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REVIEW Candidate Endophenotypes for Genetic Studies of Suicidal Behavior J. John Mann, Victoria A. Arango, Shelli Avenevoli, David A. Brent, Frances A. Champagne, Paula Clayton, Dianne Currier, Donald M. Dougherty, Fatemah Haghighi, Susan E. Hodge, Joel Kleinman, Thomas Lehner, Francis McMahon, Eve K. Mos ´cicki, Maria A. Oquendo, Ganshayam N. Pandey, Jane Pearson, Barbara Stanley, Joseph Terwilliger, and Amy Wenzel Twin, adoption, and family studies have established the heritability of suicide attempts and suicide. Identifying specific suicide diathesis- related genes has proven more difficult. As with psychiatric disorders in general, methodological difficulties include complexity of the phenotype for suicidal behavior and distinguishing suicide diathesis-related genes from genes associated with mood disorders and other suicide-associated psychiatric illness. Adopting an endophenotype approach involving identification of genes associated with heritable intermediate phenotypes, including biological and/or behavioral markers more proximal to genes, is an approach being used for other psychiatric disorders. Therefore, a workshop convened by the American Foundation for Suicide Prevention, the Department of Psychiatry at Columbia University, and the National Institute of Mental Health sought to identify potential target endophenotypes for genetic studies of suicidal behavior. The most promising endophenotypes were trait aggression/impulsivity, early-onset major depression, neurocognitive function, and cortisol social stress response. Other candidate endophenotypes requiring further investigation include serotonergic neuro- transmission, second messenger systems, and borderline personality disorder traits. Key Words: Endophenotype, genetics, suicide S uicidal behavior is an important preventable cause of injury, disability, and death worldwide. In most countries, the vast majority of suicides and nonfatal suicide attempts are associated with psychiatric disorders. Twin and adoption studies find that the predisposition to suicidal behavior is partly heritable; however, the genes responsible are mostly unknown. Recently, there have been substantial advances in knowledge of the pathophysiology of suicide and nonfatal suicide attempts; recognition of behavioral components of the diathesis for sui- cidal behavior including aggressive/impulsive traits and neuro- cognitive deficits; development of methods for imaging relevant neural circuitry of the brain; finer grained single nucleotide polymorphism (SNP) maps of the human genome; improved statistical approaches; and greater appreciation of the role of gene-environment interactions. This article is based on a work- shop convened by the National Institute of Mental Health, the American Foundation for Suicide Prevention, and the Depart- ment of Psychiatry at Columbia University that addressed the biological and behavioral diathesis for suicidality for the purpose of identifying promising clinical, cognitive, and biological inter- mediate phenotypes for finding candidate gene studies. Suicidal Behavior Phenotypes There are multiple levels of severity and injury burden within the construct of suicidality, ranging from suicidal ideation with- out a specific plan, suicidal ideation with a specific plan, low- lethality suicide attempts, high-lethality but nonfatal suicide attempts, and death by suicide. In 2005, the U.S. suicide rate was 11 per 100,000 persons (1). In the general population, prevalence of suicide attempt is .4 % to .6%, and suicidal ideation 2.8% to 3.3% (2). Comparison of findings between studies is limited by lack of uniform definitions of suicidal ideation and behaviors. The Columbia Classification Algorithm of Suicidal Assessment is being widely adopted and provides operational definitions of suicide and suicide attempt that set two minimal requirements: 1) a suicidal act must be a self-directed act; and 2) it must be characterized by some intent to die (for detailed definitions, see Posner, et al.)(3). Suicidal Behavior and Genetics Heritability The contribution of additive genetic factors is estimated to be 30% to 50% for a broad phenotype of suicidality that includes ideation, plans, and attempts and is largely independent of the inheritance of psychiatric disorder (4). There is a higher concor- dance rate for suicide in monozygotic than dizygotic twins (24.1% vs. 2.8%) (4) and a 2.0 to 4.8 times greater prevalence of suicide in the relatives of individuals who die by suicide, even after adjusting for psychiatric disorder. Adoption studies docu- ment fourfold to sixfold higher rates of suicide in the biological relatives of adoptees who die by suicide compared with adoptive relatives (see Brent and Melhem [5] for a review). Nonfatal suicide attempts have heritability estimates of 17% to 45%, even after controlling for psychiatric disorder, and family studies consistently report higher rates of suicide attempt in relatives of suicide attempters compared with relatives of nonat- tempters. However, an adoption study did not find higher rates of suicide attempt in the biological parents than in the adoptive parents of suicide attempters (5). Data on suicidal ideation are sparser. Twin studies report 36% to 43% heritability, and family From Department of Psychiatry (JJM, VAA, FAC, DC, FH, SEH, MAO, BS, JT), Columbia University, New York, New York; National Institutes of Health/ National Institute of Mental Health (SA, JK, TL, FM, EKM, JP), Bethesda, Maryland; Western Psychiatric Institute and Clinic (DAB); American Foundation for Suicide Prevention (PC), New York, New York; University of Texas Health Science Center at San Antonio (DMD), San Antonio, Texas; Department of Psychiatry (GNP), University of Illinois at Chicago, Chicago, Illinois; and Department of Psychiatry (AW), University of Penn- sylvania, Philadelphia, Pennsylvania Address reprint requests to J. John Mann, M.D., Department of Molecular Imaging & Neuropathology, New York State Psychiatric Institute/Colum- bia University, 1051 Riverside Drive, Box 42, New York, NY 10032; E-mail: [email protected]. Received July 11, 2008; revised October 21, 2008; accepted November 12, 2008. BIOL PSYCHIATRY 2009;65:556 –563 0006-3223/09/$36.00 doi:10.1016/j.biopsych.2008.11.021 © 2009 Society of Biological Psychiatry

