985050 11-Feb-17 PRASHANT KUMAR SINGH1458 PRAU2716 PRASHANT APANDKAR #PR24503 Mutual Fund ARN71096 4-Nov-16 PRASHANT APANDKAR1459 PRAY2255 PRANAB SIKDAR #PRA6694 Mutual Fund NISM1200006048 15-Nov-15 JUHI KHANNA SIKDAR1461 PRAY2255 PRANAB SIKDAR #PRA6694 NSE Equity NCFM00001030667 27-Aug-17 JUHI KHANNA SIKDAR1460 PRAY2255 PRANAB SIKDAR #PRA8133 NSE FNO NCFM00000312815 27-Aug-15 PUSHAN SIKDAR1462 PRBA1079 PRABHAKAR POTDAR #PRAPOT1 Mutual Fund ARN98799 26-Oct-17 PRABHAKAR M POTDAR1463 PRBA1079 PRABHAKAR POTDAR #PRAPOT1 NSE Equity 20140002281 29-May-17 PRABHAKAR M POTDAR1464 PRBA1079 PRABHAKAR POTDAR #PRAPOT1 BSE Equity 20140002281 29-May-17 PRABHAKAR M POTDAR1465 PRBA1079 PRABHAKAR POTDAR #PRAPOT1 NSE FNO 20140015454 30-May-17 PRABHAKAR M POTDAR1466 PRELU322 PREETI GUPTA #PREGUP1 NSE Equity NCFM00000734621 7-Aug-15 RAJ NARAYAN1467 PRELU322 PREETI GUPTA #PREGUP1 NSE FNO NCFM00000734621 25-Aug-15 RAJ NARAYAN1468 PREMP869 PREM BIHARI RATHI #PRERAT1 NSE FNO NCFM00000318897 15-Sep-15 YUGAL KISHORE RATHI1469 PREMP869 PREM BIHARI RATHI #PRERAT1 NSE Equity NCFM00000318897 16-Aug-17 YUGALKISHORE SURESH RATHI

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ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1470 PRII2595 PRITIBEN A RANA #PR23953 BSE Equity 20140005008 2-Nov-17 CHIRAG ASHWINBHAI MISTRY1471 PRII2595 PRITIBEN A RANA #PR23953 NSE Equity 20140005008 2-Nov-17 CHIRAG ASHWINBHAI MISTRY1472 PRII2595 PRITIBEN A RANA #PR23953 NSE FNO 450712 6-May-16 CHIRAG ASHWINBHAI MISTRY1473 PRIRA459 PRITI LOONKER #PRILOO1 NSE Equity NISM20140001122 3-Jan-17 PRITI LOOKER1474 PRIRA459 PRITI LOONKER #PRILOO1 BSE Equity NISM20140001122 3-Jan-17 PRITI LOOKER1475 PRIT2209 PRINKA WALIA #PRI4993 NSE FNO NISM20130005834 12-Oct-16 PRINKA WALIA1476 PRIT2209 PRINKA WALIA #PRI4993 BSE Equity 20140003268 29-Nov-17 PRINKA WALIA1477 PRIT2209 PRINKA WALIA #PRI4993 NSE Equity 20140003268 29-Nov-17 PRINKA WALIA1478 PRJA1230 ROMESH CHANDER SHARMA #ROMSHA1 BSE Equity NISM00000371650 9-May-16 VINOD KUMAR SHARMA1479 PRJA1230 ROMESH CHANDER SHARMA #ROMSHA1 NSE Equity NISM00000371650 9-May-16 VINOD KUMAR SHARMA1480 PUFT449R RAJAN PANDURANG KUTE #PU22236 Mutual Fund ARN65604 23-Feb-16 RAJAN KUTE1485 PULAN378 PULAKESHWAR MISHRA #PULMIS1 NSE Equity NISM20130000157 14-Sep-16 MADHUMITA R BISWAL1486 PULAN378 PULAKESHWAR MISHRA #PULMIS1 BSE Equity NISM20130000157 14-Sep-16 MADHUMITA BISWAL1483 PULAN378 PULAKESHWAR MISHRA #PULMIS2 NSE Equity NISM20130000157 14-Sep-16 P D MISHRA1484 PULAN378 PULAKESHWAR MISHRA #PULMIS2 BSE Equity NISM20130000157 14-Sep-16 P D MISHRA1489 PULAN378 PULAKESHWAR MISHRA #PULMIS2 NSE FNO BSEBCDBHUJUN513 23-Jun-15 PULAKESWAR DHARNIDHAR MISHRA1487 PULAN378 PULAKESHWAR MISHRA #PULMIS3 NSE Equity NISM20130000157 14-Sep-16 PRABHAT S MISHRA1488 PULAN378 PULAKESHWAR MISHRA #PULMIS3 BSE Equity NISM20130000157 14-Sep-16 PRABHAT S MISHRA1481 PULAN378 PULAKESHWAR MISHRA #PULMIS4 NSE Equity NISM20130000157 14-Sep-16 RAGHAV KUMAR1482 PULAN378 PULAKESHWAR MISHRA #PULMIS4 BSE Equity NISM20130000157 14-Sep-16 RAGHAV KUMAR1490 PUND2547 PUNEET MADAAN #PU23500 BSE Equity 20140001087 3-Jan-17 ANURAG S AGARWAL1491 PUND2547 PUNEET MADAAN #PU23500 NSE Equity 20140001087 3-Jan-17 ANURAG S AGARWAL1492 PUND2547 PUNEET MADAAN #PU23500 NSE FNO 20130005560 4-Oct-16 ANURAG S AGARWAL1495 PURF2312 PURUSHOTTAM VISHNU DESHPANDE #PU23903 BSE Equity 1066413 27-Feb-16 DARSHAN RAJENDRA ROPALEKAR1496 PURF2312 PURUSHOTTAM VISHNU DESHPANDE #PU23903 NSE Equity 1066413 27-Feb-16 DARSHAN RAJENDRA ROPALEKAR1493 PURF2312 PURUSHOTTAM VISHNU DESHPANDE #PUR8334 BSE Equity NISM00001066413 27-Feb-16 PURUSHOTTAM VISHNU DESHPANDE1494 PURF2312 PURUSHOTTAM VISHNU DESHPANDE #PUR8334 NSE Equity NISM00001066413 27-Feb-16 PURUSHOTTAM VISHNU DESHPANDE1497 PUROR720 PURNA CHNADRA RAUTARAY #PURRAU1 NSE FNO 201300007734 7-Jan-18 PURNA CHANDRA RAUTARAY1498 PUROR720 PURNA CHNADRA RAUTARAY #PURRAU1 Mutual Fund ARN7300 9-Aug-15 PURNA CHNADRA RAUTARAY1500 PUROR720 PURNA CHNADRA RAUTARAY #PURRAU1 NSE Equity 32935 20-May-17 PURNA CHANDRA RAUTRAY1501 PUROR720 PURNA CHNADRA RAUTARAY #PURRAU1 BSE Equity 32935 20-May-17 PURNA CHANDRA RAUTRAY1499 PUROR720 PURNA CHNADRA RAUTARAY #PURRAU2 BSE Equity 32935 20-May-17 NARSINHA CHARAN PRUSTY1502 PUROR720 PURNA CHNADRA RAUTARAY #PURRAU2 NSE Equity 32935 20-May-17 NARSINHA CHARAN PRUSTY1503 PZIa3EJO HARDIK KIRTIKUMAR SHAH #PZ19824 Mutual Fund ARN73512 30-Mar-16 HARDIK KIRTIKUMAR SHAH1504 QAGVScc2 PRAMODINI JITENDRA DHUNDE #PRADHU1 NSE Equity 20140002283 29-May-17 PRAMODINI JITENDRA DHUNDE1505 QEcJaE2X ARUN CHIMANBHAI PATEL #QE20847 Mutual Fund ARN24987 24-Jul-17 ARUN CHIMANBHAI PATEL1506 QGU6VU1Y SUDEEP SARAOGI #QG20894 Mutual Fund ARN71422 1-Sep-16 SUDEEP SARAOGI1507 QN8TK1K4 HEMAL R PATEL #QN21598 Mutual Fund ARN82241 28-Feb-17 HEMAL PATEL1508 QOQTKCY2 SANJAY KUMAR DAS #QO21543 Mutual Fund ARN75810 17-Apr-17 SANJAY DAS1509 QQQQTQD2 SAMIR JAGDISH NACHANE #SAJANA1 BSE Equity 201400050757 9-Nov-17 SAMIR JAGDISH NACHANE1510 QQQQTQD2 SAMIR JAGDISH NACHANE #SAJANA1 NSE Equity 201400050757 9-Nov-17 SAMIR JAGDISH NACHANE1511 QQQQTQD2 SAMIR JAGDISH NACHANE #SAJANA1 NSE FNO NCFM00000605898 14-Dec-15 SAMIR NACHANE1513 QUP65cEG AVINASH NEMDHARI SINGH #AVISIN2 Mutual Fund ARN83406 14-Apr-17 AVINASH NEMDHARI SINGH1514 QUP65cEG AVINASH NEMDHARI SINGH #AVISIN2 BSE Equity BSESTKCMFEB1417 15-Feb-17 AVINASH NEMDHARI SINGH1516 QUP65cEG AVINASH NEMDHARI SINGH #AVISIN2 NSE Equity NCFM00000875158 19-Jan-16 AVINASH NEMDHARI SINGH1512 QUP65cEG AVINASH NEMDHARI SINGH #QUP6412 Mutual Fund ARN83406 14-Apr-17 AVINASH NEMDHARI SINGH1515 QUP65cEG AVINASH NEMDHARI SINGH #QUP6412 BSE Equity BSESTKCMFEB1417 15-Feb-18 DALVANI K MANISHKUMAR1517 QUP65cEG AVINASH NEMDHARI SINGH #QUP6412 NSE Equity NCFM00000875158 19-Jan-16 DALVANI K MANISHKUMAR1518 QWc6XC0F ANIL KUMAR MISHRA #ANIMIS1 NSE Equity NCFM00000830485 9-Jun-15 ANIL KUMAR MISHRA1519 R0H1bEFA VIVEK JOSHI #R021345 Mutual Fund ARN34703 1-Sep-16 VIVEK JOSHI1520 RAAH1021 RAJIVN MEHTA #RAJMEH1 NSE Equity NCFM00000436808 8-Jun-15 RAJIV NIRANJANBHAI MEHTA1521 RAAH1021 RAJIVN MEHTA #RAJMEH1 Mutual Fund ARN9833 10-Aug-16 RAJIV NIRANJANBHAI MEHTA1522 RAAZ1062 RAJESH ASTHANA #RAJAST1 BSE Equity NISM20130000830 21-Nov-16 RAJESH KUNWAR ASTHANA1523 RAAZ1062 RAJESH ASTHANA #RAJAST1 NSE Equity NISM20130000830 21-Nov-16 RAJESH KUNWAR ASTHANA1524 RABJ2609 RABINDRA GOUDA #RA24112 NSE Equity 20140003142 23-Sep-17 RABINDRA S GAUDA1525 RABJ2609 RABINDRA GOUDA #RA24112 BSE Equity 20140003142 23-Sep-17 RABINDRA S GAUDA1526 RADP2667 RADHIKA K RANI #RA24201 NSE Equity 201400063401 24-Nov-17 S VINAY KUMAR1527 RADP2667 RADHIKA K RANI #RA24201 BSE Equity 201400063401 24-Nov-17 S VINAY KUMAR1528 RAHN2397 RAHUL DASHRATHRAO RAJGURE #RA22658 NSE FNO NISM00001009685 4-Jun-16 RAHUL DASHARATHARAO RAJGURE

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Certificate Expiry Cases27

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1529 RAHN2397 RAHUL DASHRATHRAO RAJGURE #RA22658 NSE Equity NCFM00001009685 4-Mar-18 RAHUL RAJGURE1530 RAJAL217 RAJESH SINGH #RAJSIN1 NSE FNO NISM00000145079 15-Apr-16 RAJESH SINGH1531 RAJAL217 RAJESH SINGH #RAJSIN1 NSE Equity NISM20130000831 21-Nov-16 RAJESH SINGH1532 RAJAS617 RAJARSHI CHAKRABORTY #RAJACH1 BSE Equity 20140002982 21-Sep-17 RAJARSHI R CHAKRABORTY1533 RAJAS617 RAJARSHI CHAKRABORTY #RAJACH1 NSE Equity 20140002982 21-Sep-17 RAJARSHI R CHAKRABORTY1534 RAJAS617 RAJARSHI CHAKRABORTY #RAJACH1 NSE FNO 20140020633 22-Sep-17 RAJARSHI R CHAKRABORTY1535 RAJC2537 RAJASHREE MISHRA #RA23443 NSE Equity 20140003120 23-Sep-17 RAJASHREE MISHRA1536 RAJC2537 RAJASHREE MISHRA #RA23443 BSE Equity 20140003120 23-Sep-17 RAJASHREE MISHRA1537 RAJC2537 RAJASHREE MISHRA #RA23443 NSE FNO 20140020644 24-Sep-17 RAJASHREE MISHRA1542 RAJCHA03 RAJINDER PAL TREHAN #RAJTR10 NSE Equity NISM00000143000 8-Aug-15 SHUBANGHI TREHAN1543 RAJCHA03 RAJINDER PAL TREHAN #RAJTR10 BSE Equity NISM00000143000 8-Aug-15 SHUBHANGI TREHAN1544 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE1 NSE Equity NISM00000143000 8-Aug-15 RAVINDER T KUMAR1545 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE1 BSE Equity NISM00000143000 8-Aug-15 RAVINDER KUMAR TREHAN1538 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE2 NSE FNO NISM00000143000 6-Jun-16 RAJINDER A TREHAN1540 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE2 NSE Equity NISM00000143000 8-Aug-15 RAJINDER PAL TREHAN1541 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE2 BSE Equity NISM00000143000 8-Aug-15 RAJINDER PAL TREHAN1539 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE8 NSE Equity NISM00000143000 8-Aug-15 ASHWIN TREHAN1548 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE8 BSE Equity NISM00000143000 8-Aug-15 ASHWIN TREHAN1546 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE9 NSE Equity NISM00000143000 8-Aug-15 GEETANSHU TREHAN1547 RAJCHA03 RAJINDER PAL TREHAN #RAJTRE9 BSE Equity NISM00000143000 8-Aug-15 GEETANSHU TREHAN1549 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN1 BSE Equity BSESTKPVSEP5709 17-Sep-18 AMIT KUMAR TIWARI1554 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN1 NSE Equity NCFM00000143025 19-Jul-15 AMIT KUMAR TIWARI1560 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN1 Mutual Fund ARN46301 27-Dec-17 AMIT KUMAR TIWARI1555 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN2 NSE Equity NCFM00000143025 19-Jul-15 VIKAS SURESH CHAND1558 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN2 Mutual Fund ARN46301 27-Dec-17 AMIT KUMAR TIWARI1551 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN3 BSE Equity BSESTKPVSEP5709 18-Sep-17 PREMA RAWAT1552 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN3 NSE Equity NCFM00000143025 19-Jul-15 PREMA B RAWAT1562 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN3 Mutual Fund ARN46301 27-Dec-17 VIKAS SURESH CHAND1556 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN4 NSE Equity NCFM00000143025 19-Jul-15 AKHIL RAJENDRA MUNJAL1559 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN4 Mutual Fund ARN46301 27-Dec-17 AMIT KUMAR TIWARI1550 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN5 BSE Equity BSESTKPVSEP5709 17-Sep-18 RAJENDRA MOHAN MUNJAL1553 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN5 NSE Equity NCFM00000143025 19-Jul-15 RAJENDRA MOHAN MUNJAL1557 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN5 NSE FNO NISM00000143025 24-Jun-16 RAJENDRA MOHAN MUNJAL1561 RAJDE201 RAJENDRA MOHAN MUNJAL #RAJMUN5 Mutual Fund ARN46301 27-Dec-17 AMIT KUMAR TIWARI1564 RAJF2317 RAJESH PRABHAKARJI BAWANE #RA24056 NSE Equity 918654 30-May-16 MAYUR MANOHAR MESHRAM1563 RAJF2317 RAJESH PRABHAKARJI BAWANE #RAJ8634 NSE Equity 918654 30-May-16 RAJESH PRABHAKARJI BAWANE1565 RAJF2317 RAJESH PRABHAKARJI BAWANE #RAJ8634 NSE FNO 20140015453 30-May-17 RAJESH PRABHAKARJI BAWANE1566 RAJJA274 RAJESHKUMAR GUPTA #RAJKUG5 NSE Equity NCFM00000089983 13-Mar-15 RAJESHKUMAR PRAKASHCHAND GUPTA1567 RAJKE662 RAJIT KRISHNA #RAJKRI1 NSE Equity NCFM00000175774 27-Aug-16 RAJIT KRISHNA1570 RAJLUC60 RAJENDRA GUPTA #RAJGUP2 NSE Equity NCFM00000887891 12-Feb-16 RAKESH SHARMA1569 RAJLUC60 RAJENDRA GUPTA #RAJGUP3 NSE Equity 887891 12-Feb-16 VIJENDRA A GUPTA1568 RAJLUC60 RAJENDRA GUPTA #RAJGUP4 NSE Equity 887891 12-Feb-16 RAJENDRA A GUPTA1572 RAJLUC60 RAJENDRA GUPTA #RAJGUP4 NSE FNO 20140017746 25-Jul-17 RAJENDRA A GUPTA1571 RAJLUC60 RAJENDRA GUPTA #RAJGUP6 NSE Equity NCFM00000887891 12-Feb-16 RANJANA GUPTA1576 RAJMOR87 RAJENDRA SARIN #RAJSAR1 NSE Equity 894899 22-Dec-15 NUTAN B MEHRA1580 RAJMOR87 RAJENDRA SARIN #RAJSAR1 NSE FNO 20140016049 27-Jun-17 NUTAN B MEHRA1573 RAJMOR87 RAJENDRA SARIN #RAJSAR3 BSE Equity STKCMJUL52315 19-Jul-16 RAJENDRA B SARIN1577 RAJMOR87 RAJENDRA SARIN #RAJSAR3 NSE Equity 894899 22-Dec-15 RAJENDRA B SARIN1578 RAJMOR87 RAJENDRA SARIN #RAJSAR3 NSE FNO 20140016045 27-Jun-17 RAJENDRA B SARIN1575 RAJMOR87 RAJENDRA SARIN #RAJSAR4 NSE Equity 894899 22-Dec-15 POONAM MEHARA1579 RAJMOR87 RAJENDRA SARIN #RAJSAR4 NSE FNO 20140016047 27-Jun-17 POONAM MEHARA1574 RAJMOR87 RAJENDRA SARIN #RAJSAR5 NSE Equity NCFM00000894899 22-Dec-15 GAURAV DILIPKUMAR GOYAL1582 RAJMP425 RAJNI GUPTA #RAJNGU1 NSE Equity NCFM00000149668 11-Dec-15 RAJNI .1583 RAJMP425 RAJNI GUPTA #RAJNGU2 NSE Equity NCFM00000149668 11-Dec-15 PRADIP KUMAR GUPTA1581 RAJMP425 RAJNI GUPTA #RAJNGU3 NSE Equity NCFM00000149668 11-Dec-15 NATHOORAM GUPTA1584 RAJMP425 RAJNI GUPTA #RAJNGU4 NSE Equity NCFM00000149668 11-Dec-15 KRISHNA RAJENDRA RAWAT1585 RAJN2646 RAJESH SINGH RAJPOOT #RA24242 NSE Equity 791656 5-Nov-15 NIRAJ A PATHAK1586 RAJOR944 RAJESH PRASAD #RAJEPR1 NSE FNO BSEBCDBHUJUN527 23-Jun-15 RAJESH PRASAD1587 RAJOR944 RAJESH PRASAD #RAJEPR2 NSE Equity 813761 26-Mar-15 RAJESH MANISH BEHERA

