stages of change and prenatal alcohol use

5
Brief article Stages of change and prenatal alcohol use Grace Chang, (M.D., M.P.H.) a,b, 4 , Tay McNamara, (Ph.D.) a , Louise Wilkins-Haug, (M.D., Ph.D.) c,d , E. John Orav, (Ph.D.) e,f a Department of Psychiatry, Brigham and Women’s Hospital, 75 Francis Street, Boston, MA 02115, USA b Department of Psychiatry, Harvard Medical School, Boston, MA 02115, USA c Department of Obstetrics and Gynecology, Brigham and Women’s Hospital, 75 Francis Street, Boston, MA 02115, USA d Department of Obstetrics and Gynecology, Harvard Medical School, Boston, MA 02115, USA e Department of General Medicine and Primary Care, Brigham and Women’s Hospital, Boston, MA 02115, USA f Department of Medicine (Biostatistics), Harvard Medical School, Boston, MA 02115, USA Received 17 May 2006; accepted 4 July 2006 Abstract This study evaluated stage of change as a predictor of alcohol use in a sample of 301 pregnant women who were either in the precontemplation (62%) or in the action (38%) stage of change in their first trimester. Stage of change distinguished between different patterns of alcohol consumption before and after pregnancy. Those in the precontemplation stage drank more per episode and more often before pregnancy than those in the action stage. The precontemplation group also had a significantly greater quantity of alcohol after pregnancy. However, stage of change did not directly predict subsequent prenatal alcohol use. Previous alcohol use, age, and education were the most significant predictors of prenatal drinks per drinking day. Temptation to drink alcohol was the best predictor of prenatal drinking frequency after study enrollment. Women in both stages of change reduced the quantity and the frequency of their alcohol consumption while pregnant and achieved comparable rates of abstinence. D 2007 Elsevier Inc. All rights reserved. Keywords: Stages of change; Prenatal alcohol use 1. Introduction The transtheoretical model of intentional behavioral change has been an important and influential attempt to characterize disengagement from harmful behaviors such as smoking or drinking (Allsop, 2003; DiClemente, 2003; DiClemente, Bellino, & Neavins, 1999). In this model, stages of change depict the motivational and dynamic fluctuations of the change process over time. Because motivation is a key element in treatment and recovery, stage-based interventions that take into account the current stage an individual has reached have been widely used, although empirical justification may be lacking (Riemsa et al., 2002). The enduring popularity of the transtheoretical model notwithstanding, the need for further evaluation has been increasingly appreciated due to apparent limitations (Sutton, 2001; West, 2005). For example, Kavanagh, Sitharthan, and Sayer (1996) examined the predictive utility of stage of change, self-efficacy, and alcohol dependence among a group of 166 adults enrolled in a correspondence treatment for alcohol abuse. Whereas self-efficacy predicted both treatment retention and later alcohol consumption, and previous alcohol consumption constituted the best predictor of subsequent intake, the role of stage of change was considerably weaker. Maisto et al. (2001) found that readiness to change was not related to changes in drinking by primary care study participants randomized to standard care or motivational enhancement interventions. 0740-5472/07/$ – see front matter D 2007 Elsevier Inc. All rights reserved. doi:10.1016/j.jsat.2006.07.003 This study was supported by grants (R01 AA12548 and K24 AA 00289, to G.C.) from the National Institute on Alcohol Abuse and Alcoholism. 4 Corresponding author. Brigham and Women’s Hospital, Department of Psychiatry, 75 Francis Street, Boston, MA 02115, USA. Tel.: +1 617 732 6775; fax: +1 617 264 6364. E-mail address: [email protected] (G. Chang). Journal of Substance Abuse Treatment 32 (2007) 105 – 109

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  • Brief art

    Stages of change and p

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    changes in drinking

    Journal of Substance Abuse Treatmen4 Corresponding author. Brigham and Womens Hospital, Departmentof Psychiatry, 75 Francis Street, Boston, MA 02115, USA. Tel.: +1 617 7321. Introduction

