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Materials Process Design and Control Laboratory Cornell University STOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis Defense (B-Exam) Data: Aug 13, 2012 Materials Process Design and Control Laboratory Sibley School of Mechanical and Aerospace Engineering 169 Frank H. T. Rhodes Hall Cornell University Ithaca, NY 14853-3801 Email: [email protected] URL: http://mpdc.mae.cornell.edu/

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Page 1: STOCHASTIC MULTISCALE MODELING OF ... › dtic › tr › fulltext › u2 › a586887.pdfSTOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis

Materials Process Design and Control LaboratoryCornell University

STOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE

MATERIALS

1

Bin WenPresentation for Thesis Defense (B-Exam)

Data: Aug 13, 2012

Materials Process Design and Control LaboratorySibley School of Mechanical and Aerospace Engineering

169 Frank H. T. Rhodes HallCornell University

Ithaca, NY 14853-3801Email: [email protected]

URL: http://mpdc.mae.cornell.edu/

Page 2: STOCHASTIC MULTISCALE MODELING OF ... › dtic › tr › fulltext › u2 › a586887.pdfSTOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis

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4. TITLE AND SUBTITLE Stochastic Multiscale Modeling of Polycrystalline Materials

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Page 3: STOCHASTIC MULTISCALE MODELING OF ... › dtic › tr › fulltext › u2 › a586887.pdfSTOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis

Materials Process Design and Control LaboratoryCornell University

Outline

Introduction and motivation

Uncertainty quantification at a single material point

Investigating mechanical response variability of single-phase

polycrystalline microstructures

Investigating variability of fatigue indicator parameters of two-

phase nickel-based superalloy microstructures

Uncertainty quantification of multiscale deformation process

An efficient image-based method for modeling the elasto-viscoplastic

behavior of realistic polycrystalline microstructures

Conclusion and future research

2

Page 4: STOCHASTIC MULTISCALE MODELING OF ... › dtic › tr › fulltext › u2 › a586887.pdfSTOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis

Materials Process Design and Control LaboratoryCornell University

MotivationMicrostructure and properties:

Material properties are sensitive to microscale structure.Microstructure are inherently random but correlated. Microstructure variation induces property variability.

Importance of uncertainty analysis:Assess product and process reliability.Estimate confidence level in model predictions.Identify key sources of randomness.Provide robust design solutions.

Focus: Polycrystalline materialsSolution strategy:

Construct stochastic input model.Solve the stochastic partial differential equations (SPDEs).

3

distribution Stress-strain

Convex hull

Property

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Materials Process Design and Control LaboratoryCornell University

Primary DevelopmentEmploy model reduction techniques to construct the reduced-order surrogate model of random microstructures based on given samples.Develop physics-based deterministic solvers to estimate mechanical properties/responses of polycrystalline materials based on the interrogation of microstructures. Investigate property/response variability of polycrystalline materials using efficient stochastic simulation methods.

4

Random microstructure space Reduced spaceProperty space

distribution

Stress-strain

Convex hull

Page 6: STOCHASTIC MULTISCALE MODELING OF ... › dtic › tr › fulltext › u2 › a586887.pdfSTOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis

Materials Process Design and Control LaboratoryCornell University

Outline

Introduction and motivation

Uncertainty quantification at a single material point

Investigating mechanical response variability of single-phase

polycrystalline microstructures

Investigating variability of fatigue indicator parameters of two-

phase nickel-based superalloy microstructures

Uncertainty quantification of multiscale deformation process

An efficient image-based method for modeling the elasto-viscoplastic

behavior of realistic polycrystalline microstructures

Conclusion and future research

5

Page 7: STOCHASTIC MULTISCALE MODELING OF ... › dtic › tr › fulltext › u2 › a586887.pdfSTOCHASTIC MULTISCALE MODELING OF POLYCRYSTALLINE MATERIALS 1 Bin Wen Presentation for Thesis

Materials Process Design and Control LaboratoryCornell University

Problem DescriptionProblem definition

Given: Grain size snapshots constrained by moments (mean size, standard deviation,

higher-order moments).Texture snapshots from random process.

Goal:The variability in material properties and responsesMethodologiesModel reduction to reduce the complexity

of stochastic inputNonlinear Model Reduction (isomap) to

reduce grain size spaceKarhunen-Loeve Expansion to reduce

texture space

Adaptive sparse grid collocation to solve stochastic partial differential equations

6

(Z. Li, B. Wen and N. Zabaras, 2010)

Crystal plasticity Taylor model for property estimation.

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Materials Process Design and Control LaboratoryCornell University

Microstructure Representation

7

Microstructures obtained from certain process satisfy some specific experimentally determined statistics of grain size distribution.

3D data

Pt A

Pt B

Each microstructure that satisfies the given statistics of the grain size distribution is a point that lies on a manifold embedded in a high-dimensional space.

For microstructures having the same mean grain size, a “sorted grain size vector”, whose dimension is invariant, can be used to carry the grain size information.

Microstructure A

Microstructure BMicrostructure construction

The difference between two microstructures is conveniently measured by Euclidean distance.

( )1/2

2

1

( , )n

A Bi i

i

D A B GS GS=

⎛ ⎞= −⎜ ⎟⎝ ⎠∑

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Materials Process Design and Control LaboratoryCornell University

2) For an arbitrary point y ∈ A must find the corresponding point . Compute the mapping from A→M based on k-nearest neighbors.

Nonlinear Model Reduction on Grain Size Feature

8

Given a set of N unordered points belonging to a manifold M embedded in a high-dimensional space Rn, find a low-dimensional region A ⊂ Rd that parameterizes M, where d << n.

(B. Ganapathysubramanian and N. Zabaras, 2008)

1) Geometry can be preserved if the distances between the points are preserved –Isometric mapping.

2) The geometry of the manifold is reflected in the geodesic distance between point.

x ∈M

1) Compute the low-dimensional representation of a set of N unordered sample points belonging to a high-dimensional space

Algorithm:

M⊂ RnA ⊂ Rd

Given N unordered samples

Compute pairwisegeodesic distance

Perform MDS on this

distance matrix

N points in a low dimensional

space

y x

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Materials Process Design and Control LaboratoryCornell University

Texture Modeling

9

The properties of a polycrystalline microstructure are highly dependent on its texture: orientation distribution of grains.

Orientation representation: Rodrigues parameters

1 1 2 2 3 3tan , tan , tan2 2 2

r w r w r wφ φ φ= = =

ODF in RF fundamental zone of FCC crystal

Texture representation: Grain orientation vector, Orientation Distribution Function (ODF)

A discrete form: 1 1 11 2 3 1 2 3( ) , , , , , ,n n nr r r r r r=τ r …

Orientation dependence of slip system (anisotropy in crystalline materials),

,

j jlocal

j jlocal

α α

α α

=

=

m R m

n R n

: 110localαm

: 111localαn

12 slip systems in FCC

( ) ( )( )1 1 21

j j j j j jj j= − ⋅ + ⊗ − ×

+ ⋅R I r r r r I r

r rwhere

w wφ

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Materials Process Design and Control LaboratoryCornell University

Generation of Initial Texture Samples

10

Initial texture samples can be obtained by a sequence of random processing simulations with various deformation rate

1 2 3 4

5 6 7 8

1 0 0 0 0 0 0 1 0 0 0 10 0.5 0 0 1 0 1 0 0 0 0 00 0 0.5 0 0 1 0 0 0 1 0 0

0 0 0 0 1 0 0 0 1 0 0 00 0 1 1 0 0 0 0 0 0 0 10 1 0 0 0 0 1 0 0 0 1 0

ω ω ω ω

ω ω ω ω

⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥= − + + + +⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥− −⎣ ⎦ ⎣ ⎦ ⎣ ⎦ ⎣ ⎦

− −⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥+ + + −⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎣ ⎦ ⎣ ⎦ ⎣ ⎦ ⎣ ⎦

L

1 2 8, , ,ω ω ω… are random coefficients corresponding to tension/compression, plain strain compression, shear and rotation.

The slip systems are updated during deformation as

0

0

( )

( )

et

e Tt

t

t

α α

α α−

=

=

m F m

n F n

Therefore the new orientations can be recovered from the rotation part of the elastic deformation gradient.

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Materials Process Design and Control LaboratoryCornell University

Karhunen-Loeve Expansion on Texture Samples

11

Random process controlled by 1 2 8, , ,ω ω ω…

Deterministic texture Initial texture samples

0τ 1τ 2τ Nτ

Given N texture examples, construct covariance matrix of these samples

( ) ( )1

1 ,1

NT

i iiN =

= − −− ∑C τ τ τ τ

1

1 N

iiN =

= ∑τ τ

The truncated Karhunen-Loeve Expansion of a random vector isτ

( ) ( )1

, , ( ) ( )d

i i ii

λ φ η=

= +∑τ r ω τ r ω r ω

where are the ith eigenvector and eigenvalue of , respectively. are a set of uncorrelated random variables satisfying

,i iφ λ C ( )iη ω

( )( ) ( ) ( )( )0, , , 1, ,i i j ijE E i j dη η η δ= = =ω ω ω …

Texture random field thus transformed to low-dimensional space dη∈R

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Materials Process Design and Control LaboratoryCornell University

Maximum Entropy Estimation of the Distribution of

12

ηTo sample new texture, we can sample instead, and then transform it back to the texture space. The distribution of is needed.