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Certificate Expiry Cases28

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1589 RAJPA282 RAJESH NARAYAN PRASAD #RAJPRA1 NSE Equity 802383 17-May-15 BIPLAB D ROY1588 RAJPA282 RAJESH NARAYAN PRASAD #RAJPRA6 NSE Equity 802383 17-May-15 SANTOSH R PRASAD1590 RAJPAT07 RAJIV RANJAN #RAJIV01 NSE Equity 20130000158 14-Sep-16 RAJIV RAM RANJAN1591 RAJPAT07 RAJIV RANJAN #RAJIV01 NSE FNO 20140013055 21-Feb-17 RAJIV RAM RANJAN1592 RAJQ2171 RAJIBUL SHAIKH #RAJ4832 NSE Equity 20140001804 22-Feb-17 RAJIBUL SHAIKH1593 RAJQ2675 RAJEEV KUMAR SRIVASTAVA #RA24246 NSE Equity 232734 1-Jul-16 VINEET R SRIVASTAVA1594 RAJQ2675 RAJEEV KUMAR SRIVASTAVA #RA24246 BSE Equity 232734 1-Jul-16 VINEET R SRIVASTAVA1595 RAJQ2675 RAJEEV KUMAR SRIVASTAVA #RA24246 NSE FNO 232734 19-May-15 VINEET R SRIVASTAVA1596 RAJR2683 RAJESH KUMAR #RA24313 BSE Equity 201400065018 26-Jan-18 RAJESH S KUMAR1597 RAJR2683 RAJESH KUMAR #RA24313 NSE Equity 201400065018 26-Jan-18 RAJESH S KUMAR1598 RAJS2190 RAJEEV KATHURIA #RAJ4495 NSE FNO NISM20130004737 20-Sep-16 RAJIV KATHURIA1599 RAJT2453 RAJESH BHANUBHAI RATHOD #RA23272 Mutual Fund ARN93213 23-Dec-16 RAJESH B RATHOD1600 RAJT2455 RAJAN CHADHA #RA23168 NSE Equity NCFM00000802178 17-Feb-15 SACHIN ARORA1601 RAJT2709 RAJA DUTTA #RA24543 Mutual Fund ARN83623 13-Oct-17 RAJA DUTTA1602 RAJU2214 RAJEEB KUMAR BEHERA #RAJ6172 BSE Equity 20140003133 23-Sep-17 RAJEEB KUMAR BEHERA1603 RAJU2214 RAJEEB KUMAR BEHERA #RAJ6172 NSE Equity 20140003133 23-Sep-17 RAJEEB KUMAR BEHERA1604 RAJU2214 RAJEEB KUMAR BEHERA #RAJ6172 NSE FNO 20140020656 24-Sep-17 RAJEEB KUMAR BEHERA1605 RAJY2258 RAJA RAJAMANICKAM #RA22664 NSE Equity NCFM00000904248 3-Feb-16 RAJA RAJAN SIVASUBRAMANIAN1606 RAJY2258 RAJA RAJAMANICKAM #RAJ6613 Mutual Fund ARN89417 24-Apr-16 RAJA RAJAMANICKAM1607 RAJZ2764 RAJENDHER VADLAKONDA #RA24555 Mutual Fund ARN89248 26-May-16 RAJENDHER VADLAKONDA1609 RAKPU688 RAKESH BAJAJ #RAKBAJ1 NSE Equity NCFM00000900274 12-Feb-16 RAKESH BAJAJ1611 RAKPU688 RAKESH BAJAJ #RAKBAJ1 NSE FNO NISM20130005823 12-Oct-16 RAKESH BAJAJ1610 RAKPU688 RAKESH BAJAJ #RAKBAJ2 NSE Equity NCFM00000900274 12-Feb-16 GOPAL KISHAN1608 RAKPU688 RAKESH BAJAJ #RAKBAJ3 NSE Equity NCFM00000900274 12-Feb-16 VINAY GOYAL1612 RAKY2252 RAKESH BABBAR #RA23103 NSE Equity NCFM00000860975 20-Nov-15 SHAMSHER L SINGH1613 RAKY2252 RAKESH BABBAR #RAK6455 NSE FNO NISM20130004824 21-Sep-16 RAKESH L BABBAR1614 RAKY2252 RAKESH BABBAR #RAK6455 NSE Equity 20140003291 29-Nov-17 RAKESH ASHOK BABBAR1615 RAKY2252 RAKESH BABBAR #RAK6455 BSE Equity 20140003291 29-Nov-17 RAKESH ASHOK BABBAR1618 RAMJ2352 RAMA SUBBAREDDY MUKKAMALLA #RA22387 NSE FNO NISM00001099086 3-Aug-16 RAMA SUBBAREDDY MUKKAMALLA1619 RAMJ2352 RAMA SUBBAREDDY MUKKAMALLA #RA22387 BSE Equity NISM00001099086 8-Mar-16 RAMA MUKKAMALLA1620 RAMJ2352 RAMA SUBBAREDDY MUKKAMALLA #RA22387 NSE Equity NISM00001099086 8-Mar-16 RAMA SUBBAREDDY MUKKAMALLA1616 RAMJ2352 RAMA SUBBAREDDY MUKKAMALLA #RA23429 NSE Equity 1099086 2-Aug-16 A GIRIDHAR REDDY1617 RAMJ2352 RAMA SUBBAREDDY MUKKAMALLA #RA23429 BSE Equity 1099086 2-Aug-16 A GIRIDHAR REDDY1621 RAML2628 KRISHNAPPA RAMAKRISHNA #RA24093 NSE Equity 873516 20-May-19 KRISHNAPPA RAMAKRISHNA1622 RAMN2649 RAMESH S NA #RA24082 Mutual Fund ARN33750 7-Jul-16 RAMESH S NA1623 RAMOR866 RAMA KANTA DHAR #RAMDHA1 Mutual Fund ARN3399 9-Aug-15 RAMAKANTA NITYA DHAR1624 RAMOR866 RAMA KANTA DHAR #RAMDHA1 BSE Equity 20140003136 23-Sep-17 RAMA KANTA DHAR1625 RAMOR866 RAMA KANTA DHAR #RAMDHA1 NSE Equity 20140003136 23-Sep-17 RAMA KANTA DHAR1626 RANC2284 RANJAN KUMAR BEHERA #RA22726 NSE FNO NISM20130004491 13-Sep-16 RANJAN KUMAR BEHRA1627 RANC2284 RANJAN KUMAR BEHERA #RA22726 NSE Equity 20140003135 23-Sep-17 RANJAN KUMAR BEHERA1628 RANC2284 RANJAN KUMAR BEHERA #RA22726 BSE Equity 20140003135 23-Sep-17 RANJAN KUMAR BEHERA1633 RANC2284 RANJAN KUMAR BEHERA #RA22726 Mutual Fund ARN97348 26-Dec-16 RANJAN KUMAR BEHRA1629 RANC2284 RANJAN KUMAR BEHERA #RA23110 NSE Equity 20140003135 23-Sep-17 PRAVANJAN PRABITRA MOHAPATRA1630 RANC2284 RANJAN KUMAR BEHERA #RA23110 BSE Equity 20140003135 23-Sep-17 PRAVANJAN PRABITRA MOHAPATRA1635 RANC2284 RANJAN KUMAR BEHERA #RA23110 Mutual Fund ARN97348 26-Dec-16 RANJAN KUMAR BEHRA1631 RANC2284 RANJAN KUMAR BEHERA #RAN7633 BSE Equity 20140003135 23-Sep-17 PRATAP KUMAR BEHERA1632 RANC2284 RANJAN KUMAR BEHERA #RAN7633 NSE Equity 20140003135 23-Sep-17 PRATAP KUMAR BEHERA1634 RANC2284 RANJAN KUMAR BEHERA #RAN7633 Mutual Fund ARN97348 26-Dec-16 RANJAN KUMAR BEHRA1636 RANL2370 RANJAN KUMAR JHA #RA22576 NSE FNO 20140013054 21-Feb-17 RANJAN KUMAR JHA1637 RANL2370 RANJAN KUMAR JHA #RA22576 NSE Equity 20140001822 22-Feb-17 RANJAN KUMAR JHA1638 RANL2370 RANJAN KUMAR JHA #RA22576 BSE Equity 20140001822 22-Feb-17 RANJAN KUMAR JHA1639 RANTA760 RANI CHELLAMMA #RANCHE1 NSE Equity NCFM00000190596 13-Oct-16 RANI C LOHITHAN1640 RANVI214 RANJIT SEN #RANSEN1 BSE Equity 20140001218 10-Jan-17 KUMMARI K HANMANTHU1641 RANVI214 RANJIT SEN #RANSEN1 NSE Equity 20140001218 10-Jan-17 KUMMARI K HANMANTHU1654 RANVI214 RANJIT SEN #RANSEN1 Mutual Fund ARN28406 11-Mar-15 AARTI YADNESH VARTAK1648 RANVI214 RANJIT SEN #RANSEN2 BSE Equity 20140001218 10-Jan-17 GEETA GANESAN1649 RANVI214 RANJIT SEN #RANSEN2 NSE Equity 20140001218 10-Jan-17 GEETA GANESAN1650 RANVI214 RANJIT SEN #RANSEN2 Mutual Fund ARN28406 11-Apr-15 AARTI YADNESH VARTAK1642 RANVI214 RANJIT SEN #RANSEN3 BSE Equity 20140001218 10-Jan-17 RANJIT AJIT SEN

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Certificate Expiry Cases29

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1643 RANVI214 RANJIT SEN #RANSEN3 NSE Equity 20140001218 10-Jan-17 RANJIT AJIT SEN1651 RANVI214 RANJIT SEN #RANSEN3 Mutual Fund ARN28406 11-Apr-15 AARTI YADNESH VARTAK1656 RANVI214 RANJIT SEN #RANSEN3 NSE FNO BSEMHMAR102621 22-Mar-16 RANJIT AIJIT SEN1652 RANVI214 RANJIT SEN #RANSEN4 Mutual Fund ARN28406 11-Apr-15 AARTI YADNESH VARTAK1646 RANVI214 RANJIT SEN #RANSEN5 NSE Equity 20140001218 10-Jan-17 ARTI Y VARTAK1647 RANVI214 RANJIT SEN #RANSEN5 BSE Equity 20140001218 10-Jan-17 ARTI Y VARTAK1655 RANVI214 RANJIT SEN #RANSEN5 Mutual Fund ARN28406 11-Mar-15 AARTI YADNESH VARTAK1644 RANVI214 RANJIT SEN #RANSEN6 BSE Equity 20140001218 10-Jan-17 BHASAKAR MANIK GIRI1645 RANVI214 RANJIT SEN #RANSEN6 NSE Equity 20140001218 10-Jan-17 BHASAKAR MANIK GIRI1653 RANVI214 RANJIT SEN #RANSEN6 Mutual Fund ARN28406 11-Apr-15 AARTI YADNESH VARTAK1659 RAPA1375 RAMESHBHAID PATEL #RAMPAT1 BSE Equity 20140002081 11-Apr-17 RAMESHBHAI D PATEL1660 RAPA1375 RAMESHBHAID PATEL #RAMPAT1 NSE Equity 20140002081 11-Apr-17 RAMESHBHAI D PATEL1661 RAPA1375 RAMESHBHAID PATEL #RAMPAT1 NSE FNO 20140011734 24-Jan-17 RAMESHBHAI D PATEL1657 RAPA1375 RAMESHBHAID PATEL #RAP5052 NSE Equity 20140002081 11-Apr-17 MANISHKUMAR R PATEL1658 RAPA1375 RAMESHBHAID PATEL #RAP5052 BSE Equity 20140002081 11-Apr-17 MANISHKUMAR R PATEL1664 RASMA860 RASILA ANIL PARMAR #RASPAR1 NSE Equity NCFM00000069262 19-Jun-17 ANIL RANCHODDAS PARMAR1662 RASMA860 RASILA ANIL PARMAR #RASPAR2 NSE Equity NCFM00000069262 19-Jun-17 PORNIMA BANTHIA1663 RASMA860 RASILA ANIL PARMAR #RASPAR3 NSE Equity NCFM00000069262 19-Jun-17 RASILA ANIL PARMAR1665 RASR2433 RASHMI UPADHYAY #RA23057 NSE FNO 20140020322 17-Oct-17 RASHMI UPADHYAY1667 RASVAR65 RASHMI THUKRAL #RASTH12 Mutual Fund ARN12836 13-Dec-15 AKANSHI GUPTA1668 RASVAR65 RASHMI THUKRAL #RASTH19 Mutual Fund ARN12836 13-Dec-15 AKANSHI GUPTA1673 RASVAR65 RASHMI THUKRAL #RASTH19 NSE Equity 20130000834 21-Nov-16 SANJAY BABULAL BHAGAT1674 RASVAR65 RASHMI THUKRAL #RASTH19 BSE Equity 20130000834 21-Nov-16 SANAJY BABULAL BHAGAT1683 RASVAR65 RASHMI THUKRAL #RASTH19 NSE FNO 20130007854 22-Nov-16 SANAJY BABULAL BHAGAT1685 RASVAR65 RASHMI THUKRAL #RASTH19 CDX 20130005850 23-Nov-16 SANAJY BABULAL BHAGAT1672 RASVAR65 RASHMI THUKRAL #RASTHU1 Mutual Fund ARN12836 13-Dec-15 AKANSHI GUPTA1681 RASVAR65 RASHMI THUKRAL #RASTHU1 NSE Equity 20130000832 21-Nov-16 VISHNU ANIL CHAURASIA1682 RASVAR65 RASHMI THUKRAL #RASTHU1 BSE Equity 20130000832 21-Nov-16 VISHNU ANIL CHAURASIA1666 RASVAR65 RASHMI THUKRAL #RASTHU3 NSE FNO 145242 6-Oct-15 ASHUTOSH KUMAR VERMA1671 RASVAR65 RASHMI THUKRAL #RASTHU3 Mutual Fund ARN12836 13-Dec-15 AKANSHI GUPTA1679 RASVAR65 RASHMI THUKRAL #RASTHU3 NSE Equity 20130000832 21-Nov-16 ASHUTOSH KUMAR VERMA1680 RASVAR65 RASHMI THUKRAL #RASTHU3 BSE Equity 20130000832 21-Nov-16 ASHUTOSH KUMAR VERMA1670 RASVAR65 RASHMI THUKRAL #RASTHU4 Mutual Fund ARN12836 13-Dec-15 AKANSHI GUPTA1677 RASVAR65 RASHMI THUKRAL #RASTHU4 NSE Equity NISM20130000832 21-Nov-16 RASHMI THAKURAL1678 RASVAR65 RASHMI THUKRAL #RASTHU4 BSE Equity NISM20130000832 21-Nov-16 RASHMI THAKURAL1684 RASVAR65 RASHMI THUKRAL #RASTHU4 NSE FNO NISM20130007841 22-Nov-16 RASHMI THAKURAL1669 RASVAR65 RASHMI THUKRAL #RASTHU9 Mutual Fund ARN12836 13-Dec-15 AKANSHI GUPTA1675 RASVAR65 RASHMI THUKRAL #RASTHU9 NSE Equity 20130000832 21-Nov-16 BRIJESH KUMAR YADAV1676 RASVAR65 RASHMI THUKRAL #RASTHU9 BSE Equity 20130000832 21-Nov-16 BRIJESH KUMAR YADAV1686 RAVD2290 RAVI KUMAR #RAV9315 Mutual Fund ARN4729 10-Aug-15 RAVI KUMAR1687 RAVL2127 RAVI PRAKASH SINGH #RAV3692 NSE Equity NISM20130000833 21-Nov-16 RAVI PRAKASH SINGH1688 RAVL2127 RAVI PRAKASH SINGH #RAV3692 BSE Equity NISM20130000833 21-Nov-16 RAVI PRAKASH SINGH1689 RAVL2127 RAVI PRAKASH SINGH #RAV3692 NSE FNO NISM20130007842 22-Nov-16 RAVI PRAKASH SINGH1690 RAVV2478 RAVI UPADHAYA #RA23176 Mutual Fund ARN57411 26-Aug-16 RAVI UPADHAYA1691 RaWSD79A SEEMA SAMIRKUMAR DESAI #Ra22496 Mutual Fund ARN811727 22-May-15 SEEMA DESAI1692 RcGbUA8Q JAYESH NAVINCHANDRA RASPUTRA #Rc21720 Mutual Fund ARN62867 4-Jun-16 JAYESH RASPUTRA1693 RGK9SN2H SURAJIT PRASAD CHAINY #SURCHA1 Mutual Fund ARN88291 7-Nov-17 SURAJIT PRASAD CHAINY1694 RIMA2266 RIMA GHOSE #RIM6853 NSE Equity 20130000159 14-Sep-16 RIMA A GHOSE1695 RIMA2266 RIMA GHOSE #RIM6853 BSE Equity 20130000159 14-Sep-16 RIMA A GHOSE1696 RISQ2426 RISHAB OMPRAKASH TRIPATHI #RI22687 NSE Equity NISM20140001166 9-Jan-17 RISHAB OMPRAKASH TRIPATHI1697 RISUP508 RISHIKUMAR AGARWAL #RISAGA1 NSE Equity NCFM00000144243 23-Oct-15 RATIKA AGRAWAL1698 RITG2327 RITTU CHOUDHARY #RI22291 NSE Equity 210416 19-Nov-15 ANAND UMASHANKAR OMAR1699 RITG2327 RITTU CHOUDHARY #RI22291 BSE Equity 210416 19-Nov-15 ANAND UMASHANKAR OMAR1700 RITT2704 RITIKA VIRMANI #RI24516 NSE Equity 201500001742 12-Jan-18 RITIKA A VIRMANI1701 RJVE1188 RJAYPRAKASH NA #RJAYAP1 NSE FNO 20140011173 17-Jan-17 R RANGNATHAN JAYAPRAKASH1702 RJVE1188 RJAYPRAKASH NA #RJAYAP1 Mutual Fund ARN90576 17-Jan-17 R RANGANATHAN JAYAPRAKASH1705 RJVE1188 RJAYPRAKASH NA #RJAYAP1 NSE Equity NCFM00000143104 19-Aug-16 R RANGANATHAN JAYAPRAKASH1703 RJVE1188 RJAYPRAKASH NA #RJAYAP2 Mutual Fund ARN90576 17-Jan-17 R RANGANATHAN JAYAPRAKASH1704 RJVE1188 RJAYPRAKASH NA #RJAYAP2 NSE Equity NCFM00000143104 19-Aug-16 T C MAHENDIRAN

