supported decision- making: protecting rights,...jonathan martinis . senior director for law and...
TRANSCRIPT
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Jonathan Martinis
S en i or D i rec tor for Law a n d Po l i c y
T h e Bu rton B l a tt In st i tu te a t Syra cu se
Un i ve rs i t y C o-Pro jec t D i rec tor,
N a t i on a l Re sou rce Ce nte r for Su p p orte d
De c i s i on - Ma ki n g
Supported Decision-Making:
Protecting Rights, Ensuring Choices
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What’s Your Favorite
Right?
THERE ARE STUPID QUESTIONS
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“I am my choices. I cannot not choose. If I do not choose, that is still a choice. If faced with inevitable circumstances,
we still choose how we are in those circumstances.”
- Jean Paul Sartre
RIGHTS=CHOICES
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Life control People’s ability and opportunity to be
“causal agents . . . actors in their lives instead of being acted upon”
- Wehmeyer, Palmer, Agran, Mithaug, & Martin, 2000
RIGHTS=CHOICES CHOICES=SELF DETERMINATION
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People with greater self determination are: Healthier More independent More well-adjusted Better able to recognize and resist abuse - Khemka, Hickson, & Reynolds, 2005; O’Connor & Vallerand, 1994; Wehmeyer & Schwartz, 1998
BENEFITS OF SELF-DETERMINATION
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Are Your Rights Worth ANYTHING If You’re Not Allowed to Use Them?
ANOTHER STUPID QUESTION
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Ancient Rome: “Curators” appointed for older adults and people with disabilities.
5th Century Visigothic Code: “people insane from infancy or in need from any age . . . cannot testify or enter into a contract“
Feudal Britain: divided people with decision-making challenges into “idiots” and “lunatics” and appointed “committees” to make their decisions
AND YET: 2,000 YEARS AND COUNTING
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“Plenary” or “Full” Guardianship Gives the Guardian power to make
ALL decisions for the person. Used in the VAST Majority of cases “As long as the law permits plenary
guardianship, courts will prefer to use it.”
- Frolik, 1998
GUARDIANSHIP IN THE U.S.
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GUARDIANSHIP IN DELAWARE
“The guardian of the person may exercise the same powers, rights and duties respecting the care, maintenance and treatment of the person with a disability that a parent has respecting the parent's own unemancipated minor child” Delaware Code, Title 12, Section 3922
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AS A RESULT
Guardians have “substantial and often complete authority over the lives of vulnerable [people].” 4 NAELA J. 1, 7 (2008). This includes power to make the most basic health, personal, and financial decisions. AARP, Guardianship Monitoring: A National Survey of Court Practices 1-2 (2006).
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Study after Study shows: “[F]eel helpless, hopeless, and self-critical”
- Deci, 1975 Experience “low self-esteem, passivity, and
feelings of inadequacy and incompetency,” decreasing their ability to function
- Winick, 1995
WHEN PEOPLE ARE DENIED LIFE CONTROL
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THE PROBLEM
“The typical ward has fewer rights than the typical convicted felon . . . . By appointing a guardian, the court entrusts to someone else the power to choose where they will live, what medical treatment they will get and, in rare cases, when they will die. It is, in one short sentence, the most punitive civil penalty that can be levied against an American citizen.” - House Select Committee on Aging, H.R. Rpt. 100-641 (opening statement of Chairman Claude Pepper)
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WHERE DO WE GO FROM HERE?
Guardianship MAY be Needed: In emergency situations when The person is incapacitated and cannot give consent The person did not previously identify how decisions should
be made in that situation There is no one else available in the person’s life to provide
consent through a Power of Attorney, Advanced Directive, or other means
To support People: Who face critical decisions and have no interest in or ability
to make decisions Who need immediate protection from exploitation or abuse
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GUARDIANSHIP IS NEVER NEEDED
JUST “Because you have ___” “Because you’re ___ years old” “Because you need help” “Because that’s the way its always been” “For your own good”
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BUT WE MEANT WELL
“Experience should teach us to be most on our guard to protect liberty when the Government’s purposes are beneficent. . . . The greatest dangers to liberty lurk in insidious encroachment by men of zeal, well-meaning but without understanding.” Olmstead v. U.S., 277 U.S. 438 (1928)
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WE MUST’VE MEANT REALLY WELL
Estimated number of adults under guardianship has tripled since 1995 - Reynolds, 2002; Schmidt, 1995; Uekert & Van Duizend, 2011.