ηη

Maximum Entropy Estimation (MaxEnt): amongst the probability distributions that satisfy our incomplete information about the system, the probability distribution that maximizes entropy is the least-biased estimate that can be made. In agreement with everything that is known but carefully avoids anything that is unknown.

The form of MaxEnt distribution is

( ( )) , 1, 2,...n nE f M n= =x

11

( )( )

*( ) ,

NNn

n nn

f xf xep x Z e dx

Z

λλ=

=

−−

∑∑

= = ∫which maximize the entropy

1( ) ( ) log( ( ))

M

i ii

H p p x p x=

= −∑and satisfies constraints

When the uncorrelated constraints are satisfied, the MaxEnt distribution is a standard Gaussian distribution

~ ( , )Nη 0 I

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Materials Process Design and Control LaboratoryCornell University

Inverse CDF Transformation

13

Uncorrelated Gaussian random variables are independent in current case. To employ Sparse Grid Collocation method, Gaussian distribution needs to be transformed to a uniform hypercube [0,1]d.

The cumulative distribution function (CDF) for standard Gaussian is1( ) 12 2i

ii erfη

ηη⎡ ⎤⎛ ⎞Φ = +⎢ ⎥⎜ ⎟

⎝ ⎠⎣ ⎦

which is uniformly distributed in [0,1].Given a point in the hypercube , we can also find a corresponding point in the original distribution by

[0,1]d∈ζ

1( ), 1, ,i i i dη ς−= Φ = …

This process transforms a node in sparse grid back to a point in Gaussian distribution, and it can be further recovered to a texture realization

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Materials Process Design and Control LaboratoryCornell University

Adaptive Sparse Grid Collocation

14

Sparse grid collocation is an effective method to solve SPDEs. It approximates the multi-dimensional stochastic space using interpolating functions on a set of collocation points. The collocation method collapses the multi-dimensional problem to solving M (M is the number of collocation points) deterministic problems.

| |( , ( )) ( ) ( ( ))

qu x x aω ω ω

= ∑ ∑ i ij j

i jξ ξ

Hierarchical surplus

Multi-linear basis functions

Stochastic process

The interested function can be approximated by

The mean of the random solution is evaluated as

| |( ( )) ( ) ( )

Lq

E u t x a dω≤

= ⋅∑ ∑ ∫i ij j

i jξ ξ

In the context of adaptivity, new support nodes are added to the hypercube only if the error indicator is larger than a threshold ε:

2

21

( ) ( )L L

d L

x a d

E

ωγ ε

− −

⋅= >

∫i ij j

ij

i

ξ ξ

(X. Ma and N. Zabaras, 2009)

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Materials Process Design and Control LaboratoryCornell University

Deterministic Solver

15

Material: FCC nickelDeterministic solver: rate-independent crystal plasticity with Taylor homogenization.

Homogenized effective stress and strain

0

3 ' '2

2 d3

eff

t

eff t

σ

ε

=

= ∫

T T

D D

i

i

1 d

1 d

V

V

VV

VV

= =

= =

T T T

D D D

where

0 bκ κ αμ ρ− =

where dislocation density changing rate 1 21

g

k kL b

α

κ

ρ ρ ρ γ⎧ ⎫⎪ ⎪= + −⎨ ⎬⎪ ⎪⎩ ⎭

Upon calculating the incremental shear strain, elastic and plastic deformation gradient can be updated and Cauchy stress is computed

e e∗ =T C E1[det ] e e eT− ∗=T F F T F with

(L. Anand and M. Kothari, 1996; A. Acharya and A.J. Beaudoin, 2000)

e p≡F F FHardening law:Decomposition of deformation gradient:

If the resolved shear stress is larger than the slip resistance , the slip system is active.

α ατ κ>

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Materials Process Design and Control LaboratoryCornell University

Investigating Property Variability Due to Microstructure Uncertainties

16

START: Extract microstructural features

Microstructure space Low-dimensional spaceProperty variability Low-D points

Low-D space

InterpolcationConstruct

low-D space

Model reduction

Feature reconstruction

Reconstruct microstructures

Property convex hull

Property distribution

Sol

ve S

PE

Ds

Obt

ain

Pro

perti

es

END

Database

Sample from hypercube

Map to hypercube

Unit hypercube

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Materials Process Design and Control LaboratoryCornell University

Numerical Examples

17

Grain size sample constraints:

Microstructure domain: 1mm x 1mm x 1mm cube containing 54 grains.

Texture generation:

1 2

0 0 0 0 1 00 1 0 1 0 00 0 1 0 0 0

ω ω−⎡ ⎤ ⎡ ⎤

⎢ ⎥ ⎢ ⎥= +⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥−⎣ ⎦ ⎣ ⎦

L

11 2, ~ [ 0.002, 0.002]secω ω −−with

Run the simulation for 500 seconds.

Examine the effective stress variability of polycrystalline microstructures satisfying different constraints subjected to compression.

1

0.5 0 00.002sec 0 0.5 0

0 0 1

⎡ ⎤⎢ ⎥= ⎢ ⎥⎢ ⎥−⎣ ⎦

L

(1) Mean volume 0.0185 mm3

(2) 2nd moment 3.704x10-4mm6

(3) 3rd moment 8.637x10-6mm9

1 2 3

0.5 0 0 0 0 0 0 1 00 0.5 0 0 1 0 1 0 00 0 1 0 0 1 0 0 0

ω ω ω−⎡ ⎤ ⎡ ⎤ ⎡ ⎤

⎢ ⎥ ⎢ ⎥ ⎢ ⎥= + +⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥ ⎢ ⎥− −⎣ ⎦ ⎣ ⎦ ⎣ ⎦

L(b)

(a)

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Materials Process Design and Control LaboratoryCornell University

Numerical Examples

18

1st moment1st and 2nd moments1st, 2nd, and 3rd

momentsEffective stress distribution at strain 0.2

1st moment ((1)+(a)) 1st and 2nd moments ((2)+(a)) 1st, 2nd, and 3rd moments ((3)+(a))

Grain size effect

((1)+(b)) ((1)+(a))

1 2

0 0 0 0 1 00 1 0 1 0 00 0 1 0 0 0

ω ω−⎡ ⎤ ⎡ ⎤

⎢ ⎥ ⎢ ⎥= +⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥−⎣ ⎦ ⎣ ⎦

L1 2 3

0.5 0 0 0 0 0 0 1 00 0.5 0 0 1 0 1 0 00 0 1 0 0 1 0 0 0

ω ω ω−⎡ ⎤ ⎡ ⎤ ⎡ ⎤

⎢ ⎥ ⎢ ⎥ ⎢ ⎥= + +⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥ ⎢ ⎥− −⎣ ⎦ ⎣ ⎦ ⎣ ⎦

LTexture effect

Dim=3+2 Dim=3+2

Dim=3+4 Dim=3+2

Dim=2+2

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Materials Process Design and Control LaboratoryCornell University

Elastic Properties Variability

19

Young’s modulus distribution

Shear modulus distribution

Bulk modulus distribution

Property convex hull

10000 samples(1)+(a)

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Materials Process Design and Control LaboratoryCornell University

Outline

Introduction and motivation

Uncertainty quantification at a single material point

Investigating mechanical response variability of single-phase

polycrystalline microstructures

Investigating variability of fatigue indicator parameters of two-

phase nickel-based superalloy microstructures

Uncertainty quantification of multiscale deformation process

An efficient image-based method for modeling the elasto-viscoplastic

behavior of realistic polycrystalline microstructures

Conclusion and future research

20

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Materials Process Design and Control LaboratoryCornell University

Overview

Nickel-based superalloys are widely used in components working in harsh environment, e.g. disks and blades of turbo engines.

They have high resistance to creep and fatigue at high temperature.

The performance of nickel-based superalloys depends on their underlying microstructures: grain topology, texture, and volume fraction of γ’ phase.

We are interested in the variability of fatigue properties of superalloymicrostructures due to uncertainties in texture, grain size, and volume fraction of γ’.

Principal component analysis (PCA) based model reduction techniques are adopted for reducing the complexity of the input space.

21

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Materials Process Design and Control LaboratoryCornell University

Problem definitionGiven:

Grain size snapshots constrained by the mean size and sampled from lognormal distribution.

Texture snapshots from random process. Volume fraction of γ’ precipitates.

Goal:The variability of fatigue resistance due to

microstructure uncertainties.Find the feature(s) dominate the variability of

fatigue resistance

MethodologiesPCA and KPCA model reduction to

reduce the complexity of stochastic input.PCE to map reduced coordinates to a

known distribution. Adaptive sparse grid and Monte Carlo

collocation to solve stochastic partial differential equations

22

(Bin Wen and N. Zabaras, 2012)

Problem Definition

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Materials Process Design and Control LaboratoryCornell University

Stochastic Input SpaceA probability space with sample space , corresponding to all microstructures resulted from certain random process, , being the σ-algebra of subsets in , and , as the probability measure.

