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Civilian Radioactive Waste Management System Management & Operating Contractor THERMAL TEST PROGRESS REPORT #1 December 23, 1998 Prepared for: U.S. Department of Energy Yucca Mountain Site Characterization Office P.O. Box 30307 North Las Vegas, NV 89036-0307 Prepared by: Natural Environment Program Operations Civilian Radioactive Waste Management System Management and Operating Contractor 1261 Town Center Drive Las Vegas, NV 89134-6352 Under Contract Number DE-AC08-91RW0034 9903020042 990223 PDR WASTE WPI-11 PDR

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Page 1: Thermal Test Progress Report #1

Civilian Radioactive Waste Management System

Management & Operating Contractor

THERMAL TEST PROGRESS REPORT #1

December 23, 1998

Prepared for:

U.S. Department of Energy Yucca Mountain Site Characterization Office

P.O. Box 30307 North Las Vegas, NV 89036-0307

Prepared by: Natural Environment Program Operations

Civilian Radioactive Waste Management System Management and Operating Contractor

1261 Town Center Drive Las Vegas, NV 89134-6352

Under Contract Number DE-AC08-91RW0034

9903020042 990223 PDR WASTE WPI-11 PDR

Page 2: Thermal Test Progress Report #1

EXECUTIVE SUMMARY

As explained in Section 1, this Thermal Test Progress Report # I is the first of a series of informal reports intended to communicate the progress of the in-situ thermal tests. The progress reports will be prepared and distributed every three months or so.

The Single Heater Test (SHT), the Large Block Test (LBT) and the Drift Scale Test (DST) are the three components of the current in-situ thermal testing program at Yucca Mountain.

The SHT, covered in Section 2, is nearly complete and the final report is being prepared. The findings of the SHT are discussed in detail in Section 2.2.1 through 2.2.3. The principal findings of the SHT are:

a Conduction is the dominant heat transfer mechanism, although pore water in the rock plays arole via the convection mode in both liquid and gas phases. This needs to be taken into account in modeling, to correctly predict the effects of heating the rock such as rise in temperature and movement of water.

3 The dual permeability (DKM) model is more effective than the equivalent continuum (ECM) model in simulating the thermo-hydrologic processes in the SHT block.

a The SHT provides a basis, in site-specific field measurements, to rock mass thermal properties such as thermal conductivity and thermal expansion. The SHT shows that, below 2000C, rock mass thermal expansion is as much as 50% less than the values measured in the laboratory using small hand samples. The SHT also indicated that the thermal conductivity of the in-situ rock is substantially higher than that of the dried rock because of its moisture content. This difference needs to be taken into account in modeling the thermo-hydrologic processes.

a Chemical analysis of the water mobilized by heating in the SHT and subsequent modeling to recreate the characteristics of this water demonstrated that gas-phase reactions will play an important role in the thermal-chemical response of repository rock. The depressed measured pH of the SHT water samples indicates that CO 2 partial pressures in the SHT have been as much as two orders of magnitude higher than that at ambient condition.

Pneumatic measurements in the SHT suggest that air-permeability, in certain regions of the test block some distance away from the heater, decreased by a factor of 3 to 5 during the heating phase due to the filling of fractures by the condensation of mobilized moisture. Permeability recovered with the progress of cooling as liquid water drained from the fractures by gravity.

a Electric resistivity tomography (ERT) and ground penetrating radar (GPR) measurements in the SHT tend to suggest, as does DKM modeling, that rock moisture mobilized by heating may drain by gravity via fractures to below the heated region rather than stay perched above it.

The Large Block Test is discussed in Section 3. The heating and cooling phases of the LBT are complete and measurements of temperature and moisture content of the block have been terminated. Overcoring for post-test characterization of the block is currently underway. Laboratory testing, modeling and analysis will continue over the next several months and the final report is expected to be completed in August, 1999.

The Drift Scale Test is covered in Section 4. The heating phase of the test is in its 130' month now. It is expected to extend over another three years or so. Results measurements of various kinds being made in

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the DST are presented and discussed in Section 4. The recently completed Drift Scale Test Progress Report # 1 discusses and performs extensive analysis of test results for first six months of the heating phase.

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1 INTRODUCTION

Two types of formal reports have generally been employed to date to present and discuss results of the insitu thermal tests. These are the level 4 deliverable reports and the level 3 deliverable reports. The level 4 or the more numerous kind of reports cover one or a few aspects/subjects associated with a particular test such as the Single Heater Test or the Drift Scale Test. Usually, they cover all the work performed by a teammate organization with respect to a specific test. The level 3 reports, which are fewer, are intended to document in a comprehensive and integrated fashion all aspects of a particular test over a specific period of time. The contents of a level 4 report are incorporated in a subsequent level 3 report associated with the test. Both level 4 and level 3 reports are subject to rigorous guidelines of product quality in terms of reference citations, data presentations and interpretations, to ensure traceability, transparency and QA pedigree of information presented and discussed.

Because of the unavoidable overlap/duplication of efforts in preparing both the level 3 and level 4 reports and in order to streamline the process so that resource utilization is optimized, it has been decided to prepare only integrated level 3 reports for the thermal tests starting in FY99. There will still be some level 4 deliverables from each teammate organization comprising of semi-annual data submittals to the technical database. However, there will be no formal level 4 reports. Elimination of the level 4 reports is not expected to adversely impact the communication within the thermal test team. Such communication is continuously ongoing and is greatly enhanced by the workshops every three months. Since the level 3 reports will be approximately 12 months apart, the absence of the more frequent level 4 reports may cause a gap in others' awareness about the progress of the thermal tests. To avoid such a situation, this informal report, covering all aspects of the thermal tests, is prepared and distributed. This report, designated Thermal Test Progress Report #1, is the first of a series of informal reports which will be prepared shortly after each quarterly workshop to ensure wider dissemination of information on the progress of the thermal tests. Although, much of the information in the progress reports will be derived from the preceding workshop, these reports will not be limited to be a summary of the workshop presentations and discussions. Any information, relevant to the in-situ thermal tests, available at the time of publication of an progress report will be included and discussed in it.

This Thermal Test Progress Report #1 is prepared following the sixth workshop held in Lawrence Livermore National Laboratory in October, 1998.

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2 SINGLE HEATER TEST

The Single Heater Test (SHT), the first of the in-situ thermal tests, was fielded in Alcove # 5 in the Exploratory Studies Facility (ESF). The SHT is described in the report, "Test Design, Plans and Layout for the ESF Thermal Test", document # BAB000000-01717-4600-00025 REV 01 of September 20, 1996. The as-built SHT and some of the test results from the heating phase of the SHT are presented in the report, "Single Heater Test Status Report", document # BAB000000-0 1717-5700-00002 REV 01 of December 11, 1997.

2.1 Status

The heater of the SHT, energized on August 26, 1996, was turned off on May 27, 1997. Measurements and data collection continued till the end of January, 1998. Post-test characterization of the test block and analysis of results are complete. Several level 4 reports on various aspects of the SHT have been published. The final report is being prepared and is expected to be completed in March, 1999.

