strategic environmental and social assessment (sesa ... · 1.3 the environmental and social impacts...
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PROJECT: AAGGRRIICCUULLTTUURREE PPRROODDUUCCTTIIVVIITTYY AANNDD MMAARRKKEETT EENNHHAANNCCEEMMEENNTT
PPRROOJJEECCTT ((AAPPAAMMEEPP))
COUNTRY: ZAMBIA
STRATEGIC ENVIRONMENTAL AND SOCIAL
ASSESSMENT (SESA)
EXECUTIVE SUMMARY
Task Team Team Leader: Yappy Silungwe, Senior Irrigation Engineer, OSAN.1
Team Members: Jean-Marie Meng-Lihinag, Principal Agricultural Economist,
OSAN.1
Lewis Bangwe, Senior Agriculture Specialist, ZMFO.
Natan Jere, Senior Procurement Officer, ZMFO
Damian Ihedioha, Principal Agro-Industry Specialist, OSAN.1
Owusu M. Agyei, Principal Financial Management Specialist,
SARC/ORPF.2
Bertha Munthali, Nutrition Specialist, Consultant
Sibekile Mtetwa, Environmental Specialist, Consultant
Sector Manager: Ms. Josephine MWANGI, OSAN.1
Resident Representative: Mr. Freddie KWESIGA, ZMFO
Sector Director: Mr. Chiji OJUKWU, OSAN
Regional Director: Mr. Ebrima FAAL, SARC
Peer Reviewers
Mr. Evans NTAGWABIRA, Senior Rural Infrastructure Engineer, OSAN.2
Ms. Nathalie GAHUNGA, Chief Gender Officer, OSAN.3
Mr. Eklou ATTIOGBEVI SOMADO, Principal Agronomist, OSAN.2
Mr. Olagoke OLADAPO, Chief Agricultural Economist, OSAN.3
MINISTRY OF AGRICULTURE
GAFSP: AGRICULTURE PRODUCTIVITY AND
MARKET ENHANCEMENT PROJECT
(APAMEP)
________________________________________
STRATEGIC ENVIRONMENTAL AND SOCIAL
ASSESSMENT
(SESA)
EXECUTIVE SUMMARY
_________________________________________
Zambia APAMEP – SESA Summary Page | 1
Project Title : GAFSP: AGRICULTURE PRODUCTIVITY AND
ENHANCEMENT PROJECT Country : THE GOVERNMENT OF ZAMBIA
Department : OSAN
Division : OSAN.1
Project Number : P-ZM-AA0-009
1.0 INTRODUCTION
1.1 The Government of Zambia has prioritised agriculture among the key sectors that would spur economic growth and reduce poverty. To this effect, a National Agricultural and Cooperative Policy was
enacted in 2004 calling for the development of an efficient, competitive and sustainable agriculture sector
through strengthening farmer organisations and development of infrastructure in high potential agricultural areas. The Government intends to provide support to link farmers and producers to markets
as a sustainable way of reducing poverty by improving their incomes, increasing agricultural production
and sustaining economic growth.
1.2 In line with this policy the Government, with support from the African Development Bank
(AfDB), prepared and submitted a funding proposal to the Global Agriculture and Food Security
Programme (GAFSP). The GAFSP agreed to fund this project whose overall objective is to reduce poverty by ensuring food, income and nutritional security among the smallholder farm households in six
(6) targeted districts. The specific objectives are mainly to (i) increase agricultural production by 30%
among the smallholder farmers; (ii) increase market engagement to 50% of production among smallholder farmers; (iii) enhance institutional capacity of key sector players; and (iv) reduce chronic
malnutrition from 45% to 30% among under-five children in the target area.
1.3 The environmental and social impacts and benefits of the Project have been analyzed through a detailed Strategic Environmental and Social Assessment (SESA) in line with the requirements of the
Zambian environmental regulations and the AfDB’s Environemntal and Social Assement Procedures
(ESAP). This report summarizes the findings of the SESA, the legal and policy frameworks under which the assessments were undertaken, a description of the project environment, an analysis of project
alternatives, an evaluation of potential impacts, and information related to Environmental and Social
Management Plan (ESMP). Separate site specific Environmental and Social Management Plans (ESMP)
will be prepared for each sub-project/cluster during the implementation stage of the Project.
2.0 PROJECT DESCRIPTION AND JUSTIFICATION
2.1 The specific project objective is to improve household income of agriculture, livestock and
fisheries’ farmers by developing rural infrastructure, enhancing the institutional capacity building, and
improving diagnosis, treatment and control of diseases. The Project comprises thress components, (i) Agricultural Production and Productivity, (ii) Value Chain Development and Market Linkages, and (iii)
Institutional Strengthening. The details are indicated in the following paragraphs:
Component 1: Agricultural Production and Productivity. This component has three sub-components:
Sub-component 1.1: Irrigation Development. The proposed investments will entail expansion of
existing irrigation schemes and construction of new irrigation schemes. For the new irrigation schemes in Sinazongwe District, provision has been made for smallholder farmers to venture into aquaculture in the
form of fish-ponds embedded to the tail-end of a canal and cage-culture in Lakes Kariba and Lusiwasi,
close to the irrigation water abstraction points for Buleya Mulima A and B and Siatwinda irrigation schemes.
Sub-component 1.2: Crop Diversification and Intensification. Good Agriculture Practices -
Conservation Farming and Mechanisation: The project intends to scale up the on-going promotion of good agriculture practices like the “multiple-benefit” approaches for sustainable agricultural
Zambia APAMEP – SESA Summary Page | 2
intensification by smallholder farmers. Conservation Farming: For rain fed agriculture, the project will
promote dry-season land preparation using minimum tillage methods, utilizing fixed planting stations (small shallow basins), retention of crop residue from the previous harvest in the field or use of other
mulches or ground covers, and rotation of crops in the field. This will be combined with planting of trees
like Faidherbia albida which will provide mulch and nutrients and reduce the need for chemical
fertilizer. Crop Diversification: The project will diversify crop production in all six targeted districts by promoting production of non-traditional crops like cassava, soya beans, sorghum, and orange sweet
potatoes which have been selected based on tolerance to droughts, low input requirements, marketing
potential, value addition and nutritional value. Crop Intensification: The project has also identified maize, cassava and sorghum for intensification, processing and value addition while groundnuts, cowpeas and
common beans for soil fertility improvement in a maize/legume crop rotation and also for nutritional
purposes. The project will also support seed selection, multiplication and packaging for groundnuts, cowpeas and common beans in order to increase their adoption under conservation farming.
Sub-component 1.3: Livestock Development: In the selected districts the project will target small ruminants and chicken. This will include the provision of low cost solutions to increase income through
the improvement of health, productivity and off-take for local chicken.
Component 2: Value Chain Development and Market Linkages
Sub-component 2.1: Agro-processing Infrastructure Development. Agro-processing Infrastructure Development: The project will facilitate installation of 3 processing plants through a matching grant
(80/20) to District Cooperative Unions (DCUs) for industrial milling and processing of maize and
cassava. These will be placed as follows: (i) maize milling plant Serenje, Gwembe and Kaoma Districts, and (ii) cassava milling plant at Serenje District for flour, starch and chips. Strengthening Agro-dealer
Capacity – The project will support community-based agro-dealers by enabling them to be able to
properly bring agro-inputs and services to smallholder farmers in their local communities. This will
inturn increase access of small scale farmers to agricultural inputs by creating retail outlets in the rural areas.
Sub-component 2.2: Market Linkages. Agro-Market Centre Development: The project will empower Zambia National Farmers Union (ZNFU) to set up Agro-Market Centres at Serenje, Kampiri-Mposhi,
Sinazongwe, Gwembe, Mpika and Masaiti Districts. Market Linkages: The project will strengthen out
grower and market linkages between farmers and existing processors for maize, soya beans, sorghum and cassava (processors and millers). Rural Feeder Roads: Rehabilitation of rural feeder roads will be carried
out in each of the participating Districts (30 km per District) totalling 300 km in order to connect
smallholder farmers to markets and also existing major road networks. Road-side Markets: The project
will identify 20 farmer-initiated roadside market centres and improve them for better trade. The project will provide parking-bay along the road for motorists, shelter with stands and sanitation facilities.
Component 3: Institutional Strengthening
Sub-component 3.1: Capacity Building. The project will train 100 District extension staff as trainers
of trainers in all the targeted districts who will also train 150 front line extension staff in various technologies. These will further train 750 lead farmers and each lead farmer will disseminate the
technologies to 100 farmers thereby achieving a total of 75,000 households being trained. There will be a
deliberate targeting of more than 50% of female headed households. Community Nutrition Education: The project will support nutrition training for the extension staff from MAL and other relevant Ministries
such as Health and Education using the existing facilities at farmer training centre or farm institute.
Support to Farmer Institutions: The project will support the strengthening of the existing 6 primary cooperatives/associations in the target districts which will have the overall responsibility of managing all
the targeted crops throughout the value chain including nutrition education.