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RESEARCH
People under guardianship can experience a “significant negative impact on their physical and mental health, longevity, ability to function, and reports of subjective well-being” - Wright, 2010
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ON THE OTHER HAND
People with disabilities who exercise greater self-determination have a better quality of life, more independence, and more community integration. - Powers et al., 2012; Shogren, Wehmeyer, Palmer, Rifenbark, & Little, 2014; Wehmeyer and Schwartz, 1997; Wehmeyer & Palmer, 2003
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AND
Women with intellectual disabilities exercising more self-determination are less likely to be abused - Khemka, Hickson, and Reynolds, 2005
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AND
People with Intellectual and Developmental Disabilities who do NOT have a guardian are more likely to: Have a paid job Live independently Have friends other than staff or family Go on dates and socialize in the community Practice the Religion of their choice 2013-2014
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SO, WHERE DO WE GO FROM HERE?
If: We KNOW that some people need more
support as they age or due to disability We KNOW that guardianship can result in
decreased quality of life and We KNOW that increased self-determination
leads to improved quality of life
Then we need a means of INCREASING self-determination while STILL providing support National Resource Center for Supported Decision-Making
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MARGARET “JENNY” HATCH
Margaret “Jenny” Hatch Twenty-Nine year old woman with Down syndrome. High School graduate Lived independently Employed for 5 years Politically active
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Court Order putting Jenny in a “temporary guardianship” Living in a segregated group home No cell phone or computer, Facebook
password changed Guardians controlled all access to her Working up to 5 days a week for 8 months
– made less than $1000
THE SITUATION: FEBRUARY 2013
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Guardians had the power: “[T]o make decisions regarding visitation of individuals with Respondent, Respondent's support, care, health, safety, habilitation, education, therapeutic treatment and, if not inconsistent with an order of commitment, residence.”
Jenny’s Rights In One Sentence
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On Jenny’s: Independent Living Skills: “If she had
assistance, she may be able to do that” Legal Skills: “she would need assistance to
understand a legal document” Money Management: She needs “assistance
with [a] bank account.”
WHY? FROM THEIR EXPERT
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“She’s going to need assistance to make decisions regarding her healthcare, her living arrangements and such like that,
she will need someone to guide her and give her assistance.”
THEREFORE…
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“I believe what would be beneficial to Jenny is that she is afforded the
opportunity to have individuals around her who support and love her, who give
her the assistance she needs.”
AND…
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How could Jenny execute a Power of Attorney? “[N]ot only did Jenny have an opportunity to review the documents, but also the attorney
had the opportunity to get to know Jenny and understand her capabilities and limitations in understanding legal documents. Based on this series of observations over several visits, the attorney concluded, and we concurred, that Jenny was capable of understanding these
documents.”
PETITIONERS’ SWORN STATEMENT
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Jenny Needs Support:
To Understand Legal Issues To Understand Medical Issues To Understand Monetary Issues
In her Day to Day Life
WHAT THAT ALL ADDS UP TO
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JENNY IS A PERSON
We Are All Jenny Hatch
IN OTHER WORDS
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A WAY FORWARD: SUPPORTED DECISION-MAKING
“a recognized alternative to guardianship through which people with disabilities use friends, family members, and professionals to help them understand the situations and choices they face, so they may make their own decisions without the “need” for a guardian.”
- Blanck & Martinis, 2015
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THINK ABOUT IT
How do you make decisions? What do you do if you’re not familiar with the issue? Taxes? Medical Care? Auto Repairs?
What Do You Do? National Resource Center for Supported Decision-Making
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SO, SUPPORTED DECISION-MAKING IS A LOT OF WORDS FOR
Getting help when its needed
Just like you and me
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Decisions Jenny had made with Support
Sign Power of Attorney Consent to Surgery
Medicaid Waiver Individual Service Plan Application for Paratransit
Authorization to share medical records Assignment of a Representative Payee
AND JUST LIKE YOU AND ME:
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First 4 pages justify guardianship. “However”
Guardians to be who she wants She lives where she wants Guardianship for only 1 year – Expired
August, 2014 Only over 2 things – medical and safety
FINAL ORDER
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EVEN DURING the 1 year limited guardianship: “Guardians shall assist Respondent
in making and implementing decisions we have termed
‘supported decision making.’“
FINAL ORDER
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JENNY GOT JUSTICE
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Jenny is Strong, Smart, Determined AND She had support from:
Friends and professionals National Organizations and Leaders
Media A Judge who was willing to Listen and
Learn
WHY?
