susan o mollway financial disclosure report for 2009

8/3/2019 Susan O Mollway Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/susan-o-mollway-financial-disclosure-report-for-2009 1/7

I ao : 0 I FIN A N C IA L D IS C LO S U R E R EPO R T ~ n G o v e mme m A c t o f 1 9 7 8

~ ,v , v20w [ FOR CALENDAR YEAR 200 9

M O L L W A Y , S U S A N O . D is tric t o f H aw aii 06 /1 0/2010

4 . T i t l ~ ( A r t i c le I I I j u d g ~ i n d i c a t ~ a c t i w o r ~ m i o r ~ t a t u s ; 5~ Report Tylm (¢hec~ ~ ty~) ~. Rever ing Per iodmagistr~, judges indie,~ full-

[ ] N o m l n ~ i o n , D a t * 01101/2009

U.S. Dist r ict Judge, Act ive [] Initial ~ ~ A n n u a l [] Final to

12/31/2009

7 . Cbaml ~r~ or Off i ce Addr~ 8. On the b a ~ o f the lnformati~ ~ la lned in thb Rq~or t and anymodifications p~alnlng the’ere, it I~, in my op inion, in compl iance

Uni ted ~ tatca Dis txict Cour t wi th appl i~ble l aws and

3 00 Al a M o ch a B o ul evar d ,Honolulu, Ht 968~0-0409

: Reviewing Oflimr l~ te

IMPORTANT NOTES: r l~e inmactions ~company~ this form must be fol low~ Comple~ all par ts ,check ing the NON E box for each part where you have no ret~ortab le In format ion . S ign on last l~ge.

NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

D irec to r A m erican Jud icatu re S ocie ty , H aw aii C h ap W r

2 . L ia i s on f r om f ede r a l cour t Hawai’i Supreme Court Commission on Professional ism

H. AGREEMENTS. o~’~ ~-~; ~ :~ o~ ~.~ ~ :~F~

~N O ~ ~ o repo~able a~eementsO

~ P~TIES A~ TE~S ~

!.



F I N A N C I A L D I S C L O S U R E R E P O R T

P a g e 2 o f 7 M O ~ W A Y , SUS~ O. ~ 1 3 ~ 0 1 0

~. NON-~S~~ ~CO~. ~

A . ~ e r ’ s N o n - In v e s ~ e n t In c o m e

NO~ ~o reportable non-i~t ~come3

~Q~CE A~ ~E

1.

2.

3.

4.

B. Spouse’s Non-lnv~ent Income - If~~~~nof~e~g~,~11~ ~u~ ~t ~ui~ ~c~t for

N O ~ ~ o reportable no~inves~ent income.)

~0~ ~ ~PE

1 .

2,

IV. REIMBURSEMENTS - ~o,~,~ ~,~0fo,~,~,,,~( ln c lude~ ihose ~o ~twuse an d depen den t cb l l~en ; see pp . 25-27 o f f l l in g in ~wuct ion s . )

NONE (No r e p o r ta b l e r e im b u r s e m e n t s .)

S O U R C E D A T E S L O C A T I O N P U R P O S E I T E M S p A I D O R P R O V I D E D

1 .

2.

3.

4.

5.



N a m e o f P e r so n R e p o ~ x ~ D a t e o f R e p o r t

PageFINANCIAL3 of 7 DISCLOSURE REPORT I M O L L W A Y , S U S A N O. 0 6 / 1 3 / 2 0 1 0

V. GIanTS. (/nc/gd~t/:o~to~pe/~eanddepe~ientchi/dren,-seep~. 28-$1 offlHng~r~uy,~n~)

N O N E ( N o reportable g if t .)

I.

4.

5.

~-] N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N

I.

2.

3.

4.

5.



F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r s on R e p o r f lu g Da t~o f l t e~rt

Page~ 4 of 7 MOLLWAY, SUSAN O. 0 6 / 1 3 / 2 0 1 0

V H . IN V E S T M E N T S a n d TR U S T S -

NO~ ~o repo~ble i~ome, ~sets, or ~a~actio~.)

