synthesis of 2-boron substituted-1,3-dienes and …dienes are less stable than the tetra-coordinated...

195
SYNTHESIS OF 2-BORON SUBSTITUTED-1,3-DIENES AND THEIR DIELS-ALDER/SUZUKI CROSS COUPLING REACTIONS BY LIQIONG WANG A Dissertation Submitted to the Graduate Faculty of WAKE FOREST UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCES in Partial Fulfillment of the Requirements for the Degree of DOCTOR OF PHILOSOPHY Chemistry August 2012 Winston Salem, North Carolina Approved By: Mark E. Welker, Ph.D., Advisor Anne Glenn, Ph.D., Chair Uli Bierbach, Ph.D. Christa L. Colyer. Ph.D. Paul B. Jones, Ph.D.

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SYNTHESIS OF 2-BORON SUBSTITUTED-1,3-DIENES AND THEIR

DIELS-ALDER/SUZUKI CROSS COUPLING REACTIONS

BY

LIQIONG WANG

A Dissertation Submitted to the Graduate Faculty of

WAKE FOREST UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCES

in Partial Fulfillment of the Requirements

for the Degree of

DOCTOR OF PHILOSOPHY

Chemistry

August 2012

Winston Salem, North Carolina

Approved By:

Mark E. Welker, Ph.D., Advisor

Anne Glenn, Ph.D., Chair

Uli Bierbach, Ph.D.

Christa L. Colyer. Ph.D.

Paul B. Jones, Ph.D.

I

ACKNOWLEDGEMENTS

Firstly, I would like to thank the almighty God for all the love and guidance in the

process of pursuing my Ph.D. degree. All the love that HE has given is through these

generous people whom I will respect and love for the rest of my life.

I would like to extend my deepest and warmest appreciation to my advisor, Dr. Mark E.

Welker, who has instructed and led me in the research and study with great patience and

support. Dr. Welker always encouraged me to try new ideas and think about science in a

precise and concrete way. The encouragement has led me to break through the messy

results and make progress in the project. The benefit from your professional training and

personal fascination will eventually have great influence on my career and life.

Also, Dr. Marcus Wright has offered me much help in NMR, chromatography and mass

spectrometry. No matter what time and situation you were facing, you were always trying

your best to help me to resolve the problems. I would like to thank you for your great

patience and generosity.

The crystal analysis in my dissertation was from Dr. Cynthia Day. You also tried to

help me to get a good crystal when I could not figure out if it is a crystal. I would like to

thank you for all the help.

For the molecular modeling of the compound in the dissertation, I would like to thank

Dr. Fred Salsbury from the Physics Department. His work was a great help in the

progress of my research.

Thank you to my committee members, Dr.Ulrich Bierbach, Dr. Paul B. Jones, Dr. Anne

Glenn and Dr. Rebecca Alexander, for taking time out of your busy schedule to read and

II

correct my dissertation and give me professional instructions to finish my proposals. Also,

I thank Dr. Bierbach for the kind help and suggestions when I looked for a job.

Also, I would like to thank Dr. Christa L. Colyer for your great support in the

development of my professional career. You have given me a lot of wise opinions on the

job and career. Thank you for always being nice and patient.

To Dr. Al Rives, Dr. S. Bruce King, Dr. Lindsay R. Comstock, Dr. Amanda Jones, Dr.

Susan Tobey and Dr. Akbar Salam, I would like to thank you for the kind help in my

study and research.

Many thanks to Mike Thompson, Tommy Murphy, Linda Tuttle, Melissa Doub and

Nancy for your generous help in the past few years.

Also thank you, my former and current lab mates, Dr. Subhasis De, Dr. Ramakrishna R.

Pidaparthi, Maben Ying, Dr. Tanya Pinder, Dr. Sarmad Hindo, Dr. Christopher S. Junker,

Partha Choudhury, Kimberly M. Tillman, Dr. Ken Crook and undergraduates. Each of

you has been a source of advice and/or friendship and I have enjoyed working with you

all.

I would like to thank all the past and current Chinese students and postdocs in the

department: Xiuli, Weibin, Zhaoli, Zhidong, Huajun, Yue, Jiyan, Changkun, Yuhao, Lu,

Lei, Ye, Zhengrui, Zhong, Song, Yuyang, Xin, Lin and Mu, for the friendship and help in

these years.

Also, I could not have reached this point without the instruction and encouragement

from Dr. Jin Nie, my former advisor from Huazhong University of Science and

Technology. Thank you for helping me overcome all the frustrations and become strong.

III

Lastly, thank you to my big family: my great father and mother, brothers, sisters, nieces,

nephew and my lovely son. Thank you for the amazing love, support and sacrifice for me.

Without you, I could not go through all of this. The last kiss is to my son, Weiwei; my

sweetheart, you are always the power source for your mom. You never know how much

you mean to mom.

IV

TABLE OF CONTENTS

ACKNOWLEDGEMENTS ................................................................................................. I

TABLE OF CONTENTS .................................................................................................. IV

LIST OF FIGURES ......................................................................................................... VII

LIST OF TABLES ......................................................................................................... VIII

LIST OF ABBREVIATIONS ........................................................................................... IX

ABSTRACT ................................................................................................................... XIII

CHAPTER 1 Introduction ........................................................................................... 1

1.1 Diels-Alder Reactions .......................................................................................... 1

1.1.1 Mechanism of Diels-Alder Reactions ........................................................... 1

1.1.2 Regioselectivity of Diels-Alder Reactions.................................................... 4

1.1.3 Stereoselectivity of Diels-Alder Reactions ................................................... 5

1.2 Brief Review of Recent Boronate Substituted Dienes ....................................... 13

1.2.1 Preparation and Reactions of 1-Boron Substituted-1,3-Dienes .................. 17

1.2.2 Preparation and Reactions of 2-Boron Substituted-1,3-Dienes .................. 22

1.3 Suzuki-Miyaura Cross Coupling Reactions ....................................................... 26

1.4 Rhodium Reaction .............................................................................................. 30

1.4.1 Advantages of rhodium catalyzed 1,4-addition of enones .......................... 30

V

1.4.2 Catalytic Cycle and Mechanism ................................................................. 32

1.4.3 Reaction Properties ..................................................................................... 33

1.5 Aims of Current Project ..................................................................................... 43

CHAPTER 2 Preparation of Boron Substituted Dienes ............................................ 45

2.1 Results and Discussion ....................................................................................... 45

2.1.1 Preparation of 2- Diethanolamine Borate Diene 2.4 And 2.6 ..................... 45

2.1.2 Resolution of Dimerization Problems and Preparation of Tri-Coordinated

and Tetra-Coordinated Boron-1,3-Dienes ................................................................ 47

2.1.3 Conformation Analysis of 2-Boron Substituted-1,3-Dienes ....................... 51

2.2 Attempts to Synthesize Other Boron Substituted Dienes ................................... 52

2.2.1 Attempts to Synthesize Sodium 1-(but-1,3-dien-2yl)-5-methyl-2,8,9-trioxa-

1-borabicyclo[3,3,1]nonan-1-uide) ........................................................................... 53

2.2.2 Attempts to Synthesize 2-(Buta-1,3-Dien-2-yl)-6-Methyl-1,3,6,2 -

Dioxazaborocane-4.8-Dione ..................................................................................... 53

2.2.3 Attempts To Synthesize 1-Phenyl-2-Pinacol Boronate-1, 3-Diene ............ 54

2.2.4 Attempts To Synthesize 1-Substituted-2-Boron-1,3-Dienes By Cross-

Metathesis ................................................................................................................. 57

2.3 Conclusion .......................................................................................................... 60

2.4 Experimental Procedures and Characterization Data ......................................... 61

CHAPTER 3 Diels-Alder Reactions of 2-Boron Substituted-1,3-Dienes ................. 70

3.1 Results and Discussion ....................................................................................... 70

VI

3.1.1 Diels-Alder Reactions ................................................................................. 70

3.1.2 Dimerization of Boron Substituted Dienes ................................................. 77

3.2 Conclusion .......................................................................................................... 79

3.3 Experimental Procedures and Characterization Data ......................................... 79

CHAPTER 4 Suzuki Cross Coupling Reactions ....................................................... 87

4.1 Results and Discussion ....................................................................................... 87

4.1.1 Suzuki Cross Coupling Reactions ............................................................... 87

4.1.2 Tandem Diels-Alder/Suzuki Cross Coupling Reactions............................. 90

4.2 Conclusions ........................................................................................................ 99

4.3 Experimental and Characterization Data ............................................................ 99

CHAPTER 5 Unexpected Proton Deboronation Reactions ..................................... 116

5.1 Rhodium Catalyzed Chemistry With 1-Alkyl-3-Boronate-1,3-Dienes ............ 116

5.2 Conclusion ........................................................................................................ 123

5.3 Experimental and Characterization Data .......................................................... 124

CHAPTER 6 CONCLUSIONS ............................................................................... 128

APPENDIX A Crystal Structure Data of Diene 2.4 ....................................................... 147

APPENDIX B NOESY and COSY of Boron Substituted Dienes ................................. 169

CURRICULUM VITAE ................................................................................................. 179

VII

LIST OF FIGURES

Figure 1.1 Diels-Alder Reactions ....................................................................................... 1

Figure 1.2 Diels-Alder Molecular Orbital Diagram ........................................................... 2

Figure 1.3 Normal, Neutral and Inverse Electron Demand Diels-Alder Reactions ............ 3

Figure 1.4 “Zwitterionic” Model ........................................................................................ 5

Figure 1.5 General Catalytic Cycle for Suzuki-Miyaura, Heck And Stille Cross-Coupling

Reactions ........................................................................................................................... 27

Figure 1.6 General Catalytic Cycle for Suzuki-Miyaura Couplings................................. 29

Figure 1.7 Reductive Elimination of Suzuki-Miyaura Couplings .................................... 29

Figure 1.8 Applications of New BINAP Ligands ............................................................. 34

Figure 2.1 Mechanism of Ruthenium Catalyzed Cross Metathesis Reactions ................ 58

Figure 3.1 Crystal Structures of BF3 Substituted Diene and Diethanolamineborate-1,3-

Butadiene 2.4 .................................................................................................................... 74

Figure 3.2 NOESY of Diethanolaminoborate-1,3-Butadiene 2.4 ..................................... 75

Figure 3.3 Thermodynamic Diagram of Dimerization of 2-Boron Substituted Dienes ... 79

Figure 4.1 Comparison of NMR Chemical Shifts of Boron Substituted Diene and

Palladium Substituted Diene in CD3CN ........................................................................... 96

Figure 5.1 Catalytic Cycle of Rhodium Catalysis .......................................................... 116

Figure 5.2 Catalytic Cycle of Palladium Catalysis ......................................................... 124

VIII

LIST OF TABLES

Table I Attempts for Olefin Cross Metathesis Reactions ................................................. 59

Table II Attempts for Enyne Cross Metathesis ................................................................. 60

Table III Diels-Alder Reactions of 2-Boron Substituted-1,3-Dienes ............................... 71

Table IV Dimerization Experiments of 2-Boron Substituted-1,3-Dienes ........................ 78

Table V Optimization of Suzuki Cross Coupling Reaction ............................................. 88

Table VI Suzuki Cross Coupling Reactions of 2-Boron Substituted-1,3-Dienes ............. 88

Table VII Tandem Diels-Alder/Suzuki cross coupling reactions ..................................... 91

Table VIII Palladium Catalysts and 2-Palladium Substituted 1,3-Diene ......................... 97

Table IX Rhodium Catalyzed Reactions ......................................................................... 117

IX

LIST OF ABBREVIATIONS

Å Angstrom(s)

°C Degree(s) Celsius

Ac Acetyl

allyl 2-Propenyl

Ar Aryl

atm Atmosphere(s)

BINAP 2,2'-bis(diphenylphosphino)-1,1'-

binaphthalene

Bn Benzyl

bs Broad Singlet

Bz Benzoyl

C=O Carbonyl

Calcd Calculated

CD3CN Deuterated Acetonitrile

CDCl3 Deuterated Chloroform

cm-1

Wave Numbers

COSY Correlation Spectroscopy

Cp Cyclopentadienyl

X

Cy Cyclohexane

d Doublets

dba Dibenzyldeneacetone

D-A Diels-Alder

DCE 1,2-dichloroethane

DCM Dichloromethane

dd Double Doublets

ddd Double Double Doublets

ddt Double Double Triplet

DFT Density Functional Theory

DIPHOS 1,2-bis(diphenylphosphino)ethane

DME Dimethoxyethane

DMF N,N-Dimethylformamide

DMSO Dimethylsulfoxide

EDG Electron Donating Group

EWG Electron Withdrawing Group

Equiv Equivalents

Et Ethyl

Et2O Diethyl Ether

XI

g Grams

h Hours

HMBC Heteronuclear Multiple Bond

Coherence

HOMO Highest Occupied Molecular Orbital

HRMS High Resolution Mass Spectrometry

Hz Hertz(s)

iPr Isopropyl

J Coupling Constant

kcal Kilocalorie

LUMO Lowest Unoccupied Molecular Orbital

m Multiplet

m Meta

m.p. Melting Point

m/z Mass to Charge Ratio

Me Methyl

MHz Megahertz(s)

min Minutes

mol Moles

XII

N/A Not Available

nBu Normal Butyl

NMR Nuclear Magnetic Resonance

NOE Nuclear Overhauser Effect

NOESY Nuclear Overhauser Effect

Spectroscopy

o Ortho

OTf Trifluoromethanesulfonate

p Para

Ph Phenyl

Q Quartet

Rf Retention Factor

S Singlet

t Triplet

t1/2 Half Life

TLC Thin Layer Chromatography

TMS Trimethylsilyl

X Halide

δ Chemical Shift

XIII

ABSTRACT

Dissertation under the direction of Mark E. Welker, Ph.D., Professor of Department of

Chemistry, Wake Forest University

Clerodane diterpenoids represent a large group of secondary metabolites which are

distributed widely in nature. Over a thousand members have been isolated to date, many

of which possess interesting biological activities: antifeedant, antitumor, antifungal,

antibiotic, anti-peptic ulcer and so on. Although synthetic approaches to the trans-

clerodanes abound, cis-clerodane syntheses are rare. The long term objective of this

research is to make highly reactive dienes which would undergo Diels-Alder (D-A)

reactions with sterically crowded dienophiles to construct cis-clerodane compounds.

In previous work, 2-boron-1,3-dienes had shown a high propensity toward self D-A

dimerization. Different strategies were tried to prepare dienes without dimerization and

seven boron substituted dienes were prepared in good yields. The tri-coordinated boron

dienes are less stable than the tetra-coordinated dienes because the boron atom is

stabilized by donating electron pairs or groups in the latter type. The reactivity of these

boron substituted dienes (2-diethanolaminoborate-1,3-butadiene) in D-A and Suzuki

cross coupling reactions were tested and evaluated.

Testing concluded that in D-A reactions high yields (> 90%) were found in the

reactions of boron substituted 1,3-dienes and N-phenyl maleimide at room temperature or

lower. The fastest diene (2-diethanolaminoborate-1,3-butadiene) reacted with a t1/2 less

than 4 minutes at -10 °C. The 2-diethanolaminoborate-1,3-butadiene has a high HOMO

energy compared to its BF3 diene counterpart which accelerates its D-A reactions. High

XIV

regioselectivities (16:1) were found in the D-A reactions of unsymmetrical dienophiles

and 2-diethanolaminoborate-1,3-butadiene. Both high yields and regioselectivities were

achieved in Suzuki cross coupling reactions of the resulting boron substituted D-A

cycloadducts. Using this methodology, 2-diethanolaminoborate-1,3-butadiene is a

promising precursor in providing a potential tool to asymmetric synthesis.

Three boron substituted dienes reacted with n-phenylmaleimide very quickly, from

seconds to 2 hours. All three dienes are stable at 0℃ for more than 2 years. The research

also revealed that 4 dienes can be used in tandem D-A/Suzuki cross coupling reactions.

High yields and good selectivities were obtained. The possible mechanism of tandem

reactions showed that Pd(II) acts as a Lewis acid catalyst to catalyze the D-A reaction

between boron substituted dienes and dienophiles followed by Suzuki cross coupling

reactions. A possible unstable novel intermediate, a palladium substituted diene, was

observed in the reaction by NMR.

1

CHAPTER 1 Introduction

1.1 Diels-Alder Reactions

As the most thoroughly explored cycloaddition reactions since 1928, Diels-Alder

reactions have been essential methods to realize the simultaneous construction of

substituted cyclohexenes with a high degree of regioselectivity, diastereoselectivity and

enantioselectivity. Various ramifications of Diels-Alder reactions have been developed

with thousands of papers being published every year.1-3

Obviously, this concerted

(4+2) pericyclic reaction is already an indispensable way to form a carbon-carbon

bond in modern organic synthetic chemistry.

Although several reports on asymmetric Diels-Alder reactions have been published,4-6

they are still in the minority compared with many asymmetric oxidative and reductive

reactions. We are dedicated to improve the enantioselectivity and diastereoselectivity by

employing the main group metal substituted dienes in Diels-Alder reactions.

1.1.1 Mechanism of Diels-Alder Reactions

Diels-Alder reactions have been reported to have two mechanisms: concerted and two

step mechanisms. Although some cases occur by a two step mechanism that involve a

biradical intermediate, most thermal cycloadditions can be described by a symmetry-

allowed one step mechanism (Figure 1.1).7, 8

Figure 1.1 Diels-Alder Reactions

2

FMO ( Frontier Molecular Orbital ) theory, a powerful practical model, was developed

by Kenichi Fukui in the1950's and has been used successfully to explain reactivity and

selectivity phenomena in cycloaddition reactions.9, 10

The fundmental principle of FMO is

the focus on the highest occupied and lowest unoccupied molecular orbitals (HOMO and

LUMO). The smaller the HOMO-LUMO energy gap, the easier the Diels-Alder reactions

are because the lower HOMO-LUMO energy makes a greater contribution to the

transition state. For acrolein with an electron withdrawing carbonyl group, which

efficiently lowers the LUMO energy of the dienophile, the energy difference between

acrylaldehyde and diene are greatly reduced compared with ethylene. So, acrylaldehyde

is a better dienophile than ethylene in this case.

Figure 1.2 Diels-Alder Molecular Orbital Diagram

3

Three types of Diels-Alder reactions are introduced in Figure1.3: normal, neutral and

inverse electron demand Diels-Alder reactions.8

In the normal situation, the dominating orbital interaction is HOMO diene – LUMO

dienophile, but in the inverse situation, the interaction is LUMO diene-HOMO dienophile.

No matter what type the reaction is, the reaction with the smallest HOMO-LUMO gap is

always the fastest one.11

Figure 1.3 Normal, Neutral and Inverse Electron Demand Diels-Alder

Reactions

An inverse electron demand Diels-Alder reaction was discovered by Yamamoto’s

group in 2009. Tropone acts as an electron deficient diene 1.1 reacting with and electron

4

rich dienophile 1.2 to get a cycloproduct 1.3 with a high yield and high

enantioselectivity.12

(Scheme 1.1)

Scheme 1.1

1.1.2 Regioselectivity of Diels-Alder Reactions

In principle, the cycloaddition of substituted dienes and dienophiles gives two

regioisomer adducts. Pseudo ortho and para orientations in products are usually favored

over the meta orientation. 1- and 2-substituted dienes usually give ortho and para

products, respectively (Scheme 1.2). This preference is increased in catalyzed

reactions.13

Scheme 1.2

We can use a simple “zwitterionic” device to predict the regioselectivity (Figure 1.5).

5

Figure 1.4 “Zwitterionic” Model

For disubstituted dienes, relative amounts of each depend on electron donating strength

of substituents.

1.1.3 Stereoselectivity of Diels-Alder Reactions

The cis principle was found by Alder and Stein in 1937, after the observation that the

relative configuration of reactants was preserved in the final products.14

Cis principle: The stereochemistry of substituents in the starting material is retained in

the product.15

Since a trans double bond in a six-memebered ring is geometrically

impossible, the Diels-Alder cycloaddition can occur only when the diene possesses a

cisoid conformation. So, a number of cyclic transoid cyclic dienes have been shown to be

unavailable to dienophiles.

Endo principle: The two reactants approach each other in parallel planes which may

interact in two different orientations affording endo- and exo- adducts (Scheme 1.3 ).

The most stable transition state is the one with maximum orbital overlap.16

Endo is the

6

kinetically favored product and usually the major product in Diels Alder reactions.

Several factors, such as steric effects, nature of solvent, dienophile interactions and

presence of Lewis acids control the endo to exo ratio in different cases.

Scheme 1.3

Lewis acid catalysis can also change regioselectivity. For example, the BF3 and SnCl4

catalyzed cycloaddition of 2-methoxy-5-methyl-1,4-benzoquinone(1.4) to 1-methyl-1,3-

butadiene (1.5) yielding a different regioselectivity: 4:1(1.6, ortho) versus 1:20(1.7

para).13

The monodentate (1.8) and bidentate coordination (1.9) shown below explained

the different results (Scheme 1.4).

7

Scheme 1.4

An example of different endo-exo diastereoselectivity is observed in Scheme 1.5.17

With the catalysis of AlCl3 in room temperature or heating to refluxing, the

enantioselectivity of endo to exo is 70%:30% versus 100%:0 for the reaction of dienes

penta-1.3-diene and 1-methoxyl-1,3-butadiene with dienophile 1.10.