2.2 Outcome of Single Heater Test

2.2.1 LBNL's perspective/thermo-hydrological focus (from Yvonne Tsang on Input to progress report on ESF thermal test, November, 1998)

The Single Heater Test (SHT) is successful in meeting the stated objective of the YMP Thermal Test Program, namely, to acquire a more in depth understanding of the coupled processes: thermal, mechanical, hydrological and chemical processes in fractured, partially saturated tuff under the influence of heat. The good agreement between the modeling results and the extensive data set from the SHT indicates that the fundamental basis of our understanding of the thermo-hydrological coupled processes is sound, although detailed behavior are impacted by site specific features and local heterogeneities that have a higher degree of uncertainty. Table 2-1 gives a .•"v•r'1 measure of goodness of fit for simulated and all measured temperature in the SHT, at three is3tance of time during the test: 3 and 9 months after heating, and 3 months after cooling. Both the statistical measures Mean-Error and Root-Mean-Square-Error use the same weighting scheme E inversely proportional to the number of temperature measurements in a given temperature subrange t in order to give equal importance to all temperatures observed.

The success of the SHT is a direct result of the multidisplinary and multi-laboratory teamwork of the Thermal Test Team (TTT) in closely integrating modeling studies and field and laboratory measurements. The SHT has afforded the TTT an opportunity to refine an iterative approach between modeling and measurements. The approach is such that ambient pre-test characterization data serve as input to predictive modeling efforts, and measured data serve to discriminate and confirm alternative hypothesis in the conceptual models, and modeled results are allowed to guide further active testing and post-test characterization. This kind of iteration between model and test data is effective for reducing conceptual model and parameter uncertainty. As the first of the in situ thermal tests in the ESF, the SHT has functioned also as a testbed for the longer-duration, larger-scale Drift Scale Test (DST). Insights gained with regards to overall approach, testing methods, instrumentation, analysis strategies are presently applied to conducting of the DST. Two examples are: (1) while only water sampling and analysis was planned for the SHT, outcome of the SHT underlines the importance of gas chemistry in deciphering the thermohydrological-chemical processes, thus a rigorous gas sampling and isotopic analysis program is put in place for the DST; (2) while water sampling was originally planned only from the chemistry holes, the occurence of water in the hydrology hole 16 in SHT promoted a revised design of the packer system for the DST. The present packer string design in the DST is such that each borehole section isolated by packers in the 12 hydrology holes also double as water and gas sampling ports.

Despite the difference in scale and configuration between the two thermal tests (SHT and DST), the conceptual model of various coupled processes developed based on the SHT experience has been equally

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successful in matching the extensive temperature data set from 9 months of heating of the DST. This is a strong confirmation that the fundamental understanding and formulation of the thermo-hydrological coupled processes obtained in SHT is valid, thus significantly increase the confidence level of our ability to predict the performance of a high-level nuclear waste repository in heterogeneous, partially saturated, fractured tuff.

The main technical findings from the SHT (thermo-hydrological focus) are:

(1) Heat conduction accounts for most of the temperature rise, and is therefore the dominant heat transfer mechanism in the SHT. (2) Complementary field and laboratory techniques are important in tracking the drying/condensation front. The simulated moisture redistribution in the SHT using a dual-permeability 3D model is well supported by field data, which include those from ERT, neutron logging, cross-hole radar tomography, air injection tests, and laboratory measurements of matrix liquid saturation from post-test cores. The model predicts a drying zone of about 1.2 m around the heater at the end of the heating phase, as well as a condensation zone further away with a large increase in fracture liquid saturation, which gives rise to significant water drainage through the fractures by gravity, and the drained water is subsequently imbibed into the rock matrix below the heater horizon. Both electrical resistivity and cross-hole radar tomograms for the heating phase of the SHT hint at a larger liquid saturation in the matrix below the heater horizon rather than above it, suggesting water drainage in the fractures. The air permeability values in the condensation zone (zone 3 of boreholes 16 and 18), while remaining depressed throughout the heating phase because of increased liquid saturation in the fractures, returned to pre-heat values after the termination of heating, suggesting that water was not held in the fractures once the vaporization and condensation processes ceased at heater turnoff, again supporting the presence of water drainage in the fractures. This observation led the TTT to design placement of the three post-test boreholes 199, 200, and 201 (Figure 2.2-1), based on the drying, condensation, and drainage zones as predicted by the model results. The determination of the liquid saturation of these cores from the laboratory measurements (Figure 2.2-1) show that (a) drying due to heat has occurred near the heater, as evidenced by the lower liquid saturation of cores within the 1-m radius from the heater; (b) the liquid saturation in the anticipated "condensing" zone between the two dashed circles are generally lower than those values in borehole 201 (drainage zone). These observations are consistent with the predictions from a dual-permeability conceptual model, while an effective continuum approximation would predict no drainage in the fractures and a symmetric condensation zone about the heater horizon.

(3) The water collected in the SHT is confirmed by THC modeling to be result of steam condensation in fractures.

(4) Small thermo-mechanical changes due to heating were detected by post-test air permeability tests in the SHT block. There is an overall increase in air permeability from about 20% to a factor of 3.5, which may be attributed to overall microfracturing. Heating may cause some fractures to close and some to open. However, since air-permeability tests are conducted over length scale of meters, and since fluid always seek the least resistive path, air-permeability tests preferentially register the effect of fracture opening.

2.2.2 SNL Perspective

The Single Heater Test was a great success for the YMP for the following reasons:

a It was the first large-scale in situ coupled-process test at Yucca Mountain, and the experience gained from its successful implementation was used toward the Drift Scale Test.

3 The range and quality of data produced was outstanding. 3 The test successfully combined the results of field and laboratory data to describe hydrological,

mechanical, and chemical changes occurring to the heated rock. 3 The data allowed a realistic evaluation of the predictive codes and conceptual models used to describe

complex coupled processes expected at Yucca Mountain.

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Thermal-Hvdrologic Results

Equivalent continuum conceptual models do not adequately capture or describe details of the thermalhydrological behavior at the scale of the Single Heater Test. Dual permeability models match the data much better. For T-H modeling, the equivalent continuum model washes out the convective effects of the presence of fractures. The presentation by SNL pointed out the difference between the predicted and measured temperatures for the High kb ECM, Low kb ECM, and Low kb DKM models.

At r>l m, where T(measured)<1000 C, the three models yield essentially the same results, indicating that conduction is the primary heat transfer mechanism. Also in this region the models overpredict temperature (measured) by as much as 70C. This overprediction could be corrected by increasing the wet thermal conductivity of the rock in the simulations, which would cool the predicted rock temperatures.

The most important differences between the three models occur at radial distances from the heater between about 0.8 to 1.2 meters:

* For the Low kb ECM model in this annular region, the temperature is at the boiling point of water and liquid water and water vapor coexist in the pores of the rock. The vapor cannot readily escape from the pores of the rock

0 In the High kb model water vapor can readily escape from the pores of the rock.

* In the DKM model the separate but connected matrix and fracture continua results in a much smoother temperature profile through the boiling region, similar to the measured data.

Thermal-Mechanical Data

Field and laboratory thermal-mechanical data from the Single Heater Test provided necessary insights into the behavior of the Topopah Springs middle non-lithophysal rock in which the test was implemented.

Rock mass modulus, rock mass thermal expansion, and thermal stress are significantly reduced by the presence of fractures. Rock mass modulus values were obtained through Goodman Jack testing, and those values (3-10 GPa) were much less than the intact rock value (32.4 GPa). Rock mass thermal expansion values were determined from the displacement measurements of the MPBXs; those values (2.5-6 ptstrain/C) were less than the intact rock values (7-14 [istrain/hC) over the same temperature range. Thermally induced stresses were estimated for the range of modulus and expansion values with numerical modeling.

* Intact rock thermomechanical properties (thermal conductivity, thermal expansion, modulus, Poisson's ratio, and peak stress) are largely unaffected by the thermal pulse of the Single Heater Test. Thermomechanical properties of intact rock should not change over time, based on current laboratory test results.

