stoltzfus famine 11 17 2011.ppt - cornell university€¦ · ¾severe drought in maharashtra state,...

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1 Famine, Conflict & Disasters: The roles of food aid & nutrition Rebecca Stoltzfus, PhD Professor Division of Nutritional Sciences Cornell University November 17, 2011 Famine “the regional failure of food production or distribution systems, leading to sharply increased mortality due to starvation and associated disease" (Cox 1981) Famine “the regional failure of food production or distribution entitlement systems, leading to sharply increased mortality due to starvation and associated disease" (modified according to Sen) Famine “the regional failure of food production or “A person’s actual or operative command, permitted by law or custom, over certain commodities” distribution entitlement systems, leading to sharply increased mortality due to starvation and associated disease" (modified according to Sen) Crocker, after Sen. Pp 21718, reading assigned Sept 8 Famine “the regional failure of food production or “A person’s actual or operative command, permitted by law or custom, over certain commodities” distribution entitlement systems, leading to sharply increased mortality due to starvation and associated disease" (modified according to Sen) Crocker, after Sen. Pp 21718, reading assigned Sept 8 A function of: Endowments/assets (land, labor) Productive possibilities (seeds, technology) Exchange opportunities Legal claims (food stamps, welfare) Socially approved and operative norms Example 1 Irish Potato Famine (184647) Came after years of chronic poverty and annual hunger for the Irish peasantry Completely dependent on the potato; Blight struck in 1846 Peasants had neither food nor money and no means of obtaining either Despite this: Substantial exports of wheat, barley, oats, and oatmeal to England continued undiminished, along with shiploads of cattle, pigs, eggs, and butter Peasants who produced wheat, oats, or barley sold produce to pay rent landlords who demanded rent under the threats of eviction Death toll: 23 million

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Page 1: Stoltzfus Famine 11 17 2011.ppt - Cornell University€¦ · ¾Severe drought in Maharashtra state, India in 1973 ¾5 million temporary jobs created 70% ↓ in foodproduction, but

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Famine, Conflict & Disasters:The roles of food aid & nutrition

Rebecca Stoltzfus, PhDProfessor

Division of Nutritional SciencesCornell UniversityNovember 17, 2011

Famine“the regional failure of food production or distribution systems, leading to sharply increased mortality due to starvation and associated disease" (Cox 1981)

Famine“the regional failure of food production or distribution  entitlementsystems, leading to sharply increased mortality due to starvation and associated disease" (modified according to Sen)

Famine“the regional failure of food production or 

“A person’s actual or operative command, 

permitted by law or custom, over 

certain commodities”

distribution  entitlementsystems, leading to sharply increased mortality due to starvation and associated disease" (modified according to Sen)

Crocker, after Sen.  Pp 217‐18, reading assigned Sept 8

Famine“the regional failure of food production or 

“A person’s actual or operative command, 

permitted by law or custom, over 

certain commodities”

distribution  entitlementsystems, leading to sharply increased mortality due to starvation and associated disease" (modified according to Sen)

Crocker, after Sen.  Pp 217‐18, reading assigned Sept 8

A function of:• Endowments/assets (land, labor)• Productive possibilities (seeds, technology)• Exchange opportunities• Legal claims (food stamps, welfare)• Socially approved and operative norms

Example 1Irish Potato Famine (1846‐47)

• Came after years of chronic poverty and annual hunger for the Irish peasantry

• Completely dependent on the potato; Blight struck in 1846

• Peasants had neither food nor money and no means of yobtaining either

• Despite this:– Substantial exports of  wheat, barley, oats, and oatmeal to England 

continued undiminished, along with shiploads of cattle, pigs, eggs, and butter

– Peasants who produced wheat, oats, or barley sold produce to pay rent landlords who demanded rent under the threats of eviction 

Death toll:  2‐3 million

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Summary points: understanding famines

• Pay attention to the working of the entire economy and society

• Usually not a simple decrease in food supply

• Famines rarely affect > 5‐10 % of national population

• Local phenomena shape the storyLocal phenomena shape the story

• National averages usually not usefulN

HVulnerability

ContextPolicies

Institutions

Processes

NS

FP

The PoorShocks

Seasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

N

HVulnerability

Context

Famine begins here

Policies

Institutions

Processes

NS

FP

The PoorShocks

Seasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

N

HVulnerability

Context

Famine begins here,And is enabled or disabled here

Policies

Institutions

Processes

NS

FP

The PoorShocks

Seasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

N

HVulnerability

Context

Famine begins here,And is enabled or disabled here Leading to:

Policies

Institutions

Processes

NS

FP

The PoorShocks

Seasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

Vulnerability = Hazard (risk) ‐ Coping ability

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Vulnerability = Hazard (risk) ‐ Coping ability

(opposite:  Resilience)

Stages of Household Entitlement to Food

Food Insecurity

Vulnerability = Hazard (risk) ‐ Coping ability

(opposite:  Resilience)

Stages of Household Entitlement to Food

Coping Mechanisms

Food Insecurity•Reversible Coping•Preserving Assets

Vulnerability = Hazard (risk) ‐ Coping ability

(opposite:  Resilience)

•Reduced Intake

Stages of Household Entitlement to Food

Coping Mechanisms

Food Insecurity•Reversible Coping•Preserving Assets

Vulnerability = Hazard (risk) ‐ Coping ability

(opposite:  Resilience)

Food Crisis

•Reduced Intake

•Irreversible Coping

•Sale of Assets

Stages of Household Entitlement to Food

Coping Mechanisms

Food Insecurity•Reversible Coping•Preserving Assets

Vulnerability = Hazard (risk) ‐ Coping ability

(opposite:  Resilience)

Food Crisis

Famine

•Reduced Intake

•Irreversible Coping

•Sale of Assets

•No more Coping

•Migration

•Starvation and death

Stages of Household Entitlement to Food

Coping Mechanisms

Mortality Risk

Food Insecurity•Reversible Coping•Preserving Assets

Vulnerability = Hazard (risk) ‐ Coping ability

(opposite:  Resilience)

Food Crisis

Famine

•Reduced Intake

•Irreversible Coping

•Sale of Assets

•No more Coping

•Migration

•Starvation and death

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N

HVulnerability

Context

Famine begins here,And is enabled or disabled here

Coping strategies are adjustments in livelihood strategies intended to prevent worse livelihood outcomes

Policies

Institutions

Processes

NS

FP

The PoorShocks

Seasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

Coping Strategies – Zimbabwe Dec 2002

CONSUMPTION STRATEGIES % INCOME STRATEGIES %

Regularly reduce # of meals per day 86 Sell all poultry 11

Regularly limit size of portions 86 Sell all goats 8

Borrow food 57 Sell breeding and draft power cattle 6

Skip whole days without eating 49 Sell land, or gave up rights to land 1

F d f l ti f i d 28Food from relatives or friends 28

Purchase food on credit 21

EXPENDITURE STRATEGIES % MIGRATION STRATEGIES %

Reduce expenditure on health care 42 Take children out of school 18

Reduce expenditure on education 39 Forced to migrate - work for food 12

Reduce expenditure on beer 34 Thinking of perm.t migration? 9

Send children to friends/relatives 7

• Normal social behavior gradually disappears, including personal pride and sense of family ties.

• Replaced by struggle for personal survival (division of families).

• Increasing disintegration of social structure

Social consequences of famine

Increasing disintegration of social structure, lawlessness – Hoarding and related pathologies (smuggling, black market profiteering, crime)

• Out‐migration increases.

Extreme examples of coping behavior

N

HVulnerability

Context

Famine begins here,And is enabled or disabled here

Coping strategies are adjustments in livelihood strategies intended to prevent worse livelihood outcomes

Policies

Institutions

Processes

NS

FP

The PoorShocks

Seasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

Like livelihood strategies, coping strategies depend on the asset base, context, and P,I,P

Famine prevention“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

Famine prevention

• Public health infrastructure to prevent widespread debilitation

• Social protection to reduce vulnerability of poor

“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

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Famine prevention

• Public health infrastructure to prevent widespread debilitation

• Social protection to reduce vulnerability of poor

“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

• Public action for famine relief usually constitutes <3% of GDP

Famine prevention

• Public health infrastructure to prevent widespread debilitation

• Social protection to reduce vulnerability of poor

Severe drought in Maharashtra state, India in 19735 million temporary jobs created70% ↓ in food production, but no significant increase in mortality or

“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

• Public action for famine relief usually constitutes <3% of GDP

significant increase in mortality or food production.

