stephanie k seymour financial disclosure report for 2009

8/3/2019 Stephanie K Seymour Financial Disclosure Report for 2009

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aoto [ FINANCIAL DISCLOSURE REPORT R , 7 , o , ~ m , q ,i ,e a b y . , ~ , e E , ~ i c sin Government dct qf 1978~ , . ~ , . t ~ o t o [ F O R C A L E N D A R Y E A R 2009 0 u . s . c . .p p . H ~ o ~ - H OI. Person R eporting (last name. first, middte initial) 2. Court or O rganization 3. Dare of ReportSEYMOUR. STEP|tANIE K. U.S. COURT OF APPEALS 05/10;2010

4. "1 ith [Arlile III )udges in~cate active or senior sta!us, 5a. Report lype (check ap propriate lype) 6. Reporting Periodmagistrate judges indicate full- or part-nine)~ Nomination, Date 01/01/2009

t.I.S. CIRCUITJUDGE--SENIOR [] Initial [] .Annual [] Final to12/31/20~195b. [] Amended Repo~

7. Chambers o r Olllce Address 8. On Ihe basis of the information contained in this Reporl and an)modifications perlaining Ihereto. it is, in my opinion, in compliance4-562 (J.S. COURTHOUSE with applicable laws and regulations.333 WEST FOURTHTIq.SA, OK 74103-3877 Reviewing Officer Date

IMPORTA NT NO T~kV: The instructions accompanying this farm must be follawea[ Camplete all parts,checMng the N ONE bo~: for cach part n,here you have no rep.rtable information. Sign on last page.

1 . P O S I T I O N S . ~ u . ~ , , , ,i . ~ i . a i , .~ u . . ~ , , .~ . , , : ~ , ~ p p . 9 - . of filing instructions.)~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI. Executive Board Member Oklahoma City University School of Law, Oklahoma Ciw. OK

! I . A G R E E I M E N T S . ~u~,,.i,,~. individualonl); seel,t,. 14-16 ,~[filing i ...... , ions.)

[ )A Y E PARTIES AND TERMSI


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Name of Person R eporting Date of R~por tP a g eF I N A N C I A L 2 o f 9 D I S C L O S U R E R E P O R T s E \ . ~ o ~ R , s w p n ~ N J ~ : K .

I ! 1 . N O N - I N V E S T M E N T I N C O M E. ~R,.~o,i~ indi~,idual and sp .... ; ~eepp. 17-24 of fil ingA. Filers Non-lnvestmenl Income

N O N E (No reportable non-investment income.D A T E SOURCE AND TYPE I N C O M E

(yours, not spouses)

I.

2.

3.

4.

B. Spouses N o n - I n v e s t m e n t I n c o m e - If you were married during an.~,portion oJ th rel,orting 3w~r, complete this sectio~(Dollar ~mo:tn! mff rcqu#ed exccpt fvr ~om~raria.)~ NONE (No reportable non-h~vestment income.)

D A T E SOURCg AN~ TYP~I. 2009 selgemployed - lawyer

2.

3.

4.

NONE (No reportable reimbursements.)SOURCE D A TE S L O C A TIO N PURPOSE ITEMS PAIl) OR PROVIDED

2.

4.

5.


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FINANCIAL DISCLOSURE REPORT ~ .... [Person Reporting DaleofReporlPage 3 of 9 s v , v ~ lo lm , S T E P H A N I E K . 0 5 / 1 0 , 2 0 1 0

[~ NONE (No reportable gifts.)SOURCE DESCRIPTION V A L U E

I.2.3.45.

\;1. L IABIL ITIES. a,~,a,.,~ N O N E ( N o rep~)rtable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

2.3.4.5.


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FINANCIAL DISCLOSURE REPORT Iameof~ . . . . . R e p o r t i . g DateofRepor!Page 4 of 9I S E Y M O U R . S T E P t I A N I E K .

