successful disaster recovery using the community capitals ... · •st. john’s are rebuilt •a...
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Funded by the North Central Regional Center
for Rural Development (USDA /NIFA)
PTE Federal Award No. 2015-51150-2376
Successful Disaster Recovery Using the Community Capitals
Framework
Kurt Mantonya
Heartland Center
Bimal Kanti Paul
Kansas State U
Deborah Bathke
Theresa Jedd
Ashley Mueller
Nicole Wall
Jacob Petr
Anthony Pucia
U of Nebraska, Lincoln
Duane Gill
Oklahoma State U
Meredith Redlin
South Dakota State U
Gary Goreham
Daniel Klenow
Becky Koch
Kalley Norr
North Dakota State U
The Project Team
NATIONAL DROUGHT MITIGATION CENTER
Available online at:http://bit.ly/CommunityCapitalsDisasterRecovery
Special “Thank You!” to the leaders, officials, and residents of Breckenridge, Pilger, and McCook who participated in this project!
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Data Analysis
Interviews; Participant Observation Newspaper Archives; Photographs
Mixed Methods Research
Documents; Maps; Census Data Focus Groups
Breckenridge, MN – Flood recovery
• 2014 population 3,340.
• Red River, confluence of Otter Tail and Bois de Sioux Rivers at Wahpeton/Breckenridge.
• Spring flood of 1997; largest flood on record.
• Since then, major flooding occurred 10 times.
Social Capital
• Civic organizations
• Churches
• Schools
• Newspaper
Financial Capital
Businesses
Banks
Proximity to
Wahpeton, ND
Household
income
Built Capital
Houses
Infrastructure
Schools, churches,
businesses, county
court house
Railroads
Public utilities
Natural Capital
• Confluence of rivers
• Flat agricultural
lands
• Parks and Zoo
Cultural Capital
• Rural character
• History
• “River” culturePolitical Capital
Government
leaders
City government
County seat
Human Capital
Population
Leadership
Professional and
business people
Asset Map of Breckenridge
prior to 1997 Flood
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Breckenridge
1997 Flood
Recovery
Mayor & City
Officials
County
Disaster
Services
director
CERT groups
formed
Red Cross &
Salvation
Army
B
C
S
C
C
C
F
C
H
C
N
C
P
C
EM plans
written
Breckenridge
1997 Flood
Recovery
State and
federal aid;
grants
Good
relations with
legislators
Improvements
to roads and
infrastructure
Mayor, County,
City Officials
Otter Tail
River
Diversion
Levees and
flood walls
Pumps and
water plant
upgrades
York Manor and Park Manor
renovated
New housing developments:
Tangin, Gewalt, and Prairie
View additions
Home repair
B
C
S
C
C
C
F
C
H
C
N
C
P
C
Mutual aid
agreements; joint law
enforcement
Collaborative relations
with Wahpeton
EM plans
writtenWilkin Co. Sherriff’s
pose formed
New City
Hall
Newspaper,
media
Breckenridge
1997 Flood
Recovery
Grants and contributions
from individuals, banks,
businesses, foundations
Volunteerism
and civic
engagement
Emergence of
local leaders
Service organizations
active: projects,
volunteers,
contributions
Cleaner
residential
area; fewer
dilapidated
buildings
Lend-a-helping-
hand organization
Decline in service
organization
membership
Home repair
B
C
S
C
C
C
F
C
H
C
N
C
P
C
Project Breckenridge
organization
Landscaping
and aesthetics
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Breckenridge
1997 Flood
Recovery
River and
parks
cleanup
Art-as-
renovation
Featured artists: Fritz Scholder,
Woody Keeble, Louise
Erdrich, Shaun McCann
Clean,
beautiful,
green space by
rivers
Parks
expanded
Zoo
landscaped
A “river
culture”
Transition for culture-of-
helping-neighbors to culture-
of-investing-in-community
B
C
S
C
C
C
F
C
H
C
N
C
P
C
Becoming an “arts
community”: murals,
galleries, stores
More tribal
connections
Breckenridge
1997 Flood
Recovery
Some courthouse
services
temporarily
relocated in a
church
St. Francis
Hospital and
nursing home
relocated
Public elementary
school grades
temporarily
relocated to
churches
Church,
school,
professions
officials as
leaders
B
C
S
C
C
C
F
C
H
C
N
C
P
CCourthouse
renovated
Public
elementary
school
remodeled
St. Francis
Hospital and
nursing home
demolished
Breckenridge
1997 Flood
Recovery
Some
businesses
closed or
moved away
Parking lots where
businesses were
Decline in business
tax base
Declining/stable
population base
B
C
S
C
C
C
F
C
H
C
N
C
P
C
Joint United Way and
Chamber of Commerce
Some business
stayed
Breckenridge Port Authority
State and
federal aid;
grants
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Number of Effect Topics, by CircleInitial recovery “triggers”:
Circle 1Intermediate recovery
processes: Circle 2Long-term recover impacts: Circle 3
Built Capital 2 9
Cultural Capital 2 4
Financial Capital 5 2
Human Capital 2 1
Natural Capital 2 3
Political Capital 2 4 2
Social Capital 2 7 1
TOTAL 6 22 24
Pilger, Nebraska
•On June 16, 2014, twin tornadoes (EF-4) destroyed nearly three-fourths of this rural northeast Nebraska community.
