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    will not resolve the problem of nutrient deficiencies

    for the 624-month age group because young children

    eat too little of the fortified staple foods to obtain an

    adequate dose of each essential nutrient.

    The most promising strategy for this age group is

    home fortification of complementary foods (the

    foods that are consumed in addition to breast milk,

    after ~6 monthsof age).Homefortification (alsocalled

    point-of-use fortification and complementary food

    supplements) (Nestel et al. 2003) makes it possible to

    provide the appropriate amounts of micronutrients

    needed by each age subgroup (e.g. 612 months, 1224

    months) regardless of how much food they eat and

    without the need to make major changes in dietary

    practices.Three approaches have been used for homefortification: powders (e.g. Sprinkles), crushable

    tablets (e.g. foodlet) and lipid-based [e.g. Nutributter

    (Nutriset, Malaunay, France)] or soy-based products.

    For governmental and non-governmental organiza-

    tions running nutrition programmes or for individual

    families, purchasing small quantities of products

    needed daily for home fortification is likely to be less

    costly per recipient thanpurchasingfortified,commer-

    cially processed complementary foods (which are

    usually designed to provide a large proportion of the

    childs energy needs). Thus, there is greater potential

    to reach a large segment of the target population. It

    should be noted, however, that in populations with

    chronic household food insecurity or where there are

    marked seasonal food shortages and high rates of

    wasting,a supplement providing additional energy (in

    addition to, or instead of,home fortification products)

    may be needed during part,or all, of the year.

    To date, Sprinkles have been evaluated the most

    extensively, primarily as an intervention to treat and

    prevent nutritional anaemia. Developed by Stanley

    Zlotkin and his research group at the Hospital for

    Sick Children in Toronto, Canada, Sprinkles are

    single-dose sachets containing micronutrients in a

    powdered form, to be sprinkled onto a portion of the

    childs food just before it is consumed. The iron in

    Sprinkles is ferrous fumarate, which is micro-

    encapsulated to prevent the iron from interacting

    with food. Other micronutrients, such as zinc, iodine,

    copper, folic acid, and vitamins A, C and D, can be

    added to the sachet. Crushable or chewable tablets,

    such as the milk-based foodlet developed by the

    United Nations Childrens Fund for use in the Inter-

    national Research on Infant Supplementation (IRIS)

    trials (Lock 2003), are multiple micronutrient tablets

    that can be easily dissolved in a small amount of

    liquid, or crushed and added to complementary foods.

    Lipid-based nutrient supplements (LNS) are prod-ucts that provide some energy, predominantly from

    fat, in addition to multiple micronutrients. LNS (like

    micronutrient powders and tablets) do not contain

    water and thus do not support microbial growth, so

    they can be safely stored and used in the home even

    under poor hygienic conditions (Nestel et al. 2003).

    All powdered ingredients are embedded in fat, which

    protects vitamins against oxidation and increases the

    shelf life of the product. LNS usually have a pleasant

    taste, allowing the unpleasant taste of certain micro-

    nutrients (such as unencapsulated soluble minerals)

    to be disguised. When mixed with complementary

    foods, they increase the energy density as well as the

    micronutrient content of the home diet. Lastly, soy-

    based products for home fortification have been

    developed for use in Vietnam (Bruyeron et al. 2007)

    and China (Wang et al. 2006). These contain full-fat

    soybean flour mixed with micronutrients. They

    contain some fat from the soybeans, although not as

    much as the LNS products.

    The main objective of this review was to evaluate

    the efficacy and effectiveness of home fortification of

    complementary foods. Because iron and zinc are the

    Key messages

    Home fortification of complementary foods is highly effective for prevention of iron deficiency and iron-deficiency anaemia.

    Products for home fortification of complementary foods that contain both micronutrients and a small amountof energy (mainly from fat and protein) have had positive effects on child growth and development.

    Acceptability of home fortification by caregivers and young children is high.

    K.G. Dewey etal.284

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    most problematic nutrients at this age (Dewey &

    Brown 2003), to provide some background, we will

    first discuss iron and zinc requirements, and the

    amounts of these nutrients needed from complemen-

    tary foods.We will then describe the methods for this

    systematic review and meta-analysis, and the results

    of efficacy and effectiveness trials using home fortifi-

    cation with regard to micronutrient status, growth,

    morbidity and child development.The remaining sec-

    tions will address issues regarding acceptability, ease

    of use, safety, cost issues regarding home fortification

    programmes and research gaps.

    Iron and zinc needs from

    complementary foods

    Because of the rapid rate of growth during infancy,

    iron requirements at 612 months of age are very

    high, with recommended intakes set at 9.3 mg day-1

    (assuming 10% bioavailability) by the World Health

    Organization (WHO) (WHO/FAO, 2004) and

    11 mg day-1 by the U.S. Institute of Medicine (2001).

    At 1224 months, iron requirements are lower than at

    612 months, with the recommended intakes ranging

    from 5.8 mg day-1 (WHO/FAO, 2004) to 7 mg day-1

    (U.S. Institute of Medicine, 2001). The amount of

    iron provided by breast milk is relatively low,

    ~0.2 mg day-1, which means that the net amount

    needed from other sources is ~910 mg day-1 at 68

    months and ~57 mg day-1 at 1224 months.Although

    some full-term infants have sufficient iron stores at

    birth to last until 89 months of age (if they are of

    normal birthweight, born to iron-replete mothers and

    received the placental transfer of blood via delayed

    umbilical cord clamping), most term infants require

    an external source of iron at about 6 months (or even

    earlier, if they are at high risk of iron deficiency

    because of maternal iron deficiency or intrauterinegrowth retardation) (Dewey & Chaparro 2007).