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Jenny Got Lucky
IN OTHER WORDS
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Justice and Self-Determination should: NEVER depend on luck or who you
know. ALWAYS Be the Rule NOT the
Exception
THE LESSON JENNY TEACHES US
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SO, WHERE DO GO FROM HERE?
When Should a Person Be Put Under Guardianship?
The Court of Chancery shall have the power to appoint guardians for the person or property, or both, of any person with a disability . . . who By reason of mental or physical incapacity is unable properly to manage or care for their own person or property, or both, and, in consequence thereof, is in danger of dissipating or losing such property or of becoming the victim of designing persons or, in the case where a guardian of the person is sought, such person is in danger of substantially endangering person's own health, or of becoming subject to abuse by other persons or of becoming the victim of designing persons
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People may be able “able” to make some decisions but not others.
Or be able to “manage or care for their person” only with assistance.
Or be unable to “manage or care for their property” unless they get help understanding the issues (legal, financial, etc) they face
- e.g. Salzman, 2010
Capacity to take medication is not the same as capacity to prescribe it!
THINK ABOUT IT WHAT DOES IT REALLY MEAN TO BE “UNABLE”
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SO…
If people can only “manage or care” for their person or property with assistance or support, are they “unable”?
ARE YOU?
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WHICH MEANS: ASK A QUESTION
BEFORE seeking or recommending guardianship:
What ELSE Have You Tried?
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OR, AS THE NATIONAL GUARDIANSHIP ASSOCIATION SAYS
“Alternatives to guardianship, including supported decision making, should always be identified and considered whenever possible prior to the commencement of guardianship proceedings.” - National Guardianship Association Position Statement on Guardianship, Surrogate Decision Making and Supported Decision Making, 2015
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SUPPORTED DECISION-MAKING CAN HELP PEOPLE BE “ABLE” TO MANAGE THEIR PERSON AND PROPERTY
Supported Decision-Making can help people: Understand information, issues, and choices; Focus attention in decision-making; Weigh options; Ensure that decisions are based on their own
preferences Interpret and/or communicate decisions to
other parties. - Salzman, 2011
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IT’S A PARADIGM, NOT A PROCESS
There is no “one size fits all” method of Supported Decision-Making. Can include, as appropriate Informal support Written agreements, like Powers of Attorney,
identifying the support needed and who will give it Formal Micro-Boards and Circles of Support - Martinis, Blanck, and Gonzalez, 2015.
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IN COMMON
ALL Forms of Supported Decision-Making recognize: That EVERYONE has the Right to Make
Choices to the Maximum of Their Ability; That you can get help exercising your Right to
Make Choices without giving it up; and That there are as many ways to give and get
help as there are people - Dinerstein, 2012.
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SUPPORTED DECISION-MAKING AND SELF DETERMINATION
“Supported Decision-Making has the potential to increase the self-determination of older adults and people with disabilities, encouraging and empowering them to reap the benefits from increased life control, independence, employment, and community integration” - Blanck & Martinis, 2015
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PRECEDENT
In re Peery, 727 A.2d 539 (Pa. 1999). In re Dameris L., 956 N.Y.S.2d 848 (N.Y. Sur. Ct.
2012). Ross v. Hatch, No. CWF120000426P-03 (Va. Cir.
Ct., 2013) In re: Ryan Herbert King, Case No. 2003 INT 249
(DC Sp Ct (Probate), 2016). In re: CB, Docket No. 4-9-16 OsGS, Sp Ct (Family
Division) In re: DD, File No. 2014-2185, Surrogate’s Court
(Kings)
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ATTORNEYS: YOU’RE ALREADY DOING IT – OR SHOULD BE
Rule 1.14. Client with diminished capacity (a) When a client's capacity to make adequately considered decisions in connection with a representation is diminished, whether because of minority, mental impairment or for some other reason, the lawyer shall, as far as reasonably possible, maintain a normal client-lawyer relationship with the client.
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RULE 1.14, COMMENT 1
“The normal client-lawyer relationship is based on the assumption that the client, when properly advised and assisted, is capable of making decisions about important matters. . . . [A] client with diminished capacity often has the ability to understand, deliberate upon, and reach conclusions about matters affecting the client's own well-being.”
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RULE 1.14, COMMENT 3
“The client may wish to have family members or other persons participate in discussions with the lawyer. When necessary to assist in the representation, the presence of such persons generally does not affect the applicability of the attorney-client evidentiary privilege.”