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  • REVIEW

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    000dological and behavioral diathesis for suicidality for the purposeidentifying promising clinical, cognitive, and biological inter-diate phenotypes for finding candidate gene studies.

    HeritabilityThe contribution of additive genetic factors is estimated to be

    30% to 50% for a broad phenotype of suicidality that includesideation, plans, and attempts and is largely independent of theinheritance of psychiatric disorder (4). There is a higher concor-dance rate for suicide in monozygotic than dizygotic twins(24.1% vs. 2.8%) (4) and a 2.0 to 4.8 times greater prevalence ofsuicide in the relatives of individuals who die by suicide, evenafter adjusting for psychiatric disorder. Adoption studies docu-ment fourfold to sixfold higher rates of suicide in the biologicalrelatives of adoptees who die by suicide compared with adoptiverelatives (see Brent and Melhem [5] for a review).

    Nonfatal suicide attempts have heritability estimates of 17% to45%, even after controlling for psychiatric disorder, and familystudies consistently report higher rates of suicide attempt inrelatives of suicide attempters compared with relatives of nonat-tempters. However, an adoption study did not find higher ratesof suicide attempt in the biological parents than in the adoptiveparents of suicide attempters (5). Data on suicidal ideation aresparser. Twin studies report 36% to 43% heritability, and family

    m Department of Psychiatry (JJM, VAA, FAC, DC, FH, SEH, MAO, BS, JT),Columbia University, New York, New York; National Institutes of Health/National Institute of Mental Health (SA, JK, TL, FM, EKM, JP), Bethesda,Maryland; Western Psychiatric Institute and Clinic (DAB); AmericanFoundation for Suicide Prevention (PC), New York, New York; Universityof Texas Health Science Center at San Antonio (DMD), San Antonio,Texas; Department of Psychiatry (GNP), University of Illinois at Chicago,Chicago, Illinois; andDepartment of Psychiatry (AW), University of Penn-sylvania, Philadelphia, Pennsylvaniadress reprint requests to J. John Mann, M.D., Department of MolecularImaging&Neuropathology, NewYork State Psychiatric Institute/Colum-bia University, 1051 Riverside Drive, Box 42, New York, NY 10032; E-mail:[email protected] July 11, 2008; revised October 21, 2008; accepted November 12,2008.

    BIOL PSYCHIATRY 2009;65:5565636-3223/09/$36.00i:10.1016/j.biopsych.2008.11.021 2009 Society of Biological Psychiatryandidate Endophenotypesuicidal BehaviorJohn Mann, Victoria A. Arango, Shelli Avenevoli, Dula Clayton, Dianne Currier, Donald M. Doughertyel Kleinman, Thomas Lehner, Francis McMahon, Evnshayam N. Pandey, Jane Pearson, Barbara Stanle

    in, adoption, and family studies have established the heritability oated genes has proven more difficult. As with psychiatric disordeenotype for suicidal behavior and distinguishing suicide diathesis-cide-associated psychiatric illness. Adopting an endophenotype aermediate phenotypes, including biological and/or behavioral machiatric disorders. Therefore, aworkshop convenedby theAmericalumbia University, and the National Institute of Mental Health sougcidal behavior. The most promising endophenotypes were trait action, and cortisol social stress response. Other candidate endophnsmission, second messenger systems, and borderline personality

    yWords: Endophenotype, genetics, suicide

    uicidal behavior is an important preventable cause ofinjury, disability, and death worldwide. In most countries,the vast majority of suicides and nonfatal suicide attempts

    associated with psychiatric disorders. Twin and adoptiondies find that the predisposition to suicidal behavior is partlyritable; however, the genes responsible are mostly unknown.cently, there have been substantial advances in knowledge ofpathophysiology of suicide and nonfatal suicide attempts;ognition of behavioral components of the diathesis for sui-al behavior including aggressive/impulsive traits and neuro-nitive deficits; development of methods for imaging relevantural circuitry of the brain; finer grained single nucleotidelymorphism (SNP) maps of the human genome; improvedtistical approaches; and greater appreciation of the role ofe-environment interactions. This article is based on a work-p convened by the National Institute of Mental Health, theerican Foundation for Suicide Prevention, and the Depart-r Genetic Studies of

