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April 21-22, 2015 • Convene • Tysons Corner, McLean VA

The ACES Compliance Summit: Anti-Corruption | Export Controls | Sanctions

The only event dedicated to addressing key anti-corruption, export controls and international trade compliance challenges in an increasingly interconnected global regulatory landscape

NEW FOR 2015 – FREEPASS! Move freely between anti-corruption and export controls track sessions to custom build a conference experience.

Purposefully crafted to meet the distinct needs of the international trade community, gain unparalleled access to a robust 2 day program specially formatted to provide comprehensive, world-class solutions for traversing the toughest global anti-corruption, export controls and sanctions compliance challenges.

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3 EVENTS IN 1

“An excellent event. Momentum put together a terrific event, and I was happy to be a part of it.”

— Head of Compliance Policy, Communications & Regulatory Affairs, Allianz SE, Global Anti-Corruption Congress Attendee 2013

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| www.theacesummit.com

Whether you specialize in anti-corruption, export controls, sanctions or all three, The ACES Compliance Summit offers targeted content in each of these areas in addition to advanced, plenary sessions addressing core global trade compliance challenges. Gain unparalleled access to world-class organizations and subject matter experts as they share cutting-edge tools and top-level strategies designed to meet the unique needs of the international trade community.

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ABOUT MOMENTUM

HOW WE DIFFERMomentum is an international company that is on a mission to make attending conferences truly valuable again. By providing every delegate with the highest quality speakers, content and format, full access to the attendee list via Momentum Connect, complimentary workshop and webinar attendance, and a host of innovative amenities all at an attractive price point, we are re-setting the conference experience.With complimentary Wi-Fi, reinvigorated content formats and multiple networking breaks to ensure maximum facetime, Momentum events are a centralized hub for fueling learning, partnering and idea exchange. With access to Momentum Hosts who ensure the smooth running of the event and answer any questions you have, a “match and meet” service, a money-back guarantee and a programming format that blends the dissemination of critical information with the need for intimate discussion, Momentum Events are unlike any other event you have ever experienced.

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ALL-INCLUSIVE PRICINGWe charge one price for access to all aspects of the event—general session, workshops and master classes.

NETWORKING

All attendees are provided with access to their fellow registered delegates in advance of the conference. Start developing relationships on your schedule.

MOMENTUM CONNECT

Access your fellow attendees in advance via oour powered online community designed to enhance the networking experience associated with attending the event.

MOMENTUM HOSTS

Our pleasant and professional hand-picked team of greeters and problem solvers have been specially trained to facilitate the best possible conference experience.

POST EVENT ACTIVATION WEBINARS

We offer up to three free post-event webinars to help maintain your connection with fellow attendees and continue your learning months after the conference concludes.

MATCH AND MEET

Services to help facilitate your introduction to the right people at the event to make your conference time even more productive.

A GUARANTEE

We offer a money-back guarantee. If you attend this event and are dissatisfied simply tell us after the first day and we will refund your money in full. This eliminates any risk for you and helps our team focus on always providing an exceptional event experience. * All refunds are subject to Momentum approval.

• Tired of attending several different events a year in order to get the information you need to support your business?• Interested in meeting Chief Compliance Officers and Senior Legal Counsel from the Fortune 500 who are on the cutting edge of global trade compliance? • Looking to directly interact with the industry’s top practitioners and partake in an exchange of solution-based practices that you can implement immediately?

Benefit from a conference format that blends plenary and track sessions across content areas, engineered to maximize interaction and collaboration between and among you and your peers. Gain proven tools, strategies and compliance-focused best practices for navigating the myriad of global trade challenges currently facing today’s multi-national organizations.

“The audience was just the right size – big enough to benefit from diverse views and experiences, but small enough to facilitate meaningful benchmarking and dialogue. I also appreciated that the topics were current and meaningful for an experience practitioner…I will definitely take part again.”

— Gwen K. Romack, PMP®, SSGB® Director, Global Anti-Corruption and U.S. Public Sector Compliance Hewlett Packard

THE ACES COMPLIANCE SUMMITwww.theacesummit.com

Join us at the ACES Compliance Summit and be part of a new kind of conference experience focused on ensuring you derive maximum value from your time away from the office and at a price you can afford.

