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Successful Start-Ups: Successful Start-Ups: Structuring Your New Upward Bound Structuring Your New Upward Bound Program Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Page 1: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Successful Start-Ups:Successful Start-Ups:Structuring Your New Upward Bound Structuring Your New Upward Bound

ProgramProgram

Council for Opportunity in Education 27th Annual Conference

September 18, 2008

Page 2: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

PresentersPresenters

Elizabeth C. Retamozo, Executive Director

Rita E. Cortez, Consultant

Sonya Lopez, Training Director

Director, TSU Upward Bound

NOSOTROS Education Center NOSOTROS Education Center

www.nosotrosedu.org

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Page 3: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Session Overview Session Overview

• Review of UB/UBMS Program RegulationsParticipant Eligibility Program Services & Delivery Structure

• Review of Objectives Recruitment & Selection ProcessAcademic & Supportive Services

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Page 4: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Presentation MaterialsPresentation Materials

• PowerPoint Slide Handouts• Additional documents & materials located at:

• www.nosotrosedu.org– Go to Resources Page– Register – Click the Presentations & Links Tab– Click COE 2008 UB Conference Session

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Page 5: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Upward Bound Upward Bound

Program RegulationsProgram Regulations

Eligibility & Program Design

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Page 6: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Program Regulations

Sec. 645.3: Who is eligible to participate in an Upward Bound project?

An individual is eligible to participate in a Regular, Veterans, or a Math and Science Upward Bound project if the individual meets all of the following requirements:

(a)(1) Is a citizen or national of the United States.

(2) Is a permanent resident of the United States.

Page 7: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Program Regulations

Sec. 645.3: Who is eligible to participate in an Upward Bound project?

(3) Is in the United States for other than a temporary purpose and provides evidence from the Immigration and Naturalization Service of his or her intent to become a permanent resident.

Page 8: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Program Regulations

Sec. 645.3: Who is eligible to participate in an Upward Bound project?

(b) Is–

(1) A potential first-generation college student; or

(2) A low-income individual.

HEA – Academic Risk Student is allowed for 1/3

Page 9: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Program Regulations

Sec. 645.3: Who is eligible to participate in an Upward Bound project?

(c) Has a need for academic support, as determined by the grantee, in order to pursue successfully a program of education beyond high school.

Page 10: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Program Regulations

Sec. 645.3: Who is eligible to participate in an Upward Bound project?

(d) At the time of initial selection, has completed the eighth grade but has not entered the twelfth grade and is at least 13 years old but not older than 19, although the Secretary may waive the age requirement if the applicant demonstrates that the limitation would defeat the purposes of the Upward Bound program.

Page 11: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Program Regulations

Sec. 645.4 What are the grantee requirements with respect to low income and first-generation participants?

(a) At least two-thirds of the eligible participants a grantee serves must at the time of initial selection qualify as both low-income individuals and potential first-generation college students.

The remaining participants must at the time of initial selection qualify as either low-income individuals or potential first generation college students.

HEA – Academic Risk Student is allowed for 1/3

Page 12: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.4 What are the grantee requirements with respect to low income and first-generation participants?

(b) For purposes of documenting a participant's low-income status the following applies: (1) In the case of a student who is not an independent student, an institution shall document that the student is a low-income individual by obtaining and maintaining–

(i) A signed statement from the student's parent or legal guardian regarding family income;

(ii) Verification of family income from another governmental source;

(iii) A signed financial aid application; or

(iv) A signed U.S. or Puerto Rican income tax return.

Page 13: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.4 What are the grantee requirements with respect to low income and first-generation participants?

(c) For purposes of documenting potential first generation college student status, documentation consists of a signed statement from a dependent participant's parent, or a signed statement from an independent participant.

(d) A grantee does not have to revalidate a participant's eligibility after the participant's initial selection.

Page 14: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.6 What definitions apply to the Upward Bound Program?

Potential first-generation college student means--

(1) An individual neither of whose natural or adoptive parents received a baccalaureate degree; or

(2) A student who, prior to the age of 18, regularly resided with and received support from only one natural or adoptive parent and whose supporting parent did not receive a baccalaureate degree.

Page 15: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.6 What definitions apply to the Upward Bound Program?

Participant means an individual who--

(1) Is determined to be eligible to participate in the project under Sec. 645.3;

(2) Resides in the target area, or is enrolled in a target school at the time of acceptance into the project; and

Page 16: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.6 What definitions apply to the Upward Bound Program?

(3) Has been determined by the project director to be committed to the project, as evidenced by being allowed to continue in the project for at least--

(i) Ten days in a summer component if the individual first enrolled in an Upward Bound project's summer component; or

(ii) Sixty days if the individual first enrolled in an Upward Bound project's academic year component.

Page 17: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.6 What definitions apply to the Upward Bound Program?