• Population at that time 352
•Omaha World Herald Damage Map
Social Capital•Volunteer hours equated to over $2 M in hours, machinery use, etc.
•Annual clean-up day and Arbor Day are still going on
• St. Peter’s has coffee 3 times a week
• The convenience store and community center are anticipated areas for people to gather
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Social Capital ContinuedHeartland Center convened a series of town hall meetings designed to gather community input on Pilger’s reinvention. Seventy people at the first visioning meeting and 150 attended the first town hall meeting in Wisner.
Task Forces created which initially included◦ Community Center (Natural)
◦ School/Pre-School (Built, Cultural)
◦ Sustainability/Trees (Natural)
◦ Bar/Restaurant/Coffee Shop (Built, Financial, Social)
◦ Recreation (Natural, Social)
◦ Communications (Built)
◦ Community Clean-Up (Built, Social)
◦ People Attraction/Branding (Social, Cultural, Financial)
Human Capital• 212 people
• Reinvent Pilger helped create eight task forces that provided opportunities for volunteerism and leadership
• A lot of outside help (NEMA, Heartland Center for Leadership Development, Ferguson Development Resources, civic organizations, etc.)
• Clergy have had a strong role behind the scenes
• New resources and more people willing to help
• More knowledge/new knowledge
• Young people involved
• Book published by LaRayne Topp, Eighty-One Seconds: The Attack and Aftermath as Tornadoes Hit Pilger, Stanton, Wakefield and Wisner, Nebraska
• Statewide collaboration with Nebraska chapter of APA to update comprehensive plan
Political Capital• New opportunities for leadership
• “Reinvent Pilger” process helped with creating a shared sense of vision
• Attendance at meetings is up
• Zoning Board
• Comprehensive plan being created with volunteer help from the Nebraska Chapter of the American Planning Association and the University of Nebraska-Lincoln College of Architecture
• The community had the ear of the legislature for some time
• Fewer volunteer firefighters
• 1 Village Board person moved
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Built Capital• Loss of 73 homes
• Debris pile clean up (cost of $1M)
• 19 new homes (because of the price of these new homes, it will not take too many more to equal the tax loss of the 73 homes)
• New bank, village office convenience store, co-op
• New street signs, highway signage and street lights
• Library remains intact
• Safe rooms for new construction
• New and expanding businesses
• Loss of school
• Community Center• Increased social capital
• Educational programming
• Support entrepreneurship
Natural Capital• Trees being planted (275)
• Parks survived
• Pool was able to stay open due to corporate funding
• Playground and basketball court gone
• Opportunities for kayaking and tanking that will lead to increased traffic at the convenience store
• The RV park co-located in the village park added four new hook-ups for a total of 8
• Discussions among entrepreneurs about utilizing the neighboring Elkhorn River
Cultural Capital• St. John’s are rebuilt
• A “Grand Reopening” on the two year anniversary of the storm
• Although the community center is not complete, several venues such as the school reunion have booked dates
• A lot of grand openings going on
• There is talk about other community-wide events
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Financial Capital• Midwest Bank was one of the first to state they would rebuild, completed June 2016
• Businesses rebuilt/expanded• GoJo Trucking
• Lampan Tire and Towing
• Oswald Farm Supply
• Co-op followed suit and had bins in place by fall harvest
• Numerous donations Private donation $25,000 to keep pool open
Federal Home Loan Bank of Topeka JOBS grant
$65,000 from the Nebraska Corn Board
Rotary Club of Nebraska donated $11,000 for the new community center
$300,000 from USDA to fund the community center construction October 2016
Tracking Drought Perspectives: A Rural Case StudyTheresa Jedd, Deborah Bathke, Duane Gill, Bimal Paul, Nicole Wall, Tonya Bernadt,Jake Petr, Tony Mucia, Milan Wall
NATIONAL DROUGHT MITIGATION CENTER
Why drought?
Drought is a serious hazard
N A T I O N A L D R O U G H T M I T I G A T I O N C E N T E R
NOAA National Centers for Environmental Information (NCEI) U.S. Billion-Dollar Weather and Climate Disasters (2017). https://www.ncdc.noaa.gov/billions/
24
35
$223.8
$560.1
19.1
47.7
$9.3
$16.0
2,993
3,210
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Why 2012?