    Because the amount of iron needed from comple-

    mentary foods is high relative to theusual iron content

    of such foods,iron is usually the most limiting nutrient

    at this age (Gibson et al. 1998; WHO 1998; Dewey &

    Brown 2003). In Bangladesh, for example, iron intake

    from complementary foods averaged 0.5 mg day-1 at

    68 months and 0.7 mg day-1 at 912 months of age

    (Kimmons et al. 2005). After adding the amount pro-

    vided by breast milk (0.2 mg day-1), total iron intake

    (0.70.9 mg day-1) was only 89% of the amount rec-

    ommended by the WHO (9.3 mg day-1). In Malawi,

    average iron intake from complementary foods was

    1.2 mg day-1 at 68 months, 2.8 mg day-1 at 911

    months and 3.5 mg day-1 at 1223 months (Hotz &

    Gibson 2001). The estimated bioavailability of iron

    was low for all age groups (5.57.4%), with the result

    that the percentage of estimated iron needs provided

    by complementary foods was only 6% at 68 months,

    13% at 911 months and 30% at 1223 months. Only

    04% of iron came from meat, poultry or fish. In a

    dietary survey of infants 612 months of age in a rural

    area in South Africa, 31% consumed iron-fortifiedinfant cereals on the day of the dietary recall, yet

    average iron intake was only 2.9 mg day-1 (Faber

    2005). Even among those infants who consumed iron-

    fortified cereal,average iron intake (5.3 mg day-1) still

    fell far short of the recommended intakes because of a

    relativelysmallportion size (20 g day-1 drycereal) and

    low level of fortification (15 mg Fe per 100 g dry

    product). Thus, in most populations in developing

    countries, there is a substantial gap between iron

    intake and iron requirements.

    The recommended intake of zinc is 4.1 mg day-1 at

    724 months of age (assuming moderate bioavailabil-

    ity) (WHO/FAO, 2004). As is the case for iron, the

    amount of zinc provided by breast milk is relatively

    low (0.40.6 mg day-1), with the remainder (3.5

    3.7 mg day-1) needed from other sources. Thus, the

    risk of inadequate dietary intake of zinc is primarily

    related to the zinc content of the complementary

    foods and the absorption of zinc from these foods.

    Animal source foods are rich sources of highly bio-

    available zinc. However, these foods are usually

    expensive and therefore less accessible to low-income

    populations, and are not consumed in vegetarianpopulations. As a result, they are seldom provided to

    infants and young children in developing countries in

    amounts large enough to meet zinc needs,particularly

    from 6 to 12 months of age.Whole grains and legumes

    have moderate to high zinc content, but also contain

    large quantities of phytate, which forms non-

    absorbable complexes with dietary zinc, reducing the

    amount of the mineral that is available for intestinal

    Home fortification of complementary foods 285

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    absorption. Thus, populations with a heavy dietary

    reliance on unrefined plant foods, complemented with

    only small amounts of zinc-rich animal source foods,

    will have lower intakes of bioavailable zinc. This

    dietary pattern, coupled with the high zinc require-

    ments during early life, places large proportions of

    infants and young children in developing countries at

    risk of zinc deficiency.

    Methods for systematic reviewand meta-analysis

    Sources searched and search strategy

    The search for relevant publications was performedvia Pubmed with specific key words on 19 July 2007,

    and updated on 10 November 2007. All titles and

    abstracts were assessed for their relevance to home

    fortification. Four separate searches were carried out,

    using the key words Sprinkles, foodlets, spreads

    AND nutrition AND (children OR infant) (to

    capture studies using lipid-based products for home

    fortification) and home fortification. Papers written

    in English or Chinese were reviewed (based on the

    language ability of the reviewers). Two independent

    reviewers (K. Dewey and Z. Yang) extracted refer-

    ences from the search results based on the following

    criteria: (1) randomized clinical trials and programme

    evaluations were included to assess both efficacy and

    effectiveness; (2) studies were excluded if the fortified

    product was used without food (e.g. some of the

    foodlet trials). There was no disagreement between

    reviewers with regard to the eligibility of studies for

    the review.

    There were 31 papers found when Sprinkles was

    used as the key word. Seven of these were not related

    to nutrition, and 12 were related to Sprinkles but

    were not reports of randomized trials or programmeevaluations. The remaining 12 papers were used in

    this review and meta-analysis. When foodlets was

    used as the key word, six papers were found that were

    related to the IRIS trials. However, in only one of the

    four countries in the IRIS trials, South Africa, was

    foodlet mixed with complementary foods. In the other

    sites,it was taken between meals after being dissolved

    in water. Because this review deals with home fortifi-

    cation of complementary foods, only the results from

    South Africa will be included. When spreads AND

    nutrition AND (children OR infant) was used as the

    key word, 20 studies were found, of which 13 were not

    related to infant or young children nutrition, and 6

    were not reports of randomized trials or programme

    evaluations; thus, only 1 paper was selected via this

    strategy. There were 33 papers found when the key

    word home fortification was used, of which 25 were

    review papers or reports of supplementation trials,

    and 7 had already been found in the Sprinkles

    search; only 1 paper was selected. There were no

    papers identified via the computerized search that

    had to be excluded because they were not in English

    or Chinese.Finally, one additional report was obtained through

    personal contacts with other experts. In total, 16

    papers were included in the review: 13 reports of effi-

    cacy trials, and 3 programme evaluations or effective-

    ness trials, for a total of 37 databases (i.e. two group

    comparisons) and 6113 children.