Vice President and Chief Compliance Officer, Google Inc. • General Counsel, Senior Vice President and Chief Compliance Officer, UniversalPegasus International, Inc. • Senior Vice President, General Counsel, eMagin • Director, Global Trade Compliance, Xilinx, Inc. • Vice President, Trade Controls and Export Strategy, Virgin Galactic • Vice President, Deputy General Counsel & Chief Compliance Officer, McDermott International, Inc. • Senior Attorney, Governmental Programs, IBM • Executive Counsel, International Trade Regulation, General Electric • Vice President & Deputy General Counsel, 21st Century Fox • Vice President & Associate General Counsel, ATK • Senior Director Trade Compliance, FutureWei Technologies Inc. • Director, Corporate Export Administration, AECOM • Vice President, International Trade Compliance, Tyco International Ltd. • Director, Global Trade Compliance, Raytheon Company • Director, International Trade Compliance, EADS-North America • Director of Global Trade Compliance & Offset, Northrop Grumman Corporation • Director, Strategic Export Control – Americas, Rolls-Royce Corp. • Corporate Technology Control Officer & Director, Trade Compliance, Elbit Systems of America • Senior Corporate Counsel, Anti-Corruption Program Office Lead, Pfizer • Assistant GC International Compliance, BAE Systems • Director, Global Anti-Corruption Team, American Express • Senior Vice President, Co-General Counsel and Chief Compliance Officer, Weatherford • Vice President Legal, Global Chief Compliance and Ethics Officer, Oracle • Director of Compliance, Legal Department, KBR Inc. • Vice President & Deputy Chief Compliance Officer, NBC Universal Media LLC • Executive Director, Office of Ethics and Compliance, Boehringer Ingelheim • Vice President, Chief Compliance & Regulatory Counsel, Covidien • Vice President- Legal, Barclays • Vice President Government Affairs, Corporate Compliance & Business Ethics, Avis Budget Group, Inc. • Chief Compliance Counsel, CB&I • Senior Vice President, General Counsel, Corporate Secretary & Chief Compliance Officer, Kosmos Energy • Vice President, Legal General Counsel, Gran Tierra Energy Inc. • Business Ethics & Anti-Corruption Officer, MasterCard • Vice President - General Counsel and Secretary, Ensco Plc • Vice President, Chief Compliance Officer, Senior Deputy General, Baker Hughes

Including representatives from the world’s top organizations have attended Momentum’s Global Trade Compliance events over the past year alone – here’s just a sample:

300+ EXECUTIVES

Responsible for anti-corruption, global trade controls, compliance and legal affairs.80%+

To register visit us online at www.theacesummit.com

Included as part of your registration, meet with your peers in smaller group settings during the Interactive Roundtable Discussions on:

• Best Practices for Navigating Foreign Customs and Corruption Legislation in China• Addressing the Top 5 FCPA Compliance Challenges Facing Today’s CCO in the Current FCPA Enforcement Environment• Insights for Strategically Managing Global Technology Transfer Regulations in a Borderless IT Environment• Empowered Officials: An Export Compliance Officer’s Guide to Meeting DDTC Expectations


To register, visit the website at www.theacesummit.com

As foreign contracting continues to expand, the risks associated with anti-corruption, export controls and sanctions violations grows. Identifying and understanding various international trade laws and policies, in addition to designing and maintaining an airtight compliance program will be essential for ensuring a successful global trade program. Intentionally crafted for leaders and practitioners within the international trade community, the ACES Compliance Summit has been specially formatted to include plenary and track sessions. Whether you specialize in anti-corruption, export controls, sanctions or all three, maximize your conference experience by customizing the agenda to meet the needs of your global trade program. Key areas of discussion will include:

TRACK A:

ANTI-CORRUPTION

• Effective Due Diligence Strategies for Vetting, Screening, Managing and Monitoring Third Party Relationships

• FCPA Internal Investigations: Best Practices for Coordinating a Cross-Functional Investigation

• What to Do Once a Violation is Discovered and Surviving in the Aftermath

TRACK B:

EXPORT CONTROLS

• Export Control Reform 6 Months in Review

• Exploring Functions and Uses of ITAR and EAR Controlled Products Post- and Interim-Reform

• Successfully Obtaining Key Export Authorizations, Licenses and Exemptions

PLENARY SESSIONS

• One-on-One: Insights from the Other Side of the Bribe: Reflections From the Front Lines of International Business

• Uncovering the Nexus between Export Controls, Anti-Corruption and Sanctions

• An Inside Guide to Performing an Effective Compliance Risk Assessment

• Employee Training Strategies for Ensuring a Risk Aware Workforce That Can Successfully Manage, Respond To and Promptly Address Threats

• Capitalizing On a Strong Audit, Legal & Compliance Officer Relationship

Exclusively Designed for the ACES Compliance Summit: The Global Sanctions Master Class

Structured in a fashion that allows the content to be set as close to the event as possible, you benefit from an overview of:

• New and emerging sanctions regulations in key high risk jurisdictions• Jurisdiction-specific license and export requirements• Insights for handling specific disclosure and screening issues • Strategies for updating your global sanctions and international trade compliance program

Corey PhelpsSanctions Compliance Officer, Office of Foreign Assets ControlU.S. Department of the Treasury

Tina ShaughnessyCounsel & Senior Program Mgr. International Trade ComplianceGE

John DavidsonVice President and Global Head of Anti-Money Laundering E*TRADE Financial

Master Class Chair:Scott MaberryInternational Law PartnerSheppard Mullin

The ACES Compliance Summit: Anti-Corruption | Export Controls | Sanctions


ABOUT THE VENUECONVENE • TYSONS CORNER, 1800 TYSONS BLVD., WASHINGTON, DC • 855.427.4200 Convene at 1800 Tysons Blvd in Mclean VA is the most technologically advanced conference center in Tysons Corner, VA. Six resource-rich conference rooms feature state-of-the-art built-in technology and can host up to 200 participants. Fresh, seasonal meals are created in our on-site kitchen to support an enjoyable and healthful culinary experience. The location, layout, furniture and fixtures of Convene at 1800 Tysons Blvd have all been designed and coordinated to produce the ideal environment for daytime professional meetings and evening corporate events.