Each sample is a random microstructure which can be described by a discretized representation

The input space information is only given as a set of samples

The variability of microstructure sensitive property of the given input space is interested.

It is necessary to construct the input space that has the same statistical properties with the given samples. Since the input space is high-dimensional, model reduction is adopted to construct a low-dimensional surrogate space.

23

( ), ,F PΩ Ω2F Ω⊂

Ω : [0,1]P F →

ω∈Ω1( ) ( , , ) :T M

My yω = Ω→ ∈y Y… R

, 1, ,i i N=y …

( )A A= y

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Materials Process Design and Control LaboratoryCornell University

PCA/KPCA

In general, the components of stochastic input are not linearly related. Direct linear PCA attempting to fit a linear surface such that reconstruction error is minimized is not very appropriate to find the surrogate space. Solution: nonlinearly map the given samples to a feature space , where PCA performs well.

If PCA,

24

M∈y R

F

y ( )=x Φ y

: ,M FΦ → →y xR( ) =Φ y y(B. Schlkopf, A. Smola and K.-R. Muller, 1998; X. Ma and N. Zabaras, 2011)

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Materials Process Design and Control LaboratoryCornell University

PCA/KPCA Formulation

25

( )= −Φ Φ y Φ

Covariance matrix in the feature space:

1

1 ( ) ( )N

Ti i

iN =

= ∑C Φ y Φ y

=KU ΛU

Multiply with and reform the eigenvalue problem:1 1

( )F FM M

i i i i ii i

zλ η= =

= + = +∑ ∑Φ y V Φ V ΦKL expansion:

( ): ( ) ( )ij i jK = ⋅K Φ y Φ y

1 1( ) ( )

N Nij

i ij j jj j i

αα

λ= =

= =∑ ∑V Φ y Φ y

λ=CV VEigenvalue problem:

where

1[ , , ]N=U α α…

( )1, , Ndiag λ λ=Λ …

The eigenbasis of the covariance matrix is projected to the given samples by

C

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Materials Process Design and Control LaboratoryCornell University

Random sample in the reduce space (constructed by ), we can obtain its corresponding high-dimensional counterpart.

PCA/KPCA Formulation

26

1 1 1( ) ( )

N r N

i i i i i ii i i

z z β= = =

= + ≈ + =∑ ∑ ∑Φ y V Φ V Φ Φ yAny sample in F:

1N

= +β AZ 1 11 [ , , ]T

r rN⎛ ⎞= = −⎜ ⎟⎝ ⎠

A HU I 11 α α…

( ) ( )1 1

1( ) ( ) ( ) , ,N N

T T Ti i ij j ij j i y i y i

j jz k

Nα α

= =

= ⋅ = ⋅ = = = −∑ ∑V Φ y Φ y Φ y y y α k α Hk α HK1

1[ , , ]Trz z=Z …

Reduced representation:

( )2

2, exp2

i jij i jK k

σ

⎛ ⎞−⎜ ⎟= = −⎜ ⎟⎝ ⎠

y yy yGaussian Kernel:

In PCA ( ),i j i jk = ⋅y y y y

Construct reduced-order space by initial samples iz

ξ

where

iz

Only the dot products of vectors in the feature space are required, while the explicit calculation of the map is not necessary.

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Materials Process Design and Control LaboratoryCornell University

Polynomial Chaos Expansion (PCE)

27

Map the reduced space to a known distribution.

0( ), 1, ,

p

i ij j ij

i rξ γ ψ η=

= =∑ …

Gaussian-Hermite PCs

( )

2

22

( ) 1 ( )e d , 1, , , 0, ,2 !( )

ii j i

ij i j i i

j i

Ei r j p

jE

ηξψ ηγ ξψ η η

πψ η

∞ −

−∞

⎡ ⎤⎣ ⎦= = = =⎡ ⎤⎢ ⎥⎣ ⎦

∫ … …

1( ),i ii i i i F Fξ ηξ η −= Γ Γ ≡

Mapping through CDFTo compute the integral, a map between and is needed.iηiξ

iFξwhere and are the CDFs of the two random variables, respectively.

iFη

Uniform-Legendre PCs

( )1

2 1

( ) 2 1 ( )d , 1, , , 0, ,2( )

i j iij i j i i

j i

E j i r j pE

ξψ ηγ ξψ η η

ψ η −

⎡ ⎤ +⎣ ⎦= = = =⎡ ⎤⎢ ⎥⎣ ⎦

∫ … …

Each independent random variable can be expanded on to an one-dimensional polynomial chaos basis of degree p.

(D. Xiu and G.E. Karniadakis, 2002; G. Stefanou, A. Nouy and A. Clement, 2009)

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Materials Process Design and Control LaboratoryCornell University

Pre-imaging

28

Draw random sample η

Map to ξ

Construct high-D representation ( )Φ y

Recover microstructure feature y

PCE

PCA/KPCA

Pre-imaging

K-nearest neighbor:1

1

1

ˆ1

Kii

i

K

ii

d

d

=

=

≈ =∑

yy y ( )

( )

22 2 2

2 2

ˆˆ ˆ ˆ( , ) 2 ln 1 0.5 ( ( ), ( ))

2 ln 1 0.5 ( ( ), ( ))

i i i i i

i i

d d

d

σ

σ

= − = − −

≈ − −

y y y y Φ y Φ y

Φ y Φ y

y ( )Φ y

?

Sample , and find the input realization , approximately. η y

Gauss kernel:

2 1 2i

T Tid = + − yβ Kβ β k

1( )−Φ Y

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Materials Process Design and Control LaboratoryCornell University

Crystal Plasticity Constitutive Model

The superalloy microstructure is modeled as a homogenized single crystal with effective properties.

Taylor model: all grains have the same deformation. No realistic microstructure is required. Computationally efficient. Finite element model: the boundary nodes have the same deformation while heterogeneous deformation is allowed within the microstructure. Realistic microstructure. More accurate but less efficient.

29

Secondary γ’

Tertiary γ’

Explicit structure Homogenized model

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Materials Process Design and Control LaboratoryCornell University

Homogenized Constitutive Model

The model is for polycrystalline IN100. All grains are assumed to be the mixture of γ matrix and γ’ precipitates. The same set of constitutive equations apply to all grains. Three types of γ’ precipitates: primary, secondary, and tertiary. The effect of γ’ precipitates is taken into consider as constitutive parameters (volume fraction, mean particle size, etc.).Rate dependent flow rule:

Hardening law:where

30

( )1 2( ) ( ) ( ) ( ) ( )

( ) ( ) ( ) ( ) ( )0 1( ) ( ) sgn

n n

D D

α α α α αα α α α α

α α

τ χ κ τ χγ γ γ τ χ

⎡ ⎤− − −⎢ ⎥= + −⎢ ⎥⎢ ⎥⎣ ⎦

( ) ( ) ( )0, t mixb

α α αλ λ λκ κ α μ ρ= +

' '21 10.1 0.68 1.1t p pf fα = − + ( )1 2 3 'mix p p pf f f fγ γ γμ μ μ= + + +

1 2 3' ' '1 2 3

1 2 3

, ,p p pp p p

p p p

f f ff f f

f f f f f fγ γ γ

= = =+ + +

oct octahedral slip systemcub cube slip system

λ⎧

= ⎨⎩

( ) ( )1

( ) ( ) ( )0, 0, 1 2

k kkn nn

oct oct oct p p nsf fα α ακ τ ψ τ⎡ ⎤= + + +⎢ ⎥⎣ ⎦ ( )1

( ) ( )0, 0,

k kkn nn

cub cub cubα ακ τ ψ⎡ ⎤= +⎢ ⎥⎣ ⎦

' '1 2 ' 0.5

1 2 3 3 31 2

p pp p p p gr gr

f fc w c w c wf d c d

d dλψ −= + + +Grain size effectγ’ hardening

_

APB

APB ref

w Γ=Γ

(C.P. Przybyla and D.L. McDowell, 2010)

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Materials Process Design and Control LaboratoryCornell University

Homogenized Constitutive Model

Dislocation density evolution:

Back stress evolution:

31

( ) ( ) ( ) ( )0 1, 2,

eff

kh k kbd

α α α αδλ λ λ λ λ

δ

ρ ρ ρ γ⎧ ⎫⎪ ⎪= + −⎨ ⎬⎪ ⎪⎩ ⎭

1

2

2effd

dδδ

−⎛ ⎞

≈ ⎜ ⎟⎝ ⎠

( ) ( ) ( ) ( )( ) ( )( ) ( )sgnmixC bα α α α α αλ χ λ λ λχ ημ ρ τ χ χ γ= − −

0, 0

( )0 1,

Z

Z kλ

αλ λ

ηη

ρ=

+' '22 2123.93 433.98 384.06p pC f fχ = − +

Fatigue indicator parameters (FIPs) are employed to measure the fatigue properties of nickel-based superalloy. Cumulative plastic strain per cycle

Cumulative net plastic shear strain

The Fatemi-Socie parameter

Maximum range of cyclic plastic shear strain

2 2d : d3 3

p pcyc cyc cyc

P p t t= =∫ ∫ D D

( )max dpr ij i jcyc

P n t tε= ∫max

*max 12

pn

FSy

P kγ σσ

⎡ ⎤Δ= +⎢ ⎥

⎢ ⎥⎣ ⎦

max

2

p

mpsP γΔ=

( ) ( )max max max minp p p

cyccyc θ θθγ γ γ⎛ ⎞Δ = −⎜ ⎟

⎝ ⎠

maximum range of cyclic plastic shear strain

(M. Shenoy, J. Zhang, and D.L. McDowell, 2007)

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Materials Process Design and Control LaboratoryCornell University

Numerical Example: Taylor Model vs. FEMPolycrystalline microstructures with homogenized grains implemented in the Taylor model and FEM. Initial input samples: 1000 randomly generated microstructures composed of 54 grains represented by grain size and texture features.