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Certificate Expiry Cases30

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1706 RO8LDa2S DINESH CHANDRA KASHYAP #DINKAS1 NSE Equity NCFM00000854224 3-Sep-15 DINESH CHANDRA KASHYAP1707 ROHL2621 ROHIT KUMAR VERMA #RO24199 NSE Equity 287276 13-Feb-15 RAKESH R KUMAR1708 ROHL2621 ROHIT KUMAR VERMA #RO24199 Mutual Fund ARN92791 15-Nov-16 RAKESH R KUMAR1709 ROHM2638 ROHIT SHARAD BORNARKAR #RO24048 Mutual Fund ARN95119 14-Mar-17 ROHIT SHARAD BORNARKAR1710 RRaVIR7L SHIVALINGAPPA KALYANAPPA BAYYAR #RR23433 Mutual Fund ARN86278 4-Sep-15 SHIVALINGAPPA KALYANAPPA BAYYAR1711 RSAC2083 RSA CONSULTANTS #RSA6754 NSE Equity NCFM00000958918 10-Sep-16 NANTY SHAH1713 RSHO1145 RNA SHANTI #RSANTH1 Mutual Fund ARN95478 2-Sep-16 T SUBBULAKSHMI1716 RSHO1145 RNA SHANTI #RSANTH1 NSE FNO NISM00000363488 20-Aug-16 G VADIVEL1717 RSHO1145 RNA SHANTI #RSANTH1 BSE Equity NISM00000363488 23-May-16 G VADIVEL1718 RSHO1145 RNA SHANTI #RSANTH1 NSE Equity NISM00000363488 23-May-16 G VADIVEL1714 RSHO1145 RNA SHANTI #RSANTH2 Mutual Fund ARN95478 2-Sep-16 T SUBBULAKSHMI1721 RSHO1145 RNA SHANTI #RSANTH2 NSE Equity NISM00000363488 23-May-16 T SUBBULAKSHMI1722 RSHO1145 RNA SHANTI #RSANTH2 BSE Equity NISM00000363488 23-May-16 T SUBBULAKSHMI1712 RSHO1145 RNA SHANTI #RSH0281 Mutual Fund ARN95478 2-Sep-16 T SUBBULAKSHMI1723 RSHO1145 RNA SHANTI #RSH0281 NSE Equity NISM00000363488 23-May-16 B MAHESH1724 RSHO1145 RNA SHANTI #RSH0281 BSE Equity NISM00000363488 23-May-16 B MAHESH1715 RSHO1145 RNA SHANTI #RSH9353 Mutual Fund ARN95478 2-Sep-16 T SUBBULAKSHMI1719 RSHO1145 RNA SHANTI #RSH9353 NSE Equity NISM00000363488 23-May-16 L GAYATHRI1720 RSHO1145 RNA SHANTI #RSH9353 BSE Equity NISM00000363488 23-May-16 L GAYATHRI1725 RSPHRK1O MICHAEL PINTO #MICPIN1 NSE Equity 1052015 5-Feb-18 AMRUTA JALANDHAR GAYKAR1726 RUBKOL77 RUBY FINANCIAL SER PVT LTD #RUBFIN1 NSE Equity NCFM00000748144 10-Jun-16 DAMAYANTI PROVONJAN DAS1729 RUBKOL77 RUBY FINANCIAL SER PVT LTD #RUBFIN2 NSE Equity NCFM00000748144 20-Jun-16 ANINDYA KUMAR MANDAL1727 RUBKOL77 RUBY FINANCIAL SER PVT LTD #RUBFIN3 NSE Equity NCFM00000748144 10-Jun-16 BAISHALI BASU1728 RUBKOL77 RUBY FINANCIAL SER PVT LTD #RUBFIN4 NSE Equity NCFM00000748144 10-Jun-16 SUMANTA CHAKRABORTY1730 RUPMU209 RUPAL NILESH SALOT #RUPSAL1 NSE Equity NISMMAY103527 12-May-16 RUPAL NILESH SOLAT1731 RUPMU209 RUPAL NILESH SALOT #RUPSAL1 BSE Equity NISMMAY103527 12-May-16 RUPAL NILESH SOLAT1732 RUUXNME6 DIPAK MANEKJI DAND #RU24057 Mutual Fund ARN96308 30-May-17 DIPAK MANEKJI DAND1733 S0FCS7WO NARENDRA RAJARAM GANDHI #NARGAN1 BSE Equity NISM00000842256 4-Aug-15 NARENDRA RAJARAM GANDHI1734 S0FCS7WO NARENDRA RAJARAM GANDHI #NARGAN1 NSE FNO 20140016602 4-Jul-17 NARENDRA RAJARAM GANDHI1735 S0FCS7WO NARENDRA RAJARAM GANDHI #NARGAN1 NSE Equity NCFM00000842256 19-Sep-15 NARENDRA RAJARAM GANDHI1740 S1B8EDS9 RAJANBABU #RAJBAB1 NSE Equity NCFM00000233941 31-Jul-17 K SENTHIL1737 S1B8EDS9 RAJANBABU #RAJBAB2 NSE FNO NISM20140010351 3-Jan-17 R RAJAN BABU1738 S1B8EDS9 RAJANBABU #RAJBAB2 NSE Equity NCFM00000233941 31-Jul-17 R RAJAN BABU1736 S1B8EDS9 RAJANBABU #S122597 NSE FNO NISM20140010343 3-Jan-17 B INDRAKUMAR1739 S1B8EDS9 RAJANBABU #S122597 NSE Equity NCFM00000233941 31-Jul-17 B INDRAKUMAR1741 S9TIcbaP RIDDHI DAKSHIT #S923039 Mutual Fund ARN86037 14-Jun-15 RIDDHI DAKSHIT1742 SA0SU7C3 RAJESH HARILAL DODEJA #RAJDOD1 NSE Equity NCFM00000865224 8-Oct-15 RAJESH HARILAL DODEJA1743 SABI1002 SANJAY KUMAR SINHA #SANJAS1 NSE FNO 20140012958 21-Feb-17 SANJAY KUMAR SINHA1744 SABI1002 SANJAY KUMAR SINHA #SANJAS1 BSE Equity 20140001825 22-Feb-17 SANJAY KUMAR SINHA1747 SABI1002 SANJAY KUMAR SINHA #SANJAS1 NSE Equity 20140001825 22-Feb-17 SANJAY KUMAR SINHA1745 SABI1002 SANJAY KUMAR SINHA #SANJAS2 NSE Equity 20140001825 22-Feb-17 SUNIL AJIT KUMAR1746 SABI1002 SANJAY KUMAR SINHA #SANJAS2 BSE Equity 20140001825 22-Feb-17 SUNIL AJIT KUMAR1748 SACM2134 SACHIN MALIK #SAC3691 NSE Equity 201400061918 19-Dec-17 SACHIN MALIK1749 SACM2134 SACHIN MALIK #SAC4552 NSE Equity 201400061918 19-Dec-17 MEENU S SAMAR1751 SACT2450 SACHI GUPTA #SA23097 NSE Equity 90916 10-Jul-15 SACHI GHANSHYAM GUPTA1752 SACT2450 SACHI GUPTA #SA23097 NSE FNO 20140017771 25-Jul-17 SACHI GHANSHYAM GUPTA1750 SACT2450 SACHI GUPTA #SA24254 NSE Equity 90916 10-Jul-15 ALOK M KUMAR1753 SACU2215 SACHIN KUMAR #SAC6032 NSE Equity NCFM00000228626 18-Aug-17 SACHIN KUMAR1754 SACU2215 SACHIN KUMAR #SAC6032 BSE Equity BSEMHAUG100015 28-Sep-18 SACHIN KUMAR1755 SAGA2777 SAGAR TALEKAR #SA24541 Mutual Fund ARN79827 8-Mar-15 SAGAR TALEKAR1756 SAMAG360 SAMIRKANTI GHOSH #SAMGHO1 NSE Equity NCFM00000143882 27-Jul-15 SAMIR KANTI GHOSH1757 SAMAG360 SAMIRKANTI GHOSH #SAMGHO2 NSE Equity NCFM00000143882 27-Jul-15 SUDIP RANJIT KUMAR GHOSH1758 SAMU1097 SAMEER CHUNILAL SHAH #SAMESH1 NSE Equity 201400030739 7-Oct-17 SAMEER CHUNNILAL SHAH1759 SAMU1097 SAMEER CHUNILAL SHAH #SAMESH1 BSE Equity 201400030739 7-Oct-17 SAMEER CHUNNILAL SHAH1761 SAMU1097 SAMEER CHUNILAL SHAH #SAMESH1 Mutual Fund ARN23615 13-Nov-17 SAMEER CHUNILAL SHAH1762 SAMU1097 SAMEER CHUNILAL SHAH #SAMESH1 NSE FNO 201400030739 26-Oct-17 SAMEER CHUNILAL SHAH1760 SAMU1097 SAMEER CHUNILAL SHAH #SAMESH2 Mutual Fund ARN23615 13-Nov-17 SAMEER CHUNILAL SHAH1763 SAMU2717 SAMIR PRABHAKAR DESHPANDE #SA24545 Mutual Fund ARN95561 3-Apr-17 SAMIR PRABHAKAR DESHPANDE1764 SAMW2480 SAMEER KULKARNI #SA23206 NSE Equity 20140002274 29-May-17 SAMEER RAMRAO KULKARNI

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1765 SAMW2480 SAMEER KULKARNI #SA23206 BSE Equity 20140002274 29-May-17 SAMEER RAMRAO KULKARNI1766 SAMW2480 SAMEER KULKARNI #SA23206 NSE FNO 20140015449 30-May-17 SAMEER RAMRAO KULKARNI1767 SAMW2480 SAMEER KULKARNI #SA23206 CDX 20140007083 31-May-17 SAMEER RAMRAO KULKARNI1768 SAMWB673 SAMAR SARDAR #SAMSAR1 NSE FNO NISM20130006981 8-Nov-16 SAMAR A SARDAR1770 SAMWB673 SAMAR SARDAR #SAMSAR1 NSE Equity NCFM00000177213 29-Mar-16 SAMAR SARDAR1769 SAMWB673 SAMAR SARDAR #SAMSAR2 NSE Equity NCFM00000177213 29-Mar-16 anil kumar gupta1771 SAMWB673 SAMAR SARDAR #SAMSAR3 NSE Equity NCFM00000177213 29-Mar-16 PAPIYA MONTARAM HALDER1776 SAMWE941 SAMIULLAH KHAN #SAMKHA1 NSE Equity NCFM00000903823 30-Nov-16 PIKKALA YAMUNA1772 SAMWE941 SAMIULLAH KHAN #SAMKHA2 BSE Equity NISM20130000576 9-Nov-16 SAMIULLAH KHAN1775 SAMWE941 SAMIULLAH KHAN #SAMKHA2 NSE Equity NISM20130000576 9-Nov-16 SAMIULLAH KHAN1773 SAMWE941 SAMIULLAH KHAN #SAMKHA4 BSE Equity NISM20130000576 9-Nov-16 JITENDRA KUMAR RAY1774 SAMWE941 SAMIULLAH KHAN #SAMKHA4 NSE Equity NISM20130000576 9-Nov-16 JITENDRA KUMAR RAY1777 SANA1333 SANJEEVAIAH KARNATI #SANKAR1 NSE Equity 20140001276 17-Jan-17 SANJEEVAIAH KARNATI1778 SANA1333 SANJEEVAIAH KARNATI #SANKAR1 BSE Equity 20140001276 17-Jan-17 SANJEEVAIAH KARNATI1779 SANA1333 SANJEEVAIAH KARNATI #SANKAR1 NSE FNO 20140013165 21-Feb-17 SANJEEVAIAH KARNATI1780 SANB1023 SANDEEP SHARMA #SANDSH1 NSE Equity NCFM00000533411 27-Feb-15 SANDEEP SHARMA SHARMA1781 SANB1023 SANDEEP SHARMA #SANDSH1 NSE FNO 20140016044 27-Jun-17 SANDEEP SHYAM SHARMA1782 SANB2276 SANDIP DEV #SAN7632 NSE Equity 20130000160 14-Sep-16 SANDIP S DEV1783 SAND2546 SANJAY KUMAR SHUKLA #SA23970 NSE Equity 576293 15-Jul-16 ASHOK KUMAR THAKURAL1784 SANG1072 SANDEEP ANANT RANADE #SANRAN1 Mutual Fund ARN62462 14-Mar-15 SANDEEP ANANT RANADE1785 SANG1072 SANDEEP ANANT RANADE #SANRAN1 NSE Equity 201200008636 29-Sep-15 SANDEEP ANANT RANADE1786 SANG1072 SANDEEP ANANT RANADE #SANRAN1 BSE Equity 201200008636 29-Sep-15 SANDEEP ANANT RANADE1787 SANHA478 SANDIP KUMAR #SANKUM1 NSE Equity NCFM00000152010 22-Oct-15 SANDIP KUMAR1789 SANHA478 SANDIP KUMAR #SANKUM1 NSE FNO 201500005403 26-Jan-18 SANDIP KUMAR1788 SANHA478 SANDIP KUMAR #SANKUM2 NSE Equity NCFM00000152010 22-Oct-15 RAGINI SRIVASTAVA1790 SANI2341 SANJAY KUMAR SHARMA #SA22471 NSE FNO NISM20130004710 20-Sep-16 SANJAY KUMAR SHARMA1792 SANKA565 SANGITA AGARWAL #SANAGA1 Mutual Fund ARN90775 7-Aug-16 JAYENDRA BAHADUR SINGH1799 SANKA565 SANGITA AGARWAL #SANAGA1 NSE Equity NCFM00000202556 7-May-16 JAYENDRA BAHADUR SINGH1798 SANKA565 SANGITA AGARWAL #SANAGA3 NSE Equity NCFM00000202556 7-May-16 SHOBHIT SURESH RANA1797 SANKA565 SANGITA AGARWAL #SANAGA4 NSE Equity NCFM00000202556 7-May-16 VIKAS B AGARWAL1794 SANKA565 SANGITA AGARWAL #SANAGA5 BSE Equity 202556 7-May-16 SANGITA RAJIV AGARWAL1796 SANKA565 SANGITA AGARWAL #SANAGA5 NSE Equity NCFM00000202556 7-May-16 SANGITA AGARWAL1800 SANKA565 SANGITA AGARWAL #SANAGA5 NSE FNO NISM20130004254 14-Sep-16 SANGITA AGARWAL1791 SANKA565 SANGITA AGARWAL #SANAGA6 Mutual Fund ARN90775 7-Aug-16 JAYENDRA BAHADUR SINGH1793 SANKA565 SANGITA AGARWAL #SANAGA6 BSE Equity STKPVMAY23340 7-May-15 VIJAY KUMAR1795 SANKA565 SANGITA AGARWAL #SANAGA6 NSE Equity NCFM00000202556 7-May-16 VIJAY KUMAR1801 SANKA565 SANGITA AGARWAL #SANAGA6 NSE FNO NISM00000202556 17-Aug-16 VIJAY KUMAR1802 SANKA899 SANJIT KUMAR DAS #SANJDA1 NSE FNO 1127872 15-Jul-17 POTNURU SHRIYA1803 SANKA899 SANJIT KUMAR DAS #SANJDA1 NSE Equity 1127872 17-Dec-18 POTNURU SHRIYA1804 SANM2637 SANGEETA TANWAR #SA24132 NSE Equity 20140003245 5-Dec-17 SANGEETA S TANWAR1805 SANM2637 SANGEETA TANWAR #SA24132 BSE Equity 20140003245 5-Dec-17 SANGEETA S TANWAR1806 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY1 CDX 20140007107 3-Jun-17 SANGRAMSINGH DURGASINGH BAYAS1807 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY1 NSE FNO 20140022888 6-Dec-17 SANGRAMSINGH DURGASINGH BAYAS1813 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY1 NSE Equity NISM00000166390 6-Jan-17 SANGRAMSINGH DURGASINGH BAYAS1814 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY1 BSE Equity NISM00000166390 6-Jan-17 SANGRAMSINGH DURGASINGH BAYAS1815 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY2 BSE Equity NISM00000166390 6-Jan-17 ASHWINI A BAYAS1816 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY2 NSE Equity NISM00000166390 6-Jan-17 ASHWINI A BAYAS1808 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY3 NSE Equity NISM00000166390 6-Jan-17 YUVRAJ BHAGWANSINGH MIRDHE1817 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY3 BSE Equity NISM00000166390 6-Jan-17 YUVRAJ BHAGWANSINGH MIRDHE1809 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY4 BSE Equity NISM00000166390 6-Jan-17 VAISHALI JOSHI1810 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY4 NSE Equity NISM00000166390 6-Jan-17 VAISHALI JOSHI1811 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY5 BSE Equity NISM00000166390 6-Jan-17 MOIZUDDIN MOHD SHARIFUDDIN1812 SANOS645 SANGRAMSINGH DURGASINGH BAYAS #SANBAY5 NSE Equity NISM00000166390 6-Jan-17 MOIZUDDIN MOHD SHARIFUDDIN1818 SANP2664 SANJAY KUMAR KAPRI #SA24188 NSE Equity 904451 17-Sep-16 PAWAN GOPAL KUMAR1819 SANS2196 SANDEEP DUBE #SAN5973 NSE Equity NISM00001033663 21-Sep-16 SANDIP DUBE1820 SANS2196 SANDEEP DUBE #SAN5973 BSE Equity NISM00001033663 21-Sep-16 SANDIP DUBE1821 SANS2196 SANDEEP DUBE #SAN5973 NSE FNO 20140015456 30-May-17 SANDEEP S DUBE1822 SANS2693 SANJANA CHOUDHARY #SA24326 NSE Equity 153708 1-Nov-15 SOHAIL AHEMAD ALI1823 SANS2694 SANAT KUMAR DEBNATH #SA24278 Mutual Fund ARN72180 29-May-17 SANAT KUMAR DEBNATH

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1826 SANTH857 SANJAY DEVIPRASAD TRIVEDI #SANTRI1 BSE Equity 20140003216 21-Nov-17 SANJAY D TRIVEDI1827 SANTH857 SANJAY DEVIPRASAD TRIVEDI #SANTRI1 NSE Equity 20140003216 21-Nov-17 SANJAY D TRIVEDI1828 SANTH857 SANJAY DEVIPRASAD TRIVEDI #SANTRI1 NSE FNO BSEMHOCT105204 24-Oct-16 SANJAY D TRIVEDI1824 SANTH857 SANJAY DEVIPRASAD TRIVEDI #SANTRI2 NSE Equity 20140003216 21-Nov-17 GOPESH HARIPRASAD KUMAR1825 SANTH857 SANJAY DEVIPRASAD TRIVEDI #SANTRI2 BSE Equity 20140003216 21-Nov-17 GOPESH HARIPRASAD KUMAR1832 SANTW756 SANJEET KUMAR GUPTA #SANJGU1 NSE Equity NCFM00000134000 17-Sep-16 SANJEET KUMAR GUPTA1833 SANTW756 SANJEET KUMAR GUPTA #SANJGU1 NSE FNO 134000 18-Aug-15 SANJEET KUMAR GUPTA1834 SANTW756 SANJEET KUMAR GUPTA #SANJGU1 Mutual Fund ARN91214 27-Jul-15 SANJEETKUMAR GUPTA1829 SANTW756 SANJEET KUMAR GUPTA #SANJGU2 CDX NISM00001085352 16-May-16 MADHUMITA DEY1831 SANTW756 SANJEET KUMAR GUPTA #SANJGU2 NSE Equity NCFM00000134000 17-Sep-16 MADHUMITA DEY1835 SANTW756 SANJEET KUMAR GUPTA #SANJGU2 Mutual Fund ARN91214 27-Jul-15 SANJEETKUMAR GUPTA1830 SANTW756 SANJEET KUMAR GUPTA #SANJGU3 NSE Equity NCFM00000134000 17-Sep-16 RAJEEV SINGH1836 SANTW756 SANJEET KUMAR GUPTA #SANJGU3 Mutual Fund ARN91214 27-Jul-15 SANJEETKUMAR GUPTA1837 SANUP371 SANJAY GUPTA #SANGUP1 NSE FNO NCFM00000145077 9-Jun-15 SANJAY GUPTA1839 SANUP371 SANJAY GUPTA #SANGUP1 NSE Equity NCFM00000145077 25-Aug-15 SANJAY GUPTA1841 SANUP371 SANJAY GUPTA #SANGUP1 Mutual Fund ARN57398 30-Nov-15 SANJAY GUPTA1838 SANUP371 SANJAY GUPTA #SANGUP2 NSE Equity NISM00000145077 25-Aug-15 ARVIND KUMAR1840 SANUP371 SANJAY GUPTA #SANGUP2 Mutual Fund ARN57398 30-Nov-15 SANJAY GUPTA1842 SANUP757 SANJAYKUMAR MOURYA #SANMAU1 BSE Equity NISM00000232761 15-Jul-16 SACHIN KUMAR KUSHWAHA1843 SANUP757 SANJAYKUMAR MOURYA #SANMAU1 NSE Equity NISM00000232761 15-Jul-16 SACHIN KUMAR KUSHWAHA1844 SANUP757 SANJAYKUMAR MOURYA #SANMAU1 Mutual Fund ARN64209 23-Jun-16 SACHIN KUMAR KUSHWAHA1845 SANWE864 SANDIP DAS #SA23382 NSE Equity NISM00000236057 1-Aug-15 UTPAL CHAKRABORTY1846 SANWE864 SANDIP DAS #SANDAS1 BSE Equity NISM00000236057 1-Aug-15 SANDIP A DAS1847 SANWE864 SANDIP DAS #SANDAS1 NSE Equity NCFM00000236057 1-Aug-15 SANDIP DAS1848 SANWE864 SANDIP DAS #SANDAS1 NSE FNO 201400049861 23-Nov-17 SANDIP AKHIL DAS1849 SANZ2515 SANDEEP THAKUR #SA23330 NSE Equity NISM00001022504 20-Feb-17 SANDEEP RAM THAKUR1850 SANZ2515 SANDEEP THAKUR #SA23330 BSE Equity NISM00001022504 20-Feb-17 SANDEEP RAM THAKUR1851 SANZ2515 SANDEEP THAKUR #SA24152 NSE Equity 1022504 20-Feb-17 ANIL KUMAR GUPTA1852 SANZ2515 SANDEEP THAKUR #SA24152 BSE Equity 1022504 20-Feb-17 ANIL KUMAR GUPTA1853 SARO2157 SARITA PATHAK #SAR4373 NSE Equity NCFM00000384006 3-Sep-15 MANOJ SHABHA PANDEY1858 SARRA109 SARITAS AGARWAL #SARAGA1 NSE Equity 20140001129 3-Jan-17 PRAFUL BABULAL AGARWAL1859 SARRA109 SARITAS AGARWAL #SARAGA1 BSE Equity 20140001129 3-Jan-17 PRAFUL BABULAL AGARWAL1865 SARRA109 SARITAS AGARWAL #SARAGA1 Mutual Fund ARN97651 16-Jul-17 BALKRISHN G AGARWAL1862 SARRA109 SARITAS AGARWAL #SARAGA2 NSE Equity 20140001129 3-Jan-17 BALKRISHN G AGARWAL1863 SARRA109 SARITAS AGARWAL #SARAGA2 BSE Equity 20140001129 3-Jan-17 BALKRISHN G AGARWAL1867 SARRA109 SARITAS AGARWAL #SARAGA2 Mutual Fund ARN97651 16-Jul-17 BALKRISHN G AGARWAL1856 SARRA109 SARITAS AGARWAL #SARAGA3 NSE Equity 20140001129 3-Jan-17 B L AGARWAL1857 SARRA109 SARITAS AGARWAL #SARAGA3 BSE Equity 20140001129 3-Jan-17 B L AGARWAL1868 SARRA109 SARITAS AGARWAL #SARAGA3 Mutual Fund ARN97651 16-Jul-17 BALKRISHN G AGARWAL1854 SARRA109 SARITAS AGARWAL #SARAGA4 BSE Equity NISM20140001129 3-Jan-17 SARITA S AGARWAL1855 SARRA109 SARITAS AGARWAL #SARAGA4 NSE Equity NISM20140001129 3-Jan-17 SARITA S AGARWAL1864 SARRA109 SARITAS AGARWAL #SARAGA4 NSE FNO NISM20130005561 4-Oct-16 SARITA S AGARWAL1869 SARRA109 SARITAS AGARWAL #SARAGA4 Mutual Fund ARN97651 16-Jul-17 BALKRISHN G AGARWAL1860 SARRA109 SARITAS AGARWAL #SARAGA5 NSE Equity 20140001129 3-Jan-17 JAYANT B AGARWAL1861 SARRA109 SARITAS AGARWAL #SARAGA5 BSE Equity 20140001129 3-Jan-17 JAYANT B AGARWAL1866 SARRA109 SARITAS AGARWAL #SARAGA5 Mutual Fund ARN97651 16-Jul-17 BALKRISHN G AGARWAL1870 SARTI689 SARAMMA MOHAN #SARMOH1 NSE FNO NCFM00000197038 5-Jul-15 RAJAN VARGHESE1871 SARTI689 SARAMMA MOHAN #SARMOH1 NSE Equity NCFM00000197038 13-Jun-16 RAJAN P VARGHESE1872 SARUP442 SARVESHWARNATH GUPTA #SARGUP1 NSE Equity NCFM00000142993 9-Sep-15 AKHILESHWAR GUPTA GUPTA1873 SATOR633 SATYABRATA SAMAL #SATSAM1 NSE Equity 857371 5-Feb-16 RAKESH KUAMR PANI1874 SATPU179 SATISH KUMAR GOYAL #SATGOY1 BSE Equity BSESTKKSMAR2609 5-Mar-15 ASHA RAM GOYAL1883 SATPU179 SATISH KUMAR GOYAL #SATGOY1 NSE Equity NCFM00000813705 27-Feb-15 ASHA GOEL1877 SATPU179 SATISH KUMAR GOYAL #SATGOY3 BSE Equity BSESTKKSMAR2609 6-Mar-15 GOURAV GOYAL1879 SATPU179 SATISH KUMAR GOYAL #SATGOY3 NSE FNO NISM00001092214 14-Jun-16 GOURAV GOYAL1881 SATPU179 SATISH KUMAR GOYAL #SATGOY3 NSE Equity NCFM00000813705 27-Feb-15 GOURAV GOYAL1876 SATPU179 SATISH KUMAR GOYAL #SATGOY4 BSE Equity BSESTKKSMAR2609 6-Mar-15 SUMIT NARANG1882 SATPU179 SATISH KUMAR GOYAL #SATGOY4 NSE Equity NCFM00000813705 27-Feb-15 SUMIT NARANG1875 SATPU179 SATISH KUMAR GOYAL #SATGOY5 BSE Equity BSESTKKSMAR2609 5-Mar-15 VICKY NAHAR SINGH1880 SATPU179 SATISH KUMAR GOYAL #SATGOY5 NSE Equity NCFM00000813705 27-Feb-15 VICKY NAHAR SINGH