A. B. C. D.

~ of ~ ~me ~g

(~cl~ ~ ~) ~g

(t ) ( 2 ) 0) ( 2 ) 0) (2) (3) (4) ( 5 )Pl~ "~)" ~ ~h ~t . ~o~t ~ ~ (g., V ~ uc Valuc T~ (c .g . , : Date V~ ~ I~fiW

of

~ ~ ~ ~l~ ~1 : ~v., ~ ~ 2 Me~ ~y, ~11, ]~d~ ̄ C~ 2 C~ I ~/~ll~( A - ~ " or ~t ) ( J - P ) ~ 3 ~6on) : ( J - P ) ( A - ~ (if~te

(Q-~

1. Hawaii S~te F~ C~t Union ~on A ~t L T~k

2. Col~b~ Life lns~ A In~ J T

3. ll~ois ~llvge Sa~ngs B o n ~ A ~t~t J T

4. U.S. ~ ~nd ~fi~ EE A In~e~ J T

5. EV Worldwide ~ #1) A Di~d~d J T

6. DWS Svu~r Gold ~ #1) A Di~d~ J T

7. ~ B~ ~ #1 & M~n ~) A ~st Sold ~1/~ L~

A

8. ~ld 05 /07 /09 J A

i9 . Sold ~/141~ J A

1 0 . S old 1 ~4/~ JA

i 1. Sold l~t 1/~ J A

1 2 . F~ C~ Sv~. A ~t J T Bu y ~/0U09 L

1 3 . B u y 05 /07 /09 J(~d’~)

1 4 . Bu y 09/14/09 J(a~’l)

1 5 . Bu y ! ~/09 J(~)

1 6 . B u y 1~11/~ J(~d ’ t )

1 7 . ~S ~uiw Po~olio (529)A Dividend J T

(S ee Co l t m m t B I a ~d I )4 ) F - $50 , 0 0 1 - $1 0 0 , 0 0 0 G ~5100.001 - $1,0OO,0O0 H I = $1 ,0 ~0 .0 01 - $5, 00 0.0 00 H 2 ~ M or e th an

2. Value ~ J ---$15,060 or I~ K =$15.001 - $50 ,000 L : $50 . 0 ~1 - $1 0 6 , 0 (D M =$160 ,001 - $250 ,000

(S¢~ ~ CI and D3) N ~0 . 50 , 0 0 1 - $50 0 . 0 6 0 O =$50 0, 00 1 - $1 ,0 00 ,0 00 P l = $ l. O6 0,0 01 - $5. 00 0, 00 0 P 2 - -- $5, 0~ 0,0 01 - $2 5. 00 0. 0~

P 3 -$2 5.0 0 0 .0 0 ! - $50 ,0 0 0 ,0 0 0 P 4 -M o w th an $50 ,0 0 0 ,0 0 0



INamef Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

P a g e 5 o f 7 MOLLWAY, SUSAN O. 0 6 / 1 3 / 2 0 1 0

VH . INVESTMENTS an d T R U S T S - ~ , , .~ . ,~ ,~ , ,~ ~ , ,d~ , . ~ o I~ ,~ ,,u d~,~ ~,~ ~ p p . ~ - ~

NON E (~ro re por table inc om e , as se t s , or t ransac t ions . )

A. B. C. D.

D e s c r i p t i o n o f A s s e l s I n c o m e : d i n i n g Gr os s va lue a t ~ Tr ans ac t ions dur ing r epor t ing( i n c lu d i n g m m u s e t s ) ~ p o ~ i n g p e ~ e d o f ~ - p o n i n g p e r i o d

(2) (]) (2) (1) ~ (2) (3) (4) (5)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value . T y p e ( e . g ., ! Date Value Gain I d ~ n t i t y o f

e x ~ m p ! f r o m p r i o r d i ~ l o s u r e Code I d i e . , t e a t , C o d e 2 M e t h o d b u y , s e l l , ! m ~ n / d d / y y ~ C o d e 2 C ode I buyer/seller( A - H ) or int) ( J - P ) C o d e 3 w , d e m p t l o u ) ( J - P ) ( A - H ) ( i f p r l v a t e

( Q -W ) mm~on)

1 8 . Blackroek 75% Equi ty (529) A Dividend J T

1 9 . Blackroek Equi ty P or t folio (529) A Dividend J T

20 . FR Temp (529) A Dividend J T

21 . AIM Dee M k t ( M ai n IR A) A Dividend S old 03/26/09 J A

22 . AI l i anz R C M ( M ai n IR A) A Di vi dend S old 03/26/09 J A

23 . Blackrock Equi ty (Main IRA) A Di vi dend S old 03/26/09 J A

24 . Davi s Ap p r ec ( M ai n IR A) A Dividend S old 03/26/09 J A

25 . Eaton Vance Die (Main IRA) A Di vi dend S old 03/26/09 J A

26 . Eaton Vance Large (Main IRA) A Di vi dend S old 03/26/09 J A

27 . G o l dm an S ach s G r o wt h ( M ai n IR A) A Dividend S old 03/26/09 J A

28 . Jennison Ut i l i ty (Main IRA ) A Di vi dend S old 03/26/09 K A

29 . Jvnnison Natural (Main IRA) A Di vi dend J T

30 . JP Morgan Intern (Main IRA) A Di vi dend S old 03/26/09 J A

31 . ]VIFS Intern (Main IRA) A Di vi dend So ld 03/26/09 J A

32 . Op p enh e i m er G o l d ( M ai n IR A) A Di vi dend J T

33 . Virtns Foreign (formerly Phoen ix Foreign) A Di vi dend S old 03/26/09 J A(Main iRA)