Sub-component 3.2: Project Management. This sub-component will address the capacity gaps of
existing staff in the MAL and other related Ministries including the Ministry of Education and Health.
The Project will also support outsourcing extension services from NGOs and private companies.
Zambia APAMEP – SESA Summary Page | 3
Sub-component 3.3: Monitoring and Evaluation. Monitoring and Evaluation (M&E): The Project M&E system will be established to enable the PMU, MAL and key stakeholders track project
implementation using results-based logical framework indicators and targets. Environmental and Social
Management: The Project will undertake all the requisite environmental assessment for sub-projects,
implement the Environmentla and Social Managemetn Plan, and finance all environmental monitoring and mitigation measures. The Project activities will promote climate change adaptation and foster
livelihoods diversification.
The APAMEP will be implemented in Sinazongwe, Gwembe, Chongwe, Rufunsa, Serenje and Chitambo
districts (Figure 1-1)
Figure 1-1 The Districts earmarked for the implementation of the APAMEP.
3. POLICY, LEGAL AND ADMINISTRATIVE FRAMEWORK 3.1 The Zambia Environment Management Agency (ZEMA) has put in place checks to ensure that no new development degrades or destroys the environment in any way. Any developer who undertakes to
carry out a major development is required to carry out sustainable development, thus an EIA is required
before any such development occurs.
3.2 The National Conservation Strategy (NCS) was adopted as a policy document by the
Government of the Republic of Zambia in 1985 which led to the establishment of environmental
legislation and institutional set up in the country. The Environmental Impact Assessment (EIA) process in Zambia is governed by the provisions of the Environmental Protection and Pollution Control Act
(EPPCA) No. 12 of 1990, Statutory Instrument No. 28 of 1997–the Environmental Impact Assessment
Regulations. Under EPPCA, it is mandatory that all development plans, policies and projects undergo a process of environmental impact assessment and the administrative clearance by the Zambia
Environmental Management Agency (ZEMA) in conformity with the provision of the Act. ZEMA is a
statutory body created under an EPPCA in 1992 with the mandate of environmental protection, pollution
control, and monitoring implementation of mitigation measures highlighted in environmental and social
Serenje & Chitambo
Sinazongwe & Gwembe
Chongwe & Rufunsa
Zambia APAMEP – SESA Summary Page | 4
management plans. APAMEP is covered by a Strategic Environmental and Social Assessment (SESA)
which was prepared by the Ministry of Agriculture and Livestock in accordance with the Zambia environmental regulations and the AfDB’s Environmental and Social Assessment Procedures (ESAP).
3.3 The important policies for Agriculture, Livestock and fisheries projects include the Poverty
Reduction Strategy (PRS); Vision 2030; National Agricultural Policy (NAP), 2004-2015; and the Fifth National Development Plan (FNDP), 2006 - 2010. Agriculture and food security are major pillars in these
policies and the APAMEP is set to address the same issue. Zambia is a signatory and party to more than
twenty one international, conventions, treaties and protocols. Of the many treaties, the following are among the most important: i) The convention of biological diversity, ii) The convention on wetlands of
significant importance, iii) The convention concerning the protection of world and natural heritage, and
iv) African convention on conservation of nature and natural resources.
4. DESCRIPTION OF THE PROJECT ENVIRONMENT
4.1 Zambia is a landlocked country in southern Africa, lying to the south of Congo and north of
Zimbabwe, with a total land area of around 752,600 square kilometres. Terrain consists mainly of high plateau with some mountains and hills. Elevation varies from greater than 2300 m in the Mafinga Hills on
the north-east national border, to 329 m in the valley of the Zambezi River. The western part of the
country consists mainly of plateau, typically at 1000–1300 m above sea level. The terrain is more variable in the east. The Muchinga Mountains form a north-east to south-west ridge (up to 1788 m) in the
Central and Northern Provinces. Deep valleys occur along the Luangwa and Zambezi Rivers in south-
eastern Zambia. Topographic depressions also occur in parts of Northern and Luapala Provinces, where many of the low-lying areas are occupied by swamps, of which the largest is the Bangweulu swamp.
4.2 The current SESA study covers the six selected districts. The APAMEP will be implemented in
Sinazongwe, Gwembe, Chongwe, Rufunsa, Serenje and Chitambo districts. The following is a description of the physical, biological and socio-economic environment of the four selected zones:
Topography, 4.3 On a regional scale the major topographic features in the study area are plateaus and valleys. The
plateaus stand at altitudes of 1000 m to 1500 m above sea level (asl) with occasional high ground (1500
to 2000 m) in the northeast of the country consisting of mountains in Nyika and Mbala areas. The plateau
is also covered by large expanses of floodplains in the north (Bangweulu Swamps and chambeshi swamps) . The valleys (500 – 1000 m asl) occur along the Luangwa river to the south of the project area,
and are separated from the plateaus by escarpments.
Topography of Sinazongwe & Gwembe
There are three distinct physiographic regions, the main plateau in the north-west, the Zambezi valley in
the south-east and the escapement zone in between. The escapement zone is deeply dissected and rugged. On the plateau we have flat to gently undulating country with a mean height of 1281m asl. The broad
flow of the Zambezi valley in the study area has a mean height of 686m asl and slopes gently south-
eastwards to the lake..
Topography of Chongwe & Rufunsa Chongwe and Rufunsa lie on the Zambezi – Luangwa watershed. The terrain around Chongwe is
generally flat and gently rolling becoming more rugged eastwards past Rufunsa.
Topography of Serenje & Chitambo The area is situated on the Mkushi – Serenje – Chitambo plateau and straddles the watershed of the Congo and Zambezi rivers. The plateau is relatively flat and undulating and broken occasionally by such
hills as the Ika Hills.
Geology
4.4 General Geology: The complex geology and multiplicity of techno-thermal events in the project districts, reflect Zambia's somewhat unique position effectively sandwiched between the Kasai,
Zimbabwe - Kaapvall and Tanzania cratons. Differential movements between these stable blocks,
together with their buttressing effects, have played an important role in the geological evolution of the
Zambia APAMEP – SESA Summary Page | 5
country. The geology of the country is dominated by crystalline rocks, although a number of sedimentary
sequences also occur.
Geology of Sinazongwe & Gwembe
The districts are partly on the escapement and partly in the Zambezi valley. On the escapement the districts are underlain by the basement which is unconformably overlain by the Muva supergroup. In the
Zambezi valley the above series of rocks are unconformably overlain by a series of sedimentary rocks,
which are overlain by the Madumabisa mudstone and then by the Escarpment Grits –the Karoo Super group. Within the upper Karoo in the Middle Zambezi is a unique occurance of Fossilised tree trunks.
Geology of Chongwe & Rufunsa The area around Chongwe is underlain mainly by the Gneissic and magmatite undifferentiated rock of the
basement complex with a few outcrops of the Muva Super-group (Precambrian) meta-sediments and the
biotitic schists of the Katanga Super group. Extensive alluvium have been deposited along the floors of
the Mwapula river.
Geology of Serenje & Chitambo The area around Serenje is underlain mainly by the Coarsely porphyroblastic biotite granites of the basement complex. The area around Chitambo is also mainly underlain by the coarse porphyroblastic
biotite granites of the basement complex, with the Muva metasediments predominating eastwards.
4.5 Hydrogeology
The hydrogeology of Zambia is influenced by the geology of the country. It can be described in terms of
the five main geological formations:
Table 0-1 Summary of the Hyrogeological Units
MAIN LITHOLOGIES GROUNDWATER OCCURANCE
AVERAGE RANGE OF BOREHOLE DEPTH (m)
AVERAGE RANGE OF SUSTAINABLE BOREHOLE YIELDS (m3/d)
1. The Crystalline Basement Supergroup
Principally in weathered and fractured zones. 10 – 35 thick
40 -50 m 50 - 100
2. The Muva Super-group
Linked to the weathering and fracturing of the rock
40 -60 m 10 – 30 m
3. The Katanga System Linked to the weathering and fracturing of the rock
40 -60 m 10 – 30 m
4. The Karoo System
Saturated sandstone and grits. Generally confined aquifers
50 – 70 m 100 - 300
5. The Alluvial Deposits
Primary porosity and permeability in gravel lenses and sand layers
20 - 70 100 - 5000
Groundwater potential is estimated at 57.5 km3/year. The lack of adequate storage reservoir capacity and
limited groundwater development has undermined this potential. This means that groundwater resources
are a good potential source for the Livestock project.
4.6 Soils
Soils of Sinazongwe & Gwembe In the valley, soils are skeletal and of low fertility. They are sandy when derived from Karoo sandstones,
grey and clayey when derived from Karoo mudstone and shale. All the soils in the escapement are
skeletal. Those overlying schists being characteristically brown micacious. The plateau soils are sandy and gravelly when derived from granitic rocks, but are clayey and micacious and contain numerous
quartz blocks when derived from schists.