A slight difference was noted for the thermal conductivity measurements of post-test samples. Those obtained from a region within the boiling isotherm had a slightly higher thermal conductivity than those from outside the boiling isotherm. It is thought that, if anything, the "inside" samples should have a lower conductivity because of the greater likelihood of microcrack formation due to the higher temperatures. Others at the workshop expressed the opinion that the data reflect their belief that the radiation across the microcrack would be more efficient than conduction of the intact rock, thus increasing the overall conduction. This is a likely topic for future discussion.

Thermal-Mechanical ModelinZ

The T-M data provided a realistic basis for comparison of elastic and compliant joint modeling. Previous calculations employing the elastic model and encompassing the range of rock mass and in situ values for modulus and thermal expansion matched the behavior of the MPBXs to some extent; however, seemingly inelastic behavior was observed, particularly in the three MPBXs parallel to the heater. The compliant joint model incorporates temporally and spatially averaged inelastic behavior of fractures. Results with the CJM

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with fracture apertures and spacings correlating to the low bulk permeability predict elastic behavior, with maximum displacements closer to the measured values than were the elastic model predictions. Results with the CJM for fracture characteristics correlating to the high bulk permeability predict very different behavior that somewhat mimics the inelhstic regions seen in the data. There is some correlation between locations of inelastic behavior and high permeability regions as indicating by air-perm tests and tunnel fracture mapping. Also, predictions of fracture aperture closure by the CJM indicate near-complete closure for the low-perm case, and only partial closure for the much larger fractures of the high-perm case. Although the CJM is very valuable for predicting fracture aperture behavior on a large scale, it does not identify discrete joint slippage events and poses mesh scaling problems for the observed joint spacing at the SHT site.

2.2.3 LLNL Perspective - Outcome of the Single Heater Test by Stephen C. Blair

The Single Heater Test is considered to be successful due, in part, to the tremendous amount of cooperation between the participants, and due to the success in measurements and interpretations of coupled processes that took place in the SHT.

Electrical Resistance Tomography (ERT) was used during the SHT to monitor the rock water saturation, with a special interest in the movement of steam condensate out of the system. Images of resistivity change were calculated using data collected before, during, and after the heating episode. These images were used to calculate changes in water saturation (after accounting for temperature effects) during or after heating.

Thermal neutron-logging was also used to monitor moisture content in four boreholes during the SHT. The ERT imaging and the neutron logs indicated that heating of the rock generally caused drying (decreased liquid saturation) near and above the heater and wetting (increased liquid saturation) in rock below and to the north of the heater. Figure 2.2-2 presents a compilation of the ERT and neutron measurements made near the end of the heating phase (day 270). This figure shows very good agreement between the two data sets. The transition from drying to wetting regions observed from neutron logs in Boreholes 22 and 23 especially well matches the drying/wetting transition derived from ERT measurements.

The most extensive drying is observed in regions at the heater elevation and above. However, the dry zone detected by ERT is not centered on the heater and is not symmetric about the heater; rather, it has lobes that extend upward from and to either side of the heater (Figure 2.2-2). The ERT measurements do indicate that the driest region was right around the heater and that it had a saturation of approximately 10%. In addition, temperature measurements in the neutron holes indicated that drying occurred at temperatures in the range of 60 to 90°C. Figure 2.2-3 presents the ERT tomograph for 270 days overlaid with temperatures calculated for 275 days. This figure shows that, for the region below the level of the heater, measurable drying is indicated for rock at temperatures greater than 60°C.

In late November 1996, early February 1997, late February 1997, and mid-May 1997, water samples were collected from one of the boreholes in the SHT. Geochemical analysis of water composition and associated modeling show that the waters collected were slowly evolving while still maintaining consistent compositional characteristics. These characteristics are that Na and Si were the dominant cations in

solution, followed by Ca, K, and Mg. Values of pH at about 6.5 all reflect slightly acidic waters. The low pH is indicative of higher CO, partial pressures (approximately two orders of magnitude, relative to ambient).

The evolution is consistent with a simple model in which condensate interacts with fracture-lining minerals only. Preliminary modeling suggests that the flow distance was 3 to 6Yým from the heater and also that the concentration of Ca followed precisely that expected if calcium concentration reflects the interaction of calcite and a water in which pH is externally controlled, that the solution concentration remains saturated with respect to quartz, and that the concentrations of K are consistent with K-feldspar dissolution.

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These conclusions are also consistent with the primary characteristics of the solution chemistry developing within a few meters of the heater, at temperatures and flow conditcns expected in the actively convecting portion of the heated region.

X-ray analysis of samples taken from the ESF has shown the uniformity of the total Si02 polymorph and feldspar abundances in the repository horizon (Topopah Spring tuff). Within this horizon and adjacent zones, the relative abundance of quartz plus tridymite is positively correlated with gray, altered zones adjacent to lithophysal and fractures. Work presented here indicates that the relative abundance of cristobalite relative to quartz plus tridymite could potentially be used to assess the density of paleo fluid pathways. A strong negative correlation between cristobalite and quartz plus tridymite abundances was observed and may reflect post-devitrification alteration by aqueous fluids.

An optical extensometer, developed at LLNL, was installed in two boreholes in the SHT. This prototype instrument was developed for use in the high-temperature environment that is expected in a geologic repository for nuclear waste. The system has many advantages over conventional rod extensometers because there are no moving parts in the borehole, and a system correction for temperature is incorporated in the design. Precision of data gathered during the SHT with this system was not adequate to monitor small deformations. However, valuable field experience with this system was gained, and, because the system is still under development, it is hoped that the system performance and data quality will be improved in future realizations of this instrument.

The thermo-hydrologic (TH) behavior during the heating and cooling stages of the SHT was modeled with the NUFT code, using the December 1997 TSPA-VA base-case hydrologic parameter set, which was modified to include the field measurements of bulk permeability in the SHT area. Two different conceptual models for fracture-matrix interaction were considered: the ECM, which assumes equilibrium between the fracture and matrix continua, and the DKM that accounts for disequilibrium processes between the fracture and matrix continua. Unlike earlier TH models of the SHT, all of the models in this study included the influence of vapor and heat flow along the heater borehole.

The DKM model predicted temperatures that were in outstanding agreement with the observed "-'-•' temperatures throughout the heating stage of the SHT; the ECM model predicted lower temperatures, but a

more extensive dry-out region, than did the DKM model. Both the ECM and DKM models predict a pronounced cold-trap effect in the heater borehole. Vapor and latent-heat flow from the heated interval of the heater borehole to the cool end of the heater borehole adjacent to its collar, where the vapor condenses, resulting in focused condensate drainage and a local increase in Sliq in the matrix. The cold-trap effect efficiently transfers heat along the heater borehole toward the TM alcove. The cold-trap effect is a potentially important mechanism influencing TH behavior in emplacement drifts.

This work also showed that The SHT was ineffective for distinguishing between alternative conceptual models of the fracturefimatrix interaction (FMX) factor. Both approaches result in the same outstanding agreement with observed temperatures, and both approaches predict the same distribution of Sliq in the matrix continua. This analysis also showed that the SIHT was not a useful test for diagnosing the magnitude of percolation flux qperc. The lack of sensitivity of the SHT to qperc arises from the heat-driven condensate fluxes being much greater than any of the values ofqperc that were considered.