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1878 SATPU179 SATISH KUMAR GOYAL #SATGOY6 BSE Equity BSESTKKSMAR2609 6-Mar-15 PANKAJ KUMAR1884 SATPU179 SATISH KUMAR GOYAL #SATGOY6 NSE Equity NCFM00000813705 27-Feb-15 PANKAJ KUMAR1885 SAUHI808 SAURABH GROVER #SAUGRO1 BSE Equity 20140002586 8-Aug-17 SAURABH GROVER1886 SAUHI808 SAURABH GROVER #SAUGRO1 NSE Equity 20140002586 8-Aug-17 SAURABH GROVER1887 SAVC2784 SAVITA PATEL #SA24588 Mutual Fund ARN73931 7-Mar-17 SAVITA PATEL1888 SCOL8VM6 SANJAY CHAMPAKLAL SHAH #SC22293 Mutual Fund ARN67964 19-Jul-16 SANJAY CHAMPAKLAL SHAH1889 SDHV2044 SDH VENTURE PVT LTD #SDH2761 BSE Equity 201200011416 14-Oct-15 DHARMANATH DATTATRAY1890 SDHV2044 SDH VENTURE PVT LTD #SDH2761 NSE Equity 201200011416 14-Oct-15 DHARMANATH DATTATRAY1893 SDHV2044 SDH VENTURE PVT LTD #SDH2761 NSE FNO NCFM00000903000 18-Oct-15 DHARMANATH DATTATRAY1891 SDHV2044 SDH VENTURE PVT LTD #SDH7232 BSE Equity 201200011416 14-Oct-15 SANJAY KHAIRE1892 SDHV2044 SDH VENTURE PVT LTD #SDH7232 NSE Equity 201200011416 14-Oct-15 SANJAY RAMESH KHAIRE1894 SEEIN583 SEEMA SALUJA #SEE7754 NSE FNO 753755 18-Aug-15 PANKAJ N SURYAWANSHI1896 SEEIN583 SEEMA SALUJA #SEE7754 NSE Equity 993171 27-Jul-17 PANKAJ NEMICHAND SURYAWANSHI1895 SEEIN583 SEEMA SALUJA #SEESAL1 NSE Equity NCFM00000993171 27-Jul-17 PRABHANJAN D MISHRA1897 SEEN2395 SEEMA ARORA #SE22740 NSE Equity 434686 7-Apr-17 PRINCE HANSRAJ GABBA1899 SEENA648 SEEMA SANTOSH MALPANI #SEE4812 NSE Equity NCFM00000170560 16-Apr-16 SEEMA SANTOSH MALPANI1898 SEENA648 SEEMA SANTOSH MALPANI #SEEMAL1 NSE Equity NCFM00000170560 16-Apr-16 SANTOSH SHRIRAM MALPANI1900 SENA1085 SEJAL PRATEEK PALAN #SEJPAL1 NSE FNO NISM00000163410 12-Dec-16 PRATEEK K PALAN1901 SENA1085 SEJAL PRATEEK PALAN #SEJPAL1 BSE Equity NISM00000163410 20-Jul-16 PRATEEK K PALAN1902 SENA1085 SEJAL PRATEEK PALAN #SEJPAL1 NSE Equity NISM00000163410 20-Jul-16 PRATEEK K PALAN1903 SETH1082 SEJAL HIREN MARU #SEJMAR1 NSE Equity 42635 25-Apr-17 HIREN JAYANTILAL MARU1904 SETH1082 SEJAL HIREN MARU #SEJMAR1 BSE Equity 42635 25-Apr-17 HIREN JAYANTILAL MARU1905 SHAD2291 SHAFQUAT ALIA AZMI #SHA7512 NSE FNO NISM00001110590 5-Sep-16 MOHAMMAD WASIF1906 SHAD2291 SHAFQUAT ALIA AZMI #SHA7512 NSE Equity NISM00001110590 29-Aug-16 MOHAMMAD WASIF1907 SHAD2291 SHAFQUAT ALIA AZMI #SHA7512 BSE Equity NISM00001110590 29-Aug-16 MOHAMMAD A WASIF1908 SHADE782 SHASHIKANT KUMAR #SHAKUM1 NSE Equity NCFM00000082498 6-Sep-15 SHASHIKANTKUMAR SUSHANT KUMAR1909 SHADE782 SHASHIKANT KUMAR #SHAKUM2 NSE Equity NCFM00000082498 6-Sep-15 VIJAY ANAND BHARDWAJ1910 SHAJH375 SHASHI MOROLIA #SHAMOR1 NSE FNO 20140020323 17-Oct-17 SHASHI R MOROLIA1911 SHAJH375 SHASHI MOROLIA #SHAMOR1 BSE Equity NISM00000491349 24-Aug-15 SHASHI R MOROLIYA1912 SHAJH375 SHASHI MOROLIA #SHAMOR1 NSE Equity NISM00000491349 24-Aug-15 SHASHI R MOROLIYA1913 SHAR1180 SHAILESHKUMAR VRAJLAL PATEL #SHA9183 BSE Equity BSESTKKBMAR3932 13-Mar-15 PRAKASH SHARMA1915 SHAR1180 SHAILESHKUMAR VRAJLAL PATEL #SHA9183 NSE Equity NCFM00000783512 15-Sep-15 PRAKASH SHARMA1914 SHAR1180 SHAILESHKUMAR VRAJLAL PATEL #SHAVRA1 NSE Equity NCFM00000783512 15-Sep-15 SHAILESHKUMAR VRAJLAL PATEL1916 SHAR1180 SHAILESHKUMAR VRAJLAL PATEL #SHAVRA1 NSE FNO 20140015318 30-May-17 SHAILESHKUMAR VRAJLAL PATEL1917 SHAU1050 SHUBHANGI SANTOSH DATE #SHUDAT1 NSE FNO 201300021144 11-Oct-16 SANTOSH SADASHIV DATE1918 SHAU1050 SHUBHANGI SANTOSH DATE #SHUDAT1 NSE Equity NCFM00000334869 21-Apr-17 SANTOSH SADASHIV DATE1920 SHAU1170 SHAUNAK FINANCIAL SOLUTIONS PRIVATE LIMITED #SHAFIN1 Mutual Fund ARN95171 19-Jun-16 SAMIR SHRIPAD ABHYANKAR1921 SHAU1170 SHAUNAK FINANCIAL SOLUTIONS PRIVATE LIMITED #SHAFIN1 NSE FNO NCFM00000255109 20-Oct-15 SAMIR SHRIPAD ABHYANKAR1923 SHAU1170 SHAUNAK FINANCIAL SOLUTIONS PRIVATE LIMITED #SHAFIN1 NSE Equity NCFM00000255109 22-Oct-16 SAMIR SHRIPAD ABHYANKAR1919 SHAU1170 SHAUNAK FINANCIAL SOLUTIONS PRIVATE LIMITED #SHAFIN2 Mutual Fund ARN95171 19-Jun-16 SAMIR SHRIPAD ABHYANKAR1922 SHAU1170 SHAUNAK FINANCIAL SOLUTIONS PRIVATE LIMITED #SHAFIN2 NSE Equity NCFM00000255109 22-Oct-16 NILAKSHI SAMIR ABHYANKAR1924 SHAU2210 SHAH KRUNAL JITENDRABHAI #SHA5193 NSE Equity NCFM00000386169 10-Jul-15 BHAVIK NARAYANBHAI KANDOI1926 SHAUP520 SHAHID NOMANI #SHANOM1 NSE Equity NCFM00000677392 4-Feb-15 SHAHID NOMANI1927 SHAUP520 SHAHID NOMANI #SHANOM1 NSE FNO NISM20130004279 14-Sep-16 SHAHID NOMANI1925 SHAUP520 SHAHID NOMANI #SHANOM2 NSE Equity NCFM00000677392 4-Feb-15 SHRUTI RAKESH JAIN1928 SHAX2492 SHAILENDRA KAPILA #SH23352 NSE Equity 985928 4-Apr-17 KAMAL KANT1929 SHEBI270 CMSHETKAR NA #CMSHET1 NSE Equity NCFM00000799207 10-Apr-15 ASHALATA BASAVARAJ HUDE1930 SHEBI270 CMSHETKAR NA #CMSHET2 NSE Equity NCFM00000799207 10-Apr-15 SHARANBASAPPA CHANDRAKANT SHETKAR1931 SHIF2316 SHIVANI UDAY PANDYA #SHI8478 NSE Equity NCFM00000837644 6-Sep-15 MUKESH KUMAR DAMANI1932 SHIG2578 SHIV CHAND SAINI #SH23927 NSE Equity 20140001097 3-Jan-17 DHARM CHAND VERMA1933 SHIG2578 SHIV CHAND SAINI #SH23927 BSE Equity 20140001097 3-Jan-17 DHARM CHAND VERMA1934 SHIG2578 SHIV CHAND SAINI #SH23927 NSE FNO 20130009882 28-Dec-16 DHARM CHAND VERMA1936 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA1 NSE FNO 201400041929 6-Oct-17 SHIV RAGHUNATHBHAI PRAJAPATI1937 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA1 NSE Equity NCFM00000079611 12-Aug-16 SHIV RAGHUNATHBHAI PRAJAPATI1943 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA1 Mutual Fund ARN14110 16-Oct-16 SHIV RAGHUNATHBHAI PRAJAPATI1940 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA2 NSE Equity NCFM00000079611 12-Aug-16 RAMESH PANAJIBHAI PRAJAPATI1944 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA2 Mutual Fund ARN14110 16-Oct-16 SHIV RAGHUNATHBHAI PRAJAPATI1938 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA3 NSE Equity NCFM00000079611 12-Aug-16 KETAN RAGHUNATHBHAI PRAJAPATI1945 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA3 Mutual Fund ARN14110 16-Oct-16 SHIV RAGHUNATHBHAI PRAJAPATI

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 1939 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA4 NSE Equity NCFM00000079611 12-Aug-16 JITENDRA VAKTAJI PRAJAPATI1942 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA4 Mutual Fund ARN14110 16-Oct-16 SHIV RAGHUNATHBHAI PRAJAPATI1935 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA5 NSE FNO NCFM00000506351 4-May-15 MANALI JITESHBHAI SANGHVI1941 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA5 Mutual Fund ARN14110 16-Oct-16 SHIV RAGHUNATHBHAI PRAJAPATI1946 SHIGU764 SHIV RAGHUNATHBHAI PRAJAPATI #SHIPRA5 NSE Equity NCFM00000506351 25-May-17 MANALI JITESHBHAI SANGHVI1947 SHIN2399 SHILPA HEGDE #SH22961 NSE Equity NISM20140001266 17-Jan-17 LAKSHMANKUMAR NARAYANA RAO1948 SHIN2399 SHILPA HEGDE #SH22961 BSE Equity NISM20140001266 17-Jan-17 LAKSHMANKUMAR NARAYANA RAO1949 SHIS2449 SHINGARA SINGH #SH23015 Mutual Fund 84988 2-Mar-15 SHINGARA SINGH1950 SHIV2723 SHIB KUMAR JALAN #SH24559 Mutual Fund ARN87421 8-Jun-15 SHIB KUMAR JALAN1951 SHPI1033 SHAISHAV SHANKER AGARWAL #SHAIAG1 BSE Equity NISM00000285681 15-Oct-15 SHAISHAV SHANKAR AGARWAL1952 SHPI1033 SHAISHAV SHANKER AGARWAL #SHAIAG1 NSE Equity NISM00000285681 15-Oct-15 SHAISHAV SHANKAR AGARWAL1953 SHPI1033 SHAISHAV SHANKER AGARWAL #SHAIAG1 Mutual Fund ARN9963 28-Oct-15 SHAISHAV SHANKAR AGARWAL1954 SHRA1381 SHIKHA NA #SHIKHA1 NSE Equity 734103 16-Sep-19 BIKAS KUMAR TARWAY1955 SHRN2396 SHREE KUMAR #SH22651 BSE Equity NISM00001132072 10-Feb-17 SHREE KUMAR1956 SHRN2396 SHREE KUMAR #SH22651 NSE Equity NISM00001132072 10-Feb-17 SHREE KUMAR1957 SHRPU603 SHRIKANT ANANT KULKARNI #SHRIKU1 NSE FNO 20140016604 4-Jul-17 SHRIKANT ANANT KULKARNI1959 SHRPU603 SHRIKANT ANANT KULKARNI #SHRIKU1 NSE Equity 20140001871 14-Mar-17 SHRIKANT ANANT KULKARNI1960 SHRPU603 SHRIKANT ANANT KULKARNI #SHRIKU1 BSE Equity 20140001871 14-Mar-17 SHRIKANT ANANT KULKARNI1958 SHRPU603 SHRIKANT ANANT KULKARNI #SHRIKU2 NSE Equity 20140001871 14-Mar-17 AJIT R KULKARNI1961 SHRPU603 SHRIKANT ANANT KULKARNI #SHRIKU2 BSE Equity 20140001871 14-Mar-17 AJIT R KULKARNI1969 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA1 NSE Equity NISM00001080409 10-Apr-16 AVIN R SHAH1970 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA1 BSE Equity NISM00001080409 10-Apr-16 AVIN R SHAH1972 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA1 NSE FNO NISM00000092903 11-Apr-16 AVIN R SHAH1974 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA1 Mutual Fund ARN5409 20-Sep-15 AVIN R SHAH1962 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA2 BSE Equity NISM00001080409 9-Apr-16 CHANDNI SHAH1963 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA2 NSE Equity NISM00001080409 9-Apr-16 CHANDNI AVIN SHAH1975 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA2 Mutual Fund ARN5409 20-Sep-15 AVIN R SHAH1966 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA3 BSE Equity NISM00001080409 10-Apr-16 VISHAL P VASHI1967 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA3 NSE Equity NISM00001080409 10-Apr-16 VISHAL P VASHI1973 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA3 Mutual Fund ARN5409 20-Sep-15 AVIN R SHAH1964 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA4 NSE Equity NISM00001080409 10-Apr-16 HASMUKH R SONI1968 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA4 BSE Equity NISM00001080409 10-Apr-16 HASMUKH SONI1976 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA4 Mutual Fund ARN5409 20-Sep-15 AVIN R SHAH1965 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA5 BSE Equity NISM00001080409 10-Apr-16 NEETA A GAJJAR1971 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA5 NSE Equity NISM00001080409 10-Apr-16 NEETA GAJJAR1977 SHRVA206 SHREEJEE CHARAN SH CON P L #SHRCHA5 Mutual Fund ARN5409 20-Sep-15 AVIN R SHAH1978 SHRZ2769 SHRIKANT BHASKAR TIJARE #SH24524 Mutual Fund ARN56199 22-Nov-15 SHRIKANT TIJARE1979 SHTH1023 SHARMILA JAWAHAR VONTIVILLU #SHAVON1 BSE Equity NISM00000325079 12-Dec-15 SHARMILA JAWAHAR VONTIVILLU1980 SHTH1023 SHARMILA JAWAHAR VONTIVILLU #SHAVON1 NSE Equity NISM00000325079 12-Dec-15 SHARMILA JAWAHAR VONTIVILLU1981 SHTH1023 SHARMILA JAWAHAR VONTIVILLU #SHAVON1 Mutual Fund ARN98696 14-Nov-17 SHARMILA JAWAHAR VONTIVILLU1982 SHTH1023 SHARMILA JAWAHAR VONTIVILLU #SHAVON1 NSE FNO 201400032484 17-Sep-17 SHARMILA JAWAHAR VONTIVILLU1983 SHUET613 SHUBHAM TRIPATHI #SHUTRI1 NSE FNO 20140018866 22-Aug-17 SHUBHAM SURESH TRIPATHI1984 SHVI1086 SHAKUNTALA SHARMA #SHASHA1 NSE Equity NISM20140001168 9-Jan-17 SHAKUNTALA SHARMA1985 SHVI1086 SHAKUNTALA SHARMA #SHASHA1 NSE FNO NISM20140010464 10-Jan-17 SHAKUNTALA SHARMA1986 SHWQ2422 SHWETA SINGH #SH22679 NSE Equity NCFM00000924330 19-Sep-16 Shweta Devendra Singh1987 SHWQ2422 SHWETA SINGH #SH22679 BSE Equity NCFM00000924330 19-Sep-16 Shweta Devendra Singh1988 SHWQ2422 SHWETA SINGH #SH22679 Mutual Fund ARN90805 29-Jul-16 SHWETA SINGH1989 SIBU2712 SIBANANDA DAS #SI24305 Mutual Fund ARN97747 22-Sep-17 SIBANANDA DAS1990 SICK4MV5 NAVEEN BHANSALI #SI24190 Mutual Fund ARN50788 10-Jun-15 NAVEEN BHANSALI1991 SIDKA768 SIDDANNA BADAD #SIDBAD1 Mutual Fund ARN20168 6-Mar-17 VIBHA S BADAD1993 SIDKA768 SIDDANNA BADAD #SIDBAD1 NSE Equity NCFM0000852724 31-Dec-15 VIBHA S BADAD1992 SIDKA768 SIDDANNA BADAD #SIDBAD2 Mutual Fund ARN20168 6-Mar-17 VIBHA S BADAD1995 SIDMA176 SIDDHACHAL SHARE CONSULTANTS PVT LTD #SIDCON1 BSE Equity 201400023519 15-Aug-17 ADARSH ASHOK MADRECHA1996 SIDMA176 SIDDHACHAL SHARE CONSULTANTS PVT LTD #SIDCON1 NSE Equity 201400023519 15-Aug-17 ADARSH ASHOK MADRECHA1998 SIDMA176 SIDDHACHAL SHARE CONSULTANTS PVT LTD #SIDCON3 NSE Equity 201200007108 26-Jul-15 BHAVIK SHAILESH SHAH1999 SIDMA176 SIDDHACHAL SHARE CONSULTANTS PVT LTD #SIDCON3 BSE Equity 201200007108 26-Jul-15 BHAVIK SHAILESH SHAH1994 SIDMA176 SIDDHACHAL SHARE CONSULTANTS PVT LTD #SIDCON4 NSE Equity 201400023519 15-Aug-17 ASHOK D MADRECHA1997 SIDMA176 SIDDHACHAL SHARE CONSULTANTS PVT LTD #SIDCON4 BSE Equity 201400023519 15-Aug-17 ASHOK D MADRECHA2000 SIMWB672 SIMA ROY #SIM1781 NSE FNO CPE0012824 7-Feb-17 AJIT KUMAR ROY