With high enantioselectivity and diastereoselectivity in the reaction, Diels-Alder

reactions provide a powerful tool for the synthesis of enantiomers and diastereoisomers.

8

Scheme 1.5

1.1.4 Asymmetric Diels-Alder Reactions

Quaternary stereocenters are known to be particular challenges for synthesis because

the creation of such centers is complicated by steric repulsion between the carbon

substituents.4 Only a few catalytic asymmetric C-C bond forming reactions have been

shown to be useful for constructing quaternary carbons. So the construction of

asymmetric molecules with quaternary carbon stereocenters represents a very challenging

task. The initiation of enantiomers can be started from an enantiotopic face, which

produces an pair of enantiomers 1.14 and 1.15 in Scheme 1.6.

Scheme 1.6

9

Asymmetric induction of D-A reactions may be achieved by using chiral dienophiles,

chiral dienes or chiral catalysts. The use of a diene and/or a dienophile with a chiral

auxiliary is a common technique to make chiral dienes and dienophiles. In the reaction of

cis-2-neopentyloxyisobornyl acrylate 1.17 with cyclopentadiene 1.16,18

virtually

quantitative asymmetric induction can be explained by the staggered conformation of the

neopentyloxy chain, in which the re-face is shielded by the t-butyl group (Scheme 1.7).

Scheme 1.7

The chiral dienes have been investigated less extensively because of the difficulty of

connecting a chiral group to the diene. A useful example has been developed by Trost et

al. by using an (s)-O-methylmandeloxy group as a chiral inducing agent to get a chiral

diene (Trost diene) 1.19,19, 20

which was described to be the first synthetically useful

chiral diene (Scheme 1.8).

An interesting result was reported by Danishefsky’s group about asymmetric Diels-

Alder reactions. They observed the dramatic increase of de value from 50% to 95%

(1.20), which was obtained by the combination of chiral diene and catalyst (+)-Eu(hfc)3.21

(Scheme 1.8)

10

Scheme 1.8

A series of levoglucosenone-derived chiral dienophile auxiliaries (1.21) were prepared

by the Alejandra G. Suliez group.22

They showed efficient regio- and

diastereoselectivities in Diels-Alder reactions (Scheme 1.9).

11

Scheme 1.9

The use of a chiral catalyst to control the absolute configuration of the product is the

most efficient and economical way to introduce enantioselectivity in a reaction. This

approach allows the direct formation of chiral compounds from achiral substrates under

mild conditions and requires relatively small amounts of enantiopure material, without

the removal and recovery of a chiral auxiliary.23, 24

Many chiral Lewis acid catalysts

were reported such as B, chiral acyloxy borane catalyst,25-27

Al, Cu, Fe, Yb28-31

and Ti32

Lewis acid catalysts.

Scheme 1.10

12

Various chiral Lewis acids have been tested to catalyze D-A reactions.33

However,

many reactions of this type employ cyclopentadiene 1.16 as the diene and 2-alkyl

acrolein derivatives as the dienophile (Scheme 1.10). There are many examples, that

involve more intricate dienes or dienophiles.

Other chiral organic catalysts have been reported recently. Li Deng reported a cinchona

alkaloid-derived bifunctional organic catalyst (OD), which showed high

enantioselectivity and diastereoselectivity in D-A reactions with pyrones 1.29 (Scheme

1.11). The highest ee value is 94% and exo to endo is 93:7.34

Scheme 1.11

Wanbin Zhang reported a series of catalysts containing C2-symmetric bipyrrolidines

which were efficient in asymmetric Diels-Alder reactions ( Scheme 1.12).35

13

Scheme 1.12

Kikuchi synthesized (R,R) ferrocenyl pinacol via Sm(OTf)3 which showed good

potential in asymmetric Diels-Alder reactions (Scheme 1.13).36

Scheme 1.13

1.2 Brief Review of Recent Boronate Substituted Dienes

14

Organoboron compounds were not attractive until the extraordinary works of two

Nobel Prize winners: H. C. Brown and W. N. Lipscomb. They started the promising work

of the organoboron area by the discovery of hydroboration of alkenes and alkynes,

which leads to terminal boronate compounds.37, 38

Organoboron compounds are excellent precursors in organic synthesis. As the bridge to

construct different organic compounds by Suzuki coupling, rhodium catalysis and various

reactions, boron compounds have lots of advantages: readily available, easily handled,

some are stable in air and at room temperature, and the apparatus for handling these

compounds is simple. Also, boron compounds usually have no extreme toxicity hazards

although we need to treat them with care and avoid ingestion or contact.39

The traditional synthesis of aryl- and alkenylborates are from Grignard reagents or

lithium reagents and trialkyl borates.40

The general synthetic methods for preparing boron

compounds are transmetallation, hydroboration and haloboration.40-42

They are still the

basic methods for preparations of organoboron compounds nowadays(Scheme 1.14).

15

Scheme 1.14

The common boron substrates are chosen from a wide range of compounds such as

BCl3, B(OR)3 and BF3·O(CH2CH3)2 . Due to the problem of formation of trialkylboranes

in the procedure of Grignard or organolithium reagents boronation, H. C. Brown proved

that triisopropyl borate is the best available alkyl borate to avoid the multiple alkylation

of the borates (Scheme 1.15).37, 43

Scheme 1.15

16

Hydroboration can be conducted in very mild conditions via a cis anti-Markovnikov

manner (Scheme 1.16).38

Scheme 1.16

Haloboration (Scheme 1.17) of terminal alkynes is an effective way to synthesize 1-

alkenyl borates followed by the displacement of the β-bromine with organozinc reagents,

which proceeds strictly with retention of configuration.

Scheme 1.17

Some other methods also were reported (Scheme 1.18).42

17

Scheme 1.18

Methods for preparation of organoboron dienes have been explored for a long time.

This dissertation briefly introduces some of the recent developments in this area.

High regioselectivity and stereoselectivity are always the goal scientists want to achieve

in D-A reactions. Heteroatom substituents can be placed on either the dienophile or diene

partner to get higher regioselectivity and stereoselectivity compared with unsubstituted

or alkyl substituted ones. That is also the goal of many substituted dienes such as

cobaloxime dienyl complexes,44-46

molybdenum and tungsten substituted dienes47, 48

and

silane and boron substituted dienes.49-52

1.2.1 Preparation and Reactions of 1-Boron Substituted-1,3-Dienes

Most reported boron substituted dienes are 1-boron substituted-1,3-dienes, especially

many 1-(dialkoxyboryl)-1,3-butadienes, sometimes termed 1,3-dienyl-1-boronates, which

can be easily prepared by hydroboration of enynes.53-56

Numerous reports of their Diels-

Alder/allylation reactions have been published and this sequence is usually called the

Vaultier tandem sequence. (Scheme 1.19)

Scheme 1.19

The sequence is very useful in the synthesis of clerodanes (Scheme 1.20).57

However,

this 1,3-dienylboronate has to react with activated dienophiles, which limits the wide

18

application of this sequence. Various strategic approaches were performed to overcome

this problem. A stoichiometric amount of CsF was used to generate electron rich

complexes which were more reactive in cycloaddition (Scheme 1.21).54

Esterification of boronic acids with simple alcohols (primary and secondary) is also a

widely used method to get 1-boron substituted 1,3-dienes.43

Organoboronic acids and

their esters have attracted much attention due to their practical usefulness for synthetic

organic reactions, molecular recognition such as host-guest compounds, and tumor

treatment.58

However, there have been very few new developments in the methodology

for their preparation.

Scheme 1.20

19

Scheme 1.21

Ishiyama’s group used palladium and platinum catalyzed borylation of alkenes, alkynes

and organic electrophiles with B-B compounds to synthesize organoboronic esters from

simple organic substrates (Scheme 1.22).58

But there is only one example to form a 1-

pinacol boron substituted-1,3-conjugated diene 1.50.

Scheme 1.22

Some dimetal substituted dienes can be transformed into several new compounds via

cross coupling reactions at both metal sites, which demonstrate a potentially wide use in

organic synthesis. 1-boryl-4-silyl(stannyl) substituted-1,3-dienes (1.52, 1.56) were

synthesized by Naso’s59

and Coleman’s groups (Scheme 1.23).56

20

Scheme 1.23

1-Boron-substituted-1,3-dienes are usually easily prepared by the hydroboration of an

enyne.60

In 1999, Barrett and co-workers used this method to get a 1,3-dienylboronate,

which was hydrolyzed to dienyl boronic acid 1.58 and used in a cross coupling reaction

(Scheme 1.24).61

In 2002, Prandi and Venturello reported another way to prepare the

dienyl boronic ester1.60 from ,-unsaturated acetals 1.59 (Scheme 1.25).62

These

derivatives can be readily reacted with aryl substrates in very mild conditions to get

aromatic ketones.

Scheme 1.24

Scheme 1.25

21

Vaultier and Mortier reported a palladium catalyzed cross coupling of alkenyl zincs and

bromo boronate alkenes 1.61 to produce boronate substituted dienes 1.62. These dienes

can be used in both intra and intermolecular D-A reactions (Scheme 1.26 ).14

Scheme 1.26

22

Scheme 1.27

RajanBabu found an efficient way to synthesize 1,4-disubstituted borylstannyl dienes

1.66 by borostannylation of an alkyne (Scheme 1.27).63

These bimetalated alkenes and

dienes were used in the Suzuki-Miyaura cross coupling reactions to prepare the polyene

side chains of some natural products.

1.2.2 Preparation and Reactions of 2-Boron Substituted-1,3-Dienes

Few reports were found on the preparation of 2-boron substituted-1,3-dienes in contrast

to the 1-boron substituted-1,3-dienes prior to 1998. Limited use of early members of this

class of compounds is presumably due to their high affinity towards dimerization even at

room temperature (Scheme 1.28).14,64

Scheme 1.28

Wrackmeyer and Vollrath reported 2-boron substituted 1,3-dienyl systems in 1998 by

the reaction of 1-propyl-1-boroindane 1.69 and dimethyl-di(1-propynyl)silane

23

generating a 1:0.8:0.6 mixture of siloles (1.70-1.71) (Scheme 1.29).65

Also, they obtained

diallylborane substituted alkenes through the reactions of triallylborane 1.73 and trialkyl

(1-alkynyl) tin compounds (Scheme 1.30). They found triallylborane proved to be much

more reactive than triethylborane (Et3B).65

Scheme 1.29

Scheme 1.30

The Welker group got an unusual hydrolysis/oligimerization reaction of a boron

substituted-1,3-diene to produce a product named 6,9,16,19-tetraphenyl-5,15-distyryl-

3,13,25,26-tetraoxa-2,12 diborapentacyclo[16.2.2.28,11

.12,5

.112,15

]hexacosa-1(20),7,10,17-

tetraene 1.80 ( Scheme 1.31). 53

24

Scheme 1.31

The formation of the macrocycle was rationalized by a protonolysis of some of the

boron carbon bonds in 1-phenyl-1,3-dienyl-3-potassium trifluoroborate 1.77 to generate

some 1-phenyl-1,3-butadiene 1.79.66

The terminal double bond of one 1-phenyl-1,3-

butadiene molecule obviously participated in an electrophilic addition reaction with the

internal alkenes of a second molecule of 1-phenyl-1,3-butadiene after the oxidative

reactions . Then the terminal double bond of this second molecule of 1-phenyl-1,3-

butadiene participated in a Diels-Alder reaction with a boron substituted diene to get

final product 1.78 (Scheme 1.31).

25

In 2007, Aubert, Vollhardt and coworkers 67

reported a cobalt(I)-mediated preparation

of polyborylated cyclohexadienes 1.83 by intermolecular CpCo mediated [2+2+2]

cocyclizations of alkynylboronic pinacolate esters 1.81 with alkenes, followed by

oxidative demetallation with iron (Ш) chloride (Scheme 1.32).

Scheme 1.32

Trimetal substituted dienes also were synthesized in 2005 by Yusuke’s group (Scheme

1.33).68

The tetrasubstituted dienes 1.86 are prepared by the ruthenium-catalyzed double

addition of trimethylsilyldiazomethane 1.84 to alkynes developed by Dixneuf and co-

workers by use of alkynylboronates 1.85 instead of alkynes. The tetrasubstituted dienes

can be converted into multisubstituted 1,3-butadienes including those having four

different organic groups at the 1-, 2-, 3- and 4-positions which have good potential in

organic synthesis.

Scheme 1.33

In 2005, Kim and Lee realized the functionalization a variety of vinyl boronate 1.88

containing 1,3-dienes through boron-directed regio- and stereoselective enyne cross

26

metathesis.69

In the reaction, high chemical yield and regioselectivity were achieved

irrespective of substituents on the alkyne and alkene counterparts, whereas Z/E-

selectivity was found to be dependent upon the substituents both on the alkyne and alkene.

(Scheme 1.34)

Scheme 1.34

John Soderquist’s group has prepared chiral trans-2-boroyl-1,3-dienes 1.88, which can

be used in asymmetric allyborations to provide β-substituted nonracemic chiral

homoallenic carbinols 1.90 (Scheme 1.35).70

Scheme 1.35

1.3 Suzuki-Miyaura Cross Coupling Reactions

27

The most utilized C-C bond forming cross coupling reactions are probably the Heck,

Stille and Suzuki-Miyaura reactions.71

In these reactions, palladium is a tremendously

effective catalyst which also plays an important role in a general catalytic cycle (Figure

1.5 ).71

This mechanism explains most cross coupling reactions including oxidative

addition of halide, transmetallation and reductive elimination. The Suzuki-Miyaura

reaction is preeminent due to its compatibility with a diverse range of functional groups.

It also has good tolerance to the presence of water and proceeds generally with good

regio- and stereoselectively with a non-toxic inorganic by-product which can be easily

removed from the reaction mixture. Therefore, the Suzuki coupling has been used not

only in the lab but also in industrial processes.72, 73

Figure 1.5 General Catalytic Cycle for Suzuki-Miyaura, Heck And

Stille Cross-Coupling Reactions

28

In Suzuki-Miyaura reactions, oxidative addition is usually the rate determining step in a

catalytic cycle that affords a stable trans-σ-palladium (B) complex. However, Gebbink

reported recently that transmetalation is the rate determining step when they used

Dendriphos ligands in Suzuki cross-coupling reactions.74

The relative reactivity of

oxidative addition decreases in the sequence of I > OTf > Br >> Cl for the halide

compounds. The structure of alkenyl halides can be preserved in the final products but

the inversion effects for allylic and benzylic halides were observed.42

Bulky and electron

donating ligands, which generate an electron-rich metal complex, were found to make

palladium complexes more reactive in oxidative addition reactions.75

Transmetallation is the hardest step to control in practical experiments since its

mechanism still remains obscure and highly dependent on organometallics or reaction

conditions used for the couplings.72

In the presence of a negatively charged base, the

transmetallation between organopalladium halides and organoboron compounds

apparently is accelerated. The reason is that the quaternization of boron with a negatively

charged base enhances the nucleophilicity of other organic groups on boron. Thus, the

role of the base is to facilitate the slow transmetalation of the boron compounds by

forming a more reactive boronate species that can interact with the Pd center and finish

transmetalation.76, 77

There is another explanation for the effects of base that the base

replaces the halide in the coordination sphere of the palladium complex and facilitates an

intramolecular transmetalation (path B).78

The bases often used are K3PO4, K2CO3, KOH

and KF. There is no general rule for the selection of bases except experience.

29

Figure 1.6 General Catalytic Cycle for Suzuki-Miyaura Couplings

Reductive elimination regenerates the palladium (0) complex after the isomeration of

the trans form of palladium complex (C) to the corresponding cis-complex (Figure 1.5).79

Figure 1.7 Reductive Elimination of Suzuki-Miyaura Couplings

30

It is generally accepted that this step is faster when palladium is coordinated to

electron-withdrawing and sterically bulky ligands. It has also been shown that for very

bulky ligands, the steric properties dominate over the electronic properties.78

1.4 Rhodium Reaction

The newly developed reaction of rhodium catalyzed 1,4-addition of substituted boronic

acids to enones has progressed rapidly in the last 10 years. The reaction was discovered

in 1997 by Miyaura and other chemists.80, 81

After that, many subsequent reports have

appeared.82

Asymmetric carbon-carbon bond forming is very important in asymmetric

synthesis but in most cases it is difficult to achieve high yields and excellent

enantioselectivities. However, the 1,4-addition of enones by boronic acids provides a

good way to this goal. It is already a powerful method to achieve stereoselective C-C

bonds and quaternary stereocenters.

1.4.1 Advantages of rhodium catalyzed 1,4-addition of enones

The reaction (Scheme 1.36) has several advantages over other 1,4-additions.

83

In this reaction, the organoboronic acids are not so sensitive to oxygen and moisture

compared with some other organometallic reagents, such as substituted boron esters.

Therefore, one can conduct reactions in protic media or aqueous solution, which is a good

choice for the requirements of green chemistry. The organoboronic acids are much less

reactive toward enones without a rhodium catalyst. Thus, we prevent the 1,2-addition to

enones by adding the rhodium catalyst.

31

Groups connecting to boron are generally added to the position with high

enantioselectivity. Both chiral ligands and chiral substituted boronic acids can be used as

a chiral resource to generate a new chiral center with high stereoselectivity. The reaction

has a large scope for substrates not only for ,-unsaturated ketones, but also for ,-

unsaturated aldehydes, esters, amides, imides, 84

and even some metal connecting

unsaturated ketones.

Scheme 1.36

Different rhodium catalysts, various ligands and the bases are used in this reaction.

Most rhodium catalysts contain BINAP groups83, 85

or BINAP derivatives, which are

essential for the generation of chiral centers e.g. [Rh(OH)(S)-binap]2. 83

Because the

temperature influences the hydrolysis of boronic acids, usually excess boronic acids are

used. A detailed process of the reaction is also shown in Scheme 1.37.86

32

1.4.2 Catalytic Cycle and Mechanism

The catalytic cycle of phenylboronic acid addition to 2-cyclohexenone was reported in

experiments by Hayashi in 2002. (Scheme 1.37) 86 In this cycle, the phenyl rhodium is

generated by transmetallation between phenylboronic acid and rhodium complex. Then

insertion of the C=C bond of the enone into the phenyl-rhodium bond followed by the

isomerization generated a stable oxa--allylrhodium complex. Hydrolysis converted the

oxa--allylrhodium into the final product.

Scheme 1.37

33

1.4.3 Reaction Properties

Ligand Effects

In the first stage, Miyaura’s work was focused on the non-asymmetric 1,4-addition of

aryl- and alkenyl-boronic acids to ,-unsaturated ketones.81

Research followed by other

chemists which was rapidly transfered to asymmetric synthesis. Among several factors

that can influence the stereoselectivities, the chiral ligand has crucial effects on the

enantiomeric excess (ee) value and yields. This dissertation only discusses the two most

used ligand groups : BINAP and [2.2.2] bicyclooctadiene and their derivatives.

(a) 1,1’-Binaphtyl ligands and its derivatives : (R)or (S)-BINAP(2,2'-bis

(diphenylphosphino) -1,1'-binaphthyl) and some phosphorus ligands.

BINAP is a chiral bisphosphine ligand, which consists of two naphthyl groups linked

by a single bond with diphenylphosphino groups at the end of each naphthyl group

(Figure 1.9). Although BINAP has no stereogenic center, it is a chiral molecule. Rotation

about the single bond binding the two naphthyl groups is restricted because of the rigidity

of their π systems. Almost all 1,4-addition reactions using the BINAP groups produced

good yields and over 90% enantioselectivity.87, 88

Some new applications of BINAP ligands employed since 2003 are also demonstrated

in Figure 1.8.

34

Figure 1.8 Applications of New BINAP Ligands

(b) Phosphine-olefin are novel types of chiral ligands with potential in asymmetric

synthesis. Kasak et al.89

reported their application in conjugate addition of boronic acids

to unsaturated esters (Scheme 1.38). They got reasonable yields (up to 88%) and 98% ee.

The mechanism is the same as shown in Scheme 1.37 and an intermediate structure was

suggested in Scheme 1.38. The bulky ligand completely prevented the Ar- attacking from

the back so as to attain 98% pure (S) product .

35

Scheme 1.38

Hayashi and coworkers used (R)-Segphos and (R)-P-Phos in the reaction of 1,4-

addition of unsaturated esters (Scheme 1.39).90

Ligand (R)-Segphos and Rh(acac)(C2H4)

produced the chiral rhodium catalytic system, which gave the (R)-4-arylchroman-2-ones

in over 99% ee. Compared with (R)-Segphos, (R)-BINAP and (R)-P-Phos showed lower

reactivity in this reaction. Furthermore, this reaction also showed the temperature

influence. 60C was the proper temperature since excess boronic acids were used. At

higher temperature (100C), phenylboronic acids were prone to hydrolyze faster leading

to the lower yields (70-82%) but same ee value (99%). Lower temperatures (50C) can

activate catalysts and substrates efficiently (86% yield and 99%ee).

Other ligands like monodentate phosphoramidites were a good choice for rhodium

catalyzed conjugate addition of aryl- and vinyltrifluoroborates.91, 92

High

diastereoselectivities were achieved in the reaction. (up to 84% yield of diastereoisomers

separated).