Soils of Chongwe & Rufunsa:
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Soils are well conserved where dense vegetation is. In these districts soils are mainly brown to light grey
on the schistose and metasiltstone terrains and sandy to loamy on granite gneiss and quartzite terrain.
Soils of Serenje & Chitambo
Soils are well conserved where dense vegetation is. In these districts soils are mainly brown to light grey
on the schistose and metasiltstone terrains to the north of Serenje township and sandy to loamy on granite gneiss and quartzite terrain.
4.7 Climate The climate in Zambia is characterized by alternating wet (rainy) and dry seasons. The rainy season lasts
from November to March or April. Annual rainfall averages 1010 mm (range 750–1400 mm) and
increases progressively from south to north. Rainfall in Zambia is influenced by the southward movement of the equatorial low pressure belt in the summer months that is linked to the migration of the overhead
sun and the Inter-Tropical Convergence Zone (ITCZ) which is a zone in which the Congo air and
southeast and northeast trade winds converge (Davies, 1971). The mean annual rainfall distribution in
Zambia is characterized by a decrease from north to south that may be attributed to the shorter time the south is influenced by the ITCZ. The coefficient of variation (CV) of annual precipitation currently
ranges from 10 – 20% in the Copperbelt raising to 30% as one moves south.
4.8 Hydrology
General
Zambia has two shared water course systems namely the Congo River Basin in the north and north-eastern part of Zambia, which is shared with eight other riparian states, and the Zambezi River Basin,
which is shared with seven other riparian States. Most of the surface water is within the major rivers of
the Zambezi, Kafue, Luangwa, Luapula and Chambeshi, and lakes of Tanganyika, Bangweulu, Mweru, Mweru-wa-Ntipa, Kariba and Itezhi-tezhi
Sinazongwe & Gwembe Sinazongwe& Gwembe are on the Zambezi side of the watershed and is dissected by numerous rivers
flowing directly into the lake. These include Mwenda, Zhimu, Zongwe, Njongola, Chezya, Nabuguyu,
Lufua and its tributary Lutembo.
Chongwe & Rufunsa
Chongwe and Rufunsa lie on the Zambezi – Luangwa watershed. The tributaries of the Zambezi are
Chongwe, Musangashi, chakwenga and musensenshi. The tributaries of the Luangwa river are Rufunsa, Kaungo, Mupwasha and Mwapula.
Serenje & Chitambo The major rivers are, Lukowashi, kaombe, lusiwasi, Chipendezi which all drain into the Likusashi and
ultimately into the Luangwa. The Luwombwa, Kasanka, Mulembo, Munti, ng’answa, Sasa and lunika
drain into the Luapula river.
4.9 Flora and Fauna
On a national scale the species diversity in Zambia are estimated to be at 7,774 of which microorganisms
constitute 7%, flora 49% and fauna 44% (Chidumayo and Aongola, 1998). Fish biodiversity is highest in Lake Tanganyika which contains 62% of the 409 total fish fauna in the country. Generally, fish diversity
increases from south to north.
ii) Flora
Sinazongwe & Gwembe
The vegetation systems of the Sinazongwe & Gwembe primarily consist of (a)Mopani woodlands with a
high presence of acacia/munga woodlands which form dense to thick bush in the lower parts of the Zambezi valley. Miombo woodlands are prevalent as one moves further away from the Zambezi river.
These vegetation types are major habitat for a plethora of wildlife.
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An assortment of indigenous wild fruit trees such as the masuku, wild figs, marula, baobab and elephant
oranges etc (Appendix 7) augments the indigenous Mopani and Miombo woodlands (Brachystegia speciformis - Julbernardia globiflora dominated forests).
Chongwe & Rufunsa
A variety of vegetation types occur in the Chongwe & Rufunsa districts, but miombo woodland with brachystegia and munondo species is characteristic of the upper plateau areas, whilst the lower Zambezi
valley area is characterised by acacia/munga and Mopani woodlands. Along the fringes of the Zambezi
River is a riparian forest typified by numerous large, shady trees such as jackalberry, mahogany and winterthorn.
Serenje & Chitambo The districts are characterised by diverse vegetation species of different densities. Where farmland is
predominant, indigenous vegetation is confined to the less easily cultivated areas, but has in places
survived in grazing land.
iii) Fauna
Sinazongwe & Gwembe
There are large mammal populations in Sinazongwe & Gwembe although mammals have significantly declined. A number of species (Elephants, Eland) that used to occur in large numbers in these districts are
disappearing or either moving away to safer areas because of habitat loss, human encroachment and
excessive hunting. However, this does not mean that the area is devoid of mammal species. (Sheppe and Osborne, 1971).
There are more than 69 known species of reptiles in the districts, but only one order Anura, and 27
known species of Amphibians. Except for the species belonging to the order Squamata, nearly all reptiles are aquatic. Large species of the reptiles are the Nile crocodile (Cocodilusniloticus), Savanna monitor
(Veranusexnthematicus), Python (Python sebae) and Pelusois sp. The species of amphibians worth noting
include Bufo sp., Xenopus sp., and Pyxicephalus sp.
Chongwe & Rufunsa
Large mammals in the Zambezi Valley area especially in National Parks include elephant, buffalo, kudu,
klipspringer, impala, waterbuck, bushbuck, Burchell's zebra, warthog and bushpig. Carnivores such as lion, leopard, caracal, serval, spotted hyaena and African wild cat are sometimes seen in the area.
Other species include chacma baboon, samango and vervet monkeys, white-tailed and water mongooses, thick-tailed bushbabies and lesser bushbabies. The Zambezi River abounds with numerous large hippo
herds and crocodiles are a common sight.
Several fish species of ecological and economic importance are present. Apart from tigerfish, other
species include banded tilapia, redbreast tilapia, Cornish Jack, bottlenose, sharptooth catfish, snake
catfish, vundu and Madagascar mottled eel. More than 30 fish species have been identified in the Lower
Zambezi River.
Serenje & Chitambo
Historically, the variety and numbers of wildlife in Serenje & Chitambo area have been reduced by human activities, through direct killing and harassment, or indirectly through habitat change and
encroachment. Diurnally active animals were physically identified, in addition other specific signs such
as dung, spoor and feeding signs were noted. No threatened and endemic or near endemic fauna species were observed in the project area during the study although they were reported to be there by the locals.
The existence of bees was signalled by a number of beehives in the area.
4.10 PHYSICAL CULTURAL RESOURCES
Sinazongwe & Gwembe
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The districts have a large presence of fossilized trees (Chirundu Fossil Forest National Monument
site) and natural springs (Luumba spring - Gwembe District) ( sacred sites) in the Zambezi valley area and a uique Tonga culture. Sinazongwe town is also home to a small museum dedicated to the cultural
heritage of the Tonga people.
The sub-projects are not expected to affect any known Cultural heritage in the study areas but to
assist in case of any chance finds, a procedure for chance finds has been developed.
Chongwe & Rufunsa Rufunsa Game Management Area (GMA) of 374 sq. Km lies between Lower Zambezi National Park, the
Zambezi and Luangwa rivers, has magnificent scenery and rich historic assets. It contains a number of
important cultural and heritage sites. These include the Nyamfwiti Sacred Tree where suspected wizards were stoned, Kabila Rock used as a stop-over for slaves, and Mbambara ceremonial hut where local
people used to pray to their ancestral spirits during droughts. The old Feira settlement, which was
established in the late 16th Century and later renamed Luangwa Boma, is the oldest Portuguese
settlement in Zambia
Serenje & Chitambo
Two main cultural heritage areas were identified in the Serenje & Chitambo districts; the Nsalu Cave & Rock Painting and the Kundalila Falls. The Nsalu Cave & Rock Painting in Serenje District are 12,000-
year-old rock paintings found 30 km north of Kanona at 12°40 ' S 30°45' E. The Kundalila Falls on the
Kaombe River, 12.8 km SE of Kanona in Serenje District.
5.0 BENEFICIAL AND ADVERSE IMPACTS
Positive Environmental Impacts
5.1 The positive environmental impacts that will accrue from implementation of the project include (i) Catchment Restoration, to improve and integrate management of land, water and related biological
resources in order to achieve the sustainable and balanced use of these resources. (ii) Waste
Management, which involves rehabilitation and installation of sanitation facilities at the agricultural facilities, producing organic fertiliser from agricultural waste, and the installation of effluent treatment
facilities at agro-processing sites.