    Assessing the effects of home fortification

    Thepre-specifiedoutcomesof interest included micro-

    nutrient status, growth, morbidity and development.

    For most outcomes, effect size or relative risk wasused

    to quantify theeffect of home fortificationin themeta-

    analysis, based on how the results for those outcomes

    were reported in the original papers. Effect size allows

    oneto calculatethe overall mean impactacross studies

    that differ in how the outcome was measured and to

    compare results across outcomes. Studies were subdi-

    vided into treatment trials and prevention trials, and

    analyzed separately. In the treatment trials, the target

    population was anaemic at baseline, and a positive

    control group (given medicinal iron drops) was used.

    By contrast, the prevention trials were generally con-ducted with unselected populations, and the control

    group was not given any treatment.

    For effect size, we used the formula:

    Effect size=

    mean for intervention group

    mean for control g

    rroup

    pooled SD for intervention

    and control groups

    K.G. Dewey etal.286

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    Effect size can be interpreted as the per cent of

    non-overlap of the intervention groups scores with

    those of the control group (Cohen 1988). According

    to Cohens (1988) interpretation, an effect size

    (Cohens d) of 0.0 indicates that the distribution of

    scores for the intervention group overlaps completely

    with the distribution of scores for the control group,

    and there is 0% non-overlap. An effect size of 0.3

    indicates a non-overlap of 21.3% in the two distribu-

    tions. Effect size can be categorized as small (~0.2),

    medium (~0.5) or large (~0.8).

    If data for the change in each outcome between

    baseline and final measurements were available, then

    they were used to calculate the effect size. If not, the

    values at the final assessment were used to calculateeffect size. When the standard deviation (SD) for a

    given outcome was not reported in the original paper,

    we used the interquartile range (25th and 75th per-

    centiles) or range to estimate SD (i.e. for ferritin).

    Specifically, we assumed that the variable was nor-

    mally distributed and then used the distribution of the

    interquartile range (1.35 SD) or the range (a function

    of the SD estimated from simulations of the range at

    various values ofn) to estimate the SD.

    When there were more than three studies in the

    meta-analysis, random-effects models were used to

    estimate the overall effects. Otherwise, fixed-effects

    models were used. Weighted means were estimated

    basedon theapplicablemodel.Heterogeneity of effect

    size among studies wastested by using chi-square tests,

    andpublication bias wasexamined by determining the

    correlation between sample size and the absolute

    value of the effect size.SAS (release 9.0; SAS Institute

    Inc, Cary, NC,USA) was used for all analyses.

    Micronutrient status

    For micronutrient status, we focused on indicators ofiron, zinc and vitamin A status, because these are the

    outcomes that have been assessed most often (very

    few studies have included biochemical indices reflect-

    ing other micronutrients). To allow for comparisons

    across micronutrients, effect size was used to calculate

    the effect of home fortification on plasma ferritin,zinc

    and retinol concentrations. For haemoglobin (Hb),

    effect size was transformed to the mean concentration

    in g L-1 based on the pooled SD because mean con-

    centration in g L-1 is a widely understood outcome.

    Relative risk for anaemia was calculated based on

    the percentages with anaemia in the treatment and

    control groupsat the end of the intervention period. If

    the percentage with anaemia was not reported in the

    original paper, then we used the mean and SD for Hb

    concentration to estimate the prevalence of anaemia

    (Hb < 100 g L-1).

    Growth

    Effect sizes were calculated for weight-for-age

    Z-score (WAZ), length-for-age Z-score (LAZ) and

    weight-for-length Z-score (WLZ).When data for thechange in anthropometric outcomes between base-

    line and final measurements were available in the

    original references, the effect sizes were calculated

    based on the change variables. Otherwise, the final

    measurements were used to estimate effect size.

    Morbidity

    Morbidity outcomes were presented in disparate

    ways across studies. Diarrhoea, upper respiratory

    infection (URI) and fever were the most common

    illnesses reported in these studies. There were not

    enough data for URI and fever to conduct a meta-

    analysis. The prevalence or incidence of diarrhoea

    was used to estimate effect size or risk ratio, depend-

    ing on the data presented in the original paper.

    Child development

    There were not enough data for the developmental

    variables to conduct a meta-analysis. Results are

    simply reported as percentages (Adu-Afarwuah et al.

    2007) or means SD (Wang et al. 2006).

    Efficacy and effectiveness results

    Table 1 lists the studies included in this review. There

    were 5 treatment trials, all using Sprinkles, and 11

    prevention trials, of which 8 used Sprinkles as one of

    the interventions, 2 used crushable tablets, and 3 used

    lipid-based or soy-based products (one of the preven-

    Home fortification of complementary foods 287

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    Table1.Summaryofhomefortificationinterventionsandoutcomesmeasured

    Author

    Typeo

    f

    stu

    dy

    Levelo

    f

    evidence

    Site

    Natureo

    fintervention

    Contro

    lgroup

    Con

    tinuousoutcomes

    Categorica

    loutcom

    es

    Preventiontr

    ials

    Adu-A

    farwuah

    etal.(2007)

    Efficacy

    1++

    Ghana

    Childrenrece

    ive

    dad

    ded

    micronutr

    ientsthrough

    home

    fort

    ificationw

    ith

    Sprin

    kles,

    Nut

    rita

    bsor

    Nutr

    ibutter;N

    utr

    ibutter

    grouprece

    ivedextraenergy

    through

    fortifi

    edfat-

    based

    pro

    duct

    .