0 5 1 1 0 1 2 0 1 0

Vi 1. INVESTMENTS and TRUS TS - ~ . . . .. . . .. ~ ... . . . . . .. ~ o . . , a~d.a~ ,~o,~o~.,p ....... a a e p e ~ a e m c ~ i t d . ~ . ; s e e p l , . 34-60off!linginstruction~.)~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u n n g ~ Gross * aluc al end " l r z n s a c * i o n s d u r i n g r e p o s i n g p e r i o dlincluding t~st assets) [ reposing period [ of reposing ~odPlacc"(X)"afl .... h .... I A ..... I lvpe~eg. Value I Value [~c~cg. ] Date Value ~ (Jain /dentiryofCode I

o r in t .~ ( J - P ~ C o d e a r c d c m p t i o n ~ " ~ (J-P) (A-H) [ ( i f p r i v a t ec x c m p l [ r o m p r ~ t ~ r d i s c l o s u r e ~ A - H ) di~.,r~, Code2 I M e th o d buy. sell, ]mn~,:dd~ : Code2 : Code I ~ buyer/seller

I. Batik of Okla. Accts (see nole paa VIII) A l r , t . i D i v , M "[Bank Accounts (see hole part VIll) A Interest K "I

3. Condo, Tulsa, OK (purchased 11/27/1995 None S~ld 1 2 / 2 3 , 0 9 M E DEck S Hcndrisfo r $1 l f i ,O00)4. Lot i r t Wit . Cres ted Butte , CO (p t t rc l ~ased N o n e 0 R8/2004 for $875,000)5. IRA, Merrill Lynch, Tulsa A I n t . ; D t v M T6. -MerriI[ Lynch C ash Fund7 -Abbott Labs Sold t ) 2 . t 1 7 / 0 9 K D

8. -ISharcs MSCI EAFE Sold 02;17/09 K9. -Rydcx EIF "I-R Sokt 0 2 , 1 7 1 0 9 JI t) B r o k e r a s e # 1

I I -ML Bank I)cposit Program ,, \ Interest I.12 . -Heinz HJ Co. (HNZ) ,,\ Dividend Sold 02/17:09 K13 . ISharcs MSCI EAFE (EFA ) N , 3 n e Sold 02sl7,09 J

15 . - Merrill Lynch Cash Fund A16 . -BOK I incl. Co~p New (BOKF) A l)ividend K T17 . -Ilcwlctt Packard Co D cl. (HPQ) A I)ividcnd Sold 0 2 , 1 7 , , 0 9 K D


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FINANCIAL DISCLOSURE REPORT r + . . . .. o t P e r + o . R ~ + , o , , i . gPage 5 of 9 SEYMOUR, STEPIIANIE K. 05/10/201VI I . I N V E S T M E N T S a n d T R U S T S - i,,,.o~ .... t , , , t ...... lions (Includes those of sp ...... d d e p e n d e n t c h i l d r e n ; seepp. 34-61~ ,,[filing i n s t r u c t i o n s . )[~ NONE (No reportable income, assets, or transactions.)............ .~. ....... -- t~ ............ c~ ............. i~. - - -

D e s , : r i p t i t ~ n , . . ) f A s s e t s h ~ c o l I ~ e d u r i n g G r o s s ~ , a t u a t e n d T r a n s a c l i o n : s d u r i n ,~{ i n c l u d i n g t r u s t a s s c l s l r e p or t i n g p er i o d o f r c p t) r t i n g p er i o d---,-,) [ i;-i .........~i; i ....~1 - ~,) [ ~2) I

P l ~ w e " I . X ) " a f t e r e a c h a s s c l I Amount, Type (e.g.,a)ue .... Value T . , p ( e . g . . Date : Value G a ) n I d e n 6 w . o fCode I I d iv., rt.nt, C t ~ d e 2 M e l h , .) d buy, sell, n m ~ , d d . , y y C o d , : 2 C ( u J c I buycr/selle!x e l n p t f r o m p r m : d i s c l o s u r e i IA-|I) ( A - r I ) (if prtwter int.~ (J-P) C o d e 3 r e d e m p t i o n )i i ( Q - W ) t r a n s a c t i o n . )