Scheme 1.39

36

Defieber and Norihito proved the [2.2.2] bicyclooctadiene93, 94

is an excellent ligand

(Scheme 1.40) and it can achieve 90% yield and 58% ee at room temperature. At higher

temperature (50C), it produced 83-96% yield and 94-97% ee. Conjugate addition to

cyclopentenone is difficult to effect with high selectivity but they succeeded using [2.2.2]

bicyclooctadiene as a ligand.

Scheme 1.40

37

Scheme 1.41

(R,R)-Ph-bod* used in the reaction of Scheme 1.41 demonstrated excellent potential to

be a chiral ligand in this kind of reaction. Similarly, steric repulsions again cause the

generation of (R) product. 94

Different ,-unsaturated Ketones

Rhodium catalyzed 1,4-addition of boronic acids to enones can be applied in large

scale for different substrates and some of them are shown below.95, 96

Ryo et al.

synthesized chiral organosilicon compounds through this reaction using (R,R)-Bn-bod*as

a ligand. Yields and ee values are both satisfying (80-94% yield, >93% ee) (Scheme

1.42).97

In this reaction, ligands (R)-BINAP, (S)-phosphoramidite are inferior compared

with (R,R)-Bn-bod. *. Paquin and coworkers used ,-unsaturated Weinreb amides

(Scheme 1.43) as substrates and got high enantioselectivity.98

Substituted pyridines used

in this reaction produced a satisfactory yield of 98% (Scheme 1.44).99

38

Scheme 1.42

Scheme 1.43

Scheme 1.44

Water and Base Effects

In the rhodium-catalyzed 1,4-addition of organoboron reagents to unsaturated ketones ,

protic solvents have a strong effect on the hydrolysis of oxa--allylrhodium which gives

the final product.83

Water is the typical protic solvent in this reaction and accelerates the

reaction. Generally, solvents used in this reaction are mixtures of water and dioxane.

39

Yasuhiro et al used heterogeneous catalysts ( rhodium complexes immobilized on the

polymer)100

in water catalyzing 1,4-addition of ArB(OH)2. Up to 93% yield was attained

and the catalysts can be recovered and reused for 3 times.

The reaction is strongly inhibited by acid.101

Both protic acids and Lewis acids act as

strong inhibitors. Introduction of base can remarkably enhance the reaction speed. A

proposed active intermediate is L2RhOH generated in-situ and accelerates

transmetallation (Scheme 1.45).

Scheme 1.45

The Rh(I) catalyzed conjugate addition of substituted boronic acids offers a general

solution for the synthesis of chiral compounds as mentioned before. However, in certain

conditions, 1,2-addition occurs competing with 1,4-addition in unsaturated aldehydes

(Scheme 1.45).102

Different ligands lead to different reaction directions. Generally speaking, the

polarization of the C-Rh bond plays a key role in the competition. Donating ligands

increase the nucleophilicity of the organic group on the rhodium metal. t-Bu3P does not

catalyze the conjugate 1,4-addition seletively but produces 1,2-addition product. A

reasonable catalytic cycle is shown in Scheme 1.46.102

Transmetallation is the key step

in the cycle. Because the dppf complex is more Lewis acidic than the tert-butylphosphine

complex then coordination of dppf complex and the nitro group retards the addition to

nitrobenzaldehydes.

40

A fine-tuning for the enantioselectivity by changing various ligands’ R groups is shown

in Scheme 1.47.98

It is a potential way to control the 1,2- and 1,4-addition by changing

the ligands too.

Scheme 1.46

41

Scheme 1.47

A chemoselective reaction of 1,6-addition to 2,4-dienoate esters was reported by Csaky

et al.95

Changes of starting dienoate materials and organoboronic acids resulted in

different reaction paths (Scheme 1.48).

42

Scheme 1.48

The rhodium catalyzed asymmetric 1,4-addition of organoboron reagents provides a

perfect method for enantioselective introduction of aryl and alkenyl groups to the

position of electron deficient olefins. Since it holds many advantages in asymmetric

synthesis, a promising future for its further application in various fields such as total

synthesis, pharmaceutical areas and environmental chemistry is possible. More research

of this reaction can be focused on the following:

1. Although protic solvents can promote environmentally friendly chemistry

development, we have to consider that the 1,4-addition products are hydrolyzed

compounds. If we can get boron enolates as the product, the application scope will be

enlarged.83

Therefore, aprotic polar solvents may be a good choice.

43

2. Different ligands have different enantioselectivities in various reactions. The

research in this area is still a hotspot.

3. Water as solvent and heterogeneous catalysis in water are also attractions for green

chemistry workers. Especially asymmetric synthesis of heterogeneous catalysts in water

is a challenge. There are few reports about organometallic substrates in this reaction.

Research in this area is also promising. 1,2-and 1,4- addition competition is a good

method for chemists to design and control reaction products by tuning the ligands,

solvents and other factors.103

1.5 Aims of Current Project

Previous research by our group showed the superiority of 2-metal substituted 1,3-dienes

to 1-metal substituted 1,3-dienes104

both in terms of rate enhancement and

stereoselectivity in D-A reactions. As 2-boron-substituted dienes have wide applications

in D-A and cross coupling reactions, which will lead to decalin core structures synthesis,

our project will focus on their synthesis and cross coupling reactions. The other reasons

that we selected boron substituted dienes are the wide varieties of protocols in their

preparations, air and moisture stability, and easy handling and storage relative to other

main group metal substituted dienes.

However, the synthesis of 2-boron substituted dienes had proved difficult according to

the research of other groups since they all obtained a dimerization product of diene by

self D-A reactions.105,64

The current project begins with the synthesis and purification of

2-boron-substituted dienes. Although many different types of organoboron species are

known in the literature, dienyl borates are rarely reported because they are easily

44

polymerized in the preparation process and difficult to separate by the usual silica gel

column chromatography.

The long term goal of this project is to apply the methodology to access substituted cis-

fused decalin core structures that are otherwise difficult to make. Many natural products

have the decalin core, such as clerodane diterpenoids.106

Although reports in the trans-

clerodanes are abundant, cis-clerodanes syntheses are rare. Since we have already shown

the exo selective cobalt mediated D-A reactions could be used to synthesize cis-fused

bicyclic compounds related to known diterpenes, the same trends are expected to be

applicable to our main group substituted dienes.

45

CHAPTER 2 Preparation of Boron Substituted Dienes

2.1 Results and Discussion

2.1.1 Preparation of 2- Diethanolamine Borate Diene 2.4 And 2.6

Previous Welker group member Subhasis De prepared a monomeric 2-BF3-1,3-butyl

diene in high yield and studied its D-A/cross coupling reactions under mild conditions.49

This dienyltrifluoroborate also showed a high activity in rhodium catalysis. Therefore,

dienyltrifluoroborate can serve as a potential building block for the construction of other

complex molecules.

However, the purification of boron compounds is still a most difficult task. The

dienyltrifluoroborate is anionic with low organic solvent solubility. We began to search

for other neutral boron compounds. Diethanolamine dienylboronates (2.4) seemed

reasonable because they have a nitrogen lone electron pair donating to the boron atom

generating an electron rich diene.

In the first attempt at the preparation of diethanolamine dienylboronates we used the

dienyl trimethoxy boronate to react with diethanolamine in THF. We did get the product

(2.4) (NMR) but we could not separate it from the hard solid reaction mixture (Scheme

2.1). After that, efforts were made to prepare 2.4 via a direct esterification route from

dienyl boronic acid (2.5) and diethanolamine.

46

Scheme 2.1

In the preparation of the series of diethanolamine boronate-1,3-butadienes, we found

that when N-phenyl diethanolamine reacts with boronic acid, there is no desired product

observed by NMR. The benzene ring may conjugate with the lone pair electrons of

nitrogen resulting in the failure of formation of the N-B bond. A series of 11

BNMR were

performed on BF3 substituted diene and diethanolamineborate-1,3-butadienes under

different temperatures. Diethanolamine boronate-1,3-butadiene (2.4) was found to have a

stronger N-B bond than N-methyl diethanolamine boronate-1,3-butadiene(2.6). When the

temperature was raised gradually to 60oC, there is only one boron peak in diethanolamine

boronate-1,3-butadiene but an extra small peak appears in N-methyl diethanolamine

boronate-1,3-butadiene, which is consistent with some N-B bond equilibration at higher

temperature.107-109

Also, when the similar N-donating group 2.41 (3,3’-

(methylazanediyl)dipropanoic acid)) was tried in a similar way, no product was detected

by NMR and GC-MS.

47

Scheme 2.2

2.1.2 Resolution of Dimerization Problems and Preparation of Tri-Coordinated and Tetra-Coordinated Boron-1,3-Dienes

After the successful preparation of non-ionic 2-boron substituted-1,4-dienes, the same

methods have been tried to synthesize other non-ionic 2-boron substituted-1,4-dienes. But

Diels-Alder dimerization was reported by Carreaux in 2002, which indicated that 2-

pinacol borate-1,3-diene has a high propensity of dimerization.64

Also, several groups

have reported that for 2-substituted-1,3-dienes, they have a high propensity for

dimerization through self Diels-Alder reactions (Scheme 2.3).110, 111

Diene 2.38 and 2.40

all dimerized to yield dimers 2.39 and 2.41.

48

Scheme 2.3

From the calculation of Carreaux,64

2-boryl-1,3-butadienes are more active

dienophiles than 1,3-butadienes and the double bond closer to the boron atom is more

reactive in a thermal cycloaddition. Para-selectivity predominates in the final product,

which is the same result of dimerization of 2-carboxymethoxybutadiene.111

(Scheme 2.4)

The reductive dechlorination of the pinacol ester of the (1,4-dichloro-2-buten-2-

yl)boronic acid in dry DMF was used to obtain the monomer of 1,3-butadien-2-yl)

boronate in the presence of CrCl2. Even though it was performed at room temperature,

the dimerization occurred and the final product turned out to be dimer in 75% yield.

When we tried to use the same procedure used to prepare 2.4 to obtain pinacol ester of 2-

49

boryl-1,3-butadiene 2.37 in CHCl3, which is a good solvent for the synthesis of diene 2.4

and 2.6, we obtained the same product as Carreaux’s group (Scheme 2.5).

Scheme 2.4

Scheme 2.5

50

This result led us to suspect the high temperature (62oC) to be the main cause of the

dimerization in this procedure, so the milder conditions were explored by employing

sodium sulfate, molecular sievse and resin as dehydration reagents at room temperature

or higher (Scheme 2.6).

Scheme 2.6

Kabalka’s group used a Dean-Stark apparatus to remove water from the refluxing

system and then KOH was added to form the cyclic triolboronate 2.20 (Scheme 2.7).112

Scheme 2.7

However, when the same method was attempted to get tetra-coordinated boron

substituted dienes, the high temperature proved to be a problem. We could not get the

51

desired product 2.40; only decomposed compounds were obtained at 50 oC and no

monomer of 2-boron substituted dienes was found at low temperatures (Scheme 2.7).

Before sodium hydride was tried in this procedure, it was suspected that a very strong

base, which would enhance the dimerization of monomeric dienes. But the final results

surprisingly showed NaH is the perfect reagent to synthesize the monomeric dienes 2.36-

2.39 (Scheme 2.8). Also, the preparation of an ionic 2-boron substituted diene 2.40 was

also achieved with a good yield.

Scheme 2.8

2.1.3 Conformation Analysis of 2-Boron Substituted-1,3-Dienes

52

Further investigation of the conformation of the five dienes in Scheme 2.8 reveals an

interesting result. From NOESYspectra in Appendix B, the σ bond between C2 and C3

in dienes 2.36, 2.38, 2.39 is rotating in deuterated DMSO, but for dienes 2.37 and 2.40, s-

trans predominates over s-cis in solution (Scheme 2.9). The rotation around the σ bond

between C2 and C3 in diene 2.37 may be sterically hindered by the four methyl groups

close to boron. The bulky triol group in diene 2.40 maybe behave similarly.

Scheme 2.9

2.2 Attempts to Synthesize Other Boron Substituted Dienes

53

2.2.1 Attempts to Synthesize Sodium 1-(but-1,3-dien-2yl)-5-methyl-2,8,9-trioxa-1-borabicyclo[3,3,1]nonan-1-uide) The nucleophilicity of a boron atom is enhanced significantly by quaternization with

an anionic ligand.113

The cyclic triolborates are exceptionally stable in air and water.

Moreover, they are more soluble in organic solvents than potassium trifluoroborates. So,

we attempted to prepare tetracoordinated organoboron complexe 2.26 expecting the

tetra-coordinated boron atom to increase the electron density of diene by the following

sequence:

Scheme 2.10

However, we only obtained an intermediate product 2-(buta-1,3-dien-2-yl)-1,3,6,2-

dioxazaborocane (2.25) and failed in the last step in which we suspect the high steric

strain of the ring destabilizes the whole structure.

2.2.2 Attempts to Synthesize 2-(Buta-1,3-Dien-2-yl)-6-Methyl-1,3,6,2 -Dioxazaborocane-4.8-Dione

Scheme 2.11

54

In this reaction, esterification of the boronic acid failed at low temperature (rt) and high

temperature (refluxing ) caused the decomposition of diene. The reason is the same as

discussed above: the N-electron withdrawing group destabilized the structure. We also

tried the di-sodium salt of N-methyliminodiaacetic acid 2.43 to react with boronic acid in

refluxing CHCl3 (Scheme 2.12). However, we did not get 2.27 but rather decomposed

diene.

Scheme 2.12

2.2.3 Attempts To Synthesize 1-Phenyl-2-Pinacol Boronate-1, 3-Diene

Billingsley et al. used iodobenzene via Suzuki coupling to prepare a boronate

substituted benzene.114

They used high temperature (refluxing) and stable iodo

compounds to get product 2.28. We attempted to prepare a similar product, diene 2.29,

employing the same procedure but failed (Scheme 2.13). The reason might be the

decomposition of unstable iodo diene 2.42 at high temperature. We tried refluxing and

appeared to get polymerization. Finally, chloro diene was also tried but no positive

results were obtained.

55

Scheme 2.13

A borylation procedure similar to Scheme 2.1 was tried. We did not get 2.45, 2.44

failed to transmetallate to Grignard reagent. Probably, the reason is the thermodynamic

instability of 2.44 and decomposition occurred when the temperature was above 55˚C。

Scheme 2.14

In 2004, Grubbs reported the synthesis of a vinyl borate 2.31via n-butyllithium reacting

with vinyl iodide and pinacol borate.115

56

Scheme 2.15

The same procedure was performed in the following reaction and iodo diene was found

to be very reactive in the exchange of lithium and iodine, which led to a dimer of diene

2.33 by GC (Scheme 2.16).

Scheme 2.16

Cross coupling was also tried with this isopropoxy pinacol borate reagent but instead

we isolated an isopropoxy substituted diene 2.35 (Scheme 2.17).

57

Scheme 2.17

2.2.4 Attempts To Synthesize 1-Substituted-2-Boron-1,3-Dienes By Cross-Metathesis

Olefin cross-metathesis is a powerful synthesis tool for the preparation of

functionalized alkenes due in large part to the N-heterocyclic carbene groups in Grubbs

catalysts.116

Grubbs catalysts have been extensively investigated in olefin cross

metathesis and enyne cross metathesis.117-119

Because a multitude of factors influence

olefin reactivity in cross metathesis, we investigated the different Grubbs catalysts and

olefins in different conditions to carry out vinyl boronate metathesis. According to the

research of Chatterjee and Grubbs, vinyl boronates usually react with any terminal olefins

very quickly.116, 120

In the research of Crowe and Goldberg, styrenes are electron

deficient partners in CM reactions matching with some electron rich olefins. Since

58

conjugated vinyl boronates are electron rich, we tried the route as a simple reaction to

hopefully produce boron dienes (Figure 2.1).116

Figure 2.1 Mechanism of Ruthenium Catalyzed Cross Metathesis

Reactions

59

Table I Attempts for Olefin Cross Metathesis Reactions

Entry Catalyst R1 R2 T Time

(h)

1 Grubbs 2nd

Ph rt 20

2 Grubbs 2nd

rt 20

3 Grubbs 2nd

Ph rt 20

4 Grubbs 2nd

rt 20

5 Grubbs 2nd

Ph rt 12

6 [1,3-Bis(2-methylphenyl)-2-

imidazolidinylidene]dichloro(benzylidene)

(tricyclohexylphosphine)ruthenium(II)

Ph rt 20

7 [1,3-Bis(2-methylphenyl)-2-

imidazolidinylidene]dichloro(2-

isopropoxyphenylmethylene)ruthenium(II)

Ph rt 20

Grubbs 2nd : [1,3-bis-(2,4,6-trimethylphenyl)-2-imidazolidinylidene] dichloro(phenylmethylene)

(tricyclohexylphosphine)ruthenium

60

Table II Attempts for Enyne Cross Metathesis

Entry R1 R2 T Time(h)

1 BF3K Ph rt 19

2 BF3K rt 19

3 BF3K Ph rt 19

4 BF3K Ph reflux 19

5 BF3K reflux 19

6

Ph rt

22

7

rt 22

8

Ph rt 22

In Table I and Table II, we just recovered starting materials and no products were

found. In this type of reaction, development of novel catalysts of ruthenium may be

helpful in the future.

2.3 Conclusion

New methodology has been developed to synthesize 2-boron substituted-1,3-dienes. A

series of dienes were synthesized with high yields and stability at -10 ˚C. This method

overcomes the difficulties of dimerization through self Diels-Alder reactions of dienes in

61

previous methods. Synthesis of 1-substituted-3-boron-1,3-dienes through cross

metathesis requires new catalysts and methodology to realize the goal.

2.4 Experimental Procedures and Characterization Data

General: The 1H NMR were recorded on a Brucker Avance 500MHz spectrometer and

Brucker Avance 300MHz spectrometer operating at 500.13MHz and 300.13MHz

respectively. 13

C NMR were recorded on a Bruker Avance 300MHz spectrometer and

Bruker Avance 500MHz spectrometer operating at 75.48MHz and 125.77MHz

respectively. Chemical shifts were reported in parts per million () relative to

tetramethylsilane (TMS), or the residual proton resonances in the deuterated solvents:

chloroform (CDCl3) and dimethyl sulfoxide (DMSO). Coupling constants (J values) were

reported in hertz (Hz).

All elemental analyses were performed by Atlantic Microlabs Inc., GA. High

resolution mass spectrometric (HRMS) analyses were performed at Caudill Laboratories

of University of North Carolina at Chapel Hill and Mass Spectrometry Lab, School of

Chemical Sciences, University of Illinois at Urbana-Champaign.

All reactions were carried out under an inert atmosphere unless otherwise noted. Flash

chromatography was performed using thick walled glass chromatography columns and

ultrapure silica gel. Ether and pentane were distilled over Na. Absolute ethanol and

methanol were used without further purification. THF was purchased from Fischer

Scientific in the form of solvent kegs and purified using the centrally located solvent

dispensing system developed by J.C. Meyer. Deuterated solvents were purchased from

Cambridge Isotope Laboratories and dried over molecular sieves. Magnesium sulfate,

magnesium small turnings, iodobenzene, 4-iodobenzotrifluoride, 2-iodoanisole, 4-

62

iodoanisole, ethyl acrylate, N-phenylmaleimide and N-phenyl methyl maleimide were

purchased from Aldrich Chemical Company and used as received. 2-Chloro-1,3-diene, 50%

in xylene (Chloroprene) was purchased from Pfaltz & Bauer, INC and used as received.

General procedure 1 for preparing 2.4 and 2.6

A mixture of magnesium (1.0 g, 41.1 mmol), 1, 2-dibromoethane (0.5 mL,5.3 mmol), and

THF (10 mL) was refluxed under nitrogen for 15 min to activate the magnesium. To the

mixture anhydrous zinc chloride (0.6g, 4.1mmol) in THF (60 mL) was added and reflux

was continued for another 15 min. 2-Chloro-1,3-butadiene (4.9 mL, 25 mmol) (density

0.915 g/mL, 50 % in xylene) and 1,2-dibromoethane (0.95 g, 5 mmol) in THF (30 mL)

were added dropwise over a period of 30 min. This addition was controlled so as to bring

the mixture into a gentle reflux. The color of the contents changed gradually from grayish

white to greenish black. The mixture was heated to reflux for an additional 30 min after

completion of the addition. The Grignard reagent thus obtained was immediately added

dropwise to a solution of trimethoxyborane (4.25 mL, 38.5 mmol) in THF (25 mL) using

a double-ended needle. The addition was controlled in such a way that the internal

temperature of the mixture was maintained below –60 °C all the time. After completion

of the addition, the solution was allowed to warm to room temperature quickly. The

cloudy grey colored reaction mixture was stirred for 1 h . To the resulting mixture at

room temperature, 0.5 M HCl solution (100 mL) was added. The reaction mixture was

extracted with Et2O (2 × 75 mL). The combined colorless clear organic layers were dried

over MgSO4, and the volatiles were removed by rotovap (30 °C, 20 Torr) to yield diene

boronic acid.

63

Preparation of 2.4

General procedure 1 was followed to get a diene boronic acid, then the boronic acid was

added at once to a solution of diethanolamine (0.8 equiv, 22.5 mmol, 8.411g) dissolved in

THF (100 mL). Sodium sulfate (8 g) was added and refluxed for 6 hours. At the end of

the reaction, the flask was cooled to room temperature. Solid Na2SO4 was separated from

the solution by filtration. The solution 250 mL was reduced by 200 mL using a rotary

evaporator.