32

1 2 30, 0.42, 0.11p p pf f f= = = 0.70% ~ 0.70%ε = − 10.001sε −=

2 4 3 3max 1.51 10 ,max 1.12 10 ,max 6.50 10 ,max 5.98 10cyc r FS mpsP P P P− − − −= × = × = × = ×

2 4 3 3max 1.99 10 ,max 8.16 10 ,max 7.90 10 ,max 6.76 10cyc r FS mpsP P P P− − − −= × = × = × = ×

00.05

0.10.15

0.20.25

0.30.35

0 0.5 1

PcycPrPFSPmps

0

0.1

0.2

0.3

0.4

0.5

0 0.5 1

max Pcycmax Prmax PFSmax Pmpsave Pcycave Prave PFSave Pmps

Taylor

FEM

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Materials Process Design and Control LaboratoryCornell University

Generation of Initial Samples

33

Initial texture: obtained by a sequence of random processing simulations with various deformation rate

1 2 3

1 0 0 0 0 0 0 1 00 0.5 0 0 1 0 1 0 00 0 0.5 0 0 1 0 0 0

ω ω ω−⎡ ⎤ ⎡ ⎤ ⎡ ⎤

⎢ ⎥ ⎢ ⎥ ⎢ ⎥= − + +⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥ ⎢ ⎥− −⎣ ⎦ ⎣ ⎦ ⎣ ⎦

L

1 2 3, ,ω ω ω are random coefficients corresponding to tension/compression, rotation, and shear, respectively. The slip systems are updated during deformation as 0

0

( )

( )

et

e Tt

t

t

α α

α α−

=

=

m F m

n F nInitial grain sizes: obtained by sampling in a lognormal distribution. The

mean grain size is fixed at 0.0265 mm.

The above process is only for generating data having inherent correlation. After that, the only accessible information of the input is the data. No knowledge of how they are generated is assumed.

22

ln( )1( ) exp22

grgr

gr

dp d

d

μσπσ

−⎛ ⎞= −⎜ ⎟

⎝ ⎠ 0.025σ =

2exp( / 2) 0.0265grd μ σ= + =

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Materials Process Design and Control LaboratoryCornell University

PCA/KPCA on Texture

34

Reconstruct features( reduced from 162-dim to 4dim)

Energy spectrum

10-old cross validation

1

ˆ1 testNi i

itest i

ErrN =

−= ∑

y yy

1

1

r

iiN

jj

Energyλ

λ

=

=

=∑

4 components in PCA:91.8%4 components in KPCA:81.5%

1 2 30, 0.42, 0.11p p pf f f= = = 0.7% ~ 0.7%ε = − 10.001sε −=

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Materials Process Design and Control LaboratoryCornell University

PC expansion on reduced random variables

35

0

( ), 1, ,p

i ij j ij

i rξ γ ψ η=

= =∑ …

PCA

KPCA

Uniform-Legendre PCs give better representation of the reduced random variables

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Materials Process Design and Control LaboratoryCornell University

FIPs

36

MC-PCA

MC-KPCA

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Materials Process Design and Control LaboratoryCornell University

FIPs

37

ASGC: level 8, converge to err=0.0001

ASGC-PCA

ASGC-KPCA

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Materials Process Design and Control LaboratoryCornell University

Convex Hull

38

MC-PCA MC-KPCA ASGC-PCA ASGC-KPCA

PCA KPCA

4.6

4.8

55.

25.

45.

65.

86

6.2

6.4

6.6

x 10

-3

0

1000

2000

3000

4000

5000

6000

7000

8000

PDF

ASG

C-PC

A-4d

imM

C-PC

A-4d

im

4.8

55.

25.

45.

65.

86

6.2

6.4

6.6

6.8

x 10

-3

0

1000

2000

3000

4000

5000

6000

7000

8000

9000

PDF

ASG

C-KP

CA-4

dim

MC-

KPCA

-4di

m

Some of the tails predicted by ASGC are not captured by MC.

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Materials Process Design and Control LaboratoryCornell University

Grain Size Variation

The reduced dimensionality is high but the caused variation in FIPs is small.

Fix texture and volume fractions of γ’ particles, while vary the grain sizes (sampled from the lognormal distribution).

The reduced dimensionality is taken to be 10, which captures 91.2% of the total energy by PCA, and 89.2% of the total energy by KPCA.

Distributions of maximum FIPs extracted from the 1000 initial sample microstructures: the texture dominate the FIPs variability.

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Materials Process Design and Control LaboratoryCornell University

Combined Volume Fraction and Texture Variation

40

1 2 30, ~ (0.3,0.5), ~ (0.11,0.14)p p pf f U f U=

MC-PCA

ASGC-PCA

4.6

4.8

55.

25.

45.

65.

86

6.2

6.4

6.6

x 10

-3

0

500

1000

1500

2000

2500

3000

3500

4000

PDF

ASG

C-PC

A-VF

MC-

PCA-

VF

Texture dim=4

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Materials Process Design and Control LaboratoryCornell University

Outline

Introduction and motivation

Uncertainty quantification at a single material point

Investigating mechanical response variability of single-phase

polycrystalline microstructures

Investigating variability of fatigue indicator parameters of two-

phase nickel-based superalloy microstructures

Uncertainty quantification of multiscale deformation process

An efficient image-based method for modeling the elasto-viscoplastic

behavior of realistic polycrystalline microstructures

Conclusion and future research

41

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Materials Process Design and Control LaboratoryCornell University

Multiscale Model Reduction

Motivation: Microstructure features are location specific. Traditional construction of reduced-order stochastic models for one point cannot see the microstructure correlation between points in the macroscale. The location dependence causes the “curse of dimensionality” in stochastic multiscale simulations.

Goal: Consider the correlation of microstructures between different points. Separate random variables from coordinates. Dramatically reduce the dimensionality of the stochastic multiscale input.

42

Grain structures of a nickel-base

superalloy turbine disk having dual-microstructures

(B. Wen and N. Zabaras, 2012)

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Materials Process Design and Control LaboratoryCornell University

Bi-orthognoal Decomposition

43

Start from realizations of the microstructure random field (A) varying in both micro (s) and macro-scale (x):Project A to a set of bi-orthogonal bases

( , , ) :X Sω × ×Ω→A x s R

1

1

( , , ) ( , ) ( , , )

( , ) ( ) ( , )

( , ) ( ) ( , )

i i iid

i i ii

ω ω

ρ ω

ρ ω

=

=

= +

= + Ψ

≈ + Ψ

A x s A x s A x s

A x s s Φ x

A x s s Φ x

( )( , ) : ( , , ) p dω ω ωΩ

= ∫A x s A x s

The inner product in the microstructure domain is denoted as( ), : ( ) ( )i j i j dΨ Ψ = Ψ Ψ∫S s s s

The inner product in the spatial domain is defined as

, : ( , ) ( , )i j i j dω ω= ⋅∫XΦ Φ Φ x Φ x x

The orthogonality conditions:( ),i j ijδΨ Ψ = ,i j ijδ=Φ Φ

XY

Z

(D. Venturi, X. Wan and G.M. Karniadakis, 2008; B. Kouchmeshky and N. Zabaras, 2010)

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Materials Process Design and Control LaboratoryCornell University

Bi-orthognoal Decomposition

44

if realizations of the random field are given as , where 1, , ri n= …( , , )i iωA x s

By minimizing the distance between the Karhunen-Loeve expansion and the random field, the microscale basis can be computed by

1( ) ,i iiρ

Ψ =s A Φ

The macroscale basis is obtained through orthogonality condition

( ) ( )1, , , ( )i ii

dω ωρ

= Ψ∫SΦ x A x s s s

The eigenvalue problem in K-L expansion can be defined as( )( ) , ' ( ')d 'i i iS

Cρ Ψ = Ψ∫s s s s s

The covariance matrix is( ) ( ) ( ) , ' , , , , ',C ω ω=s s A x s A x s

Or in discrete form: ( ) ( ) ( )int

1 1 1

1 ˆ, ' , , , ', | |elr

m m m n

n m

n nnT

j i j j i j i ij i ir

C W Jn

ξ ξ= = =

= ∑∑∑s s A x s A x s

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Materials Process Design and Control LaboratoryCornell University

