stages of change and prenatal alcohol use
TRANSCRIPT
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Stages of change and p
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Journal of Substance Abuse Treatmen4 Corresponding author. Brigham and Womens Hospital, Departmentof Psychiatry, 75 Francis Street, Boston, MA 02115, USA. Tel.: +1 617 7321. Introduction
The transtheoretical model of intentional behavioral
change has been an important and influential attempt to
characterize disengagement from harmful behaviors such as
smoking or drinking (Allsop, 2003; DiClemente, 2003;
DiClemente, Bellino, & Neavins, 1999). In this model,
stages of change depict the motivational and dynamic
fluctuations of the change process over time. Because
motivation is a key element in treatment and recovery,
stage-based interventions that take into account the current
stage an individual has reached have been widely used,
although empirical justification may be lacking (Riemsa
et al., 2002).
The enduring popularity of the transtheoretical model
notwithstanding, the need for further evaluation has been
increasingly appreciated due to apparent limitations (Sutton,
2001; West, 2005). For example, Kavanagh, Sitharthan, and
Sayer (1996) examined the predictive utility of stage of
change, self-efficacy, and alcohol dependence among a
group of 166 adults enrolled in a correspondence treatment
for alcohol abuse. Whereas self-efficacy predicted both
treatment retention and later alcohol consumption, and
previous alcohol consumption constituted the best predictor
of subsequent intake, the role of stage of change was
considerably weaker. Maisto et al. (2001) found that
This study was supported by grants (R01 AA12548 and K24 AA
00289, to G.C.) from the National Institute on Alcohol Abuse
and Alcoholism.Abstract
This study evaluated stage of change as a predictor of alcohol use in a sample of 301 pregnant women who were either in the
precontemplation (62%) or in the action (38%) stage of change in their first trimester. Stage of change distinguished between different
patterns of alcohol consumption before and after pregnancy. Those in the precontemplation stage drank more per episode and more often
before pregnancy than those in the action stage. The precontemplation group also had a significantly greater quantity of alcohol after
pregnancy. However, stage of change did not directly predict subsequent prenatal alcohol use. Previous alcohol use, age, and education were
the most significant predictors of prenatal drinks per drinking day. Temptation to drink alcohol was the best predictor of prenatal drinking
frequency after study enrollment. Women in both stages of change reduced the quantity and the frequency of their alcohol consumption while
pregnant and achieved comparable rates of abstinence. D 2007 Elsevier Inc. All rights reserved.
Keywords: Stages of change; Prenatal alcohol useGrace Chang, (M.D., M.P.H.)
Louise Wilkins-Haug, (M.D., PaDepartment of Psychiatry, Brigham and Women
bDepartment of Psychiatry, HarvardcDepartment of Obstetrics and Gynecology, Brigham and
dDepartment of Obstetrics and Gynecology, HeDepartment of General Medicine and Primary Care,
fDepartment of Medicine (Biostatistics), Ha
Received 17 May 200740-5472/07/$ see front matter D 2007 Elsevier Inc. All rights reserved.
doi:10.1016/j.jsat.2006.07.003
6775; fax: +1 61
E-mail address: [email protected] (G. Chang).icle
renatal alcohol use
, Tay McNamara, (Ph.D.)a,
.)c,d, E. John Orav, (Ph.D.)e,f
pital, 75 Francis Street, Boston, MA 02115, USA
cal School, Boston, MA 02115, USA
ens Hospital, 75 Francis Street, Boston, MA 02115, USA
rd Medical School, Boston, MA 02115, USA
ham and Womens Hospital, Boston, MA 02115, USA
Medical School, Boston, MA 02115, USA
ccepted 4 July 2006
t 32 (2007) 105109omized to standardreadiness to change was not related to
by primary care study participants rand7 264 6364.
care or motivational enhancement interventions.
-
The T-ACE questionnaire is a four-item screening ques-
nce APossible limitations in the transtheoretical model may be
explained by difficulties in measuring readiness to change.
Five stages of change were originally conceptualized, but
the model has since been modified to three stages (Sutton,
2001). Readiness to change begins with precontemplation,
the stage at which there is no intention to change in the
foreseeable future. Contemplation is the next stage, the stage
when an individual is aware of the problem and is
considering making a change in response to the problem
but has not yet made a commitment to effect such a change.
The action stage occurs when an individual modifies ones
behaviors (Prochaska, DiClemente, & Norcross, 1992).
