the edge characteristics of successful urban charter school leaders june 21

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    Lisa K. Hamm, Ph.D.

    [email protected]

    Peer reviewed research

    National Charter School Conference

    June 20-23, 2011

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    Who is in the room?

    National or State Leaders

    Founders

    Sponsors

    Supporting organizations of charter schools Managementcompanies

    School principals, assistant principals or admin equivalent

    Other school leaders

    Teachers

    Researchers

    Staff Developers

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    Why?As educational systems advance into the 21st century,

    successful leadership is as concern for inner-citycharter schools.

    Leadership Crisis in Urban Charter Schools hasresulted in the lack of ability to transform schools andlow student achievement.

    Successful leaders do exist. What can we learn fromthem?

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    Research QuestionWhat characteristics and behaviors are exhibited in

    successful inner-city charter school leaders that relatespecifically to student academic achievement?

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    AndWhat characteristics

    identified in theoutcomes in this studywere not mentioned inthe previous Gray andStreshly (2008) study?

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    Background of the study Criteria for selecting leaders:

    Enrollment over 200

    Containing grades 4-8 60% or higher poverty rate

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    Successful Leader Description Those who have achieved and sustained an effective

    rating or better for 3 or more consecutive years

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    Comparison Leaders Those with like demographics that have not achieved

    or sustained and effective or better rating as identifiedby the Ohio Department of Education.

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    Background This qualitative exploratory multiple case study took

    place in the state of Ohio.

    Five leaders were selected, 3 different successfulleaders and 2 comparison leaders were selected basedon the criteria of the study.

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    Type of Study Qualitative Exploratory Multiple Case Study with an

    inductive approach using interviews and observationsof 3 successful urban charter school leaders and 2comparison leaders in the state of Ohio.

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    Data Collection and Analysis Interviews

    Observations

    See details beginning on p. 96 of the study

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    Results Common characteristics and behaviors were present at

    high levels in successful urban charter school leadersthat were minimally present or absent incomparison leaders.

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    Findings5 Factors contributed to school success

    7 Themes emerged related to the success of schoolleaders

    5 Actions or Conditions Leading to Themes

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    5 Factors that contributed to school success 1. Ongoing Evaluations and Goal Setting

    2. Decision making

    3. Vision for their schools 4. Sustained Success

    5. Holistic Needs Programming

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    1st Factor

    Ongoing Evaluations and

    Goal SettingAll leaders used data for evaluations and goal setting

    but the successful leaders engaged in this processcontinually. There were differences in the way andtypes of data collection and what actions occurred as aresult of the data.

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    SL vs. CL SL collected target data

    used to establishincremental goals and

    make action orienteddecisions based upon thedata.

    Use self created

    assessments for apurpose

    Outcomes sharedregularly

    Used data to set goalsbut at decreased ratefrom that of SL. At times

    only used OAA data.

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    2nd

    factor: Decision MakingAware of everything possible, be involved at high levels

    and be positioned to make decisions quickly andinvolved in the process of implementing the decisions.

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    SL vs. CL Aware of problems and

    challenges

    Visible and accessible

    Positioned to make decisionsquickly and implementquickly

    Addressing problems quickly

    minimized obstacles

    Did make decisions but theimplementation time wassignificantly longer than that

    of SL Obstacles increased over time

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    3rd Factor

    Vision for their schoolsAll SL had hopes and dreams for their schools. The

    differences between the successful leaders andcomparison leaders were related to the level of activityleaders spend in communicating and acting out a cleardirection and vision.

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    SL vs. CL SL created an ongoing platform

    in which the leader could cast avision and navigate a cleardirection, something theseleaders do naturally. (Wholegroup, teams, and individuals)

    The communicated whether ornot each stake holder washeaded in the right direction

    regularly.

    Plans were created to get peopleon track if they were off track.

    Actions were aligned with themission

    CL did not allocate timelooking into the future/forward looking

    activities or planning forit

    Lacked the ability to castvision in meaningfulways and did notnavigate steps along theway

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    4th

    factor Sustained Success The level of expectation held among successful leaders

    to succeed varied.

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    SL vs. CL SL were relentless

    individuals who attackedchallenges no matter

    how large and whoexpected success. Theydid not back down fromcommon urban issues orof leadership.

    Seemed to persevereregardless of thechallenge.

    CL gave what appearedto be best efforts butthey did not persevere.

    Refrained from applyingenergy to combat somechallenges. Somewhatapathetic attitude in

    some areas.

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    5th factor

    Holistic Needs Programming Differences existed related to problem solving and

    educational programming in general to addressholistic needs of students.

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    SL vs. CL SL had the ability to

    address holistic needs ofstudents effectively. They

    continued to work to findresources needed.

    Students living in povertywere not limited in theiropportunities for learning,

    enrichment, or resourcesin the school setting. Staffused as resource for morethan classroom teaching.

    CL addressed holisticneeds but at a lower ratethan SL.