Second Level KLE

45

The random field is decomposed into a set of microscalemodes and spatial-random coupled modes .

is still high-dimensional. By assuming independence of these macromodes, the random variable can be further separated from spatial modes via a second level KLE

( , , )ωA x s( )iΨ s ( ),i ωΦ x

The dimensionality of the reduced representation of the ithmacromode is . The total dimensionality of the reduced space of feature is then the sum of all .

d

ii

r r=∑

and are eigenvalues and eigenvectors, respectively, of the covariance matrix

jiλ

jiψ

( ) ( )1

11

N Tk ki i i i i

k

CN =

= − −− ∑ Φ Φ Φ Φ

( ),i ωΦ x

1( , ) ( ) ( ) ( )

irj j j

i i i i ij

λ ψ ω=

≈ +∑Φ x ω Φ x x φ

iΦ ir( , , )ωA x s ir

r

1, ,i d= …

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Materials Process Design and Control LaboratoryCornell University

Polynomial Chaos Expansion

46

After performing the second level KLE on macro modes , we separate the randomness from spatial coordinates. The random term can be mapped to well-shaped distribution by polynomial chaos expansion (PCE):

( )ji ωφ

( ),i ωΦ x

( ) ( )( )j jk k ji i i i

kω ζ ω= ϒ∑φ γ

In the current work, we choose to be uniformly distributed between -1 and 1. Therefore, are Legendre polynomials. The coefficients of the PCE can be computed by

( ) ( )( )( )

( ) ( )1

2 1

2 12

j j k ji i i ijk j j k j j

i i i i i ik ji i

k dζ ζ

ζ ζ ζζ

ϒ += = ϒ

ϒ∫

φγ φ

The choice of polynomial of random variable that follows well-shaped distribution (e.g. Gaussian or Uniform) depends on the specific distribution of .

jiζ

jiζ

jiζ

kiϒ

kiϒ

1, , ; 1, , ; 0, ,ii d j r k p= = =… … …

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Materials Process Design and Control LaboratoryCornell University

Non-intrusive Mapping

is non-linearly mapped to through cumulative density function (CDF) and based on the given realizations:

Two assumptions were made during this Bi-orthogonal KLE-second level KLE-PCE process:

Assumption 1: the random variable is independent from microscaleand macroscale coordinates (x and s). Assumption 2: are independent from each other.

47

( ) 1( ) , j ji i

j j j ji i i i F F

ζω ζ −= Γ Γ =

φφ

i i

( )ji ωφ j

( )ji ωφ

ω

, 1, ,i i d=Φ …

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Materials Process Design and Control LaboratoryCornell University

ProcedureTraining: establish the mapping between microstructure space and reduced-order space.Testing: sample in the low-D space and reconstruct real microstructures

48

Bi-orthogonal KLE

Second-level KLE

1( , , ) ( , ) ( ) ( , )

d

i i ii

ω ρ ω=

≈ + Ψ∑A x s A x s s Φ x

( )( ) ( )

j ji i

jk k ji i i

k

ω

ζ= ϒ∑φ

γ x

Forging

(a) Multiscale microstructure sample (b) Macro-random coupled modes

(c) Reduced surrogate space

1

( , ) ( )

( ) ( )i

i i

rj j j

i i ij

λ ψ=

+∑

Φ x ω Φ x

x φ ω

PCE

(d) Uniform distribution(e) Properties distribution

0ˆ ˆ bτ τ αμ ρ− =n r rh

∇ ⋅ + =P f 0

Stochastic MultiscaleSimulation

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Materials Process Design and Control LaboratoryCornell University

Initial Samples

The input to the stochastic simulation is a set of ingot samples whose microstructures at different points are random but correlated. The input ingots are resulted from pre-processes. To obtain the random input ingots having correlated microstructures, we generate them through a random deformation process.

A set of workpieces whose surfaces are randomly curved are pushed against a flat die. The microstructures at all points of all the initial ingots are assumed to be identical. The resulted microstructures at different points of different ingots are distinct due to the random shape of the initial ingots.

49

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Materials Process Design and Control LaboratoryCornell University

Initial Surface

The surface of initial workpieces are described by a degree 6 Bezier curve

are selected to be uniformly distributed in .

1000 initial samples are generated. The resulted microstructures (or more precisely, texture) are the input to the stochastic simulation.

50

( ) ( ) ( )6

0, 0.5 1 i i

iR a aβ ω β ω ϕ

=

⎛ ⎞= +⎜ ⎟

⎝ ⎠∑

( ) ( )( ) ( )( ) ( )( ) ( )

60

51

422

333

1

6 1

15 1

20 1

a a

a a a

a a a

a a a

ϕ

ϕ

ϕ

ϕ

= −

= −

= −

= −

( ) ( )( ) ( )( )

244

55

66

15 1

6 1

a a a

a a a

a a

ϕ

ϕ

ϕ

= −

= −

=

/a x L=

iβ ( )0.1,0.1−

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Materials Process Design and Control LaboratoryCornell University

Deterministic Solver

51

Each Gauss point in the macroscale is linked to a microstructure.The deformation of the microstructure is controlled by the local deformation gradient in the macroscale via Taylor hypothesis.The mechanical properties of the point is evaluated on the microstructure by crystal plasticity constitutive and homogenized. Homogenization:

1

1 dn

VV +

= ∫T TB

T ddTF

F

Mean

Standard deviation

1000 initial samples

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Materials Process Design and Control LaboratoryCornell University

Stochastic Input

Mesh of the macroscale workpiece: 10x6 quadrilateral elements.Microstructure representation: grain sizes and orientations of 20 grains. Uncertainty source A: random textures

52

The total dimensionality of the stochastic input:

10x6x4 x 20x3 = 14400. The first 3 macro modes are

preserved which captures around 95% of the total energy.

The expectation of macro modes energy is identical to the corresponding eigenvalue.

3

1( , , ) ( ) ( , )i i i

iω ρ ω

=

≈ Ψ∑A x s s Φ x

( ) : ( , ) ( , )di i i iXE ω ρ ω ω= ∫ Φ x Φ x x

1

1

( )d

iiEnergy M

jj

EP d

E=

=

= ∑∑

Energy:

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Materials Process Design and Control LaboratoryCornell University

The Second Level KLE

The macro modes are further decomposed by the second level KLE.Each decomposition preserves more than 95% of the total energy of the macro mode. The dimensionality of reduced macro modes are

, respectively. The dimensionality of the reduced space of the microstructure feature is therefore .

53

1 2 32, 3, 3r r r= = =

1

1

( )ir

kkeigen i X

kk

P rλ

λ=

=

= ∑∑

1 2 3 8r r r r= + + =

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Materials Process Design and Control LaboratoryCornell University

PDFs of Reduced RepresentationsThe PDFs of reduced microstructure representations obtained from the model reduction on the given 1000 samples are constructed by kernel density. The PDFs of reconstructed through PCE using 10000 random samples from the uniform distribution U(-1,1) are also plotted.

54

jiφ

jiφ

11ϕ

21ϕ

2 components of macro mode 1

12ϕ

22ϕ

32ϕ

3 components of macro mode 2

13ϕ

23ϕ

33ϕ

3 components of macro mode 3

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Materials Process Design and Control LaboratoryCornell University

Reconstruction vs. Test Sample

55

Take an arbitrary microstructure realization and project it to the reduced surrogate space. We can reconstruct the microstructure using its reduced representation. The first step is to reconstruct its macro modes through PCE-KLE.

ReconstructedOriginal

Macro mode 1 Macro mode 2 Macro mode 3

110 111

Original

Reconstructed

dimRe

1

1 0.0426dim

i iOriginal stored

ii Original

R Re

R=

−= =∑Reconstructed

Original

1( , , ) ( , ) ( ) ( , )d

i i iiω ρψ ω

=≈ +∑A x s A x s s Φ x

texture

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Materials Process Design and Control LaboratoryCornell University

Reconstructed Mean

56

Initial samples

4032 MC reconstructed samples

8064 MC reconstructed samples

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Materials Process Design and Control LaboratoryCornell University

Reconstructed STD

57

Initial samples

4032 MC reconstructed samples

8064 MC reconstructed samples

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Materials Process Design and Control LaboratoryCornell University

Increase Dimensionality of the Reduced SpaceNext, we increase the dimensionality of the reduced space to 18, so that the reduced representations capture 99% of the total energy of each macro mode: The reconstructed macro modes of a single texture realization is more “realistic” than the previous 8 dimensional representation.