The Readiness to Change Questionnaire (RCQ) is the
most popular measure of the stages of change and assigns
drinkers to the precontemplation, contemplation, or action
stage (Rollnick, Heather, Gold, & Hall, 1992). It was
specifically developed for use in brief opportunistic
interventions among excessive drinkers and has been
studied in at least five countries, in as many different
languages and cultures, but among a more limited range of
subjects (Defuentes-Merillas, Dejong, & Schippers, 2002;
Forsberg, Halldin, & Wennberg, 2003; Hannover et al.,
2002; Rodriguez-Martos et al., 2000). Findings have been
almost as diverse, with some since questioning the three-
stage model and instead advocating for either a continuous
(Budd & Rollnick, 1996) or a two-stage alternative
(precontemplation and contemplation/action; Willoughby
& Edens, 1996).
Furthermore, the transtheoretical model of change may
not be relevant to all groups of drinkers, such as pregnant
women. A few studies have examined the utility of the
transtheoretical model among pregnant smokers, but not
among pregnant drinkers. A comparison of 103 econom-
ically disadvantaged pregnant smokers and 103 matched
community smokers found that the majority of pregnant
smokers were not highly motivated to quit smoking simply
because they were pregnant (Ruggiero, Tsoh, Everett, Fava,
& Guise, 2000). A study of 54 low-income pregnant
smokers randomized to either motivational intervention or
usual care found that stage of change did not progress in the
course of treatment, thus failing to support the investigators
hypothesis that a motivational intervention would increase
motivation for change (Stotts, DeLaune, Schmitz, &
Grabowski, 2004). Although findings from a cross-sectional
study of 637 pregnant women who were either current or
previous cigarette smokers supported the overall relevance
of the transtheoretical model of change, the investigators
also concluded that a staged approach was less necessary for
pregnant women (Slade, Laxton-Kane, & Spiby, 2006).
Because no amount of alcohol is safe during pregnancy, a
better understanding of why some women avoid alcohol and
others do not is therefore highly desirable (Kost, Landry, &
Darroch, 1998; Mukherjee, Hollins, & Abou-Salah, 2005).
The overall prevalence of any prenatal alcohol consumption
is 13%, with rates of binge drinking (defined as five or more
G. Chang et al. / Journal of Substa106drinks on any one occasion) and frequent drinking (definedtionnaire based on the CAGE questionnaire that asks:
How many drinks does it take to make you feel high
(tolerance, T)?
Have people ever annoyed you by criticizing your
drinking (annoyed, A)?
Have you ever felt you ought to cut down on your
drinking (cut down, C)?
Have you ever had a drink first thing in the morning to
steady your nerves or to get rid of an hangover (eye
opener, E)?
The tolerance question is given two points if the respondent
states that more than two drinks are needed to feel theas seven or more drinks per week, or five or more drinks on
any one occasion) during pregnancy estimated to be about
6% (Centers for Disease Control and Prevention, 2002).
Thus, screening and brief interventions for prenatal alcohol
use may help to reduce, if not eliminate, fetal risk and to
maximize pregnancy outcome (Chang, 2004/2005).
The purpose of this study is to evaluate stage of change
as a predictor of alcohol use in a sample of alcohol-screen-
positive pregnant women who participated in a randomized
trial of brief interventions. Thus, if the transtheoretical
model is applicable, then pregnant women in the action
stage should demonstrate alcohol use less than that of those
assigned to other stages.
2. Materials and methods
2.1. Setting
This study took place at the Brigham and Womens
Hospital (Boston, MA). A screening survey with questions
about health habits such as diet, exercise, sleep, and usual
drinking, and the T-ACE questionnaire (a four-item alcohol
screening instrument) were given to patients initiating
prenatal care at one of three hospital obstetric practices
(clinic, faculty, and private group affiliate), as well as to
those responding to e-mail and other study announcements.
2.2. Subjects
The subjects were 301 (99%) of 304 pregnant women
who were enrolled in a randomized trial of brief inter-
ventions for prenatal alcohol use (Chang et al., 2005). The
women were eligible to participate if they satisfied the entry
criteria, which included a positive T-ACE alcohol screen (a
score of 2 or more) and risk for prenatal alcohol use, as
defined by any of the following: (1) alcohol use while
pregnant in the 3 months before study enrollment; (2)
consumed at least one drink per day in the 6 months before
study enrollment; or (3) drank during a previous pregnancy.
buse Treatment 32 (2007) 105109effects, and affirmative replies to the A, C, and E questions
-
appropriate. The frequency and the quantity of prenatal
alcohol use after study enrollment were the dependent
variables in ordinary least squares regression models. The
models included demographic data (e.g., age, marital status,
education, and race), clinical history (e.g., first pregnancy
and history of obstetric problems), prior drinking history (as
lagged dependent variable), and other study variables (e.g.,
brief intervention status and AASE temptation score) as
predictors. Multiple imputations (five imputations) were
used to manage missing data. All analyses were replicated
with mean substitution to verify findings from multiple
imputations (Rubin, 1987). The purpose of multivariate
analyses was to focus on the impact of stage of change on
the quantity and the frequency of alcohol use in this sample
of pregnant women. Because the primary purpose of this
study is limited to investigating these two relationships
(stage of change vs. quantity and frequency), no formal
correction for multiple testing was used.
