the big compliance conversation · professionals talking about the latest risks, challenges and...

ICAB10950

ICA’s inaugural Asia Pacific conference:

The BIG Compliance Conversation

21 November 2018,

Programme

and

Pre-conference Masterclasses in AML and Governance, Risk and Compliance,

20 November 2018

Marina Bay Sands, Singapore

www.int-comp.org/conference-singapore

www.int-comp.org/conference-singapore 20 November 2018

ICA’s inaugural Asia Pacific conference: The BIG Compliance Conversation21 November 2018, Marina Bay Sands, Singapore

On the back of the huge success of the BIG Compliance Conversation London, we’re taking the conference on the road to Singapore!

• Network with ICA Members and the wider compliance community

• Discuss the latest risks, challenges and opportunities

• Learn from your colleagues and gain practical insight to share with your teams

You are invited to a day packed full of practical insight with inspirational keynote speakers and industry thought leaders from the ICA Fellowship. This event is designed to get compliance professionals talking about the latest risks, challenges and opportunities in the world of regulatory and financial crime compliance and to help move the compliance agenda forward. Key takeaways from conference will include peer discussions and practical insight that provide valuable opportunities to share with your teams.

The BIG Compliance Conversation is coming to Singapore!

The BIG Compliance Conversation is an ICA worldwide initiative designed to get the global compliance community talking about the key issues of today and tomorrow. It is intended to provide exploration and debate around the latest challenges and issues facing our members and regulatory and financial crime compliance professionals all over the world.

This event is a great way to strengthen your relationships and network with other like-minded professionals who are a fantastic source of shared ideas, advice and support.

ICA members will earn 6 valuable CPD points by attending.


Pre-conference Masterclasses in:Governance, Risk and Compliance or Anti Money Laundering20 November 2018, Marina Bay Sands, Singapore

Keep up to date on the latest regulatory and financial crime compliance developments and hot topics with our affordable and accessible Masterclasses.

These Masterclasses are a great opportunity for those who have completed an ICA Diploma to refresh the knowledge gained on their course. They are also suitable for any compliance or anti money laundering professional looking to keep up to date with the fast-paced regulatory environment and to network with like-minded individuals.

Governance, Risk and Compliance9.30am - 12.30pm

The masterclass will cover:

• Key developments in GRC

• The ever changing role of the Compliance Office

• Fintech and Regtech: What are they exactly?

• The impact of the Individual Accountability and Conduct (IAC) regime on Singapore firms

• The impact of the Panama and Paradise papers scandals

Anti Money Laundering2:00pm - 5:00pm

The masterclass will cover:

• Key developments in AML

• Tax Transparency

• CDD

• Sanctions

• Summary and Conclusion

Find out more and book your place: www.int-comp.org/masterclasses


Conference Agenda

8.30am - 9.15am Conference registration and networking breakfast

9.15am - 9.25am Welcome from ICA

Bill Howarth, ICA Executive President and conference Chair Andrew Glover, Managing Director, ICTA

9.30am - 10.15am Has the role of Compliance changed beyond recognition?

Keynote speaker: Lydia Wee, Deputy CEO, IBF Singapore

10.15am - 11.15am Panel Session: How can technology enable compliance?

Dr Rohan Bedi, FICA, Managing Director, CEO & Founder, CSFC Singapore

Chionh Chye Kit, FICA, Co-Founder and Managing Director, Cynopsis Solutions

Srinivas Yanamadra, FICA, Chief, Compliance, New Development Bank

11.15am - 11.40am Mid-morning break

11.45am - 12.45am Streams:

1. Secondary sanctions - do you recognise your risks?Dane Shelly, Director, FCC, Sanctions Investigations, ASEAN and South Asia, Financial Crime Compliance

2. How does geopolitics influence your risk agenda?Nick Harrison, FICA, Regional Head of AML Compliance Risk Management, Citi Private Bank

3. Why is collaboration the strongest weapon in fighting financial crime?Laura Newton, Manager - Forensics, KPMG

4. RegTech for FinTech: How can compliance work more effectively?Chionh Chye Kit, FICA, Co-Founder and Managing Director, Cynopsis Solutions (Sponsored by Cynopsis)

12.45am - 1.40pm Networking Lunch

21 November 2018,

1.45pm - 2.45pm Streams:

1. Does having a great compliance culture guarantee success?Rachel Waldren, Senior Executive, Murray Waldren Consulting Pty Ltd

2. How can data analytics and AI reinvent financial crime compliance?Richard Carrick, Regional Head of Financial Crime Assurance, Barclays Bank PLC

3. Common Reporting Standards (CRS) - are enhanced levels of transparency helping to prevent wider financial crime?David James, Her Majesty’s Revenue & Customs Fiscal Crime Liaison / ASEAN Lead (Tax Evasion and Money Laundering)

4. What will compliance look like in 2040?Stafford Neil (Sponsored by Deloitte)

2.45pm - 3.00pm Networking Break

3.05pm - 4.05pm Streams:

1. Cryptocompliance: how do you keep ahead of change?Srinivas Yanamadra, FICA, Chief, Compliance, New Development Bank

2. How do you deal with known unknowns? – practicalities of risk managementTBC

3. How do you place compliance at the heart of your business?Dilani Sooriyaarachichi, FICA, Head of Compliance, Seyland Bank Plc.