Negative Environmental Impacts 5.2 The negative environmental impacts that will accrue from implementation of the project include;
(i) Temporary Visual Intrusion from rehabilitation/construction of irrigation and Value addition
infrastructure which will change the aesthetics of the project areas and leave marred landscapes. (ii)
Water logging which will result primarily from inadequate drainage and over-irrigation and, to a lesser
extent, from seepage from canals and ditches. (iii) Loss of Vegetation Cover for the
rehabilitation/construction of irrigation infrastructure, resulting in the loss of plant cover, compaction of soil, exposure of topsoil and possible erosion, disturbance and loss of fauna habitats, weakening and
degradation of soils, disturbance of the natural landscape and disfiguring of the natural morphology, (iv)
Soil and Land Degradation emanating from the extraction of construction materials from quarries and
borrow pits resulting in loss of vegetation and scarring of the landscape. (v) Wildlife disturbances from noise and vibrations from the development activities may disturb the normal roaming patterns of wild
animals and cause them to migrate away from the area. Any contamination of the rivers may cause fish
kills and destruction of other aquatic life, (vi) Bio-diversity changes, from converting virgin lands into cultivated lands e.g. irrigation schemes and introducing monocultures has the problem of affecting bio-
diversity and introducing pests and diseases that thrive on the new intensive crop, (vii) Loss of fragile
ecosystems, from establishing irrigation schemes in some areas impacting on fragile ecosystems like wetlands and mountain tops and from establishing the projects in marginal areas can pose serious threats
to further degradation of the marginal lands, (viii) Pollution of ambient air due to dust from construction
processes and emissions from processing plants, (ix) Pollution of ambient Water from wet processing of
agricultural products releasing effluents, (x) Noise, from The use of simple equipment and the conduct of the construction gangs can produce various levels of noise and vibration.
Zambia APAMEP – SESA Summary Page | 9
Positive Social Impacts
5.3 The positive Social impacts that will accrue from implementation of the project include (i)
Improvement in livelihoods and local economies as the project will generate direct benefits to small to
medium scale farmers as well as some commercial farmers who are already participating in organized
supply chains through increased production of high value crops, and increased farm-gate prices due to
quality improvement, (ii) Gender and Youth Inclusion, as the gender mainstreaming strategy in APAMEP will focus on increasing access to project activities for women and youth as well as increasing
their participation in project implementation, community representation and decision-making, (iii) Food
security and risk reduction from intensification of small to medium size and commercial agricultural production systems which will have a positive impact on food security, (iv) Improved access to social
services, due to improved road conditions will provide increased access to social services, markets and
can improve the overall employment situation, (v) Improved aesthetics and life of agricultural facilities
- rehabilitation/construction of irrigation and Value addition infrastructure will improve their aesthetics
and this should be maintained.
Negative Social Impacts 5.4 The positive Social impacts that will accrue from implementation of the project include (i) Lack
of project ownership ,resulting from elongated planning periods, and low level of participation of all
relevant stakeholders during project planning and designing as a buy in process, (ii) Loss of assets or
access to assets due to establishment of sub-projects in some areas interfering with the normal access to
assets like grazing, fields or hunting grounds, (iii) Loss of natural and cultural heritage as the
Rehabilitation/construction of the infrastructure may affect some natural features, antics and relics in the project area. The area has unique fossilised tree trunks, natural springs and the Tonga culture, which need
to be preserved, (iv) Social misdemeanour by construction workers impacting on the social fabric as
they indulge in illicit sexual relationships. This will have an impact of breaking the social fabric and
spreading diseases such as STIs and HIV/AIDS, (v) Outbreak of social conflicts especially from the non-use of local resident manpower during the rehabilitation and construction of the infrastructures could
cause some frustrations at the local level, (vi) Occupational Health and Safety risks during the
rehabilitation/construction of the infrastructure which may entail heavy construction work, (vii) Outbreak
of Water-borne or water-related diseases are commonly associated with the introduction of irrigation eg
malaria, bilharzia (schistosomiasis) and river blindness (onchocerciasis), whose vectors proliferate in the
irrigation waters.
Mitigation Measures
5.5 In order to mitigate the potential negative impacts the implementing Agents will implement the
following mitigation measures: (a) re-vegetating cleared land, (b) restoration of borrow-pits, (c) use of gabions and appropriate drainage systems to control erosion, (d) installation of systems for solid waste
and effluent management (e) avoid natural and cultural heritage sites (f) employ the chance finds
procedure for unexpected archeological finds.(g) control Water-borne or water-related diseases in
irrigation schemes” by employing Malaria control methods, conducting routine medical testing,
treatment, and systematic snails hunting to control Bilharzias and designing canals with slow moving
waters to discourage hosting river blindness vectors.
Climate Change Resilient Activities
5.6 The agriculture (Crops, livestock and Fisheries) sector generates more greenhouse gas emissions
as measured in CO2 equivalent (18%) than transport. A large herd of small ruminants can produce a considerable amount of methane per day and can be a major source of land degradation (Clearing
vegetations from overgrazing). Livestock business is among the most damaging sectors to the earth’s
increasingly scarce water resources. Livestock’s presence in vast tracts of land and its demand for feeds contribute to biodiversity loss since 15 out of 24 important ecosystem services which have been assessed
as in decline, were being affected by livestock.
5.7 As for adaptation to climate change, for climate proofing the APAMEP, and for rendering the vulnerable livestock–related populations more resilient to climate change (Climate Resilient Agriculture
or Conservation Agriculture), APAMEP will set up Sustainable Rangeland and Pasture Management
Systems which will demonstrate best adaptation practices.
Zambia APAMEP – SESA Summary Page | 10
Gender Mainstreaming
5.8 About 51% of Zambia’s population are female while an estimated 33% of all rural households
are female headed. The gender mainstreaming strategy in APAMEP will focus on increasing access to
project activities for women as well as increasing their participation in project implementation, community representation and decision-making. The project has deliberately focussed on small ruminants
and poultry, which is a preserve of women, so as to empower women who are normally and traditionally
left out if large livestock are considered.
5.9 The project will support, at least 30%, involvement of women in management of the agriculture
and fisheries infrastructure, at least 80% in small ruminants and poultry projects, pasture development and rangeland management. These will be monitoring indicators for both the quarterly and annual
progress reporting. APAMEP will support also gender sensitisation and awareness raising for relevant
MAL staff, Provincial and District staff, beneficiaries (farmers) and local (traditional and political)
leaders. Such training will assist to (i) increase the gender awareness; (ii) strengthen the community leadership and participation skills with special emphasis on women and (iii) contribute to improved
decision making and empowerment skills training for women beneficiaries. The MAL’s gender desk
officer will be fully supported by the project so as to take a leading role in the proposed gender specific activities and to properly monitor and evaluate them.
HIV and AIDS
5.10 Zambia is affected by the HIV and AIDS pandemic with a rate of about 16% amongst 15 to 49
years age group and about 1 million Zambians are infected with HIV. The MAL’s HIV/AIDS strategy
focuses on: modification of the extension and research priorities; incorporation of HIV/AIDS related information in extension messages; and introduction of HIV/AIDS in the curricula of agricultural training
institutions. APAMEP will use the MAL’s extension messages.
5.11 HIV/AIDS continues to gradually spread, killing extension workers and farmers. The risk posed
by HIV/AIDS pandemic will be mitigated by awareness campaigns, incorporation of HIV/AIDS
messages in training of community leaders and staff, and through improved nutrition and income.
6.0 ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN
6.1 The proposed Environmental and Social Management Plan (ESMP) (Table 6-1) for the proposed
Project, provides guidelines for the management of potential environmental and social aspects at all
possible project sites. In each case the EMP identifies parties responsible for monitoring actions, and any training or capacity building needs. The following table is an outline of the significant environmental
and social issues.
Zambia APAMEP – SESA Summary Page | 11
Table 6-1 Environmental and Social Management Plan (ESMP) TEXT REF.
PROJECT ACTIVITY/ IMPACT MITIGATION/ENHANCEMENT
MEASURES RESPONSIBILITY
5.2 POSITIVE ENVIRONMENTAL
IMPACTS
(i) Catchment Restoration
Catchment Management Conservation works and agro-forestry programmes in the
hinterland of rehabilitated reservoirs, and irrigation schemes
Tree planting programmes.
Improve and integrate management of land, water and related biological resources in
order to achieve the sustainable and balanced use of these resources.
controlling soil erosion and stopping land degradation from
productive lands
Support tree nurseries, plantations, fencing of protected areas
Facilitate efforts to restore habitats,
Encourage regeneration and the development of fauna.
Carry out Conservation works and agro-forestry programmes.
establishment of conservation works like planting vertiver
grass, construction of swells and contours ridging
PMU
Local Government
Agriculture and Forestry Officers
beneficiaries
(ii) Waste Management
Installation of Industrial effluent treatment facilities at agro-related sites
Rehabilitation and installation of sanitation facilities in at the
agricultural facilities
Organic fertilizer production –
composting agriculture waste.
there will not be any effluent discharges that will pollute the environment
reducing the pollution from open defecation
It reduces the amount of waste that was being dumped into the
environment.
Establish treatment plants at agro-processing plants
Irrigate field and pastures
using treated effluent.