A cold bath was used to induce crystallization. After 4 h, the solid was filtered and

washed with cold chloroform. The product 2 was obtained as white needles following

drying under vacuum (2.40 g, 14.4 mmol, 62.4%).

1H NMR (300 MHz, CDCl3) 6.51 (dd, J =17.9, 10.9 Hz, 1H-H3), 5.46–5.40 (m, 3H),

4.98 (dd, J=17.9, 1.9 Hz, 1H-H4), 5.18 (s, 1H-H7), 4.05 (m, 2H-H5,9), 3.89 (m, 2H-

H5,9), 3.31 (m, 2H-H6,8), 2.76 (m, 2H- H6,8). 13

C NMR (300, MHz, CDCl3) 143.6-C3,

124.3-C4, 114.6- C1, 63.4-C5,9, 52.1-C6,8, the signal of carbon (C2) next to a tetravalent

boron is generally not observed due to quadrupolar broadening. 121

Elemental anal. calcd

for C8H14BNO2: C, 57.53; H, 8.45. Found: 57.06, 8.44.

Preparation of 1,3-Butadiene-2-diethanolamine borate 2.6

64

General procedure 1 was followed to get the boronic acid, then the boronic acid was

added at once to a solution of N-methyl diethanolamine (0.8 equiv, 22.5mmol, 4.545g)

dissolved in THF (100 mL). Sodium sulfate (8 g) was added and refluxed for 6 hours. At

the end of the reaction, the flask was cooled to room temperature. Solid Na2SO4 was

separated from the solution by filtration. The solution 200 mL was reduced by 150 mL

using a rotary evaporator. Pentane (10 mL) was added to precipitate the product and

product 2.6 was obtained as a white solid following filtration and washing with cold

pentane under vacuum. (2.7 g, 15 mmol, 60%).

1H NMR (300 MHz, CDCl3) 6.58 (dd, J =17.6, 10.7Hz, 1H), 5.58 (m, 1H), 5.52-5.55

(m, 2H), 4.95 (dd, J=10.9, 2.6 Hz, 1H), 4.09 (m, 2H), 3.99 (m, 2H), 3.09 (m, 2H), 2.96

(m, 2H), 2.62 (s, 3H) 13

C NMR (300, MHz, CDCl3) 143.6, 124.3, 114.6, 63.4, 52.1

13C NMR (300, MHz, DMSO) 143.5, 124.0, 113.6, 61.5, 59.8, 45.7

HRMS calcd for C9H16BNO2: 181.1274+Na=204.1172, found M+Na=204.1172

General procedure 2 for preparing 2.36-2.40

A mixture of mixture of magnesium (1.0 g, 41.1 mmol), 1, 2-dibromoethane (0.5 mL,

5.3 mmol), and THF (10 mL) was refluxed under nitrogen for 15 min to activate the

magnesium. To the mixture, anhydrous zinc chloride (0.6 g, 4.1mmol) in THF (60 mL)

was added and reflux was continued for another 15 min. 2-chloro-1,3-butadiene (4.9 mL,

25 mmol) (density 0.915 g/mL, 50 % in xylene) and 1,2-dibromoethane (0.95 g, 5 mmol)

in THF (30 mL) were added dropwise over a period of 30 min. This addition was

65

controlled so as to bring the mixture into a gentle reflux. The color of the contents

changed gradually from grayish white to greenish black. The mixture was heated to

reflux for an additional 30 min after completion of the addition. The Grignard reagent

thus obtained was immediately added dropwise to a solution of trimethoxyborane (4.25

mL, 38.5 mmol) in THF (25 mL) using a double-ended needle. The addition was

controlled in such a way that the internal temperature of the mixture was maintained

below –60 °C all the time. After completion of the addition, the solution was allowed to

warm to room temperature quickly. The cloudy grey colored reaction mixture was stirred

for 1 h . To the resulting mixture at room temperature, 0.5 M HCl solution (100 mL) was

added slowly. The reaction mixture was extracted with Et2O (2×75 mL). The combined

colorless clear organic layers were dried over MgSO4, and the volatiles were removed by

rotovap (30 °C, 20 mm) to yield diene boronic acid.

Preparation of 1,3-Butadiene-(2-propane-1,3-diol)- borate 2.36

General procedure 2 was followed to get diene boronic acid. The dried diene boronic

acid was added at once to a solution of propane-1,3-diol (0.7eq, 17.5 mmol, 1.33g)

dissolved in THF (100 mL). Sodium hydride (1.5 eq, 37.5 mmol, 0.86g) was added

slowly to the mixture at room temperature. The solvent was removed by rotovap after 2

hours. Then dry THF (3×100 mL) was added to dissolve and wash the solid. The solid

was removed by filtration and all the solution was removed by rotovap to get the white

solid product 2.36 (1.62g, 11.73mmol, 67%).

66

1H NMR (300 MHz, DMSO) 6.32 (dd, J =17.3, 10.5 Hz, 1H), 5.50 (dd, J=17.3,3.8 Hz,

1H), 5.06 (dd, J=17.3, 5.8Hz, 2H), 4.70 (dd, J=10.5, 3.8Hz, 1H), 3.62 (ddd, J=11.1, 4.3,

2.2Hz, 2H), 3.50 (td, J= 2.6, 11.0, 11.0Hz, 2H), 1.61 (m, 1H), 1.04 (dt, J=2.6, 2.6, 12.2Hz,

1H) 13

C NMR (300, MHz, DMSO) 145.5, 113.1, 112.4, 60.4, 30. HRMS: calcd for

C7H11BO2: 138.0852, found 138.08522.

Preparation of 1,3-Butadiene-(2-pinacol)- borate 2.37

General procedure 2 was followed to get diene boronic acid. The dried diene boronic acid

was added at once to a solution of pinacol (0.7eq, 17.5 mmol, 2.07g) dissolved in THF

(100 mL). Sodium hydride (1.5 eq, 37.5 mmol, 0.86 g) was added slowly to the mixture

at room temperature. The solvent was removed by rotovap after 2 hours. Then dry THF

(2×100 mL) followed by dry diethyl ether (2×100 mL) was added to dissolve and wash

the solid. The solid was removed by filtration and all the solution was removed by

rotovap to get the white solid product 2.37(1.83g, 10.15mmol, 58%).

1H NMR (300 MHz, DMSO) 6.28 (dd, J =17.5, 10.6 Hz, 1H), 5.40 (dd, J=17.5,

3.4Hz,1H), 5.08(d,J= 6.3Hz, 1H), 4.81 (d, J= 6.3, Hz, 1H), 4.71 (dd, J=10.6, 3.4Hz, 1H),

1.00 (s, 6H), 0.86 (s, 6H) 13

C NMR (300, MHz, DMSO) 145.7, 116.5, 112.9, 76.5, 26.7,

25.3 HRMS: calcd for C10H17BO2: 180.1322, found: 180.13217

Preparation of 1,3-Butadiene-(2-(2’,2’-dimethyl-propane-1,3-diol))- borate 2.38

67

General procedure 2 was followed to get diene boronic acid. The dried diene boronic

acid was added at once to a solution of 2,2-dimethylpropane-1,3-diol (0.7eq, 17.5 mmol,

1.82g) dissolved in THF (100 mL). Sodium hydride (1.5 eq, 37.5 mmol, 0.86 g) was

added slowly to the mixture at room temperature. The solvent was removed by rotovap

after 2 hours. Then dry THF (2×100 mL) followed by dry diethyl ether (2×100 mL) was

added to dissolve and wash the solid. The solid was removed by filtration and all the

solution was removed by rotovap to get the white solid product 2.38 (1.92 g, 11.55 mmol,

66%).

1H NMR (300 MHz, DMSO) 6.30 (dd, J =17.5, 10.6 Hz, 1H), 5.40 (dd, J=17.5,

3.7Hz,1H), 5.02(m,2H), 4.66 (dd, 10.6, 3.8Hz, 1H), 3.13(s, 4H), 0.91 (s, 3H), 0.54(s, 3H)

13C NMR (300, MHz, DMSO) 145.6, 119.0, 112.3, 32.1, 24.0, 22.7 HRMS: calcd for

C9H15BO2 : 166.1165, found: 166.11652

Preparation of sodium 2-(buta-1,3-dien-2-yl)-6-methyl-1,3,2-dioxaborocan-6-olate 2.39

General procedure 2 was followed to get diene boronic acid. The dried diene boronic

acid was added at once to a solution of 3-methylpentane-1,3,5-triol (0.7 eq, 2.34 g,17.5

mmol,) dissolved in THF (100 mL). Sodium hydride (1.5 eq, 37.5 mmol, 0.86 g) was

68

added slowly to the mixture at room temperature. The solvent was removed by rotovap

after 2 hours. Then dry acetone (2×100 mL) was added to dissolve and wash the solid.

The solid was removed by filtration and all the solution was removed by rotovap to get

the white solid product 2.39 (2.15 g, 11.03 mmol, 63%).

1H NMR (300 MHz, DMSO) 6.21 (dd, J =17.6, 10.7 Hz, 1H), 5.45 (dd, J=17.6,

3.9Hz,1H), 4.97(d,J= 6.4Hz, 1H), 4.82 (d, J= 6.4, Hz, 1H), 4.64 (dd, 10.7, 3.9Hz, 1H),

3.70 (m, 2H), 3.39 (m, 2H), 1.38(t, J=5.7, 4H), 0.97 (s, 3H) 13

C NMR (300, MHz, DMSO)

145.2, 116.5, 112.3, 64.3, 56.3, 41.4, 34.2 HRMS: calcd for C10H16BNaO3: 218.1090-

Na=195.1192, found: 195.1192

Preparation of sodium 1-(buta-1,3-dien-2-yl)-4-methyl-2,6,7-trioxa-1-borabicyclo(2,2,2)

octan-1-uide 2.40

General procedure 2 was followed to get diene boronic acid. The dried diene boronic

acid was added at once to a solution of 2-(hydroxymethyl)-2-methylpropane-1,3diol (0.7

eq, 2.10 g,17.5 mmol,) dissolved in THF (100 mL). Sodium hydride (1.5 eq, 37.5 mmol,

0.86 g) was added slowly to the mixture at room temperature. The solvent was removed

by rotovap after 2 hours. Dry acetone (3×100 mL) was added to dissolve and wash the

solid. The solid was removed by filtration and all the solution was removed by rotovap to

get the white solid product 2.40 (2.68 g, 13.13 mmol, 75%).

1H NMR (300 MHz, DMSO) 6.18 (dd, J =17.1, 10.5 Hz, 1H), 5.40 (dd, J=17.1,

3.8Hz,1H), 4.90(dd,J=15.2, 6.0Hz, 1H), 4.65 (dd, J= 10.5, 3.8Hz, 1H), 3.49 (s, 6H), 0.43

69

(s, 3H) 13

C NMR (300, MHz, DMSO) 144.5, 118.0, 113.0, 73.1, 34.4, 16.3 HRMS:

calcd for C9H14BNaO3: 204.0934+H=205.1012, found: M+H=205.1012

70

CHAPTER 3 Diels-Alder Reactions of 2-Boron Substituted-

1,3-Dienes

3.1 Results and Discussion

3.1.1 Diels-Alder Reactions

All the 2-boron substituted dienes were tried in Diels-Alder reactions to test their

reactivity with dienophiles. (Table III) Among these dienes, the diethanolamine borate

diene (2.4, entry 1) has proven to be significantly more reactive and more regioselective

in Diels-Alder reactions compared to its BF3 diene counterpart (Scheme 3.1).122, 123

Qualitatively, we initially noticed that whereas the BF3 diene required 16 h of heating at

95-100oC in a sealed tube in toluene with N-phenylmaleimide to obtain >90% yield of

cycloadduct, the diethanolamine borate diene (2.4) reacted with this same dienophile to

afford a 98% isolated yield of cyclaoadduct 3.1 in Table III after only 15 minutes at

25oC!

71

Table III Diels-Alder Reactions of 2-Boron Substituted-1,3-Dienes

Entr

y

Dien

e Dienophile

Solven

t

Tem

p

(oC)

Tim

e

(h)

Product

Yield(%)/

Regioselectivit

y

1 2.4

CHCl3 20

0.25

3.1

98 /NA

2

2.6

CHCl3 20 2

3.2

90/NA

3

2.40

toluen

e 20 3

3.3

92/NA

4

2.4 CHCl3

61

6

3.4

84/16.4:1

5

2.4

THF

61

8 3.5

95/4:1

6

2.6

toluen

e

110

20

3.6

90/3:1

7

2.6

toluen

e 110 20

3.7

75/3:1

8

2.36

THF

20

20 No product NA

9

2.36

toluen

e

110

20 No product NA

10

2.40

toluen

e

100

12 3.8

40/2:1(NMR)

72

11 2.40

THF

20

12 3.9

40/NA(NMR)

12 2.40

toluen

e

100

12 3.13

80/2:1(NMR)

13 2.40

toluen

e

100

12 No product

NA

14

2.37

toluen

e

100

12 No product NA

15 2.37

THF

20

20 No product NA

16

2.38

THF

20

20 No product NA

17

2.39

THF

20

20 3.12

40/NA(NMR)

18

2.36

toluen

e

66

10 3.10

53/NA

(From GC)

19

2.37

toluen

e

66

10

No product (Get

diene back) NA

20

2.38

toluen

e

66

10 3.11

10/

NA(From GC)

Scheme 3.1

73

We tried to get more quantitative rate constant data about this Diels-Alder reaction via

NMR spectroscopy but when we tried to perform this reaction under pseudo first order

conditions at -10oC, we could only confirm that t1/2 is less than 4 minutes. Attempts to

get more accurate kinetic data using NMR at -40oC resulted instead in diene precipitation.

So, the diene (2.4) is by far the most reactive main group element substituted diene we

have made in the boron or silicon substituted series to date. What is perhaps even more

surprising to us is that in our group, Marcus Wright prepared a cobaloxime substituted

diene with a very short half life (t1/2=9.2 min) in Diels-Alder reactions at room

temperature. This diethanolamineborate diene is even more reactive than it124

and those

cobaloxime dienes consistently favored the s-cis conformation in the solid state (Scheme

3.2).

Scheme 3.2

Diene (2.4) is in the s-trans conformation in the solid state (Figure 3.1) but in this case

we suspect that the preference for the s-trans conformer is due to intermolecular

hydrogen bonding between the N-H and one of the adjacent molecule’s borate oxygens.

This hydrogen bonding would make a C(2)-C(3) dihedral angle of 50-60o on the order of

those we observed in cobaloxime diene solid state structures unfavorable. At 25oC in

CDCl3, we saw no evidence for the s-cis conformer by NOESY (Figure 3.2).

The boron substituted diene 2.4 thus obtained has C1 (5.23 vs 5.04, 4.96 (d6-DMSO)

and C3 (6.31 vs. 6.19) H’s which are significantly more deshielded than the BF3

substituted diene. In the solid state (Figure 3.1), C(1)-C(2) and C(2)-C(3) bond lengths

74

were virtually identical in both dienes whereas B-C(2) (1.609(5)Å vs 1.576(13)Å) and

C(3)-C(4) (1.308(6)Å vs 1.279(13)Å) were significantly longer in the diethanolamine

borate diene 2.4.

In an effort to further understand this reactivity difference, geometry-optimization with

DFT using the B3LYP functional and a 6-31G(d) basis set followed by population

analysis was performed using Gaussian 03 on 2-diethanolaminoborate-1,3-butadiene (2.4)

and its BF3 diene counterpart.

Figure 3.1 Crystal Structures of BF3 Substituted Diene and

Diethanolamineborate-1,3-Butadiene 2.4

2-Diethanolaminoborate-1,3-butadiene (2.4) has a HOMO energy of -6.00 eV, whereas

its BF3 diene counterpart has a HOMO energy of -12.58 eV. These energies are

consistent with our observations that 2-diethanolaminoborate-1,3-butadiene (2.4) is more

reactive than its BF3 diene counterpart. Furthermore, a Mulliken population analysis

indicates a build-up of electron density on carbons C1 and C4 of 0.15e and 0.14e,

respectively, in 2-diethanolaminoborate-1,3-butadiene compared to its BF3 diene

counterpart, which is also consistent with our observations.

75

Figure 3.2 NOESY of Diethanolaminoborate-1,3-Butadiene 2.4

In addition to enhanced Diels-Alder reaction rates, we also noted greatly improved

regioselectivities (Table III). Whereas the BF3 diene required 36 h of heating to 95-

100oC in a sealed tube in ethanol to provide a 3.3:1 mixture of regioisomers from reaction

with ethyl acrylate, the diethanolamine borate diene reacted with this same dienophile at

reflux for 6 h to provide a 16.4:1 mixture of para (1,4) to meta (1,3) isomers in identical

isolated yield. Similarly, when we used a citraconimide derivative, we isolated

cycloadduct (3.5) in high yield although with reduced regioselectivity (4:1). However,

the BF3 diene proved unreactive with citraconic acid derived dienophiles. This

diethanolamine borate diene (2.4) once again reacted under much milder conditions and

with better regioselectivity than highly reactive silicon substituted dienes we have also

reported previously.125

76

Other D-A reactions was tried with dienes 2.6-2.40. Diene 2.6 has a similar structure to

2.4 and it was found to be a reactive diene in D-A reactions with N-phenylmaleimide too

(Table III, Entry 2). After 2 hours, D-A product was formed with a high yield of 90% in

CHCl3. For diene 2.6, CH2Cl2 was not a good solvent since it has a low boiling point in

the D-A reactions with di- and tri- substituted dienophiles, ethyl acrylate and 2-methyl N-

phenylmaleimide (Entry 6, 7). Diene 2.6 was not reactive in CH2Cl2 after refluxing for

16 hours but was reactive in CHCl3 after 20 hours with a yield of 80%. Toluene is the

best solvent in the reaction (90%) compared with CHCl3 because it has a high boiling

point and a good solubility for all dienes. In this reaction, regioselectivity (3:1) was found

to be lower than diene 2.4.

Diene 2.40 is also a reactive diene in a D-A reaction with N-phenylmaleimide. We can

get a complete cycloadduct with a yield of 92% after 3 hours (entry 3) at room

temperature. When diene 2.40 reacted with ethyl acrylate and diethyl fumarate, only a 40%

yield of product was found from NMR and GC without separation. Cycloproduct was

found with 80% yield when it reacted with sterically hindered dienophiles 2-methyl-N-

phenylmaleimide and ethyl methacrylate.

Diene 2.36 (entry 8, 18) can react with N-phenylmaleimide to give a 53% yield at high

temperature (66oC) and diene 2.38 gives a yield of 10% under the same conditions (entry

20). But for less reactive dienophiles, no D-A products were found (entry 9,14). Dienes

2.37 and 2.39 were found to have no reactivity in D-A reactions (entry 14, 15, 17, 19 ).

According to the results above we can conclude that tetra-coordinate boron substituted

dienes are more reactive than tri-coordinate boron substituted dienes in D-A reactions.

When tetra-coordinate boron substituted dienes react with N-phenylmaleimide, fast

77

reaction rates and high yields were observed. Tri-coordinate boron substituted dienes are

less reactive mainly because tetra-coordinate dienes all have an electron donating group

or atom enriching the electron density of boron. It eventually enriches the electron

density of the whole diene system to promote the HOMO energy and accelerates the

reaction rate of D-A reactions.

3.1.2 Dimerization of Boron Substituted Dienes

When D-A reactions were conducted at high temperatures, we noticed that no dimers of

boron substituted dienes were observed in NMR. This interesting result is different from

previously reported work as discussed in the Introduction.64, 95,103

From Table IV, only a

trace of dimers were observed from GC. The results showed that after the formation of

monomer of dienes, they are very stable at high temperature. Compared with the

formation of dimers, tri-coordinated boron substituted dienes can be formed at low

temperature. The first postulation of dimerization is that monomers may be kinetic

products and dimers may be thermodynamic products. For diene 2.39 and 2.38, higher

temperatures were required to get TS2 than 2.36 and 2.37 from the experiments (Figure

3.3).

However, some monomers showed no dimerization at high temperature (Table 2.2).

Temperature is not the only factor in this reaction. Further research showed that Lewis

acid could also be responsible for the self D-A reaction (Scheme 2.3, 2.4, 2.5). All

dimerizations occur in the presence of CrCl2 , Mg2+

or H+ that could act as catalysts for

self D-A reactions. When these 2 factors exist in the reaction system, the monomer will

have a high propensity to become a dimer.

78

Table IV Dimerization Experiments of 2-Boron Substituted-1,3-Dienes

Diene Solvent T(oC) t(h) Final product

D-A dimer

(NMR and

GC)

2.36 Toluene 60 6 2.36 No

2.37 Toluene 60 6 2.37 No

2.36 THF 66 24 2.36 Trace

2.37 THF

66 24 2.37 Trace

2.38 THF 66

24 2.38 Trace

2.39 THF 66

24 2.39 No

2.36 CH3CN 82

12 2.36 No

2.37 CH3CN 82

12 2.37 No

2.38 CH3CN 82

12 2.38 No

2.39 CH3CN 82

12 2.39 No

79

Figure 3.3 Thermodynamic Diagram of Dimerization of 2-Boron

Substituted Dienes

3.2 Conclusion

2-Boron substituted-1,3-dienes have proven to be very reactive dienes compared to

other 2-main group element or 2-transition metal element substituted dienes for Diels-

Alder reactions that we have prepared to date. Diethanolamine borate diene has the

fastest rate in uncatalyzed Diels-Alder reactions studied so far. Tri-coordinated boron

substituted dienes are less reactive than tetra-coordianted dienes presumably because of

their lower electron density.

