sta annual conference 2008
DESCRIPTION
STA Annual Conference 2008. WELCOME!. Registered Conference Attendees. New Members: November 2007-October 2008. Ellen Philip Associates, Inc. Hodgson Russ LLP Integrity Stock Transfer Capital Transfer Agency Colonial Stock Transfer Evergreen Service Company - PowerPoint PPT PresentationTRANSCRIPT
The STA SecuritiesTransfer Association, Inc.
STA Annual Conference
2008
The STA SecuritiesTransfer Association, Inc.
The STA SecuritiesTransfer Association, Inc.
Registered Conference Attendees
The STA SecuritiesTransfer Association, Inc.
New Members: November 2007-October 2008
• Ellen Philip Associates, Inc.• Hodgson Russ LLP• Integrity Stock Transfer• Capital Transfer Agency• Colonial Stock Transfer• Evergreen Service Company• First Knox National Bank• MGE Energy, Inc.• Accurate Stock Transfer Inc.
The STA SecuritiesTransfer Association, Inc.
New Members: November 2007-October 2008
(cont)• DST Stock Transfer Corp.• Sales Focus Solution• Wall Street Transfer Agents Inc.• Globex Transfer, LLC• International Stock Transfer & Trust• Stocktransfer Online, LLC• Prudential Mutual Fund Services, LLC• US Stock Transfer Corp.• Ultimus Fund Solutions, LLC
The STA SecuritiesTransfer Association, Inc.
Important Notices from 2008
• DRS Deadline Extension to March 31st 2008• Rule 144/145 Changes• CA Notices to Holders of Abandoned
Property• STA Comment Letters on DTC Rule Filing• STA Comment Letter on Reg S/P Changes• Launch of Signature Validation Program• DRS Guidelines Completed• DTC Rule Filing to Default WT’s to DRS
Statements
The STA SecuritiesTransfer Association, Inc.
Website Usage 2004-2008
64.00122.00
176.00238.00 263.00251.00
483.00
628.00
773.00 758.00
0.00100.00200.00300.00400.00500.00600.00700.00800.00
10/1/03-9/30/04 10/1/05-9/30/06 10/1/07-9/30/08
Average Sessions Per Day Average Pageviews Per Day
The STA SecuritiesTransfer Association, Inc.
New Website Features
• Useful Industry Links Updated– OFAC– Securities Lawyer’s Deskbook
• Easier Access to Newsletter Articles on Website
• Committee Meeting Notes Available
The STA SecuritiesTransfer Association, Inc.
STA Newsletter
• Interviews with Directors
• More Photos
• Contributions from STA Members:– Data Breaches– Reg S/P Changes– Rule 144 Changes
The STA SecuritiesTransfer Association, Inc.
Training Seminars
• On Site Seminars Available from Kevin Irwin– Open Enrollment Programs: 23– On-Site Programs: 59– Participants Completing Course: 1,360
• New Seminar: Writing Regulatory Compliance Policies and Procedures
The STA SecuritiesTransfer Association, Inc.
Today’s Program
• President’s Remarks
• Keynote Speaker: Jones Loflin
• Proxy & Annual Meeting Issues Panel
• Golf or Free Time
Enjoy!
The STA SecuritiesTransfer Association, Inc.
STA Annual Conference
2008