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2001 SIMWB672 SIMA ROY #SIM1781 NSE Equity NISM20130000139 14-Sep-16 AJIT KUMAR ROY2002 SIMWB672 SIMA ROY #SIM1781 BSE Equity NISM20130000139 14-Sep-16 AJIT KUMAR ROY2003 SIPO2407 SIPRA HAZRA #SI22671 NSE Equity NISM20130000162 14-Sep-16 SIPA HAZRA2004 SIPO2407 SIPRA HAZRA #SI22671 BSE Equity NISM20130000162 14-Sep-16 SIPA HAZRA2005 SJ6KAWBU SWEETY D PARIKH #SWEPAR1 NSE Equity NCFM00000492024 2-Sep-15 SWEETY PARIKH PARIKH2006 SJ6KAWBU SWEETY D PARIKH #SWEPAR1 Mutual Fund ARN73463 21-Mar-17 SWEETY PARIKH PARIKH2007 SMIAUR39 SMITA RAVI MUSALE #SMIMUS1 NSE FNO 20140012139 7-Jan-17 SMITA RAVINDRA MUSALE2008 SMIAUR39 SMITA RAVI MUSALE #SMIMUS1 BSE Equity 20140001916 28-Feb-17 SMITA RAVINDRA MUSALE2009 SMIAUR39 SMITA RAVI MUSALE #SMIMUS1 NSE Equity 20140001916 28-Feb-17 SMITA RAVINDRA MUSALE2010 SMIO2659 SMITA PATEL #SM24257 NSE Equity 848332 14-Aug-15 SWETAPADMA SANATAN JENA2011 SMIUP506 SMITA DWIVEDI #SMIDWI1 NSE FNO 201400025623 8-Sep-17 PRASHANT PURUSHOTTAM DWIVEDI2014 SMIUP506 SMITA DWIVEDI #SMIDWI1 BSE Equity 148174 23-Dec-15 PRASHANT PURUSHOTTAM DWIVEDI2015 SMIUP506 SMITA DWIVEDI #SMIDWI1 NSE Equity 148174 23-Dec-15 PRASHANT PURUSHOTTAM DWIVEDI2012 SMIUP506 SMITA DWIVEDI #SMIDWI2 NSE FNO 1007995 19-May-15 AKASH SUNIL AGRAWAL2013 SMIUP506 SMITA DWIVEDI #SMIDWI2 BSE Equity 148174 23-Dec-15 AKASH SUNIL AGRAWAL2016 SMIUP506 SMITA DWIVEDI #SMIDWI2 NSE Equity 148174 23-Dec-15 AKASH SUNIL AGRAWAL2017 SNEC2539 SNEHA PRAGNESH SHAH #SN23374 Mutual Fund ARN39209 28-Jan-17 SNEHA PRAGNESH SHAH2027 SNEMP728 SNEHLATA SETHIA #SNE7753 Mutual Fund 79600 12-Feb-15 SNEHLATA SETHIA2021 SNEMP728 SNEHLATA SETHIA #SNESET1 BSE Equity 201066 3-Mar-17 SUNIT RAJANLAL SETHIA2022 SNEMP728 SNEHLATA SETHIA #SNESET1 NSE Equity 201066 3-Mar-17 SUNIT RAJANLAL SETHIA2028 SNEMP728 SNEHLATA SETHIA #SNESET1 Mutual Fund 79600 12-Feb-15 SNEHLATA SETHIA2029 SNEMP728 SNEHLATA SETHIA #SNESET1 NSE FNO 201066 14-Apr-17 SUNIT RAJANLAL SETHIA2018 SNEMP728 SNEHLATA SETHIA #SNESET2 NSE Equity 201066 3-Mar-17 DEEPAK RAJANLAL SETHIA2023 SNEMP728 SNEHLATA SETHIA #SNESET2 BSE Equity 201066 3-Mar-17 DEEPAK RAJANLAL SETHIA2024 SNEMP728 SNEHLATA SETHIA #SNESET2 Mutual Fund 79600 12-Feb-15 SNEHLATA SETHIA2019 SNEMP728 SNEHLATA SETHIA #SNESET3 NSE Equity NISM00000201066 3-Mar-17 MANOJ NARENDRA PATIL2020 SNEMP728 SNEHLATA SETHIA #SNESET3 BSE Equity NISM00000201066 3-Mar-17 MANOJ NARENDRA PATIL2025 SNEMP728 SNEHLATA SETHIA #SNESET3 Mutual Fund 79600 12-Feb-15 SNEHLATA SETHIA2026 SNEMP728 SNEHLATA SETHIA #SNESET4 Mutual Fund 79600 12-Feb-15 SNEHLATA SETHIA2030 SOBKO107 SOBHANKUMAR GUHA #SOBGUH1 BSE Equity NISM20130000163 14-Sep-16 SOBHAN KUMAR GUHA2031 SOBKO107 SOBHANKUMAR GUHA #SOBGUH1 NSE Equity NISM20130000163 14-Sep-16 SOBHAN KUMAR GUHA2039 SOBKO107 SOBHANKUMAR GUHA #SOBGUH1 Mutual Fund ARN61008 26-Apr-16 SOBHAN KUMAR GUHA2034 SOBKO107 SOBHANKUMAR GUHA #SOBGUH2 BSE Equity 20130000163 14-Sep-16 RITABAN DASGUPTA2035 SOBKO107 SOBHANKUMAR GUHA #SOBGUH2 NSE Equity 20130000163 14-Sep-16 RITABAN DASGUPTA2036 SOBKO107 SOBHANKUMAR GUHA #SOBGUH2 NSE FNO 58508 18-Sep-15 RITABEN B DASGUPTA2037 SOBKO107 SOBHANKUMAR GUHA #SOBGUH2 Mutual Fund ARN61008 26-Apr-16 SOBHAN KUMAR GUHA2032 SOBKO107 SOBHANKUMAR GUHA #SOBGUH3 NSE Equity NISM20130000163 14-Sep-16 KAKALI R GUHA2033 SOBKO107 SOBHANKUMAR GUHA #SOBGUH3 BSE Equity NISM20130000163 14-Sep-16 KAKALI R GUHA2038 SOBKO107 SOBHANKUMAR GUHA #SOBGUH3 Mutual Fund ARN61008 26-Apr-16 SOBHAN KUMAR GUHA2040 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL1 NSE FNO 927600 2-Jul-15 SNEHA ASHOK SAWANT2042 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL1 Mutual Fund ARN0938 22-Jan-16 SANDEEP KESHAVJI SHAH2055 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL1 BSE Equity 31367 25-Sep-15 SNEHA ASHOK SAWANT2056 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL1 NSE Equity 31367 25-Sep-15 SNEHA ASHOK SAWANT2041 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL2 Mutual Fund ARN0938 22-Jan-16 SANDEEP KESHAVJI SHAH2050 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL2 NSE Equity NISM00000031367 25-Sep-15 AMIT D DIGHE2051 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL2 BSE Equity NISM00000031367 25-Sep-15 AMIT D DIGHE2044 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL3 Mutual Fund 938 22-Jan-16 NIVEDITA MANVAL2054 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL3 NSE Equity NISM00000031367 25-Sep-15 NIVEDITA MANVAL2057 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL3 BSE Equity NISM00000031367 25-Sep-15 NIVEDITA MANVAL2045 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL4 Mutual Fund ARN0938 22-Jan-16 SANDEEP KESHAVJI SHAH2052 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL4 NSE Equity 31367 25-Sep-15 SANDEEP KESHAVJI SHAH2053 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL4 BSE Equity 31367 25-Sep-15 SANDEEP KESHAVJI SHAH2047 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL5 Mutual Fund ARN0938 22-Jan-16 NIVEDITA MANVAL2048 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL5 BSE Equity NISM00000031367 24-Sep-15 MANISHA SHAH2049 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL5 NSE Equity NISM00000031367 24-Sep-15 MANISHA SHAH2046 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL6 Mutual Fund ARN0938 22-Jan-16 SANDEEP KESHAVJI SHAH2043 SOUTHA11 SOURCES SOLUTIONS IND PVT LTD #SOUSOL7 Mutual Fund ARN0938 22-Jan-16 SANDEEP KESHAVJI SHAH2058 SRIB1026 SRIDUTT SHRINIWAS SHANBHAG #SRISHA1 CDX 20140007108 3-Jun-17 SRIDUTT SHRINIVAS SHANBHAG2059 SRIB1026 SRIDUTT SHRINIWAS SHANBHAG #SRISHA1 NSE Equity NISM00001101674 8-Aug-16 SRIDUTT SHRINIVAS SHANBHAG

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2060 SRIB1026 SRIDUTT SHRINIWAS SHANBHAG #SRISHA1 NSE FNO NISM00001101674 22-Aug-16 SRIDUTT SHRINIVAS SHANBHAG2061 SRICU755 BSRINIVAS RAO #BSRRAO1 NSE Equity NCFM00000937251 4-Apr-17 JYOTI RANJAN MOHANTY2062 SRICU755 BSRINIVAS RAO #BSRRAO2 NSE Equity NCFM00000937251 4-Apr-17 BANISETH SRINIVAS RAO2064 SRICU755 BSRINIVAS RAO #BSRRAO2 NSE FNO BSEBCDBHUJUN504 23-Jun-15 BANISETH SRINIVAS RAO2063 SRICU755 BSRINIVAS RAO #SRI2801 NSE Equity NCFM00000937251 4-Apr-17 SAJYASMITA BARIK2065 SRIN2148 SRIKANT PATHAK #SRI4131 NSE Equity 20140002282 29-May-17 SRIKANT A PATHAK2066 SRIN2148 SRIKANT PATHAK #SRI4131 BSE Equity 20140002282 29-May-17 SRIKANT A PATHAK2067 SRIOR417 GNA SRINIVAS DORA #SRIDOR1 NSE Equity 20140003125 23-Sep-17 SRINIVAS DORA GADAM2068 SRIOR417 GNA SRINIVAS DORA #SRIDOR1 BSE Equity 20140003125 23-Sep-17 SRINIVAS DORA GADAM2069 SRIOR417 GNA SRINIVAS DORA #SRIDOR1 NSE FNO 20140021124 24-Sep-17 SRINIVAS DORA GADAM2071 SRUVA177 SRUSHTEE INVESTMENTS PVT LTD #SRUINV1 NSE Equity NCFM00000254751 9-Dec-16 MEHUL P PARIKH2070 SRUVA177 SRUSHTEE INVESTMENTS PVT LTD #SRUINV2 NSE Equity NCFM00000254751 9-Dec-16 HIREN K SHAH2072 SSFI2365 SS FINCORP #SS22641 Mutual Fund ARN97517 18-Sep-17 SANDEEP SATISH DUGGAL2074 SSFI2365 SS FINCORP #SS22641 NSE FNO 201300017039 24-Aug-16 SANDEEP SATISH DUGGAL2076 SSFI2365 SS FINCORP #SS22641 BSE Equity 201300017042 25-Aug-16 SANDEEP SATISH DUGGAL2077 SSFI2365 SS FINCORP #SS22641 NSE Equity 201300017042 25-Aug-16 SANDEEP SATISH DUGGAL2079 SSFI2365 SS FINCORP #SS22641 CDX 201300010739 29-Sep-16 SANDEEP SATISH DUGGAL2073 SSFI2365 SS FINCORP #SS22926 Mutual Fund ARN97517 18-Sep-17 SANDEEP SATISH DUGGAL2075 SSFI2365 SS FINCORP #SS22926 NSE Equity 201300017042 25-Aug-16 SHASHANK LAXMAN POKHARE2078 SSFI2365 SS FINCORP #SS22926 BSE Equity 201300017042 25-Aug-16 SHASHANK LAXMAN POKHARE2080 SUBH2583 SUBRAHMANYAM POTHULA #SU23974 NSE FNO 20140017148 11-Jul-17 SUBRAHMANYAM POTHULA2081 SUBH2583 SUBRAHMANYAM POTHULA #SU23974 BSE Equity 20140002385 13-Jun-17 SUBRAHMANYAM POTHULA2082 SUBH2583 SUBRAHMANYAM POTHULA #SU23974 NSE Equity 20140002385 13-Jun-17 SUBRAHMANYAM POTHULA2084 SUCH1070 SURAJIT MANDAL #SURMAN1 Mutual Fund ARN82723 1-Mar-17 SURAJIT MANDAL2085 SUCH1070 SURAJIT MANDAL #SURMAN1 NSE FNO NISM00000408601 16-Aug-16 SURAJIT MANDAL2088 SUCH1070 SURAJIT MANDAL #SURMAN1 BSE Equity NISM00000408601 18-Apr-16 SURJIT KRISHNA MANDAL2089 SUCH1070 SURAJIT MANDAL #SURMAN1 NSE Equity NISM00000408601 18-Apr-16 SURAJIT MANDAL2083 SUCH1070 SURAJIT MANDAL #SURMAN2 Mutual Fund ARN82723 1-Mar-17 RAJU Juvaraj BAPARI2086 SUCH1070 SURAJIT MANDAL #SURMAN2 BSE Equity NISM00000408601 18-Apr-16 RAJU Juvaraj BAPARI2090 SUCH1070 SURAJIT MANDAL #SURMAN2 NSE Equity NISM00000408601 18-Apr-16 RAJU BAPARI2087 SUCH1070 SURAJIT MANDAL #SURMAN3 NSE Equity NISM00000408601 18-Apr-16 SUBRATA SAHA2091 SUCH1070 SURAJIT MANDAL #SURMAN3 BSE Equity NISM00000408601 18-Apr-16 SUBRATA Asit SAHA2094 SUDK2119 SUDIPTA KANTI PRAMANIK #SU23476 BSE Equity 20140001442 24-Jan-17 ABHIJIT ASHOK TARAPDAR2095 SUDK2119 SUDIPTA KANTI PRAMANIK #SU23476 NSE Equity 20140001442 24-Jan-17 ABHIJIT ASHOK TARAPDAR2092 SUDK2119 SUDIPTA KANTI PRAMANIK #SUD3421 NSE Equity NISM20140001442 24-Jan-17 SUDIPTA KANTI PRAMANIK2093 SUDK2119 SUDIPTA KANTI PRAMANIK #SUD3421 BSE Equity NISM20140001442 24-Jan-17 SUDIPTA KANTI PRAMANIK2096 SUDMP763 SUDHIR JAIN #SUDJAI1 NSE Equity NCFM00000822747 24-Apr-15 SULABH SUSHIL ORA2097 SUDQ2420 SUDHIR KUMAR #SU23195 NSE Equity 20140001821 22-Feb-17 SUDHIR V KUMAR2098 SUDQ2420 SUDHIR KUMAR #SU23195 BSE Equity 20140001821 22-Feb-17 SUDHIR V KUMAR2099 SUDQ2674 SUDHAKAR SHANKAR KOTHAVALE #SU24192 Mutual Fund ARN91874 19-Jun-16 SUDHAKAR SHANKAR KOTHAVALE2100 SUDZ2517 SUDHIR KUMAR SINHA #SU23425 NSE Equity 784317 15-Feb-15 SIDHARTHA BANDOPADHYAY2110 SUGNE161 SUGANTHI #SUGAN10 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2121 SUGNE161 SUGANTHI #SUGAN10 NSE FNO 201400022699 15-Aug-17 B SHRIDEVI2128 SUGNE161 SUGANTHI #SUGAN10 NSE Equity 1023594 23-Aug-17 B SHRIDEVY2105 SUGNE161 SUGANTHI #SUGANM1 BSE Equity NCFM00000143624 4-Aug-15 M SUGANTHI2113 SUGNE161 SUGANTHI #SUGANM1 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2117 SUGNE161 SUGANTHI #SUGANM1 NSE FNO NCFM00000143624 7-Jul-15 SUGANTHI R MANICKAM2122 SUGNE161 SUGANTHI #SUGANM1 CDX NCFM00000143624 16-Apr-16 SUGANTHI MANICKAM2123 SUGNE161 SUGANTHI #SUGANM1 NSE Equity NCFM00000143624 21-Jul-15 SUGANTHI MANICKAM2114 SUGNE161 SUGANTHI #SUGANM2 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2118 SUGNE161 SUGANTHI #SUGANM2 NSE FNO 1023594 7-Jul-15 MARISHA KANAGARETHINAM2129 SUGNE161 SUGANTHI #SUGANM2 NSE Equity NCFM00001023594 23-Aug-17 MARISHA KANAGARETHINAM2102 SUGNE161 SUGANTHI #SUGANM3 NSE FNO 438947 3-Mar-15 D KAVITHA2107 SUGNE161 SUGANTHI #SUGANM3 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2119 SUGNE161 SUGANTHI #SUGANM3 NSE Equity NCFM00000438947 14-May-18 D KAVITHA2106 SUGNE161 SUGANTHI #SUGANM4 BSE Equity NISM00000143624 5-Aug-15 G P UMAMAHESHWARI2111 SUGNE161 SUGANTHI #SUGANM4 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2124 SUGNE161 SUGANTHI #SUGANM4 NSE Equity NCFM00000143624 21-Jul-15 G UMAMAHESHWARI2104 SUGNE161 SUGANTHI #SUGANM5 BSE Equity NCFM00000143624 4-Aug-15 S NIRMALA