3.3 Experimental Procedures and Characterization Data

General: The 1H NMR were reported on a Brucker Avance 500 MHz spectrometer and

Brucker Avance 300 MHz spectrometer operating at 500.13 MHz and 300.13 MHz

80

respectively. 13

C NMR were recorded on a Bruker Avance 300 MHz spectrometer and

Bruker Avance 500 MHz spectrometer operating at 75.48 MHz and 125.77 MHz

respectively. Chemical shifts were reported in parts per million () relative to

tetramethylsilane (TMS), or the residual proton resonances in the deuterated solvents:

chloroform (CDCl3). Coupling constants (J values) were reported in hertz (Hz).

All elemental analyses were performed by Atlantic Microlabs Inc., GA. High

resolution mass spectrometric (HRMS) analyses were performed at Caudill Laboratories

of University of North Carolina at Chapel Hill and Mass Spectrometry Lab, School of

Chemical Sciences, University of Illinois at Urbana-Champaign.

All reactions were carried out under an inert atmosphere unless otherwise noted. Flash

chromatography was performed using thick walled glass chromatography columns and

ultrapure silica gel. Ether and pentane were distilled over Na. Absolute ethanol and

methanol were used without further purification. THF was purchased from Fischer

Scientific in the form of solvent kegs and purified using a solvent dispensing system

developed by J.C. Meyer. Deuterated solvents were purchased from Cambridge Isotope

Laboratories and dried over molecular sieves. Magnesium sulfate, magnesium small

turnings, iodobenzene, 4-iodobenzotrifluoride, 2-iodoanisole, 4-iodoanisole, ethyl

acrylate, N-phenylmaleimide and N-phenyl methyl maleimide were purchased from

Aldrich Chemical Company and used as-received. 2-Chloro-1,3-diene, 50% in xylene

(Chloroprene) was purchased from Pfaltz & Bauer, Inc. and used as-received.

Isomer ratios were calculated by NMR (13

C NMR experiment with inverse gated 1H-

decoupling)126, 127

81

General Procedure for Diels-Alder Reactions:126

For dienes 2.4, 2.6 and 2.40

Diene and dienophile (1: 5) were dissolved in chloroform (2.4 and 2.6) or toluene (2.40)

in a round bottom flask at room temperature. The white product was precipitated with

pentane and obtained by vacuum filtration.

For dienes 2.36, 2.37, 2.38 and 2.39

Diene and dienophile (1: 5) were dissolved in THF (or toluene) in a round bottom flask at

room temperature. In refluxing reactions, toluene was used as a solvent. The white

product was precipitated with pentane and obtained by vacuum filtration.

Preparation of 3.1

Diene 2.4 (0.167 g, 1 mmol) and dienophile N-phenylmaleimide (0.865 g, 5 mmol) were

dissolved in chloroform (15 mL) in a round bottom flask at room temperature. After

stirring for 15 min., the product 3.1 was obtained by precipitation as a white powder

(0.330g, 0.97mmol, 98%) following addition of pentane (50 mL), vacuum filtration, and

drying under vacuum.

1H NMR (300 MHz, CDCl3) 7.49 -7.40 (m, 3H), 7.15-7.11(m, 2H), 6.26 (m, 1H), 4.78

(s, 1H), 4.03-3.94 (m, 3H), 3.61(dt, J =9.70, 3.20, 1H), 3.37-3.27 (m, 2H), 3.20 (m, 1H),

2.95 (ddd, J =12.3, 12.1, 6.2 Hz, 1H), 2.82-2.54 (m, 4H), 2.31(m, 1H), 2.17 (m, 1H).

82

13C NMR (300 MHz, CDCl3) 183.7, 180.0, 132.0, 129.8, 129.4, 128.9, 126.3, 63.6, 63.0,

52.4, 51.0, 41.4, 40.3, 26.0, 25.8. The signal of the vinyl carbon next to tetravalent boron

was not observed due to quadrupolar broadening.128

HRMS calcd for C18H21BN2O4 [M+H]+

= 341.1672, found [M+H]+= 341.1673

Preparation of 3.2

Diene 2.6 (0.181 g, 1 mmol) and dienophile N-phenylmaleimide (0.865 g, 5 mmol) were

dissolved in chloroform (15 mL) in a round bottom flask at room temperature. After

stirring for 2 hours, the product 3.2 was obtained by precipitation as a white powder

(0.318 g, 0.90 mmol, 90%) following addition of pentane (50 mL), vacuum filtration, and

drying under vacuum.

1H NMR (300 MHz, CDCl3) 7.43(t, J =7.6Hz, 2H), 7.35 (t, J=7.4Hz,1H), 7.23 (d,J=

7.6Hz, 2H), 6.35 (m, 1H), 3.98 (m, 4H), 3.21 (m, 2H), 3.05 (m, 2H), 2.81 (m, 2H), 2.69

(m, 2H), 2.44(s, 3H), 2.38 (m, 2H). 13

C NMR (300, MHz, CDCl3) 180.4, 179.8, 132.5,

132.2, 129.0, 128.8, 126.2, 62.0, 61.7, 60.9, 60.4, 46.4, 39.7,39.5, 26.5, 24.8.

EA: calcd: C 64.43; H 6.54; Found : C 63.73, H 6.43

Preparation of 3.3

83

Diene 2.40 (0.204 g, 1 mmol) and dienophile N-phenylmaleimide (0.865 g, 5 mmol) were

dissolved in toluene (15 mL) in a round bottom flask at room temperature. After stirring

for 2 hours, the product 3.3 was obtained by precipitation as a white powder (0.347 g,

0.92 mmol, 92%) by addition of pentane (50 mL), vacuum filtration, and drying under

high vacuum.

1H NMR (300 MHz, DMSO) 7.43 (m, 2H), 7.37 (m, 1H), 7.26 (m, 2H), 5.64(m, J=1H),

3.49 (s, 6H), 3.03 (m, 1H), 2.92 (m, 1H), 2.19(m, 4H), 0.44(s, 3H). 13

C NMR (300, MHz,

DMSO) 179.8, 179.7, 132.8, 128.6, 128.8, 127.9, 127.2, 73.3, 72.6, 34.5, 26.4, 23.6,

16.3 HRMS: calcd: 377.1410-Na+H=355.1597 found 355.1591

Preparation of 3.4

Diene 2.4 (0.167 g, 1 mmol) and dienophile ethyl acrylate (0.700g, 7 mmol) were

dissolved in chloroform (15 mL) in a round bottom flask and refluxed for 6 h. The white

product was precipitated with pentane (150 mL) and obtained by vacuum filtration

followed by drying under high vacuum, (0.224 g, 0.84 mmol, 84%).

1H NMR (300 MHz, CDCl3) 5.91 (m, 1H), 4.86 (s, 1H), 4.12 (q, J = 7.25, 2H), 3.97 (m,

2H), 2.89 (m, 2H), 3.224 (m, 2H), 2.79 (m, 2H), 2.48 (m, 1H), 2.23 (m, 2H), 2.11(m, 2H),

1.99 (m, 1H), 1.76 (s, 1H), 1.25 (t, J = 7.25, 3H). 13

C NMR (300 MHz, CDCl3) Major

isomer: 176.7, 139.9 (vinyl carbon next to the boron), 126.9, 62.85, 62.81, 60.0, 51.2,

40.1, 39.8, 28.6, 26.4, 25.9, 14.0. Minor isomer selected resonances: 176.2, 127.6, 24.7,

24.6 Major isomer : minor isomer = 16.4 : 1

84

Elemental anal. calcd. for C13H22BNO4: C, 58.45; H, 8.30. Found: 58.17, 8.32.

Preparation of 3.5

Diene 2.4 (0.167 g, 1 mmol) and dienophile 2-methyl-N-phenylmaleimide (0.16 g, 1.6

mmol) were dissolved in chloroform (10 mL) in a round bottom flask and refluxed for 6 h.

The white product was precipitated with pentane (150 mL) and obtained by vacuum

filtration followed by drying under high vacuum (0.336 g, 0.95 mmol, 95%).

1H NMR (300 MHz, CDCl3) 7.48-7.37 (m, 3H), 7.14 (s, 1H), 7.12 (s, 1H), 6.26 (m, 1H),

4.88 (s, 1H), 3.99 (m, 3H), 3.61 (m, 1H), 3.21(m, 1H), 2.92 (m, 2H), 2.79 (m, 1H), 2.68

(m, 2H), 2.57 (m, 1H), 2.17 (d, J = 15.0 Hz, 1H), 1.97 (d, J = 15.0 Hz, 1H), 1.47 (s, 3H).

13C NMR (300 MHz, CDCl3) Major isomer : 183.0, 182.9, 132.3, 131.0, 129.6, 129.2,

126.6, 63.9, 63.3, 52.6, 51.8, 49.4, 45.4, 35.7, 26.0, 23.4.

The signal of the vinyl carbon next to tetravalent boron was not observed due to

quadrupolar broadening. 128

Minor isomer found: 179.8, 130.1, 63.3, 53.0, 48.4, 46.9, 34.7, 27.2, 24.7

Major isomer : minor isomer = 4:1

HRMS calcd for C19H23BN2O4 [M+H]+=355.1830, found [M+H]

+= 355.1825

Preparation of 3.6

85

Diene 2.6 (0.181 g, 1 mmol) and dienophile ethyl acrylate (0.500g, 5 mmol) were

dissolved in chloroform (10 mL) in a round bottom flask and refluxed for 6 h. The white

product was precipitated with pentane (150 mL) and obtained by vacuum filtration

followed by drying under high vacuum (0.252 g, 0.90 mmol, 90%).

1H NMR (300 MHz, CDCl3) 6.05 (m, 1H), 4.07 (q, J=7.2 Hz, 2H), 3.97 (m, 2H), 3.90

(m, 2H), 3.01(m, 3H), 2.67 (m, 2H), 2,55 (s, 3H), 2.44 (m, 1H), 2.24 (m, 1H), 2.09 (m,

2H), 1.93 (m, 1H), 1.57 (m, 1H), 1.25 (t, 7.2 Hz, 3H)

13C NMR (300, MHz, CDCl3) Major isomer: 176.6, 130.2, 62.0, 60.3, 59.8, 46.3, 39.7,

28.7, 27.0, 25.9, and 14.1

Minor isomer’s peaks found: 177.0, 131.4, 59.9, 59.1, 59.0, 46.4, 40.1, 30.2, 29.1, 25.6,

and 25.2

HRMS calcd for C14H24BNO4: 281.1798 +Na=304.1696, found: M+Na=304.1696

Preparation of 3.7

Diene 2.6 (0.181 g, 1 mmol) and dienophile 2-methyl-N-phenylmaleimide (0.500 g, 5

mmol) were dissolved in chloroform (10 mL) in a round bottom flask and refluxed for 6h.

The white product was precipitated with pentane (150 mL) and obtained by vacuum

filtration followed by drying under high vacuum (0.276 g, 0.75 mmol, 75%).

1H NMR (300 MHz, CDCl3) Major isomer: 7.42 (t, J =7.8 Hz, 2H), 7.36 (t, J=7.2

Hz,1H), 7.22 (d,J= 7.8 Hz, 2H), 6.33 (m, 1H), 3.97 (m, 4H), 3.04 (m, 2H), 2.87 (m, 2H),

2.78 (m, 3H), 2.40 (s, 3H), 2.39 (m, 1H), 2.05 (dt, J=15, 7 Hz, 1H), 1.46 (s, 3H)

86

Minor isomer found: 2.41(s), 1.43 (s)

13C NMR (300, MHz, CDCl3) Major isomer: 182.6, 179.0, 132.6, 132.3, 129.0, 128.2,

126.1, 61.8, 60.9, 60.4, 47.3, 46.6, 44.2, 35.5, 26.3, 25.3, 25.2

Minor isomer found: 182.5, 179.6, 125.9, 61.8, 47.6, 44.3, 33.7, 26.9, and 25.0

HRMS calcd for C20H25BN2O4: calcd: 368.1907, found: 368.19075

Preparation of 3.13

Diene 2.40 (0.102 g, 0.5 mmol) and dienophile 2-methyl-N-phenylmaleimide (0.935 g,

5 mmol) were dissolved in toluene (10 mL) in a sealed tube. After refluxing for 18 hours,

the product 3.13 was observed from NMR and MS. No further separation was conducted.

The crude product was used in Suzuki cross coupling reactions which will be described in

the next chapter.

87

CHAPTER 4 Suzuki Cross Coupling Reactions

4.1 Results and Discussion

4.1.1 Suzuki Cross Coupling Reactions

In order to prove that 2-boron substituted dienes (2.4) can serve as a synthon for a host

of other organic dienes, we took cycloadducts (3.1-3.7) and proved that they could be

cross coupled efficiently to iodobenzene, 4-trifluoromethyl-1-iodobenzene, and 4-

iodoanisole.

Based on the initial D-A reactions, a series of Suzuki cross coupling reactions were

performed and conditions were optimized (Table V). The optimization conditions were

achieved by the Suzuki coupling reactions of boron cycloadduct (3.1) and iodobenzene

compounds shown in Table V.

We found in the solvent CH3CN, Pd2(dba)3 proved optimal in cross coupling reactions

(Table V, entry 3) with a high yield of 75%. Later we determined the best solvent for this

reaction is a mixture of CH3CN and C2H5OH (5:1).

88

Table V Optimization of Suzuki Cross Coupling Reaction

Entry R [Pd](0.5%) Solvent Base Ligand

(10%)

Time

(h)

Yielda

(%)

Isomer

ratio

(major:

minor)b

1 H Pd(OAc)2 C2H5OH K2CO3 _ 6 35 16.6:1

2 H PdCl2(dppf) CH3CN K2CO3 _ 10 59 16.5:1

3 H O

3

Pd2

CH3CN K2CO3 _ 10 75 17.1:1

4 H PdCl2(PPh3)2 DMF CsF CuI 5 33 18.0:1

5 CF3 PdCl2(dppf) CH3CN K2CO3 PPh3 10 63 18.2:1

6 CF3 Pd(OAc)2 C2H5OH K2CO3 PPh3 6 33 18.1:1

7 CF3 Pd(OAc)2 CH3CN K2CO3 _ 10 54 16.9:1

a Isolated yields

b Identified by GC

Table VI Suzuki Cross Coupling Reactions of 2-Boron Substituted-1,3-

Dienes

Entry D-A Product (#) R % yield Isomer ratio Product

1

3.4

H 85 17:1

89

4.1

2

3.4

CF3 97 18:1

4.2

3

3.4

OMe 80 18:1

4.3

4

3.1

H 64 NA

4.4

5

3.1

CF3 70 NA

4.5

6

3.1

OMe 60 NA

4.6

7 3.5

H 58 3:1

4.7

8 3.5

CF3 70 3:1

90

4.8

9 3.5

OMe 75 3:1

4.9

10 3.2

H 92 NA

4.4

11

3.6 H 68* 3:1

4.1

12

3.7 H 60* 1:0.8

4.7

2 % Pd2(dba)3[Tris(dibenzylideneacetone)dipalladium (0) ], acetonitrile : ethanol = 5ml:1ml, boron

compounds (0.1 g) : iodobenzene compounds = 1: 2 , K2CO3 (3 eq). reaction time: 36h.

Isomer ratio: 4.1-4.3 were identified by GC, 4.7-4.9 were identified by NMR.

*Entry 11 and entry 12: D-A product were not separated before Suzuki cross coupling reactions.

Cross coupled cycloadducts 4.1-4.9 were all isolated in good to excellent yield and

regioselectivities observed in the original Diels-Alder reactions persisted after cross

coupling.

4.1.2 Tandem Diels-Alder/Suzuki Cross Coupling Reactions

Tandem reactions are well known as efficient processes in organic synthesis.

129 They

have a number of significant advantages to organic chemists: efficiently reduced

91

operation steps, no isolation and handling problems of intermediates especially for some

harsh and toxic intermediates, economic use of chemicals, etc.130

We have achieved a

promising approach in tandem D-A/Suzuki cross coupling reactions by using 2-boron-1,

3-dienes, iodobenzene and dienophiles to obtain some multi-substituted cyclohexenes.

Table VII Tandem Diels-Alder/Suzuki cross coupling reactions

Entry Diene Dienophile Product %Yield /Isomer

Ratio

1 2.36

4.4 73/NA

2 2.36

4.7 71/2:1

3 2.40

4.7 79/2:1

4 2.40

4.1 63/3:1

5 2.37

No product Diene

decomposed

6 2.37

No product Diene

decomposed

7 2.38

4.7 65/2:1

8 2.39

4.7 72/2:1

92

9 2.4

No product

Diene

decomposed

10 2.6

No product

Diene

decomposed

According to Table VII, dienes 2.36, 2.38, 2.40 and 2.39 can react in tandem D-A/

Suzuki cross coupling reactions with good yields. For the most reactive dienes 2.4 and

2.6 in Diels-Alder reactions, no positive results were observed. We observed diene

decomposition, perhaps because the amine groups in 2-boron-1,3-butadienes are reactive

in tandem conditions eventually causing the decomposition of dienes. Diene 2.37 is the

most unreactive diene in this group since it has a room temperature solution phase s-trans

structure (Appendix B), which also explains the reactivity in tandem D-A/Suzuki cross

coupling reactions. We have extensively investigated the mechanisms of tandem D-

A/Suzuki cross coupling reactions as shown in Scheme 4.1.

93

Scheme 4.1

Control reactions were conducted in different conditions and we found Path1 unlikely

in the reaction (Scheme 4.2). If Path 1 were occurring, we would expect to isolate diene

4.10, but we found decomposed dienes by GC/MS and NMR. The Path 2 was proven to

be possible for diene 2.40 in entry 3 and 4 since we observed the D-A products 4.11 from

boron substituted dienes and 2-methyl-N-phenyl maleimide (Scheme 4.3). From the

previous results in Chapter 3, 2.40 is a tetra-coordinated boron substituted diene which

is more reactive in D-A reactions than tri-coordinated boron substituted dienes 2.36, 2.38,

2.39. Further experiments were conducted to test if dienes 2.36, 2.38, 2.39 also follow

Path 2 in this reaction but we did not see boron cycloadducts like 4.11 (Scheme 4.4).

94

Scheme 4.2

Scheme 4.3

95

Scheme 4.4

Scheme 4.5

More control reactions were conducted in the presence of Pd(CH3CN)2Cl2 (Scheme

4.5) because Pd(0) usually changes to Pd(II) via oxidative addition when iodobenzene is

96

added to the system (Figure 1.6). We found Pd (II) plays an important role in the reaction

to catalyze D-A reactions between boron substituted dienes and dienophiles. So the Path

2 is the plausible mechanism for tandem D-A/Suzuki cross coupling reactions.

Also, we investigated Path 3 via a palladium substituted diene as an intermediate.

From the NMR data, when palladium was added to diene 2.36, some changes were found

after 30 minutes at room temperature. When we heated the solution to 50 ˚C for 3 h, the

transmetallation happened very fast and what we postulate as a palladium substituted

diene 4.8 was observed (Scheme 4.6) and (Figure 4.1). Isolation and separation of this

diene was tried by filtration but this failed. This diene 4.8 was only stable in acetonitrile

solution.

Scheme 4.6

Figure 4.1 Comparison of NMR Chemical Shifts of Boron Substituted

Diene and Palladium Substituted Diene in CD3CN

97

Palladium catalysts with different oxidation states and ligand sets were tried in order to

evaluate the transmetallation with diene 2.36 (Table VIII). Before Pd(dba)3 was added

to diene 2.36 in deuterated acetonitrile, it has to be oxidized by air to change to Pd(II).

When N2 was used to degas the solvent, only a small amount of 4.8 was observed. Pd(II)

was proven to be more active than Pd (0) in this transmetallation reaction (Table VIII,

entry 2 and 3). It only takes a few seconds to 1 minute for Pd(II) to transmetallate to

boron substituted diene to give 4.8 (entry 2 and 3) at room temperature but 3 hours at

50˚C or 60˚C for Pd (0) (entry 1 and 4).

The palladium substituted diene possibly has a ligand of CH3CN which coordinates

with Pd to stabilize the whole structure. From Table VIII, the ligands also are important.

DBA and pincer are better ligands (entry1 and 4) than PPh3 and CH3CN (entry 2 and 3).

The palladium substituted diene with DBA and pincer can be stable for 3 days (entry1

and 4) in a sealed tube but only 3 hours with PPh3 and CH3CN.

Table VIII Palladium Catalysts and 2-Palladium Substituted 1,3-Diene

Entry

[Pd] Solvent T(˚C)

Time Stability of

Palladium

Diene

1 Pd2(dba)3 CD3CN 50 3 h 3d

2 Pd(CH3CN)2Cl2 CD3CN 25 1 min 3h

3 Pd(PPh3)2Cl2 CD3CN 25 1 min 12h

4 Pd(Pincer) CD3CN

60 12 h 2d

98

Further reactions were tried to prove path 3 by adding 2-methyl-N-phenylmaleimide to

4.8 (Scheme 4.7). No 4.9 was observed from NMR. Then the same conditions in D-

A/Suzuki cross couplings were tried in this reaction. But no 2.17 except decomposed

palladium catalyst was observed from NMR and GC-MS. So, path 3 is unlikely the

mechanism for this reaction.

