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    HIT STANDARDS COMMITTEEDRAFT:

    S&I Frame

    workPrinciples and Processes

    1

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    KICK-OFFS&I Framework

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    S&I Mission

    Promote a sustainable ecosystem that drives increasinginteroperability and standards adoption

    Create a collaborative, coordinated, incremental standards

    process that is led by the industry in solving real world

    problems Leverage government as a platform provide tools,

    coordination, and harmonization that will support interested

    parties as they develop solutions to interoperability and

    standards adoption.

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    ONC Standards and Interoperability Framework

    Tools and Services(Use Case Development, Harmonization Tools, Vocabulary Browser, Value Set Repository, Testing Scripts, etc)

    (Stanley)

    Use Case Development

    and Functional

    Requirements

    (Accenture)

    Standards

    Development

    (TBD)

    Certification

    and Testing

    (Stanley/Deloitte)

    Harmonization of

    Core Concepts

    (Deloitte)

    Implementation

    Specifications

    (Deloitte)

    Pilot Demonstration

    Projects

    (Lockheed Martin)

    Reference

    Implementation

    (Lockheed Martin)

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    Standards and Interoperability Organizational

    Structure

    Standards and Interoperability

    Standards National HealthInformation Network

    Certification

    and Testing

    FHA

    StandardsTeams

    NHIN Teams CertificationTeam

    FHATeams

    Use Cases

    (Accenture)

    Standards

    Development

    (TBD)

    Harmonization

    (Deloitte)

    Spec Factory

    (Deloitte)

    Architecture

    Reference

    Implementations

    (Lockheed Martin)

    Emergent Pilots

    (Lockheed Martin)

    Tools

    (Stanley)

    Operations

    (Stanley)

    Certification

    (Stanley/Deloitte)

    Test

    Infrastructure(Stanley/Deloitte)

    CONNECT

    (TBD)

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    What is an IEPD?

    An Information Exchange Package Documentation (IEPD)is a collection of artifacts that describe the construction and

    content of an information exchange

    Developed to provide the business, functional, and technical details

    of the information exchange through predefined artifacts

    Created with a core set of artifacts in a prescribed format and

    organizational structure to allow for consistency

    Designed to be shared and reused in the development of new

    information exchanges through publication in IEPD repositories

    IEPDs contain design specifications for an information exchangebut may not include supplementary information such as

    implementation decisions.

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    The IEPD Artifacts

    IEPDs contain bothrequired and

    recommended

    artifacts

    Required : BoldRecommended : Italic

    Note: Best

    practices for most

    organizationsinclude many of the

    optional artifacts

    listed here

    ScenarioPlanning

    AnalyzeRequirements

    Map & Model

    Build &Validate

    Assemble &Document

    Publish &Implement

    No required artifacts. Publish the IEPD to a

    repository and implement the exchange

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    S&I NIEM Harmonization Strategy

    ONCs Office of Interoperability and Standards is building a Health Information Exchange

    Model (NIEM Health) that is harmonized with NIEM

    Health and Human Services petal to serve as bridge between NIEM and NIEM Health

    Human

    Services

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    Capability

    Elaboration

    Capability

    Formulation

    Construction Release &

    Publication

    Use Case

    Development

    Spec

    Development

    Harmonization

    Reference Impl

    Cert &Testing

    S&I Development Phases

    S&I Governance

    Health

    Community

    Participants

    Scenario PlanningAnalyze

    RequirementsMap & Model

    Build &

    Validate

    Assemble &

    Document

    Pub. &

    Impl.NIEM Lifecycle

    S&I NIEM Process Harmonized

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    Addressing Challenges for the Health Information

    Exchange Model

    Challenge Approach

    Existence of disparate health informationexchange standards and specifications andimplementation approaches

    Map exchange requirements to existing standards& specifications and address any gaps,duplications, or overlaps

    Harmonization and management of severalwell-established, large vocabularies for

    semantic interoperability

    Leverage existing vocabulary repositories (e.g.PHIN VADS), coordinate with Unified Medical

    Language System (UMLS), and collaborate withstandards development organizations

    Usability of existing HIT exchange protocolsand specifications

    Use NIEM processes and adapt supporting toolsto create computable, useable implementationspecifications

    NIEM only addresses data content, but

    transaction behavior and security provisionsare necessary for health informationexchange

    Adapt structure and content of S&I IEPD to

    incorporate transport and security aspects ofexchange

    Compatibility of S&I IEPDs with existingNIEM infrastructure and tools, as well asexisting health information exchange

    protocols

    Develop and adapt NIEM and health informationtechnology tools and framework to support NHINgoals

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    Requirements for a Model Centric Approach

    The modeling approach used by the S&I Framework must Provide traceability from Use Case and Requirements

    through to one or more implementations

    Provide semantic and syntactic modeling constructs to

    support defining the information and behavior that arepart of exchanges

    Support the need to harmonize with existing standards

    defined at different levels of abstraction

    Be adoptable by different organizations Be able to integrate into NIEM process

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    Model-Centric Solution - MDA

    Base S&I Framework modeling on the 3 OMG/MDA modelabstractions.