    Duration:6months

    Non-i

    ntervention

    groupat

    12months

    Ferritin

    ,TfR

    ,Hb

    ,Zn

    ,Weight,

    Lengt

    h,W

    AZ

    ,LAZ

    ,WLZ

    Low

    ferr

    itin

    ,highTfR

    ,

    anaem

    ia,u

    nderw

    eight,

    stunting,wasting

    ,diarr

    hea

    ,

    cough

    ,URI,fever

    ,wal

    king

    indepen

    dentlyat

    12months,

    malar

    ia

    Christo

    fides

    etal.(2005)

    Efficacy

    1-

    Canada

    Childrenrece

    ive

    dSprin

    kles

    addedtocomp

    lementary

    foo

    ds

    dai

    ly.Du

    ration:

    6months

    Place

    bo

    Ferritin

    ,TfR

    ,Hb

    ,weight,

    le

    ngt

    h,W

    AZ

    ,LAZ

    ,WLZ

    HighTfR

    ,diarr

    hea,vom

    iting,

    dar

    kstoo

    ls

    Giovann

    ini

    etal.(2006)

    Efficacy

    1++

    Cam

    bo

    dia

    Childrenrece

    ive

    dad

    ded

    micronutr

    ientsthrough

    home

    fort

    ificationw

    ith

    Sprin

    kles.

    Duration:1

    2m

    onths

    Place

    bo

    Ferritin

    ,Hb,WAZ

    ,LAZ

    ,

    W

    LZ

    ,plasma

    fattyac

    ids

    Low

    ferr

    itin

    ,anaem

    ia,

    morb

    idity,gastro

    intest

    inal

    discom

    fort

    Kuusipalo

    etal.(2006)

    Efficacy

    1+

    Malaw

    i

    Childrenrece

    ive

    d

    micronutr

    ientsan

    denergy

    through

    fortifi

    edfat-

    based

    pro

    duct

    .

    Duration:1

    2w

    eeks

    Place

    bo

    Hb,

    weight,

    lengt

    h,W

    AZ

    ,

    LAZ

    ,WLZ

    Menon

    etal.(2007)

    Programme

    evaluat

    ion

    1+

    Haiti

    Childrenrece

    iving

    foo

    d

    assistance

    (for

    tifiedw

    heat

    soy

    blen

    d)weregiven

    Sprin

    kles.

    Duration:2months

    Fort

    ifiedw

    heatsoy

    blen

    dw

    ithout

    Sprin

    kles

    Hb

    Anaem

    ia

    Shar

    ieff

    etal.(2006c)

    Efficacy

    1+

    China

    Childrenwereg

    iven

    Sprin

    kles

    dai

    lyorweek

    ly.

    Duration:1

    3w

    eeks

    Non-i

    ntervention

    group

    Ferritin

    ,Hb

    Low

    ferr

    itin

    K.G. Dewey etal.288

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    Shar

    ieff

    etal.(2006a)

    Efficacy

    1+

    Pak

    istan

    Infantsrece

    ived

    Sprin

    kles

    addedtocomp

    lementary

    foo

    ds

    dai

    ly.

    Duration:2months

    Place

    bo

    Ferritin

    ,Hb,diarr

    hea

    (longitu

    dinalpreva

    lence

    ),

    Fever

    (days/ch

    ild)

    Low

    ferr

    itin

    ,anaem

    ia

    Smuts

    etal.(2005)

    Efficacy

    1++

    South

    Africa

    Childrenrece

    ive

    dad

    ded

    micronutr

    ientsthrough

    home

    fort

    ificationw

    ith

    Foodlet.

    Duration:6months

    Place

    bo

    Ferritin

    ,Hb,Zn

    ,VitA

    ,

    w

    eight,

    lengt

    h,W

    AZ

    ,

    LAZ

    ,WLZ

    Low

    ferr

    itin

    ,lowz

    inc,

    low

    vitam

    inA

    ,anaem

    ia,

    un

    derweight,stu

    nting,

    wasting,

    diarr

    hea,

    ARI,fever

    Zlotk

    inetal.

    (2003a)

    Efficacy

    1+

    Ghana

    Childrenrece

    ive

    dSprin

    kles

    conta

    ining

    Fe

    (microencapsu

    late

    dFe

    fumarate)alone,

    Fe+

    vitam

    inA

    or

    Fe

    drops.

    Duration:6months

    Place

    bo

    Ferritin

    ,Hb,vitam

    inA

    Malar

    ia,a

    naem

    ia

    Wangetal.

    (2006)

    Programme

    evaluat

    ion

    2++

    China

    Infants

    412monthso

    fage

    weregivencomp

    lementary

    foo

    ds

    fort

    ified

    withMMN

    orcomp

    lemen

    tary

    foo

    ds

    alone

    Dai

    ly.

    Duration:1

    220months

    Comp

    lementary

    foo

    dsaloneor

    non-i

    ntervention

    group

    Hb,

    weight,

    lengt

    h,W

    AZ

    ,

    LAZ

    ,WLZ

    ,development

    quotient

    Anaem

    ia,u

    nderwe

    ight,

    stunting

    Worl

    dVision

    Mongo

    lia,

    2005

    Programme

    evaluat

    ion

    2+

    Mongo

    lia

    Children

    635m

    onthso

    fage

    rece

    ived

    Sprin

    klesw

    ithFe

    andvitam

    inD

    .Other

    componentso

    fthe

    NutritionProg

    ram

    inclu

    ded

    thepromotion

    of

    breastfee

    ding

    and

    consumptiono

    fnutr

    ient

    (Fe)rich

    foods,an

    d

    increasingnutrition

    know

    ledgean

    dcapac

    ity

    in

    hea

    lthfaci

    litie

    san

    d

    commun

    ities.

