the science of sleep-aviation rest and fatigue regulations

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The Science of Sleep-Aviation Rest and Fatigue Regulations for Pilots Noam Alon United Airlines Kathryn Reid, PhD Northwestern University Transportation Center April1, 2014 Icarus: Northwestern University

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Page 1: The Science of Sleep-Aviation Rest and Fatigue Regulations

The Science of Sleep-Aviation Rest and Fatigue Regulations for Pilots

Noam Alon United Airlines

Kathryn Reid, PhD Northwestern University

Transportation Center

April1, 2014 Icarus: Northwestern University

Page 2: The Science of Sleep-Aviation Rest and Fatigue Regulations

Agenda

• Sleep science

• Rationale for the rule

• Key elements of FAR 117

• Q/A

Adapted from and recognition due to Bob Hughes, United Airlines.

Page 3: The Science of Sleep-Aviation Rest and Fatigue Regulations

The Science of

Sleep-Aviation Rest and Fatigue

Regulations for Pilots

Kathryn Reid, PhD Research Associate Professor of Neurology

Associate Director, Sleep and Circadian Rhythm Research Program

Northwestern University Feinberg School of Medicine

Chicago, IL

April1, 2014 Icarus: Northwestern University

Page 4: The Science of Sleep-Aviation Rest and Fatigue Regulations

Objectives: Why are there RULES? • The sleep science

– Impact of Circadian Rhythms

– Regulation of sleep-wake

– Consequences of sleep loss

– Impact of shift work

– Impact of Jet lag

Page 5: The Science of Sleep-Aviation Rest and Fatigue Regulations

Duty hours

• Why does the duty hours rule differ by time of day

– Daily duty hours 8 or 9 hours

• Why is there a cumulative hours rule?

– Cumulative duty hours 100 or 1000 hours

Page 6: The Science of Sleep-Aviation Rest and Fatigue Regulations

Dijk et al., J. Physiol. 1997, 505:851-858

Circadian Rhythms

Dijk & Edgar, 1999, Lung Biology in Health & Disease, vol.133

Page 7: The Science of Sleep-Aviation Rest and Fatigue Regulations

Circadian Timing System

(Temperature, hormones

Performance, mood)

Retinal Ganglion cells

(blue 460-480 nm)

Page 8: The Science of Sleep-Aviation Rest and Fatigue Regulations

Circadian and Homeostatic Regulation of Sleep

Melatonin

Adapted from Edgar et al. J Neurosci. 1993

Page 10: The Science of Sleep-Aviation Rest and Fatigue Regulations

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Hours of Wakefulness

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Adapted from Dawson & Reid, 1997, Nature Vol 388: 235

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Expressing the performance impairment due one night of sleep loss as a Blood Alcohol Equivalent

Page 11: The Science of Sleep-Aviation Rest and Fatigue Regulations

Rest Duration

• 10 CONSECUTIVE HOURS minimum and may not be reduced.

– This rest must provide a minimum of eight uninterrupted hours of sleep opportunity.

Page 12: The Science of Sleep-Aviation Rest and Fatigue Regulations

Roach, Reid & Dawson, OEM, 2003

Page 13: The Science of Sleep-Aviation Rest and Fatigue Regulations

Partial Sleep Debt: Impact on Performance

Belenky et al, 2003

Page 14: The Science of Sleep-Aviation Rest and Fatigue Regulations

• To sleep well there are several sleep hygiene rules

to follow - those related to the sleep environment

include:

– cool

– dark

– quiet

– Recumbent (lying down)

Onboard Crew Rest Facilities Why do we care?

Page 15: The Science of Sleep-Aviation Rest and Fatigue Regulations

Further Challenges: Shift work & Jet Lag

Page 16: The Science of Sleep-Aviation Rest and Fatigue Regulations

Day 1 - Day offDay 2 - Day offDay 3 - Night shift 1Day 4 - Night shift 2Day 5 - Night shift 3Day 6 - Night shift 4Day 7 - Night shift 5

1Time of Day (24 h)

20 21 11 12 170 422 23 137 852 3 6

Sleep

SleepNight shift

14 15 169 10

•Circadian misalignment makes working at night and sleeping during the day difficult

temperature minimum = time when most sleepy

Night work

Page 17: The Science of Sleep-Aviation Rest and Fatigue Regulations

– sleep disruption

– reduced sleep duration & quality

– increased fatigue

– reduced alertness

– reduced performance

– increased psycho-social problems

– increased health problems

– increased risk of accidents

Major complaints of shift workers

Page 18: The Science of Sleep-Aviation Rest and Fatigue Regulations

Jet Lag Acclimation & Theater • Jet lag is associated with travel across

multiple time zones

• Results in misalignment between the internal circadian clock and the external light-dark and sleep-wake cycle

• Results in impairment of daytime function, general malaise, or somatic symptoms such as gastrointestinal disturbance within one to two days after travel.

Page 19: The Science of Sleep-Aviation Rest and Fatigue Regulations

1 2

3 4 5 6

18 19 20 2114 15 16 17 136 7 8 9 11

1 2

10 123 4 522 23 24

21 22 23 24

Time of Day (24 h)

Boston

197 8 9 10

14

19 20 15 1811 12 13 14 16 17

(on arrival)

London

London

Boston(at home)

= when I expect to sleep ok

▼= temperature minimum

• Misalignment between the circadian clock and local time

Jet lag: The Cause

Page 20: The Science of Sleep-Aviation Rest and Fatigue Regulations

16:00 20:00 24:00 04:00 08:00 12:00 16:00

Sleep time in London

Clock Time in Denver (hours)

Sleep time in Denver

23:00 03:00 07:00 11:00 15:00 19:00

Clock Time in London (hours)

Light exposure

Light exposure Sleep time in London

Travelling East

23:00

Page 21: The Science of Sleep-Aviation Rest and Fatigue Regulations

23:00 03:00 07:00 11:00 15:00 19:00 23:00 Clock Time in London (hours)

16:00 20:00 24:00 04:00 08:00 12:00 16:00

Clock Time in Denver (hours)

Sleep time in Denver

Sleep time in London

Light exposure

Travelling West

Page 22: The Science of Sleep-Aviation Rest and Fatigue Regulations

Thank you