Scientists at LLNL also performed a simple TM analysis of the SHT . This analysis was designed to assess the potential for TM stresses developed in the SHT to cause shear slip on fracture sets occurring in the rock mass heated during the SHT. Shear slip has been shown to increase rock-mass permeability. This analysis shows that thermal gradients and associated thermal stresses induced by heating and cooling of the SHT are relatively low, and regions where shear slip could be expected are also small and unlikely to influence permeability.

The Single-Heater Test (SHT) was one phase of the field-scale thermal testing program of the Yucca Mountain Site Characterization Project. It was conducted to obtain data on thermal, mechanical, hydrologic, and chemical processes in situ. The resulting d -Earth & Environmental Sciences-Earth & Environmental Sciences.

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Laboratory Measurements of Liquid Saturation on Post-Cooling Cores from the SHT

fN

/

ui d saturation S0.9400

0.8314 0.7229 0.6143 0.5057 0.3971 0.2886 0.1800

4

3

2

1

0

-1

-2

-3

-4

se 7%•).

m

0 1 2 3 4 5 6 x (M)

Figure 2.2-1. Liquid saturation of cores from boreholes 199, 200, 201, dry-drilled after the cooling. (DTN LB980901123142.006)

E N

/88 W"' 84 82 80g. 199

r =3 17? 8- 7 85 83 81 200

\ 93 9 7L ...... 84 2

N/

"97- Cores 81, 83, and 86 not available for 99 9 6 hydrological measurements.

0 0 Derived saturation is depressed becau of the bigh porosityvalees (13%-l1

-4 -3 -2 -1iiimllllmllll• ..................

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5. CONCLUSIONS AND RECOMMENDATIONS

The Performance Confirmation Plan identifies the current and expected regulatory requirements for performance confirmation and postclosure mined geologic disposal system (MGDS) performance and the activities planned to satisfy these requirements. These activities are based on the current MGDS design, understanding of natural and engineered barrier processes, and conceptual and mathematical models and computer codes. Assumptions are necessary regarding the state of knowledge expected to exist at the time of the submittal of the License Application. Changes in the planned activities can therefore be expected as site characterization, MGDS design, and the performance confirmation program are developed. Consequently, periodic revisions to this Plan are recommended to reflect these changes. The plan identifies each uncertainty or item of information not yet developed as To Be Determined (TBD). These topics require further development to be completed or further analysis to determine specific requirements.

TBDs are contained in a package that consists of a list of the TBDs, criteria for prioritizing their resolution, and tables showing the consolidated list of TBDs sorted by page number and by priority (Wagner 1997). The purpose of this package of TBDs is to compile relevant information on the incomplete sections or needed information in the draft Performance Confirmation Plan. This package also provides an indication of the actions necessary to complete the Plan and the priority in which the TBDs are to be resolved, and the time frame for their resolution.

As described in Section 1.1.1, the purpose of the Performance Confirmation Plan is to specify monitoring, test, and analysis activities to be conducted for evaluating the accuracy and adequacy of the information used in the License Application to determine that the performance objectives for the period after permanent repository closure will be met. This plan describes an approach and activities to identify data needs, predict performance, establish tolerances and test criteria, collect data (through monitoring, testing, and experiments), analyze the data and assess performance, and to recommend appropriate action.

The Performance Confirmation Plan supplements performance confirmation requirements in the Scope Sheets of Section 4. A summary of recommended changes to the requirements previously identified in the Performance Confirmation Concepts Study Report is provided below. The Performance Confirmation Plan established the required contents of a performance confirmation baseline in Section 3.1 and provided a draft version of the baseline in Appendix H. Section 1 of the plan provides a performance confirmation program description.

It is recommended that the following changes be made to the current list of assumptions in the Controlled Design Assumptions Document related to Performance Confirmation Requirements, Key 061. The assumption should refer to both the Performance Confirmation Concepts Study Report and the Performance Confirmation Plan. Assumption 1 should be changed to reference Appendix D of the Performance Confirmation Plan which has been updated to include all performance confirmation parameters, not just those key parameters for design. In Assumption 8, the specific location of the underground fault zone testing should be determined at a later date, in particular long-term testing of the Ghost Dance fault may not be necessary and should depend upon the results of current testing. In assumption 1Oa, the wording of the assumption should be changed to the following: "Any ground support (i.e., precast concrete linings) that covers the repository subsurface opening rock wall surface

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shall not be installed until after the rock wall surface has been observed for potential anomalous conditions and necessary rock mapping is complete, except where workers safety is an issue."

It is recommended that the performance confirmation parameter screening process be conducted early in 1998 after the completion of the current design phase and completion of sensitivity studies for the upcoming total systems performance assessment for the Viability Assessment. This screening should utilize the interim postclosure standard as one of the key criterion in performance confirmation parameter selection. This update of the performance confirmation parameters will ensure a set of parameters that is consistent with the current design, performance assessments, and DOE guidance on the interim postclosure performance standard.

Further development of the draft performance confirmation baseline is recommended. Completion of the baseline will be useful in establishing and identifying the specific site characterization information use in performance confirmation. This will also be useful in performing preclosure performance prediction and the use of existing model predictions, reports, and design analyses.

It is recommended that the Performance Confirmation Plan be used as the guiding document for multi-year planning, until detailed plans for the identified activities are developed. Additional detail in the planning of near-term performance confirmation activities is recommended, in particular the transition period between site characterization testing and performance confirmation testing.

Finally, in order to determine whether the Performance Confirmation Plan is implementable as written, it is recommended that the Enhanced Characterization of the Repository Block effort be utilized to test the performance confirmation approach. Utilization of the plan in this manner should ensure the plan is adequate for implementation after the Viability Assessment.

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6. REFERENCES, CODES, STANDARDS, AND PROCEDURES

Section 6.1 contains the references cited in the report. Codes and Standards are listed in Section 6.2. Procedures are listed in Section 6.3.

6.1 REFERENCES

ASTM (American Society for Testing and Materials) 1991. Standard Guide for Geotechnical Mapping of Large Underground Openings in Rock, Designation: D 4879 - 89". Philadelphia. Pennsylvania. December 1991.

ANS [American Nuclear Society] 1986. Glossary of Terms in Nuclear Science and Technology. La Grange Park, Illinois: Author.

ANS 1994. Engel, D. W.; McGrail, B. P.; Fort, J. A.; and Roberts, J. S. "Development and Feasibility of a Waste Package Coupled Reactive Transport Model (AREST-CT)." Proceedings of the Fifth Annual International Conference on High-Level Radioactive Waste Management, Las Vegas, NV, May 22-26, 1994, pp. 1214-1221. La Grange Park, Illinois: Author.

ANS 1995a. Danko, G.; Buscheck, T.; Nitao, J.; and Saterlie, S. "Analysis of Near-Field Thermal and Psychrometric Waste Package Environment Using Ventilation." Proceedings of the Sixth Annual International Conference on High Level Radioactive Waste Management, Las Vegas, Nevada, April 30 - May 5, 1996, pp 323-330. La Grange Park, Illinois: Author.

ANS 1995b. Engel, D. W.; Chen, Y.; Fort, J. A.; McGrail , B. P.; and Steefel, C. I. "The Development and Usage of a New Chemical Transport Code: AREST-CT." Proceedings of the Sixth Annual International Conference on High Level Radioactive Waste Management, Las Vegas, Nevada, April 30-May 5, 1995, pp. 385-387. La Grange Park, Illinois: Author.

ANS 1996. Arnold, B. W. "Changes in Water Table Elevation at Yucca Mountain in Response to Seismic Events." Proceedings of the Seventh Annual International Conference on High Level Radioactive Waste Management, Las Vegas, Nevada, April 29 - May 3, 1996. La Grange Park, Illinois: Author. pp. 102-104.