    Duration:averageo

    f

    13months

    Pre-

    and

    post-i

    ntervention

    Anaem

    ia,u

    nderwe

    ight,

    stunting,wasting

    Home fortification of complementary foods 289

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    Table1.Continued

    Author

    Type

    of

    study

    Levelo

    f

    evidence

    Site

    Natureo

    fintervention

    Contro

    lgroup

    Continuousoutcomes

    Categorica

    loutcom

    es

    Sprin

    klestreatmenttr

    ials

    Christo

    fidesetal.(2006)

    Efficacy

    1+

    Ghana

    Anaem

    icchil

    drenrece

    ived

    ironthroug

    hhome

    fort

    ification

    withdifferent

    doseso

    fSp

    rin

    klesor

    iron

    drops.

    Duration:8

    wee

    ks

    Iron

    drops

    Ferr

    itin

    ,Hb,diarr

    hea

    (e

    piso

    des

    /child)

    IDA

    ,teethstaining

    ,dar

    k

    stoo

    ls,e

    aseo

    fus

    e

    Hirveetal.(2007)

    Efficacy

    1+

    India

    Anaem

    icchil

    drenweregiven

    ironthroug

    hhome

    fort

    ification

    withdifferent

    doseso

    fSp

    rin

    klesor

    iron

    drops.

    Duration:8

    wee

    ks

    Iron

    drops

    Ferr

    itin

    ,Hb,diarr

    hea

    ,

    vo

    miting,cough

    ,fever

    ,co

    ld

    (e

    piso

    des

    /child)

    Anaem

    ia,t

    eethsta

    ining,

    dar

    k

    stoo

    ls

    Hyderetal.(2007)

    Efficacy

    1+

    Banglades

    h

    Anaem

    icchil

    drenrece

    ived

    ironthroug

    hhome

    fort

    ification

    withSprin

    kles

    dai

    lyorweek

    ly.

    Duration:8

    wee

    ks

    Sprin

    kles

    dai

    ly

    Ferr

    itin

    ,Hb,TfR

    Low

    ferr

    itin

    ,highT

    fR,

    anaem

    ia,d

    arkstoo

    ls,l

    oose

    stoo

    ls,e

    aseo

    fus

    e

    Zlotk

    inetal.(2003b)

    Efficacy

    1++

    Ghana

    Ironor

    iron+zincwasgivento

    anaem

    icch

    ildrenthrough

    home

    fortifi

    cationw

    ith

    Sprin

    klesdai

    ly.

    Duration:2

    months

    Sprin

    kles

    ironon

    ly

    Ferr

    itin

    ,zinc,

    Hb

    ,WAZ

    ,LAZ

    ,

    W

    LZ

    Low

    ferr

    itin

    ,anaem

    ia,l

    owzinc

    Zlotk

    inetal.(2001)

    Efficacy

    1++

    Ghana

    Anaem

    icchil

    drenweretreate

    d

    withSprink

    lesor

    iron

    drops

    dai

    ly.

    Duration:2

    months

    Iron

    drops

    Ferr

    itin

    ,Hb

    Anaem

    ia,d

    iarr

    hea,m

    alar

    ia

    1++:ran

    dom

    izedcontro

    lledtr

    ialsw

    ithvery

    lowrisko

    fbias;

    1+:ran

    dom

    izedcontrolle

    dtr

    ialsw

    ithlowrisko

    fbias;

    1-:ran

    dom

    izedcontro

    lledtr

    ialsw

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    fbias;

    2++,n

    on-r

    ando

    mizedtr

    ials

    withlowrisko

    fcon

    foun

    ding;

    2+:non-r

    andom

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    ialsw

    ithmo

    deraterisko

    fconfo

    un

    ding.

    K.G. Dewey etal.290

    2009 Blackwell Publishing Ltd Maternal and Child Nutrition (2009), 5, pp. 283321

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    tion trials used all 3 approaches). Of the prevention

    studies, eight were efficacy trials and three were pro-

    gramme evaluations.

    Description of individual studies

    Studies with micronutrient powders

    Research to evaluate the impact of home fortification

    began with treatment trials using Sprinkles. The first

    two studies targeted anaemic children 618 months of

    age in Ghana. In the first study (Zlotkin et al. 2001),

    557 anaemic children were randomly assigned to

    receive Sprinkles with 80 mg Fe plus 50 mg of ascor-

    bic acid per day, or 40 mg day-1

    of ferrous sulfatedrops (in three separate doses) for 2 months. Adher-

    ence, defined as receiving the supplements 4 day

    week-1, was high in both groups (83% for Sprinkles,

    92% for drops). At the end of treatment, median fer-

    ritin concentration was significantly higher in the

    drops group (107 vs. 71 ug L-1 in the Sprinkles group),

    but mean Hb values were similar and anaemia was

    successfully treated in a similar percentage of chil-

    dren in the two groups (56 vs. 58%). In the second

    trial (Zlotkin et al. 2003b), 304 anaemic children were

    randomly assigned to receive Sprinkles with the same

    amounts of iron and ascorbic acid as in the first trial,

    with or without 10 mg of zinc (as zinc gluconate).