    A. Brent, Frances A. Champagne,temah Haghighi, Susan E. Hodge,. Moscicki, Maria A. Oquendo,oseph Terwilliger, and AmyWenzel

    cide attempts and suicide. Identifying specific suicide diathesis-general, methodological difficulties include complexity of theed genes from genes associated with mood disorders and otherach involving identification of genes associated with heritables more proximal to genes, is an approach being used for otherundation for Suicide Prevention, theDepartment of Psychiatry atidentify potential target endophenotypes for genetic studies ofsion/impulsivity, early-onset major depression, neurocognitiveypes requiring further investigation include serotonergic neuro-der traits.

    icidal Behavior Phenotypes

    There are multiple levels of severity and injury burden withinconstruct of suicidality, ranging from suicidal ideation with-

    t a specific plan, suicidal ideation with a specific plan, low-hality suicide attempts, high-lethality but nonfatal suicideempts, and death by suicide. In 2005, the U.S. suicide rate wasper 100,000 persons (1). In the general population, prevalencesuicide attempt is .4 % to .6%, and suicidal ideation 2.8% to% (2).Comparison of findings between studies is limited by lack ofiform definitions of suicidal ideation and behaviors. Thelumbia Classification Algorithm of Suicidal Assessment ising widely adopted and provides operational definitions ofcide and suicide attempt that set two minimal requirements: 1)suicidal act must be a self-directed act; and 2) it must bearacterized by some intent to die (for detailed definitions, seesner, et al.) (3).

    icidal Behavior and Genetics

  • studies have documented transmission of suicidal ideation (5).However, familial transmission of ideation, in contrast to trans-mipsy

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    J.J. Mann et al. BIOL PSYCHIATRY 2009;65:556563 557ssion of behavior, appears to be related to the transmission ofchiatric disorder (5).

    nes and Suicidal BehaviorWhole-genome linkage studies seek to identify genetic locid ultimately candidate genes associated with disease pheno-es. Such studies have reported linkage of suicide attempt andomosome 2p11, 2p12, and 2p, 5q, 6q, 8p, 11q, and Xq inied psychiatric disorder pedigrees (6). A study of suicideaths in bipolar pedigrees reported linkage at chromosome25.2 (6).Microarray technology enables expression profiling of thou-ds of genes in the brains of suicides and may also aid inntification of candidate genes, as well as extending thederstanding of neurobiological pathways in suicide. Studiesparing suicides and control subjects report higher expression

    serotonin 2A receptor (5-HT2A) genes in Brodmann area 11 inpressed suicides (7) and lower expression of the spermine/rminidine N1-acetyltransference gene in the dorsolateral pre-ntal cortex and motor cortex in both depressed and nonde-ssed suicides (8).To date, candidate genes for suicidal behavior have beenected largely on the basis of established biological corre-es of suicidal behavior and thus have focused primarily onserotonergic system. Genes for the serotonin transporter,otonin 1A (5-HT1A), serotonin 1B (5-HT1B), and 5-HT2Aeptors; monoamine oxidase A (MAOA) (an enzyme respon-le for the degradation of serotonin); and tryptophan hy-xylase (tryptophan hydroxylase 1 [TPH1], tryptophan hy-xylase 2 [TPH2] isoforms), the rate-limiting biosyntheticzyme for serotonin, have been investigated with respect tocidal behavior with suggestive but inconclusive results (seefor a review). Preliminary studies of the recently identifiedH2 gene link an intronic polymorphism to suicide andpression (9), although others find an association only withod disorder and not independently with suicide (10).ta-analysis of 14 5-HT2A receptor gene and 12 serotoninnsporter promoter (5-HTTLPR) gene association studiesnd an association between the low-expressing alleles of5-HTTLPR and suicide but no association for the 5-HT2A