IS. -ISharcg MSCI EAFIi (I!FA) None Sold 02/17/09 J19 . -Kellogg C(.) PV 25CT (K,) None Sold 02/17109 J B20 -MLP & Strategic Equity Fund A Di,cidend Sold 0 2 . / I 7 , 0 9 L2 1 . -Royal Dutch Shell |I.C (RDSA) A Dividend Sold 02zl 7 / 0 9 K C2 2 . -Statbucks f.orp (SBU\) None Sold 02/17/09 K2L Brokerage #32 4 . M-L Cash Ponds A Interest P1 T2 5 . -Arnc,x Tcch)~ol()gy Select SPDR (X LK) None gold 0 2 ; 1 7 / ( ) 92 6 . -Book of" America None Sold 02/17/092 7 . -BOK I:i~).ancizl Corp. C Dividend O2 8 . -l)t~kc E)~crgy (I)UK) 13 Dividend gold I ) 2 , 1 7 / 0 9 I.

[2 9 -Gcncral } ilclric (C;E) A Dividend Sold 02/I 7,09 K3 0 . -Gtccnbtict (_o~, A Dividend Sold 02,17/09 K3 I. -Hcahh (.~lu Sclcc! SPI)R (X LV) None Sold 02/I 7i09 ()

3 2 . I ISDt,. ltldg. (HBC) A DiAdcnd Sold 0 2 / 1 7 . ~ 0 9 K33 -ISharcs NIgCI EAFE Indc (EFA) Nonc Sold 0 2 / 1 7 , " 0 9 M34 -ISharcs Rus.,cll 1000(IWF ) None Sold 02/17i09 O


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F INA NC IA L D IS C L O S U RE R E P O RT ~ . m e o ~ e .... Reporting D ~i eo fRepo r!Page 6 of 9 SEYMOUR, S T E P I I A N I E K . 0 5 / 1 0 ; 2 0 1 0

VI 1. INVESTMENTS and TR USTS - i ....... I , , , t ....... ,ions (Includes ,hose of s p .. . . .. . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g instruction.~.)N O N E (No reportable income, assets, or transactions.)

~ D c s c ~ p l i o n o f A s s e t s I n c o m e during C ; r o s s v a l u e a t e n d ] ransactions duong redoing period(including I~st assets) r e p o ~ i n g p e r i o d o f rc p o a i n g p e r i o dr ~ ~ ~:, 0 ~ - ~ -~ ..... , : ; ~ - - ~ e ( e . g , Date I Value Gain Identity o f. . . . pt f rom pr ior dscl . . . . . . C o d e I d iv . . . . . . 1 , C o d e 2 M e th o d " b u y , s e l l , [ m , ~ d & ; 3 3 ~ C o d e 2 ~ C o d e 1 b u Y e r / s e l l e r(A-H) or inl ) (J -P) ] Code ) ~ redemplion) (J-P) ~ (A-H) (tfpnvate( Q - W ) [ t r a n s a c d e n )

3 5. -Johnson & Johnson (JNJ) None S~ld 02,17/09 I.

3 6 . -Kellogg Co. PV 25 CT (K) None Sold 02/!7/09 I.3 7 . MLP & Strategic F.quity A Dividend Sold 0 2 / I 7 . . 0 9 I.

-Pfizer Inc. (P[:E) B Dividend Sold 02/I 7/09 Io

39. -Prnctor & G amble (PG) A Dividend Sold 02/17/09 1.

.Standard & Pours Dcp Rcpt (SPY) D Dividend Sold 0 2 t l 7 , 0 9 O4 1 . -York Tot Access II LLC Class C None N T

, 1 2 . IRA A Dividend PI T

4 3 . -Blackrock Balanced Sold 02/17/09: J4 4 . -M-L (?ash Funds (X)

~ : 4 5 -BOK Financial New (BOKF) 2/23/091 M 16 -York Accss Led Class C 1 2 1 1 4 , 0 9 N47 Kcogh Plan, Merrill Lynch, Tnlsa D lnl./Div Closed 1 2 , 2 3 , 0 9 I I

1 ~ . .Merrill I.ynch Cash Fund (71used I.,_3,0) L

49. -BOK Financial Corp. (13OKF) Merged 12/23/09 M(with line 45)5 0 . -Calerpillar Inc (CA T) Sold 0~17/09 K