NATIONAL DROUGHT MITIGATION CENTER
65.5 Percent $32.4 Billion 123 Deaths9.2 Billion
Acres
#1
Temperature Rank
Drought in 2012
NATIONAL DROUGHT MITIGATION CENTER
Drought Spatial Extent and Severity
Corn Field Starting to Dry OutPhoto courtesy of Duane Lienemann http://www.drought.unl.eduCorn plants are starting to dry out in the severe drought of July 2012.
Why McCook?
Why McCook?Rural communities are especially at risk
N A T I O N A L D R O U G H T M I T I G A T I O N C E N T E R
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McCook’sCommunity Capitals
N A T I O N A L D R O U G H T M I T I G A T I O N C E N T E R
Clean air, fertile soils
https://visitmccook.com/outdoor-recreation/hunting/
Sample Impacts and responseCommunity residents noticed several changes:
Corn fields became crunchy as plants were stressed
Irrigators noted a reduction in water supply
Dirt and smoke clouded the air
Increased hay and feed prices
Pheasant population declined with the reduction of cool season alfalfa grasses
Tourism numbers down as hunting opportunities declined
The town residents responded to these changes:
Farmers and ranchers took note of soil conditions and moved livestock or reduced herd size
City council and water manager coordinated with Fire Chief to monitor risk and made public radio announcements
Youth organizations (4H and FFA) held programs on drought impacts
Health Department conducted mosquito census for West Nile virus
NATIONAL DROUGHT MITIGATION CENTER
Results
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Results
NATIONAL DROUGHT MITIGATION CENTER
• Natural Capital was affected most. Human capital formed the bulk of the response.
• Pre-existing community structures contributed to the town's recovery, including a municipal drought plan, coordinated city agency configuration, and proactive public health systems. These were bolstered by strong humanand social capital.
Human and Social Capital:Strong leadership tradition
NATIONAL DROUGHT MITIGATION CENTER
“McCook has a reputation of having governors and senators from here. Part of that stems from participatory democracy, there is a collective wisdom in that.
If we have a problem, we solve it with hands-on participation.”
-Community historian & McCook Gazette Columnist
Conclusion: Disasters happen.Photograph showing landslides covering State Route 1 near Ohau Point in New Zealand. Credit: Jonathan Godt, USGS
NATIONAL DROUGHT MITIGATION CENTER
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Recovery times vary.
An aerial view of Lake Okeechobee in Florida shows an algal bloom. A third of all lakes studied by the USGS contained toxins produced by similar blooms. Credit: Nicholas Aumen, USGS.(Public domain.)
NATIONAL DROUGHT MITIGATION CENTER
Defining resilienceResilience was originally defined by Holling (1973) as ◦ “a measure of the
persistence of systems and of their ability to absorb change and disturbance and still maintain the same relationships between populations or state variables” (p. 14)
NATIONAL DROUGHT MITIGATION CENTER
Resilience ≠ Persistence
N A T I O N A L D R O U G H T M I T I G A T I O N C E N T E R
The cases show that community resilience has a strong social dimension.
At a basic level. The classic definition tells us it is the ability of a system to absorb shocks and maintain functionality.
Updated thinking. Resilience requires positive transformation that allows communities to function better than they did in their prior states.
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Grit is the stubborn refusal to quit.-Jonah Lehrer, author
• Crisis triggers learning and knowledge generation.• Resilience is having the capacity to expect the unexpected and absorb it.
• Surprise and crisis create the space for reorganization and renewal.(Folke et al. 2005)
Resilience and disaster recovery
NATIONAL DROUGHT MITIGATION CENTER
• When damaged infrastructure is rebuilt, a community comes back to life.
•• Therefore, a baseline measure of recovery should include a consideration of the amount of time that it takes for a community to return to its prior state.
••• Sometimes the community response to the secondary and tertiary impacts of a natural hazard event can leave the community better positioned to deal with future events, as well as more socially connected.
Hazards as catalysts
NATIONAL DROUGHT MITIGATION CENTER
Many Eastern White Pines were killed by the 2012 drought. Photo courtesy: Nebraska Forest Service
Recovery programs can transform the community into something new as the resources and institutions are built up after a disaster.
Example: rethinking forestry practices in light of water availability.Nebraska Forest Service Guidelines during drought:
Prioritize watering zones -1. trees; 2. shrubs; 3. perennials and ornamental grasses; 4. turf.
(Replant turf as needed.)
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Resilience as “Institutional Capital”
Institutions: principles, rules, norms, and decision-making procedures that structure interactions. Simply, “rules or habits” that people live by.
NATIONAL DROUGHT MITIGATION CENTER
Getty images/ The Balance
NATIONAL DROUGHT MITIGATION CENTER
Contact Information:
Gary Goreham, [email protected] Mueller, [email protected] Mantonya, [email protected] A. Gill, [email protected] Bathke, ([email protected])Nicole Wall, [email protected] Jedd, [email protected]