WHO YOU WILL MEET AT THE ACES SUMMIT

• International Trade • Global Trade • Trade Compliance• Anti-Corruption Compliance/ Global Anti-Corruption Compliance • FCPA Compliance • Export Controls

• Trade Controls • Licensing • Corporate Compliance/ International Compliance • Ethics & Compliance • Business Conduct• Internal /Corporate Internal Audit

• Internal Investigations/ Global Investigations• Corporate Fraud • Compliance Training • Risk Assessment

v Representatives from the Fortune 500 including senior corporate counsel and business executives with responsibility for:

• FCPA & Anti-Corruption• Export Controls• Government and Internal Investigations• Corporate Criminal Investigations

• White Collar Crime• Litigation• Government Enforcement & Regulation

v “Who’s Who” of the International Trade bar, including counsel from the nation’s top-ranked practices, as well as counsel practicing in:

v Expert forensic accountants and consultants who have been directly involved with recent high profile cases and FCPA and Export Controls enforcement actions

v Senior Government officials from the U.S. Department of Justice, Securities and Exchange Commission, Bureau of Industry and Security, U.S. Department of Commerce and U.S. Department of State


THE GLOBAL TRADE ADVISORSwww.theacesummit.com

SPEAKER FACULTY as of April 17, 2015

Laura J. MolinariExecutive CounselInternational Trade ComplianceGE Corporate Legal

Darrell ColemanVP, Trade ComplianceDynCorp International

Bobby Butler SVP, Global Partnership Management Universal Weather & Aviation, Inc.

Holly KeenanDirector of Export ComplianceConstellis Management Services

Karen JonesDirector, Trade Compliance – Electronic SystemsExelis Inc.

Steve HeadleyManager, Technical Advisor CommunityNorthrop Grumman

Jennifer MakiSenior International Trade Counsel UTC

Mary MenzVP of Corporate Trade ComplianceHarris Corporation

Ash MishraChief Compliance OfficerMars Incorporated

Johanna RogersVP-Compliance & Chief Compliance OfficerSunGard

Erin CrockettDirector Global Trade Compliance Colfax Corporation

Tom DonovanDirector, Export Operations Northrop Grumman

Bahman FarahdelGlobal Head of Sanctions and Anti- Bribery / Anti-Corruption ComplianceBloomberg L.P.

Janette FilbertAnti-Corruption Officer & VP, Compliance Prudential Financial

Ben BardVP, Global Chief Compliance OfficerArcher Daniels Midland

Catherine RazzanoAssistant General Counsel & DirectorGeneral Dynamics Corporation

Heather C. SearsVP, Trade Compliance & Associate Corporate Counsel DRS Technologies, Inc.

Jeff SchwartzGlobal Trade Counsel- Ethics and Compliance Office of the General CounselHewlett-Packard Company

Lynn Van BurenAssistant General Counsel, Global Trade ComplianceVerizon

Song VolkAssistant General Counsel Inmarsat

Comprised of a select group of pre-qualified industry leaders, Momentum’s Global Trade Advisors provide guidance on the overall direction of the global trade event portfolio, including the identification of relevant speakers, emerging hot topics and current and emerging challenges in the global trade landscape.

Darrell ColemanVice President, Trade ComplianceDynCorp InternationalThad McBridePartner, International TradeBass, Berry & Sims PLC

Don FancherPrincipalDeloitte Forensic Deloitte Financial Advisory Services LLP

Jennifer MakiSenior International Trade Counsel UTCCandace GoforthManaging Director Goforth Trade Advisors


Scott MaberryInternational Law PartnerSheppard Mullin

7:45am Registration & Breakfast

MAIN CONFERENCE AGENDA


Day One - Tuesday, April 21, 2015


9:00am CHAIRS WELCOMING ADDRESS

Part One – Viewpoints: During this unique one-on-one interview, Orrick Partner, Billy Jacobson, who in 2007 as DOJ Assistant Chief for FCPA Enforcement targeted Richard Bistrong for prosecution in a FCPA investigation, will interview Mr. Bistrong. Mr. Bistrong will reflect on how he “rationalized” bribery on the front lines of international business, which ultimately led to his covert law enforcement cooperation in two countries, and eventually to his fourteen months of incarceration. Mr. Jacobson and Mr. Bistrong will also reflect on the process of “flipping” Mr. Bistrong and convincing him to cooperate undercover. Go behind the scenes with Mr. Bistrong and Mr. Jacobson into the world of enforcement, corruption and bribery as they share “real world” compliance insights, examining the practical challenges that ultimately impact behavior and decisions.