ANSYS, Inc. 1994a. ANSYS User's Manual, Volume I: Procedures, Volume II." Commands, Volume III: Elements, and Volume IV: Theory. Revision 5.2. Houston, Pennsylvania: Author.

ANSYS, Inc. 1994b. ANSYS Verification Manual. Revision 5.2. Houston, Pennsylvania: Author.

Battele 1995. Allwine, K. J.& X. Bian. PGEMS 2.0-An Atmospheric Dispersion Model for Routine Air Quality Assessments and Emergency Response Applications. Richland, Washington.

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6-1 Septemberl1997

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BMI [Battelle Memorial Institute] 1995. Steefel, C. I.; and Yabusaki. S. B. OS3D/GIMRT. Software for Modeling Multicomponent-Multidimensional Reactive Transport: User Manual and Programmer's Guide. Richland, Washington: Author.

CRWMS M&O [U. S. Department of Energy Civilian Radioactive Waste Management System Management and Operating Contractor], 1993a. Software V&VFinal Report for Fast Lagrangian Analysis of Continua (FLAC) Version 3.22 Computer Software, SVVFR-01. Rev. 0. TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1993b. Software V&V Final Report for Structural Analysis and Design/Integrated Structural Design System (STAADIII/ISDS) Version 4-8MB Revision 16.0 Computer Software. SVVFR-02, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1993c. Software V&VFinal Report for VNETPC Version 3.1 Ventilation Simulation Program with Gas Distribution Computer Software, 20.93.3003-AAu3.lTc, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1994. Andrews, R. W.; Dale, T. F.; and McNeish, J. A. Total System Performance Assessment - 1993: An Evaluation of the Potential Yucca Mountain Repository. B00000000-0 17172200-00099. Rev. 01. Las Vegas, Nevada: Author.

CRWMS M&O 1994c. Final V& V Report for 3-Dimensional Distinct Element Code (3DEC) Version 1.5 Computer Software, BOOOOOOOO-01717-2006-30013, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1994e. Software Final Verification and Validation Report for LYNX Geoscience Modelling System Computer Software with Engineering Option and Data Visualizer (L YNX System), LYNX System Version 1.0, B00000000-01717-2006-30002, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1994f. Software Final Verification and Validation Report for LYNX Geoscience Modelling System Computer Software with Engineering Option and Data Visualizer (LYNXSystem), LYNX System Version 1.1, B00000000-01717-2006-30002, Rev. 1, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1994g. Verification and Validation Final Report for MCNP 4.2, BOOOOOOOO01717-1200-30006, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1994h. Final V&V Report for Universal Distinct Element Code (UDEC) Version 2.0 Computer Software, BOOOOOOOO-01717-2006-30004, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1995a. Proposed Thermal Loading Strategy. AOOOOOOOO-01717-1710-00001. [MOL 19951107.0072]. Las Vegas, Nevada: Author.

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CRWMS M&O 1995b. Spent Nuclear Fuel Operations Analysis Report. BCB000000-0 1717-570500001. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1995c. Total System Performance Assessment - 1995: An Evaluation of the Potential Yucca Mountain Repository. B00000000-01717-2200-00136. Rev. 01. Las Vegas. Nevada: Author.

CRWMS M&O 1995d. Repository Design Data Needs. BCOOOOOOO-01717-5705-00012. Rex'. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1995e. Probabilistic Volcanic Hazards Analysis for Yucca Mountain, Nevada. BAB00000-0 1717-2200-00106. REV 0. Las Vegas, Nevada: Author.

CRWMS M&O 1995i. Software Qualification Reportfor ANSYS Version 5. 1HP, 30003-2006. Rev. 0, three volumes, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1995j. Final V& VReportfor DIPS Version 3.1 Computer Software, B0000000001717-2006-30015, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas. Nevada.

CRWMS M&O 1995k. Final V&V Report for Fast Lagrangian Analysis of Continua in 3 Dimensions (FLAC3D) Version 1.01 Computer Software, B00000000-01717-2006-30017, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1995m. Final Verification and Validation Report for LYNX Version 3.06, B00000000-01717-2006-30018, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1995n. Final V&V Report for UNWEDGE Version 2.2 Computer Software, B00000000-01717-2006-30014, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1996a. A 3D Geologic Framework and lntegrated Site Model of Yucca Mountain: Version ISMI.0. B00000000-01717-5700-00002. Rev. 01. Las Vegas, Nevada: Author.

CRWMS M&O 1996b. The Determination of Importance Evaluation for Subsurface Exploratory Studies Facility. BABOOOOOO-01717-2200-00005. Rev. 06. Las Vegas, Nevada: Author.

CRWMS M&O 1996c. Engineered Barrier System Performance Requirements System Study. BB0000000-01717-5705-00001. Rev. 02. Las Vegas, Nevada: Author.

CRWMS M&O 1996d. Mined Geologic Disposal System Advanced Conceptual Design Report. B00000000-0717-5705-00027. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1996e. Mined Geologic Disposal System Functional Analysis Document. B00000000-01717-1708-00006. Rev. 01. Las Vegas, Nevada: Author.

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CRWMS M&O 1996f. Performance Confirmation Concepts Study Report. B0000000-01717-570500035. Rev. 01. Las Vegas, Nevada: Author.

CRWMS M&O 1996h. Preliminary Mined Geologic Disposal System Concept of Operations. B0000000-01717-4200-00004. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1996i. Revision 1 of Volume II of the Near Field Environment Report. FY96 M&O Milestone MOL305. WBS 1.2.3.12.1. Las Vegas, Nevada: Author.

CRWMS M&O 1996k. Test Model Abstractions for Total System Performance Assessment. B00000000-01717-2200-00173. Las Vegas, Nevada: Author.

CRWMS M&O 19961. Total System Performance Assessment - Viability Assessment (TSPA- VA) Plan. B00000000-01717-2200-00179. Las Vegas, Nevada: Author.

CRWMS M&O 1996m. Waste Package Materials Selection Analysis. BBAOOOOOO-0 1717-020000020. Rev. 00. Las Vegas, Nevada. Author.

CRWMS M&O 1996n. Clayton, R. W. Earthvision 3.1 Software Qualification Report, 300082003, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1996o. Software Qualification Report for MCNP4A, A General Monte Carlo NParticle Transport Code, 30006-2003, Rev. 1, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1996p. Software Qualification Report for the SCALE Modular Code System (SCALE Vs. 4.2), 30004-2000, Rev. 0, TRW Environmental Safety Systems Inc.. Las Vegas, Nevada.

CRWMS M&O 1996q. Earth Vision User's Guide 3.1, 30008-2003, Rev. 0, five volumes, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1996r. Software Qualification Report for the SCALE Modular Code System (SCALE Vs. 4.3), 30011-2002, Rev. 0, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

CRWMS M&O 1996s. Atkins, J. E. and J. H. Lee. Users Guide to Waste Package Degradation (WAPDEG) Simulation Code, Version 1.0, Preliminary Draft, Civilian Radioactive Waste Management System Management and Operating Contractor, Las Vegas, Nevada.

CRWMS M&O 1997a. Controlled Design Assumptions Document. BOOOOOOO-01717-4600-00032. Rev. 04, ICN 2. Las Vegas, Nevada: Author.

CRWMS M&O 1997b. Mined Geologic Disposal System Viability Assessment Test and Evaluation Plan. B00000000-01717-5705-00058. Rev. 00. Las Vegas, Nevada: Author.