Target area means a discrete local or regional geographical area designated by the applicant as the area to be served by an Upward Bound project.

Target school means a school designated by the applicant as a focus of project services.

Page 18: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Recruitment

No more Absolute Priority 9th & 10th Graders – 11th graders allowed but not

recommended

Eligibility Does Not Mean Automatic Selection!

Redefine your project’s Academic Need Description - Display on all marketing materials

Review your IRS & DS plan in proposal & revise as needed – Plan of Operation

Page 19: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Sample Forms

• Student/Parent Application

• Verification of Eligibility & Selection Form

• Student Info Flyer

• Teacher/Counselor Info Flyer

• Parent Info Flyer

• Parent & Student Interview Forms

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Page 20: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.11 What services do all Upward Bound projects provide?

(a) An Upward Bound project that has received funds under this part for at least two years shall include as part of its core curriculum, instruction in

(1) Mathematics through pre-calculus;

(2) Laboratory science; (3) Foreign language;

(4) Composition; and (5) Literature.

Page 21: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.11 What services do all Upward Bound projects provide?

(b) All Upward Bound projects may provide such services as--

(1) Instruction in subjects other than those listed in Sec. 645.11 (a) that are necessary for success in education beyond high school;

(2) Personal counseling;

(3) Academic advice and assistance in secondary school course selection;

(4) Tutorial services;

Page 22: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.11 What services do all Upward Bound projects provide?

(5) Exposure to cultural events, academic programs, and other educational activities not usually available to disadvantaged youths;

(6) Activities designed to acquaint youths participating in the project with the range of career options available to them;

(7) Instruction designed to prepare youths participating in the project for careers in which persons from disadvantaged backgrounds are particularly underrepresented;

Page 23: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.11 What services do all Upward Bound projects provide?

(8) Mentoring programs involving elementary or secondary school teachers, faculty members at institutions of higher education, students, or any combination of these persons and other professional individuals; and

(9) Programs and activities such as those described in paragraphs (b)(1) through (b)(8) of this section that are specifically designed for individuals with limited proficiency in English.

Page 24: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.12 How are regular Upward Bound projects organized?

(a) Regular Upward Bound projects--

(1) Must provide participants with a summer instructional component that is designed to simulate a college-going experience for participants, and an academic year component; and

Page 25: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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(2) May provide a summer bridge component to those Upward Bound participants who have graduated from secondary school and intend to enroll in an institution of higher education in the following fall term.

A summer bridge component provides participants with services and activities, including college courses, that aid in the transition from secondary education to postsecondary education.

Sec. 645.12 How are regular Upward Bound projects organized?

Page 26: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.12 How are regular Upward Bound projects organized?

(b) A summer instructional component shall--

(1) Be six weeks in length unless the grantee can demonstrate to the Secretary that a shorter period will not hinder the effectiveness of the project nor prevent the project from achieving its goals and objectives, and the Secretary approves that shorter period; and

(2) Provide participants with one or more of the services described in Sec. 645.11 at least five days per week.

Page 27: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.12 How are regular Upward Bound projects organized?

(c)(1) Except as provided in paragraph (c)(2) of this section, an academic year component shall provide program participants with one or more of the services described in Sec. 645.11 on a weekly basis throughout the academic year and, to the extent possible, shall not prevent participants from fully participating in academic and nonacademic activities at the participants' secondary school.

Page 28: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.13 What additional services do Upward Bound Math and Science Centers provide and how are they organized?

(a) In addition to the services that must be provided under Sec. 645.11(a) and may be provided under Sec. 645.11(b), an Upward Bound Math and Science Center must provide–

(1) Intensive instruction in mathematics and science, including hands-on experience in laboratories, in computer facilities, and at field-sites;

Page 29: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.13 What additional services do Upward Bound Math and Science Centers provide and how are they organized?

2) Activities that will provide participants with opportunities to learn from mathematicians and scientists who are engaged in research and teaching at the applicant institution, or who are engaged in research or applied science at hospitals, governmental laboratories, or other public and private agencies;

3) Activities that will involve participants with graduate and undergraduate science and mathematics majors who may serve as tutors and counselors for participants; and

Page 30: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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Sec. 645.13 What additional services do Upward Bound Math and Science Centers provide and how are they organized?

(4) A summer instructional component that is designed to simulate a college-going experience that is at least six weeks in length and includes daily coursework and other activities as described in this section as well as in Sec. 645.11.

Page 31: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Mandatory ObjectivesMandatory Objectives

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Page 32: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Mandatory ObjectivesMandatory Objectives

1. Academic Improvement:

___% of all UB participants, who at the time of entrance into the project had an expected high school graduation date during the school year, will have achieved at the proficient level during high school on state assessments in reading/language arts and math.