    The transtheoretical model of intentional behavioral

    change has been an important and influential attempt to

    characterize disengagement from harmful behaviors such as

    smoking or drinking (Allsop, 2003; DiClemente, 2003;

    DiClemente, Bellino, & Neavins, 1999). In this model,

    stages of change depict the motivational and dynamic

    fluctuations of the change process over time. Because

    motivation is a key element in treatment and recovery,

    stage-based interventions that take into account the current

    stage an individual has reached have been widely used,

    although empirical justification may be lacking (Riemsa

    et al., 2002).

    The enduring popularity of the transtheoretical model

    notwithstanding, the need for further evaluation has been

    increasingly appreciated due to apparent limitations (Sutton,

    2001; West, 2005). For example, Kavanagh, Sitharthan, and

    Sayer (1996) examined the predictive utility of stage of

    change, self-efficacy, and alcohol dependence among a

    group of 166 adults enrolled in a correspondence treatment

    for alcohol abuse. Whereas self-efficacy predicted both

    treatment retention and later alcohol consumption, and

    previous alcohol consumption constituted the best predictor

    of subsequent intake, the role of stage of change was

    considerably weaker. Maisto et al. (2001) found that

    This study was supported by grants (R01 AA12548 and K24 AA

    00289, to G.C.) from the National Institute on Alcohol Abuse

    and Alcoholism.Abstract

    This study evaluated stage of change as a predictor of alcohol use in a sample of 301 pregnant women who were either in the

    precontemplation (62%) or in the action (38%) stage of change in their first trimester. Stage of change distinguished between different

    patterns of alcohol consumption before and after pregnancy. Those in the precontemplation stage drank more per episode and more often

    before pregnancy than those in the action stage. The precontemplation group also had a significantly greater quantity of alcohol after

    pregnancy. However, stage of change did not directly predict subsequent prenatal alcohol use. Previous alcohol use, age, and education were

    the most significant predictors of prenatal drinks per drinking day. Temptation to drink alcohol was the best predictor of prenatal drinking

    frequency after study enrollment. Women in both stages of change reduced the quantity and the frequency of their alcohol consumption while

    pregnant and achieved comparable rates of abstinence. D 2007 Elsevier Inc. All rights reserved.

    Keywords: Stages of change; Prenatal alcohol useGrace Chang, (M.D., M.P.H.)

    Louise Wilkins-Haug, (M.D., PaDepartment of Psychiatry, Brigham and Women

    bDepartment of Psychiatry, HarvardcDepartment of Obstetrics and Gynecology, Brigham and

    dDepartment of Obstetrics and Gynecology, HeDepartment of General Medicine and Primary Care,

    fDepartment of Medicine (Biostatistics), Ha

    Received 17 May 200740-5472/07/$ see front matter D 2007 Elsevier Inc. All rights reserved.

    doi:10.1016/j.jsat.2006.07.003

    6775; fax: +1 61

    E-mail address: [email protected] (G. Chang).icle

    renatal alcohol use

    , Tay McNamara, (Ph.D.)a,

    .)c,d, E. John Orav, (Ph.D.)e,f

    pital, 75 Francis Street, Boston, MA 02115, USA

    cal School, Boston, MA 02115, USA

    ens Hospital, 75 Francis Street, Boston, MA 02115, USA

    rd Medical School, Boston, MA 02115, USA

    ham and Womens Hospital, Boston, MA 02115, USA

    Medical School, Boston, MA 02115, USA

    ccepted 4 July 2006

    t 32 (2007) 105109omized to standardreadiness to change was not related to

    by primary care study participants rand7 264 6364.

    care or motivational enhancement interventions.

  • The T-ACE questionnaire is a four-item screening ques-

    nce APossible limitations in the transtheoretical model may be

    explained by difficulties in measuring readiness to change.