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CRWMS M&O 1997c. Performance Confirmation Data Acquisition System. BCAIOOOOO-017170200-00002. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997d. Su, S. Software Qualification Report for PA TH/V88A. A Gamma Shielding Analysis Code. 30007-2003. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997e. Subsurface Repository Performance Confirmation Facilities. BCAOOOOOO01717-0200-00011. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997f. Updated In Situ Thermal Testing Program Strategy. B00000000-0 17175705-00065. Rev. 01. Las Vegas, Nevada: Author.

CRWMS M&O 1997g. Waste Package Transport and Emplacement Equipment. BCAFOOOOO01717-0200-00002. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997h. Repository Subsurface Layout Configuration Analysis. BCAOOOOOO-0 17170200-00008. Rev, 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997i. Repository Thermal Loading Management Analysis. BOOOOOOO-0 17170200-00135. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997j. MGDS Subsurface Radiation Shielding Analysis. BCAEOOOO-0 1717-020000001. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997k. Repository Rail Electrification Analysis. BCACOOOO-0 1717-0200-00002. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 19971. Preliminary Analysis of Remote Monitoring & Robotic Concepts for Performance Confirmation. BCAIOOOOO-0 1717-0200-00001. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997m. Preliminary Waste Package Transport and Emplacement Equipment Design. BCACOOOO-01717-0200-00012. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997n. Subsurface Waste Package Handling - Control and Communication Analysis. BCAOOOOOO-01717-0200-00004. Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997o. Emplacement DriftAir Control System Analysis. BCAOOOOOO-01717-020000005. Rev 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997p. 1997 Cost Analysis Report. BOOOOOOOO-0 1717-5708-00002, Rev. 00. Las Vegas, Nevada: Author.

CRWMS M&O 1997q. Repository Seals Requirements Study. BCOOOOOOO-0 1717-5705-00018, Rev. 00. Las Vegas, Nevada: Author.

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CRWMS M&O 1997t. Repository Ground Support Analysisfor Vibility Assessment. BCAOOOOOO01717-0200-00004. Rev 00. Las Vegas, Nevada. Author.

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NRC 1988. Duncan, A. B.; Bilhorn, S. G; and Kennedy, J. E. Technical Position on Items and Activities in the High-Level Waste Geologic Repository Program Subject to Quality Assurance Requirements. NUREG-1318. Washington, DC: U. S. Government Printing Office.

NRC 1989. NRC Staff Site Characterization Analysis of the Department of Energy's Site Characterization Plan, Yucca Mountain Site, Nevada. NUREG-1347. Washington, DC: U. S. Government Printing Office.

NRC 1990a. Jow, H-N; Sprung, J. L.; Rollstin, J. A.; Ritchie, L. T.; and Chanin, D. I. MELCOR Accident Consequence Code System (MACCS), Model Description. NUREG/CR-4691 -Vol. 2. Washington, DC: U. S. Government Printing Office.

NRC 1990b. Rollstin, J. A.; Chanin, D. I.; and Job, H-N. MELCOR Accident Consequence Code System (MACCS), Programmer's Reference Manual. NUREG/CR-4691. Vol. 3. Washington, DC: U. S. Government Printing Office.

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NRC 1990c. Chanin, D. I.; Sprung, J. L.; Ritchie, L. T.; and Job, H. N. MELCOR Accident Consequence Code System (MACCS), User's Guide, NUREG/CR-4691-Vol. 1. Washington. DC: U. S. Government Printing Office.

NRC 1991. Gupta, D.; Peshel, J.; and Bunting, J. Staff Technical Position on Regulatory Considerations in the Design and Construction of the Exploratory Shaft Facility. NUREG-1439. Washington, DC: U. S. Government Printing Office.

NRC 1993a. Chanin, D.; Rollstin, J.; Foster, J.; and Miller, L. Sandia National Laboratories. MACCS Version 1.5.11.1: A Maintenance Release of the Code. NUREG/CR-6059-Vol. 1. SAND92-2146. Washington, D.C.: U. S. Government Printing Office.

NRC 1993b. SCALE: A Modular Code System for Performing Standardized Computer Analyses for Licensing Evaluation. Draft report NUREG/CR-0200. Rev. 04. Vols. I. II. and III. Washington, DC: U. S. Government Printing Office.

Okada, Y. 1992. "Internal Deformation Due to Shear and Tensile Faults in a Half Space." Bulletin of the Seismological Society ofAmerica. Volume 82, pp 1018-1040.

ORNL [Oak Ridge National Laboratory] 1973. Bell, M. J. ORIGEN: The ORNL Isotope Generation and Depletion Code. ORNL-4628. Oak Ridge, Tennessee: Author.

ORNL 1980. Croff, A. G. A User's Manual For The ORIGEN2 Computer Code, ORNL/TM-7175. Oak Ridge, Tennessee.

ORNL 1995a. TORT-DORT, Two- and Three-Dimensional Discrete Ordinates Transport, ORNL/RISC CCC-543. Oak Ridge, Tennessee.

ORNL 1995b. SCALE 4.3 Modular Code System for Performing Standardized Computer Analyses for Licensing Evaluation for Workstations and Personal Computers, CCC-545. Radiation Shielding Information Center, Oak Ridge, Tennessee.

PNL [Pacific Northwest National Laboratory] 1987. Liebetrau, A. M.; Apted, M. J.; Engel, D. W.; Altenhofen, M. K.; Strachan, D. M.; Reid, C. R.; Windisch, C. F.; Erikson, R. L.; and Johnson, K. I. The Analytical Repository Source-Term (AREST) Model: Description and Documentation. PNL-6346. Richland, Washington: Author.

PNL 1988. Napier, B. A.; and Peloquin, R. A. GENII: The Hanford Environmental Radiation Dosimetry Software System. PNL-6584. 3 volumes. Richland, Washington: Author.

PNL 1991. Buxbaum, M. E.; and Engel, D. W. AREST User's Guide PC Version. PNL-7847. Richland, Washington: Author.

PNL 1993a. Engel, D. W.; and McGrail, B. P. ARESTModel Description. PNL-8659. Richland, Washington: Author.

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PNL 1993b. Eslinger, P. W.; Doremus, L. A.; Engel, D. W.; Miley, T. B.; Murphy. M. T.: Nichols, W. E.; White, M. D.; Langford, D. W.; and Ouderkirk, S. J. Preliminary Total-System Analysis of a Potential High-Level Nuclear Waste Repository at Yucca Mountain. PNL-8444. Richland, Washington: Author.

PNL 1993c. Engel, D. W.; McGrail, B. P.; Whitney, P. D.; Gray, W. J.; Williford, R. E., White. M. D.; Eslinger, P. W.; and Altenhofen, M. K. Software Requirements Specification Document for the AREST Code Development. PNL-8853. Richland, Washington: Author.

PNL 1994. Engel, D. W.; McGrail, B. P.; Elwood. D. M.; Gray, W. J.; Einziger. R. E.; Williford. R. E.; and Altenhofen, M. K. Mathematical Document for the AREST Code Development. PNL-XXXX. Richland, Washington: Author.

REG [Rock Engineering Group] 1992. Carvalho, J.; Hoek, E.; and Li, B. UNWEDGE, Program to Analyze the Geometry and Stability of Underground Wedges, User's Manual. University of Toronto, Canada: Author.

REG 1996. Diederichs, D.; and Hoek, E. Dips, User's Guide, Version 4.0. University of Toronto. Ontario, Canada: Author.

REI [Research Engineers, Inc.], 1992. Structural Analysis and Design/Integrated Structural Design System (STAADI11/ISDS) User's Manual. Orange, California.