    eptor 102T/C polymorphism (11). The noradrenergic and dopa-nergic systems, hypothalamic-pituitary-adrenal (HPA) axis, andin-derived neurotrophic factor have also been examined fordidate genes, with no consistent associations identified as yet.Pharmacogenetic studies have examined the effect of geneticiants on treatment-emergent suicidal ideation, and a largelticenter treatment trial of major depression reported associ-ns with GRIK2 and GRIA3 (encode ionotropic glutamateeptors), IL28R (encodes an interleukin receptor), and PAPLNcodes a protoglycan-like sulfated glycoprotein) (12).Association studies suggest that interaction between geneticlnerability and environmental conditions increases risk forcidal behavior. The lower-expressing allele of the 5-HTTLPRpears associated with increased risk for depression and sui-ality in response to stressful life events, though others haveled to replicate those findings (see [6] for a review). Adverseldhood experiences in conjunction with a lower-expressingiant of the MAOA gene contributed to the development oftisocial behavior and greater impulsivity (risk factors forcidal behavior) in male subjects (13).ely gene-gene relationships, gene-environment interactions,d the multiple pathways resulting in suicidal acts, a moreductive approach is to identify biological and clinical endo-enotypes.

    fining Endophenotypes for Suicidal Behavior

    Gottesman and Gould (14) have described an endopheno-e as an internal phenotype between gene and disease. Theyulate five criteria for an endophenotype: 1) association withess in population; 2) heritable (20% or greater); 3) primarilyte-independent; 4) illness and endophenotype co-segregatethin families (linkage of trait to gene variant); and 5) found innaffected family members more frequently than in the generalpulation (14).Proposed endophenotypes for suicidal behavior include im-lsive-aggressive traits, early onset of major depression, neuro-gnitive function, and heightened cortisol response to socialess.

    pulsive and Aggressive TraitsBehavioral dysregulation is thought to characterize suicidalhavior, with traits of impulsivity and aggression being partic-rly salient because impulsiveness favors acting on emotionsluding anger and suicidal ideation. Psychological autopsydies have found higher levels of aggression in individuals whoby suicide than in living psychiatric control subjects (15,16).

    eater lifetime aggression is associated with nonfatal suicideempts in prospective and cross-sectional studies (17), partic-rly attempts with higher medical lethality (18). The heritabilityaggressive traits has been demonstrated, with studies of adultins, using a variety of measures, reporting heritability of 40% to% (19,20). Aggression has a trait dimension (21). Family studiesmonstrate co-segregation of the aggressive/impulsive endo-enotype and suicidal behavior in families (22,23). Associationsve been reported between aggressive/violent behaviors andnes related to the serotonergic system, including 5-HT1B andT2A receptors and MAOA (2426). Violent suicidal behavior

    d/or medical seriousness of suicide attempts are correlates ofit aggression and possibly associated with 5-HTTLPR genotyped TPH1 (6). There are no direct data available regardingquency of trait aggression in nonsuicidal relatives comparedth the general population, although the finding of higher levelsaggression in first-degree relatives of suicide completers thanfirst-degree relatives of control subjects (27) is suggestive.Impulsivity has been associated with suicidal behavior inspective and retrospective studies (see [16] for a review).in and family studies support the heritability of impulsivity,essed using various personality trait scales (28,29) and labo-ory behavior measures (30), with estimates of heritabilitytween 30% and 45% (28,29). Impulsivity is understood to be ait but is a multifaceted construct and likely the outcome offerent underlying deficits. Impulsivity assessed using the Bar-t Impulsivity Scale (BIS) has been associated with the 5-HT2Ane in alcohol-dependent subjects (31) but not with 5-HTTLPR). Behavioral indices of impulsivity, such as response initia-n, response inhibition, and consequence sensitivity, may bere suitable endophenotypes, as they are more basic constructsd more reliably quantified through laboratory-based neuropsy-ological testing than self-report impulsivity scales that dependrecall and the nature of stressful events in the patients life.gle nucleotide polymorphism studies have detected associa-www.sobp.org/journal

  • tions with measures of neuropsychological performance but notself-report scale scores (33) or with the hyperactive/impulsiveclin(34hasevwibeassexativtiattie

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    Neurocognitive FunctionSuicidal behavior has been associated with altered neurocog-

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    558 BIOL PSYCHIATRY 2009;65:556563 J.J. Mann et al.