Install sanitation facilities at
irrigation schemes, road side markets, etc
Produce organic fertiliser from agro-waste
PMU
Local Government
Agriculture and Forestry Officers
beneficiaries
5.3 NEGATIVE ENVIRONMENTAL
IMPACTS
(i) Temporary Visual Intrusions
Rehabilitation/construction of agriculture, irrigation fishery and Value addition infrastructure will
require extraction of sand from the rivers; rocks from the mountains and other borrow pits.
Rehabilitation/construction of agriculture, irrigation fishery and Value addition infrastructure will
change the characteristics of the area and leave a marred landscape
Construction teams should ensure minimum footprint of
construction activities.
All altered landscapes (Sand
pits, borrow pits, brick moulding sites etc) should be rehabilitated by the contractor.
PMU
Construction
teams,
RDCs
ZEMA
(ii) Water logging and Salinisation
inadequate drainage and over-irrigation
seepage from canals and ditches
Water logging in the scheme
Concentration of salts in
soil...salinisation
Inadequate leaching
Create adequate drainage in the schemes.
Institute proper water management to avoid over-irrigation.
Avoid irrigating with saline water.
PMU
Local Government
Agriculture Ministry
Department of Forestry Officers
beneficiaries
(iii) Loss of Vegetation Cover
Vegetation clearing of project sites may occur during
rehabilitation/construction of the Agriculture, irrigation, Livestock and Fisheries infrastructure.
Over-stocking of goats.
Over abstraction of resources (tree cutting) may occur for
construction purposes and firewood.
Sensitive habitats may be
affected as materials are sought, e.g. Grass from wetlands.
Land left bare from site clearing
and overgrazing...prone to erosion
preservation of protected plant species,
use of alternative sources of energy,
awareness campaigns
Sensitive habitats should be
avoided.
Clearing should be limited to
working areas only.
Revegetation and reforestation must be
prioritized.
Over abstraction of
construction materials should be avoided.
Habitat restoration must be
done where ever needed.
Sustainable catchment
management must be practiced
GoZ,
ZEMA
Construction teams,
Project staff,
RDCs
Social Services Officers
Agric. Officers,
Beneficiaries
(iv) Soil and land degradation
Zambia APAMEP – SESA Summary Page | 12
TEXT
REF. PROJECT ACTIVITY/ IMPACT
MITIGATION/ENHANCEMENT
MEASURES RESPONSIBILITY
Vegetation clearing, digging of
foundations, soil trampling and compaction from construction activities.
extraction of construction materials from quarries and borrow pits
Construction activities in marginal lands.
Accidental discharges and oil leaks from machinery.
Increased soil erosion due to
vegetation clearing, soil trampling and compaction.
Increased rapid runoff due to
vegetation clearing and soil compaction diminishing
infiltration capacity.
Deterioration of soil
characteristics due to increased erosion.
Further degradation of marginal
lands.
Soil and water pollution from oil
leaks.
Stabilization of loose soil,
controlled excavation,
preservation of vegetation
cover,
controlled transportation of
raw materials,
Appropriate landscaping.
Soil erosion control measures (e.g. re-vegetation, reseeding
of grasses, land preparation, terracing, use of gabions, etc)
Restoration of borrow pits,
sand and quarry stone abstraction sites and brick
moulding sites.
Use of good machines.
GoZ,
ZEMA
Construction
teams,
Project staff,
RDCs
Social Services
Officers
Agric. Officers,
Beneficiaries
Construction
teams,
Project staff,
(v) Bio-Diversity Changes
Drastic land use changes including converting virgin lands into
cultivated land – monoculture
Infestation of areas due to new
crops
monocultures affect bio-diversity and introduce pests and
diseases
Use of Integrated pest management
Introduce diversification at irrigation schemes
Beneficiaries
Project staff,
(vi) Loss of fragile ecosystems
Establishment of facilities in fragile ecosystems like wetlands and mountain tops.
Draining of wetlands.
Overgrazing from animals
fast degradation of the wetlands,
erosion of the mountain tops and
sides
loss of the natural purpose of
these systems (systems failure)
Sustainable use of fragile ecosystems.
Instituting proper wetlands
management.
Beneficiaries
Construction
teams,
Project staff,
(vii) Pollution of Ambient air
Land preparations,
Infrastructure construction excavations,
digging of foundations, roads, culverts etc
processing plant operations
All drying processes of fish, and
agricultural produce.
Production of smoke and dust
polluting the air.
Air Quality will be impacted by
emission of waste from land preparation, construction activities, and use of
infrastructure.
Dust can affect workers and the public – bronchial disorders,
impaired visibility and impaired plant growth.
Burning of agro-processing
waste, like husks.
Waste from rehabilitated
infrastructure must be handled properly to avoid smells.
Construction teams should use dust screens or nets in
windows, doorways and ventilators of rooms where demolition or other dusty
construction activities are occurring.
Dust suppression measures
must be instituted at all sites, like spraying of water.
Institute dust control and air
filtration processes.
Project
Management
Construction
teams
RDCs
(viii) Pollution of Ambient water
Increased use of chemicals in the agricultural processes.fertilisers, herbicides etc.
Processing of agro-products releasing effluents.
Actual act of clearance, Digging and excavating,
Rehabilitation works e.g. roads will release materials into the nearby water bodies, thus polluting them.
Over-abstraction of groundwater
Ambient water polluted by erosion materials from works.
Ambient water polluted by agro-
chemicals
Ambient water polluted by agro-
processing effluents.
Natural pollution from over-
abstraction of groundwater.
Use of existing servitudes for access
Avoiding massive clearing of
vegetation during the rainy season or dry windy periods
when wind erosion is likely to be high.
Onsite limit clearance
Institute Proper chemical application.
Institute integrated Pest Management methods.
Handle agro-processing effluents properly
Recycle agro-processing waste properly...composting.
Institute proper groundwater management to avoid over-abstraction.
MEWD
Project
Management
Construction
teams
RDCs
(ix) Noise
Zambia APAMEP – SESA Summary Page | 13
TEXT
REF. PROJECT ACTIVITY/ IMPACT
MITIGATION/ENHANCEMENT
MEASURES RESPONSIBILITY
Digging and excavations for
rehabilitation works.
Noise and vibrations from
machinery.
Movement of labour, and equipment
General Noise from workers
Small Magnitude: if manual
methods are used
affect the quietness of the
communities and provoke irritation and anger
hearing impairments due to
prolonged working under noisy conditions
disturb the normal roaming patterns of wild animals
Migration of wildlife away from
area.
Use Protective masks.
Restrict activities to daytime to avoid disrupting of others
including animal behaviour at night.
Instil good behaviour among
the workers.
Use manual methods as far
as possible – avoid heavy plant machinery.
Project
Management
Construction
teams
RDCs
5.4 POSITIVE SOCIAL AND HEALTH IMPACTS
(i) Improvement in livelihoods and local economies
Improved communal infrastructure like roads, clinics, bridges, schools
Targeting and selection of beneficiaries of the project.
Implementing extension work
Engagement in different activities
using the rehabilitated infrastructure like irrigation schemes, roads, feed mills,
nutrition gardens etc.
Engagement in value addition
activities.
Undertaking post harvest activities.
Expansion of the agricultural and value addition activities
Enhancement of the livelihoods of the communities, raising their
incomes and hence further improving productivity and lifestyles.
Social conflicts may arise due to increased wealth differentials
among the population.
Job opportunities for the
beneficiaries.
Expanded opportunities arising from the rehabilitated
infrastructure result in the creation of more long-term job opportunities.
Employment opportunities
Leadership should promote viable economic activities.
Awareness on replication by others should be a continuous
process
Offer appropriate training for
scheme members to manage the improved facilities.
APAMEP
local leadership
PMU
(ii) Gender and Youth Empowerment
increasing access to project
activities for women and youth
increasing their participation in project implementation, community
representation and decision-making
support, at least 30%, involvement
of women
women, and youth empowered
improvement of the life of women, in particular, and the household in general
deliberately target women
small ruminants for women
(iii) Food security and risk reduction
Intensification of agricultural production from the rehabilitated dip tanks, reservoirs, irrigation
schemes and nutrition gardens
improved access to markets and
better access to the opportunities of investment
Communities receive better harvest from improved facilities
Communities have healthy
animals from dipping in the rehabilitated dip tanks.
improve access to markets to help beneficiaries to make better production decisions
Employment good farming practices to maintain
productivity.
APAMEP,
PMU
Agricultural facility management
(iv) Improved access to Social services
Rehabilitation of link roads and bridges.
Refurbishment and installation of water supply and distribution
facilities (bore holes, watering points, wells, etc.)
improved road conditions will provide increased access to
social services, and markets
Service providers and goods
providers easily access the rural areas.
Improving the availability of
water in the schemes, villages and agricultural facilities, thus reducing both the time and
energy spent by women and youths to go and fetch water.
improving the health situation of
the populations
Maintenance teams to be stationed at readily accessible
places for the roads.
Planned maintenance of
infrastructure to be instituted.