Part Two – Q&A: Are there lessons to be learned from Mr. Bistrong and Mr. Jacobson’s extensive experience for those working internationally, as well as for those compliance professionals who are tasked with helping others to manage overseas corruption risk? Walk away from this session with invaluable insights to ensure that your FCPA compliance programs are structured to address the real-world challenges which international business teams face, and to prevent the sending of mixed compliance messages to the field. Mr. Jacobson will challenge Mr. Bistrong to address the thoughts, emotions and temptations that are rarely discussed or even acknowledged in the discussion of compliance and ethics.

8:15am “CATCH ME IF YOU CAN.” A FORMER PROSECUTOR INTERVIEWS HIS FORMER TARGET: AN UP CLOSE EXAMINATION OF BRIBERY ON THE FRONT LINES OF INTERNATIONAL BUSINESS

9:20am ICEBREAKER- WHAT’S YOUR ACES IQ?

Kick off the event with a compliance IQ assessment exercise. Start the day with a series of true/ false, multiple choice and fill in the blank questions that will engage you in a real-time assessment of your working knowledge of ACES.

Attendees will not be required to share their answers, however you will be encouraged to use your score as an opportunity to self-guide your experience over the course of the two-day event. Maximize your time onsite by aligning your learning experience to best correspond with your areas of expertise and enrichment.

9:35am THOUGHT LEADERS IN DIALOGUE: UNCOVERING THE NEXUS BETWEEN EXPORT CONTROLS, ANTI-CORRUPTION AND SANCTIONS - EXPLORING HEIGHTENED INTER-AGENCY COOPERATION AND WHAT COMPANIES NEED TO KNOW TO SURVIVE THE NEXT ERA OF INTERNATIONAL TRADE ENFORCEMENT

During this insightful panel, hear how anti-corruption, export controls and sanctions enforcement is overlapping and explore recent case studies where an FCPA investigation has opened the door to export and sanctions violations. Identify what controls companies need to put into place to avoid government investigations and learn what remedial steps to take should the government come knocking.

Richard BistrongFCPA Speaker and ConsultantFormer FBI/UK Cooperator

William JacobsonPartner Orrick

Bobby Butler Senior Vice President, Global Partnership Management Universal Weather & Aviation, Inc.

Catherine RazzanoAssistant General Counsel & DirectorGeneral Dynamics Corporation

Adrienne BraumillerPartnerBraumiller Law Group PLLC

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Lynn Van BurenAssistant General Counsel, Global Trade ComplianceVerizon

Jonathan RuschHead of Anti-Bribery & Corruption Governance Financial Crimes Risk ManagementWells Fargo

Bahman FarahdelGlobal Head of Sanctions and Anti-Bribery/ Anti-Corruption ComplianceBloomberg L.P.

MAIN CONFERENCE AGENDA (continued)MAIN CONFERENCE AGENDA (continued)


11:25am TRACK SESSION 1


11:05am Refreshment Break

10:20am COMPLIANCE HEALTH CHECK: AN INSIDE GUIDE TO PERFORMING AN EFFECTIVE COMPLIANCE RISK ASSESSMENT - PRACTICAL TIPS FOR UNEARTHING WEAK SPOTS IN YOUR INTERNATIONAL TRADE COMPLIANCE PROGRAM

• Defining a compliance risk assessment- who is involved, what is the scope, how often should it be done? • How to determine if your current compliance program is meeting the needs of your global business operations• Identifying when to take a deeper look – ensure your team knows what triggering red flags are within your global compliance organization• What to do with the results – deciding when and how to take corrective action based on findings from the assessment• Assessing the assessment – maintaining a record and auditing the process for future assessments and duplication across jurisdictions

Darrell ColemanVice President, Trade ComplianceDynCorp International

Bob SchuettlerVice President, International Regulatory Affairs Vista Outdoor Inc.

TRACK A: ANTI-CORRUPTION

AN INTERVIEW WITH THE SEC AND DOJ: AN INTERACTIVE DIALOGUE ON CURRENT ANTI-CORRUPTION ENFORCEMENT PRIORITIES

• Overview of the top anti-corruption prosecutions and what recent cases reveal about trends in FCPA enforcement priorities and corporate targets• What role international, multi-agency cooperation has played in recent FCPA prosecutions• Common red flags for enforcement – understanding the range of behavior that can trigger a deeper look by the Government• Advice on how to update global compliance protocols in light of “guidance” included in recent settlement agreements, DPAs and NPAs• Addressing what lies ahead - high risk jurisdictions, sweep activity, facilitation payments

Time will be reserved at the conclusion of the session for Q&A with the panel.