    wwical subtype in attention-deficit/hyperactivity disorder (ADHD)). Response initiation can be assessed by commission errors ands been shown to be related to suicide attempt history (35) anderity of attempt (36). Response inhibition can be measuredth go-stop tests and has not yet been linked to suicidalhavior, although deficits in response inhibition appear to beociated with particular subtypes of impulsive aggression, formple, fighting in conduct disorder (37). Consequence sensi-ity can be assessed with the delayed reward test and differen-es suicide attempters from nonattempters in self-injury pa-nts (38).There is some evidence of heritability and genetic associationbehavioral measures of impulsivity. Commission errors haveen shown to be heritable in family studies (30,39). Higher ratescommission errors were associated with the T allele in theT2A T102C SNP (39) and the lower-expressing allele of theTTLPR (M.A. Dawes, et al., unpublished data, 2008). Poly-rphisms in the dopamine D4 receptor gene have beenociated with response inhibition, assessed by the stop task inalthy adults (33) and stop task and go/no-go in ADHD children). Dopamine transporter genotype has been associated withponse inhibition assessed by the Opposite World test in boysd 6 to 11 (41) and the stop-signal task in healthy adults (33).p task scores varied by TPH2 genotype in healthy college-ageults (42). Delayed reward, a measure of consequence sensi-ity, is associated with a polymorphism in the dopamineeptor D2 subtype (DRD2) gene but not with clinical scaleasures of impulsivity in healthy adults (43). Unaffected rela-es, compared with control subjects, affected siblings, andaffected siblings of ADHD patients, have response inhibitionficits in the stop-signal task (44). Unaffected relatives ofsessive-compulsive disorder (OCD) probands showed thee response inhibition deficits in the stop-signal task asbands compared with individuals with no family history ofD (45). Thus, impulsivity appears to meet all five criteria forendophenotype, assessed either using clinical instruments oruropsychological tasks; however, additional studies are nec-ary to reproduce these findings in study samples ascertainedsed on suicidal behavior.

    rly-Onset Major DepressionThe association of early-onset major depression and suicidalhavior has been documented in clinical (46) and community) samples. In the Sequenced Treatment Alternatives to Relievepression (STAR*D) treatment trial cohort, individuals withset of major depressive disorder (MDD) before age 18 wereee times more likely to report a suicide attempt than thoseth an onset after age 18, adjusted for duration of illness, current, and gender (46). Family studies have shown early-onsetjor depression to be heritable (46), and a study of male twinsimated heritability of early-onset MDD (age 30) at 47% (48).rly-onset MDD is a subtype characterized by a more severerse with greater chronicity and psychiatric comorbidity andorer psychosocial function (49), thus meeting the trait crite-n. Genome-wide linkage studies in affected family pedigreesrelative pairs with early-onset recurrent major depressionntified linkage to chromosomes 15q, 17p, 8p, and 6p (50). Thedophenotype criterion of greater frequency in unaffectedatives has not been investigated.w.sobp.org/journalive function in multiple domains, including executive func-n, attention, verbal fluency, and decision making (see [50] foreview). Attentional deficits, such as impaired selective atten-n leading to difficulty in shifting attention from inappropriateuli and the inability to generate new solutions, may underlieclinical observations of cognitive rigidity in suicidal individ-

    ls (51,52). Poorer performance in the Stroop Interference Test,ich assesses selective attention, is found in high-lethalitypressed suicide attempters compared with depressed low-hality attempters, depressed nonattempters, and healthy con-l subjects (51). Moreover, selective attention toward suicide-evant cues is demonstrated in suicidal individuals in adified Stroop task (53,54). Attentional fixation is a relatedormation-processing bias, characterized by agitation, narrow-of attention on suicide-specific cues, and a preoccupation

    th suicide as the only solution to ones problems (55). Twindies in children and adults (56,57) indicate 39% to 50%ritability in Stroop Interference Test performance. In healthyjects, the DRD2 gene and the catechol-O-methyltransferase

    OMT) valine (val)/methionine (met) polymorphism had aneraction effect on Stroop Interference Test performance (58).her gene association studies of dopamine receptor genes andMT in schizophrenia and/or ADHD subjects report geneticociations with various domains of cognitive function, includ-executive function, verbal and working memory, attention,

    d performance monitoring (59,60). Bipolar disorder individu-and their unaffected relatives exhibit impaired performancestests of cognitive flexibility compared with healthy controljects (61), and attention deficits (Stroop) are seen in schizo-renia (62) and bipolar disorder (63) individuals and theiraffected relatives compared with healthy control subjects.us, attentional deficits meet the endophenotype criteria ofociation with illness, heritability, gene association, and greaterquency in unaffected relatives.There is evidence of the persistence of cognitive deficits,luding attention, verbal fluency, memory, and learning, afterission of depressive symptoms, indicative of trait status (64),

    hough one study found executive dysfunction in suicideators to be state-related (65). For other domains of neurocog-ive function, including memory, verbal fluency, and problemving, association with suicidal behavior is suggested, but dataarding heritability and familial co-segregation are lacking.