    Overall, 82% of children received Sprinkles at least

    5 day week-1.At the end of treatment,median ferritin

    concentration did not differ significantly between

    groups, but fewer children in the iron + zinc group

    had low values (16 vs. 24%). However, the iron + zinc

    group had significantly lower mean Hb and percent-

    age of recovery from anaemia (63 vs. 75%). Both

    groups had a significant decrease in plasma zinc con-

    centration during the 2-month treatment period, and

    there was no significant difference in growth status atthe end of the study.The authors concluded that both

    versions of Sprinkles were successful in treating

    anaemia, but the addition of 10 mg of zinc did not

    improve zinc status or promote catch-up growth. The

    authors subsequently evaluated the effect of two

    doses of zinc on the absorption of 30 mg iron from

    Sprinkles in the same rural Ghanaian population

    using staple isotope methods (Zlotkin et al. 2006).

    They found that 10 mg of zinc reduced iron absorp-

    tion, whereas 5 mg of zinc did not.

    After confirming that Sprinkles were effective for

    treating anaemia, the same research team then evalu-

    ated whether continued use of Sprinkles for another 6

    months after recovery would prevent recurrence of

    anaemia (Zlotkin et al. 2003a). The 437 successfully

    treated, previously anaemic children in trial 1 were

    randomly assigned at 820 months to receive

    Sprinkles with iron (40 mg), iron + vitamin A (600 ug

    retinol equivalents), ferrous sulfate drops (12.5 mg

    Fe day-1) or placebo Sprinkles. The children were

    evaluated after 6 months of supplementation and

    again at 12 months after supplementation ended.

    In all groups, more than 80% of children receivedSprinkles or drops at least 4 day week-1. There were

    no significant changes in mean Hb, ferritin or serum

    retinol values from baseline to the end of the sup-

    plementation period in any of the four groups. The

    proportion remaining non-anaemic 12 months post-

    supplementation was similar among groups (77%).

    The authors concluded that in children previously

    treated for anaemia, further supplementation was not

    needed, perhaps because iron needs decrease with

    age while iron intake increases, and the iron reserves

    following initial supplementation were adequate to

    prevent recurrence of iron deficiency.

    The next question addressed was the minimum

    dose of iron needed from Sprinkles (Christofides et al.

    2006). In this trial, 133 anaemic children 618 months

    of age in Ghana were randomized to one of five

    groups: Sprinkles with 12.5, 20 or 30 mg Fe as ferrous

    fumarate, Sprinkles with 20 mg Fe as ferric pyrophos-

    phate, or ferrous sulfate drops providing 12.5 mg

    Fe day-1. Adherence was 84% in the Sprinkles groups

    compared with 69% for the drops. After the 2-month

    treatment period, serum ferritin and Hb increased in

    all five groups, and there were no significant differ-ences in final values among groups.The percentage of

    children with iron-deficiency anaemia at the end of

    treatment was 49% and did not differ among groups.

    The authors concluded that a dose of 12.5 mg of iron

    per day as ferrous fumarate in Sprinkles is sufficient

    to improve iron status within 2 months.

    Six efficacy trials with Sprinkles have been con-

    ducted outside of Ghana. In Bangladesh (Hyder et al.

    Home fortification of complementary foods 291

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    2007), 136 anaemic (Hb < 110 g L-1) children were

    randomly assigned to receive daily Sprinkles with

    12.5 mg Fe, or weekly Sprinkles with 30 mg Fe and

    placebo sachets on the remaining 6 days/week. After

    the 2-month intervention, anaemia decreased by 54%

    in the daily group and 53% in the weekly group, but

    those receiving daily Sprinkles had a greater increase

    in serum ferritin. Hb response among children with

    initial Hb < 100 g L-1 was also greater in those receiv-

    ingdailySprinkles.The conclusion wasthatdailyuse of

    Sprinkles was somewhat more effective than weekly.

    To assess acceptability of Sprinkles for use in

    Aboriginal Canadian communities, 102 non-anaemic

    children 418 months of age in three such communi-

    ties were randomly assigned to receive eitherSprinkles with 30 mg Fe day-1 or placebo Sprinkles

    for 6 months (Christofides et al. 2005). Of the 62 sub-

    jects who completed the study, adherence was 61%

    for Sprinkles and 59% for placebo. There were no

    significant differences in serum ferritin, Hb concen-

    tration or anaemia prevalence between groups,

    although there was a slight shift towards higher Hb

    values in the Sprinkles group.There was a marginally

    significant difference in serum transferrin receptor

    concentration, indicative of lower iron status in the

    placebo group.Although adherence was not as high as

    in previous studies, the authors reasoned that taking

    Sprinkles at least 50% of the time would still be effi-

    cacious in preventing iron-deficiency anaemia. The

    lack of impact on Hb in this study was probably as a

    result of the relatively small sample size and low

    prevalence of iron deficiency in this population.

    Sharieffet al. (2006a) conducted a randomized trial

    in Pakistan in which 75 children 612 months of age

    who had a history of diarrhoea in the previous 2 weeks

    were randomly assigned to receive either(1)Sprinkles

    containing 30 mg Fe, 5 mg zinc, 50 mg vitamin C,

    300 ug vitamin A, 7.5 ug vitamin D and 150 ug folicacid; (2) the same Sprinkles but with heat-inactivated

    lactic acid bacteria (LAB); or (3) placebo Sprinkles.