Scheme 4.7

99

4.2 Conclusions

2-boron substituted dienes have demonstrated good reactivities and high

regioslectivities in stepwise and tandem D-A/Suzuki cross coupling reactions, which can

serve as excellent synthons for a host of organic dienes via cross coupling. The

mechanism research disclosed that Pd(II) could act as a Lewis acid catalyst to catalyze D-

A reaction of boron substituted dienes. Also, a possible palladium substituted-1,3-diene

as a new intermediate was observed in the reactions. Reactions showed that Pd(0) has to

be oxidized to Pd(II) to realize transmetallation to the boron substituted diene. The

reactivity of the possible palladium substituted diene is awaiting further investigation.

4.3 Experimental and Characterization Data

General procedure for stepwise Suzuki cross coupling reactions:

Boron compounds and iodoaromatic compounds were added to a N2 flushed flask with

Pd2(dba)3 and K2CO3 in acetonitrile and ethanol (30 mL). The mixture was refluxed for

36 h and cooled to room temperature. The solution was filtered through silica gel to

remove catalysts. The filtrate was quenched with water (50 mL) and extracted with Et2O

(4×50 mL). The combined organic layers were dried over MgSO4 and volatiles were

removed by rotary evaporation. The resulting cross-coupled cycloadduct residue was

purified by flash chromatography (ethyl ether: hexane=1:1).

Optimization of conditions: 2% Pd2(dba)3 [Tris(dibenzylideneacetone)dipalladium (0) ],

acetonitrile : ethanol = 5:1, boron cycloadduct : iodoaromatic compounds = 1: 2 , K2CO3

(3 equiv). reaction time: 36 h.

100

General procedures for Tandem Diels-Alder/ Suzuki cross coupling reactions

Diene and dienophile (1:4) were added to a N2 flushed high pressure resistance thick

wall tube with Pd2(dba)3 and K2CO3 in acetonitrile and ethanol (5 mL). Iodobenzene was

added. The mixture was sealed and refluxed for 24 h and cooled to room temperature.

The solution was filtered through silica gel to remove catalysts. The filtrate was quenched

with water (50 mL) and extracted with Et2O (4×50 mL). The combined organic layers

were dried over MgSO4 and volatiles were removed by rotary evaporation. The final

product was purified by flash chromatography (ethyl acetate: hexane=6:1).

Preparation of ethyl-4-phenyl cyclohex-3-enecarboxylate 4.1

Following the general procedure, iodobenzene (0.204 g, 1 mmol) and 3.4 (0.133 g, 0.5

mmol ) were added along with Pd2(dba)3 (10 mg, 0.01mmol ) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h and worked up as described in the general procedure. The resulting

brown oily crude product mixture was subjected to flash chromatography to yield the

cross-coupled product 4.1 as a light yellow oil (0.098 g, 0.43 mmol, 85%). 1H NMR data

was identical to that previously reported.131

1H NMR (300 Hz, CDCl3) 7.39–7.28 (m, 4H), 7.22 (m, 1H), 6.11–6.08 (m, 1H), 4.169

(q, J = 7.3 Hz, 2H), 2.60 (m, 1H), 2.54–2.42 (m, 4H), 2.25–2.14 (m, 1H), 1.84 (m, 1H),

1.27 (t, J = 7.3 Hz, 3H).

101

Major isomer: minor isomer = 17.5:1

Preparation of ethyl 4-[4-(trifluoromethyl)-phenyl]cyclohex-3-enecarboxylate 4.2

Following the general procedure, 4-iodobenzotrifluoride (0.272 g, 1 mmol) and 3.4

(0.133 g, 0.5mmol ) were added along with Pd2(dba)3 (10 mg, 0.01mmol) and

K2CO3(0.207 g, 1.5 mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask

was heated and refluxed for 36 h and worked up as described in the general procedure.

The resulting brown oily crude product mixture was subjected to flash chromatography to

yield the cross-coupled product 4.2 as a light yellow oil (0.144 g, 0.484 mmol, 97%). 1H

NMR data was identical to that previously reported.131

1H NMR (300 MHz, CDCl3) 7.48 (d, J =8.4 Hz, 1H), 7.38 (d, J = 8.4 Hz, 1H), 6.11 (m,

1H), 4.10 (q, J = 7.3 Hz, 2H), 2.55 (m, 1H), 2.47–2.39 (m, 4H), 2.13 (m, 1H), 1.79 (m,

1H), 1.209 (t, J = 7.3 Hz, 3H).

Major isomer: minor isomer = 18:1

Preparation of ethyl-4-(2-methoxyphenyl)-cyclohex-3-enecarboxylate 4.3

102

Following the general procedure, 2-iodoanisole (0.234 g, 1 mmol) and 3.4 (0.133 g, 0.5

mmol ) were added along with Pd2(dba)3 (10 mg, 0.01mmol) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h and worked up as described in the general procedure. The resulting

brown oily crude product mixture was subjected to flash chromatography to yield the

cross-coupled product 4.3 as a light yellow oil (0.104 g, 0.40 mmol, 80%). 1H NMR data

was identical to that previously reported. 131

1H NMR (300 Hz, CDCl3) 7.21 (ddd, J = 8.6, 7.4, 1.8 Hz, 1H), 7.103 (dd, J = 7.4, 1.8

Hz, 1H), 6.90 (ddd, J = 8.6, 7.4, 1.0 Hz, 1H), 6.85 (d, J = 8.6 Hz, 1H), 5.75 (m, 1H),

4.166 (q, J = 7.3 Hz, 2H), 3.80 (s, 1H), 2.64 (m, 1H), 2.55–2.37 (m, 4H), 2.10 (m, 1H),

1.82 (m, 1H), 1.28 (t, J = 7.3 Hz, 3H)

Major isomer: minor isomer = 21.3:1

Preparation of 2,5-diphenyl-3a,4,7,7a-tetrahydro-1H-isoindole-1,3(2H)-dione 4.4

Following the general procedure, iodobenzene (0.204 g, 1 mmol) and 3.1 (0.170 g,

0.5 mmol) were added along with Pd2(dba)3 (10 mg, 0.01 mmol) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h and worked up as described in the general procedure. The resulting

brown oily crude product mixture was subjected to flash chromatography to yield the

103

cross-coupled product 4.4 as a white solid (0.097 g, 0.32 mmol, 64%). 1H NMR data was

identical to that previously reported. 50

1H NMR (300 Hz, CDCl3) 7.28–7.45 (m, 8H), 7.10–7.20 (m, 2H), 6.15–6.27 (m, 1H),

3.44 (ddd, J = 9.5, 6.9, 2.5 Hz, 1H), 3.35 (ddd, J = 9.5, 6.9 2.5 Hz, 1H), 3.26 (dd, J = 15.5,

2.5 Hz, 1H), 2.95 (ddd, J = 15.5, 6.9, 2.5Hz, 1H), 2.64 (ddt, J = 15.5, 6.9, 2.5 Hz, 1H),

2.40–2.50 (m, 1H).

Preparation of 2-phenyl-5-[4-(trifluoromethyl)phenyl]-3a,4,7,7a-tetrahydo-1H-isoindole-

1,3(2H)-dione 4.5

Following the general procedure, 4-iodobenzotrifluoride (0.272 g, 1 mmol) and 3.1

(0.170 g, 0.5 mmol ) were added along with Pd2(dba)3 (10 mg, 0.01 mmol) and K2CO3

(0.207 g, 1.5 mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was

heated and refluxed for 36 h and worked up as described in the general procedure. The

resulting brown oily crude product mixture was subjected to flash chromatography to

yield the cross-coupled product 4.5 as a white solid (0.112 g, 0.3 mmol, 60%).

1H NMR (300 MHz, CDCl3) 7.58 (d, J = 8.0 Hz, 2H), 7.46 (d, J = 8.0 Hz, 2H), 7.42 (t,

J =8.0 Hz, 2H), 7.3 (t, J = 8.0 Hz, 1H), 7.14 (d, J = 8.0 Hz, 2H), 6.31 (m, 1H), 3.48 (ddd,

J = 9.1, 7.4, 2.5 Hz, 1H), 3.38 (ddd, J = 9.1, 7.4, 2.5 Hz, 1H), 3.26 (dd, J = 15.5, 2.7 Hz,

1H), 2.98 (ddd, J = 15.5, 7.1, 2.7 Hz, 1H), 2.65 (ddt, J = 15.5, 7.1, 2.7 Hz, 1H), 2.43–2.50

(m, 1H). 13

C NMR (300 MHz, CDCl3) 179.2, 179.0, 144.0, 139.5, 132.1, 129.9 ( 2JC–F =

104

32.6 Hz), 129.5, 129.1, 126.7,126.3 ( 1JC–F = 273.1 Hz), 126.2, 125.9(

3JC–F = 3.8 Hz),

125.8, 40.4, 39.7, 27.8, 25.7.

HRMS calcd for C21H16F3NO2 [M+H]+ = 372.1211, found [M+H]

+ = 372.1211.

Preparation of 5-(4-methoxyphenyl)-2-phenyl-3a,4,7,7a-tetrahydro-1H-isoindole-

1,3(2H)-dione 4.6

Following the general procedure, 4-iodoanisole (0.234 g, 1 mmol) and 3.1(0.170 g, 0.5

mmol ) were added along with Pd2(dba)3 (10 mg, 0.01mmol) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h. The resulting brown oily crude product mixture was subjected to flash

chromatography to yield the cross-coupled product 4.6 as a white solid (0.099 g,

0.3 mmol, 60%). 1H NMR data was identical to that previously reported.

50

1H NMR (300 Hz, CDCl3) 7.43–7.28 (m, 5H), 7.15 (d, J = 7.6 Hz, 2H), 6.86 (d, J = 8.7

Hz, 2H), 6.12 (m, 1H), 3.80 (s, 3H), 3.42 (ddd, J = 9.3, 7.0, 2.6 Hz, 1H), 3.33 (ddd, J =

9.3, 7.0, 2.5 Hz,1H), 3.26 (dd, J = 15.5, 2.5 Hz, 1H), 2.95 (ddd, J = 15.5, 6.9, 2.5 Hz, 1H),

2.64 (ddt, J = 15.5, 6.9, 2.5 Hz, 1H), 2.40−2.50 (m, 1H).

Preparation of 3a-methyl-2,6-diphenyl-3a,4,7,7a-tetrahydro-1H-isoindole-1,3(2H)-dione

4.7

105

Followed the general procedure, 4-iodobenzene (0.204 g, 1 mmol) and 3.5 (0.178 g,

0.5 mmol ) were added along with Pd2(dba)3 (10 mg, 0.1mmol) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h and worked up as described in the general procedure. The resulting

brown oily crude product mixture was subjected to flash chromatography to yield the

cross-coupled product 4.7 as a white solid (0.0887 g, 0.28 mmol, 58%).

1H NMR (300 MHz, CDCl3) Major isomer: 7.42–7.23 (m, 8H), 7.16 (m, 1H), 7.13 (m,

1H), 6.19 (m, 1H), 3.28 (ddd, J = 15.3, 2.4 Hz, 1H), 3.01 (dd, J = 6.6, 2.4 Hz, 1H), 2.89

(dd, J = 6.6 Hz, 1H), 2.65 (ddt, J = 15.3, 6.6, 2.4 Hz, 1H), 2.12 (ddd, J = 15.3, 3.7, 2.4 Hz,

1H), 1.53 (s, 3H).

Minor isomer found: 3.18 (d, J = 15.3), 2.46 (d, J = 15.3), 2.34 (d, J = 15.3)

13C NMR (300 MHz, CDCl3) Major isomer: 182.2, 178.4, 140.2, 140.0, 132.3, 129.4,

128.9, 128.6, 127.5, 126.4, 125.6, 123.5, 48.3, 45.5, 34.4, 28.3, 25.9.

Minor isomer found: 181.6, 178.3, 140.6, 140.3, 128.5, 125.5, 47.5, 45.1, 36.3, 25.4

HRMS calcd for C21H19NO2 [M+H]+= 318.1494, found [M+H]

+ = 318.1494.

Major isomer: minor isomer = 3:1

Preparation of 3a-methyl-2-phenyl-6-[4-(trifluoromethyl)phenyl]-3a,4,7,7a-tetrahydro-

1H-isoindole-1,3(2H)-dione 4.8

106

Following the general procedure, 4-iodobenzotrifluoride (0.272 g, 1 mmol) and 3.5

(0.177 g, 0.5 mmol ) were added along with Pd2(dba)3 (10 mg, 0.01 mmol) and K2CO3

(0.207 g, 1.5 mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was

heated and refluxed for 36 h and worked up as described in the general procedure . The

resulting brown oily crude product mixture was subjected to flash chromatography to

yield the cross-coupled product 4.8 as a white solid (0.135 g, 0.35 mmol, 70%).

1H NMR (300 MHz, CDCl3) Major isomer: 7.58 (d, J = 8.0 Hz, 2H), 7.47 (d, J = 8.0

Hz, 2H), 7.44–7.32 (m, 3H), 7.14–7.11 (m, 2H), 6.29 (m, 1H), 3.29 (dd, J = 15.2, 2.5 Hz,

1H), 3.05 (dd, J = 6.50, 2.5 Hz, 1H), 2.93 (m, 1H), 2.68 (ddt, J = 15.2, 6.5, 2.5 Hz, 1H),

2.15 (m, 1H), 1.56 (s, 3H); Minor isomer found: 3.188 (d, J = 15.2), 2.35 (dt, J = 15.2,

2.5 Hz)

13C NMR APT (300 MHz, CDCl3) Major isomer: 181.9, 178.4, 143.9, 139.5, 132.2,

129.8, 129.6, 129.4 ( 2JC–F = 33.3 Hz) , 126.7, 126.3, 126.1, 125.9(

1JC–F = 273.3 Hz),

125.5 ( 3JC–F =4Hz), 48.2, 44.9, 34.5, 28.1, 24.7 Minor isomer found: 180.0, 176.5,

140.0, 47.5, 45.6, 36.5, 30.6, 26.1.

HRMS calcd for C22H18F3NO2 [M+H]+= 386.1368, found [M+H]

+= 386.1368.

Major isomer: minor isomer = 3:1

Preparation of 6-(4-methoxyphenyl)-3a-methyl-2-phenyl-3a,4,7,7a-tetrahydro-1H-

isoindole-1,3(2H)-dione 4.9

107

Following the general procedure, 4-iodoanisole (0.234 g, 1 mmol) and 3.5 (0.178 g,

0.5 mmol) were added along with Pd2(dba)3 (10 mg, 0.01mmol) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h and worked up as described in the general procedure. The resulting

brown oily crude product mixture was subjected to flash chromatography to yield the

cross-coupled product 4.9 as a white solid (0.134 g, 0.39 mmol, 78%).

1H NMR (300 MHz, CDCl3) Major isomer: 7.38 (d, J = 7.5 Hz, 2H), 7.31 (d, J = 8.7

Hz, 2H), 7.26 (m, 1H), 7.13 (d, J = 7.5 Hz, 2H), 6.85 (d, J = 8.8 Hz, 2H), 6.1 (m, 1H),

3.80 (s, 3H), 3.25 (dd, J = 15.4, 2.4 Hz, 1H), 2.99 (dd, J = 6.5, 2.4 Hz, 1H), 2.86 (dd, J =

15.4, 6.5 Hz, 1H), 2.61 (ddt, J = 15.4, 6.5, 2.4 Hz, 1H), 2.16 (dd, J = 15.4, 2.4 Hz, 1H),

1.50 (s, 3H); Minor isomer selected resonances: 3.15 (d, J = 15.4), 2.44 (m), 2.30 (m).

13C NMR (300 MHz, CDCl3) 182.3, 178.5, 159.5, 139.8, 133.1, 132.4, 129.4, 128.8,

127.0, 126.8, 122.0, 114.3, 55.6, 48.4, 45.1, 36.7, 30.6, 25.9.

Elemental anal. calcd for C22H21NO3: C, 76.06; H, 6.09. Found: 76.34, 6.31.

Major isomer: minor isomer = 3:1

Preparation of 2,5-diphenyl-3a,4,7,7a-tetrahydro-1H-isoindole-1,3(2H)-dione 4.4 from

3.2 (Table VI, entry 10)

108

Following the general procedure, iodobenzene (0.204 g, 1 mmol) and 3.2 (0.177 g,

0.5 mmol) were added along with Pd2(dba)3 (10 mg, 0.01 mmol) and K2CO3 (0.207 g, 1.5

mmol) to a flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and

refluxed for 36 h and worked up as described in the general procedure. The resulting

brown oily crude product mixture was subjected to flash chromatography to yield the

cross-coupled product 4.4 as a white solid (0.139 g, 0.46 mmol, 92%). 1H NMR data was

identical to that previously reported.50

1H NMR (300 Hz, CDCl3) 7.28–7.45 (m, 8H), 7.10–7.20 (m, 2H), 6.15–6.27 (m, 1H),

3.44 (ddd, J = 9.5, 6.9, 2.5 Hz, 1H), 3.35 (ddd, J = 9.5, 6.9 2.5 Hz, 1H), 3.26 (dd, J = 15.5,

2.5 Hz, 1H), 2.95 (ddd, J = 15.5, 6.9, 2.5Hz, 1H), 2.64 (ddt, J = 15.5, 6.9, 2.5 Hz, 1H),

2.40–2.50 (m, 1H).

Preparation of ethyl-4-phenyl cyclohex-3-enecarboxylate 4.1from 3.6 (Table VI, entry

11)

Diene 2.6 (0.090 g, 0.5 mmol) and dienophile ethyl acrylate (0.250g, 2.5 mmol) were

dissolved in chloroform (5 mL) in a round bottom flask and refluxed for 6 h. The flask

was cooled down to room temperature. Iodobenzene (0.204 g, 1mmol) was added along

with Pd2(dba)3 (10 mg, 0.01mmol ) and K2CO3 (0.207 g, 1.5 mmol) to the crude product

in the flask under N2 (30 mL acetonitrile and ethanol). The flask was heated and refluxed

for 36 h and worked up as described in the general procedure. The resulting brown oily

109

crude product mixture was subjected to flash chromatography to yield the cross-coupled

product 4.1 as a light yellow oil (0.082 g, 0.34 mmol, 68%). 1H NMR data was identical

to that previously reported.131

1H NMR (300 Hz, CDCl3) 7.39–7.28 (m, 4H), 7.22 (m, 1H), 6.11–6.08 (m, 1H), 4.169

(q, J = 7.3 Hz, 2H), 2.60 (m, 1H), 2.54–2.42 (m, 4H), 2.25–2.14 (m, 1H), 1.84 (m, 1H),

1.27 (t, J = 7.3 Hz, 3H).

Major isomer: minor isomer = 3:1

Preparation of 3a-methyl-2,6-diphenyl-3a,4,7,7a-tetrahydro-1H-isoindole-1,3(2H)-dione

4.7 from 3.7 (Table VI, entry 12)

Diene 2.6 (0.090 g, 0.5 mmol) and dienophile 2-methyl-N-phenylmaleimide (0.250g, 2.5

mmol) were dissolved in chloroform (5 mL) in a round bottom flask and refluxed for 6h.

The flask was cooled down to room temperature. 4-Iodobenzene (0.204 g, 1 mmol) was

added along with Pd2(dba)3 (10 mg, 0.1mmol) and K2CO3 (0.207 g, 1.5 mmol) to a flask

under N2 (30 mL acetonitrile and ethanol). The flask was heated and refluxed for 36 h

and worked up as described in the general procedure. The resulting brown oily crude

product mixture was subjected to flash chromatography to yield the cross-coupled

product 4.7 as a white solid (0.095 g, 0.3 mmol, 60%). 1H NMR data was identical to that

previously reported.123

110

1H NMR (300 MHz, CDCl3) 7.42–7.23 (m, 8H), 7.16 (m, 1H), 7.13 (m, 1H), 6.19 (m,

1H), 3.28 (ddd, J = 15.3, 2.4 Hz, 1H), 3.01 (dd, J = 6.6, 2.4 Hz, 1H), 2.89 (dd, J = 6.6 Hz,

1H), 2.65 (ddt, J = 15.3, 6.6, 2.4 Hz, 1H), 2.12 (ddd, J = 15.3, 3.7, 2.4 Hz, 1H), 1.53 (s,

3H).

Major isomer: minor isomer =1:0.8

Tandem Diels-Alder/Suzuki cross coupling reactions:

Entry 1 of Table VII: preparation of 4.4

Diene 2.36 (0.10g, 0.72mmol) and N-phenylmaleimide (0.50g, 2.88mmol) (1:4) were

added to a N2 flushed high pressure resistance thick wall tube with Pd2(dba)3 and K2CO3

in acetonitrile (10 mL). Iodobenzene (0.59 g, 2.88 mmol) (diene:iodobenzene=1:4) was

added to the mixture. The tube was sealed and refluxed for 24 h and cooled to room

temperature. The solution was filtered through silica gel to remove catalysts. The filtrate

was quenched with water (50 mL) and extracted with Et2O (4×50 mL). The combined

organic layers were dried over MgSO4 and volatiles were removed by rotary evaporation.