4. Is conduct risk now your greatest risk?Claire Miller, Senior Manager, Deloitte Singapore. (Sponsored by Deloitte)

4.05pm - 4.15pm Movement to main conference room

4.15pm - 5.00pm Keynote Speaker: TBC

5.00pm Close of Conference


Bill HowarthICA President

Bill is the President of ICA having been one of its original founders and the Chief Executive Officer of the ICA since 2001.

Bill is from a legal and academic background, having worked in universities and professional bodies around the world for most of his career.

Bill has published extensively on legal and compliance matters and is a key speaker at international conferences on the “Professionalisation of the Compliance Function and Standards of Competency in Compliance, Anti Money Laundering and Financial Crime Prevention.”

Andrew GloverManaging Director of ICTA

Andrew began his career in the Financial Services sector in 1986, moving into the Compliance arena in 1989. Working mainly in the Product Provider sector he held various management posts covering areas such as business verification, complaints handling and financial promotions.

As the Global Director of Education and training for the ICTA, he had oversight for the UK and International programmes. Also, his role encompassed the development of the training and education programmes in new jurisdictions. Andrew is a visiting lecturer and mentor for the University of Manchester. Following the launch of the Singapore Government competency standards Andrew relocated to the regional office in Singapore as Managing Director of ICTA.

Andrew teaches full time on all programmes offered by ICTA.

ICA & ICTA Representatives

Rohan BediFICA, Managing Director, CEO & Founder, CSFC Singapore™

Rohan has over 25 years of work-experience including 15 years of Compliance leadership experience, with JP Morgan, Bank of America Merrill Lynch, and PricewaterhouseCoopers in Singapore.

Richard Carrick

Regional Head of Financial Crime Assurance, Barclays Bank PLC

Richard in his current capacity with Barclays Bank PLC is responsible for Financial Crime 2nd line of defence Assurance ensuring that Barclay’s Asian businesses, (Corporate & Investment Banking, Wealth & Investment Banking), are in compliance with FCA and local regulatory requirements and to ensure that Asian business are updated in line with industry’s best practices. He is also responsible for the Financial Crime Intelligence Unit in APAC.

Nick Harrison

FICA, Regional Head of AML Compliance Risk Management, Citi Private Bank

As the Asia Regional Head of AML Compliance for Wealth Management in Citi, Nick’s end to end AML responsibilities include Citi Private Bank from May 2015, with its key booking centres in Hong Kong, Singapore and India.

ICA & ICTA Representatives Speakers


David James

Her Majesty’s Revenue & Customs Fiscal Crime Liaison / ASEAN Lead (Tax Evasion and Money Laundering)

David is currently HMRC’s Fiscal Crime Liaison in Singapore, with responsibility for combating Tax Evasion and Money Laundering across ASEAN.

Chionh Chye Kit

FICA, Co-Founder and Managing Director, Cynopsis Solutions

Mr. Chionh Chye Kit is the Co-Founder & Managing Director of Cynopsis Solutions as well as the Founder & CEO of traceto.io.

Laura Newton

Manager - Forensics, KPMG

Laura Newton is a financial crime compliance specialist and qualified lawyer with experience in both the enforcement and regulation of financial crime.

Dane Shelly

Director, FCC, Sanctions Investigations, ASEAN and South Asia, Financial Crime Compliance

Dane is the Director, Sanctions Investigations for the ASEAN & South Asia region at Standard Chartered.

Dilani Sangeevika Sooriyaarachchi FICA, Head of Compliance, Seyland Bank Plc

Dilani has been a Professional Member of the ICA since 2013 and became a Fellow in 2017. She presently heads the compliance function of Seylan Bank PLC a leading bank in Sri Lanka having a branch network of 167 branches. She also plays a leading role among the compliance community of the Sri Lankan banking sector as the General Secretary to the Association of the Compliance Officers of Banks.

Rachel Waldren

FICA, Senior Executive, Murray Waldren Consulting Pty Ltd

Rachel Waldren is a Senior Executive with over 25 years’ experience in both the public and private sectors and is a Partner at Murray Waldren Consulting.

Lydia Wee

Deputy CEO, The Institute of Banking and Finance

Lydia was seconded to the Institute of Banking and Finance (IBF) in Nov 2016.

Dr. Srinivas Yanamandra

FICA, Chief, Compliance, New Development Bank

Dr. Srinivas Yanamandra is Chief, Compliance at the New Development Bank (NDB) Head-quartered in Shanghai.


Next stepsBook your place now at

https://www.int-comp.org/conference-singapore/

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ICAB10950

the big compliance conversation · professionals talking about the latest risks, challenges and...

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