    Duration of treatment was 2 months. Supplements

    were consumed an average of 60% of study days in all

    three groups. The effects on serum ferritin and Hb

    were not significant (mean Hb at the end of the

    study was 103 g L-1 for Sprinkles, 102 g L-1 for

    Sprinkles + LAB, and 99 g L-1 for placebo). However,

    the longitudinal prevalence of diarrhoea (the number

    of days that the child had diarrhoea divided by the

    total number of days of observation) was significantly

    lower in children receiving Sprinkles (15%) than in

    those receiving Sprinkles + LAB (26%) or placebo

    (26%). Similarly, the mean number of febrile days was

    lower in the Sprinkles group (1.2 days) than in the

    Sprinkles + LAB (5.9 days) or placebo (3.2 days)

    groups. The authors concluded that provision of

    Sprinkles with multiple micronutrients reduces diar-

    rhoea andfever, butcontrary to expectations, addition

    of heat-inactivated LAB negates these effects.

    Giovannini et al. (2006) conducted a double-blind,

    placebo-controlled trial using Sprinkles among 204

    infants in Cambodia.At 6 months of age, infants wererandomly assigned to receive either (1) Sprinkles with

    12.5 mg Fe, plus zinc (5 mg),vitamins C, A and D, and

    folic acid [multiple micronutrients (MMN)]; (2)

    Sprinkleswith iron andfolicacid (FFA);or (3)placebo

    Sprinklesfor a periodof 12 months.Infantswith severe

    anaemia (Hb < 70 g L-1) at baseline were excluded,

    but 13% of infants were iron deficient (ferritin

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    sachets also included 30 mg ascorbic acid, 300 mcg

    Retinol Equivalents (RE) vitamin A, 160 mcg folic

    acid and 5 mg zinc. In total,432 children 618 months

    of age with baseline Hb between 70 and 100 g L-1

    were enrolled, and 381 completed the 2-month treat-

    ment period. There were no significant differences

    between groups in Hb or ferritin at the end of the

    study. Compliance was lower and side effects were

    significantly more common in the group receiving

    iron drops than in the Sprinkles groups. As in the

    earlier study in Ghana (Christofides et al. 2006), the

    authors concluded that a dose of 12.5 mg of iron per

    day as ferrous fumarate in Sprinkles is as efficacious

    as higher doses of iron in Sprinkles or iron drops.

    Only one study has directly compared the efficacyof Sprinkles with that of other forms of home fortifi-

    cation of complementary foods. Adu-Afarwuah et al.

    (2007, 2008) randomly assigned 313 infants in Ghana

    to receive either Sprinkles, a crushable tablet or an

    LNS product (called Nutributter) containing 6, 16

    and 19 vitamins and minerals, respectively, daily from

    6 to 12 months of age.All products included iron, zinc,

    vitamins A and C, and folic acid. Infants (n = 96) not

    randomly selected for the intervention were assessed

    at 12 months only. All three supplements were well

    accepted, with no significant difference among groups

    in the percentage of days that supplements were con-

    sumed (mean 87%). At 12 months, there were no

    significant differences among the three intervention

    groups in mean Hb, ferritin or transferrin receptor

    concentrations. The crushable tablet and Nutributter

    groups, but not the Sprinkles group, had significantly

    greater mean Hb than the non-intervention control

    group.All three intervention groups had significantly

    lower mean transferrin receptor and greater ferritin

    concentrations than the non-intervention control

    group. Between 6 and 12 months, the percentage of

    infants with anaemia (Hb < 100 g L-1

    ) decreased sig-nificantly (by 1112 percentage points) in all three

    intervention groups, from 23 to 30% at 6 months to

    1018% at 12 months, whereas the prevalence of

    anaemia at 12 months was 32% in the non-

    intervention control group. There was a significant

    positive effect of Nutributter on weight and length

    gain, but no effect on growth with the Sprinkles or

    crushable tablets.All three supplements had a benefi-

    cial effect on the percentage of infants who were able

    to walk independently at 12 months of age, with the

    greatest impact seen in the Nutributter group.

    Effectiveness of Sprinkles on a large scale has been

    evaluated as part of a comprehensive nutrition pro-

    gramme implemented in Mongolia by World Vision

    and the government of Mongolia (World Vision

    Mongolia, 2005). Following baseline surveys in two

    different programming areas, a multi-pronged pro-

    gramme was designed to reduce the high prevalence

    of both anaemia and rickets.The programme included

    distribution of Sprinkles (40 mg Fe, 10 mg zinc,

    400 IU vitamin D, 600 IU vitamin A, 50 mg vitamin C

    and 150 ug folic acid) free of charge to more than

    14 000 children 636 months of age. Other pro-gramme components included provision of iron syrup

    to anaemic children 3659 months of age, iron/folate

    tablets to pregnant and lactating women, monthly

    community-nutrition workshops and social marketing

    using multimedia campaigns. A follow-up survey was

    conducted ~2 years after programme implementa-

    tion. Ninety per cent of eligible children in the inter-

    vention areas received Sprinkles for a mean duration

    of 13 months. The prevalence of anaemia in children

    636 months of age decreased from 55% at baseline

    to 33% at follow-up. Some of this reduction could

    have been a result of the other programme compo-

    nents, such as prenatal iron supplementation and

    encouraging consumption of iron-rich foods such as

    meat. However, the evaluation study indicated that

    the frequency of use of Sprinkles was related to the

    prevalence of anaemia: at the time of the final survey,

    93% of children 636 months of age who used

    Sprinkles did so at least three times per week,and this

    group had a lower prevalence of anaemia (31%) than

    those who used Sprinkles less often (52%).