    Five stages of change were originally conceptualized, but

    the model has since been modified to three stages (Sutton,

    2001). Readiness to change begins with precontemplation,

    the stage at which there is no intention to change in the

    foreseeable future. Contemplation is the next stage, the stage

    when an individual is aware of the problem and is

    considering making a change in response to the problem

    but has not yet made a commitment to effect such a change.

    The action stage occurs when an individual modifies ones

    behaviors (Prochaska, DiClemente, & Norcross, 1992).

    The Readiness to Change Questionnaire (RCQ) is the

    most popular measure of the stages of change and assigns

    drinkers to the precontemplation, contemplation, or action

    stage (Rollnick, Heather, Gold, & Hall, 1992). It was

    specifically developed for use in brief opportunistic

    interventions among excessive drinkers and has been

    studied in at least five countries, in as many different

    languages and cultures, but among a more limited range of

    subjects (Defuentes-Merillas, Dejong, & Schippers, 2002;

    Forsberg, Halldin, & Wennberg, 2003; Hannover et al.,

    2002; Rodriguez-Martos et al., 2000). Findings have been

    almost as diverse, with some since questioning the three-

    stage model and instead advocating for either a continuous

    (Budd & Rollnick, 1996) or a two-stage alternative

    (precontemplation and contemplation/action; Willoughby

    & Edens, 1996).

    Furthermore, the transtheoretical model of change may

    not be relevant to all groups of drinkers, such as pregnant

    women. A few studies have examined the utility of the

    transtheoretical model among pregnant smokers, but not

    among pregnant drinkers. A comparison of 103 econom-

    ically disadvantaged pregnant smokers and 103 matched

    community smokers found that the majority of pregnant

    smokers were not highly motivated to quit smoking simply

    because they were pregnant (Ruggiero, Tsoh, Everett, Fava,

    & Guise, 2000). A study of 54 low-income pregnant

    smokers randomized to either motivational intervention or

    usual care found that stage of change did not progress in the

    course of treatment, thus failing to support the investigators

    hypothesis that a motivational intervention would increase

    motivation for change (Stotts, DeLaune, Schmitz, &

    Grabowski, 2004). Although findings from a cross-sectional

    study of 637 pregnant women who were either current or

    previous cigarette smokers supported the overall relevance

    of the transtheoretical model of change, the investigators

    also concluded that a staged approach was less necessary for

    pregnant women (Slade, Laxton-Kane, & Spiby, 2006).

    Because no amount of alcohol is safe during pregnancy, a

    better understanding of why some women avoid alcohol and

    others do not is therefore highly desirable (Kost, Landry, &

    Darroch, 1998; Mukherjee, Hollins, & Abou-Salah, 2005).

    The overall prevalence of any prenatal alcohol consumption

    is 13%, with rates of binge drinking (defined as five or more

    G. Chang et al. / Journal of Substa106drinks on any one occasion) and frequent drinking (definedtionnaire based on the CAGE questionnaire that asks:

    How many drinks does it take to make you feel high

    (tolerance, T)?

    Have people ever annoyed you by criticizing your

    drinking (annoyed, A)?

    Have you ever felt you ought to cut down on your

    drinking (cut down, C)?

    Have you ever had a drink first thing in the morning to

    steady your nerves or to get rid of an hangover (eye

    opener, E)?

    The tolerance question is given two points if the respondent

    states that more than two drinks are needed to feel theas seven or more drinks per week, or five or more drinks on

    any one occasion) during pregnancy estimated to be about

    6% (Centers for Disease Control and Prevention, 2002).

    Thus, screening and brief interventions for prenatal alcohol

    use may help to reduce, if not eliminate, fetal risk and to

    maximize pregnancy outcome (Chang, 2004/2005).

    The purpose of this study is to evaluate stage of change

    as a predictor of alcohol use in a sample of alcohol-screen-

    positive pregnant women who participated in a randomized

    trial of brief interventions. Thus, if the transtheoretical

    model is applicable, then pregnant women in the action

    stage should demonstrate alcohol use less than that of those

    assigned to other stages.