Famine prevention

• Public health infrastructure to prevent widespread debilitation

• Social protection to reduce vulnerability of poor

Severe drought in Maharashtra state, India in 19735 million temporary jobs created70% ↓ in food production, but no significant increase in mortality or

“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

• Public action for famine relief usually constitutes <3% of GDP

• Role of social distance between governors and governed

significant increase in mortality or food production.

Famine prevention

• Public health infrastructure to prevent widespread debilitation

• Social protection to reduce vulnerability of poor

Severe drought in Maharashtra state, India in 19735 million temporary jobs created70% ↓ in food production, but no significant increase in mortality or

“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

• Public action for famine relief usually constitutes <3% of GDP

• Role of social distance between governors and governed

significant increase in mortality or food production.

Irish famine:  governors continues to export high quality food to Ireland, despite massive malnutrition and deathTanzania during recent food crisis:  Pres. Kikwete banned lucrative food exports to preserve domestic food supply

Famine prevention

• Public health infrastructure to prevent widespread debilitation

• Social protection to reduce vulnerability of poor

Severe drought in Maharashtra state, India in 19735 million temporary jobs created70% ↓ in food production, but no significant increase in mortality or

“Famines are, in fact, so easy to prevent that it is amazing that they are allowed to occur at all. (p 175)”

• Public action for famine relief usually constitutes <3% of GDP

• Role of social distance between governors and governed

significant increase in mortality or food production.

Irish famine:  governors continues to export high quality food to Ireland, despite massive malnutrition and deathTanzania during recent food crisis:  Pres. Kikwete banned lucrative food exports to preserve domestic food supply

“There has never been a famine in a functioning multiparty democracy. (p 178)”

A Sen.  Development as Freedom. 1999.

Vulnerability

Context

Famines are prevented by:

H

Policies

Institutions

Processes

ShocksSeasonality

TrendsChanges

influenceLivelihood

StrategiesLivelihood

Outcomes

Sustainable Livelihoods Framework

Prevent shocks

Increase livelihood assets of the poor (social protection)

Strengthen pro‐poor P,I,P (including democracy)

S

FP

The Poor

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FAO.  The State of Food and Agriculture 2006.

What is food aid? Two definitions:

“The international sourcing of concessional resources in the form of or for the provision of food.”  (Barrett and Maxwell, 2005)

“ f f“All food supported interventions aimed at improving the food security of poor people in the short and long term, whether funded via international, national public and [sic] private resources.”  (von Braun, 2003)

This definition currently in use in FAO publications, including the following slide.

FAO.  The State of Food and Agriculture 2006.

ate of Foo

d and Agriculture 200

6.

• Programme:  transferred government to government (declining)– May be monetized (sold to convert to cash)

• Project:  government to project or NGO (growing)– Usually targeted to specific beneficiaries– E.g. food‐for‐work, maternal‐child nutrition, etc.

• Emergency:  Targeted to food insecure populations in times of crisis

FAO.  The Sta

Conflict

Conflict‐affected countries, 2008

Source:  Ratnayake et al., 2008.  The many victims of war:  indirect conflict deathshttp://www.cedat.be/sites/default/files/ID%20238%20‐%20The%20many%20victims%20of%20war.pdf

Armed conflict

KilledInjuredDisabled

AbusedMental damage

Impact of armed conflict on health

Primary consequencesSecondary consequencesImpact on individuals

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Armed conflict Damage

agricultureFood 

shortage

KilledInjuredDisabled

AbusedMental damage

Malnutrition

Impact of armed conflict on health

Malnutrition starvation

Primary consequencesSecondary consequencesImpact on individuals

Armed conflict Damage

agriculture

Mass pop.displacement

Food shortage

Lack clean water,Sanitation, shelter

Low

KilledInjuredDisabled

AbusedMental damage

Malnutrition

Impact of armed conflict on health

Low immunizationcoverage

Malnutrition starvation

Increase infectiousdisease

Primary consequencesSecondary consequencesImpact on individuals

Armed conflict Damage

agriculture

Mass pop.displacement

Damage Healthcare

Food shortage

Lack clean water,Sanitation, shelter

Low

KilledInjuredDisabled

AbusedMental damage

Malnutrition

Impact of armed conflict on health

Healthcareinfrastructure

Low immunizationcoverage

Low access to health care

Malnutrition starvation

Increase infectiousdisease

Primary consequencesSecondary consequencesImpact on individuals

(Guha‐Sapir & van Panhouis, 2002)