    An effectiveness study with Sprinkles has also been

    conductedin Haiti,where children 620 monthsof agewho were receiving take-home rations of fortified

    wheat soy blend as part of a maternal and child health

    and nutrition programme were randomized to receive

    or notreceive 30 sachets of Sprinkles (12.5 mg Fe, plus

    zinc,vitaminA,folicacid andvitamin C)permonthfor

    2 months (Menon et al. 2007). The prevalence of

    anaemia dropped by 45% in the intervention group,

    whereas it increased by 22% in the control group.

    Home fortification of complementary foods 293

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    Changes in Hb were largest in the youngest children

    (69 months) and in those who were anaemic at

    baseline.

    Studies with crushable tablets

    The efficacy of crushable multiple-micronutrient

    tablets, called foodlets, was evaluated in four coun-

    tries involved in the IRIS trials.However, in only one

    of the four countries, South Africa, was the foodlet

    mixed with complementary foods. In the other sites, it

    was taken between meals after being dissolved in

    water. Because this paper deals with complementary

    feeding interventions, only the results from South

    Africa will be discussed (Smuts et al. 2005).The IRIS

    study design involved four intervention groups:(1) daily multiple micronutrients (DMMs); (2) daily

    placebo; (3) weekly multiple micronutrients (WMM)

    plus placebo on the other 6 days/week; and (4) daily

    iron (DI). In SouthAfrica, 265 infants 612 months of

    age from a rural area in Natal Province were random-

    ized to these four groups and followed for 6 months.

    Compliance was estimated to be >90%. At baseline,

    40% of infants had Hb < 110 g L-1. At the end of the

    study, serum ferritin was significantly higher in the

    DMM and DI groups compared with placebo. Hb

    increased by 6.3 g L-1 in the DMM group, 2.5 g L-1 in

    the DI group, and 2.5 g L-1 in the WMM group, com-

    pared with a decrease of 0.6 g L-1 in the placebo

    group. The difference in Hb concentration compared

    with placebo was significant only in the DMM group.

    The authors concluded that DMMs were more effec-

    tive than DIs or WMMs for improving anaemia, as

    well as iron, zinc, riboflavin and tocopherol status.

    As described above, Adu-Afarwuah et al. (2007,

    2008) compared the efficacy of crushable tablets with

    that of Sprinkles and Nutributter. Crushable tablets

    and Sprinkles had very similar effects on iron status,

    anaemia, growth and motor development.

    Studies with lipid-based or soy-based nutrient

    supplements

    Fortified lipid-based products have been successfully

    used for rehabilitation of malnourished children

    (Diop el et al. 2003; Maleta et al. 2004; Manary et al.

    2004; Ciliberto et al. 2005; Ndekha et al. 2005; Patel

    et al. 2005), but only two studies have assessed their

    use for home fortification of complementary foods

    (Kuusipalo et al. 2006; Adu-Afarwuah et al. 2007,

    2008). These studies have used products containing

    peanutpasteand soyor milk,plusadditional vegetable

    oil, andwere consumed in quantities ranging from 5 to

    75 g day-1. The products can be consumed directly

    without any further preparation but can also be mixed

    with other home-prepared complementary foods.

    Depending on the amount consumed, this category of

    complementary food supplements can also be consid-

    ered as a type of ready-to-use food. In Malawi, Kuusi-

    palo et al. (2006) conducted a pilot study to determine

    the appropriate dose and composition of the product

    to be used in subsequent trials.Malnourished children

    617 months of age (n = 126) were randomly assignedto receive 0, 5, 25, 50 or 75 g day-1 of LNS (with either

    milk or soy as the main protein source) for 3 months.

    Mean Hb increased by 917 g L-1 in all of the groups

    receiving LNS compared with almost no change

    (+1 g L-1) in the control group. Growth outcomes did

    not differ significantly among groups (likely because

    of low statistical power) but tended to be higher in

    the groups receiving 50 g day-1 of LNS.

    In China, soy-based nutrient supplements for home

    fortification of complementary foodshave been devel-

    oped and evaluated (Wang et al. 2006,2007).The daily

    dose of 10 g of the product contains 44 kcal, 6 mg iron,

    4.1 mg zinc, 385 mg calcium, 0.2 mg vitamin B2 and

    280 IU vitamin D. Infants 412 months of age

    (n = 1500) were given the fortified or control product

    with the same amount of energy for 1220 months.

    Mean Hb increased by 3 g L-1 for infants receiving the

    fortified product at 24 months of age compared with

    the control group. LAZ decreased in both groups,

    but the fortified product group had less of a decrease

    than the control group (effect size of~0.17). Cognitive

    and motor development at 24 months were signifi-

    cantly higher in the fortified product group than in thecontrol group.

    Pooled effects on micronutrient status

    Effects on iron status and anaemia

    Table 2 shows the effects of home fortification on

    iron status and anaemia. Of the five Sprinkles treat-

    ment trials (Table 2a), only three studies included a

    K.G. Dewey etal.294

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    Table2a.ImpactofSprinklesinter

    ventionsonanaemiaandironstatus(treatmenttrials)

    Author

    Site

    Targetgroup

    Stu

    dygroups

    n

    Fe

    dose

    Mean

    (SD)

    Hb(gL-

    1)

    Anaem

    ia

    (%)

    Med

    ian

    (min

    ,max

    )

    Ferritin

    (mcg

    L-

    1)

    ID(%)

    Mean

    TfR

    (mg

    L-

    1)

    High

    TfR(%)

    Efficacytr

    ials

    Christo

    fidesetal.(2006)

    Ghana

    618months

    Hb