SASI [Swanson Analysis Systems, Inc.] 1992. Imgrund, M. C. ANSYS Verification Manual. Houston, Pennsylvania: Author.

SASI 1993. New Features of ANSYS Revision 5. OA. Houston, Pennsylvania: Author.

SASI 1994. Kohnke, P. (editor). ANSYS User's Manual for Revision 5.,1; Volumes 1, 11. 111 & IV. Houston, Pennsylvania: Author.

SNL [Sandia National Laboratories] 1981. Biffle, J.H. JAC - A Two Dimensional Finite Element Computer Program for the Nonlinear Response of Solids with the Conjugate Gradient Method. SAND81-0998. Albuquerque, New Mexico: Author.

SNL 1982. Gartling, D. K. Coyote - A Finite Element Computer Code for Nonlinear Heat Conduction Problems. SAND77-1332 (Revised). Albuquerque, New Mexico: Author.

SNL 1987. Compiled by MacDougall, H. R.; Scully, L. W.; and Tillerson, J. R. Site Characterization Plan Conceptual Design Report. SAND84-2641. Albuquerque, New Mexico: Author.

SNL 1988. Dudley, A. L.; Peters, R. R.; Gauthier, J. H.; Wilson, M. L.; Tierney, M. S.; and Klavetter, E. A. Total System Performance Assessment Code (TOSPAC) Volume 1: Physical and Mathematical Bases. SAND85-0002. Albuquerque, New Mexico: Author.

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SNL 1992a. Barnard, R. W.; Wilson, M. L.; Dockery, H. A.; Gauthier. J. H.; Kaplan. P. G.: Eaton, R. R.; Bingham, F. W.; and Robey, T. H. TSPA 1991: An Initial Total-System Performance Assessment for Yucca Mountain. SAND91-2795. Albuquerque, New Mexico: Author.

SNL 1992b. Gauthier, J. H.; Wilson, M. L.; Peters, R. R.; Dudley, A. L.; and Skinner. L. H. Total System Performance Assessment Code (TOSPAC) Volume 2: User's Guide. SAND84-0004. Albuquerque, New Mexico: Author.

SNL 1993a. GENII-S." A Code for Statistical and Deterministic Simulations of Radiations Doses to Humans from Radionuclides in the Environment. SAND91-0561A. Albuquerque, New Mexico: Author.

SNL 1993b. Biffle, J. H. JAC3D - A Three Dimensional Finite Element Computer Program for the Nonlinear Quasi-static Response of Solids with the Conjugate Gradient Method. SAND87-1305. Albuquerque, New Mexico: Author.

SNL 1993c. Barr, G. E.; Dunn, E.; Dockery, H.; Barnard, R.; Valentine, G.; and Crowe, B. Scenarios Constructed for Basaltic Igneous Activity at Yucca Mountain and Vicinity. SAND-9 11653. Albuquerque, New Mexico: Author.

SNL 1994a. Gartling, D. K.; and Hogan, R. E. Coyote 11- A Finite Element Computer Program for Nonlinear Heat Conduction Problems. SAND94-1173. Albuquerque, New Mexico: Author.

SNL 1994b. Wilson, M. L., et al. (24 co-authors). Total-System Performance Assessment.for Yucca Mountain--SNL Second Iteration (TSPA-1993). Report SAND93-2675 (2 volumes), Chapter 3 (TSA) and Chapter 15 (WEEPTSA). Albuquerque, New Mexico: Author.

SNL 1996a. Altman, S. J.; Arnold, B. W.; Ho, C. K.; McKenna, S. A.; Barnard, R. W.; Barr, G. E.; and Eaton, R. R. Flow Calculations for Yucca Mountain Groundwater Travel Time (GWT'T-95), SAND96-0819. Albuquerque, New Mexico: Author.

SNL 1996b. Barr, G. E.; Borns, D. J.; and Fridrich, C. Scenarios Constructed for the Effects of Tectonic Processes on the Potential Nuclear Waste Repository at Yucca Mountain. SAND96-1132. Albuquerque, New Mexico: Author.

SNL 1997a. Shadid, J. N.; and Moffat, H. K. (in prep.) MPSalsa, a Finite Element Computer Program for Reacting Flow Problems. Part I - Theoretical Background and Equation Development. Albuquerque, New Mexico: Author.

SNL 1997b. Shadid, J. N.; Moffat, H. K.; Hutchinson, S. A.; Hennigan, G. L.; Devine, K. D.; and Salinger, A. G. (in prep.) MPSalsa, a Finite Element Computer Program for Reacting Flow Problems. Part 2 - User's Manual. Albuquerque, New Mexico: Author.

Strack, O.D.L. 1989. Groundwater Mechanics. New Jersey: Prentice Hall.

Strack, O.E. 1992a. MLAEMManual, draft report. Minneapolis, Minnesota: Strack Engineering.

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Strack, O.E. 1992b. SLAEM Manual, drqft report. Minneapolis, Minnesota: Strack Engineering.

U.S. Court of Appeals for the First Circuit 1987. 824 F.2d 1258; 1987 U.S. App. LEXIS 9646.

USGS [U.S. Geological Survey] 1988. McDonald, M. G.; and Harbaugh. A. W. "Techniques of Water Resources Investigations of the United States Geological Survey." A Modular ThreeDimensional Finite-Difference Ground- Water Flow Model. Book 6. Chapter Al. Washington. DC: U. S. Government Printing Office.

USGS 1990. Cooley, R.L. and Naff, R.L. Regression Modeling of Ground-water Flow. Techniques of Water-Resources Investigations, Book 3, Chapter B4. Reston, Virginia.

USGS 1992. Hill, M. C. A Computer Program (MODFLOWP) for Estimating Parameters of a Transient, Three-dimentional, Ground-water Flow Model Using Non-linear Regression. Open-File Report 91-484. Colorado.

USGS 1994a. Hill, M. C. Five Computer Programs for Testing Weighted Residuals and Calculating Linear Confidence and Prediction Intervals Form the Ground-water Parameterestimation Computer Program MODFLOWP, Open File Report 93-481. Denver. Colorado.

USGS 1994b. Pollock, D. W. User's Guide for MODPATH/MODPATH-PLOT. Version 3: a Particle Tracking Post-processing Package for MODFLOW, the U.S. Geological Survey Finitedifference Ground-water Flow Model, Open File Report 94-464. Reston, Virginia.

USGS 1994c. Plummer, L. N., E. C. Prestemon, and D. L. Parkhurst. An Interactive Code (NETPATH) for Modeling Net Geochemical Reactions Along a Flow Path, Version 2.0, WaterResources Investigations Report USGS-WRIR-94-4169. Reston, Virginia.

USGS 1996a. Flint, A. L.; Hevesi, J. A.; and Flint, L. E. (unpublished). Conceptual and Numerical Model of Infiltration for the Yucca Mountain Area, Nevada. Yucca Mountain Project Milestone Report 3GUI623M. (Submitted for publication as a USGS Water-Resources Investigations Report). Denver, Colorado: Author.

USGS 1996b. Luckey, R. R.; Tucci, P.; Faunt, C. C.; Ervin, E. M.; Steinkampf, W. C.; D'Agnese, F. A.; and Patterson, G. L. Status of understanding of the saturated-zone ground-water flow system at Yucca Mountain, Nevada as of 1995. USGS-WRIR-96-4077. Denver, Colorado: Author.