34 . Virtus Value (formerly Phoen ix Insight) A Di vi dend S old 03/26/09 J A( M ai n IR A)

! . l~ o m © Ge d n C o d ( ~ : A ~$1.000 o r I t&5 B - $1 , 0 0 1 - $2 , 50 0 C ~ $ 2~ 01 - $ 5 , 000 D -$5.001 - $15,000 E :$ 15 , 00 i -$ 5 0 , 000(S e~ Co lu m~ BI m ui D 4) F -$50 ,0 01 - $1 00 ,0 00 O - $1 0 0 , 0 0 1 - $1 , 0 0 0 , 0 0 0 i l l - - $1 . 0 0 0 . 0 0 ! * $5 . 0 0 0 , 0 0 0 H 2 = M in e t h an $ 5 ,0 0 0 .0 0 0

2 . V a lu e Cod es J ~ $ 1 ~ , 000 o r I ~ K ~$15.00! - $50.000 L =$50 ,001 - $ | 00 .O 0 0 M =$1 0 0 .0 0 1 - $2 50 ,0 0 0

( S e e C o l u m ~ C I a n d D 3 ) N - $2 50 . 0 0 ! - $50 0 , 0 0 0 0 ~ 5 00 , 001 - $ i , 0~ 0 , 000 P I -~1,000.00! - $5.000,000 P2 ~$~.000 .001 - $25,000 ,000

P3 -$25,000,001 - $50,000,000 p 4 - M o r e f l ~ an $ 5 0 .0 0 0 .( ~ 0

3 . V a lu e Met h od Co d es Q ~Ai3~raisa l R ~Cos t (R~t

E . ~ t at e O n ly ) S ~As.*~mc~ T =Cash

( S e e C o l u m ~ C 2 ) U - B ook V a lu ~ V =Other W = F. ~m a t ~d



Nmme of Person P.x/~lng l~te otR~ortFINANCIAL DIS~OS~ ~PORT

M O ~ W A Y , S U S ~ O .a g e 6 o f 7 0 6 / 1 3 ~ 0 1 0

~. ~D~ION~ ~O~ON OR E~L~A~ONS. ~of~7

V H . I N V E STM E N T S a n d T RU ST S



F I N A N C I A L D I S C L O S U R E R E P O R T s ~ o f ~ , o . ~ p o ~ t ~ v,~

P a g e 7 o f 7 M O L L w A ¥ , SU SA N O . 0 6 / 1 3 / 2 0 1 0

I X . C E R T I F I C A T I O N .

I ce r t i fy t h a t a l l i n f o r m at i o n g i ven abo ve ( i n¢ ind i ng i n f o r m at i o n p e r t ~ i nh ~ g t o m y s i m ese an d m i no r o r dep enden t ch i l d r en , i f any ) i sa c c u ra t e , h~ l e , a n d c om p le t e t o t he b e s t o f m y kn ow le d g e s a d b e l i e f , a n d t ha t a n y in fo rm a / in n n o t r e p o r t e d w a s w i t hhe ld b e c a u s e i t m e t a p p l i c a b l e s t a tu to ryp rov i s ion s p e rm i t l in g n on -d l s c lo s u re ,

I fu r t he r e e r t ify t ha t c o rn e d in c om e f rom ou t s id e e m p loy m e n t a n d h on o ra r i a a n d t he a c c e p ta n c e o fg l f t s w h ic h h a v e b e e n re p o r t e d a re i nc om p l i a n c e w i t h t he p rov i s ion s o f S U .S .C. a p p . § ,5 0 1 e L s e q , 5 U .S .C. § 735 3 , a n d Ju d ic i a l Con fe re n c e re g u la t ion s.

N O T E : A N Y I N D I V I D U A L W H O K N O W ] ]~ G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E TH I S R E P O R T M A Y B E S U B J E C T TO C I V I LA N D C R I M I N A L S A N C T IO N S ( 5 U ~ . C . ap p . § 1 0 4)

F IL I N G I N S TR U C T IO N S

M ai l s igned o r ig ina l and 3 a dd i t iona l cop ies to :

C o m m i t t e e o n F i n a n c ia l D i s c l o s u reA d m i n i st r at i v e O f f i ce o f t h e U n i t e d S t a te s C o m ~S u i t e 2 - 3 0 1

O n e C o l u m b u s C i r cl e , N e E .W a s h i n g t o n , D . C . 2 0 54 4

susan o mollway financial disclosure report for 2009

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