58

1 2 3 3 7 8 18r r r r= + + = + + =

ReconstructedOriginal

ReconstructedOriginal110 111

Original

Reconstructed

dimRe

1

1 0.0398dim

i iOriginal stored

ii Original

R Re

R=

−= =∑

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Materials Process Design and Control LaboratoryCornell University

Convergence with Increasing Dimensionality

59

Increase the dimensionality of the reduced space to 18 (3+7+8), which captures 99% of the total energy of each macro mode.

standard deviation

mean mean difference

std difference

18dim 8dim

18dim

diff P PP−

=

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Materials Process Design and Control LaboratoryCornell University

Statistics of One Point

60

(a)

(b) (c)

(d)

Equivalent stress

Equivalent strain

Equivalent strength

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Materials Process Design and Control LaboratoryCornell University

Outline

Introduction and motivation

Uncertainty quantification at a single material point

Investigating mechanical response variability of single-phase

polycrystalline microstructures

Investigating variability of fatigue indicator parameters of two-

phase nickel-based superalloy microstructures

Uncertainty quantification of multiscale deformation process

An efficient image-based method for modeling the elasto-viscoplastic

behavior of realistic polycrystalline microstructures

Conclusion and future research

61

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Materials Process Design and Control LaboratoryCornell University

Problem Definition

Goal: Accurately and efficiently investigate effective and local mechanical properties/response of polycrystalline materials based on realistic microstructure image.

Solution strategy: Green function method in combination with fast Fourier transform solving governing equations. Merit: no complex meshing, no inversion of huge matrix, consider both intergranular and intragranular interactions, take image as input. New: elasto-viscoplastic constitutive, application to fatigue properties, multigridstrategy. Local mechanical response of a heterogeneous medium can be calculated as a convolution integral between a linear homogeneous reference medium Green function and the actual heterogeneous field. Fast Fourier transform is introduced to reduce convolution integrals in real space to simple products in Fourier space.

62

(B. Wen and N. Zabaras, 2012)

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Materials Process Design and Control LaboratoryCornell University

The governing equations are equilibrium equations and boundary conditions. An separate formulation is proposed for solving crystal elasto-viscoplastic problems, where elastic and plastic responses are computed separately. Elastic problem:

Elasto-plastic problem:

Solution strategy: Solve the two sets equations for elastic and plastic responses separately.Represent a local quantity by the mean plus fluctuation. Reform the equilibrium equation using Green function method.Transform reformed equations to Fourier space through FFT.Update strain related quantities in Fourier space then transform them back to real space.Update stress related quantities in real space following constitutive laws.

Equilibrium (stress rate divergence):

Equilibrium (stress divergence):

Governing Equations

, 0ij j =σIncompressibility: 0kkε =

Periodic boundary conditions., 0ij j =σ

Periodic boundary conditions.

63

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Materials Process Design and Control LaboratoryCornell University

Stress rate and polarization fields:

Equilibrium equation:

Solve the equilibrium equations using Green function method:

Elasticity: Green Function Method

0( ) : ( ) ( )e e e= +σ x C ε x φ x

0 0( ) ( ) : ( ) ( ) : ( )e e e e e= − = −φ x σ x C ε x σ x C ε x0e e

h=C C

, 0 , , 0 , , 0e e e e e eij j ijkl kl j ij j ijkl k lj ij jC C vε ϕ ϕ= + = + =σ

Assume solutions: 3( ') ( ')d 'e e e

i im mv G f= − −∫ x x x xR ,( ) ( )e e

m mn nf ϕ=x x

3 30 , ( ') ( ')d ' ( ') ( ')d ' 0e e e eijkl km lj m im mC G f fδ δ− − + − =∫ ∫x x x x x x x x

R R

Substitute solutions into equilibrium equations:

3 0 , ( ') ( ') ( ')d ' 0e e eijkl km lj im mC G fδ δ⎡ ⎤− − + − =⎣ ⎦∫ x x x x x x

R

64

0 , ( ') ( ') 0e eijkl km lj imC G δ δ− − + − =x x x xIf is arbitrary( ')e

mf x

As a result: 3 ,( ') ( ')d 'e e ei im mj jv G ϕ= − −∫ x x x x

R

3, , ,( ') ( ')d 'e e ei k im k mj jv G ϕ= − −∫ x x x x

R (R.A. Lebensohn, 2001)

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Materials Process Design and Control LaboratoryCornell University

Elasticity: Green Function Method and FFT

3 , ( ') ( ')d 'e e ei im j mjv G ϕ= −∫ x x x x

R

3, , ( ') ( ')d 'e e ei k im kj mjv G ϕ= −∫ x x x x

RTransform to Fourier space:

ˆ ˆ ˆ( ) i ( ) ( )e e e ei i j im mjFFT v v Gξ ϕ= = ξ ξ . .

ˆ ˆ ˆ( ) ( ) ( )e e e ei k i k k j im mjFFT v v Gξ ξ ϕ= = − ξ ξ

,ˆˆ ( ) ( ) ( )e e e

ijkl j l ik ik jlG Gξ ξΓ = − ⇔ξ ξ ξGreen operator in Fourier space:

Integrate by parts and assume boundary terms vanish

65

0ˆ ( )e e

l j ijkl km imC Gξ ξ δ= −ξ

Define

Governing equation in Fourier space:

0e eik l j ijklA Cξ ξ= ( )1ˆ ( )e e

ij ijG A −= −ξ

Velocity gradient fluctuation Strain rate and spin fluctuation

,ˆ ˆ ˆ( ) ( ) ( )e e ei j ijkl klv ϕ= Γξ ξ ξ

,ˆ0 ( ) 0ei jand v∀ ≠ =ξ 0

( ), ,( ) 1 2 ( ) ( )e e eij i j j iv vε = +x x x

( ), ,( ) 1 2 ( ) ( )e e eij i j j iv vω = −x x x

Solutions in Fourier space:

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Materials Process Design and Control LaboratoryCornell University

Viscoplasticity: Green Function and FFT ApproachStress and polarization fields:

Equilibrium equation:Equilibrium equation in Green function form:

Equilibrium equation in Fourier space:

0( ) : ( ) ( )p p p= +σ x C ε x φ x

0 0( ) ( ) : ( ) ( ) : ( )p p p p p= − = −φ x σ x C ε x σ x C ε x

10p p

h

−=C M

, 0 , , 0 , , 0p p p p p pij j ijkl kl j ij j ijkl k lj ij jC C vε ϕ ϕ= + = + =σ

0 , ( ') ( ') 0p pijkl km lj imC G δ δ− − + − =x x x x

0ˆ ( )p p

l j ijkl km imC Gξ ξ δ= −ξ 0p p

ik l j ijklA Cξ ξ=( ) 1ˆ ( )p pij ijG A

−= −ξ

ˆ ˆ ˆ( ) i ( ) ( )p p p pi i j im mjFFT v v Gξ ϕ= = ξ ξ . .

ˆ ˆ ˆ( ) ( ) ( )p p p pi k i k k j im mjFFT v v Gξ ξ ϕ= = − ξ ξ

Velocity gradient fluctuation Strain rate and spin fluctuation

,ˆ ˆ ˆ( ) ( ) ( )p p pi j ijkl klv ϕ= Γξ ξ ξ

,ˆ0 ( ) 0pi jand v∀ ≠ =ξ 0

66

( ), ,( ) 1 2 ( ) ( )p p pij i j j iv vε = +x x x

( ), ,( ) 1 2 ( ) ( )p p pij i j j iv vω = −x x x

Solution:

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Materials Process Design and Control LaboratoryCornell University

Elasto-viscoplastic Solution

The total velocity gradient combining both elastic and plastic parts at a single point is:

Total strain rate:

Elastic strain rate is computed following a Newton-Raphson process

Plastic strain rate:

Stress and stress rate:

Polarizations for the next iteration:

67

( ) ( ) ( )e p∇ =∇ +∇ +∇v x V v x v x

( ), ,( ) 1 2 ( ) ( )ij i j j iv vε = +x x x

( )1

1d( ) ( ) ( )d

e e ei i i ie

+

⎡ ⎤= − ⎢ ⎥

⎣ ⎦

Fε x ε x F ε xε

( ) ( ) ( )p e= −ε x ε x ε x ( )1( ) ( ) ( )3

p p ptrace= −ε x ε x ε x

( ) ( ) : ( )e e=σ x C x ε x ( ) ( ( )) : ( )p p=σ x C σ x ε x

0( ) ( ) : ( )e e e= −φ x σ x C ε x

0( ) ( ) : ( )p p p= −φ x σ x C ε x

( )( ) ( ) ( ) ( )e e p= + − =F ε x ε x ε x ε x 0

4 4 4d d dd d d : d :

d d d d d d

e p pp ete e e e t= + = + = +

ε ε εF σ σI I M I Cε ε ε σ σ ε

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Materials Process Design and Control LaboratoryCornell University

Algorithm-Basic FormulationBasic formulation: based on the exact expression of Green function for linear elastic, homogeneous reference material.

For each time step, the iterative algorithm can be:(1) At the beginning of the 1st iteration, give an initial guess to the total velocity gradient:

. Then compute initial elastic and plastic strain rates, and , as well as stress and stress rate , using elasto-plastic constitutive relations.

(2) Compute the elastic and plastic polarization fields, and , for the ith iteration. (3) Transform the polarization fields to Fourier space via FFT:

(4) Compute velocity gradient fluctuations in the Fourier space at the (i+1)th iteration:

(5) Transform velocity gradient fluctuations back to the real space through inverse FFT:

(6) Compute strain rate, strain, and stress fields using updated velocity gradient.