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Page 33: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Curriculum & Supportive ServicesCurriculum & Supportive Services

1. Academic Improvement (9th & 10th Grade):

AC – Tutoring in math, science, English, Reading & Foreign Language AC – Monthly Saturdays for College & Cultural Activities/Field Trips AC – Academic Advising via CollegeED Booklets

SC – Course Content Based on NCLB Test Objectives. Instructors Develop Lesson Plan with Pre & Post Tests

SC – Electives, College Exploration & Leadership Building Activities

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Page 34: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Mandatory ObjectivesMandatory Objectives

3. Postsecondary Enrollment:

__% of all UB participants, who at the time of entrance into the project had an expected graduation date during the school year, will enroll in a program of postsecondary education by the fall term immediately following the expected graduation date from high school.

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Page 35: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Curriculum & Supportive ServicesCurriculum & Supportive Services

3. Postsecondary Enrollment (11th & 12th):

AC – Tutoring in math, science, English, Reading & Foreign Language AC – Monthly Saturdays for ACT/PSAT/SAT Preparation AC – Academic Advising via CollegeED Booklets

SC – Course Content Based on College Entrance Exam Objectives. Instructors Develop Lesson Plan with Pre & Post Tests

SC – Electives, College Exploration & Leadership Building Activities. Rising 12th Grader College Trip

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Page 36: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Mandatory ObjectivesMandatory Objectives

4. Postsecondary Persistence:

___% of all UB participants who enrolled in a program of postsecondary education during the fall term immediately following high school graduation will be enrolled for the fall term of the second academic year.

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Page 37: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #4 – Objective #4 – Postsecondary Persistence Postsecondary Persistence

• 9th Grade:• Plan for Concurrent/Dual Enrollment by 12th Grade• Check of HS Diploma Plan• Emphasis on Basic Skills first 2 years via AY

Tutoring & SC Instruction

• 10th Grade: • GPA Increase via AY Tutoring • Master NCLB via SC Instruction

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Page 38: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #4 – Objective #4 – Postsecondary Persistence Postsecondary Persistence

• 11th Grade: • Increase GPA via AY Tutoring• PSAT/SAT/ACT Preparation via SC Instruction

from College Professors

• 12th Grade: • Enrollment in Honor or AP HS Courses• Dual Enrollment in HS & College by Spring • No Bridge – AP & CLEP Preparation via SC

instruction • Referral to Student Support Services asap

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Page 39: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #4 – Objective #4 – Postsecondary Persistence Postsecondary Persistence

• Benefits• Set firm goals with parents & students during

Recruitment & Selection • Academic strength-test readiness• Graduating with college credit• Savings on tuition & time• More attractive to colleges• Psychological boost—ahead of the game

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Page 40: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Mandatory ObjectivesMandatory Objectives

2. Project Retention:

___% of 9th, 10th, and 11th grade project participants served during each school year will continue to participate in the project during the next school year.

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Page 41: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

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RETENTION CONCERNSRETENTION CONCERNS

Objective #2: Retention Objective #2: Retention

Page 42: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• Staff Philosophy

• Staff Training

• Student Activities

• Parental Involvement

RELATIONSHIPS….RELATIONSHIPS

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Page 43: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• Staff Philosophy:

- How to Work with Youth & Families

- How to Lead Groups

- How to Build Lasting Relationships

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Page 44: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• Staff Training:

– Leading During Times of Change– Team Building– Working Effectively with Staff

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Page 45: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Experience Self

Cognitive

Affective

Self-Esteem

Behavior

Self Concept

How Do We Change Behavior?How Do We Change Behavior?

Page 46: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2 - RetentionObjective #2 - Retention

• Retention starts during recruitment - 9th Graders Only

• Parents are very Involved

• Parent/student Mixer Recruitment

• Two month Probation Period– Students participate in ALL activities– Parent/Student interview

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Page 47: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• October Team Building – Low Ropes• Two Staff Telephone Contact • Weekly Staff Meetings to Share Student Info• Parent Fundraising Group – Automatic

Enrollment• Staff Attend Students’ Church/Games etc…• TRIO HS Student Organization• Unpaid Interns (SW & Psychology)

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Page 48: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• Staff Meets with Each Student Weekly• Staff Involved in School Activities• Student Community Involvement• Saturday College Involvement• College for a Day• Parent & Student School Board Presentations• Youth Eco-map

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Page 49: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• Use of Technology Myspace Facebook Text Messages

• Staff Contact Parents - Positives & Concerns• Parent Potluck

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Page 50: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Objective #2: Retention Objective #2: Retention

• Empower Parents in Community Events• Use of Alumni

FGSO Panelist Banquet

• Stipends - Parent Pick-Up Only – Advisor discretion

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Page 51: Successful Start-Ups: Structuring Your New Upward Bound Program Council for Opportunity in Education 27 th Annual Conference September 18, 2008

Questions & AnswersQuestions & Answers

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