The final product was purified by flash chromatography (ethyl acetate: hexane=4:1). 4.4

was obtained as a white powder (0.16 g, 0.52 mmol, 73%) 1H NMR data was identical to

that previously reported.50

1H NMR (300 Hz, CDCl3) 7.28–7.45 (m, 8H), 7.10–7.20 (m, 2H), 6.15–6.27 (m, 1H),

3.44 (ddd, J = 9.5, 6.9, 2.5 Hz, 1H), 3.35 (ddd, J = 9.5, 6.9 2.5 Hz, 1H), 3.26 (dd, J = 15.5,

111

2.5 Hz, 1H), 2.95 (ddd, J = 15.5, 6.9, 2.5Hz, 1H), 2.64 (ddt, J = 15.5, 6.9, 2.5 Hz, 1H),

2.40–2.50 (m, 1H).

Entry 2 of Table VII: preparation of 4.7

Diene 2.36 (0.10 g, 0.72 mmol) and 2-methyl-N-phenylmaleimide (0.54 g , 2.88 mmol)

(1:4) were added to a N2 flushed high pressure resistance thick wall tube with Pd2(dba)3

and K2CO3 in acetonitrile and ethanol (10 mL). Iodobenzene (0.29 g, 1.44 mmol)

(diene:iodobenzene=1:2) was added to the mixture. The tube was sealed and refluxed for

24h and cooled to room temperature. The solution was filtered through silica gel to

remove catalysts. The filtrate was quenched with water (50 mL) and extracted with Et2O

(4×50 mL). The combined organic layers were dried over MgSO4 and volatiles were

removed by rotary evaporation. The final product was purified by flash chromatography

(ethyl acetate: hexane=6:1). 4.7 was obtained as a white powder (0.19 g, 0.52 mmol,

71%)

1H NMR (300 MHz, CDCl3) Major isomer: 7.42–7.23 (m, 8H), 7.16 (m, 1H), 7.13 (m,

1H), 6.19 (m, 1H), 3.28 (ddd, J = 15.3, 2.4 Hz, 1H), 3.01 (dd, J = 6.6, 2.4 Hz, 1H), 2.89

(dd, J = 6.6 Hz, 1H), 2.65 (ddt, J = 15.3, 6.6, 2.4 Hz, 1H), 2.12 (ddd, J = 15.3, 3.7, 2.4 Hz,

1H), 1.53 (s, 3H).Minor isomer found: 3.18 (d, J = 15.3), 2.46 (d, J = 15.3), 2.34 (d, J =

15.3)

112

13C NMR (300 MHz, CDCl3) Major isomer: 182.2, 178.4, 140.2, 140.0, 132.3, 129.4,

128.9, 128.6, 127.5, 126.4, 125.6, 123.5, 48.3, 45.5, 34.4, 28.3, 25.9.

Minor isomer found: 181.6, 178.3, 140.6, 140.3, 128.5, 125.5, 47.5, 45.1, 36.3, 25.4

HRMS calcd for C21H19NO2 [M+H]+= 318.1494, found [M+H]

+ = 318.1494.

Major isomer: minor isomer = 2:1

Entry3 of Table VII: preparation of 4.7

Diene 2.40 (0.10 g, 0.49 mmol) and 2-methyl-N-phenylmaleimide (0.37 g , 1.96 mmol)

(1:4) were added to a N2 flushed high pressure resistance thick wall tube with Pd2(dba)3

and K2CO3 in acetonitrile and ethanol (10 mL). Iodobenzene (0.20 g, 0.98 mmol)

(diene:iodobenzene=1:2) was added to the mixture. The tube was sealed and refluxed

for 24h and cooled to room temperature. The solution was filtered through silica gel to

remove catalysts. The filtrate was quenched with water (50 mL) and extracted with Et2O

(4×50 mL). The combined organic layers were dried over MgSO4 and volatiles were

removed by rotary evaporation. The final product was purified by flash chromatography

(ethyl acetate: hexane=6:1). 4.7 was obtained as a white powder (0.12 g, 0.39 mmol,

79%). 1H NMR was identical to that previously reported.

123

1H NMR (300 MHz, CDCl3) 7.42–7.23 (m, 8H), 7.16 (m, 1H), 7.13 (m, 1H), 6.19 (m,

1H), 3.28 (ddd, J = 15.3, 2.4 Hz, 1H), 3.01 (dd, J = 6.6, 2.4 Hz, 1H), 2.89 (dd, J = 6.6 Hz,

113

1H), 2.65 (ddt, J = 15.3, 6.6, 2.4 Hz, 1H), 2.12 (ddd, J = 15.3, 3.7, 2.4 Hz, 1H), 1.53 (s,

3H).

Entry 4 of Table VII: preparation of 4.1

Diene 2.40 (0.10 g, 0.49 mmol) and ethyl acrylate (0.098 g , 0.98 mmol) (1:2) were

added to a N2 flushed high pressure resistance thick wall tube with Pd2(dba)3 and K2CO3

in acetonitrile and ethanol (10 mL). Iodobenzene (0.20 g, 0.98 mmol)

(diene:iodobenzene=1:2) was added to the mixture. The tube was sealed and refluxed

for 24h and cooled to room temperature. The solution was filtered through silica gel to

remove catalysts. The filtrate was quenched with water (50 mL) and extracted with Et2O

(4×50 mL). The combined organic layers were dried over MgSO4 and volatiles were

removed by rotary evaporation. The final product was purified by flash chromatography

(ethyl ether: hexane=1:1). 4.1 was obtained as a light yellow liquid. (0.071 g, 0.31 mmol,

63%).

1H NMR data was identical to that previously reported.

131

1H NMR (300 Hz, CDCl3) 7.39–7.28 (m, 4H), 7.22 (m, 1H), 6.11–6.08 (m, 1H), 4.169

(q, J = 7.3 Hz, 2H), 2.60 (m, 1H), 2.54–2.42 (m, 4H), 2.25–2.14 (m, 1H), 1.84 (m, 1H),

1.27 (t, J = 7.3 Hz, 3H).

Major isomer: minor isomer = 3:1

114

Entry 7 of Table VII: preparation of 4.7

Diene 2.38 (0.10g, 0.60mmol) and 2-methyl-N-phenylmaleimide (0.45 g , 2.40 mmol)

(1:4) were added to a N2 flushed high pressure resistance thick wall tube with Pd2(dba)3

and K2CO3 in acetonitrile and ethanol (10 mL). Iodobenzene (0.50 g, 2.4 mmol)

(diene:iodobenzene=1:4) was added to the mixture. The tube was sealed and refluxed

for 24h and cooled to room temperature. The solution was filtered through silica gel to

remove catalysts. The filtrate was quenched with water (50 mL) and extracted with Et2O

(4×50 mL). The combined organic layers were dried over MgSO4 and volatiles were

removed by rotary evaporation. The final product was purified by flash chromatography

(ethyl acetate: hexane=6:1). 4.7 was obtained as a white powder (0.12 g, 0.39 mmol,

65%). 1H NMR was identical to that previously reported.

123

1H NMR (300 MHz, CDCl3) 7.42–7.23 (m, 8H), 7.16 (m, 1H), 7.13 (m, 1H), 6.19 (m,

1H), 3.28 (ddd, J = 15.3, 2.4 Hz, 1H), 3.01 (dd, J = 6.6, 2.4 Hz, 1H), 2.89 (dd, J = 6.6 Hz,

1H), 2.65 (ddt, J = 15.3, 6.6, 2.4 Hz, 1H), 2.12 (ddd, J = 15.3, 3.7, 2.4 Hz, 1H), 1.53 (s,

3H).

Entry 8 of Table VII preparation of 4.7

Diene 2.39 (0.10g, 0.46mmol) and 2-methyl-N-phenylmaleimide (0.34 g, 1.83 mmol)

(1:4) were added to a N2 flushed high pressure resistance thick wall tube with Pd2(dba)3

and K2CO3 in acetonitrile and ethanol (10mL). Iodobenzene (0.37g, 1.83mmol)

(diene:iodobenzene=1:4) was added to the mixture. The tube was sealed and refluxed

for 24h and cooled to room temperature. The solution was filtered through silica gel to

remove catalysts. The filtrate was quenched with water (50 mL) and extracted with Et2O

115

(4×50 mL). The combined organic layers were dried over MgSO4 and volatiles were

removed by rotary evaporation. The final product was purified by flash chromatography

(ethyl acetate: hexane=6:1). 4.7 was obtained as a white powder (0.10g, 0.33 mmol, 72%).

1H NMR was identical to that previously reported.

123

1H NMR (300 MHz, CDCl3) 7.42–7.23 (m, 8H), 7.16 (m, 1H), 7.13 (m, 1H), 6.19 (m,

1H), 3.28 (ddd, J = 15.3, 2.4 Hz, 1H), 3.01 (dd, J = 6.6, 2.4 Hz, 1H), 2.89 (dd, J = 6.6 Hz,

1H), 2.65 (ddt, J = 15.3, 6.6, 2.4 Hz, 1H), 2.12 (ddd, J = 15.3, 3.7, 2.4 Hz, 1H), 1.53 (s,

3H).

116

CHAPTER 5 Unexpected Proton Deboronation Reactions

5.1 Rhodium Catalyzed Chemistry With 1-Alkyl-3-Boronate-1,3-

Dienes

High diastereoselectivities and enantioselectivities in reactions have become primary

tasks for organic chemists. Our project may also someday lead to the improvement of

diastereoselectivities and enantioselectivities such as the construction of cis-decalin ring

junctures and other natural products.132-134

The proposed catalytic cycle outlined below is

an analog to Hayashi’s rhodium catalyzed 1,4 addition of organoboron reagents to enones.

Figure 5.1 Catalytic Cycle of Rhodium Catalysis

117

In the first step, the catalytic cycle starts with 1-alkyl-2-boronate-1,3-diene where the

transmetallation occurs with rhodium catalysts.106

There would be an option to attach

optically active ligands such as (R) or (S)- BINAP to induce controlled chirality into the

product as demonstrated in various examples of rhodium catalyzed asymmetric 1,4

addition reactions.135-137

The next step of the cycle is the Diels–Alder reaction between a

rhodium dienyl complex with a dienophile. It is also anticipated that the rhodium dienyl

complex would be in a conformation close to s-cis and would react rapidly with a variety

of dienophiles through exo transition states similar to the reported cobalt dienes.106, 138

The success of the overall scheme depends upon two factors106

(i) faster reactivity of the

rhodium dienyl complex in [4 + 2] cycloadditions than the corresponding boron dienyl

and (ii) its preferential reactivity towards [4 + 2] cycloaddition rather than 1,4-addition

with dienophiles. The final step in the Hayashi reaction is demetallation where the

rhodium carbon bond is cleaved via hydrolysis and regeneration of the catalyst occurs.

We have tried some rhodium catalysis of diethanolamine borate diene 2.4. Because this

diene is very reactive in Diels-Alder reaction with N-phenyl maleimide, we chose the

ethyl acrylate and 2-methyl –N-phenyl maleimide to do rhodium catalysis after the

control experiments showed negative results. Other boronate dienes and dienophiles also

have been tested in this reaction, with the results summarized in Table IX.

Table IX Rhodium Catalyzed Reactions

Entry Diene Dienophile Solvent/H2O Catalyst T(0C) Ligand Base T(h) Product

1 2.4

Toluene/ Rh(COD)2OTf

rt 19 no

118

H2O (5:1)

2 2.4

Toluene/

H2O (5:1) Rh(COD)2OTf

40 20 no

3 2.4

Toluene Rh(COD)2OTf

50 20 D-A

4 2.4

Toluene Rh(COD)2OTf

50

20 trace

5 2.4

Toluene/

H2O (5:1) Rh(COD)2OTf

50

20 no

6 2.4

Toluene/

H2O (5:1) Rh(COD)2OTf

rt 20 no

7 2.4

Toluene/

H2O (5:1) Rh(COD)2OTf

50 20 no

8 2

Toluene/

H2O (5:1) Rh(COD)2OTf

rt BINAP 20 no

9 2

Toluene/

H2O (5:1) Rh(COD)2OTf

50 BINAP 20 no

10 2

Toluene/

H2O (5:1) Rh(COD)2OTf

100 BINAP 20 no

11 2

Toluene/

H2O (5:1) Rh(COD)2OTf

rt BINAP

KOH 17 no

12 2

Toluene/

H2O (5:1) Rh(COD)2OTf

50 BINAP

KOH 17 no

13 2

Dioxane/

CH3OH

(5:1)

Rh(COD)2OTf 50

BINAP KOH 17 no

14 1

THF/

H2O(10:1)

Rh(COD)2OTf 55 Et3N 36 trace

119

15 2

THF/

H2O(10:1) Rh(COD)2OTf 55

Et3N 36

no

16 3

THF/

H2O(10:1) Rh(COD)2OTf 55

Et3N 36

no

17

2.40

Toluene/

H2O (5:1) Rh(COD)2OTf 55

BINAP 12

no

18 2.40

Toluene/

H2O (5:1) Rh(COD)2OTf 55

BINAP 12

no

19 2.40

Toluene/

C2H5OH

(5:1)

Rh(COD)2OTf 55 BINAP

12 no

20 2.40

Toluene/

C2H5OH

(5:1)

Rh(COD)2OTf 55 BINAP

14 D-A

21 2.40

Toluene/

C2H5OH

(5:1)

Rh(COD)2OTf 55 BINAP

14 D-A

22 2.40

Toluene/

(CH3)3COH

(20:1)

Rh(COD)2OTf 55 BINAP

18 trace

23 2.40

Toluene/

(CH3)3COH

(20:1)

Cu(OTf)2 90 BINAP

24 70

120

24 2.40

Toluene/

(CH3)3COH

(20:1)

Cu(OTf)2 90 BINAP

24 D-A

25 2.4

Toluene/

(CH3)3COH

(20:1)

Cu(OTf)2 90 BINAP

24 D-A

26 2.4

Toluene/

(CH3)3COH

(20:1)

Cu(OTf)2 90 s-BINAP

24 D-A

27 2.4

Toluene/

(CH3)3COH

(20:1)

Cu(OTf)2/

Rh(COD)2OTf 90

BINAP 36

82

28 2.40

Toluene/

(CH3)3COH

(20:1)

Cu(OTf)2/

Rh(COD)2OTf 90

BINAP 36

80

Diene 2.4: , diene 2: diene 3:

The rhodium dienyl complex must be more reactive than the boron dienyl starting

materials in the subsequent Diels-Alder reactions if enantioselective catalysis is ever to

be successful one day. So, the boron substituted diene has to be slow in Diels-Alder

reactions and fast in transmetallation. In Table IX, entry 27, the first reaction is a better

choice for us to try rhodium catalysis. In the transmetallation step, it has be to faster than

121

hydrolysis of the carbon-rhodium bond to finish the cycle. Different catalysts and

different solvents have been tried. We started with the solvents that have been used by

other chemists and former students:139

toluene/H2O, dioxane, toluene /t-butanol. Also,

different temperatures: room temperature, 50ºC and refluxing. Toluene/H2O and dioxane

have been tried and we found water decomposed the dienes. Toluene /t-butanol showed

good stability and reactivity in the reaction.

In Table IX, entries 1,2,5-7, diene 2.4 decomposed in the reaction , and we only got

dienophile back. The reason might be that water is not a good proton provider for dienes

or, nitrogen in diene 2.4 coordinated with rhodium catalyst and deactivated diene 2.4. In

entry 4, after we used water to separate the product, trace product was seen by GC-MS.

When the water was used again in entry 5, no product was found. Two silane substituted

dienes were also tried in this reaction, but no product was found (entries 8-16). In entry

14 we also saw trace product by GC but we could not improve the yield with this diene.

So, we suspect that dienes 2.4 and 2.6 are not good diene partners in rhodium catalysis, or

else the dienophile (2-methyl-N-phenylmalemide) is not a good choice. Then other

possible boronate dienes and dienophiles were also tested in this reaction. In entries 17-

19, diene 2.40 was used but no products were found. In entries 17-19, we found ethanol

can decompose N-phenyl maleimide as shown in Scheme 5.1. From COSY, HMBC and

HMQC, these two structures, 5.1 and 5.2 have similar signals and no further attempts

were made to assign a product structure.

122

Scheme 5.1

Then another proton source, t-butanol was used to replace ethanol and a positive result

was obtained in entry 23 when copper triflate acted as the catalyst. Finally we found the

best conditions (entries 27 & 28) to get the desired products. Rhodium and copper

catalysis is the best catalysis system and the optimized solvent is toluene/t-butyl methanol

in 900C for 36 hours. (Scheme 5.2)

Scheme 5.2

123

Scheme 5.3

Some boron substituted Diels-Alder cycloadduct was found in the final product (5%,

NMR). This result implies that the mechanism of this reaction might not follow the

mechanism we proposed in Figure 5.1. Chiral HPLC was used to separate the

enantiomers 5.3 of the product and we found the chiral BINAP ligand did not influence

the reaction. The two enantiomers of product 5.3 were obtained as a 1:1 mixture. The

mechanism follows the path in Scheme 5.3. There might be two reasons in this reaction:

1) Boron substituted dienes do not transmetallate well to rhodium or copper. 2) The rate

of boron substituted dienes reacting with dienophiles is faster than transmetallation.

5.2 Conclusion

The rhodium catalytic cycle has been tried with various boron substituted dienes and

dienophiles. Although the final product was achieved in good yield, the mechanism was

124

ddifferent from the original proposal. This catalytic system is not a good choice for

rhodium catalysis through transmetallation. However, from the result of the tandem D-

A/Suzuki cross coupling reactions, an intermediate palladium substituted diene was

observed in NMR tube (Scheme 4.5). We can expect the replacement of palladium for

rhodium may be a good future choice in this catalytic cycle (Figure 5.2).

Figure 5.2 Catalytic Cycle of Palladium Catalysis

5.3 Experimental and Characterization Data

Preparation of 3a-methyl-2-phenyl-3a, 4, 7, 7a-tetrahydro-1H-isoindole-1,3(2H)-dione

5.3 (Table IX, Entry 27)

125

Diene 2.4 (83.5 mg, 0.5 mmol) was added to a N2 flushed thick wall tube with

Rh(COD)2OTf (18.7 mg, 0.04 mmol, 8%) , Cu(OTf)2 (19.91 mg,0.055 mmol, 11%) and

(S)-BINAP (20 mg, 0.03 mmol, 6%) in toluene (10 mL) at rt for 30 mins. 2-Methyl-N-

phenyl-maleimide (93.5 mg, 0.5 mmol) was added to the mixture followed by t-butanol

(0.5 mL). The tube was sealed and heated up to reflux for 36 h then cooled to room

temperature. The solution was filtered through a silica gel pad to remove catalysts. The

filtrate was quenched with water (30 ml) and extracted with Et2O (3×50 mL). The

combined organic layers were dried over MgSO4 and volatiles were removed by rotary

evaporation. The resulting residue was purified by chromatography (ethyl ether: hexane =

1:4). The final product was obtained as a white powder (0.099 g, 0.41mmol, 82%).

1H NMR (300 MHz, CDCl3) 7.45(m, 3H), 7.24(m, 2H), 5.98(m, 2H), 2.84(m, 1H),

2.72(m, 1H), 2.66 (m, 1H), 2.33(m, 1H), 2.00(m, 1H), 1.46 (s, 3H).

13C NMR (300 MHz, CDCl3) 161.9, 176.3, 132.1, 129.0, 126.5, 126.1, 127.7, 127.5,

126.7, 47.4, 44.3, 32.7, 24.5, 23.9. HRMS calcd for C15H15NO2 =241.1103, found

241.1103.

Preparation of 2-phenyl-3a, 4, 7, 7a-tetrahydro-1H-isoindole-1,3(2H)-dione 5.4 (Table

IX, Entry 28)

126

Diene 2.40 (102 mg, 0.5 mmol) was added to a N2 flushed thick wall tube with

Rh(COD)2OTf (18.7 mg, 0.04 mmol, 8%) , Cu(OTf)2 (19.91 mg,0.055 mmol, 11%) and

(S)-BINAP (20 mg, 0.03 mmol, 6%) in toluene (10 mL) in rt for 30 mins. N-phenyl-

maleimide (87 mg, 0.5 mmol) was added to the mixture followed by t-butanol (0.5 mL).

The tube was sealed and heated up to reflux for 36 h then cooled to room temperature.

The solution was filtered through a silica gel pad to remove catalysts. The filtrate was

quenched with water (30ml) and extracted with Et2O (3×50 mL). The combined organic

layers were dried over MgSO4 and volatiles were removed by rotary evaporation. The

resulting residue was purified by chromatography (ethyl ether: hexane = 1:4). The final

product was obtained as a white powder (0.090 g, 0.40 mmol, 80%).1H NMR data was

identical to that previously reported.50

1H NMR (300 MHz, CDCl3) 7.32–7.47 (m, 3H), 7.22 (m, 2H), 5.98 (m, 2H), 3.25 (m,

2H), 2.74 (dq, J = 2.2, 2.2, 2.0, 4.0 Hz, 1H), 2.69 (dq, J = 2.2, 2.2, 2.0, 4.0 Hz, 1H), 2.34

(m, 1H), 2.28 (m, 1H). 13

C NMR (300 MHz, CDCl3) 179.1, 132.0, 129. 1, 128.5, 127. 3,

126.4, 39.2, 23.7

Preparation of 2-phenyl-3a, 4, 7, 7a-tetrahydro-1H-isoindole-1,3(2H)-dione 5.4 (Table

IX, Entry 23)

Diene 2.40 (102 mg, 0.5 mmol) was added to a N2 flushed thick wall tube with

Cu(OTf)2 (19.91 mg,0.055 mmol, 11%) and (S)-BINAP (20 mg, 0.03 mmol, 6%) in

toluene (10 mL) at rt for 30 mins. Then N-phenyl-maleimide (87 mg, 0.5 mmol) was

127

added to the mixture followed by t-butanol (0.5 mL). The tube was sealed and heated up

to 55˚C for 24 h then cooled to room temperature. The solution was filtered through a

silica gel pad to remove catalysts. The filtrate was quenched with water (30 mL) and

extracted with Et2O (3×50 mL). The combined organic layers were dried over MgSO4

and volatiles were removed by rotary evaporation. The resulting residue was purified by

chromatography (etheyl ether: hexane = 1:4). The final product was obtained as a white

powder (0.079 g, 0.35 mmol, 70%). 1H NMR data was identical to that previously

reported.