APAMEP,
Min. of Transport
RDCs
PMU
Infrastructure
facility management
(v) Improved aesthetics and life of Communal Assets
Rehabilitation/construction of communal assets
Restoration of infrastructure
Improvement of the aesthetics of communal assets.
Assets receive a new lease of
life and become more durable.
Maintenance teams to be stationed at readily accessible places for the communal
facilities.
Planned maintenance of
infrastructure to be instituted.
APAMEP,
PMU
Infrastructure facility
management
5.5 NEGATIVE SOCIAL AND HEALTH IMPACTS
Zambia APAMEP – SESA Summary Page | 14
TEXT
REF. PROJECT ACTIVITY/ IMPACT
MITIGATION/ENHANCEMENT
MEASURES RESPONSIBILITY
(i) Lack of Project Ownership
Poor participation of communities,
staff members and other stakeholders in the planning and designing of the project.
Project planning process
impaired.
Information not available
Lack of ownership of the project at the end of the day.
All relevant stakeholders
should be continuously involved and attend meetings from planning to construction
APAMEP
PMU
(ii) Loss of assets or access to assets
Establishment of sub-projects in some areas interfering with
communal assets.
Grazing and hunting grounds either cut off or taken up.
Foot paths disrupted
Avoid land acquisitions.
Build alternative foot paths,
bridges and crossing facilities.
APAMEP
PMU
(iii) Loss of natural and cultural heritage
The Rehabilitation/construction of
the Agriculture, Livestock and fisheries infrastructure affecting
some natural features
excavations for the works will
cause destruction of the natural features
Natural landscapes, features or
sceneries destroyed
Cultural Heritage, antics and
relics destroyed.
Avoid sites with cultural
heritage.
Use chance finds procedure
in case of any finds.
APAMEP
ZEMA,
PMU
Construction
teams
(iv) Social misdemeanour
Coming together of large groups of
people to form the construction gangs.
Having a source of income to engage in other social activities.
Impacts associated with the
construction teams include:
Disposal of liquid and solid
wastes.
Theft, alcoholism and sexually
transmitted diseases (especially HIV/AIDS).
EPAMEP should have an
HIV/AIDS policy and a framework (responsible staff,
action plan, etc) to implement it during project execution.
Construction team leaders to
curb thefts and misbehaviour through a code of conduct.
Construction team to manage
any of its waste properly.
EPAMEP
ZEMA,
PMU
Construction
teams
(v) Outbreak of social conflicts
Employment of migrant labour in
favour of locals
Wealth differentials between
beneficiaries and non beneficiaries.
Use of land previously designated for other use like grazing.
Over abstraction of water in
competition with other uses.
Social conflicts.
Sabotaging of the project
Fighting etc
Local labour must be
employed especially for all non technical work.
Manual labour must be used
to create employment for the youth.
Resources must be shared
equitably.
APAMEP,
PMU
Project
Management
(vi) Occupational Health and Safety risks
The movement of trucks to and from the site,
the operation of the various simple equipment e.g. picks, shovels
The actual use of the infrastructure e.g. agricultural activities injuries.
Generation of Pollutants such as dust and noise
Exposure of the workers to work-related accidents.
Health of workers compromised by dust and noise.
All safety precautions must be enforced.
Provide PPE to all workers.
Institute dust and noise
suppression measures.
APAMEP,
PMU
RDCs
(vii) Outbreak of Water-borne or water-related diseases
The introduction of irrigation.
Poor maintenance of irrigation
canals
Allowing stagnant pools to
develop.
Outbreak of malaria, bilharzia (schistosomiasis) and river
blindness (onchocerciasis)
increased use of agrochemicals,
deterioration of water quality, and
increased population pressure in the area
Employ Malaria control methods
routine medical testing, treatment, and snails’ (Biomphalaria, sp., Bulinus sp., Oncomelania sp.) removal from the irrigation canals (systematic snails hunt would do it) to control Bilharzias
design canals with slow moving waters to
APAMEP,
PMU
RDCs
Zambia APAMEP – SESA Summary Page | 15
TEXT
REF. PROJECT ACTIVITY/ IMPACT
MITIGATION/ENHANCEMENT
MEASURES RESPONSIBILITY
discourage hosting river blindness vectors
proper and planned maintenance of canals
proper and planned
maintenance of canals
regular cleaning of canals
not allowing water stagnation
provision of clean water points
in the irrigation schemes
proper water irrigation
management
7. THE MONITORING PLAN
7.1 The implementing Agent (FMARD) with the help of relevant authorities must monitor the
environmental effects of project implementation and the success of mitigation measures. This monitoring is
an important part of managing the impacts of the project. This should be done by an independent team of experts drawn from all spheres of the environment that may be affected.
The areas to be monitored are:
Soils: The farmers must ensure that no gullies or rills develop in the project
area.
Vegetation: To make sure the local residents do not collect firewood excessively.
Loss of natural and cultural heritage: To protect some natural features, antics and relics in the
project area, including chance finds.
Wildlife: Monitoring must be done to protect wild animals from being snared.
Marginal lands/fragile ecosystems: Marginal lands and fragile ecosystems must be protected
against overuse.
Chemical pollution: In order to monitor the amount of pollutants in the soil or water, samples
must be taken regularly from them for pollution testing.
Water resources: Both quality and quantity of water resources in the rivers must be
properly managed for sustainable livestock management to persist.
Ambient air quality: All air polluting activities need to be checked regularly to minimise their
effect on air quality.
Socio-Cultural Issues: Regular health checks of the work force/farmers are a way to monitor
disease patterns.
Noise and Vibrations: Monitor noise levels from the machinery to ensure that it conforms to
the limits recommended for noise levels.
7.2 It is recommended that all environmental parameters mentioned above be monitored during the
implementation and operation stages and any impacts should be mitigated as soon as possible. The farmers and the implementing Agent should monitor on a daily basis. In the course of monitoring, if and when any
significant impacts are detected, the monitoring team should meet and address the issue. All team members
should keep records of such meetings.
Zambia APAMEP – SESA Summary Page | 16
Table 7-1: Environmental and Social Management and Monitoring Plan ISSUE METHOD OF MONITORING AREAS OF CONCERN POSITIVE INDICATOR FREQUENCY COST
(US $ )
RESPONSIBLE
AUTHORITIES
Soils The Developer should make a
daily inspection of earth works, and ensure that slopes are suitably graded. Once
earthworks are complete the PMU should monitor the restoration measures
implemented by the Contractor, such as re-vegetation
Soil erosion
Conservation activities
Rangelands
management
an absence of rills,
gullies or other erosion features occurs
Regularly
and ongoing as project is implemented
282.35 Department of
Forestry
Vegetation The farmers must clear area to be used and site works only.
Clearing of the project site and disturbance of
animals.
flora and fauna
No unnecessary vegetation cleared
Regularly and ongoing as project is
implemented
282.35 Department of Forestry
Zambia Environmental Management
Agency (ZEMA).
Animals (Game corridors)
The farmers and the Environment Department staff should carry out regular inspections of the area and check that usual animal access
routes are maintained.
Game corridors
Usual animal access routes are maintained /not disrupted. Reduced, human,
animal conflict.
Regularly and ongoing as project is implemented
282.35 Zambia Environmental Management
Agency (ZEMA).
Zambia
Wildlife Authority
Birds Interference with nesting sites Nesting sites
Migratory routes
Reproductive patterns of birds undisturbed
Regularly and ongoing as project is
implemented
282.35 Zambia Environmental
Management Agency (ZEMA).
Zambia Wildlife
Authority
Small mammals
habitat loss
Ensure that no unnecessary habitat loss occurs.
Animal habitats No Mammals are displaced from their
habitats.
Regularly and ongoing
as project is implemented
282.35 Zambia
Environmental Management Agency
(ZEMA).
Zambia Wildlife
Authority
Poaching Monitoring is the responsibility of the Zambia Wildlife Authority and the
Police Departments.
Poaching Number of poaching incidences reduced or
eliminated.
Regularly and ongoing
as project is implemented
282.35 Zambia
Environmental Management Agency
(ZEMA).
Zambia
Wildlife Authority
Police
department
Crime The PMU should Liaise with police
department if crime/theft becomes a problem.
Criminal activities in the
area
Crime theft kept to a
minimum. Incidences of stock theft and house breaking
minimized.
Regularly
and ongoing as project is implemented
282.35 Zambia
Wildlife Authority
Police department
District
Administrator
Noise Noise monitoring should be carried
out on an ad-hoc basis by the Environmental Monitor or the PMU to establish noise levels in the work
areas.
Noise Levels Noise levels at the
nearest sensitive receiver would be kept to a minimum.
Regularly
and ongoing as project is implemented
.
282.35 Ministry Of
Health
Zambia
Environmental Management
Agency (ZEMA).