TRACK B: EXPORT CONTROLS

Tracy PriceAssistant Director, FCPA Unit, Division of EnforcementU.S. Securities and Exchange Commission

Leo TsaoAssistant Chief, FCPA UnitU.S. Department of Justice

In Conversation With: Charles DurossPartnerMorrison Foerster

Sue GainorDirectorDefense Trade Controls ComplianceU.S. Department of State

In Conversation With: Harry L. ClarkPartnerInternational Trade & ComplianceOrrick

AN INTERVIEW WITH THE DDTC: AN INTERACTIVE DIALOGUE ON CURRENT EXPORT ENFORCEMENT PRIORITIES

Hear directly from Government representatives as they discuss the year’s most high profile investigations and share insights into common red flags that trigger Government enforcement. At the conclusion of the panel, attendees will be provided with an overview of lessons learned from these investigations as well as best practices and practical compliance tips for mitigating exposure to downstream liability and ensuring your company does not become the subject of an enforcement action.

Time will be reserved at the conclusion of the session for Q&A with the panel.

Thad McBridePartner, International TradeBass, Berry & Sims PLC

MAIN CONFERENCE AGENDA (continued)



1:00pm Networking Luncheon

12:15pm TRACK SESSION 2


THE CCO’S THIRD PARTY RULEBOOK: EFFECTIVE DUE DILIGENCE STRATEGIES FOR VETTING, SCREENING, MANAGING AND MONITORING THIRD PARTY RELATIONSHIPS

Benchmark your current approaches for evaluating potential third parties and partners with those of Chief Compliance Officers representing diverse industries that work routinely with third parties. Benefit from the lessons learned of those who have crafted and put their own strategies to the test and found them to be most useful when working with third parties across jurisdictions. Topics to be discussed during this session will include tried and true insights for:• Developing a targeted, risk-based and right-sized approach for vetting potential partners and subagents – exploring effective tools for vetting third parties • Conducting effective due diligence re-screening - how often to re-screen certain third parties and partners based on risk exposure• Ensuring ongoing oversight of third parties is undertaken-practical strategies for continuously evaluating compliance with the terms of the contract as agreed upon – what terms to include in your contract• Establishing a process to verify third party compliance with your corporate compliance program • Compliance certifications • Continuous/periodic training benchmarks • Certifying codes of conduct • Utilizing transaction proactively detect and actively monitor and audit people, partners and payments

Ben BardVice President, Global Chief Compliance OfficerArcher Daniels Midland

Johanna RogersVice President-Compliance and Chief Compliance OfficerSunGard

In Conversation With: Marshall BillingsleaDirectorDeloitte Financial Advisory Services LLP

TRACK B: EXPORT CONTROL REFORM

THOUGHT LEADERS IN DIALOGUE: EXPORT CONTROL REFORM 6 MONTHS IN REVIEW: A LOOK AT WHERE WE ARE AND HOW FAR WE STILL HAVE TO GO

During this exclusive panel, take note as leading government officers exchange insights and knowledge while providing a status update on the Export Control Reform. Listen in as panelists discuss the major strides that have been made in the past year, including the transfer of certain military aircraft, vehicles, ships and related parts and components to the CCL- as well as impending transfers of satellite-related and certain military electronic items. Furthermore take note as they share ambitious plans for the next year, including publishing the few remaining categories in proposed form, working through public comment, revising and simplifying encryption controls and explore a new area of focus-cyber-intrusions and data exfiltration.

Matthew BormanDeputy Assistant Secretary of Commerce for Export AdministrationBureau of Industry and SecurityDepartment of Commerce

Karen Nies-VogelDirector, Office of Exporter ServicesBureau of Industry and SecurityDepartment of Commerce

Ed PeartreeDirectorDefense Trade Controls PolicyU.S. Department of State

Ash MishraChief Compliance OfficerMars Incorporated






MOCK EXERCISE: FCPA INTERNAL INVESTIGATIONS- BEST PRACTICES FOR COORDINATING A CROSS- FUNCTIONAL INVESTIGATION TEAM, AND FISHING OUT ALLEGED CORRUPT ACTIVITY WHILE REMAIN-ING MINDFUL OF GLOBAL PRIVACY REGULATIONS

During this interactive session learn what steps to take when conducting an internal investigation into potential or suspected violations under the FCPA and foreign anti-bribery regulations. Attendees of this session will benefit from an advanced discussion of how to remain mindful of key global privacy regulations while conducting your investigation, practical tips for forming an effective investigation team and key red flags the Government often looks for when checking into potential violations of the FCPA. Points of discussion during this panel will include:

• How to properly set the scope for your investigation from the outset• Who should/should not be involved conducting the investigation – in-house counsel, outside counsel, both?• When the circumstances and timing are right to initiate an investigation – how to know when it’s time to dig a little deeper• What to do with the results of the investigation once concluded• How to interact with Government should they request the findings of your investigation• How to navigate data privacy law and privilege issues when conducting an investigation


Ron SchwartzPartnerDeloitte Financial Advisory Services LLP

Nathaniel Edmonds PartnerPaul Hastings

Mary MenzVice President of Corporate Trade ComplianceHarris Corporation

Chuck Barry Of Counsel - Export Controls - Contracts - ADREckland & Blando LLP

EXPLORING FUNCTIONS AND USES OF ITAR AND EAR CONTROLLED PRODUCTS POST- AND INTERIM-RE-FORM: PRACTICAL TIPS FOR MAKING PROPER JURISDICTIONAL AND CLASSIFICATION DETERMINATIONS