    rtisol Response to Psychosocial StressHypothalamic-pituitary-adrenal axis dysfunction is associatedth suicide death, with dexamethasone nonsuppression ofrtisol increasing risk for suicide more than fourfold in majorpression (66). Disturbances in HPA axis function have beenserved in suicide attempters using various indices, includingebrospinal fluid (CSF) corticotrophin-releasing hormoneH), postdexamethasone cortisol, and urinary cortisol, thought all agree (67). Twin studies of cortisol levels in blood, urine,d saliva indicate approximately 60% heritability (68). A twindy of cortisol response to psychosocial stress (Trier Socialess Test [TSST]) estimated heritability of cortisol response withetition of the stressor between 56% to 97% (69). AlteredA axis stress responsivity is a trait influenced by genes andversity in early life (70). Cortisol response to psychosocialess (TSST) appears associated with polymorphisms in theneralocorticoid and glucocorticoid receptor genes (71), theTTLPR (72), and the gamma-aminobutyric acid (GABA) A

  • alpha 6 receptor gene (73). Studies are necessary to establish ifthe same deficits in cortisol response are more frequent inungen

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    J.J. Mann et al. BIOL PSYCHIATRY 2009;65:556563 559affected relatives of suicidal individuals compared with theeral population.

    ndidate Endophenotypes

    Other biological and clinical factors associated with suicidalhavior are candidate endophenotypes. These meet the criteriaassociation with the disease but more work is needed toablish heritability, trait status, co-segregation in families, ande variant associations.

    rotonergic System Alterations in Suicide and Nonfatalicide AttemptAlterations in various indices of serotonergic function haveen associated with suicide attempt and suicide (reviewed innn [74]). Studies of postmortem brain tissue of suicides mayld molecular endophenotypes for genetic studies of suicideath. Postmortem studies comparing suicides with nonsuicidesve found death by suicide associated with low serotoninnsporter binding in orbital prefrontal cortex and anteriorgulate, higher 5-HT1A and 5-HT2A receptor binding in thersolateral prefrontal cortex and 5-HT1A binding in the brain-m dorsal raphe nucleus, and higher transcript level, proteinression, and number of TPH2 expressing neurons in theinstem (74). Evidence of genetic association with serotonergicrations observed postmortem in suicides is sparse and incon-sive. Studies are necessary to establish if serotonergic alter-ns observed in suicides meet criteria of heritability, state-ependence, and presence in nonaffected family members.The level of CSF 5-hydroxyindoleacetic acid (5-HIAA) is atential endophenotype, as lower levels have been associatedth suicide attempt and suicide death across psychiatric disor-rs (75). In nonhuman primates, CSF 5-HIAA levels have shownit characteristics (76). Heritability estimates in humans andnhuman primates range from 25% to 50% (77,78). Animaldies show CSF 5-HIAA is under genetic regulation (77), and inmans, studies of gene association and CSF 5-HIAA have beenth positive (79) and negative (80). Further studies are neces-y in humans to establish if nonaffected family membersibit this anomaly more than the general population.Imaging studies support the association of altered serotoner-function and suicidal behavior, reporting lower serotonin

    nsporter binding in the frontal and midbrain regions inpulsive violent subjects (81). An inverse correlation betweenT1A binding in the orbital frontal cortex and aggression scaleres has been reported (82). Lower C--methyl-L-tryptophanpping in the orbital and ventromedial prefrontal cortex wasserved in high-lethality suicide attempters with a negativerelation with suicide intent (83). Serotonin 2A receptor bind-also correlated negatively with levels of hopelessness, a

    relate of suicide and suicide attempt (84). There have been nodies of heritability in imaging studies of serotonin (5-HT) andetic association studies involving brain imaging are few and

    gative (85). The state-independent status of these indices is yetbe established, as is the frequency in nonaffected relatives.

    in Structure and Function In VivoAlterations in resting condition brain blood flow and/orcose metabolism have been associated with suicidal behaviord related clinical traits. Relative hypometabolism in high-hality compared with low-lethality suicide attempters in ven-l, medial, and lateral prefrontal cortex become more markedl frontal cortex (87) and reduced perfusion in the right sidentotemporal cortex (88). Likewise, impaired frontal perfusiond metabolism are consistent with cognitive deficits, includinguced executive function, and verbal fluency correlates posi-ely with regional cerebral glucose metabolic rates (rCMRGlu)the same brain regions that differ between high-lethality and-lethality suicide attempters (86). Blunted prefrontal perfu-n is related to poorer verbal fluency in suicide attemptersmpared with control subjects (89). The heritability of alteredin structure and function has not been investigated in imagingradigms nor has state-independence, co-segregation in fami-s, or frequency in nonaffected family members.