Zambia APAMEP – SESA Summary Page | 17
ISSUE METHOD OF MONITORING AREAS OF CONCERN POSITIVE INDICATOR FREQUENCY COST
(US $ ) RESPONSIBLE AUTHORITIES
Health The PMU must ensure that education and awareness campaigns are implemented. The
Ministry of Health, local authority should carry out awareness campaigns on animal related
diseases, water-borne diseases and carry out vector control methods such as regular spraying of potential
breeding sites (ponds)
Public health
Ensure that stagnant
water is sprayed to destroy mosquito
larvae.
Waste management at
Sub-project sites.
Disease outbreak due to concentration of
people at the Sub-project sites.
Disease outbreak due
to dust and water pollution.
Control and management of various
animal diseases
Reduction in number of cases of such diseases as Avian flu,
foot and mouth, AIDS/STD related diseases recorded at
hospital and medical clinic Reduction in number
of diseases such as malaria and cholera
Regularly and ongoing as project is
implemented
282.35 Health ministry
PMU
MAL
Archaeology Provision should be made to allow archaeologists to be present on site
during the excavation periods if they so wish. The PMU should inspect all excavations, and where
archaeological remains are found work must stop until the PMU has given the all clear to proceed. The
PMU should contact the Museums Authorities in the event of a significant archaeological find.
Archaeological
Findings
Archaeological remains not
excavated, disturbed or destroyed.
Regularly
and ongoing as project
is implemented
Room for chance finds
282.35 National
Heritage Conservation Commission
Energy The Developer must inspect the provisions made by the Contractor to supply energy to the workforce,
and ensure that fuel wood is not being collected. The Environmental Department should enforce
legislation which prohibits cutting down of trees. The Environmental Department, PMU and local
leadership (cultural and political) should sensitize the workers against cutting down of trees.
Types of energy sources used in the
project
Energy supplied by electric generator or other suitable source.
Deforestation and resultant erosion controlled and
reduced
Regularly 282.35 Department of Forestry.
Zambia Environmental
Management Agency (ZEMA).
Air Pollution Observations should be made on the level of dust generated during the Agricultural Activity
implementation by the Environmental Monitor or PMU. Dampening should be carried out if
levels are unacceptable.
Levels of dust emissions
Deposition of dust on surfaces should decrease with
increased dampening
Regularly 282.35 Health ministry
PMU
MAL
Water resources
Water resources should be
managed well
The Ministry of Health should test
borehole water quality in the area to ascertain the suitability for human consumption.
Watercourses and
impoundments.
Surface water quality
Ground Water Quality
Recommended
distances from watercourses.
Possible dam
construction sites.
Water made
available for environmental concerns.
Pollution of water resources
monitored/detected early and remedial measures taken on
time
Tests for water pollution to be
done regularly
282.35 Health ministry
PMU
MAL
Department of Water
Development, (DWD)
Zambia
Environmental Management
Agency (ZEMA).
Landscape The PMU should make visual
inspection of earth works to ensure that excessive excavation is not being carried out. Temporary
screening may be appropriate in some cases.
Visual intrusions
Aesthetics
Landscape alteration
reduced to a minimum
Monthly 282.35 National
Heritage Conservation
Commission
Zambia
Environmental Management Agency
(ZEMA).
Complaints The PMU should inspect the record of complaints made by local
residents, to be kept by the farmers, and should check that action is taken quickly and that the number of
Complaints Number of complaints decreases.
Regularly 282.35 PMU
MAL
Zambia
Environmental Management
Zambia APAMEP – SESA Summary Page | 18
ISSUE METHOD OF MONITORING AREAS OF CONCERN POSITIVE INDICATOR FREQUENCY COST
(US $ ) RESPONSIBLE AUTHORITIES
complaints do not rise significantly. Agency (ZEMA).
Local
governance
MLGC to ensure the following
compliancy to designs
Employment opportunities and
recruitment are transparent.
Allocation of land is overboard
Cultural values are respected.
Land management
Land allocations
Socio cultural issues
Local governance
Social Aspects,
Land rights
Disputes over land
reduced
Cooperation of
local leadership is secured
Locals employed in
the projects
Regularly 282.35 Ministry of
Local Government
District Councils
PMU
MAL
Agricultural Activities
Ensure that Agricultural Activities follow designs and
recommendations given for proper agricultural practices.
Ensure overall management of
the Programme.
Appropriate land use downstream
is done and no pollution of crops from contaminated water from spillages occur.
Siting of works, plan Land degradation curbed Program running
smoothly
Regularly 282.35 PMU
MAL
TOTAL COSTS OF MONITORING ALL THE PARAMETERS PER DISTRICT US$ 4,799.95
8.0 PUBLIC CONSULTATION PLAN
8.1 For the successful identification and assessment of project specific environmental and social
impacts and development/recommendation, implementation and monitoring of the respective mitigation or enhancement measures, a continuous consultative process is required. The implementing agency,
Ministry of Agriculture and Livestock (MAL) has the responsibility to effectively engage stakeholders in
achieving the project objectives for the benefit of all. Through consultations, it will create a bridge of communication between the public and the Government, which will improve the efficiency and
transparency of project execution. This public consultation plan (PCP) forms part of the SESA and is the
same for all categories of agricultural and Value addition projects. The development of this SESA is based on a consultative process comprising of key stakeholders at the national, provincial, district and
local levels and sought their feedback. Key government agencies and NGOs have been consulted at the
various levels to obtain their consent on the SESA
Consultation meetings will generally take two approaches; (i) individual interviews involving completion
of a standard questionnaire, (ii) focus group meeting. The consultations will be structured along the
following lines: Advance notification
Introduction and information
Early break-up into work groups or roundtables
Opportunity for each participant to make a presentation A closing session to allow open discussion between participants and JPAC members
APAMEP PMU will normally act as facilitators, although professional facilitators may be employed when it is appropriate. Members of the general public may state their views:
In a brief presented at the meeting or submitted to APAMEP PMUbefore the established
deadline. Speaking at the public meeting, using whatever form of presentation they consider appropriate.
The following table identifies the mitigation measures that require continuous consultations and
monitoring. It defines the goals and expected outcomes of the consultations and indicates the frequency of the consultations:
Zambia APAMEP – SESA Summary Page | 19
Table 8-1 Measures requiring continuous consultations
NO. ENVIRONMENTAL/ SOCIAL IMPACTS
PROPOSED MITIGATION MEASURES
RELEVANT INSTITUTION
GOALS AND EXPECTED OUTCOMES
CONSULTATION
FREQUENCY
1 Spread of HIV/AIDS Strengthen HIV/AIDS Awareness Campaigns in Schools, Training of school administrators and staff in HIV/AIDS issues, encouraging participation of the private and public sectors in HIV/AIDS issues and reinforcement of school curriculum with HIV/AIDS issues.
Min of Health
EIA Department
% increase in those affected. (Monthly statistics from hospital and clinics)
Monthly
2 Loss of vegetation Selective clearing of project sites, reforestation, preservation of protected plant species, use of alternative sources of energy, use of environmentally friendly technologies, awareness campaigns.
EIA Department,
Forestry dept
Increase in area of land cultivated and deforested
Before project implementation Annually during and after project implementation
3 Loss of Soil Stabilization of loose soil, controlled excavation, preservation of vegetation cover, controlled transportation of raw materials, appropriate landscaping.
Ministry Lands ,
EIA Department
Area and size of gullies formed Amount of silt deposited in watercourses
Annually
4 Loss of fragile ecosystems
Conduct feasibility studies before construction, use expert knowledge of ecologists, introduction of ecosystem conservation projects, fencing
Ministry Lands
EIA Department
Size of area affected
Annually
5 Soil and water pollution resulting from the accumulation of solid and liquid waste. Soil and water pollution from chemicals & fertilizers
Controlled disposal of wastes and effluent by use of appropriate disposal facilities, use of appropriate drainage structures, use of cleaner technologies, proper storage of materials, awareness campaigns
EIA Department
Ministry Lands
Change in chemical and biological water quality
Bi-annually
6 Dust, Emissions, Strong Light, Noise and Vibration
Controlled operation times, use of appropriate equipment, proper orientation of lights, use of alternative materials, use water sprinklers to control dust, use of scrubbers
EIA Department
Min of Health.
Number of complaints Extent of property and vegetation soiling
During construction
7 Water-borne and / or water related diseases
Provision of potable water supplies and sanitation facilities, capacity building in sanitation and health issues, awareness campaigns
Min of Health.
Increase in water related ailments
Annually
8 Loss of natural and cultural heritage.
Conduct feasibility studies, fencing, introduce proper antiquity education programmes
National Museums
Min. of Education
Number or size of property lost
Before project implementation During project implementation
9 Loss of animals and aquatic life.
Minimize vibrations and strong noise, enforcement of parks and wildlife law, conduct feasibility studies, avoid contamination of soil and water
ZEMA
Fisheries Dept
EIA Department
Animal count Fish and aquatic life estimates
Before project implementation Annually during project implementation
10 Disturbance of marginal areas
Avoid extraction of raw materials from marginal areas, no construction of structures in marginal areas.