    Computational Independent Model (CIM)

    Platform Independent Model (PIM)

    Platform Specific Model (PSM)

    Define a mechanism to show traceability from Use Cases and

    Functional Requirements through to technical bindings defined in a

    PSM.

    Define a flexible modeling foundation by which different types of

    specifications can be defined.

    Provides ability for multiple technology bindings for the same set of

    logical specifications (multiple PSMs)

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    Specification ModelsNIEM Processes and ArtifactsS&I Activities

    Harmonization of

    Core Concepts

    Implementation

    Specifications

    Reference

    Implementation

    and Pilots

    BusinessProcesses, Use

    Cases

    Business Rules,

    Business

    Requirements

    Exchange Content

    Model, Mapping

    Document

    Exchange

    Schema,

    Subset/Constraint

    Schema,

    Main Document,

    IEPD Catalog,

    IEPD Metadata,

    Sample XML

    Vision Document,Process Model

    Use Case Model,

    Interaction Model,

    Domain Model

    Behavior Model

    Domain Model

    Web Services

    Schema and WSDL

    Use Case

    Developmentand Functional

    Requirements

    Certification and

    Testing

    CIM

    PIM

    PSM

    Scenario Planning

    Analyze

    Requirements

    Map and Model

    Publish and

    Implement

    Build and Validate

    Assemble and

    Document

    Model Centric Solution - NIEM

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    Prioritization and Backlog Lists

    Strategic

    Priorities

    Operational

    Priorities

    Day to Day

    Priorities within

    each functional

    team

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    Whats Next

    Create a NIEM Health standards harmonization process and governance framework

    Establish roadmap for existing NHIN standards, MU harmonization, and non-MU health information exchange

    specifications

    Establishes a repeatable, iterative process for developing widely reusable, computable implementation

    specifications Establishing the tooling and repositories needed

    Establishing the practices and guidelines for modeling

    Enables semantic traceability so that useable code can be traced back to original requirements and definitions

    Promotes transparency and collaboration from broad range of health stakeholders

    Scenario

    Planning

    Use Case

    Development

    and Functional

    Requirements

    Standards

    Development

    Certification

    and Testing

    Harmonization of

    Core Concepts

    (NIEM framework)

    Implementation

    Specifications

    Pilot

    Demonstration

    Projects

    Reference

    Implementation

    NIEM IEPD Lifecycle

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    CURRENT LESSONSS&I Framework

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    Lessons Learned: NHIN Direct

    Focused

    Collaboration

    A Thousand

    Flowers Bloom

    Command

    and Control

    Low High

    Participation

    Classic

    Trade

    -Off

    Low

    High

    Focus

    Consensus Driven Process

    Open Collaboration

    Established core guiding

    principles

    Driven by business needs and

    elaborated use cases

    Real world pilot

    implementation

    Establish executive

    sponsorship and workgroup

    leads

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    ISSUES TO DISCUSSS&I Framework

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    Coordination

    Priority Setting

    Evaluating Artifacts

    S&I Framework

    Issues and Challenges (1)

    Issues and Challenges How and when do we get input from

    other stakeholders including those

    outside of meaningful use?

    VLER

    Federal partners

    Other stakeholders

    How do we foster multiple working

    groups and create a unified view of

    priorities?

    HITSC HITPC

    Sustainable Operations

    Shared Infrastructure

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    How do we create simple, easy to implement specificationsthat will drive adoption?

    S&I Framework Challenges (2)

    How do we facilitate access to SDO standards for providers and support sustainable business models?

    Engaging the SDO community

    Developing a one stop shop for implementation specifications

    How do we foster community and industrial participation to support balanced representation and diversepriorities?

    Identifying champions for S&I lifecycle initiatives

    Engage communities throughout S&I Framework

    Identifying demonstrable pilot programs

    Engaging and incentivizing volunteers from existing community

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    S&I Framework Open Questions cont.

    What are the appropriate interface points with HITSC through S&I Framework lifecycle? Establish priorities, approve implementation specifications,

    Identifying appropriate decision makers at S&I control points

    Identifying appropriate roles and participants in the governance of S&I Framework

    How do we identify and select tools as shared resources that foster collaboration?

    Establishing and adhering to agreed upon modeling conventions

    Tools to support artifact lifecycle management and dissemination

    How do we extend NIEM to accommodate needs of health care domain?

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    S&I Framework Priorities

    What should our priorities be for the next six months, twelve months, twenty-four

    months? From among

    Meaningful Use Stage 1

    Meaningful Use Stage 2 & 3

    NHIN Exchange

    NHIN Direct

    Health Care Reform

    VLER

    New use cases (lab, pharmacy, content specifications)

    Prioritization needs to accommodate broad stakeholder needs, accountfor breadth and depth of available expertise, and support a long term

    growth strategy