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BAO CAO KET QUA GIAO DICH CO PHIEU/CHUNG CHI QUI COA NGUOI NOI BO VA NGUOI CO LIEN QUAN REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS (Ban hanh kern theo Thong ter s 155/2015/TT-BTC ngay 06 thang 10 nom 2015 St: Bd Tai chinh Song clan cdng bô thong tin tren thi twang cluing khoan) (Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets) sO GIA0 DICH CHUNG KHOAN TP.HO CM! MINH nic , c, a4).2 TP.HCM, ngay2a thang 04 tram 2020 cl l Nov, ...tgind.to 'Tr sictri dayS month qi yeartol.C) Chuygn: .. NN :17. 41 14- Lttu h6 c c6. 'BACK S T QUA GIAO DTCH CO PHIEU/CHUNG CHI QUI CtJA NGETOI NOI BO CIJA CONG TY DAT CHUNG, NGUOT NOI BO CtJA QUI DJ CHUNG VA NGUOI CO LIEN QUAN CtJA NGIJOT NOI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh gai: - Oy ban Chang Ichoan Nha rank - S6 Giao dich chang khoan - C6ng ty dai chang/ Cong ty quail 12 guy" To: - The State Securities Commission - The Stock Exchange - The public company/ The fund management company 1. Thang tin ve cá nhan/t6 chic thcrc hien giao dich/ Information on individual/ organization: - Hç va ten cá nhan/Ten t6 chirc/ Name of individual/organization: VII Quiic Thai - Qutc tich/ Nationality: Viet Nam - St CMND, HO , chieu, The can cu . & (6i i vari ca than) hoc St Giay chimg nhan dang k9 doanh nghiep, Giay phep boat &Ong hoc giay ter phap 19 ttrcmg throng @di veri to ch(rc), ngay cap, ncri cap/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue: - Dia chi lien h'e/Dia chi tru ser chinhl Address: CONG DOA XA HOI CHtT NGHIA VIET NAM Nc - Ty do - Hanh phric THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

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Page 1: tgind.to 'Tr sictriimages1.cafef.vn/download/220420/scr-bao-cao-ket... · 6.. Se lucmg ce phieukhting chi quy dang k2 mua/ban/cho/dtroc cho/t4ng/duoc tang/thira kekhuyen nhuong/nhen

BAO CAO KET QUA GIAO DICH CO PHIEU/CHUNG CHI QUI COA NGUOI NOI BO VA NGUOI CO LIEN QUAN

REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS

(Ban hanh kern theo Thong ter s 155/2015/TT-BTC ngay 06 thang 10 nom 2015 St: Bd Tai chinh Song clan cdng bô thong tin tren thi twang cluing khoan)

(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

sO GIA0 DICH CHUNG KHOAN TP.HO CM! MINH

nic,c, a4).2 TP.HCM, ngay2a thang 04 tram 2020 cll Nov, ...tgind.to 'Tr sictri dayS month qi yeartol.C)

Chuygn: .. NN:17. 4114- Lttu h6 c c6. •

'BACK S T QUA GIAO DTCH CO PHIEU/CHUNG CHI QUI CtJA NGETOI NOI BO CIJA CONG TY DAT CHUNG, NGUOT NOI BO CtJA QUI DJ CHUNG

VA NGUOI CO LIEN QUAN CtJA NGIJOT NOI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON

Kinh gai: - Oy ban Chang Ichoan Nha rank - S6 Giao dich chang khoan - C6ng ty dai chang/ Cong ty quail 12 guy"

To: - The State Securities Commission - The Stock Exchange - The public company/ The fund management company

1. Thang tin ve cá nhan/t6 chic thcrc hien giao dich/ Information on individual/ organization:

- Hç va ten cá nhan/Ten t6 chirc/ Name of individual/organization: VII Quiic Thai

- Qutc tich/ Nationality: Viet Nam

- St CMND, HO ,chieu, The can cu.& (6i ivari ca than) hoc St Giay chimg nhan dang k9 doanh nghiep, Giay phep boat &Ong hoc giay ter phap 19 ttrcmg throng @di veri to ch(rc), ngay cap, ncri cap/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue:

- Dia chi lien h'e/Dia chi tru ser chinhl Address:

CONG DOA XA HOI CHtT NGHIA VIET NAM Nc - Ty do - Hanh phric

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Page 2: tgind.to 'Tr sictriimages1.cafef.vn/download/220420/scr-bao-cao-ket... · 6.. Se lucmg ce phieukhting chi quy dang k2 mua/ban/cho/dtroc cho/t4ng/duoc tang/thira kekhuyen nhuong/nhen

- Dien thoai/ Telephone Fax: Email: Website:

- Chirc vu hien nay tai cong ty dai cháng, cOng ty quan 19 guy (neu c6) hoac rnoi quan h veri ding ty dal chang, cOng ty quan 19 quy/ Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Tong Gam Bic

- Chic vu tai ding ty di cheng, cling ty quan 19 quy tai ngay (tang k9 giao dich (neu c6)/ Posittion in the public company, the fund management company at registration date (if any): ............ NIA ngay kheing con IA nguOi nOi be hoac ngueri c6 lien quan cUa ngueri nei b0 dm ding ty dai chimg, cOng ty quan 19 quy: (n8u re 19 do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company:

*: Myc nay chi clanh cho truing hop chtea het thin han clang AY giao dich, d i tuimg clang ky Meng con là ngwai nal bo hoac ngirai c6 lien quan caa ngueli noi bô caa cling ty dgi dying, cOng ty quan lY qujil This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company.

Thong tin ve ngueri nOl bQ cea ding ty dai chertg/quy dai cheng IA ngueri c6 lien quan cea cá nhan/to chuc thee hien giao dich (doi voi truang hap ngitai thyc hien giao dich la ngtrai co lien quan caa ngitai n6i b6 caa cOng ty dal chang/quji dal chfing)I Information about internal person of the public company/public fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund):

- Ho va ten nguei n'Oi bel/ Name of internal person: Vu Quac Thai

- QuQc tich/ Nationality: Viat Nam

- SO CMND, HO chieu, The can cute! ID card/Passport No.:

- Dia chi thiremg trig Permanent address: :

- Dian thoai lien he/ Address: Fax: Email:

- Chec In; tai cling ty dai chung, ding ty quan 19 quy tai ngay cá nhan/tO chirc nau tai muc 1 (tang k9 giao dich/ Posittion in the public company, the fund management company at date on which individual / organization referred to in paragraph 1 to register the transaction: ...

- Chec \RI hien nay tai cOng ty dai chimg, cOng ty quthi 19 guy/ Currently posittion in the public company, the fund management company: Tong Giant Dec

- MM quan h'e giea cá nhan/t6 chirc thgc hien giao dich vei ngued n'ei 1,0/ Relationship of individual/organization executing transaction with internal person:

- SO lugng, ty l ct phieu/cheng chi quy ma ngueri nei be dang nim gift (neu 0)1 Number, ownership proportion of shares held by the internal (if any): 854.656 (0,23%)

MA chimg khoan giao clich/ Securities code:SCR

Cac tai khoan giao dich c6 et) phieu/chimg chi quy neu tai mgc 3/Trading account number with shares/fund certificates mentioned above: tai cOng ty chfrng khoan/ In

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securities company:

5. So Itrong, tY le co phieu/chung chi quy nam gift tit Ichi thvc hien giao dich/ Number, ownership proportion of shares/fund certificates held before transaction: 854.656 to phieu (0,23%)

6.. Se lucmg ce phieukhting chi quy dang k2 mua/ban/cho/dtroc cho/t4ng/duoc tang/thira kekhuyen nhuong/nhen chuyen nhtrong/ Number of shares/fund certificates registered to purchase/ sale/ give/be given/ donate/ be donated /inherit/ transfer/ transferred: 3.000.000 co' phieu (Ba trieu cbt phieu)

7 ;s6 lucmg c phieu/chUng chi quy da giao dich (mua/ban/cho/duge cho/tang/dugc tang/thira ke/chuyen nhuong/nhan chuyen nhugng/hoan del) **/ Number of shares/fund certificates traded (purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap): 1.006.730 ca phieu (Met trieu khong tram li sou nghin bay tram bao meat ci) phase)

So lucmg, t l c6 phieu/chimg chi quy n&m gift sau khi thuc hien giao dich/ Number, ownership proportion of shares/fund certificates held after executing transaction: 1.86L386

phi& (0,5%)

Phucmg that giao dich/ Mode of transaction: Kh6p lenh vii rhea thuan

to. Thai gian thtm hien giao dich/ Transaction period: tir ngay/from 20/03/2020 an ngay/to 17/04/2020

11. LY do thong thtrc hien het se luong dang k9 mua: Do din hien dich berth Covid-19 anh haat-1g den viec chuan N tai chinh ca nhan.

** (Trong,truerng hop Ichong thvc hien het so Itryng dang k9, nguoi mei be/ ngtrei có lien quan phai giai trinh nguyen nhan.)/* (In case offailing to execute full registered number, the internal person/ related person of internal person shall need to explain the reasons.)

CA NHAN/TO CHGC BAO CAO/ NGUOT DUVC tif QUYEN CONG BO THONG

TIN NAME OF REPORTING ORGANIZATION/

INDIVIDUAL/ PERSONS AUTHORIZED TO DISCLOSE INFORMATION

(KY, ghi rö ho ten, clang dint - necu c6) (Signature, full name and seal - in case of

organization)