the repertoire of modern revolution 13 may 2008. regimes and repertoires high capacity, non-...

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The repertoire of modern revolution 13 May 2008

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Page 1: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The repertoire of modern revolution

13 May 2008

Page 2: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Regimes and Repertoires

• High capacity, non-democratic regimes– Lots of prescribed and

forbidden performances, few tolerated performances

– “Resistance repertoires”– Medium levels of violence

• Low capacity, non-democratic regimes– Few prescribed or tolerated

performances, lots of forbidden performances

– High levels of violence

• High capacity, democratic regimes– Many tolerated

performances, few prescribed or forbidden performances

– “Social movement repertoire”

– Low levels of violence• Low capacity, democratic

regimes– Few tolerated, prescribed,

or forbidden performances– Medium levels of violence

Page 3: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The Social Movement and its Repertoire

• An invention of the 19th century• Promotes a concerted, generally non-violent

campaign of claim-making performances for particular purposes– Street demonstrations– Letter-writing and petition-signing campaigns– Public lectures, sit-ins, use of the media, etc.

• The disruptive but non-violent character of these performances may keep a problem on the agenda, mobilize supporters, and persuade the persuadable

Page 4: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The social movement and its repertoire

• Generates mobilization through– Forging protest identities by drawing on pre-

existing organizations and networks– Enhancing those identities through public

displays of “Worthiness, Unity, Numbers, and Commitment”

• It is a “modular repertoire” useful in many places and times– Well adapted to claim-making in democratic or

semi-democratic regimes

Page 5: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

An apparent paradox

• Mobilization is required to overthrow a high-capacity, non-democratic regime and create a high-capacity democracy

• Mobilization is apparently easiest where it is least needed

Page 7: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The “Orange Revolutions”

• The “Orange Revolution”– What kind of regime did the Ukraine have in 2004?– What was the occasion for the “revolution”? – What kinds of opportunities did this present for the

opposition?– What sorts of performances did they use to press

their claims? Why these and not others?– What did they signal with these performances? What

did such signaling achieve?– What was the outcome?

Page 8: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The color revolutions

Page 9: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The color revolution: a model

• Occasion: A Stolen Election in a Hybrid Regime• Actors:

– A united opposition– A divided government– Foreign election monitors– Foreign governments supporting pro-democracy movements

• Repertoire: A variation on the “social movement” repertoire– Before the election: radical youth movements delegitimize the

regime using unconventional protest tactics– After the election, but before the signing-in of elected officials:

massive mobilization (using non-violent resistance tactics taken from the work of Gene Sharp)

Page 10: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The Occasion: A Coordination Game

A and B protest, both get their desired outcome of regime change

A protests and gets jailed, B stays warm and cosy at home, the regime stays intact

B protests and gets jailed, A stays warm and cosy at home, the regime stays intact

Neither A nor B protest, both stay warm and cosy at home, the regime stays intact

Page 11: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The Occasion

• Stolen elections provide natural “coordination points” for protest

• Hybrid regimes are especially vulnerable at such points

• But the success of mobilization drops off once elected officials have been sworn in: limited time frame

Page 12: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Foreign actors and their role in a stolen election

• Foreign election monitoring increases the costs of falsification and repression

• Direct monetary support to the opposition may increase their chances of sustaining mobilization

Page 13: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Government actors

• Divisions in government make it harder to decisively prevent the opposition from taking the initiative– E.g., in the Ukraine, divisions within the

security forces made it difficult for the government to order a crackdown

– In many hybrid regimes, the opposition has some political base (e.g., controls legislative seats or local governments)

Page 14: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Learning process: the opposition

• Successful revolution in one case energizes the opposition in countries similarly situated– Similar “hybrid regimes”– Similar cultural context (post-soviet regimes)

• Successful revolution in one case may make people in less-advantageous situations think they have a chance

• Direct learning: techniques of revolution are directly learned from innovators elsewhere

• Adaptations are made to the particular context

Page 15: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Diffusion of Otpor’s tactics

Kmara (Georgia, Rose revolution)

Oborona (Russia)

Otpor (Serbia, Bulldozer Revolution)

Page 16: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Innovations and adaptations to local contexts

• Different symbols and colors (roses in Georgia, Orange clothing in Ukraine) to sustain protest identities

• New performances: violent attacks on government offices in the Tulip revolution in Kyrgystan

Page 17: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,
Page 18: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Learning processes: the government

• At first, the success of revolution in one case may lead to divisions within similarly-situated regimes

• Then elites learn:– Monitor foreign NGOs or expel them– Prevent or diminish foreign electoral observer

presence– Manipulate electoral campaigns rather than elections

themselves– Arrest activists etc.

Page 19: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Color revolutions: a self-limiting process

• Learning by the government eventually succeeds in coping with the tactics of the revolutionaries

• Later revolutionaries may have fewer advantages to draw from, and the contexts may be too different from the original one for the same techniques to work

Page 20: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Tipping points

Page 21: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Factors making it easier to revolt

• Past history of electoral fraud• Medium level of civil/political rights (i.e., a hybrid regime)• Relatively high levels of income• Opposition representation in the legislature or local

government• Large or growing number of university students• Tradition of large-scale protest• Regional divisions within ruling groups• Divisions within security forces, ties to opposition• No oil• Ties to foreign NGOs

Page 22: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,
Page 23: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

So what happened in Armenia?

• A failed revolution– Not an obviously stolen election (certified by

OSCE)– Large-scale protests, using same tactics as in

the other color revolutions– No divisions within the government: after

some time, the government found a suitable excuse for dispersing the protesters and did so successfully

Page 24: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

Other failed opportunities for revolution

• Mexico and Venezuela– Not an obviously stolen election: difficulties in

mobilizing supporters– No divisions within the government– Different context

• Zimbabwe– No foreign observes or support for the opposition– Poverty– Different context

Page 25: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The repertoires and regimes of revolution

• The American revolutions of the late 18th and early 19th century– Seeking republican self-government– Draw on liberal ideas and tactics developed in the

American revolution and refined later– Against colonial states/regimes

• The great revolutions of the 19th and early 20th century– Seeking social transformation– Draw on ideas and tactics developed in the French

revolution and refined later– Against absolutist agrarian monarchies

Page 26: The repertoire of modern revolution 13 May 2008. Regimes and Repertoires High capacity, non- democratic regimes –Lots of prescribed and forbidden performances,

The repertoires and regimes of revolution

• The “Velvet Revolutions” of 1989– Seeking liberal democracies– Its repertoire draws on home-grown

innovations– Against post-totalitarian regimes

• The “color revolutions” of the early 2000s– Seeking liberal democracies– Against hybrid regimes