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Stress analysis of lithium-based
rechargeable batteries using
micro and macro scale analysis
Utsav Kumar
Atanu K. Metya
Jayant K. Singh
Department of Chemical Engineering
IIT Kanpur

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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INTRODUCTION Christensen and Newman, Journal of Electrochemical Society, 2006
• Estimated stress generation in LiyMn2O4 and carbon electrodes separately.
Zhang et al., Journal of Electrochemical Society, 2007
• Stress distribution inside one single electrode particle using numerical simulation.
Zhang et al., Journal of Electrochemical Society, 2008
• Intercalation induced stress and heat generation within single Lithium-Ion battery
cathode particles.
Golmon et al., Computers and Structures, 2009
• Electrochemical –mechanical interaction phenomena at macro, meso and micro scale.
OBJECTIVE
• Study of intercalation and thermal stress generation in Li ion rechargeable battery
incorporating the effect of Li ion electrode concentration on electrode diffusivity
coefficient and stress generation.

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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STRUCTURE
Source: spectrum.ieee.org
Source: srinivasan et al., 2003

( )( )0(exp exp )ca
FFloc RTRTi i
0 ,max ,( ) ( ) ( ) ( ) ( / )a c a c a
c a s s s l l refi F k k c c c c c
,s s film l eqE
,s s eff si
Butler-Volmer Reaction
Source: NREL ,National
Renewable
Energy Laboratory
Reference: Doyle et al., 1996; Rosas et al., 2011 and Fuel cells and Battery module, COMSOL
Battery Electrode Battery
Electrolyte
Thermal
Analysis Stress Analysis
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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.( ( ))s ss s h
c cD c
t RT
Effect of hydrostatic stress on Li ion flux

Battery Electrode Battery
Electrolyte
Thermal
Analysis Stress
.ll l l
cN R
t
,l
l l eff l
i tN D c
F
Diffusion and Migration
Source: spectrum.ieee.org
Reference: Doyle et al., 1996; Rosas et al., 2011 and Fuel cells and Battery module, COMSOL
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Reaction Flux
,
,
2(1 ln / ln )(1 ) ln
l eff
l l eff l l l
RTi f c t c
F
Concentration gradient
,
,
Li m loc
l v m
m
iR a
F

irr act ohmQ Q Q
, , , ,( )
act v i loc i s i l i iQ a i U
, ,i
rea v i loc i
UQ a i T
T
2( 1)(1 ln / ln )eff eff
D
RTt d f d c
F
. . .eff eff eff lohm s s s l l D l
l
cQ
c
Battery Electrode Battery
Electrolyte
Thermal
Analysis Stress
Source: Comsol Multiphysics
Reference: Srinivasan and Wang, 2003; Kumaresan et al., 2008 and Fuel cells and Battery module, COMSOL
rev reaQ Q
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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thermalTThermal Strain

.( ( ))s ss s h
c cD c
t RT( 2 ) / 3
h r t
0
2 2
3 3
0 0 0
2 1 1( )
3(1 )
r r
r
Ecr dr cr dr
r r
0
2 2
3 3
0 0 0
2 1( )
3(1 )
r r
t
Ecr dr cr dr c
r r
1( 2 )
3r r tc
E
1[( ( )]
3t t r tc
E
Battery Electrode Battery
Electrolyte
Thermal
Analysis Stress
Effect of hydrostatic stress on Li ion flux
Source: intechopen.com
Reference: Zhang et al., 2007; Zhang et al., 2008 and Xiao et al., 2010
sJ Mc 0
lnh
RT X
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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MODELING
8
Electrode
Solids State
Diffusion
Thermal
Heat
Generation/
Transport
Stress
Intercalation
and Thermal
Electrode &
Electrolyte
Species/Charge
Transport
Butler
Volmer
Cs
T
T
T
J
J Cs
ɸ, i
Cl, ɸ
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Electrode
Solids State
Diffusion
Thermal
Heat
Generation/
Transport
Stress
Intercalation
and Thermal
Electrode &
Electrolyte
Species/Charge
Transport
Butler
Volmer
Cs
T
T
T
J
J Cs
ɸ, i
Cl, ɸ
MODELING

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Electrode
Solids State
Diffusion
Thermal
Heat
Generation/
Transport
Stress
Intercalation
and Thermal
Electrode &
Electrolyte
Species/Charge
Transport
Butler
Volmer
Cs
T
T
T
J
J Cs
ɸ, i
Ds (T) Ds (Cs ,T)
Cl, ɸ
Ds as a function of Cs?

