the fda review process dan takefman, phd chief, gene therapy branch dcgt/octgt/cber/fda iom meeting...

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The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

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Page 1: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

The FDA Review Process

Dan Takefman, PhD

Chief, Gene Therapy Branch

DCGT/OCTGT/CBER/FDA

IOM Meeting 6/4/13

Page 2: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Overview

IND Review Process Regulatory framework Discipline review focus

FDA and RAC Respective roles How we interact

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Page 3: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Basis for Review Decisions

Regulatory requirements are based on the following: Public Health Service Act (PHS Act) Food Drug & Cosmetic Act (FDC Act) Regulations described in 21 CFR

IND regulations: 21 CFR 312 Biological product regulations: 21 CFR 610,

210-211 Protection of human subjects: 21 CFR 50

Additional safeguards for children: (Subpart D) Guidance documents Internal and external science RAC recommendations FDA advisory committees 3

Page 4: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Relevant Guidances

Draft Guidance for Industry: Preclinical Assessment of Investigational Cellular and Gene Therapy Products, 2012

Guidance for Industry: Clinical Considerations for Therapeutic Cancer Vaccines, 2011

Guidance for FDA Review Staff and Sponsors: Content and Review of Chemistry, Manufacturing, and Control (CMC) Information for Human Gene Therapy Investigational New Drug Applications (INDs), 2008

Guidance for Industry: Gene Therapy Clinical Trials - Observing Subjects for Delayed Adverse Events, 2006

ICH Guidances 4

Page 5: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

The IND Review Process

A Team Approach to IND Review: Regulatory Project Manager Chemistry, manufacturing, and controls (CMC)

reviewer Pharmacology/Toxicology reviewer Clinical reviewer Statistical reviewer

Within 30 days (in effect or hold) Outstanding hold and non-hold issues conveyed by

phone and detailed letter is issued. Must satisfactorily address hold issues prior to

beginning clinical trial 5

Page 6: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Yearly New GT IND Submissions(~ 370 Active INDs, 840 Total)

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Page 7: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Regulatory Timeline

Phase 1 Phase 2 Phase 3Preclinical Marketing

Phase 4

File IND

File BLA

EOP2 Meeting

Pre-BLA Meeting

Pre-IND

Pre-pre-IND

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Page 8: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

21 CFR 312.22

FDA’s primary objective in reviewing an IND are in all phases of the investigation, to assure the safety and rights of subjects….

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Page 9: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

IND Submission: CMC Content

Safety of source materials, intermediates, Safety of source materials, intermediates, and final productand final product

Viral/microbial contaminants Manufacturing process Product testing for identity, purity, potency

As related to safety for early phase trials

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Page 10: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Pre-Clinical Studies

Scientific basis for conducting clinical trial Recommend initial safe dose & dose-escalation

scheme in humans Identification of potential target tissue(s) of

toxicity/ activity Identification of parameters to monitor clinically Identification of patient eligibility criteria

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Page 11: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Pre-ClinicalProof-of-Concept (POC)

POC in relevant animal models – bioactivity endpoints Extent of functional correction

Durability of effect Determine effective dose level range Optimize route of administration/dose

selection/dosing regimen Collect safety data in the animal models

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Page 12: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Toxicology Studies

Identify, characterize, quantify the potential local and systemic toxicities in relevant animal species Identify target organs/sites for toxicity Reversibility (acute or chronic toxicities) Dose response relationship

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Page 13: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Clinical Studies: Early- Phase Considerations

Optimal dose and administration Starting dose level/dose-escalation

scheme Route of administration Dose schedule

Define appropriate patient population Staggering of dose escalation

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Page 14: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Patient Safety Monitoring

Systematic observations of patients should be performed Clinical Radiological Laboratory

Defined timed intervals for observations

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Page 15: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Clinical Trial Safety Monitoring

Safety monitoring should be guided by: Findings from Preclinical studies Features of the underlying disease Anticipated disease-product interactions Long term follow-up for applicable products

Safety reporting requirements described in 21 CFR 312

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Page 16: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Key FDA Questions In An Early-Phase IND Review

Does the submission contain sufficient information to assess risks to the subjects in the proposed trial? Are source materials, manufacturing process, and final

product sufficiently characterized to provide adequate assurance of safety?

Were adequate preclinical studies performed? Were data submitted in sufficient detail to conduct an

independent FDA review? Does the design of the clinical trial contain adequate

safeguards for subject safety? Is the design of the clinical trial adequate to achieve

stated aim? If sufficient data are present, are the risks to human

subjects reasonable? 16

Page 17: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Overview

IND Review Process Regulatory framework Discipline review focus

FDA and RAC Respective roles How we interact

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Page 18: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

FDA and RAC

Distinct and complementary roles in the review of clinical trials involving gene transfer.

NIH RAC provides an invaluable service by allowing open public discussion of applications to initiate gene therapy trials that present novel ethical or scientific considerations.

Only FDA may authorize, at a Federal level, clinical trials using unapproved products.

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Page 19: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

FDA review

Emphasis in early clinical phases is on review of data

and clinical study design to support safety. Review is in the context of a regulatory framework. Reviewer and sponsor interaction occurs throughout

product lifecycle. Pre-pre INDs to post marketing

Science based decision making. Confidentiality restrictions limit what FDA can discuss

in public.

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Page 20: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

RAC Review Focus on scientific and ethical issues

Scientific perspectives Can include ad hoc experts from around the world

Public forum Recommendations to improve knowledge gained in

pre-clinical studies and early-phase clinical trials Activity endpoints Understanding mechanism of action

Less detailed material to review Minimal role in manufacturing review, but may

provide recommendations to improve product/product design

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Page 21: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

FDA Interactions with RAC Non-voting representative

Other FDA staff typically attend or watch videocast Participates in Gene Therapy Safety Advisory Board (GTSAB)

discussions FDA can advise and clarify policies/regulations during RAC

meetings FDA does not comment on review decisions at meetings

FDA benefits from: Public discussion of potential risks and ethical considerations Scientific review and discussion

FDA use of the GeMCRIS database

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Page 22: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

OCTGT Contact Information

Dan Takefman [email protected]

Regulatory Questions Contact the Regulatory Management Staff in OCTGT

at [email protected] or [email protected] or by calling (301) 827-6536

References for the Regulatory Process for OCTGT http://www.fda.gov/BiologicsBloodVaccines/

GuidanceComplianceRegulatoryInformation/OtherRecommendationsforManufacturers/ucm094338.htm

OCTGT Learn Webinar Series http://www.fda.gov/BiologicsBloodVaccines/NewsEvents/

ucm232821.htm

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Page 23: The FDA Review Process Dan Takefman, PhD Chief, Gene Therapy Branch DCGT/OCTGT/CBER/FDA IOM Meeting 6/4/13

Public access to CBER

CBER website: http://www.fda.gov/BiologicsBloodVaccines/default.htm Phone: 1-800-835-4709 or 301-827-1800

Consumer Affairs Branch (CAB) Email: [email protected] Phone: 301-827-3821

Manufacturers Assistance and Technical Training Branch (MATTB) Email: [email protected] Phone: 301-827-4081

Follow us on Twitter https://www.twitter.com/fdacber

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