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Certificate Expiry Cases37

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2115 SUGNE161 SUGANTHI #SUGANM5 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2125 SUGNE161 SUGANTHI #SUGANM5 NSE Equity NCFM00000143624 21-Jul-15 S NIRMALA2112 SUGNE161 SUGANTHI #SUGANM6 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2120 SUGNE161 SUGANTHI #SUGANM6 NSE Equity 438947 14-May-18 J VANITHA2116 SUGNE161 SUGANTHI #SUGANM7 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2126 SUGNE161 SUGANTHI #SUGANM7 NSE Equity NCFM00000143624 21-Jul-15 G SHEELA2103 SUGNE161 SUGANTHI #SUGANM8 BSE Equity NCFM00000143624 4-Aug-15 VISHWAS SATISH KUMAR2109 SUGNE161 SUGANTHI #SUGANM8 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2127 SUGNE161 SUGANTHI #SUGANM8 NSE Equity NCFM00000143624 21-Jul-15 SATHIISH V KUMAR2101 SUGNE161 SUGANTHI #SUGANM9 NSE Equity NCFM00000863738 2-Jul-16 DHARANISELVI THIRUMALAI2108 SUGNE161 SUGANTHI #SUGANM9 Mutual Fund ARN45901 7-Apr-17 B SHRIDEVY2130 SUJV2224 SUJAY KUMAR MONDAL #SU23889 NSE Equity 20130000166 14-Sep-16 RUPA V MONDAL2131 SUJV2224 SUJAY KUMAR MONDAL #SU23889 BSE Equity 20130000166 14-Sep-16 RUPA V MONDAL2133 SUJV2224 SUJAY KUMAR MONDAL #SU23889 Mutual Fund ARN26462 27-Apr-15 RUPA V MONDAL2132 SUJV2224 SUJAY KUMAR MONDAL #SUJ6732 NSE Equity NISM20130000166 14-Sep-16 SUJAY B MONDAL2134 SUJV2224 SUJAY KUMAR MONDAL #SUJ6732 Mutual Fund ARN26462 27-Apr-15 RUPA V MONDAL2135 SUKWB521 SUKDEB CHAKRABORTY #SUKCHA1 Mutual Fund ARN45832 8-Nov-17 AKHIL SHAH2139 SUKWB521 SUKDEB CHAKRABORTY #SUKCHA1 NSE Equity NCFM00000501124 13-Apr-15 AKHIL SHAH2136 SUKWB521 SUKDEB CHAKRABORTY #SUKCHA2 Mutual Fund ARN45832 8-Nov-17 AKHIL SHAH2138 SUKWB521 SUKDEB CHAKRABORTY #SUKCHA2 NSE Equity NCFM00000501124 13-Apr-15 SUKDEB BASUDEB CHAKRABORTY2137 SUKWB521 SUKDEB CHAKRABORTY #SUKCHA3 Mutual Fund ARN45832 8-Nov-17 AKHIL SHAH2140 SUMA1132 SUNILKUMAR GUPTA #SUGUPT1 NSE FNO NISM20130007851 3-Jan-17 SUNIL KUMAR GUPTA2141 SUMA1132 SUNILKUMAR GUPTA #SUGUPT1 Mutual Fund ARN98624 8-Oct-17 SUNEEL KUMAR GUPTA2142 SUMA1132 SUNILKUMAR GUPTA #SUGUPT1 BSE Equity NCFM00000336588 30-Aug-15 SUNEEL KUMAR GUPTA2143 SUMA1132 SUNILKUMAR GUPTA #SUGUPT1 NSE Equity NCFM00000336588 30-Aug-15 SUNEEL KUMAR GUPTA2144 SUMA1182 SUSHAMAS #SUSMAS1 NSE FNO 227033 9-Jul-17 K A SATHEESH2146 SUMA1182 SUSHAMAS #SUSMAS1 NSE Equity NISM00000227033 15-Nov-16 K A SATHEESH2147 SUMA1182 SUSHAMAS #SUSMAS2 NSE Equity NISM00000227033 15-Oct-16 A A NANDINI2145 SUMA1182 SUSHAMAS #SUSMAS3 NSE Equity NISM00000227033 15-Nov-16 K A DINESH2148 SUMD2293 SUMEET KUMAR #SUM8636 NSE FNO NISM00000004296 3-Jun-16 SUMEET KUMAR2149 SUMD2293 SUMEET KUMAR #SUM8636 CDX NISM00000004296 5-Dec-15 SUMEET KUMAR2150 SUMD2293 SUMEET KUMAR #SUM8636 NSE Equity NISM00000004296 15-Jul-16 SUMEET KUMAR2151 SUMD2293 SUMEET KUMAR #SUM8636 BSE Equity NISM00000004296 15-Jul-16 SUMEET KUMAR2152 SUMH2333 SUMAN FOGLA #SU22310 NSE Equity NISM00001083597 13-Aug-16 DEEPAK KUMAR SINGH2153 SUMH2333 SUMAN FOGLA #SU22310 BSE Equity NISM00001083597 13-Aug-16 DEEPAK KUMAR SINGH2154 SUMH2333 SUMAN FOGLA #SU22711 NSE FNO NISM00000409717 23-Aug-16 HARSH SINGRODIA2155 SUMO2403 SUMANTA DAS #SU23000 NSE FNO NISM20130004490 13-Sep-16 SUMANTA S DAS2156 SUMO2403 SUMANTA DAS #SU23000 NSE Equity 20140003143 23-Sep-17 SUMANTA S DAS2157 SUMO2403 SUMANTA DAS #SU23000 BSE Equity 20140003143 23-Sep-17 SUMANTA S DAS2158 SUMO2658 SUMIT AGARWAL #SU24167 NSE Equity 859433 1-Jan-16 SAURABHI B GUJRATI2159 SUMZ2510 SUMAN SAHU #SU23305 Mutual Fund ARN95270 12-Feb-17 RADHEY SHYAM SAHU2160 SUMZ2510 SUMAN SAHU #SU23305 NSE Equity NISM20130000828 21-Nov-16 RADHEY SHYAM SAHU2161 SUMZ2510 SUMAN SAHU #SU23305 BSE Equity NISM20130000828 21-Nov-16 RADH SHYAM SAHU2162 SUMZ2510 SUMAN SAHU #SU23305 NSE FNO NISM20130007859 22-Nov-16 RADHEY SHYAM SAHU2163 SUMZ2510 SUMAN SAHU #SU23305 CDX NISM20130005003 23-Aug-16 RADHEY SHYAM SAHU2164 SUNCB953 SUNIL KUMAR AGRAWAL #SU24584 NSE Equity 531376 17-Jul-15 ADARSH A SINGH2165 SUNCB953 SUNIL KUMAR AGRAWAL #SUN7533 NSE Equity 531376 17-Jul-15 SUSHIL S KUMAR2166 SUNCB953 SUNIL KUMAR AGRAWAL #SUN7533 NSE FNO 20140011399 18-Jan-17 SUSHIL S KUMAR2167 SUNJ2102 SUNIL P GABBUR #SUN2362 NSE FNO NISM00000688308 8-May-16 SUNILKUMAR PAMPANNA GABBUR2168 SUNJ2102 SUNIL P GABBUR #SUN2362 NSE Equity NISM00000688308 10-Mar-17 SUNIL KUMAR GABBUR2170 SUNJ2102 SUNIL P GABBUR #SUN2362 Mutual Fund ARN82632 19-May-17 SUNIL P GABBUR2169 SUNJ2102 SUNIL P GABBUR #SUN3143 Mutual Fund ARN82632 19-May-17 SUNIL P GABBUR2171 SUNK2618 SUNIL K AGRAWAL #SU24064 NSE Equity 804205 28-Jul-15 MANISH KUMAR BATHLA2172 SUNPA386 SUNILKUMAR MALHOTRA #SUNMAL1 NSE Equity 313368 26-Mar-15 AMBUJA BALLAV SAMANTARAY2173 SUNV2229 SUNITHA KS #SUN5672 NSE Equity NCFM00000955665 8-Sep-15 K S SUNITHA2174 SUPA1059 SURINDER KATOCH #SURKAT1 NSE Equity NCFM00000733815 20-Nov-15 AKASH KARAM SEN2175 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD1 NSE Equity 357410 5-Dec-15 PRATIBHA ASHOK PALKAR2177 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD1 BSE Equity 357410 5-Dec-15 PRATIBHA ASHOK PALKAR2181 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD2 NSE Equity NISM00000357410 5-Dec-15 SUPRIYA SUSHIL MODAK

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2182 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD2 BSE Equity NISM00000357410 5-Dec-15 SUPRIYA SUSHIL MODAK2178 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD3 NSE Equity 357410 5-Dec-15 LALANA GOVIND SAWANT2179 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD3 BSE Equity 357410 5-Dec-15 LALANA GOVIND SAWANT2176 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD4 NSE Equity NISM00000357410 5-Dec-15 Sushil Vasant Modak2180 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD4 BSE Equity NISM00000357410 5-Dec-15 Sushil Vasant Modak2183 SUPMA810 SUPRIYA SUSHIL MODAK #SUPMOD4 NSE FNO NISM00000281110 22-Dec-15 SUSHIL VASANT MODAK2184 SUPWE877 SUPRIYA BISWAS #SUPBIS1 BSE Equity NISM20130000167 14-Sep-16 SUPRIYA SUJIT BISWAS2185 SUPWE877 SUPRIYA BISWAS #SUPBIS1 NSE Equity NISM20130000167 14-Sep-16 SUPRIYA SUJIT BISWAS2186 SURF2562 SURVI SWETA PRASAD #SU23541 NSE Equity 788850 8-Jul-15 RANJIT KUMAR SURU2187 SUROR923 SURESH CHANDRA HOTA #SURHOT1 BSE Equity 20140003147 23-Sep-17 SURESH CHANDRA HOTA2188 SUROR923 SURESH CHANDRA HOTA #SURHOT1 NSE Equity 20140003147 23-Sep-17 SURECH CHANDRA HOTA2189 SURR2431 SURINDER MOHAN NAGPAL #SU22727 Mutual Fund ARN43147 3-Jan-17 SURINDER NAGPAL2190 SURR2432 SURYA NARAYAN MANDAL #SU23193 NSE FNO 201400032457 10-Sep-17 SURYANARAYAN TANKAPATI MANDAL2191 SURR2432 SURYA NARAYAN MANDAL #SU23193 NSE Equity 864042 27-Sep-15 SURYANARAYAN TANKAPATI MANDAL2192 SURR2432 SURYA NARAYAN MANDAL #SU24185 NSE Equity 864042 27-Sep-15 SANJAY PRAJESH KAJUR2193 SURR2680 SURENDRA KUMAR NAGELLA #SU24250 NSE Equity 201400038787 12-Oct-17 SURENDRA KUMAR NAGELLA2194 SURR2680 SURENDRA KUMAR NAGELLA #SU24250 BSE Equity 201400038787 12-Oct-17 SURENDRA KUMAR NAGELLA2195 SURR2680 SURENDRA KUMAR NAGELLA #SU24250 Mutual Fund ARN97594 15-Sep-17 SURENDRA KUMAR NAGELLA2196 SURSAM83 SURAJKUMAR AGRAWAL #SURAGR1 NSE FNO 201400046099 2-Nov-17 SURAJ KUMAR AGRAWAL2197 SURSAM83 SURAJKUMAR AGRAWAL #SURAGR1 NSE Equity NCFM00000071159 10-Dec-18 SURAJ KUMAR AGRAWAL2198 SURU2466 SURYABHAN PRASAD #SU24098 NSE FNO 823845 17-Nov-15 SAURABH PRAMOD CHAND2199 SURU2466 SURYABHAN PRASAD #SU24098 NSE Equity 823845 29-Apr-15 SAURABH PRAMOD CHAND2200 SURU2718 SURESH KUMAR AGRAWAL #SU24308 Mutual Fund ARN61470 23-Feb-15 SURESH KUMAR AGRAWAL2202 SUSHA139 SUSHMA GOYAL #SUSGOY1 NSE Equity NCFM00000834397 22-May-15 JASPREET SINGH2203 SUSHA139 SUSHMA GOYAL #SUSGOY2 NSE Equity NCFM00000834397 22-May-15 BHAWNA SINGH2204 SUSHA139 SUSHMA GOYAL #SUSGOY3 NSE Equity NCFM00000834397 22-May-15 SURESH KUMAR2205 SUSHA139 SUSHMA GOYAL #SUSGOY4 NSE Equity NCFM00000834397 22-May-15 HARISH DAS GOYAL2201 SUSHA139 SUSHMA GOYAL #SUSGOY5 NSE FNO 20140013824 21-Feb-17 SUSHMA GOYAL2208 SUSI1365 SUVENDHU SHARMA #SUVSHA1 BSE Equity 20140002284 29-May-17 SUVENDHU S SHARMA2209 SUSI1365 SUVENDHU SHARMA #SUVSHA1 NSE Equity 20140002284 29-May-17 SUVENDHU S SHARMA2206 SUSI1365 SUVENDHU SHARMA #SUVSHA2 NSE Equity 20140002284 29-May-17 SUDHANSHU M SHARMA2207 SUSI1365 SUVENDHU SHARMA #SUVSHA2 BSE Equity 20140002284 29-May-17 SUDHANSHU M SHARMA2212 SUSL2376 SUSHIL VISHWAKARMA #SU22660 NSE Equity NISM20130000838 21-Nov-16 SUSHIL ARVIND VISHWAKARMA2213 SUSL2376 SUSHIL VISHWAKARMA #SU22660 BSE Equity NISM20130000838 21-Nov-16 SUSHIL ARVIND VISHWAKARMA2214 SUSL2376 SUSHIL VISHWAKARMA #SU22660 NSE FNO NISM20130007857 22-Nov-16 SUSHIL ARVIND VISHWAKARMA2210 SUSL2376 SUSHIL VISHWAKARMA #SU23357 NSE Equity 20130000838 21-Nov-16 PREM AJAY KUMAR2211 SUSL2376 SUSHIL VISHWAKARMA #SU23357 BSE Equity 20130000838 21-Nov-16 PREM AJAY KUMAR2216 SUTWc3BD NALINI NARENDRA PANDYA #NALPAN1 NSE Equity NCFM00000482075 6-Feb-15 DEVEN NARENDRA PANDYA2215 SUTWc3BD NALINI NARENDRA PANDYA #SUT7774 NSE Equity NCFM00000482075 6-Feb-15 MUKESH SUDHAKAR KOTHAWADE2217 SUWWDXD9 DEEPAK KUMAR AGRAWAL #DEEPAG1 NSE Equity NCFM00000454509 11-Jun-15 DEEPAKKUMAR BIMAL AGRAWAL2218 SWAU2219 SWATI VITTHAL DESHMUKH #SWA6476 NSE Equity 20140002462 2-Jul-17 SWATI VITTHAL DESHMUKH2219 SWAU2219 SWATI VITTHAL DESHMUKH #SWA6476 BSE Equity 20140002462 2-Jul-17 SWATI VITTHAL DESHMUKH2220 SWAU2219 SWATI VITTHAL DESHMUKH #SWA6476 CDX 20140007109 3-Jun-17 SWATI VITTHAL DESHMUKH2221 SWAU2219 SWATI VITTHAL DESHMUKH #SWA6476 NSE FNO 20140016606 4-Jul-17 SWATI VITTHAL DESHMUKH2222 SWRA1001 BNSWAMI NA #BSWAMI1 NSE FNO 20130005557 4-Oct-16 B N SWAMI2223 Ta8cYTOR SUDHIR GHELABHAI MAHYAVANSHI #Ta22947 Mutual Fund ARN1309 18-Mar-15 SUDHIR GHELABHAI MAHYAVANSHI2224 TCTTOU93 BHARATKUMAR C JOGIA #TC23437 Mutual Fund ARN91720 9-Aug-16 BHARATKUMAR JOGIA2225 TEJO2406 TEJASWITA GIRISH DHUMAL #TE22689 BSE Equity 20140002463 2-Jul-17 TEJAS GIRISH DHUMAL2226 TEJO2406 TEJASWITA GIRISH DHUMAL #TE22689 NSE Equity 20140002463 2-Jul-17 TEJASWITA GIRISH DHUMAL2227 TEJO2406 TEJASWITA GIRISH DHUMAL #TE22689 NSE FNO 20140016605 4-Jul-17 TEJASWITA GIRISH DHUMAL2230 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT1 NSE Equity NISM00000576749 18-Oct-15 G V BALAKRISHNAN2231 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT1 BSE Equity NISM00000576749 18-Oct-15 G V BALAKRISHNAN2228 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT2 NSE Equity NISM00000576749 15-Oct-15 B G PARTHIBAMANIKANDAN2232 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT2 BSE Equity NISM00000576749 18-Oct-15 B G PARTHIBAMANIKANDAN2233 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT3 BSE Equity NISM00000576749 18-Oct-15 B G BADRINARAYANAN2234 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT3 NSE Equity NISM00000576749 18-Oct-15 B G BADRINARAYANAN2229 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT4 BSE Equity NISM00000576749 18-Oct-15 B N BALASUBBULAKSHMI2235 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT4 NSE Equity NISM00000576749 18-Oct-15 B N BALASUBBULAKSHMI2236 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT5 BSE Equity NISM00000576749 18-Oct-15 THENMOZHI KAMARAJ THENMOZHI