• Distinguishing items covered under the ITAR vs. the CCL• How to address various factors that can impact jurisdiction• Commercial and “dual use” items – understanding when the ITAR does/does not apply• Effective strategies for tackling unique classification issues surrounding- • Foreign commercial products, technology and related services • Unclassified defense articles



TO DISCLOSE OR NOT TO DISCLOSE: WHAT TO DO ONCE A VIOLATION IS DISCOVERED AND SURVIVING IN THE AFTERMATH

• 5 steps to take immediately when a violation is suspected• Exploring the DOJ’s latest alternative to prosecution: the “restitution and remediation agreement”• How to structure voluntary disclosure so as to minimize downstream exposure to an outside audit• Addressing disclosure challenges when multiple parties are involved in the transaction being reported• What’s next – anticipating and preparing for a directed/outside audit and enforcement• Strategies for successfully implementing remedial measures

TRACK B: EXPORT CONTROL REFORM


Pamela ParizekAdvisory PartnerKPMG LLP


PREPARING FOR REVISIONS TO LICENSING REQUIREMENTS- SUCCESSFULLY OBTAINING KEY EXPORT AUTHORIZATIONS, LICENSES AND EXEMPTIONS IN AN EVOLVING GLOBAL REGULATORY ENVIRONMENT

Join in on this comprehensive discussion to learn how export officers and senior trade counsel are navigating the latest licenses and exemptions to improve efficiency and expedite processes. Additionally, speakers will explore: • US export authorization management in a global community • Effective agreement strategies• How BIS and DDTC are reviewing license applications post-reform• What items and technical data are affected by the new rules • Exploring recent global agreements and determining if and when to use a Technical Assessment Agreement (TAA) and Strategic Trade Authorization (STA) • Utilizing the US-UK and Australia Treaty for efficient trading practices




3:30pm Afternoon Refreshment Break



THOUGHT LEADERS IN DIALOGUE: THE ERA OF THE WHISTLEBLOWER - HOW TO ENSURE YOUR COMPANY IS BEST PREPARED TO PREVENT OR RESPOND TO WHISTLEBLOWER ALLEGATIONS

During this insightful panel, hear from leaders within the government as well as compliance officers from top organizations as they engage in discourse on the whistleblower provision and the importance of having a working system in place. Examine the facts behind recent whistleblower rewards and identify practical solutions and tools for ensuring your whistleblower hotline is effective and employed.

Song VolkAssistant General Counsel Inmarsat





SPEAKING THE SAME LANGUAGE: BRIDGING THE KNOWLEDGE GAP BETWEEN EMPOWERED OFFICIALS AND ENGINEERS

How often to do you find yourself trying to translate the technical and scientific information you receive from your engineer into usable data? Conversely, what communication strategies are you employing to ensure that your engineering teams adequately and accurately understand complex regulations and legalese?

Having a clear understanding of key terminology and how particular items works is paramount to for streamlining processes, performing your job to the best of your ability and ensuring that compliance protocols are met. During this exclusive interview, listen-in as an Empowered Official and Engineer engage in an open dialogue as they address the challenges, communication and translation hurdles that are shared by both sides as well as best practices for getting beyond them.

Tom DonovanDirector, Export Operations Northrop Grumman

Steve HeadleyManager, Technical Advisor CommunityNorthrop Grumman

8:30am ANTI-CORRUPTION AND EXPORT CONTROLS ROUNDTABLE DISCUSSIONS

Benefit from the opportunity to sit side-by-side with your peers as you discuss discrete anti-corruption and export control compliance issues. Sit at one table session for the entire time or rotate to the second table topic after 20 minutes.

4:30pm Open Q&A, Day One Concludes

8:10am Chair’s Remarks and Recap from Day One

Day Two - Wednesday, April 22, 2015

TRACK A ROUNDTABLES: ANTI-CORRUPTION

Session One: Best Practices for Navigating Foreign Customs and Corruption Legislation in China

Session Two: What Keeps You Up at Night? Addressing the Top 5 FCPA Compliance Challenges Facing Today’s CCO in the Current FCPA Enforcement Environment

Janette FilbertAnti-Corruption Officer and VP, Compliance Prudential Financial

Join Our LinkedIn Group Anti-Corruption Experts with 2800+ members

Follow Us on Twitter: @momentumeventco

4:30-5:30pm COCKTAIL RECEPTION Sponsored by:

https://twitter.com/momentumeventco

https://twitter.com/momentumeventco




TRACK B ROUNDTABLES: EXPORT CONTROLS

Session One: Insights for Strategically Managing Global Technology Transfer Regulations in a Borderless IT Environment

Session Two: Empowered Officials: An Export Compliance Officer’s Guide to Meeting DDTC Expectations and Ensuring Your EO Has a Clear Understanding of Required Duties and Responsibilities


Holly KeenanDirector of Export ComplianceConstellis Management Services

Karen JonesDirector, Trade Compliance – Electronic SystemsExelis Inc.