    2. Materials and methods

    2.1. Setting

    This study took place at the Brigham and Womens

    Hospital (Boston, MA). A screening survey with questions

    about health habits such as diet, exercise, sleep, and usual

    drinking, and the T-ACE questionnaire (a four-item alcohol

    screening instrument) were given to patients initiating

    prenatal care at one of three hospital obstetric practices

    (clinic, faculty, and private group affiliate), as well as to

    those responding to e-mail and other study announcements.

    2.2. Subjects

    The subjects were 301 (99%) of 304 pregnant women

    who were enrolled in a randomized trial of brief inter-

    ventions for prenatal alcohol use (Chang et al., 2005). The

    women were eligible to participate if they satisfied the entry

    criteria, which included a positive T-ACE alcohol screen (a

    score of 2 or more) and risk for prenatal alcohol use, as

    defined by any of the following: (1) alcohol use while

    pregnant in the 3 months before study enrollment; (2)

    consumed at least one drink per day in the 6 months before

    study enrollment; or (3) drank during a previous pregnancy.

    buse Treatment 32 (2007) 105109effects, and affirmative replies to the A, C, and E questions

  • appropriate. The frequency and the quantity of prenatal

    alcohol use after study enrollment were the dependent

    variables in ordinary least squares regression models. The

    models included demographic data (e.g., age, marital status,

    education, and race), clinical history (e.g., first pregnancy

    and history of obstetric problems), prior drinking history (as

    lagged dependent variable), and other study variables (e.g.,

    brief intervention status and AASE temptation score) as

    predictors. Multiple imputations (five imputations) were

    used to manage missing data. All analyses were replicated

    with mean substitution to verify findings from multiple

    imputations (Rubin, 1987). The purpose of multivariate

    analyses was to focus on the impact of stage of change on

    the quantity and the frequency of alcohol use in this sample

    of pregnant women. Because the primary purpose of this

    study is limited to investigating these two relationships

    (stage of change vs. quantity and frequency), no formal

    correction for multiple testing was used.

    3. Results

    Three hundred four participants were assigned to the

    precontemplation (61.5%), contemplation (1%), and action

    stages (37.5%) based on RCQ responses for drinking at

    present (in the first trimester). Results will focus on women

    African American (%) 6.4 6.3 .96

    Mean years 16.5 16.7 .33

    nce Abuse Treatment 32 (2007) 105109 107are each given one point. The T-ACE questionnaire has been

    well studied and validated in diverse clinical populations

    (Chang et al., 1998; Sokol, Martier, & Ager, 1989).

    Participants gave written informed consent for this study,

    which was reviewed and approved by the Institutional

    Review Board of the Brigham and Womens Hospital.

    A Certificate of Confidentiality for the project was granted

    by the Department of Health and Human Services.

    2.3. Interviews and intervention

    The participants completed two interviews. The first

    interview was conducted upon study enrollment, which

    occurred at a median of 11.5 weeks gestation. The pregnant

    participants completed: (1) the RCQ, a 12-item instrument

    that assigns nontreatment-seeking people to the precontem-

    plation, contemplation, or action stage of change based on

    how they feel about their drinking at present (in the case of

    the participants, this would include the first trimester of

    pregnancy; Rollnick et al., 1992); (2) the Alcohol Timeline

    Follow Back (TLFB), a tool to obtain estimates of daily

    drinking for the 6 months before study enrollment, which

    would have included drinking before pregnancy and during

    early pregnancy (Sobell & Sobell, 1992); and (3) the

    Alcohol Abstinence Self-Efficacy (AASE) Scale, a tool to

    evaluate an individuals perceived temptation to drink (a

    measure of cue strength) and efficacy (confidence) in

    abstaining from drinking in 20 common situations at present

    (in the first trimester; DiClemente, Carbonari, Montgomery,

    & Hughes, 1994). Scores on the temptation and confidence

    scales range from a minimum of 20 to a maximum of 100.