(7) Check the convergence

If not converged, repeat steps (2) to (7).

01 ( ) ( )n n+ ∇ = ∇v x v x

( )i eφ x

( )ˆ ( ) ( )i e i eFFT=φ ξ φ x

( )1 11 1

ˆˆ ˆˆ( ) ( ) : ( ) ; 0, and ( ) 0i e e i e i en nsym+ ++ +∇ = ∀ ≠ ∇ =v ξ Γ ξ φ ξ ξ v 0

( )1 1 11 1

ˆ( ) ( )i e i en nFFT+ − ++ +∇ = ∇v x v ξ

1/2 1/22 21 1

11

ˆdiv( ) ( )e=

ˆ ( )

i i

ii

+ +

++=

σ ξ σ ξ

σ 0σ

i1

1

e- ee

i i

iδ+

+= Equilibrium error

68

01 ( )e

n+ ε x01 ( )p

n+ ε x01 ( )n+ σ x

01 ( )n+ σ x

( )i pφ x

( )ˆ ( ) ( )i p i pFFT=φ ξ φ x

( )1 11 1

ˆˆ ˆˆ( ) ( ) : ( ) ; 0, and ( ) 0i p p i p i pn nsym+ ++ +∇ = ∀ ≠ ∇ =v ξ Γ ξ φ ξ ξ v 0

( )1 1 11 1

ˆ( ) ( )i p i pn nFFT+ − ++ +∇ = ∇v x v ξ

(H. Moulinec and P. Suquet, 1998)

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Materials Process Design and Control LaboratoryCornell University

Microstructure Representation and Discretization

The input to the CPFFT simulator is pixelized image with orientation parameters associated with each pixel (or voxel for 3D).Regular grids with N1xN2 (for 2D) pixels or N1xN2xN3 (for 3D) voxels are the discretization of the image (bitmap image).The ith coordinate component of real points (pixel or voxel) in real space:

The ith coordinate component of frequency points in Fourier space:

0, ,2 , ,( 1)i i ii i

i i i

L L Lx NN N N

= −… iL : length of the microstructure in the ith direction

iN : Number of points in the ith direction

1 , 1, ,2

n ii i

i

N n n NL

ξ ⎛ ⎞= − + =⎜ ⎟⎝ ⎠

… 1 1 , 1, ,2

n ii i

i

N n n NL

ξ +⎛ ⎞= − + =⎜ ⎟⎝ ⎠

…Ni: even Ni: odd

In order to take advantage of FFT, the point number in each direction should be taken to be the integer power of 2.

PT1: coord(1), coord(2), coord(3), orient(1), orient(2), orient(3)PT2: coord(1), coord(2), coord(3), orient(1), orient(2), orient(3)...

Input format

69

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Materials Process Design and Control LaboratoryCornell University

Geometric and Crystallographic Texture Evolution

The material grid in the real space should be updated after deformation through:

The computational grid after deformation should stay regular:

For convenience, the deformed material grid is usually approximately assumed to be coincident with the regular computation grid (single-grid simplification):

The grain orientation is rotated according to the total spin tensor:

( )( ) ( ) dp p p p p t= + ⋅ +x X X L X v X

( )( ) dc c ct= +x X I L X

( ) ( ) ( ) dslip t⎡ ⎤= + −⎣ ⎦ω x Ω ω x ω x1

( ) ( ) ( ),sN

slip α α

α

γ=

=∑ω x β x x 0( ) ( )antisymα α=β x S

p c=x x

70

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Materials Process Design and Control LaboratoryCornell University

Plane Strain ExampleExample: A FCC aluminum microstructure containing 64 grains (with random orientation) discretized by 16x16x16 voxels for CPFFT and 16x16x16 elements for CPFEM. Random initial texture.Elastic constants: C11=110GPa, C12=59GPa, and C44=26GPa.

Material parameters:Applied velocity gradient: plane strain:

110< > 111< >

Y

X

Y

X

0 1 0 1 047, 86, 550, 16, 1τ τ θ θ γ= = = = =

3

0 0 010 0 1 0

0 0 1

⎡ ⎤⎢ ⎥= ∇ = × ⎢ ⎥⎢ ⎥−⎣ ⎦

L V

71

1

01

( ) : ( )( ) ( )( ) ( )

s

nN

ps g g

αα α

α αα

γ

=

⎛ ⎞⊗ ⎜ ⎟=⎜ ⎟⎝ ⎠

∑m x σ xm x m xM

x x

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Materials Process Design and Control LaboratoryCornell University

Micromechanical ResponseStrain, plastic strain, stress fields, and texture (single grid):

CVPFFT CEPFFT CPFEM

strain

plastic strain

stress

72

110< > 111< >

Y

X

Y

X

110< > 111< >

Y

X

Y

X

110< > 111< >

Y

X

Y

Xtexture

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Materials Process Design and Control LaboratoryCornell University

8x8x816x16x1632x32x3264x64x64

Homogenized Mechanical Response

1

1

e- ee

i i

iδ+

+=

1/2 1/22 21 1

11

ˆdiv( ) ( )e=

ˆ ( )

i i

ii

+ +

++=

σ ξ σ ξ

σ 0σ

i

73

Pixelnumber per side

Equilibrium error

8 1.339737e-03

16 6.971389e-04

32 3.562514e-04

64 1.789642e-04

CEPFFTCPFEM

Elasto-plastic response

CEPFFTCVPFFTCPFEM

effective stress – strain curve of the microstructure

Error analysis

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Materials Process Design and Control LaboratoryCornell University

Convergence with ResolutionAn example of the same microstructure discretized by 32x32x32 voxels is also conducted to show the convergence with finer gird.

CEPFFT-16PCEPFFT-32P

CEPFFT-16P

110< > 111< >

Y

X

Y

X

CEPFFT-32P

110< > 111< >

Y

X

Y

X

74

CEPFFT-16P

CEPFFT-32P

Total strain Plastic strain Stress

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Materials Process Design and Control LaboratoryCornell University

Multigrid Strategy

The strain related fields are computed through FFT on computation grid. The stress related fields are updated according constitutive model on material grids.

Material Grid

Real velocity grad

Real stress

Real polarization

Computation Grid

Real polarization

FFT polarization

FFT velocity grad

Real velocity grad

Constitutive model

FFT

Green operator

invFFT

, ,1( ) ( ) ( )A a a

i j p p i j cav N v

==∑x x x

1

1( ) ( ) ( )( )

K k a k kij c p p ij pk

c

m Nm

φ φ=

= ∑x x xx

Real strain rate

75

(N. Lahellec, J.C. Michel, H. Moulinec and P. Suquet, 2001)

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Materials Process Design and Control LaboratoryCornell University

Mechanical Response and TextureEffective stress-strain response and orientation distribution predicted by CEPFFT.

Single-grid

1 1 0< > 1 1 1< >

Y

X

Y

X

Multi-grid

1 1 0< > 1 1 1< >

Y

X

Y

XSingle-gridMulti-grid

76

Total strain Plastic strain stress

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Materials Process Design and Control LaboratoryCornell University

A Fatigue Example

Stress – strain response in the z-direction under cyclic loading.

77

CEPFFTCPFEM

The same IN100 superalloy as used in the FIPs study.

1 21 1

1 21 2( ) ( )

s

n nN

pt

gn nD D D D

α α α α αλ λ λ λ λα α

α α α αα λ λ λ λ

τ χ τ χγ γ

− −⎡ ⎤− − −⎢ ⎥= ⊗ +⎢ ⎥⎣ ⎦

∑M m x m x

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Materials Process Design and Control LaboratoryCornell University

The distribution of FIPs among grains. maxP means the maximum FIP of an individual grain and aveP means the average value of the FIP in a grain.

Distribution of Grain Level FIPs

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(a) CEPFFT, 16x16x16 voxels

(d) CPFEM, 16x16x16 elements

(b) CEPFFT, 32x32x32 voxels

The FIPs predicted by CEPFFT are more spread than

CPFEM.

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Materials Process Design and Control LaboratoryCornell University

Contour plots of FIPs over the microstructure.

CEPFFT 16P

CPFEM 16E

CEPFFT 32P

Fields of FIPs

Pcyc PFS Pmps79

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Materials Process Design and Control LaboratoryCornell University

Com

puta

tion

time

(s)

1

10

100

1000

10000

100000

Computation EfficiencyFatigue: 1 complete loop, δ<10-4

Com

puta

tion

time

(s)

1‐Processor, CEPFFT, 16x16x16‐Pixel

60‐Processors, CEPFFT, 16x16x16‐Pixel

1‐Processor, CEPFFT,32x32x32Pixel

240‐Processor,CEPFFT, 32x32x32Pixel

1‐Processor, CPFEM,16x16x16Element

240‐Processor,CPFEM,16x16x16Element

164 5 1309 17 12687 154

554 16 4385 57 29026 348

80

1

10

100

1000

10000

100000

Plane strain: Strain=0.1, δ<10-4

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Materials Process Design and Control LaboratoryCornell University

Outline

Introduction and motivation

Uncertainty quantification at a single material point

Investigating mechanical response variability of single-phase

polycrystalline microstructures

Investigating variability of fatigue indicator parameters of two-

phase nickel-based superalloy microstructures

Uncertainty quantification of multiscale deformation process

An efficient image-based method for modeling the elasto-viscoplastic

behavior of realistic polycrystalline microstructures

Conclusion and future research

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Materials Process Design and Control LaboratoryCornell University

Conclusion

Model reduction tools are developed to build the stochastic input based on a given dataset of random microstructures.