EIA Department
MAL
Size of area affected
Bi-annually
Zambia APAMEP – SESA Summary Page | 20
11 Incidence of Flooding Forestation of the catchment areas of the irrigation schemes, installation of flood control structures,
EIA Department
MAL
Number of trees planted Area planted with trees Number of people or properties affected
Annually
12 Exposure to Agro-chemicals
Encourage organic farming, and limit the use of Agro-chemicals. Conduct awareness training & workshops
MAL
Local Government Councils - ,
Min of Health
Number of people affected by agro-chemicals
Annually
9.0 IMPLEMENTATION ARRANGEMENT
9.1 The implementation of the SESA will need to take place at all levels, taking into account the
coordination and implementation arrangements set out for the APAMEP programme. This involves agencies and entities at all levels up to community level. The proposed coordination and implementation
including institutional arrangement for the implementation of this SESA is indicated in figure 9-1 below.
Zambia APAMEP – SESA Summary Page | 21
Figure 9-1 Coordination and implementation arrangements for Environmental Safeguards
MAL Department of Planning and
Policy
(PROJECT MANAGEMENT)
Full Time Project Management Unit
(PMU)
Project Coordinator
Accountant
Procurement Officer
Matching Grant Specialist)
Subject Manager Component Heads attached from MAL:
a. Livestock b. Irrigation c. Crops and Climate Smart
Agriculture d. Fisheries e. Nutrition/Gender f. Marketing and
Agribusiness g. Cooperatives h. M & E Specialist
Provincial Agriculture
Coordinator (PACO)
Beneficiaries
Households
District Authorities District Agriculture Coordinator (DACO)
MEWD
ZEMA
Project Steering
Committee
Zambia APAMEP – SESA Summary Page | 22
10.0 FUNDING ARRANGEMENTS
10.1 The proposed environmental activities for the project will be funded directly by the project resources in accordance with the proposed plan laid out below:
Table 0-1 Budgetary requirements for the ESMF implementation No. ACTIVITY YEAR TOTAL NOTES
1 2 3 4 5
1.0 Institutional Development
Policy Workshops 30 30
2.0 Training
Safeguards officers at 6 districts
training 2 2 2 day workshop
Refresher workshop 1 1 1 day workshop
Relevant Line Ministry staffs at three Provinces
workshop 1 1 1 day workshop
Social Services officers, Line and sector Ministries at 6 Districts
workshop 1 1 1 day workshop
Refresher workshop ½ ½ ½ day workshop
Designated safeguards focal points at
Community level
workshop 1 1 1 day workshop
Community representatives and local leaderships
sensitization workshop 1 1 1 day workshop
3.0 Technical Assistance
General TA 25 25 25 25 100 100 days @ $200/day including expense
Specific TA 10 10 10 10 40 40 days @ $200/day including expense
4.0 Allowance for Subproject EMPs,
Environmental Management Plans 15 15 15 15 60 60 days @ $200/day including expense
Work plans any other required
safeguards instrument.
15 15 15 15 60 60 days @ $200/day
including expense
5.0 Annual Reviews 10 10 10 10 40 40 days @ $200/day
including expense
TOTAL 111 76 75 ½ 75 337½
Table 00-2 SESA implementation budget and disbursement schedule
Activity Description Year 1 Year 2 Year 3 Year 4 Year 5 Total cost [USD]
Capacity development As per section 11.1 6 942.00 6 942.00 6 942.00 20 825.00 37 784.00
Development of Site-specific
ESMPs
30 587.50 30587.50 61,175.00
Technical Assistance General and specific TA 30,000.00 30,000.00 30,000.00 30,000.00 30,000.00 150 000.00
Mitigation Measures 38 000.00 38 000.00 38 000.00 38 000.00 38 000.00 190 000.00
Monitoring 20 000.00 20 000.00 20 000.00 20 000.00 20 000.00 100 000.00
Annual reviews of SESA
(Audit)
Based on four annual
reviews (the last annual review is replaced by the end-of-project evaluation)
15 000 15 000 15 000 45 000.00
End-of-project SESA evaluation (Audit)
An evaluation of the impact of the SESA and the subprojects
21 500.00
Total 588 500.00
Zambia APAMEP – SESA Summary Page | 23
Notes:
Construction stage mitigation measures ( Erection of Waste Treatment Systems) under the responsibility of
the contractor and supervising engineer will be included in the Bills of Quantities (BoQ) estimated at 5% of the BoQ for environment and social mitigation/remediation measures.
Specific and clearly identified budget line for environmental and social issues should be included in the
tender documents
10% of contract value should be kept until the Environment Officer confirms that all the environmental and
social mitigation measures are appropriately implemented and ZEMA has approved.
There are no resettlement issues envisioned for the construction and operation of the proposed infrastructure. Should there be any resettlement issues and/or payment of compensation to the affected
population, the Government of the Republic of Zambia will implement the activities prior to the
commencement of the civil works. The funding for such activities will come from the counterpart funding
from the Republic of Zambia.
11 IMPLEMENTATION SCHEDULE AND REPORTING
11.1 The implementation schedule for the SESA is outlined in table 11-1 and takes into account all activities
related to the proposed measures (enhancement and mitigation), the monitoring program, consultations,
complementary initiatives and institutional arrangements. To monitor the progress of the implementation of the
measures that has been identified in this SESA. Annual reviews will be carried periodically. The principal output of the annual reviews is an annual review report that documents the review methodology, summarizes the results, and
provides practical recommendations. To ensure early detection of critical environmental and social conditions and to
provide information on the mitigation progress and results, reporting deadlines have been specified in the implementation schedule.
Table 0-1 Implementation schedule for SESAESMP
No. PROJECT ACTIVITIES REPORTING DEADLINES
YEAR 1 YEAR 2 YEAR 3 YEAR 4 YEAR 5
1.0 Various Capacity development Programmes
ESMP before project approval
Annually at end 4th quarter
2.0 Development of Site-specific ESMPs
End Year 1, of 1st quarter
3.0 Development of Site Specific Work plans
End Year 1, of 1st quarter
4.0 Technical Assistance Annually with each rain season
7.0 Annual reviews of SESA
Annually by end of 3rd quarter
8.0 End-of-project SESA evaluation
By end of 3rd quarter year four
Zambia APAMEP – SESA Summary Page | 24
12.0 CONCLUSIONS AND RECOMMENDATIONS
12.1 The proposed project has potential to significantly improve small holder production, productivity and income in the target districts of Sinazongwe & Gwembe, Chongwe & Rufunsa and
Serenje & Chitambo. An improvement in the income of the Smallholder farmers will translate to
improved food security as they now will have cash to secure other needs. Besides, project development and operation will provide considerable economic opportunity for material/equipment
suppliers, construction contractors and agriculture professionals.
12.2 The environmental impacts that the developmental activities are likely to cause include disturbance of soil from digging of pits, ponds and foundations, and road construction activities, tree
cutting and general vegetation clearing, emission of dust, potential chance effects on natural and
cultural heritage and generation of noise. These envisaged environmental impacts will be
experienced during the construction phase and will be localized, minimal, short term and can be
mitigated. 12.3 During the operation phase of the expanded agriculture, Livestock fishery services, the
potential environmental impacts will include solid and liquid waste, Chemical and Biological wastes,
which will be generated from the normal operations of the facilities and can be managed by
incorporating the requisite waste and effluent handling units to the facilities. This impact would be exacerbated by inadequately trained staff; However the ESMP presented in the study will be used to
mitigate the impacts during and after the rehabilitation/construction of the Livestock
infrastructure. The Final benefits of this project to the nation will, by far outweigh potential
negative effects.
It is therefore recommended that:
All agricultural infrastructure must include the requisite waste disposal or handling systems.
The choice and type of construction materials and finish should maximize the blending
concept.
It is important that stakeholder organisations such as Rural District Councils (RDCs),
Department of Works, Zambia Environmental Management Agency (ZEMA). NGOs and
other interested parties are consulted and kept informed of the implementation progress so that
they can play their part.
Reduction and control of noise levels to minimize any disruption to the living conditions of
wildlife be strictly adhered to.
The land around any sub-project works should be left intact and pollution be minimised.
Bush clearance should be confined to the absolutely necessary part, buffer strips be maintained
and huge indigenous trees in the areas should be preserved as much as possible.
Labour intensive methods should be encouraged as they benefit the local community in terms
of job creation. For this the project should employ locals as much as possible to ensure that benefits remain in the area where development is taking place.
The use of destructive machinery should be avoided as much as possible. Machinery will
adversely affect soils and undergrowth.
Avoid any sites which are of archeological importance, ceremonial shrines or sacred
sites. In case of any natural and cultural heritage chance finds, the “chance finds
procedure should be employed unreservedly.
The recommended mitigation measures should be implemented to reduce significant
environmental impacts.
The project overally will not have any apparent significant environmental impacts if the
recommended mitigations are carried out.