    The second interview occurred at an average of 78 days

    after delivery. At that time, 95% of the participants

    completed the Alcohol TLFB interview to provide informa-

    tion about alcohol consumption from the time of study

    enrollment until delivery.

    Randomly selected participants received a brief inter-

    vention after the first interview. Masters-level nurses or the

    first author gave brief interventions to randomly selected

    participants and reviewed the impact of health habits such as

    smoking and drinking on pregnancy outcome in the course

    of 25 minutes. Two main results have been reported. First,

    brief interventions for prenatal alcohol reduced subsequent

    consumption most significantly for women with the highest

    consumption initially. Second, the effects of brief inter-

    ventions were significantly enhanced when a partner

    participated. Additional details are available elsewhere

    (Chang et al., 2005).

    2.4. Data analysis

    Data were analyzed using univariate and multivariate

    techniques with SAS 8.2 (SAS Institute, Cary, NC).

    Descriptive statistics are reported as percentages and means.

    The characteristics of pregnant women by stage of change

    G. Chang et al. / Journal of Substawere compared using the t-test or the chi-square test, asof education

    First pregnancy (%) 48.7 35.4 .04

    History of obstetric

    problems (%)

    20.1 31.8 .05

    AASE score

    Confidence 93.8 93.7 .95

    Temptation 27.4 30.0 .04

    Drinking frequency (mean % drinking days)

    Before pregnancy 18.6 13.4 .02

    Early pregnancy,

    before enrollment

    2.9 2.1 .31

    Pregnancy,

    after enrollment

    2.1 2.0 .89

    After pregnancy 11.6 10.2 .49

    Drinking quantity (mean drinks per drinking day)

    Before pregnancy 2.1 1.6 b .01Early pregnancy,

    before enrollment

    0.43 0.38 .65

    Pregnancy,

    after enrollment

    0.34 0.37 .68

    After pregnancy 1.45 1.02 b .01Abstinent after 57 52 .44Table 1

    Demographic data, clinical history, and drinking characteristics, by stage

    of change

    Variables

    Precontemplation

    (n = 187)

    Action

    (n =114)

    p (t-test or

    chi-square)

    Mean age (years) 30.5 30.6 .67

    Married (%) 77.6 86.5 .08enrollment (%)

  • nce Ain the precontemplation (n = 187) and action (n = 114)

    stages. When compared to those assigned to the action

    stage, precontemplation-stage women were significantly

    more likely to be pregnant for the first time (48.7% vs.

    35.4%), with a less frequent history of obstetric problems

    (20.1% vs. 31.8%) and with less temptation to drink (27.4

    vs. 30.0). However, there were no other systematic differ-

    ences between the two groups in terms of age, marital status,

    racial background, years of education, or gestational age

    upon enrollment.

    With regards to drinking, precontemplation-stage women

    consumed significantly more alcohol before pregnancy, for

    both frequency (18.6% vs. 13.4%) and quantity (2.1 vs.

    Table 2

    Predictors of prenatal alcohol consumption after study enrollment

    Predictors

    Drinking frequency

    (% drinking days)

    Drinking quantity

    (drinks per drinking day)

    B Pr B Pr

    Intercept 0.31 .33 8.0 .0008Action stage 0.11 .27 1.03 .17

    Brief intervention 0.096 .31 0.20 .76

    Interaction between

    action stage and

    brief intervention

    0.95 .53 1.4 .20

    African American 0.10 .50 1.0 .37History of obstetric

    problems

    0.03 .74 0.81 .22

    First pregnancy 0.04 .60 0.13 .83Married 0.07 .49 0.18 .80

    Age in years 0.00004 .09 0.0003 .036

    Education in years 0.0004 .72 0.021 .023Previous alcohol

    consumption

    0.54 .17 0.49 b .0001

    Temptation 0.008 .03 0.026 .33

    G. Chang et al. / Journal of Substa1081.6 drinks per drinking), when compared to action-stage

    women. The precontemplation-stage women also had

    significantly more drinks per drinking day (1.5 vs. 1.0),

    but not more frequent drinking after pregnancy, than the

    action-stage women. Women from both stages reduced the

    quantity and the frequency of their alcohol consumption

    while pregnant and achieved comparable rates of absti-

    nence. Table 1 summarizes the comparison between the

    women assigned to the precontemplation stage and the

    women assigned to the action stage.