LixC6 Electrode phase diffusion value
(MD Simulation)
INTERACTION PARAMETERS
DIFFUSIVITY CALCULATION
Einstein relation - diffusion coefficient is related to the slope of the mean square
displacement (MSD) of the particles over time.
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Graphene Layers AIREBO (Adaptive Intermolecular Reactive Empirical Bond-Order)
Stuart et. al, Journal of Chemical Physics, 2000
Li-Li interaction Field Parameter for Intermolecular and Columbic interactions. Wander and Shuford, Journal of Chemical Physics, 2011
Graphene-Li
interaction Lorentz-Berthelot combining rules
2
0 0
1lim
6 i it
dD r t t r t
dt

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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298, exp (1/ 1/ )
s K ref
ED C T D x T T
R
DIFFUSIVITY
∆E = 81.5 meV
Similarly for LiMn2O4 Wakhira et al., Ionic State Solids, 1996 and Srinivasan et al., Journal of
The Electrochemical Society, 2003 gives us the same kind of expression

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Anode Cathode Separator
Anode
1D electrochemical finite element model (FEM)
• Charge Conservation
• Chemical Kinetics
• Mass Transport (except for electrode particles)
• Heat Transport
2D electrode particle FEM model
• Li ion concentration in electrode particle
• Intercalation and Thermal Stress
Fuel cell and
battery module
Heat Transfer module
PDE module
r=12.5µm
r=8.5µm
Cathode
COMSOL MODEL
Parameter Reference: Doyle et al, 1996; Srinivasan et al, 2003 and Zhang et al, 2007

• Current density of 17.5 A/m2 applied
• Charge cycle of 1600s with 800s of discharging and charging
• Total number of cycles - 10
• Anode kept at constant potential
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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APPLIED CURRENT
ANODE CATHODE SEPARATOR
Source: srinivasan et al., 2003

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Electrode

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis 16
Electrolyte

Discharging (200s-600s) Charging (1100s-1500s)
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis 17
Cs variation

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis 18
AVERAGE TEMPERATURE
Qtotal is taken as heat generated inside Li ion battery and on the basis of that an
average Temperature is calculated and used for further studies including thermal stress
T (
K)
t (s)

Anode – Tangential Stress Cathode – Tangential Stress
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis 19
INTERCALATION STRESS
0
2 2
3 3
0 0 0
2 1( )
3(1 )
r r
t
Ecr dr cr dr c
r r

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Electrode Potential

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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Normalized Stress and Potential

• Diffusion coefficient as a function of Temperature and Li ion concentration is
developed for electrodes and incorporated into model .
• Effect of Diffusion coefficient as a function of Li ion electrode concentration
on stress value can be seen.
• Tavg reaches an asymptotic value as counterbalance between heat
generation and heat rejection comes to an equilibrium as time progresses.
• There is an accumulation of stress with continuous use of battery, this may
lead to break down of battery if it reaches the break through point limit.
• With continuous use of battery there is a decrease in maximum battery
potential, i.e. more charge required for achieving the previous potential
value as we keep on using battery.
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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CONCLUSION

ACKNOWLEDGEMENT
Chemical Engineering Department and DRPG, IIT Kanpur for travel
support
Dr. Ramakrishnan Narayanrao, General Motors, India
Computational Nano Science Group, IIT Kanpur for their
help and support
Thank You

LixC6 Electrode phase diffusion value
(MD Simulation)
INTERACTION PARAMETERS
Graphite : AIREBO (Adaptive Intermolecular Reactive Empirical Bond-Order).
Stuart et. al, Journal of Chemical Physics, 2000
Li-Li interaction - Field Parameter for Intermolecular and Columbic interactions.
Wander and Shuford, Journal of Chemical Physics, 2011
Graphite-Li interaction - Lorentz-Berthelot combining rules are employed for
the cross interactions
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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, , ,
1.
2
REBO LJ torsij ij kijl
i j i k i j l i j k
E E E EREBO R Aij ij ij ijE V r b V r

The diffusion coefficient can be obtained using two equivalent equilibrium
methods.
Einstein relation - diffusion coefficient is related to the slope of the mean
square displacement (MSD) of the particles over time.
Green-Kubo (GK) - integration over the velocity autocorrelation function
Green-Kubo gives too much fluctuation as compared to Einstein relation
because of low concentration of Li
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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2
0 0
1lim
6 i it
dD r t t r t
dt
0 0 00
1
3 iD V t t V t dt
DIFFUSIVITY CALCULATION

Lithium intercalated graphite Li0.396C6 (MD Simulation snapshot)
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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INITIAL CONFIGURATION FINAL CONFIGURATION (1ns)
SIDE
VIEW
TOP
VIEW
NVT
Ensemble

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis
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0 10 20 30 4
0
50
100
200
300
400
500
600
Li0.604C6
Li0.500C6
Li0.396C6
Li0.208C6
Time (ps)
MSD
(Å
2)
2
0 0
1lim
6 i it
dD r t t r t
dt(MSD)
DIFFUSIVITY at 298K
50 100 150 200 0
400
800
1200
MSD
(Å
2) 233K
265K 298K 353K
Time (ps)

Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis 28
THERMAL ANALYSIS
Qirrev = Qohm + Qact , ,i
rev v i loc i
UQ a i T
T

Anode-Tangential Stress Difference
Tangential Stress for Diffusivity as function of electrode Li ion and Temperature subtracted
from Tangential Stress for Diffusivity as function of Temperature only vs. time
Stress Analysis of Lithium-Based Rechargeable Batteries using micro and macro scale analysis 29