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RULE 1.14, COMMENT 5
“If a lawyer reasonably believes that a client is at risk of substantial physical, financial or other harm unless action is taken . . . the lawyer [may] take protective measures deemed necessary. . . . In taking any protective action, the lawyer should be guided by such factors as the wishes and values of the client to the extent known, the client's best interests and the goals of intruding into the client's decisionmaking autonomy to the least extent feasible, maximizing client capacities and respecting the client's family and social connections.”
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DELAWARE LAW ENDORSES IT
Title 16, Chapter 94A (a) The purpose of this chapter is to do all of the following: (1) Provide assistance in gathering and assessing information,
making informed decisions, and communicating decisions to adults who do not need a guardian or other substitute decision maker for such activities, but who would benefit from decision-making assistance.
(2) Give supporters legal status to be with the adult and participate in discussions with others when the adult is making decisions or attempting to obtain information.
(3) Enable supporters to assist in making and communicating decisions for the adult but not substitute as the decision maker for that adult.
What Else Have You Tried?
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AFTER GUARDIANSHIP
“ In exercising these powers the Court shall substitute its judgment for that of the person with a disability to order relief from the incapacity or incapacities which the Court has found. In substituting its judgment, the Court shall act toward the property of the person with a disability as it believes to be in the best interest of the person with a disability and the estate of the person with a disability.” Delaware Code, Title 12, Section 3901
KEEP TRYING
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MAXIMIZING SELF DETERMINATION IS A PERSON’S “BEST INTERESTS”
Remember: People with greater self determination are: Healthier More independent More likely to be employed More well-adjusted Better able to recognize and resist abuse - Khemka, Hickson, & Reynolds, 2005; O’Connor & Vallerand,
1994; Wehmeyer & Schwartz, 1998
KEEP TRYING!
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WHEN WHAT YOU TRIED WORKS!
“The Court of Chancery may remove a guardian for any sufficient cause.” Delaware Code, Title 12, Section 3908
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DOESN’T THAT MEAN…
A Guardian’s job is to work with the person: To help the person learn to make his or her
own decisions, with support To build self-determination To learn to “manage” his or her person and
property And then ask the Court to terminate the
guardianship? Guardianship as a Way-Station, Not a Final
Destination
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IT CAN HAPPEN
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THE ELEPHANT IN THE ROOM: SAFETY
NOTHING: Not Guardianship, Not Supported Decision-Making is 100% "Safe." HOWEVER: Supported Decision-Making Increases Self-Determination (Blanck & Martinis, 2015), which is correlated with increased Safety (Khemka, Hickson, & Reynolds, 2005).
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SIGNS AND SIGNALS –ABUSE, NEGLECT, EXPLOITATION
Injuries Unusual bruising or abrasions Fear or nervousness Withdrawal Basic needs not being met Bills not being paid Living below means Unexplained changes in lifestyle
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REMEMBER: PROTECTION IS AVAILABLE
If you see Abuse, Neglect or Exploitation: Neglect Police APS CPS Attorney General’s Fraud Unit Protection and Advocacy System
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BUT REMEMBER: ADULTS ARE ALLOWED TO MAKE BAD DECISIONS
Health Money Love Living Conditions
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REMEMBER!
Supported Decision-Making ONLY works if we Recognize,
Respect, and Honor EVERYONE’s Right to Make
Choices
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Education: “Student Led” IEPs Employment: “Informed Choice” in
Vocational Rehabilitation Medical Care: Person Centered Planning
for Medicaid and Waivers Adult Services: Centers for Independent
Living PASS plans, ABLE Accounts
OPPORTUNITIES FOR SDM ARE ALL AROUND US
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EVERY great advance in civil rights fundamentally changed the way “things have always
been”
REMEMBER THE CHALLENGE
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Change is HARD “We were not promised ease. The purpose
of life . . . is not ease. It is to choose, and to act upon the choice. In that task, we are not
measured by outcomes. We are measured only by daring and effort and resolve.”
- Stephen R. Donaldson
REMEMBER THE OBSTACLES
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CHANGE THE CULTURE, CHANGE THE WORLD!
“Long after the schools, Vocational Rehabilitation, early interventionist, behavioral consultants, and para-educators have gone. the students will be adults. . . We [are] ethically, morally, and fiscally responsible for supporting their lives of success and meaning. . . . We have the tools, we have the means . . . we have the vision.” Gustin, 2015
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JOIN THE CONVERSATION
National Resource Center for Supported Decision-Making: SupportedDecisionMaking.Org
The Burton Blatt Institute at Syracuse University: BBI.Syr.Edu
Jonathan Martinis, Senior Director for Law and Policy, [email protected]
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