stereochemistry and christopher low [email protected] 571-272-0951

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Stereochemistry and Christopher Low [email protected] 571-272-0951

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Stereochemistry

and

Christopher [email protected]

571-272-0951

Example 1:

Application

claims: A compound of Formula X

with melting point y.

Prior art disclosure:

A compound of Formula

X. (no melting point given)

Do we reject?

Yes. Melting point is a physical

property and inheres from the structure of the compound.• Note: other physical properties (e.g., optical

properties) are also inherent in the compound itself.

Example 2:

Application claims A stereomer of Formula

X.

Prior art discloses a biologically active racemic mixture

Do we reject?

Yes.• Rejection is appropriate whether the stereomer

is isolated or not.• Subject to secondary considerations.

Example 3:

Application claims A stereomer of Formula

X.

Prior art discloses a racemic mixturethere is no motivation for resolution of the isomers

Do we reject?

Yes. However, rejection may be overcome by

limiting the environment of the optically active compound• Rejection may not be overcome if limiting the

environment is taught in the prior art.

What is the environment of the compound? In a racemic mixture, the optically active

compound is mixed with its optical opposite.

Excluding the opposite isomer in applicant’s claim makes the claim different from the racemate in the art.• though it may not be patentably distinct

How can optical opposite be excluded?

Can require isolation from all other species If they are enantiomers

• Can exclude the undesired enantiomer• by requiring some degree of optical purity

• by reciting that the desired enantiomer is in x% enantiomeric excess (if supported by spec)

Enantiomeric Excess (%ee)

Means one enantiomer is present in a certain amount over the other enantiomer

Results in optical activity of the composition

How %ee is calculated

%ee is the difference between the relative proportions of the two enantiomers.

A reaction or separation producing 93% of one enantiomer and 7% of the other is said to produce the desired enantiomer in 86%ee.

Beyond Stereochemistry

Limiting the environment• essentially the “compound” claim is hybridized

to a “composition” claim• certain additional elements are excluded or

significantly reduced

When else is this technique useful?• Chemical Purity• Polymorphism

Chemical Purity

Claims can be limited by• a purity clause

• e.g., 99 and 44/100 percent pure

• exclusion of a specie or a genus• e.g., free of alcohol

• function or property effective to eliminate a specie or genus

Just like our stereochemistry example If a purity technique is used, then prior art

will be avoided if there is no motivation to have excluded or reduced the identified element.

Polymorphism

The existence of a substance in two or more crystalline forms which are significantly different in physical or chemical properties.

Racemate• Two stereoisomers

present in a single composition.

• Stereoisomers are not patentable over their racemate.

• Unless the environment of the compound is sufficiently limited.

Polymorph• Two (or more) crystals

present in a single composition.

• Single crystals are not patentable over their polymorph.

• Unless the environment of the compound is sufficiently limited.

When the art discloses a compound in a composition and you want the compound alone...

you can claim the compound as being free of the other elements in the composition provided the art is deplete of motivation to have

separated them.

Thank you

Christopher Low

Supervisor, Art Unit 1614

571-272-0951

[email protected]