9:15am ANTI-CORRUPTION AND EXPORT CONTROLS ROUNDTABLE DISCUSSIONS

TRACK A ROUNDTABLE: ANTI-CORRUPTION

Session One: Exploring Your Books and Records with an FCPA Eye: Highlighting What Should Be Your Top 5 Books and Records Enforcement Red Flags

TRACK B ROUNDTABLE: EXPORT CONTROLS

Session Two: World-Class Strategies for Minimizing Un-Authorized Re-Exports- Valuable Tools and Insights for Successfully Navigating Extraterritorial Transfers

Heather C. SearsVP, Trade Compliance & Associate Corporate Counsel DRS Technologies, Inc.

David Stuart Partner Cravath

9:45am Refreshment Break

10:15am EMPLOYEE TRAINING STRATEGIES FOR ENSURING A RISK AWARE WORKFORCE THAT CAN SUCCESSFULLY MANAGE, RESPOND TO AND PROMPTLY ADDRESS THREATS

• Insights for best structuring your local compliance organization – do you have the right team in place to do the job?• Resource maximization – best practices for effectively training employees on a global scale when working with limited resources• Training protocol by risk level – how to outline effective training measures for employees based on operation with low risk vs. high risk markets and points for exposure• Ownership and empowerment – how to train locally-based management and employees to properly vet, identify and address risk and also ensure the trickle down of compliance within partner organizations, third parties and vendors

Erin CrockettDirector Global Trade Compliance Colfax Corporation

Jeff SchwartzGlobal Trade Counsel- Ethics and Compliance Office Office of the General CounselHewlett-Packard Company

Eileen RadfordDirector, Member Services and AdvocacyTRACE International

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11:15am BUSINESS TALK: HIGH SPEED, HIGH IMPACT - CAPITALIZING ON A STRONG AUDIT, LEGAL & COMPLIANCE OFFICER RELATIONSHIP Often siloed within enterprises, hear as industry leaders provide useful insights on how to bridge the gap between audit, legal and compliance departments to ensure that bribery and corruption risk are spotted early with an eye towards minimizing corruption risk exposure.

1:15pm GLOBAL SANCTIONS UPDATE ON NEW AND EVOLVING SANCTIONS REGULATIONS IN KEY HIGH RISK JURISDICTIONS Benefit from a comprehensive update on new and emerging sanctions regulations in key high risk jurisdictions as you are immersed in a deep dive discussion of what your organization needs to know before engaging in trade these jurisdictions. Structured in a fashion that will allow the content to be set as close to the event as possible so as to ensure the content is relevant and focused in on the key countries of concern in April 2015, attendees of this session will benefit from an overview of jurisdiction-specific license and export requirements, insights for handling specific disclosure and screening issues as well as strategies for updating your global sanctions and international trade compliance program to ensure it is in line with protocols across your anti-corruption and export controls compliance program.

1:00pm DELOITTE’S SANCTION SURVEY RESULTS

Janette FilbertAnti-Corruption Officer and VP, Compliance Prudential Financial

Jonathan RuschHead of Anti-Bribery & Corruption Governance Financial Crimes Risk ManagementWells Fargo

Michael F. ZeldinSpecial CounselBuckley Sandler

12:15pm Conference Closing Remarks

4:15pm Workshop Ends

LUNCH FOR SANCTIONS MASTER CLASS ATTENDEES ONLY

Corey PhelpsSanctions Compliance Officer, Office of Foreign Assets ControlU.S. Department of the Treasury

Michelle PakulaManager Deloitte Financial Advisory Services

Tina ShaughnessyCounsel, International Trade ControlsGE

John DavidsonVice President and Global Head of Anti-Money Laundering E*TRADE Financial

Master Class Chair:Scott MaberryInternational Law PartnerSheppard Mullin

ADDITIONAL EVENT INFORMATION



THE FUTURE OF THOUGHT LEADERSHIP DELIVERED TODAYAs competition has significantly increased, resources have been curtailed and the overall economics of the industry have shifted, the race to, and critical importance of, establishing your organization as true subject matter experts with unique abilities and specialized access to methodologies and strategies has never been more important.

As the field gets perpetually more crowded, how can today’s smart company rise above the background noise to ensure that the right people hear your message in the intended capacity?

The answer is Momentum’s thought leadership solutions.

Developed with one goal in mind, yours, Momentum’s portfolio of leading business development services can provide your organization with multiple opportunities to achieve your strategic objectives. By choosing Momentum, your organization will:

• Engage with attendees before, during and after the event to support the development or maintenance of stronger, more valuable relationships.

• Research the event’s attendees in tremendous depth before the conference ever begins so you can more effectively prospect and execute a successful on-site strategy.

• Incorporate your thought leadership across several live and traditional channels that provide maximum exposure and awareness to the people that mean most to you.

