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Welcome to the ACAMS Web Seminar

Preview of the 2015 ACAMS moneylaundering.com International AML & Financial Crime Conference

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Speakers:

Dennis LormelPresident & CEODML Associates

Angela MeleCo-Founder

RiskPass

Cindy SadaphalAttorney at Law

Trinidad and Tobago

Stephen ThompsonNational AML Coordinator

The Bahamas

Moderator:

Kieran Beer, CAMS

Editor in Chief

ACAMS moneylaundering.com


• Celebrating 20 Years of Our Annual Conference

• Keynote Speakers Include Leslie Caldwell, assistant attorney general in charge of the criminal division, Dept. of Justice

• Rene Bruelhart, head of the Vatican’s Financial Information Authority

• Global Perspectives: FATF, FATCA, Global Regulation, the Caribbean

• Counter-Terror Panel


Gaining New Insights On Beneficial Ownership

• Analyzing the FATF standard

• The U.K. registry

• Evolving U.S. standards


FATCA Compliance Updates

• Model Agreements I and II

• Model I: Allows financial institutions to hand over data to their governments, which makes it available to U.S. counterparts upon request

• Model II: Requires foreign banks to report directly to U.S. agencies


• Practical Advice on Choosing the Right FATCA Agreement

• Other tax treaties, including with the U.K.


• FATF: The Fourth Round of Mutual Evaluations

– Lessons from Spain and Norway

– “Effective compliance” standard

– COMING SOON

– Trinidad and Tabago Jan.2015

– Cayman Q1 2017

– Bahamas Dec. 2015


• FATF: Preparing for the Process

• National Risk Assessment

• Role of the Caribbean Financial Action Task Force


• Addressing ISIS at the FATA Plenary in Paris, Oct. 2014

• Commitment to allocate more resources to uncover ISIS funding sources and methods


• Existing CTF Recommendations:• Investigate and prosecute organizations and individuals (even absent

specific terrorist act)

• Implement targeted financial sanctions on individuals and entities

• Ensure non-profits aren’t being abused

• CDD, correspondent banking controls

• Licensing and monitoring money services

• Cash declaration/disclosure systems

• Propagate international cooperation


• Counter-Terrorism Finance

• David Coleman Headley – Daood GilaniName Change

Dropping off the grid for weeks or months

Travel to high-risk areas

No visible means of support

ATM withdrawals

Online and mobile banking – IP addresses

Some information did come from a bank


ISISPotentially corporate or individual clients: How do you identify

them?

Corporate – Sources of FundingOil – Syria/Iraq

‘Taxation’/Extortion

Ransom

Looting Antiquities

Wealthy Donors

Charitable Funding


Individuals: North American/European

• Using banks

• Inactivity

• IP logins from areas of conflict

• ATMs in areas of conflict

• Wire transfers in areas of conflict

• Social Media

• Non-profit activity


If you have additional questions for today’s experts,or

suggestions for future web seminars,

please send those to:

[email protected]

Thank you for joining us today!

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mailto:[email protected]


Future Web SeminarsNOV 12 – Case Study: Western Express: An Exposé of Digital Crimes

Investment AdvisorsLevel: AllNoon to 2:00pm EDT

NOV 19 – Improving Audit Testing of Anti-Bribery and Corruption FunctionsLevel: Basic/Intermediate Noon to 2:00pm EDT

NOV 20 – Changing the AML game – from reporting to rejecting suspicions?Level: All Noon to 2:00pm EDT

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