    condMessengersAlteration in markers of second messenger function is anothertential biological endophenotype for suicide death. Severalrkers have been shown to be altered in teenagers and/orults who died by suicide, including glycogen synthase ki-se-3 (GSK-3), an important component of the Wnt signalingthway (90); protein and messenger RNA (mRNA) expression oftein kinase C (PKC) isozymes, protein kinase PKC, PKC,d PKC (91); transcription factors, including cyclic adenosinenophosphate (cAMP) response element binding (CREB) andin-derived neurotrophic factor (BDNF) (92,93); and lowerosine receptor kinase B (TrkB) mRNA and protein levels haveen found in prefrontal cortex and hippocampus of suicides). It remains to be determined whether these alterations meetother criteria for endophenotype, as there are no datailable as yet regarding their heritability, trait status, co-regation in families, or frequency in nonaffected relatives.

    rderline Personality DisorderBorderline personality disorder (BPD) is characterized by ah rate of suicide, suicide attempt, and other self-harm behav-. In twin studies, the heritability of BPD is reported in thege of 35% to 60% (95) and family studies also provide supportheritability of both the diagnosis and of symptom clusters (96).ree main BPD symptom clusters that may yield useful endo-enotypes are 1) disturbances in interpersonal relatedness,aracterized by interpersonal deficits and dysfunction and anerreliance on others to maintain a sense of self; 2) behavioralsregulation, characterized by impulsivity, self-injury, and sui-al behavior; and 3) affective dysregulation, characterized byect lability and intense emotional reactions. For the firstster, a potential endophenotype is interpersonal reactivity,ich can be assessed by measures of rejection sensitivity or inctional magnetic resonance imaging (fMRI) paradigms assess-trust but has not yet been investigated with respect to the five

    teria for an endophenotype. The second cluster is behavioralsregulation, described earlier as the impulsive aggressiondophenotype. For the third cluster, affect dysregulation, emo-nal or pain sensitivity is a potential endophenotype that can beessed though social stress paradigms, including examininglogical indices such as HPA axis dysfunction, opioid dysfunc-n, and/or autonomic dysfunction. Higher cortisol response toTrier Social Stress Test was observed in comorbid BPD andD suicide attempters compared with MDD-only suicide at-pters (Barbara Stanley, Ph.D., unpublished data, 2008). Twindies of borderline personality traits report a 45% heritability ofective lability (96), but there are no data on co-segregation inilies or frequency in nonaffected relatives.www.sobp.org/journal

  • sui

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    Table 1. Proposed and Candidate Endophenotypes for Suicidal Behavior

    State

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    560 BIOL PSYCHIATRY 2009;65:556563 J.J. Mann et al.

    wwA summary of proposed and candidate endophenotypes forcidal behavior appears in Table 1.

    netic StudiesOther Considerations

    igeneticsGenetic impact on suicidality may not just be a matter of aect generation-to-generation transmission of vulnerabilityes. Familial transmission may also occur in the context ofly-life environment effects on epigenetic mechanisms result-in altered neurobiological function. Evidence that epigenetictors play a role in psychiatric disorders includes discordancemonozygotic (MZ) twins and discordance for psychiatricess in twins being associated with differential DNA methyl-n (97). Epigenetic events alter expression for different copiesthe same gene in a given cell nucleus. Methylation of parts ofA mostly blocks transcriptional factors from gaining access togene and thus effectively silences expression of the gene.

    is is a stable epigenetic modification that is maintained afterl division and is the means by which cellular differentiationurs during development. Microarray SNP chips allow forole-genome DNA methylation profiling in human tissues,luding brain, and can provide data on total and allele-specificthylation that can then be examined for disease-related aber-ions.Animal studies can examine environmental, genetic, andhavioral circuitry, and in rodents there is clear evidence for theects of early environment on gene expression (98). Formple, differences in maternal behavior (licking and groom-) result in alterations in HPA axis response to stress, one of thedidate endophenotypes, in offspring (99) and in differentialthylation of the noncoding glucocorticoid receptor promotorion 17 in hippocampal tissues in adult offspring (100).

    thodological IssuesIdentifying endophenotypes for suicidal behavior may ad-ss some difficulties related to heterogeneity and complexity ofphenotype; however, there remain substantial methodolog-l challenges in identifying relevant genes and elucidating theirsal pathways.