    The stage of change was compared to demographic data

    (e.g., age and years of education), clinical history (e.g., past

    alcohol use and obstetric history), and AASE temptation

    score as predictors of the frequency and the quantity of

    prenatal alcohol use after study enrollment in regression

    models. The AASE temptation score was included because

    it differed by stage-of-change group, but the confidence

    score did not. Three predictors of drinks per drinking day

    were identified: age in years ( p = .04), education in years

    ( p = .02), and past drinking ( p b .0001). Temptation todrink was the only statistically significant predictor of

    drinking frequency ( p = .03). Stage of change was not

    Maisto, 2000; Fleming, Barry, Manwell, Johnson, &London, 1997). Finally, stage of change was not measured

    serially; thus, it was not possible to ascertain stage

    progression in this sample.

    Although stage-of-change designation did differentiatepredictive of either the subsequent frequency or the quantity

    of prenatal alcohol use. The results of the analysis are

    summarized in Table 2.

    4. Discussion

    Stage of change distinguished between different patterns

    of alcohol consumption prior to pregnancy in this sample of

    301 pregnant women. Those designated to be in the

    precontemplation stage drank more per episode and more

    often before pregnancy than those in the action stage.

    However, stage of change did not directly predict subse-

    quent prenatal alcohol use. Previous alcohol use, age, and

    education were the most significant predictors of prenatal

    drinks per drinking day. Temptation to drink alcohol was the

    best predictor of prenatal drinking frequency after study

    enrollment. The precontemplation group also had a signifi-

    cantly greater quantity of alcohol after pregnancy.

    Explanations for the lack of direct association between

    stage of change and subsequent prenatal alcohol use are

    speculative. A possible explanation is that, although stage

    designation was associated with prepregnancy drinking, the

    study allowed a prospective evaluation with minimal loss to

    follow-uptwo factors that have been cited as short-

    comings in other investigations (DiClemente et al., 1999).

    Unexpectedly, the action group reported more temptation to

    drink, perhaps because they had made greater reductions in

    alcohol consumption. Temptation to drink has been found

    to predict responses to alcohol cues, even when the effects

    of typical drinking patterns were taken into account (Palfai,

    2001). Another possible explanation may involve the very

    high levels of confidence expressed by both groups of

    women in managing their drinking. Half of the participants

    in the study sample became abstinent after study enroll-

    ment. Finally, it is possible that the difficulties in measuring

    stage of change are exacerbated when pregnant women are

    being assessed. Pregnant women have long been consid-

    ered to be highly motivated to alter behaviors such as

    smoking (Boyd, 1985).

    Potential limitations to the generalizability of the study

    findings include sample characteristics. Higher education,

    non-Hispanic background, and employment have been

    shown to be associated with greater prenatal alcohol use

    (Centers for Disease Control and Prevention, 2002).

    Participants did not appear to be heavy drinkers, but they

    drank in excess of all recommendations for abstinence

    during pregnancy. Underreporting of alcohol use is

    possible. Reactivity to research protocols and regression

    to the mean are possibilities to consider as well (Clifford &

    buse Treatment 32 (2007) 105109between prepregnancy levels of alcohol use, it was not

  • predictive of subsequent prenatal consumption. Thus, the

    definitive role of stage of change as a predictor of prenatal

    drinking behavior requires further study. Nonetheless,

    because no amount of alcohol consumption can be

    considered safe during pregnancy, results from this study

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    Stages of change and prenatal alcohol useIntroductionMaterials and methodsSettingSubjectsInterviews and interventionData analysis

    ResultsDiscussionReferences