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2237 TEMMA219 TEMPLE CITY ECO SER P L #TEMCIT5 NSE Equity NISM00000576749 18-Oct-15 THENMOZHI KAMARAJ THENMOZHI2239 TGCU1S64 MAYUR B PATEL #TGC1121 NSE FNO NISM00000492248 22-Jul-16 PIYUSH PATEL2240 TGCU1S64 MAYUR B PATEL #TGC1121 CDX NISM00000492248 30-Sep-15 PIYUSH J PATEL2241 TGCU1S64 MAYUR B PATEL #TGC1121 NSE Equity NCFM00000951879 31-Dec-16 PIYUSH PATEL2242 TGCU1S64 MAYUR B PATEL #TGC1821 NSE Equity NCFM00000951879 31-Dec-16 JIGNESH PATEL2238 TGCU1S64 MAYUR B PATEL #TGC3001 NSE FNO 20140012899 21-Feb-17 JAYASHRIBEN PIYUSHKUMAR PATEL2243 TMVR91QM RATAN CHANDRA SAMANTA #RATSAM1 NSE Equity NCFM00000990075 16-Mar-17 ARIJIT SAMANTA2244 TOW3VYOQ LOKESH KHANDELWAL #TO19724 Mutual Fund ARN38108 17-Feb-17 LOKESH KHANDELWAL2245 TQ5IU91b PUNEET DEWAN #PUNDEW1 NSE Equity NCFM00000829407 27-Aug-15 SUBHASH DEWAN DEWAN2246 U2OD46I6 JAY PRAKASH SHARMA #U223078 Mutual Fund ARN87601 17-Dec-15 Jay Sharma2251 U47N8bJG PNP FUND MGNT. LTD. #PNPFUN1 NSE Equity NCFM00000143157 20-Nov-15 BIKASH MOHANTY2249 U47N8bJG PNP FUND MGNT. LTD. #PNPFUN2 NSE Equity NCFM00000143157 20-Nov-15 ABANIKANTA SAHOO2250 U47N8bJG PNP FUND MGNT. LTD. #U472461 NSE Equity NCFM00000143157 20-Nov-15 PRATUSH NANDA2247 U47N8bJG PNP FUND MGNT. LTD. #U474234 NSE Equity NCFM00000143157 20-Nov-15 PINTU NANDA2248 U47N8bJG PNP FUND MGNT. LTD. #U474352 NSE Equity NCFM00000143157 20-Nov-15 MADHUSMITA MOHANTY2252 U6A88JS5 JAYSHREE BOTHRA #U621446 Mutual Fund ARN51464 5-Jul-15 JAYSHREE BOTHRA2253 UBBTaTO7 MOHIT GUPTA #UB22525 Mutual Fund ARN88823 24-Feb-16 MOHIT GUPTA2254 UDDZ2513 UDDHAV PRATAP JADHAV #UD23388 CDX 20140007112 3-Jun-17 UDDHAV PRATAPRAO JADHAV2255 UDDZ2513 UDDHAV PRATAP JADHAV #UD23388 NSE FNO 20140016607 4-Jul-17 UDDHAV PRATAPRAO JADHAV2256 UED9bM8F PREM KUMAR #UE21058 Mutual Fund ARN72096 27-Dec-16 PREM KUMAR2257 UMCH1266 UMA SHANKAR AGRAWAL #UMAAGR1 BSE Equity NISM20140001151 9-Jan-17 BRAJESH KUMAR AGARWAL2258 UMCH1266 UMA SHANKAR AGRAWAL #UMAAGR1 NSE Equity NISM20140001151 9-Jan-17 BRAJESH KUMAR AGARWAL2259 UN00Z48F MASHUK AHMED LASKAR #MASLAS1 NSE Equity NCFM00000839789 18-Sep-15 PROLOY DAS2260 UNIb5aCL RAJARSHEE GUHA #RAJGUH1 NSE Equity NCFM00000720182 18-Dec-15 RAJARSHEE GUHA2261 UNIb5aCL RAJARSHEE GUHA #RAJGUH3 NSE Equity NCFM00000720182 18-Dec-15 SAMIR DAS2262 UPEW2231 UPENDRA MAHATO #UPE5952 NSE Equity NCFM00000712619 25-Aug-15 UPENDRA MAHATO2263 UPTRcc52 VELLANKI SUBRAHMANYAM #VELSUB1 NSE Equity NCFM00000428537 12-Jun-15 SUBRAHMANYAM VELLANKI2264 USHOcYM0 ALPESH RANJITKUMAR SHAH #US23595 Mutual Fund ARN86688 18-Oct-16 ALPESH RANJITKUMAR SHAH2265 USHR2187 USHA PATEL #USH5972 NSE Equity NCFM00000887101 11-Dec-15 HEMANDRAKUMAR VISHWANATH RAHANGDALE2267 UTPB2520 UTPAL CHAKRABORTY #UT23507 NSE Equity 182429 14-Mar-16 RAJ KUMAR SINGH2268 UTPB2520 UTPAL CHAKRABORTY #UT23507 NSE FNO 182429 15-Apr-15 RAJ KUMAR SINGH2266 UTPB2520 UTPAL CHAKRABORTY #UT23934 CDX 1126231 7-Feb-17 JEET CHAKRABORTY2269 UTTMO759 UTTARA BARUA #UTTBAR1 NSE Equity NCFM00000953954 3-Sep-16 UTTARA DINA BARUA2270 UZHNC2C1 LINI ABRAHAM #LINABR1 NSE Equity NCFM00000822958 8-Oct-15 SANTOSH KUMAR CHETRI2271 V72PJ02O DEV NARAYAN GURJAR #V722590 Mutual Fund ARN36738 10-Dec-16 DEV NARAYAN GURJAR2272 VAIBAN20 VAIDYANATHA RAMAMURTHY #VA22376 Mutual Fund ARN11163 7-Feb-16 G S DWARKANATH2273 VAIBAN20 VAIDYANATHA RAMAMURTHY #VA22376 BSE Equity NISM00000079486 7-Mar-16 G S DWARKANATH2276 VAIBAN20 VAIDYANATHA RAMAMURTHY #VA22376 NSE Equity NISM00000079486 7-Mar-16 G S DWARKANATH2274 VAIBAN20 VAIDYANATHA RAMAMURTHY #VAIDRA1 NSE Equity NISM00000079486 7-Mar-16 Vaidyanatha Ramamurthy2275 VAIBAN20 VAIDYANATHA RAMAMURTHY #VAIDRA1 BSE Equity NISM00000079486 7-Mar-16 VAIDYANATHA RAMAMURTHY2277 VAIBAN20 VAIDYANATHA RAMAMURTHY #VAIDRA1 NSE FNO NCFM00000079486 12-Sep-15 VAIDYANATHA RAMAMURTHY2278 VAML2629 VAMSI KRISHNA RAYALA #VA24066 NSE Equity 305729 9-Jun-17 PRAVEEN C KALYANI2279 VARC2282 VARUN DESHBHRATAR #VAR7337 NSE Equity NCFM00000243775 26-Feb-15 AJAY GORAKHANATH CHAHANDE2296 VASTA213 GVAASUDEVAN NA #GVAAS11 NSE Equity NCFM00000143099 31-Jul-17 HARI R KRISHNAN2281 VASTA213 GVAASUDEVAN NA #GVAAS14 NSE FNO NISM00000382058 16-Aug-16 N PRADEEP2290 VASTA213 GVAASUDEVAN NA #GVAAS14 BSE Equity NISM00000143101 22-Aug-15 N PRADEEP2291 VASTA213 GVAASUDEVAN NA #GVAAS14 NSE Equity NISM00000143101 22-Aug-15 N PRADEEP2286 VASTA213 GVAASUDEVAN NA #GVAAS18 NSE Equity NISM00000143101 21-Aug-15 R LAKSHMI2287 VASTA213 GVAASUDEVAN NA #GVAAS18 BSE Equity NISM00000143101 21-Aug-15 R LAKSHMI2294 VASTA213 GVAASUDEVAN NA #GVAAS21 NSE Equity NCFM00000143101 23-Jul-15 RAGHAVENDRAN JEGANNATHENJ2288 VASTA213 GVAASUDEVAN NA #GVAASU1 BSE Equity NISM00000143101 22-Aug-15 VAASUDEVAN GOPINATHRAO2293 VASTA213 GVAASUDEVAN NA #GVAASU1 NSE Equity NCFM00000143101 23-Jul-15 VAASUDEVAN GOPINATHRAO2295 VASTA213 GVAASUDEVAN NA #GVAASU1 NSE FNO NISM00000143101 25-Jul-16 VAASUDEVAN GOPINATHRAO2289 VASTA213 GVAASUDEVAN NA #GVAASU2 BSE Equity NISM00000143101 22-Aug-15 A ASLAM2292 VASTA213 GVAASUDEVAN NA #GVAASU2 NSE Equity NISM00000143101 22-Aug-15 A ASLAM2283 VASTA213 GVAASUDEVAN NA #GVAASU3 NSE Equity NISM00000143099 19-Aug-16 E MANIKANNAN2284 VASTA213 GVAASUDEVAN NA #GVAASU3 BSE Equity NISM00000143099 19-Aug-16 E MANIKANNAN2280 VASTA213 GVAASUDEVAN NA #GVAASU8 NSE FNO NISM20140010896 8-Apr-17 P SENTHIL2282 VASTA213 GVAASUDEVAN NA #GVAASU8 BSE Equity NISM00000143099 19-Aug-16 P SENTHIL

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2285 VASTA213 GVAASUDEVAN NA #GVAASU8 NSE Equity NISM00000143099 19-Aug-16 P SENTHIL2297 VEEJE448 VEENA SINHA #VEESIN1 NSE Equity NCFM00000865971 13-Sep-15 SHEORATAN PRASAD2298 VEEPUN22 VEENA DUSHYANT MALGONKAR #VEENMAL NSE Equity NCFM00000048278 18-Sep-15 VEENA MALGONKAR MALGONKAR2299 VENB2529 VENKATA KRISHNA YANDRAPALLI #VE23496 NSE FNO 20140018270 8-Aug-17 Y VENKATA KRISHNA2300 VENB2529 VENKATA KRISHNA YANDRAPALLI #VE23496 BSE Equity 1151564 15-May-17 Y VENKATA KRISHNA2301 VENB2529 VENKATA KRISHNA YANDRAPALLI #VE23496 NSE Equity 1151564 15-May-17 Y VENKATA KRISHNA2302 VENB2529 VENKATA KRISHNA YANDRAPALLI #VE24131 BSE Equity 1151564 15-May-17 PV RAMANA REDDY2303 VENB2529 VENKATA KRISHNA YANDRAPALLI #VE24131 NSE Equity 1151564 15-May-17 PV RAMANA REDDY2304 VENF2564 VENKATASUBRAMANIAN JAYASANKARAN #VE23456 Mutual Fund ARN35752 22-Oct-16 VENKATASUBRAMANIAN VENKATASUBRAMANIAN2306 VENHY231 VENKATARAO MURAKONDA #VENRAO1 CDX NISM00000344367 9-Sep-16 VENKATA RAO MURAKONDA2308 VENHY231 VENKATARAO MURAKONDA #VENRAO1 NSE Equity NCFM00000344367 13-Nov-15 VENKATA RAO MURAKONDA2309 VENHY231 VENKATARAO MURAKONDA #VENRAO1 NSE FNO NISM00000344367 20-Sep-16 VENKATA RAO MURAKONDA2313 VENHY231 VENKATARAO MURAKONDA #VENRAO1 BSE Equity NISM00000344367 23-May-16 VENKATA RAO MURAKONDA2310 VENHY231 VENKATARAO MURAKONDA #VENRAO2 BSE Equity NISM20130344367 23-May-16 VAMSI KRISHNA VASIREDDY2314 VENHY231 VENKATARAO MURAKONDA #VENRAO2 NSE Equity NISM00000344367 23-May-16 VAMSI KRISHNA VASIREDDY2311 VENHY231 VENKATARAO MURAKONDA #VENRAO3 NSE Equity NISM00000344367 23-May-16 A M VIJAYA2312 VENHY231 VENKATARAO MURAKONDA #VENRAO3 BSE Equity NISM20130344367 23-May-16 A VIJAYA2315 VENHY231 VENKATARAO MURAKONDA #VENRAO4 BSE Equity NISM00000344367 23-May-16 G V JYOTHI2316 VENHY231 VENKATARAO MURAKONDA #VENRAO4 NSE Equity NISM00000344367 23-May-16 G V JYOTHI2305 VENHY231 VENKATARAO MURAKONDA #VENRAO5 NSE FNO NISM00000003804 1-Nov-16 HARI KUMAR SURAPANENI2307 VENHY231 VENKATARAO MURAKONDA #VENRAO5 NSE Equity NCFM00000344367 13-Nov-15 HARI KUMAR SURAPANENI2317 VENHY231 VENKATARAO MURAKONDA #VENRAO5 BSE Equity NISM00000344367 24-May-16 HARI KUMAR SURAPANENI2318 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG1 CDX 20140007110 3-Jun-17 VENKATESH KOTALINGAPPA RAGHOJI2322 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG1 BSE Equity 201300010322 7-Jun-16 VENKATESH K RAGHOJI2324 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG1 NSE Equity 201300010322 7-Jun-16 VENKATESH K RAGHOJI2327 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG1 NSE FNO 201400014184 28-Mar-17 VENKATESH K RAGHOJI2319 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG2 NSE Equity NCFM00000979172 7-Jan-17 HARSHAL BABULAL KOKANI2321 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG3 NSE Equity NCFM00000979172 7-Jan-17 SHIVKUMAR DHARMARAJ KESKAR2323 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG4 NSE Equity 201300010322 7-Jun-16 MANOJ A MORE2325 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG4 BSE Equity 201300010322 7-Jun-16 MANOJ A MORE2320 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG5 NSE Equity NCFM00000979172 7-Jan-17 ABHIJEET B HARGARGEKAR2326 VENOS318 VENKATESH KOTALINGAPPA RAGHOJI #VENRAG8 NSE FNO 201400009262 11-Apr-17 BALAJI MARUTIRAO KAMTHANE2328 VERI2162 VERITAS FinIT SOLUTIONS P L #VER6092 NSE Equity NCFM00000026857 14-Jul-17 SRINIVAS KURUGANTI SURYAPRAKASH2329 VERI2162 VERITAS FinIT SOLUTIONS P L #VER6092 NSE FNO NCFM00000026857 17-Aug-15 KURUGANTI SURYAPRAKASH SRINIVAS2330 VICL2620 VICKY KAPOOR #VI24286 NSE Equity 1109270 6-Sep-16 RAHUL S CHITKARA2333 VIJA1298 VINAY GUPTA #VINGUP1 BSE Equity NISM00000685179 3-Feb-17 VINAY GUPTA2334 VIJA1298 VINAY GUPTA #VINGUP1 NSE Equity NISM00000685179 3-Feb-17 VINAY GUPTA2337 VIJA1298 VINAY GUPTA #VINGUP1 Mutual Fund ARN79664 18-Apr-15 VINAY GUPTA2340 VIJA1298 VINAY GUPTA #VINGUP1 NSE FNO NCFM00000685179 21-Jul-15 VINAY GUPTA2341 VIJA1298 VINAY GUPTA #VINGUP1 CDX 20140007415 28-Nov-17 VINAY GUPTA2331 VIJA1298 VINAY GUPTA #VINGUP2 NSE Equity NISM00000685179 3-Feb-17 NAROTAM SADHOTRA2338 VIJA1298 VINAY GUPTA #VINGUP2 Mutual Fund ARN79664 18-Apr-15 VINAY GUPTA2335 VIJA1298 VINAY GUPTA #VINGUP3 NSE Equity NISM00000685179 3-Feb-17 ANU GUPTA2336 VIJA1298 VINAY GUPTA #VINGUP3 Mutual Fund ARN79664 18-Apr-15 VINAY GUPTA2332 VIJA1298 VINAY GUPTA #VINGUP5 NSE Equity NISM00000685179 3-Feb-17 INDERJEET MANKOTIA2339 VIJA1298 VINAY GUPTA #VINGUP5 Mutual Fund ARN79664 18-Apr-15 VINAY GUPTA2342 VIJA2261 VIJAY KUMAR SARDA #VIJ6752 Mutual Fund ARN98677 2-Nov-17 VIJAY KUMAR SARDA2343 VIJA2261 VIJAY KUMAR SARDA #VIJ6752 NSE Equity 20140002277 29-May-17 VIJAY KUMAR SARDA2344 VIJA2261 VIJAY KUMAR SARDA #VIJ6752 BSE Equity 20140002277 29-May-17 VIJAY KUMAR SARDA2345 VIJI2598 VIJAY BHAGAT #VI23942 Mutual Fund ARN97292 9-Jul-17 SANJAY KUMAR CHAUDHARY2347 VIJI2598 VIJAY BHAGAT #VI23942 NSE Equity 20130000835 21-Nov-16 SANJAY KUMAR CHAUDHARY2348 VIJI2598 VIJAY BHAGAT #VI23942 BSE Equity 20130000835 21-Nov-16 SANJAY KUMAR CHAUDHARY2351 VIJI2598 VIJAY BHAGAT #VI23942 NSE FNO 20130007849 22-Nov-16 SANJAY KUMAR CHAUDHARY2346 VIJI2598 VIJAY BHAGAT #VI24042 Mutual Fund ARN97292 9-Jul-17 SANJAY KUMAR CHAUDHARY2349 VIJI2598 VIJAY BHAGAT #VI24042 NSE Equity 20130000835 21-Nov-16 DEEPAK RAJ YADAV2350 VIJI2598 VIJAY BHAGAT #VI24042 BSE Equity 20130000835 21-Nov-16 DEEPAK RAJ YADAV2352 VIJP2666 VIJAYASANTHI KANUBOINA #VI24206 NSE FNO 20140017164 11-Jul-17 DURGA PRASAD KANUBOINA2353 VIJX2247 VIJENDRA SINGH SENDHAV #VI22386 NSE Equity NCFM00000821021 20-Nov-15 VIJENDRA SINGH SENDHAV2354 VIJX2247 VIJENDRA SINGH SENDHAV #VIJ6112 NSE Equity NCFM00000821021 20-Nov-15 VAISHALI JAIN

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2355 VIKDE987 VIKRAM BHUTANI DSA SER. P L #VIKBHU1 NSE Equity 840637 6-Oct-15 RAJAT M JAIN2356 VIKV2473 VIKASH JAISWAL #VI23332 NSE Equity NISM00000576303 15-Jul-16 ANKUSH ASHOK THAKURAL2357 VIMA1331 VIJAYAN MNA #VIJAYA1 NSE Equity 201400036500 20-Oct-17 VIJAYAN RAMAN MALAYNATH2358 VINI2597 VINTI AGRAWAL #VI23938 NSE Equity 5468 15-Jul-19 NITIN KUMAR AGRAWAL2359 VINI2597 VINTI AGRAWAL #VI23938 NSE FNO 20140016048 27-Jun-17 NITIN KUMAR AGARWAL2360 VINJU710 VINOD SHIVAJI PANDHARE #VINPAN1 BSE Equity NISM20130001424 29-Jun-16 MAKRAND TUKARAM JADHAV2361 VINJU710 VINOD SHIVAJI PANDHARE #VINPAN1 NSE Equity 201300014242 29-Jun-16 MAKARAND TUKARAM JADHAV2364 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM1 NSE Equity 20140002466 2-Jul-17 PALLAVI RAMDASI2365 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM1 BSE Equity 20140002466 2-Jul-17 PALLAVI RAMDASI2366 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM2 NSE Equity NCFM00000812076 4-Dec-15 SANDEEP SURESH PATRANGE2367 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM3 NSE Equity NCFM00000812076 4-Dec-15 RUSHIKESH JOSHI2362 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM4 BSE Equity 20140002466 2-Jul-17 VINAYAK PANDURANG RAMDASI2363 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM4 NSE Equity 20140002466 2-Jul-17 VINAYAK PANDURANG RAMDASI2368 VINMA919 VINAYAK PANDURANG RAMDASI #VINRAM4 NSE FNO 20140016608 4-Jul-17 VINAYAK PANDURANG RAMDASI2369 VINPA639 VINAY KUMAR #VINAKU1 NSE FNO NISM20130004834 21-Sep-16 VINAY KUMAR2370 VINPA639 VINAY KUMAR #VINAKU1 NSE Equity 20140003284 29-Nov-17 VINAY KUMAR2371 VINPA639 VINAY KUMAR #VINAKU1 BSE Equity 20140003284 29-Nov-17 VINAY KUMAR2372 VINRAJ15 VINODKUMAR PORWAL #VINKUM1 Mutual Fund ARN91243 5-Aug-16 VINOD KUMAR PORWAL2373 VINRAJ15 VINODKUMAR PORWAL #VINKUM1 NSE FNO NISM00000322220 8-Apr-16 VINOD KUMAR PORWAL2374 VINRAJ15 VINODKUMAR PORWAL #VINKUM1 BSE Equity NISM00000322220 19-May-16 VINOD PORWAL2375 VINRAJ15 VINODKUMAR PORWAL #VINKUM1 NSE Equity NISM00000322220 19-May-16 VINOD KUMAR PORWAL2376 VINRAJ15 VINODKUMAR PORWAL #VINKUM2 BSE Equity NISM00000322220 19-May-16 KALPANA B TOTAWAT2377 VINRAJ15 VINODKUMAR PORWAL #VINKUM2 NSE Equity NISM00000322220 19-May-16 KALPANA B TOTAWAT2378 VINRAJ15 VINODKUMAR PORWAL #VINKUM3 BSE Equity NISM00000322220 19-May-16 SAROJ JAIN2379 VINRAJ15 VINODKUMAR PORWAL #VINKUM3 NSE Equity NISM00000322220 19-May-16 SAROJ JAIN2380 VINRAJ15 VINODKUMAR PORWAL #VINKUM4 BSE Equity NISM00000322220 19-May-16 SHEETLA JAIN2381 VINRAJ15 VINODKUMAR PORWAL #VINKUM4 NSE Equity NISM00000322220 19-May-16 SHEETLA JAIN2382 VINRAJ15 VINODKUMAR PORWAL #VINKUM5 NSE Equity NISM00000322220 19-May-16 SWEETY PORWAL2383 VINRAJ15 VINODKUMAR PORWAL #VINKUM5 BSE Equity NISM00000322220 19-May-16 SWEETY PORWAL2384 VINV2470 VINAYA RAHUL KANGO #VI23133 Mutual Fund ARN90426 27-Jun-16 VINAYA RAHUL KANGO2386 VIPA1364 VINAYV AUNDHEKAR #VINAUD1 NSE Equity NCFM00000693788 26-May-17 VINAY VISHNU AUNDHEKAR2388 VIPA1364 VINAYV AUNDHEKAR #VINAUD1 NSE FNO NCFM00000693788 28-Apr-15 VINAY VISHNU AUNDHEKAR2387 VIPA1364 VINAYV AUNDHEKAR #VINAUD2 NSE Equity NCFM00000693788 26-May-17 SEEMA NANDALAL SHRIVASTAV2385 VIPA1364 VINAYV AUNDHEKAR #VIP4734 NSE Equity NCFM00000693788 26-May-17 JANAKIRAM PANDURANG KAKDE2390 VISBI314 VISHAL KUMAR #VIS3341 NSE Equity NCFM00000841117 20-Aug-16 MANISH KUMAR2402 VISBI314 VISHAL KUMAR #VIS3341 NSE FNO NCFM00000841117 29-Mar-15 MANISH KUMAR2389 VISBI314 VISHAL KUMAR #VISKUM1 Mutual Fund ARN82050 4-Feb-17 VISHAL KUMAR2391 VISBI314 VISHAL KUMAR #VISKUM1 NSE FNO 20140017700 20-Aug-17 VISHAL ANIL KUMAR2396 VISBI314 VISHAL KUMAR #VISKUM1 BSE Equity 201400050556 23-Nov-17 VISHAL ANIL KUMAR2397 VISBI314 VISHAL KUMAR #VISKUM1 NSE Equity 201400050556 23-Nov-17 VISHAL ANIL KUMAR2394 VISBI314 VISHAL KUMAR #VISKUM2 NSE Equity 201400050556 23-Nov-17 SUNIL BHAVESH JHA2395 VISBI314 VISHAL KUMAR #VISKUM2 BSE Equity 201400050556 23-Nov-17 SUNIL BHAVESH JHA2392 VISBI314 VISHAL KUMAR #VISKUM3 NSE Equity 201400050556 23-Nov-17 PRIYA VISHAL KUMAR2393 VISBI314 VISHAL KUMAR #VISKUM3 BSE Equity 201400050556 23-Nov-17 PRIYA VISHAL KUMAR2400 VISBI314 VISHAL KUMAR #VISKUM6 NSE Equity 201400050556 23-Nov-17 ANIL KUMAR SAHOO2401 VISBI314 VISHAL KUMAR #VISKUM6 BSE Equity 201400050556 23-Nov-17 ANIL KUMAR SAHOO2398 VISBI314 VISHAL KUMAR #VISKUM8 NSE Equity 201400050556 23-Nov-17 RAJNISH KUMAR SHAHI2399 VISBI314 VISHAL KUMAR #VISKUM8 BSE Equity 201400050556 23-Nov-17 RAJNISH KUMAR SHAHI2403 VISE2308 VISHAL SUKHWAL #VIS8494 NSE FNO NISM00000874517 11-Mar-17 VISHAL SUKHWAL2404 VISE2308 VISHAL SUKHWAL #VIS8494 NSE Equity NCFM00000874517 13-Nov-15 VISHAL SUKHWAL2420 VISMP462 Vision Advisory Ser P L #VISSE10 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2410 VISMP462 Vision Advisory Ser P L #VISSE17 NSE Equity NCFM00000301223 14-Jul-17 SANTOSH SINGH RAJPUT2423 VISMP462 Vision Advisory Ser P L #VISSE17 NSE FNO NISM00000301223 30-Aug-16 SANTOSH SINGH RAJPUT2408 VISMP462 Vision Advisory Ser P L #VISSER1 NSE Equity 20140001162 9-Jan-17 PRADEEP NARENDRA KARAMBELKAR2409 VISMP462 Vision Advisory Ser P L #VISSER1 BSE Equity 20140001162 9-Jan-17 PRADEEP NARENDRA KARAMBELKAR2416 VISMP462 Vision Advisory Ser P L #VISSER1 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2422 VISMP462 Vision Advisory Ser P L #VISSER1 NSE FNO 20130008372 29-Nov-16 PRADEEP NARENDRA KARAMBELKAR2417 VISMP462 Vision Advisory Ser P L #VISSER2 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2405 VISMP462 Vision Advisory Ser P L #VISSER3 NSE FNO 258406 5-Aug-16 MAHESH SINGH RAJPUT