1H NMR (300 MHz, CDCl3) 7.32–7.47 (m, 3H), 7.22 (m, 2H), 5.98 (m, 2H), 3.25 (m,

2H), 2.74 (dq, J = 2.2, 2.2, 2.0, 4.0 Hz, 1H), 2.69 (dq, J = 2.2, 2.2, 2.0, 4.0 Hz, 1H), 2.34

(m, 1H), 2.28 (m, 1H). 13

C NMR (300 MHz, CDCl3) 179.1, 132.0, 129. 1, 128.5, 127. 3,

126.4, 39.2, 23.7

128

CHAPTER 6 CONCLUSIONS

The dimerization of boron substituted dienes were resolved. A series of monomers of

tri- and tetra coordinated boron substituted dienes were prepared at low temperature.

Tetra- coordinated boron substituted dienes were proven to be more active than tri-

coordinated complexes. High yields and regioselectivities were found in the D-A

reactions and maintained in Suzuki Miyaura cross coupling reactions. Boron substituted

dienes are good synthons for a host of organic dienes via D-A/cross coupling reactions. A

possible new intermediate palladium substituted diene was observed in mechanism

research. The stability varies with the different ligands coordinated with Pd.

129

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APPENDIX A Crystal Structure Data of Diene 2.4

Structure a22n / C8H14NO2B – CHCl3

X-Ray Crystallographic Comments

X-ray crystallographic data has been deposited with the CCDC and allocated dposition

number CCDC 736603. The asymmetric unit in crystalline C8H14NO2B – CHCl3

contains one C8H14NO2B molecule and one chloroform molecule of crystallization. All

displacement ellipsoids are drawn at the 50% probability level.

Brief Experimental Description to be Included as Text or as a Footnote at Time of

Publication

Colorless plate-shaped crystals of C8H14NO2B – CHCl3 are, at 203(2) K,

orthorhombic, space group Pna21 – C9

2v (No. 33) (1) with a = 19.587(3) Å, b = 7.742(1)

Å, c = 9.104(1) Å, V = 1380.6(3) Å3 and Z = 4 formula units {dcalcd = 1.378 g/cm

3;

a(MoK ) = 0.648 mm-1

}. A full hemisphere of diffracted intensities (1968 30-second

frames with a scan width of 0.30) was measured for a single domain specimen using

graphite-monochromated MoK radiation (= 0.71073 Å) on a Bruker SMART APEX

CCD Single Crystal Diffraction System (2). X-rays were provided by a fine-focus sealed

x-ray tube operated at 50kV and 30mA.

Lattice constants were determined with the Bruker SAINT software package

using peak centers for 1895 reflections having 8.07°≤ 2 ≤ 40.42°. A total of 10091

148

integrated absorption-corrected reflection intensities having 2((MoK )< 49.98 were

produced using the Bruker program SAINT(3); 2411 of these were unique and gave Rint =

0.040 with a coverage which was 99.5% complete. The Bruker software package

SHELXTL was used to solve the structure using “direct methods” techniques. All stages

of weighted full-matrix least-squares refinement were conducted using Fo2 data with the

SHELXTL Version 6.12 software package(4).

The final structural model incorporated anisotropic thermal parameters for

all nonhydrogen atoms and isotropic thermal parameters for all hydrogen atoms.

All hydrogen atoms on the diene (H1A, H1B, H3, H4A and H4B) as well as the

amine hydrogen atom (H1N) were located in a difference Fourier and included in

the structural model as independent isotropic atoms whose parameters were

allowed to vary in least-squares refinement cycles. The remaining hydrogen atoms

were included in the structural model as fixed atoms (using idealized sp3-hybridized

geometry and C-H bond lengths of 0.98 – 0.99 Å) "riding" on their respective carbon

atoms. The isotropic thermal parameters for these hydrogen atoms were fixed at a

value 1.2 times the equivalent isotropic thermal parameter of the carbon atom to

which they are covalently bonded. A total of 169 parameters were refined using

one restraint and 2411 data. Final agreement factors at convergence are:

R1(unweighted, based on F) = 0.045 for 2083 independent “observed” reflections

having 2(MoK )< 49.98 and I>2(I); R1(unweighted, based on F) = 0.053

and wR2(weighted, based on F2) = 0.096 for all 2411 independent reflections

having 2(MoK )< 49.98. The largest shift/s.u. was 0.000 in the final

refinement cycle. The final difference map had maxima and minima of 0.258 and

149

-0.167 e-/Å

3, respectively. The absolute structure was determined by refinement

of the Flack parameter x (5) ; x refined to a final value of 0.03(8) .

Acknowledgment

The authors thank the National Science Foundation (grant CHE-0234489) for

funds to purchase the x-ray instrument and computers.

References

(1) International Tables for Crystallography, Vol A, 4th

ed., Kluwer Academic

Publishers: Boston (1996).

(2) Data Collection: SMART (Version 5.628) (2002). Bruker-AXS, 5465 E. Cheryl

Parkway, Madison, WI 53711-5373 USA.

(3) Data Reduction: SAINT (Version 6.45) (2003). Bruker-AXS, 5465 E. Cheryl

Parkway, Madison, WI 53711-5373, USA and Sheldrick, G. M. (2006). SADABS

(Version 2006/3). University of G öttingen, Germany..

(4) G. M. Sheldrick (2001). SHELXTL (Version 6.12). Bruker-AXS, 5465 E. Cheryl

Parkway, Madison, WI 53711-5373 USA.

(5) Flack, H. D. (1983). Acta Cryst. A39, 876-881.

Table 1. Crystal data and structure refinement for C8H14NO2B – CHCl3

Identification code a22nfinal

Empirical formula C9 H15 B Cl3 N O2

150

Formula weight 286.38

Temperature 203(2) K

Wavelength 0.71073 Å

Crystal system Orthorhombic

Space group Pna21 - C9

2v (No. 33)

Unit cell dimensions a = 19.587(3) Å

b = 7.742(1) Å

c = 9.104(1) Å

Volume 1380.6(3) Å3

Z 4

Density (calculated) 1.378 g/cm3

Absorption coefficient 0.648 mm-1

F(000) 592

Crystal size 0.30 x 0.09 x 0.04 mm3

Theta range for data collection 4.03 to 24.99°

Index ranges -23≤h≤23, -9≤k≤9, -10≤l≤10

Reflections collected 10091

Independent reflections 2411 [R(int) = 0.0396]

Completeness to theta = 24.99° 99.5 %

Absorption correction Multi-scan (SADABS)

Max. and min. transmission 0.8383 and 0.6862

Refinement method Full-matrix least-squares on F2

Data / restraints / parameters 2411 / 1 / 169

151

Goodness-of-fit on F2 1.105

Final R indices [I>2σ(I)] R1 = 0.0446, wR2 = 0.0924

R indices (all data) R1 = 0.0534, wR2 = 0.0961

Absolute structure parameter 0.03(8)

Largest diff. peak and hole 0.258 and -0.167 e-/Å3

------------------------------------------------------------------------------------------------------------

---------

R1 = ||Fo| - |Fc|| / |Fo|

Replace

Table 2. Atomic coordinates ( x 104) and equivalent isotropic displacement parameters

(Å2x 103) for C8H14NO2B – CHCl3. U(eq) is defined as one third of the trace of the

orthogonalized Uij tensor.

________________________________________________________________________

______

x y z U(eq)

________________________________________________________________________

______

Cl(1) 2882(1) 2158(2) 2449(1) 83(1)

Cl(2) 2277(1) 2273(2) 5318(2) 88(1)

Cl(3) 2845(1) -875(1) 4234(1) 79(1)

C(9) 2923(2) 1369(4) 4236(4) 46(1)

152

B(1) 4744(2) 3757(5) 6048(4) 33(1)

N(1) 4623(1) 5484(3) 7112(3) 33(1)

O(1) 5329(1) 4375(3) 5169(2) 39(1)

O(2) 4119(1) 3711(3) 5208(2) 38(1)

C(1) 5536(2) 1348(5) 6878(6) 64(1)

C(2) 4910(2) 2020(4) 6950(3) 38(1)

C(3) 4414(2) 1167(4) 7904(4) 50(1)

C(4) 3760(2) 1477(6) 8032(5) 60(1)

C(5) 5713(2) 5560(4) 6025(4) 40(1)

C(6) 5189(2) 6688(4) 6739(4) 41(1)

C(7) 3834(2) 5403(4) 5161(4) 44(1)

C(8) 3932(2) 6101(4) 6696(4) 44(1)

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______

153

Table 3. Bond lengths [Å] and angles [°] for C8H14NO2B – CHCl3

_______________________________________________________________________

Cl(1)-C(9) 1.739(4)

Cl(2)-C(9) 1.749(3)

Cl(3)-C(9) 1.744(4)

B(1)-O(2) 1.445(4)

B(1)-O(1) 1.477(4)

B(1)-C(2) 1.609(5)

B(1)-N(1) 1.668(4)

N(1)-C(8) 1.483(4) N(1)-C(6) 1.488(4)

N(1)-H(1N) 0.84(3)

O(1)-C(5) 1.419(4) O(2)-C(7) 1.424(4)

C(1)-C(2) 1.334(5)

C(2)-C(3) 1.461(5)

C(3)-C(4) 1.308(6)

C(5)-C(6) 1.496(4)

C(7)-C(8) 1.511(5)

C(1)-H(1A) 0.89(4)

C(1)-H(1B) 0.99(5)

C(3)-H(3) 0.90(4)

C(4)-H(4A) 0.99(4)

C(4)-H(4B) 0.98(3)

Cl(1)-C(9)-Cl(3) 110.2(2)

Cl(1)-C(9)-Cl(2) 110.7(2)

Cl(3)-C(9)-Cl(2) 109.6(2)

154

O(2)-B(1)-O(1) 112.3(3)

O(2)-B(1)-C(2) 114.9(3)

O(1)-B(1)-C(2) 113.0(2)

O(2)-B(1)-N(1) 101.9(2)

O(1)-B(1)-N(1) 99.5(2)

C(2)-B(1)-N(1) 113.7(2)

C(8)-N(1)-C(6) 114.8(2)

C(8)-N(1)-B(1) 103.9(2)

C(6)-N(1)-B(1) 105.3(2)

C(8)-N(1)-H(1N) 109.4(19)

C(6)-N(1)-H(1N) 109.2(19)

B(1)-N(1)-H(1N) 114(2)

C(5)-O(1)-B(1) 108.8(2) C(7)-O(2)-B(1) 109.0(2)

C(2)-C(1)-H(1A) 118(3)

C(2)-C(1)-H(1B) 115(2)

H(1A)-C(1)-H(1B) 125(4)

C(1)-C(2)-C(3) 117.7(4)

C(1)-C(2)-B(1) 119.1(3)

C(3)-C(2)-B(1) 123.2(3)

C(4)-C(3)-C(2) 128.4(4)

C(4)-C(3)-H(3) 111(2)

C(2)-C(3)-H(3) 120(3)

C(3)-C(4)-H(4A) 119(2)

C(3)-C(4)-H(4B) 124(2)

H(4A)-C(4)-H(4B) 117(3)

O(1)-C(5)-C(6) 104.7(2)

N(1)-C(6)-C(5) 104.1(2)

O(2)-C(7)-C(8) 104.6(3)

N(1)-C(8)-C(7) 103.7(2)

155

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____

Table 4. Anisotropic displacement parameters (Å2x 103) for C8H14NO2B – CHCl3.

The anisotropic displacement factor exponent takes the form: -2π2[ h2 a*2U11 + ... + 2

h k a* b* U12 ]

________________________________________________________________________

______

U11 U22 U33 U23 U13 U12

________________________________________________________________________

______

Cl(1) 68(1) 116(1) 65(1) 39(1) -13(1) -34(1)

Cl(2) 55(1) 103(1) 105(1) -23(1) 21(1) 8(1)

Cl(3) 96(1) 56(1) 83(1) 7(1) 3(1) -4(1)

C(9) 32(2) 60(2) 45(2) 1(2) -1(2) -6(2)

B(1) 34(2) 40(2) 24(2) -4(2) 1(1) -3(2)

N(1) 44(2) 33(1) 22(1) 1(1) 0(1) -3(1)

O(1) 38(1) 52(1) 27(1) -6(1) 3(1) -11(1)

O(2) 37(1) 42(1) 35(1) -7(1) -5(1) -5(1)

C(1) 56(2) 36(2) 99(4) -3(2) -18(3) 3(2)

C(2) 44(2) 31(2) 40(2) -9(1) -7(2) -5(1)

C(3) 78(3) 28(2) 43(2) 2(2) 1(2) -4(2)

C(4) 75(3) 50(2) 55(2) 0(2) 18(2) -16(2)

156

C(5) 45(2) 45(2) 31(2) 6(2) -2(1) -17(2)

C(6) 58(2) 34(2) 29(2) 5(1) -3(2) -13(2)

C(7) 38(2) 49(2) 45(2) 2(2) -10(2) 0(1)

C(8) 49(2) 39(2) 43(2) -1(2) 3(2) 9(2)

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______

157

Table 5. Hydrogen coordinates ( x 104) and isotropic displacement parameters (Å2x 10

3)

for C8H14NO2B – CHCl3

________________________________________________________________________

______

x y z U(eq)

________________________________________________________________________

______

H(9) 3371 1682 4663 55

H(1N) 4632(13) 5280(40) 8010(40) 26(8)

H(1A) 5620(20) 360(60) 7360(50) 67(13)

H(1B) 5830(20) 1820(60) 6080(50) 84(15)

H(3) 4543(19) 280(50) 8480(50) 63(12)

H(4A) 3490(20) 800(50) 8730(50) 76(13)

H(4B) 3523(16) 2410(40) 7500(40) 49(10)

H(5A) 6019 6244 5402 48

H(5B) 5986 4952 6764 48

H(6A) 5373 7234 7626 49

H(6B) 5033 7591 6063 49

H(7A) 3348 5360 4905 53

H(7B) 4073 6123 4440 53

H(8A) 3911 7366 6704 52

158

H(8B) 3585 5645 7367 52

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______

159

Table 6. Torsion angles [°] for C8H14NO2B – CHCl3

________________________________________________________________

O(2)-B(1)-N(1)-C(8) 1.0(3)

O(1)-B(1)-N(1)-C(8) 116.4(2)

C(2)-B(1)-N(1)-C(8) -123.2(3)

O(2)-B(1)-N(1)-C(6) -120.0(2)

O(1)-B(1)-N(1)-C(6) -4.7(3)

C(2)-B(1)-N(1)-C(6) 115.7(3)

O(2)-B(1)-O(1)-C(5) 136.3(3)

C(2)-B(1)-O(1)-C(5) -91.8(3)

N(1)-B(1)-O(1)-C(5) 29.2(3)

O(1)-B(1)-O(2)-C(7) -81.2(3)

C(2)-B(1)-O(2)-C(7) 147.8(3)

N(1)-B(1)-O(2)-C(7) 24.4(3)

O(2)-B(1)-C(2)-C(1) 132.9(3)

O(1)-B(1)-C(2)-C(1) 2.3(4)

N(1)-B(1)-C(2)-C(1) -110.2(3)

O(2)-B(1)-C(2)-C(3) -49.7(4)

O(1)-B(1)-C(2)-C(3) 179.7(3)

N(1)-B(1)-C(2)-C(3) 67.2(4)

C(1)-C(2)-C(3)-C(4) -172.2(4)

B(1)-C(2)-C(3)-C(4) 10.4(5)

B(1)-O(1)-C(5)-C(6) -43.9(3)

160

C(8)-N(1)-C(6)-C(5) -133.0(3)

B(1)-N(1)-C(6)-C(5) -19.3(3)

O(1)-C(5)-C(6)-N(1) 38.3(3)

B(1)-O(2)-C(7)-C(8) -41.2(3)

C(6)-N(1)-C(8)-C(7) 90.6(3)

B(1)-N(1)-C(8)-C(7) -23.9(3)

O(2)-C(7)-C(8)-N(1) 40.0(3)

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161

Table 7. Hydrogen bonds for C8H14NO2B – CHCl3 [Å and °].

________________________________________________________________________

____

D-H...A d(D-H) d(H...A) d(D...A) <(DHA)

________________________________________________________________________

____

N(1)-H(1N)...O(1)#A 0.84(3) 1.98(3) 2.787(3) 161(3)

________________________________________________________________________

____

Symmetry transformations used to generate equivalent atoms:

#A -x+1,-y+1,z+1/2

162

Least-squares planes (x,y,z in crystal coordinates) and deviations from them

(* indicates atom used to define plane)

Plane 1

5.0842 (0.0326) x + 4.2998 (0.0122) y + 7.1928 (0.0087) z = 8.3678 (0.0147)

* -0.0260 (0.0017) C1

* -0.0035 (0.0027) C2

* 0.0632 (0.0029) C3

* -0.0437 (0.0020) C4

* 0.0101 (0.0009) B1

-0.0590 (0.0048) O1

-0.9320 (0.0049) O2

1.4560 (0.0051) N1

Rms deviation of fitted atoms = 0.0366

Plane 2

5.7480 (0.0488) x + 4.3356 (0.0097) y + 7.0537 (0.0071) z = 8.6119 (0.0210)

Angle to previous plane (with approximate esd) = 2.15 ( 0.24 )

163

* -0.0056 (0.0010) O1

* 0.0102 (0.0019) B1

* -0.0112 (0.0021) C2

* 0.0065 (0.0012) C1

0.0063 (0.0055) C3

-0.1446 (0.0079) C4

Rms deviation of fitted atoms = 0.0087

164

Selected plots

165

Projection down b axis of unit cell

Dashed lines represent hydrogen-bonding interactions

166

Intermolecular Hydrogen-bonding Interaction

167

Projection down c axis of unit cell

168

169

APPENDIX B NOESY and COSY of Boron Substituted

Dienes

170

171

172

173

174

175

176

177

178

179

CURRICULUM VITAE

LIQIONG WANG

Born April 12th

, 1975, Yunnan, China

UNDERGRADUATE

STUDY(B.S.)

Yunnan Normal University, Kunming,

Yunnan, China, 1996

GRADUATE STUDY: (M.S.)

Huazhong University of Science and

Technology, Wuhan, Hubei, China, 2003

GRADUATE STUDY: (Ph.D.)

Wake Forest University

Winston Salem, North Carolina, USA

2006-present

SCHOLASTIC AND PROFESSIONAL EXPERIENCE:

Qujing Normal University – Teacher 2003-2006

Wake Forest University – Teaching Assistant 2006 – 2007

Wake Forest University – Research Assistant 2007-2012

HONORS AND AWARDS

Alumni Travel Award, Wake Forest University, 2009

Alumni Travel Award, Wake Forest University, 2010

Alumni Travel Award, Wake Forest University, 2011

PROFESSIONAL SOCIETIES

American Chemical Society, August 2007 to present, Organic Chemistry Division

180

PUBLICATIONS

Liqiong Wang, Mark E. Welker. Tandem Diels-Alder/Suzuki reactions of 2-boron

substituted 1,3-dienes. Manuscript under preparation.

Liqiong Wang, Cynthia S. Day, Marcus W. Wright, Mark E. Welker. Preparation and

Diels-Alder/cross coupling reactions of a 2-diethanolaminoboron-substituted 1,3-diene.

Beilstein Journal of Organic Chemistry, 2009, 5, No. 45.

Subhasis De; John M. Solano, Liqiong Wang, Mark E. Welker. Rhodium catalyzed

tandem Diels-Alder/hydrolysis reactions of 2-boron-substituted 1,3-dienes. Journal of

Organometallic Chemistry 2009, 694(15), 2295-2298.

PRESENTATIONS

Liqiong Wang; Mark E. Welker. Palladium Catalyzed Boron Substituted Dienes. (Oral)

Abstracts of papers, 63rd Southeast Regional Meeting of the American Chemical Society,

Richmond, VA, United States, October 26-29, 2011

Liqiong Wang; Mark E. Welker; Marcus W. Wright, Cynthia Day. Synthesis and fast

Diels-Alder/cross coupling reactions of boron substituted 1,3-dienes. (Oral) Abstracts of

papers, 240th ACS National Meeting, Boston, MA, United States, August 22-26, 2010

Liqiong Wang; Mark E. Welker; Marcus W. Wright, Cynthia Day. Preparation and

Diels-Alder/Cross Coupling Reactions of Boron Substituted 1,3-Dienes. (Oral) Abstracts

of papers, 61st Southeast Regional Meeting of the American Chemical Society, San Juan,

Puerto Rico, October 21-24 ,2009