5 1 . -Cued Cola (K O) Sold 02/17/09 L


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F I N A N C IA L D I S C L O S U R E R E P O R T N .... f Person R tporting Date Of ReportPage 7 of 9 s .~ ,, ~, to t Jm s r E P H A N 1 E K . 0 5 / ~ 0 , 2 0 1 0V l 1 . I N V E S T M E N T S a n d T R U S T S - i.,.o.. ~t.., , ...... ao~ ancludes those of sp ...... d dependent children; s t e p p . 3 4 - 6 0 of filing inxUuctions.)

N O N E (No reportable income, assets, or transactions.)

I)cscnpnon of Assets Income during I Gross value al end T7ansactitms du~in~ tl,Ottmg period(including t~ st assets) reposing period

~Am~mnt Value Value : (c Da e Va ue Gain ldentlb ofPlace "(X)" after each asset " Code I T y p e d i v . . ( e . g . . r e n t ,: (A -H) or int.)

........................... : , I : J t :

52. -Currency Shares Euro "[R Sold 02/17/09 bl D

5 3 . -ISharcs MSCI EAFE {El:A} Sold 02117/09 L

5 4 . -ISharcs NISei Emerging (EEM) Sold i 0 2 . " 1 7 / 0 9 I.5 5 . -Oncok Inc. Sold :02/17;09 K D5 6 . -Rydex Inverse Go\,t Sold 02117/095 7 . -3m Co. (MMM) Sold 02117i09 L5 8 . -Wms.Comm G rp SrRdmblcNtcs (no valuetAQ) (v)5 9 . -York Access I.TD. Merged 12!14i09 N(with line 46)6 0 . B ro k e r a g e #4

61. -Sch Muni Nloney Fund (SWXXX) (cash A Dividend J Tcqui\,a lent ~62. Brokerage #5

63 . -Cavanal Itill TX Fr MM -Slct (cash t.~ tat IDiv. K Tcqui;a!cnt) I


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F INA NC IA L D IS C L O S U RE R E P O RT ~ .... fP ..... R e p o r t i n g D a t e o f R e p o l - !Page 8 of 9 SEY M OUR, STEPIIANIE K . 0 5 / 1 0 . t 2 0 1 0

V111. ADDITIONAL INFORAIATION OR EXPLANATIONS.

Part VII, Line 1Bank of Oklahoma Money Markets which previously were repo~acd separately arc now reported o~ onc line. fhis asset also now includes a long-held account thatby itself has not met the reporting requirements. The as.,;el name ha.,; bccn changed to more accurately reflect multipIc accounts arc included. See FilingInstruction, p 37Pa~t VII, Line 2Changed asset name to m ore accurately reflect that multiple accounts arc includcd. See Filing Instruction, p37. The F& M Ac counts were combined on the 1998.report, daled May 17, 1999. Prior to that, the account.~ ,.,,ere listed separately whenever the r,.porting requirement was me~.


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F INA NC IA L D IS C L O S U RE R E P O RT ~ , o f ~ e r s o o r ~ e p o r , i n ~Page 9 of 9 S E Y M OU R , S TE P Il A N IE K . 0 5 1 1 0 ~ 2 0 1 0

IX . CERTIFICATION.! certify that all information given above (incloding information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of rny knowledge and belief, and ~hat any informal~ion not reported was withh eld because it met applicable staluloryprovisions permitting non-disclosure.I further certil.v that earoed ioeome from outside employment and honoraria and the acceptance o| gifl~ which ha~e been reported are incompliance with Ihe provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Confereuce regulatioos.

NOT E: ANY I NDI VIDUAl . \VI IO K NOW I NG LY AND W 1 LF ULLY F ALS I F IES OR F A I LS TO F I LE T i l lS R EP OR T M AY B E S UB J EC T TO C I VI l,AND CRIMINAL SANCTION S (5 U.S.C. app. 104)

FII. .IN(I INSqI~,UCTION SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

stephanie k seymour financial disclosure report for 2009

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