Physics-based deterministic simulators are developed to evaluate material properties/responses according to underlying microstructures.

Variability of material properties/responses induced by microstructure variation is studied. The uncertainty quantification is performed for microstructures at a single material point and for an entire workpiece, respectively.

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Materials Process Design and Control LaboratoryCornell University

Multiscale Modeling of Superalloy Systems

Initial and boundary conditions (e.g. Die shape)

Topology Particle size/volume fractionMacroscale uncertainties Mesoscale uncertainties Microscale uncertainties

Two-phase features

Dislocation configuration

Location-specific microstructures Particle shape

Orientation

Process parameters:• Temperature• Strain rate• etc. Parameters: APB energy, etc.Model Parameters: CRSS, etc.

Grain structure Dislocation and precipitatesWorkpiece

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Materials Process Design and Control LaboratoryCornell University

Discrete Dislocation Dynamics in Superalloysrm=200b, APB energy density=200 mJ/m2, volume fraction =10%.

(a) (b)

Orowan loop

Orowan island

Dislocations in the nickel-base supperalloy containing large particles. (a) Simulated dislocation configuration interacting with precipitates having large radius (200b) in current 3D DD

framework. (b) Simulated dislocation configuration in 2D DD framework (Mohles, 2004).

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Future focus: massive dislocation dynamics in precipitation hardened alloys. Multiscale linking.

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Materials Process Design and Control LaboratoryCornell University

Uncertainty Quantification with Realistic Polycrystalline Microstructures

Introduce realistic polycrystalline microstructures into uncertainty quantification.Provide more reliable prediction to material properties. Account for higher order spatial correlation of the microstructure.Efficient physics-based deterministic solver: CEPFFT.Stochastic microstructure input:

Pixelized models• Dimensionality depends on resolution• Need preprocessing on input data• Sampling of new samples

Statistical features• Physical constraints• Microstructure reconstruction

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Materials Process Design and Control LaboratoryCornell University

A Preliminary ExampleGrain size distribution: Lognormal distribution.

Mean grain size (diameter) = 0.1457Standard deviation = 0.0437Grain number = 60Assume spherical/round grains

Random crystallographic texture generation.

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110 111

Random deformation

process

110 111 110 111

1 2 3

1 0 0 0 1 0 0 1 00 1 0 1 0 0 1 0 00 0 0 0 0 0 0 0 0

α α α⎡ ⎤ ⎡ ⎤ ⎡ ⎤⎢ ⎥ ⎢ ⎥ ⎢ ⎥= − + + −⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎢ ⎥ ⎢ ⎥ ⎢ ⎥⎣ ⎦ ⎣ ⎦ ⎣ ⎦

L

( )1 2 3, , ~ U 0.001,0.001α α α −

t=300s

500 samples

32x32 pixels

Deterministic solver: CEPFFT

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Materials Process Design and Control LaboratoryCornell University

Mixture of PPCAThe mixture of PPCA (MoPPCA) is a combination of local PPCAs for the data that is approximately piece-wise linear. Two steps (the two steps are interactive):

A partition of data into classes.Fitting local PPCA models within each class.

The overall model distribution:Local PPCA model: The data y is generated by a linear combination of latent variables z:

An iterative EM algorithm can be designed to find the optimization of all model parameters:

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1( ) ( | )

M

jj

p p jπ=

=∑y y

• Generation of new sample requires the random choice of a local model according to , followed by sampling as in single PPCA. jπ

y

= + +y Wz μ ε~ ( , )Nz 0 I 2~ ( , )N σε 0 I: mean of the data model

2, , ,j j j jπ σμ W

• Two ways to generate new data samples in PPCA:Generate from the marginal distribution of data y directly:

Generate from both the distribution of latent variable z and noise :

• Determination of intrinsic dimension: Maximum likelihood estimation.

( ) ( | , )ML MLp N=y y μ C

( ) ( | , )p N=z z 0 I

Sampling from high-dimensional data space

Sampling from low-dimensional latent space2( ) ( , )MLp N σ=ε 0 I

μ

ε

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Materials Process Design and Control LaboratoryCornell University

Variability of Mechanical Responses

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Strain mean

Strain STD

Stress mean

Stress STD

Sampling from latent space

Sampling from data space

HighLow

Equivalent stress-strain response with error bars.

The number of PPCA components is chosen to be 3.

The ML estimation of the dimension of the latent space is 3 .

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Materials Process Design and Control LaboratoryCornell University

Advanced Methodology, Property Prediction & Material Design

Stochastic Multiscale Analysis (Training):

A new set of structural and process information

Database obtained through analysis process

Distributions of properties of interest

Model reduction and classification Probabilistic Prediction

Bayesian inference, Regression, interpolation

PCA, Manifold learning, SVM, x-mean

Desired properties and initial information

Database obtained through analysis process

Proposed process strategy,microstructure

classification Design and feedback

Bayesian regression, interpolation, optimization.

PCA, Manifold learning, SVM, x-mean

Design (Optimizing):

Stochastic multiscale solver (SPDEs)

Parameters(si,θi,γi)

Compute material response/propertiesReduce input

complexity

Material ProcessingInitial Structures Property Variability

Model reduction techniques

Crystal plasticity

Dislocation dynamics

Molecular dynamics

89

Prediction:

SPDE solver: Bayesian regression, HDMR+ASGC.

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Materials Process Design and Control LaboratoryCornell University

PublicationsZheng Li, Bin Wen and N. Zabaras, "Computing mechanical response variability of polycrystalline microstructures through dimensionality reduction techniques", Computational Materials Science, Vol. 49, Issue 3, pp. 568-581, 2010.

Bin Wen, Zheng Li and N. Zabaras, "Thermal response variability of random polycrystalline microstructures", Communications in Computational Physics, Vol. 10, No. 3, pp. 607-634, 2011.

Bin Wen and N. Zabaras, "Investigating Variability of Fatigue Indicator Parameters of Two-phase Nickel-based Superalloy Microstructures", Computational Materials Science, 51 (1), pp. 455-481, 2012.

Bin Wen and N. Zabaras, "A Multiscale Approach for Model Reduction of Random Microstructures", Computational Materials Science, Vol. 63, pp. 269-285, 2012.

Bin Wen and N. Zabaras, "An image-based method for modeling the elasto-viscoplastic behavior of polycrystalline microstructures using the Fast Fourier Transform", Int Journal of Plasticity, under review.

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Materials Process Design and Control LaboratoryCornell University

Conference PresentationsBin Wen and Nicholas Zabaras, "Grain-size effect in 3D polycrystalline microstructure including texture evolution", 10th U.S. National Congress in Computational Mechanics, Columbus, OH, July 16-19, 2009.Bin Wen and Nicholas Zabaras, "Stochastic Multiscale Modeling of Two-Phase Superalloys for the Design of Engine Disks", NSF-CMMI, 2011 NSF Engineering Research and Innovation Conference, Atlanta, GA, January 4-7, 2011.Nicholas Zabaras and Bin Wen, "On the design of polycrystalline materials with an integration of multiscale modeling and statistical learning", NSF-CMMI, 2011 NSF Engineering Research and Innovation Conference, Atlanta, GA, January 4-7, 2011.Bin Wen and Nicholas Zabaras, "Uncertainty Quantification in Multiscale Deformation Processes", the 11th U.S. National Congress on Computational Mechanics, Minneapolis, MN, July 25-29, 2011.Bin Wen and Nicholas Zabaras, "Computing fatigue properties of polycrystalline Ni-based superalloy microstructures using an image-based computational approach", 1st International Conference on 3D Materials Science, Seven Springs Mountain Resort, Seven Springs, Pennsylvania, July 8-12, 2012.Nicholas Zabaras and Bin Wen, "Model Reduction and Reconstruction of Realistic Microstructures for Computing Property Variability", 1st International Conference on 3D Materials Science, Seven Springs Mountain Resort, Seven Springs, Pennsylvania, July 8-12, 2012.

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Materials Process Design and Control LaboratoryCornell University

Acknowledgement

Special Committee:Prof. Nicholas Zabaras, MAE, Cornell UniversityProf. Christopher Earls, CEE, Cornell UniversityProf. Derek Warner, CEE, Cornell University

Funding Sources:Air Force of Scientific Research (AFOSR)National Science Foundation (NSF)Office of Naval Research (ONR)Sibley School of Mechanical & Aerospace Engineering

Materials Process Design and Control Laboratory

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Materials Process Design and Control LaboratoryCornell University

Thank you very much!