    Association withSuicidal Behavior

    Heritability(20%)

    ophenotypesggression/impulsivity YES YESarly-onset major depression YES YESeurocognitive function YES YESortisol stress response YES YESdidate Endophenotypes-HT in postmortem brain YES No dataSF 5-HIAA YES YES-HT in vivo (imaging) YES No datarain imaging (rCMRGlu) YES No dataecond messengers YES No dataPDInterpersonal reactivity No data YESAffect dysregulation YES YES

    BPD, borderline personality disorder; CSF, cerebrospinal fluid; 5-HIAA, 5-htabolic rates.aAnimal studies.w.sobp.org/journalGene expression array data sets are enormous. False discov-rate corrections are often too stringent, and real findings canmissed (type 2 error). Verifying positive findings by a seconday method such as in situ hybridization histochemistry is oneeguard, and better statistical methods offer another approach.pe 2 error is also an issue in SNP association studies, evenere polymorphisms have established functional effects, i.e.,/met in COMT, where the small difference in frequenciestween affected and nonaffected groups means large samplees are required to detect any effect. Even in relatively largemogenous samples, it can be difficult to detect an effect; forample, a Finnish study of 2000 families with schizophreniand heritability of 54%, but despite examining 317,000 SNPsd characterizing the genome so precisely that individualsuld be identified by village of origin, no locus was significantschizophrenia (101).

    nclusions

    Given the heritability of suicidal behavior, more knowledgethe risk and/or protective genes would be valuable in thentification of high-risk individuals and the development ofatment interventions. Discovering the relevant genes and theirlogical role in complex and multidetermined phenotypesh as suicide and attempted suicide is a challenge. However,vances in clinical and biological understanding of suicide andempted suicide and methodological and technical develop-nts in genetic studies assist in this task. Moving from broadd point phenotypes to more specific narrower endopheno-es is one approach. Several promising endophenotypes thatgely meet the criteria of Gottesman and Gould (14) includepulsive-aggressive traits, early-onset major depression, neuro-gnitive function, and increased cortisol response to socialess. Systematic genetic studies of these endophenotypes areposed using genome-wide structural and expression arraysd superimposed mapping of methylation sites. Other potentialdidate biological and clinical endophenotypes have beenntified, based largely on association with the phenotype. Forse, studies are needed to establish that they can fulfill theteria for endophenotype. The heritability of suicidal behavior

    Endophenotype Criteria

    -IndependentCosegregate in Families

    (Gene Association)More Frequent in

    Nonaffected Relatives

    YES YES YESYES YES No dataYES YES YESYES YES No data

    No data Insufficient data No dataYESa Insufficient data No dataNo data No data No dataNo data No data No dataNo data No data No data

    YES No data No dataYES No data No data

    yindoleacetic acid; 5-HT, serotonin; rCMRGlu, regional cerebral glucoseofidetrebiosucadattmeentyplarimcostrproancanidethecri

  • is comparable with major psychiatric disorders and warrants acomparable effort to identify the responsible genes. Such studieswiMean

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    13. HuangYY, Cate SP, Battistuzzi C,OquendoMA, BrentD,Mann JJ (2004):An association between a functional polymorphism in the mono-

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    J.J. Mann et al. BIOL PSYCHIATRY 2009;65:556563 561ll require large sample sizes, and the National Institute ofntal Health (NIMH) Center for Collaborative Genetic Studies isimportant resource (http://nimhgenetics.org/).

    The views expressed here are those of the authors and do notcessarily reflect the views of the authors institutions. With theeption of the first author, order of authorship is alphabetical.We thank the following for input and discussion of theterial presented in this manuscript: Yates Conwell, M.D.; Sean, Ph.D., L.M.S.W.; Gonzalo Laje, M.D.; Roy Perlis, M.D., M.Sc.;d Steven Zalcman, M.D.Drs. Arango, Avenevoli, Brent, Champagne, Currier, Dough-y, Haghighi, Hodge, Kleinman, Lehner, Moscicki, Oquendo,ndey, Pearson, Stanley, Terwilliger, and Wenzel have nomedical financial interests or potential conflicts of interest toort. Dr. Mann receives research funding support from Novar-and GlaxoSmithKlein. Dr. Clayton has been a speaker forest laboratories.Dr. McMahon makes the following statement of interest: thetional Institutes of Health (NIH) has filed a patent based one the diagnostic technology discussed herein. NeuroMark of

    ulder, Colorado, negotiated a nonexclusive license with NIH toelop this technology commercially. Federal law prohibits theentors from any involvement in the negotiation and execu-n of this license but requires NIH to pay them a portion of thealties received. The inventors may not and have not endorsedy commercial use of the patent.

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    Candidate Endophenotypes for Genetic Studies of Suicidal BehaviorSuicidal Behavior PhenotypesSuicidal Behavior and GeneticsHeritabilityGenes and Suicidal Behavior

    Defining Endophenotypes for Suicidal BehaviorImpulsive and Aggressive TraitsEarly-Onset Major DepressionNeurocognitive FunctionCortisol Response to Psychosocial Stress

    Candidate EndophenotypesSerotonergic System Alterations in Suicide and Nonfatal Suicide AttemptBrain Structure and Function In VivoSecond MessengersBorderline Personality Disorder

    Genetic StudiesOther ConsiderationsEpigeneticsMethodological Issues

    ConclusionsAcknowledgmentReferences