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    7 Themes of Successful Urban Leaders

    Theme 1: Consistent Navigation

    Theme 2: Holistic Focus

    Theme 3: Shared Mindset

    Theme 4: Mission Alignment

    Theme 5: Resourcefulness

    Theme 6: Shaping and Sustaining Culture

    Theme 7: Selection and Development of People

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    Step 1: Groups of 7

    Step 2: Number off 1-7

    Step 3: Individuals in group read theme #according to group # and identify nuggets (3

    min.)

    Step 4: In 1 min. share summary nuggets foryour group

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    Theme 1: Consistent Navigation SL have the ability to be highly engaged in daily

    operations while navigating the direction and bigpicture of the organization. Leaders who employconsistent navigation have clear direction and arefaithful to their mission. SL cast vision in a wasthat includes the big picture, daily actions needed

    to accomplish the mission, and communicationstrategies to achieve success.

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    SL vs. CLHighly engaged whilenavigating direction

    I sent you a memo on that.

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    Theme 2: Holistic Focus Leaders with HF concentrate on the needs of the

    whole child or whole person from different vantagepoints within the organization. They are able tocouple the focus to achieve excellence withunderstanding and reaching out to meetindividual needs. They approach each stakeholder

    as a vital family member who is to be treated withspecial care and concern coupled with highexpectations of success and strong accountabilityplans. Sweat the small stuff

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    SL vs. CL

    Address challenges anddevelop systems ofmonitoring

    Does someone have a plan tohelp me here?

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    Theme 3: Shared Mindset SL had circles of people around them that had shared

    values and vision while balancing their teams withdiversity of backgrounds, skills, and knowledge. New

    ideas and challenge related to ways of improvingprogramming were welcomed while interpersonalstruggles and loss of focus from the desired goal arenot. Much energy is place in the development ofstrong cohesive teams.

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    SL vs. CLLook beyond obstacles forinsurmountable solutions

    Accept defeat more readily

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    Theme 4: Mission AlignmentAll objectives, goals, and actions are set in place for

    the sole purpose of mission accomplishment.Curriculum and instructional strategies is researchbased, proven to raise student achievement andaligned with the mission. Instructors, dailyprogramming, staff development, parent

    communication, and community partnerships areall carefully calculated in ways that will best helpaccomplish the mission.

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    SL vs. CLAll actions set in place are formission accomplishment

    Lack of clarity

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    Theme 5: ResourcefulnessAll leaders in the study had limited resources. All

    facilities were different along with the resourceswithin. Successful leaders has strategies to tap into

    resources within the community and within thestakeholders of the school.

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    SL vs. CLFound non traditionalresources to meet needs

    Saw lack of funds morelimiting than SL

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    Theme 6: Shaping and Sustaining School

    Culture This theme rated at a high level of importance as one

    of the tope 3 factors in the success of leaders. Amongthe top elements existing within the cultures of these

    SL are a culture of achievement, discipline,collaboration, accountability, family- orientedrelationships among colleagues and stakeholders, andrecognition and celebration of success.

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    SL vs. CLWork alongside WITH

    Looked on from a distance

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    Theme 7: Selection and Development of

    People

    Extensive practices of selecting people exist and a highlevel of commitment in developing them.

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    SL vs. CL

    Wait for the right personthen invest in strongdevelopment

    Mindset of filling position

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    Distinguished actions and conditions leading

    to themesAction and condition 1: Purposeful Platforms

    Action and condition 2: Proven Methods

    Action and condition 3: Maximum Use of Academic

    TimeAction and condition 4: Relationship Capacity

    Action and condition 5: Level of Expertise in TeamDevelopment

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    Action and condition 1:

    Purposeful Platforms Events or activities built

    into the system toprovide opportunities to

    cast vision, set direction,and meet needs.

    Familyrelationships

    LeadershipDev

    Academic Review

    Staff dev

    In touch w students andprograms

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    Action and condition 2:

    Proven Methods

    Distinguishing factorwas the use of researchbased proven methods

    for staff development,curriculum andinstructional strategies.

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    Action and condition 3:

    Maximum Use of Academic Time Exemplary at

    minimizing schooltransitions. The teaching

    process beganimmediately aftertransitions throughoutthe school day. This was

    a part of creating aculture of achievement. *2 minutes or less transitions

    *book in hand*Start when bell rings

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    Action and condition 4:

    Relationship Capacity SL had deeper capacity

    to develop relationships

    with stake holders.

    Action and condition 5:

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    Action and condition 5:

    Level of Expertise in Team Development

    The SL had strengthspresent in all areas by

    utilizing the teammembers in the rightareas. All exhibiteddifferent strengths from

    one another.

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    Summary Over time SL created implemented actions and created conditions that caused 7 Themes to emerge.

    The 5 factors present in the schools of SL were as follows:

    1. Ongoing Evaluations and Goal Setting

    2. Decision making

    3. Vision for their schools

    4. Sustained Success

    5. Holistic Needs Programming

    The 7 Themes were as follows:

    Consistent Navigation Holistic Focus Shared Mindset Mission Alignment Resourcefulness Shaping and Sustaining Culture Selection and Development of People

    The 5 actions and conditions that caused the themes to emerge were as follows:

    Purposeful Platforms Use of Proven Methods Maximum Use of Academic Time Exhibited Relationship Capacity Level of Expertise in Team Development