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SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2406 VISMP462 Vision Advisory Ser P L #VISSER3 NSE Equity 258406 5-Nov-16 MAHESH SINGH RAJPUT2411 VISMP462 Vision Advisory Ser P L #VISSER3 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2412 VISMP462 Vision Advisory Ser P L #VISSER4 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2418 VISMP462 Vision Advisory Ser P L #VISSER5 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2421 VISMP462 Vision Advisory Ser P L #VISSER5 NSE Equity NCFM00000846802 21-Aug-15 POONAM SAVINDRA TOMAR2413 VISMP462 Vision Advisory Ser P L #VISSER6 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2407 VISMP462 Vision Advisory Ser P L #VISSER7 NSE Equity NCFM00000907068 7-Feb-16 RAVINDRA KUMAR GUPTA2414 VISMP462 Vision Advisory Ser P L #VISSER7 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2419 VISMP462 Vision Advisory Ser P L #VISSER8 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2415 VISMP462 Vision Advisory Ser P L #VISSER9 Mutual Fund ARN10613 18-Sep-16 RAVINDRA KUMAR GUPTA2424 VISV2472 VISHAL R METHI #VI23132 Mutual Fund ARN88258 28-Jan-16 VISHAL R METHI2425 VISV2724 VISHAL SINGH PARIHAR #VI24574 NSE FNO 201400050942 7-Jan-18 VISHAL SINGH PARIHAR2426 VISV2724 VISHAL SINGH PARIHAR #VI24574 NSE Equity 201400050942 18-Dec-17 VISHAL SINGH PARIHAR2427 VIVKA752 VIVEKANAND GEJJI #VIVGEJ1 NSE Equity NISM00000207441 14-Sep-15 VIVEKANAND RACHAPPA GEJJI2428 VIVKA752 VIVEKANAND GEJJI #VIVGEJ1 BSE Equity NISM00000207441 14-Sep-15 VIVEKANAND RACHAPPA GEJJI2429 VIVKA752 VIVEKANAND GEJJI #VIVGEJ1 NSE FNO NCFM00000207441 15-Sep-15 VIVEKANAND GEJJI2430 VIVKA752 VIVEKANAND GEJJI #VIVGEJ2 NSE Equity NCFM00000207441 27-Aug-16 SAJAY R SHAH2431 VIVUT956 VIVEK JAIN #VIVJAI1 NSE Equity NCFM00000315837 15-Feb-15 VIJAYSWAROOP HARPRASAD JAIN2432 VLOUA3H7 BHUPESHWAR GIRI #VL22506 Mutual Fund ARN39906 26-Apr-17 BHUPESHWAR GIRI2433 VNOMVEP7 KANCHAN BARAN MUKHERJEE #KANBAR1 NSE Equity 912623 29-Mar-16 ABANIKANTA GANGADHAR SAHU2434 VPYRFQ5O SWAPNIL RAVINDRA MANTRI #SWAMAN1 NSE Equity NCFM00000839475 10-Jul-15 SWAPNIL MANTRI MANTRI2437 VSMY1341 VSNA VARDHARAJAN #VSM0081 NSE Equity 684390 10-Aug-15 V S UMA2438 VSMY1341 VSNA VARDHARAJAN #VSM0081 BSE Equity NISM00000684390 11-Aug-15 V S UMA2440 VSMY1341 VSNA VARDHARAJAN #VSM0081 Mutual Fund ARN83246 25-Jul-16 V S VARADHARAJAN2435 VSMY1341 VSNA VARDHARAJAN #VSVARD1 NSE FNO NISM00000684390 6-Feb-16 V S VARADHARAJAN2436 VSMY1341 VSNA VARDHARAJAN #VSVARD1 NSE Equity NISM00000684390 10-Aug-15 V S VARDHARAJAN2439 VSMY1341 VSNA VARDHARAJAN #VSVARD1 BSE Equity NISM00000684390 11-Aug-15 V S VARADHARAJAN2441 VSMY1341 VSNA VARDHARAJAN #VSVARD1 Mutual Fund ARN83246 25-Jul-16 V S VARDHARAJAN2442 VVBXZDW1 PANKAJ TIWARI #PANTIW1 NSE Equity NCFM00000531185 14-Feb-18 QASIM ALI2443 VVBXZDW1 PANKAJ TIWARI #PANTIW1 NSE FNO NISM00000531185 20-May-16 QASIM ALI2457 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKR10 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2446 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI1 NSE FNO NISM20130005740 11-Oct-16 VYAMASANI RAMESH2451 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI1 NSE Equity NISM00000145095 12-Oct-15 VYAMASANI RAMESH2452 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI1 BSE Equity NISM00000145095 12-Oct-15 VYAMASANI RAMESH2461 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI1 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2444 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI2 NSE FNO NISM20130005747 11-Oct-16 ASHWINI VISHWESHWAR RAO2447 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI2 BSE Equity NISM00000145095 12-Oct-15 ASHWINI VISHWESHWAR RAO2448 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI2 NSE Equity NISM00000145095 12-Oct-15 ASHWINI VISHWESHWAR RAO2463 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI2 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2453 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI3 BSE Equity NISM00000145095 12-Oct-15 VYAMSANI RAMA KRISHNA2454 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI3 NSE Equity NISM00000145095 12-Oct-15 VYAMSANI RAMA KRISHNA2460 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI3 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2465 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI3 NSE FNO NCFM00000145095 21-Jul-15 RAMA KRISHNA VYAMASANI2455 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI4 BSE Equity NISM00000145095 12-Oct-15 SRINIVAS KOMURAIAH MUTHYALU2456 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI4 NSE Equity NISM00000145095 12-Oct-15 SRINIVAS KOMURAIAH MUTHYALU2459 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI4 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2445 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI5 NSE FNO 20130005748 11-Oct-16 SHRIYA GOURISHETTI2449 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI5 NSE Equity 145095 12-Oct-15 SHRIYA GOURISHETTI2450 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI5 BSE Equity 145095 12-Oct-15 SHRIYA GOURISHETTI2462 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI5 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2458 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI6 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2464 VYAJA367 VYAMSANI RAMA KRISHNA #VYAKRI9 Mutual Fund ARN86132 15-Nov-16 VYAMASANI RAMESH2467 W53A4ADT HEMANT SHARMA #HEMSHA1 BSE Equity NCFM00000896410 8-Sep-15 HEMANT SHARMA2468 W53A4ADT HEMANT SHARMA #HEMSHA1 Mutual Fund ARN88273 12-Oct-15 HEMANT SHANKERLAL SHARMA2469 W53A4ADT HEMANT SHARMA #HEMSHA1 NSE FNO 896410 13-Jun-17 HEMANT SHANKARLAL SHARMA2472 W53A4ADT HEMANT SHARMA #HEMSHA1 NSE Equity NCFM00000896410 28-May-16 HEMANT SHANKERLAL SHARMA2466 W53A4ADT HEMANT SHARMA #W536952 NSE FNO 20130005360 4-Oct-16 ANURAG S AGRAWAL2470 W53A4ADT HEMANT SHARMA #W536952 NSE Equity 896410 28-May-16 ANURAG S AGRAWAL2471 W53A4ADT HEMANT SHARMA #W536952 BSE Equity 896410 28-May-16 ANURAG S AGRAWAL

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Certificate Expiry Cases43

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2473 Wb6K08aF SHEOJI SHARMA #SHESHA1 NSE Equity NCFM00000583943 16-Apr-16 SHEOJI SHARMA2474 Wb6K08aF SHEOJI SHARMA #SHESHA1 NSE FNO 201400014664 25-Apr-17 SHEOJI R SHARMA2475 WFZPc9EL SUNIL KUMAR SHARMA #WF20389 Mutual Fund ARN6038 9-Jan-16 SUNIL KUMAR SHARMA2476 WGc3RC4L SEJALBEN R PAREKH #SEJPAR1 NSE FNO NISM00000144280 8-Apr-17 RAKESH P PAREKH2478 WGc3RC4L SEJALBEN R PAREKH #SEJPAR1 NSE Equity NISM00000144280 31-Aug-15 RAKESH P PAREKH2480 WGc3RC4L SEJALBEN R PAREKH #SEJPAR1 BSE Equity NISM00000144280 31-Aug-15 RAKESH P PAREKH2477 WGc3RC4L SEJALBEN R PAREKH #WGc1322 BSE Equity NISM00000144280 31-Aug-15 SEJALBEN PAREKH2479 WGc3RC4L SEJALBEN R PAREKH #WGc1322 NSE Equity NISM00000144280 31-Aug-15 SEJALBEN R PAREKH2481 WJRPa56c AMIT CHAKRAVARTY #AMICHA1 NSE Equity NCFM00000764214 16-Nov-15 BIKRAM KESHARI PRADHAN2482 WKTYC24T ARUN SHANTARAM ZOPE #ARUZOP1 NSE FNO NISM00000197002 2-Apr-16 ARUN ZOPE2483 WKTYC24T ARUN SHANTARAM ZOPE #ARUZOP1 NSE Equity NCFM00000197002 9-Mar-15 ARUN ZOPE2484 WMC6S227 SUNRISE ASSOCIATES - #WM23304 Mutual Fund ARN92388 25-Nov-16 SUNRISE ASSOCIATES2485 WTNFSVW7 SUSHIL KUMAR AGARWAL #WT21274 Mutual Fund ARN19688 8-Aug-17 SUSHIL SAGAR AGARWAL2486 X6AXYa7C SANGRAM SINGH #SANGSI1 NSE Equity NCFM00000855621 18-Aug-15 SANGRAM SINGH PATHANIA2487 X6U5O7XM HIMANSHU NAVINCHANDRA BHATT #X622084 Mutual Fund ARN5800 4-Sep-15 HIMANSHU NAVINCHANDRA BHATT2488 X8UJYJFD RONAK RAJNIKANT THAKKAR #X821029 Mutual Fund ARN45338 23-Sep-15 RONAK RAJNIKANT THAKKAR2489 XHTG3IOa PRAKASH VERSHI DODHIA #XH21893 Mutual Fund ARN49210 15-Feb-15 PRAKASH DODHIA2490 XN6RUMA7 NAVRAJ JAIN #XN19582 Mutual Fund ARN61993 12-Apr-16 NAVRAJ JAIN2491 XN7XV7PS RAMESH CHAND MALU #XN22629 Mutual Fund ARN4968 15-May-15 RAMESH MALOO2492 XNaXJ1ST SHANU AGARWAL #SHANAG1 NSE Equity NCFM00001024176 26-Jul-17 TARUN KANSAL2493 XNaXJ1ST SHANU AGARWAL #SHANAG1 Mutual Fund ARN83925 26-May-17 SHANU AGARWAL2494 Y4J4PSYa MACHINDRA NATH CHILLLALAY #Y423520 Mutual Fund ARN90916 26-Aug-16 MACHINDRA NATH CHILLLALAY2495 Y4Y5UYO2 BADHEKA ARUNKUMAR H #Y420756 Mutual Fund ARN36730 17-Dec-16 BADHEKA ARUNKUMAR Hr2496 YAJO1192 YASHODA DHANGER #YASDHA1 NSE Equity NCFM00000275481 12-Jul-15 PASHUPATI .2497 YAJO1192 YASHODA DHANGER #YASDHA2 NSE FNO 20140022447 19-Dec-17 YASHODA D DHANGER2498 YAKO1069 YATISH PRASAD #YATPRA1 NSE Equity NISM20130000168 14-Sep-16 YATISH JYOTI PRASAD2499 YAKO1069 YATISH PRASAD #YATPRA1 BSE Equity NISM20130000168 14-Sep-16 YATISH JYOTI PRASAD2500 YbRaZGC5 ANURAG JAIN #ANUJAI1 NSE Equity NCFM00000789576 17-Jul-15 ANURAG JAIN2501 YCBOAH1R JOSE #YCB1201 NSE Equity NISM00000803132 11-Aug-15 JOSE CHUNDANKUZHIL THOMAS2502 YCBOAH1R JOSE #YCB1201 BSE Equity NISM00000803132 11-Aug-15 JOSE CHUNDANKUZHIL THOMAS2503 YEST1203 YESHWANT WAMAN GANOO #YESWAM1 BSE Equity NISM00000700320 2-Aug-15 YESHWANT WAMAN GANOO2504 YEST1203 YESHWANT WAMAN GANOO #YESWAM1 NSE Equity 700320 2-Aug-15 YASHWANT WAMAN GANOO2505 YEST1203 YESHWANT WAMAN GANOO #YESWAM1 Mutual Fund ARN97619 11-Sep-17 YESHWANT WAMAN GANOO2506 YEST1203 YESHWANT WAMAN GANOO #YESWAM1 NSE FNO 20140020190 17-Oct-17 YESHWANT WAMAN GANOO2507 YKaWcX60 SAMIR KUMAR MITRA #YKa2541 NSE Equity NCFM00000844984 18-Dec-15 SAMIRKUMAR BRAJENDRANATH MITRA2508 YOB18XQV KAMLESH MOHANLAL AGRAWAL #KAMMOH1 NSE Equity NCFM00000855164 16-Oct-15 KAMLESH KUMAR AGRAWAL2510 YOGAL142 YOGESH MISHRA #YO23356 NSE Equity NISM20130000840 21-Nov-16 AWADHESH KUMAR MISHRA2513 YOGAL142 YOGESH MISHRA #YO23356 NSE FNO NISM20130007848 22-Nov-16 AWADHESH KUMAR MISHRA2512 YOGAL142 YOGESH MISHRA #YOGMIS1 NSE Equity 20140000840 21-Nov-16 VIJAY R KUMAR2509 YOGAL142 YOGESH MISHRA #YOGMIS2 NSE FNO 20140007847 19-Nov-17 YOGESH R MISHRA2511 YOGAL142 YOGESH MISHRA #YOGMIS2 NSE Equity 20140000840 21-Nov-16 YOGESH R MISHRA2514 YOGKA415 YOGENDRA AGARWAL #YOGAGA1 NSE Equity NCFM00000178624 1-Jan-16 YOGENDRA AGARWAL2516 YOGKA415 YOGENDRA AGARWAL #YOGAGA1 NSE FNO NCFM00000178624 10-Mar-15 YOGENDRA RADHEY AGARWAL2515 YOGKA415 YOGENDRA AGARWAL #YOGAGA2 NSE Equity NCFM00000178624 1-Jan-16 MONA S AGARWAL2517 YOGU2182 YOGUM INVESTMENTS #YOG6392 NSE FNO NISM00001004197 15-Jul-16 YOGANATH VENKATACHALAM2518 YOGU2182 YOGUM INVESTMENTS #YOG6392 BSE Equity NISM00001004197 17-Aug-15 YOGANANATH VENKATACHALAM2519 YOGU2182 YOGUM INVESTMENTS #YOG6392 NSE Equity NISM00001004197 17-Aug-15 YOGANANATH VENKATACHALAM2520 Z2L6PTOG ALOK MAHAJAN #ALOMAH1 NSE Equity 20140001146 9-Jan-17 ALOK B MAHAJAN2521 Z2L6PTOG ALOK MAHAJAN #ALOMAH1 NSE FNO NISM20140010462 10-Jan-17 ALOK BHAGWATICHARAN MAHAJAN2522 Z8Q74LMJ NAND KISHORE ANAND #NANANA1 NSE Equity NCFM00000820953 24-Dec-16 NAND KISHORE ANAND2523 Z8Q74LMJ NAND KISHORE ANAND #NANANA1 CDX 20140007414 28-Nov-17 NAND KISHOR ANAND2524 ZAUbDZ94 KSHITIJ SHARES AND SECURITIES - #ZA21853 Mutual Fund ARN81775 14-May-15 PUNEET P DAGA2525 ZbXaZGB7 DEV KUMAR MAHAPATRA #DEVKUM1 NSE Equity NCFM00000767769 26-Mar-152526 ZbXaZGB7 DEV KUMAR MAHAPATRA #DEVKUM2 NSE Equity NCFM00000767769 26-Mar-152527 ZGFaWS5W SANGEETA DEEPAK BIDYE #ZGF1321 NSE Equity NCFM00000899989 18-Jan-16 DEEPAK NANDKUMAR PAREEK2530 ZGZD683T KAPOOR PROJECTS & MGMT CON P L #KAPPRO1 Mutual Fund NCFM00000431938 14-Jul-17 SANJAY KAPOOR2531 ZGZD683T KAPOOR PROJECTS & MGMT CON P L #KAPPRO1 NSE FNO NISM00000431938 20-Jan-17 SANJAY KAPOOR2532 ZGZD683T KAPOOR PROJECTS & MGMT CON P L #KAPPRO1 NSE Equity NCFM00000431938 27-Nov-15 SANJAY KAPOOR2528 ZGZD683T KAPOOR PROJECTS & MGMT CON P L #KAPPRO2 NSE FNO 896590 7-Jul-17 AMITABH MOHAN SINGH

Rakesh Kumar NandiDev Kumar Mahapatra

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Certificate Expiry Cases44

ICICI Securities Ltd

SR No. Sub Broker Code Sub Broker Name Node ID Segment Certificate Number Expiry Date User Name 2529 ZGZD683T KAPOOR PROJECTS & MGMT CON P L #KAPPRO2 Mutual Fund NCFM00000431938 14-Jul-17 SANJAY KAPOOR2533 ZGZD683T KAPOOR PROJECTS & MGMT CON P L #KAPPRO2 NSE Equity NCFM00000431938 27-Nov-15 AMITABH MOHAN SINGH2534 ZONQ2177 ZONUNT LUANGA #ZO22188 NSE Equity 977419 9-Dec-16 TARIQUAL SHAMIMUL HODA2535 ZPE9C84G DEEPA KATHURIA #ZP20831 Mutual Fund ARN68970 27-Sep-16 DEEPA KATHURIA