3. Results
Three hundred four participants were assigned to the
precontemplation (61.5%), contemplation (1%), and action
stages (37.5%) based on RCQ responses for drinking at
present (in the first trimester). Results will focus on women
African American (%) 6.4 6.3 .96
Mean years 16.5 16.7 .33
nce Abuse Treatment 32 (2007) 105109 107are each given one point. The T-ACE questionnaire has been
well studied and validated in diverse clinical populations
(Chang et al., 1998; Sokol, Martier, & Ager, 1989).
Participants gave written informed consent for this study,
which was reviewed and approved by the Institutional
Review Board of the Brigham and Womens Hospital.
A Certificate of Confidentiality for the project was granted
by the Department of Health and Human Services.
2.3. Interviews and intervention
The participants completed two interviews. The first
interview was conducted upon study enrollment, which
occurred at a median of 11.5 weeks gestation. The pregnant
participants completed: (1) the RCQ, a 12-item instrument
that assigns nontreatment-seeking people to the precontem-
plation, contemplation, or action stage of change based on
how they feel about their drinking at present (in the case of
the participants, this would include the first trimester of
pregnancy; Rollnick et al., 1992); (2) the Alcohol Timeline
Follow Back (TLFB), a tool to obtain estimates of daily
drinking for the 6 months before study enrollment, which
would have included drinking before pregnancy and during
early pregnancy (Sobell & Sobell, 1992); and (3) the
Alcohol Abstinence Self-Efficacy (AASE) Scale, a tool to
evaluate an individuals perceived temptation to drink (a
measure of cue strength) and efficacy (confidence) in
abstaining from drinking in 20 common situations at present
(in the first trimester; DiClemente, Carbonari, Montgomery,
& Hughes, 1994). Scores on the temptation and confidence
scales range from a minimum of 20 to a maximum of 100.
The second interview occurred at an average of 78 days
after delivery. At that time, 95% of the participants
completed the Alcohol TLFB interview to provide informa-
tion about alcohol consumption from the time of study
enrollment until delivery.
Randomly selected participants received a brief inter-
vention after the first interview. Masters-level nurses or the
first author gave brief interventions to randomly selected
participants and reviewed the impact of health habits such as
smoking and drinking on pregnancy outcome in the course
of 25 minutes. Two main results have been reported. First,
brief interventions for prenatal alcohol reduced subsequent
consumption most significantly for women with the highest
consumption initially. Second, the effects of brief inter-
ventions were significantly enhanced when a partner
participated. Additional details are available elsewhere
(Chang et al., 2005).
2.4. Data analysis
Data were analyzed using univariate and multivariate
techniques with SAS 8.2 (SAS Institute, Cary, NC).
Descriptive statistics are reported as percentages and means.
The characteristics of pregnant women by stage of change
G. Chang et al. / Journal of Substawere compared using the t-test or the chi-square test, asof education
First pregnancy (%) 48.7 35.4 .04
History of obstetric
problems (%)
20.1 31.8 .05
AASE score
Confidence 93.8 93.7 .95
Temptation 27.4 30.0 .04
Drinking frequency (mean % drinking days)
Before pregnancy 18.6 13.4 .02
Early pregnancy,
before enrollment
2.9 2.1 .31
Pregnancy,
after enrollment
2.1 2.0 .89
After pregnancy 11.6 10.2 .49
Drinking quantity (mean drinks per drinking day)
Before pregnancy 2.1 1.6 b .01Early pregnancy,
before enrollment
0.43 0.38 .65
Pregnancy,
after enrollment
0.34 0.37 .68
After pregnancy 1.45 1.02 b .01Abstinent after 57 52 .44Table 1
Demographic data, clinical history, and drinking characteristics, by stage
of change
Variables
Precontemplation
(n = 187)
Action
(n =114)
p (t-test or
chi-square)
Mean age (years) 30.5 30.6 .67
Married (%) 77.6 86.5 .08enrollment (%)
-
nce Ain the precontemplation (n = 187) and action (n = 114)
stages. When compared to those assigned to the action
stage, precontemplation-stage women were significantly
more likely to be pregnant for the first time (48.7% vs.
35.4%), with a less frequent history of obstetric problems
(20.1% vs. 31.8%) and with less temptation to drink (27.4
vs. 30.0). However, there were no other systematic differ-
ences between the two groups in terms of age, marital status,
racial background, years of education, or gestational age
upon enrollment.
With regards to drinking, precontemplation-stage women
consumed significantly more alcohol before pregnancy, for
both frequency (18.6% vs. 13.4%) and quantity (2.1 vs.