• Benefit from a custom build database of prospects, a private LinkedIn group and even a bespoke, invitation-only meeting crafted to increase your business development opportunities.

Let Momentum design the right thought leadership solution that supports your strategic objectives and doesn’t break your budget because as the only customer service organization within the events industry, our passion lies with driving value for all our clients and making the conference experience enjoyable again.

To learn more, contact:

Ben Greenzweig Co-Founder, [email protected]

Now, when you visit www.momentumevents.com on your iPhone, Android, Blackberry or other smartphone you’ll receive specially designed and displayed mobile content and navigation which makes accessing your event on-the-go a breeze.

You can…• Review the agenda for any event• View the speaker profiles and connect via LinkedIn or Momentum Connect• Connect with fellow registered attendees through Momentum Connect Mobile EditionTM • Send messages to fellow attendees and speakers• Arrange “at conference” meetings and appointments with fellow attendees prior to the event.• Obtain a GPS enabled map and directions to the event• Contact the event hotel directly• Register for an event• Modify or cancel a registration• View our latest videos and tweets ..and more.

Visit us on your smartphone today and join the conversation.

We understand that there is just too much information provided at our events for just one person to capture it all. Even more importantly, as Momentum remains conscious of the budget challenges that most businesses still face in today’s economy, we believe that it doesn’t take 3 or more to be a group—bring just one colleague along with you to an event and you’ll both receive a discount.

Bring one colleague (group of 2 in total)

Both receive 10% off registration.

Bring two colleagues (group of 3 in total) All three receive 15% off registration.

Bring three colleagues or more (group of 4 in total) All four receive 25% off registration.

TEAM BUILDING OPPORTUNITIES

event group

Matt Godson, CEO Momentum

Matt

Alexandra Hertel Vice President, Sales, Strategy & [email protected] .920.9133

REGISTRATION INFORMATION

For faster and more accurate service, please register online at theacesummit.com

Online registrants may pay by credit card, wire transfer, check or request an invoice.You may also use this form and mail it with payment to: MOMENTUM Suite 100, 50 Dimond Avenue, Cortlandt Manor, NY 10567, USA

O YES, PLEASE REGISTER THE FOLLOWING ATTENDEES FOR The ACE Summit

CONTACT DETAILSName __________________________________________________________Position _____________________________________________

Approving Manager _____________________________________________Position _____________________________________________

Organization _________________________________________________________________________________________________________

Address _____________________________________________________________________________________________________________

City ___________________________________ State ___________________ZIP Code _______Phone _______________________________

Fax ___________________________________ E-mail __________________Type of Business _____________________________________

PLEASE QUOTE THE NAME OF THE ATTENDEE(S) AND THE EVENT CODE 170W15-WAS AS A REFERENCE.Please e-mail [email protected] to receive Wire Transfer and ACH details. W9: If you require a W9, please download it directly from www.momentumevents.com/w9

PLEASE CHARGE MY: O VISA O MASTERCARD O AMEX O DISCOVER O PLEASE INVOICE ME

Card Number ___________________________________________________________________________________

Exp. Date _______________Signature _______________________________________________________

O I HAVE ENCLOSED MY CHECK FOR $_________MADE PAYABLE TO MOMENTUM EVENT GROUP. O ACH PAYMENT

FOR CREDIT CARD AUTHORIZ ATION

BOOKING FORM

Register online at www.theacesummit.com, email [email protected] or call +1 646.807.8555.

GROUP BOOKINGSGroup discounts are available for 2 or more attendees. Register 2 or more attendees and receive a 10% discount on all bookings. Register 3 or more attendees and all three receive 15% off registration. Register a group of 4 or more, and all four receive 25% off registration. This discount may not be combined with any other offer. All attendees must be employed by the same organization and must register together in one transaction. One invoice will be issued to the group lead.

TERMS AND CONDITIONS• Registration fees may not be shared among people from the same firm or company.• Payment must be received in full by the conference date. • Any early registration or other discounts cannot be combined and must be applied at the time of registration.• Group discounts are available to individuals employed by the same organization.If you are unable to attend the conference, you may designate a substitute. Substitution, cancellation and refund requests must be made via e-mail to [email protected] in accordance with the information found online at: http://momentumevents.com/attendee-information. There are no refunds for no-shows. For more information regarding administrative policies such as complaint and refund, please contact our offices at 914.293.0350. All requests for refunds or changes to your hotel room reservation must be made directly with the hotel.

PHOTOS AND VIDEOEvent registration implies your consent that any pictures and/or video obtained during the event may be used for future promotional purposes. Momentum is able to use your likeness without remuneration.

event group


ATTENDEE FEEIncludes conference and all working group discussion, round tables, momentum connect and post-event webinars (all prices usd).

THE ACES SUMMIT REGISTER BY 12/1/14 REGISTER BY 2/15/15 REGISTER AFTER 2/15/15

Corporate/In-house $795 $895 $1095

Law Firm $1395 $1495 $1695

All Others $1595 $1795 $2095

Sanction Master Class Only $395 $495 $595

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