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The Unitary Patent and the Unified Patent Court Dr. Leonard Werner-Jones

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Page 1: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

The Unitary Patent and the

Unified Patent Court

Dr. Leonard Werner-Jones

Page 2: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

2

Background

The Past:

• No centralization at all

• Prosecution country-by-country

• Litigation country-by-country

The Unitary Patent and the Unif ied Patent Court

National Patents

Nationalactions

Page 3: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

3

Background

The Present (since the 1970’s):

• Partial centralization

• Prosecution centralized at the EPO

• Litigation country-by-country in national

courts

The Unitary Patent and the Unif ied Patent Court

European

Patent

Nationalactions

Page 4: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

4

Background

The Future:

• Complete centralization

• Prosecution at the EPO

• Litigation at the UPC

The Unitary Patent and the Unif ied Patent Court

EP-UEs Centralised

action

Page 5: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

5

Filing and Prosecution

Filing and prosecution

• No change

• The EPO will still be responsible for search,

examination and grant of patents

• All key aspects of EPO practice remain

unchanged

• The fun and games start at grant…

The Unitary Patent and the Unif ied Patent Court

Page 6: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

6

EPO Grant – Decision Time

When an EP is granted, applicant will

have choice:

1) Validate to get an EP patent with unitary

effect (EP-UE / UP (Unitary Patent))

2) Validate the patent country-by-country as

we do now (Classic EP)

• Decision has to be made within 1 month of

grant by the EPO

The Unitary Patent and the Unif ied Patent Court

Page 7: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

7

Territorial Scope

The Unitary Patent and the Unif ied Patent Court

Country EPC UP UPC Ratification

AL * Albania •

AT Austria • • • 06.08.13

BE Belgium • • • 06.06.14

BG Bulgaria • • • 03.06.16

HR Croatia •

CY Cyprus • •

CZ Czech Republic • •

DK Denmark • • • 20.06.14

EE Estonia • •

FI Finland • • • 19.01.16

FR France • • • 14.03.14

DE Germany • •

GR Greece • •

HU Hungary • •

IS * Iceland •

IE Ireland • •

IT Italy • • • 10.02.17

LV Latvia • •

LI * Liechtenstein •

Country EPC UP UPC Ratification

LT Lithuania • •

LU Luxembourg • • • 22.05.15

MK* Macedonia •

MT Malta • • • 09.12.14

MC* Monaco •

NL Netherlands • • • 14.09.16

NO * Norway •

PL Poland •

PT Portugal • • • 28.08.15

RO Romania • •

SM San Marino •

RS * Serbia •

SK Slovakia • •

SI Slovenia • •

ES Spain •

SE Sweden • • • 05.06.14

CH * Switzerland •

TR * Turkey •

UK United Kingdom • •

* not EU member states

Page 8: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

8

Renewal fees – fixed package vs own choice

The Unitary Patent and the Unif ied Patent Court

Total Costs of an EP-UE vs. an EP over lifetime*

0

50

100

150

200

250

DE GB FR NL IT BE SE AT CZ GR RO PT DK FI HU IE SK BG LT SI LU LV EE CY MT

per state (in k€)

EP-UE costs

EP-costs per state

(* costs include EPO and national fees but no attorney fees; application with 40 pages / 15 claims;

grant in 5th year)

total costs

Page 9: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

9 The Unitary Patent and the Unif ied Patent Court

Cost Components

0

50

100

150

200

250

EP-UE EP-DE,FR,UK EP-DE,FR,UK, IT EP-DE,FR,UK, NL EP-25

Composition of costs (in k€)

pre-grant fees validation fees translation costs renewal fees

Page 10: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

10

European Patent Landscape: Status Quo and Near Future

The Unitary Patent and the Unif ied Patent Court

Grant Enforcement

National

actions

National

Patents

Grant procedure and national patents: nothing changes

European

Patent with

Unitary Effect

Centralised

action

National

actions

European

Patent OPT OUT

Page 11: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

11

European Patent Landscape: Future after Expiry of Transition Period (>7 years)

The Unitary Patent and the Unif ied Patent Court

Grant Enforcement

National

Courts

National

Patents

European

Patent with

Unitary Effect

UPC for UPCA

Member States

European

Patent National Courts for non-UPCA

Member States

Page 12: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

12

Opt-Out

• Opt-out removes the UPC’s jurisdiction and gives

national courts sole jurisdiction

• Opt-out not possible once an action is commenced

at the UPC

• No opt-out fee

• Opt-out can be withdrawn

Opting out

The Unitary Patent and the Unif ied Patent Court

Page 13: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

13

Opt-Out

The Unitary Patent and the Unif ied Patent Court

Opt-out removes the UPC’s competence with regard to nationally validated EPs (but not EP-UEs)

Opting-out not possible if action pending before the UPC (or if action has been concluded)

Page 14: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

14

Central Division

Local Division

Local Division <50 cases

Regional Division

Court of First Instance

Court of Appeal

Luxembourg

Courts

The Unitary Patent and the Unif ied Patent Court

Page 15: The Unitary Patent and the Unified Patent Court · Unified Patent Court Dr. Leonard Werner-Jones. 2 Background The Past: • No centralization at all • Prosecution country-by-country

15 2017 BIO World Congress on Industrial Biotechnology

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