Table 2
Predictors of prenatal alcohol consumption after study enrollment
Predictors
Drinking frequency
(% drinking days)
Drinking quantity
(drinks per drinking day)
B Pr B Pr
Intercept 0.31 .33 8.0 .0008Action stage 0.11 .27 1.03 .17
Brief intervention 0.096 .31 0.20 .76
Interaction between
action stage and
brief intervention
0.95 .53 1.4 .20
African American 0.10 .50 1.0 .37History of obstetric
problems
0.03 .74 0.81 .22
First pregnancy 0.04 .60 0.13 .83Married 0.07 .49 0.18 .80
Age in years 0.00004 .09 0.0003 .036
Education in years 0.0004 .72 0.021 .023Previous alcohol
consumption
0.54 .17 0.49 b .0001
Temptation 0.008 .03 0.026 .33
G. Chang et al. / Journal of Substa1081.6 drinks per drinking), when compared to action-stage
women. The precontemplation-stage women also had
significantly more drinks per drinking day (1.5 vs. 1.0),
but not more frequent drinking after pregnancy, than the
action-stage women. Women from both stages reduced the
quantity and the frequency of their alcohol consumption
while pregnant and achieved comparable rates of absti-
nence. Table 1 summarizes the comparison between the
women assigned to the precontemplation stage and the
women assigned to the action stage.
The stage of change was compared to demographic data
(e.g., age and years of education), clinical history (e.g., past
alcohol use and obstetric history), and AASE temptation
score as predictors of the frequency and the quantity of
prenatal alcohol use after study enrollment in regression
models. The AASE temptation score was included because
it differed by stage-of-change group, but the confidence
score did not. Three predictors of drinks per drinking day
were identified: age in years ( p = .04), education in years
( p = .02), and past drinking ( p b .0001). Temptation todrink was the only statistically significant predictor of
drinking frequency ( p = .03). Stage of change was not
Maisto, 2000; Fleming, Barry, Manwell, Johnson, &London, 1997). Finally, stage of change was not measured
serially; thus, it was not possible to ascertain stage
progression in this sample.
Although stage-of-change designation did differentiatepredictive of either the subsequent frequency or the quantity
of prenatal alcohol use. The results of the analysis are
summarized in Table 2.
4. Discussion
Stage of change distinguished between different patterns
of alcohol consumption prior to pregnancy in this sample of
301 pregnant women. Those designated to be in the
precontemplation stage drank more per episode and more
often before pregnancy than those in the action stage.
However, stage of change did not directly predict subse-
quent prenatal alcohol use. Previous alcohol use, age, and
education were the most significant predictors of prenatal
drinks per drinking day. Temptation to drink alcohol was the
best predictor of prenatal drinking frequency after study
enrollment. The precontemplation group also had a signifi-
cantly greater quantity of alcohol after pregnancy.
Explanations for the lack of direct association between
stage of change and subsequent prenatal alcohol use are
speculative. A possible explanation is that, although stage
designation was associated with prepregnancy drinking, the
study allowed a prospective evaluation with minimal loss to
follow-uptwo factors that have been cited as short-
comings in other investigations (DiClemente et al., 1999).
Unexpectedly, the action group reported more temptation to
drink, perhaps because they had made greater reductions in
alcohol consumption. Temptation to drink has been found
to predict responses to alcohol cues, even when the effects
of typical drinking patterns were taken into account (Palfai,
2001). Another possible explanation may involve the very
high levels of confidence expressed by both groups of
women in managing their drinking. Half of the participants
in the study sample became abstinent after study enroll-
ment. Finally, it is possible that the difficulties in measuring
stage of change are exacerbated when pregnant women are
being assessed. Pregnant women have long been consid-
ered to be highly motivated to alter behaviors such as
smoking (Boyd, 1985).
Potential limitations to the generalizability of the study
findings include sample characteristics. Higher education,
non-Hispanic background, and employment have been
shown to be associated with greater prenatal alcohol use
(Centers for Disease Control and Prevention, 2002).
Participants did not appear to be heavy drinkers, but they
drank in excess of all recommendations for abstinence
during pregnancy. Underreporting of alcohol use is
possible. Reactivity to research protocols and regression
to the mean are possibilities to consider as well (Clifford &
buse Treatment 32 (2007) 105109between prepregnancy levels of alcohol use, it was not
-
predictive of subsequent prenatal consumption. Thus, the
definitive role of stage of change as a predictor of prenatal
drinking behavior requires further study. Nonetheless,
because no amount of alcohol consumption can be
considered safe during pregnancy, results from this study
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Stages of change and prenatal alcohol useIntroductionMaterials and methodsSettingSubjectsInterviews and interventionData analysis
ResultsDiscussionReferences