Armed conflict Damage

agriculture

Mass pop.displacement

Damage Healthcare

Food shortage

Lack clean water,Sanitation, shelter

Low

KilledInjuredDisabled

AbusedMental damage

Malnutrition

Impact of armed conflict on health

Healthcareinfrastructure

DecreasedHealthexpenditure

Low immunizationcoverage

Low access to health care

Lack of resources

Malnutrition starvation

Increase infectiousdisease

Primary consequencesSecondary consequencesImpact on individuals

(Guha‐Sapir & van Panhouis, 2002)

D R Congo:  Africa’s World War

• The deadliest global conflict since WWII

• Estimated 6 million deaths

– Exceeds sum of Darfur, Iraq, Afghanistan, Bosnia & Rwanda

• Hundreds of thousands of women systematically raped as a fweapon of war

• Annual growth rate of GDP lowest in Africa:  ‐6.3%

• Tremendous agricultural potential:  most rainfall in Africa

• Enormous mineral wealth:  The Natural Resource Trap

• Half of the difference in the projected gap for MDG 1 is DRC.

Sources: Pinstrup‐Andersen  & Watson, forthcoming.BBC Country Profile:  http://news.bbc.co.uk/2/hi/africa/country_profiles/1076399.stm

Change in millions of hungry peopleSub‐Saharan African countries 1991‐2005

DR Congo

20

25

30

35

Hun

gry Pe

ople

Tanzania

Ethiop

ia

Nigeria

Ghana

‐10

‐5

0

5

10

15

DR Congo Tanzania Kenya Madagascar Burundi Zambia Eritrea Uganda Zimbabwe Liberia Niger Sierra Leone Senegal Rwanda Cote d'Ivoire Togo Central Afr Guinea Gambia Botswana Chad Benin Swaziland Lesotho Mali Mauritius Gabon Namibia Mauritania Burkina Faso Angola Congo, Rep Cameroon Malawi Mozambique Sudan Ethiopia Nigeria Ghana

Chan

ge in

 Millions of H

Countries Ordered by Change

Pinstrup‐Andersen  & Watson, forthcoming

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“In fact, the remainder of SSA was within 2 percentage points of being on target to accomplish the MDG before the food price swings of 2007‐08.”

Excluding DRC, the increasing trend in undernourishment for SSA disappears!

“In fact, the remainder of SSA was within 2 percentage points of being on target to accomplish the MDG before the food price swings of 2007‐08.”

Pinstrup‐Andersen  & Watson, forthcoming

DisasterDisaster:  An occurrence disrupting the normal conditions of existence and causing a level of suffering that exceeds the capacity of adjustment of the affected community. (WHO, 2002)

Source:  Annual Disaster Statistical Review, 2010

Complex emergency

Is “a humanitarian crisis in a country, region or society where there is total or considerable breakdown of authority resulting from internal or external conflict and which requires an international response that goes beyond the mandate or capacity of any singlegoes beyond the mandate or capacity of any single agency and/ or the ongoing United Nations country program.” 

(IASC, December 1994)

Famine, Conflict and Disasters all create refugees

Extreme vulnerability

Livelihoods have failed completely

http://www.msf.org/msfinternational/invoke.cfm?objectid=70CA93B0‐15C5‐F00A‐25E237881F4EFC88&component=toolkit.article&method=full_html

All forms of public health support critical—including nutritionDisease controlWater & sanitationMental healthNutrition

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Source:  2008 Global Trends.  UNHCR

Most refugees are hosted by poor countries Children in refugee situations are very vulnerable

Guha‐Sapir & Gomez, March 2006CRED Briefing note.  Refugees and emergency thresholds in 2005.  A data review of field surveys in 2005 from CE‐DAT

GAM=Global Acute Malnutrition=Wasting=WHZ<‐2

GAM is only used in disaster contexts. (I don’t know why they came up with this acronym.)

SAM = Severe Acute Malnutrition = WHZ <‐3 or MUAC < 11 cm or bilateral edema

Nutrition in Emergencies:  Basic Principles

• Coordination amongst actors

• Context‐specific

• Food basket based on providing 2100 kcal per person / day– This figure can be refined based on pop’n

Ti l di t ib ti

WHO, 2004

• Timely distribution– Critical to prevent need for more intensive 

support

• A standard food ration (non‐preferential)– Attention to biologically vulnerable groups

• Community participation

• Monitoring, adjusting, targeting as situation changes and stabilizes

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