USGS 1996c. Kwicklis, E.M.; Flint, A.L.; and Bodvarsson, G.S., (in prep.) Updated Conceptual Model of the Unsaturated Zone at Yucca Mountain, Nevada, USGS WRI Report. Denver, Colorado: Author.

USGS 1997a. Yang, I. C.; Yu, P.; Rattray, G. W.; and Thorstenson, D. C. (in prep.) Hydrochemical Investigations and Geochemical modeling in Characterizing the Unsaturated Zone at Yucca Mountain, Nevada. Draft Water-Resources Investigations Report. Denver, Colorado: Author.

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USGS 1997b. D'Agnese, F. A.; Faunt. C. C.; Turner, A. K.; and Hill. M. C.. in press. Hydrogeologic Evaluation and Numerical Simulation of the Death Valley Regional Ground-Water Flow System, Nevada and California, Using Geoscientific Information Systems. USGS-WRIR-964300. Water-Resources Investigations Report. Denver, Colorado: Author.

USGS 1997c. Czarnecki, J. B. (unpublished). Preliminary Saturated-Zone Flow Model. Yucca Mountain Project Milestone Report SP24CBM3. Denver, Colorado: Author.

Van Genuchten, M. T. 1980. "A Closed Form Equation for Predicting Hydraulic Conductivity of Unsaturated Soils," Soil Science Society ofAmerica. Volume 44. pp 892-898.

Wager, R.C., 1997. Transmittal of "Package of TBDs for the Drqft Performance Confirmation Plan", WBS 1.2.1.5, Enclosure to letter transmitted to W. J. Boyle, (LV.SE.RCW.5/97-023) dated May 16, 1997, TRW Environmental Safety Systems, Inc., Las Vegas, Nevada.

Watermark Computing, 1994. PEST Model-Independent Parameter Estimation: User's Manual. Oxley, Australia.

YMP [Yucca Mountain Site Characterization Project] 1992. Preliminary Test Planning Package for Support of Pre-Title I Design Studies - Planned Exploratory Studies Facility Tests. YMP/TPP91-5. Rev 00. Las Vegas, Nevada: Yucca Mountain Site Characterization Office.

YMP 1995. Mined Geologic Disposal System License Application Annotated Outline. YMP/94-05. Rev. 01. Las Vegas, Nevada: Yucca Mountain Site Characterization Office.

Younker, J.L., Snell, R.D., Hayes, L.R., 1997. Regulatory Requirements, Mapping Options, and Design Consideration for Mapping of the Emplacement Drifts, Enclosure to letter transmitted to Dr. Brocoum from Younker, J.L., Snell, R.D., Hayes, L.R., (LV.LI.JLY.03/97-008) dated March 13, 1997, TRW Environmental Safety Systems Inc., Las Vegas, Nevada.

6.2 CODES AND STANDARDS

10 CFR Part 60 [Title 10, Code of Federal Regulations, Part 60] 1997. Disposal of High Level Radioactive Waste in Geologic Repositories. Volume 10, Energy. Washington, DC: U. S. Government Printing Office.

10 CFR Part 960 [Title 10, Code of Federal Regulations, Part 960] 1984. General Guidelines for the Recommendation of Sites for Nuclear Waste Repositories. Volume 10, Energy. Washington, DC: U.S. Government Printing Office.

40 CFR Part 191 1985. Environmental Standards for the Management and Disposal of Spent Nuclear Fuel, High-level and Transuranic Radioactive Wastes. Federal Register, Vol. 50, No. 182, September 19, 1985, pp. 38066-38089. Washington, DC: U. S. Government Printing Office.

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Energy Policy Act of 1992, Public Law 102-486. Title VIII - High-Level Radioactive Waste, Nuclear Waste Disposal. October 24, 1992. Washington, DC: Office of Civilian Radioactive Waste Management.

IEEE [Institute of Electrical and Electronics Engineers, Inc.] 1994. IEEE Trial-Use Standard for Application and Management of the Systems Engineering Process. Standard 1220-1994. New York. New York: Author.

6.3 PROCEDURES

Civilian Radioactive Waste Management System Management and Operating Contractor Quality Administrative and Nevada Implementing Line Procedures

NLP-2-0. Rev. 03. Determination of Importance Evaluation. June 2. 1997.

NLP-3-15. Rev. 04. To Be Verified (TBJ0 and To Be Determined (TBD) Monitoring S~ystem. April 28, 1997.

QAP-2-0. Rev. 04. Conduct ofActivities. June 16, 1997.

QAP-2-1. Rev. 05. Indoctrination and Training. May 30, 1995.

QAP-2-3. Rev. 08. Classification of Permanent Items. June 16, 1997.

QAP-3-0. Rev. 04. Design Control Process. February 12, 1996.

QAP-3-5. Rev. 07. Development of Technical Documents. June 2, 1997.

QAP-3-9. Rev. 07. Design Analysis. June 2, 1997.

QAP-3-12. Rev. 07. Transmittal of Design Input. June 19, 1996.

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APPENDIX A ACRONYMS AND ABBREVIATIONS

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ACD.

CFR CRD CRWMS

DOE DMO

EPA ESF

GROA GWTT

M&O MGDS MGDS-RD

NRC NWPA

OCRWM

Program Project

QAP QARD

ROV

SPO SZ

TBD TBM TFM TSPA

UZ

YMP YMSCO

ACRONYMS AND ABBREVIATIONS

Advanced Conceptual Design

Code of Federal Regulations Civilian Radioactive Waste Management System Requirements Document Civilian Radioactive Waste Management System

U.S. Department of Energy Drilling Contractor

U.S. Environmental Protection Agency Exploratory Studies Facility

Geologic Repository Operations Area Ground Water Travel Time

Management and Operating Contractor Mined Geologic Disposal System Mined Geologic Disposal System Requirements Document

U.S. Nuclear Regulatory Commission Nuclear Waste Policy Act of 1982

Office of Civilian Radioactive Waste Management

Civilian Radioactive Waste Management Program Yucca Mountain Site Characterization Project

Quality Assurance Procedure Quality Assurance Requirements and Description (DOE/RW-0333P)

Remotely Operated Vehicle

Site Evaluation Program Operations Saturated Zone

To Be Determined Tunnel Boring Machine Tracers, Fluids and Minerals Total System Performance Assessment

Unsaturated Zone

Yucca Mountain Site Characterization Project Yucca Mountain Site Characterization Office

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APPENDIX B GLOSSARY

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GLOSSARY

Following are definitions of important terms used in the report. Terms shown in bold italic type in a definition have their own definition.

Abstraction of a process model means a simplification of a mathematically complex numerical model of a physical or chemical process for use in total system performance assessments. These simplifications generally result in response functions or surfaces representing the relationships between input and output parameters in place of complex partial differential equations.

Accessible environment means the atmosphere, the land surface, surface water, oceans, and the portion of the lithosphere that is outside the postclosure controlled area. (10 CFR 60.2 1997)

Advanced conceptual design (ACD) means the design phase that will be used to explore selected design alternatives and will firmly fix and refine the design criteria and concepts to be made final in later design efforts. The project feasibility will be demonstrated, life-cycle costs estimated, preliminary drawings prepared, and a construction schedule developed as required by U.S. Department of Energy Order 6410.1. (DOE 1996d)

Altered zone means that region where fundamental changes to hydrologic, mineralogic. or chemical conditions may take place within the natural system, but where these conditions do not interact directly with the waste package. (CRWMS M&O 1996i)

Backfill means (1) the general fill that is placed in the excavated areas of the underground facility. Backfill materials may be either excavated tuff or other earthen materials; (2) the material or process used to refill an excavation. (DOE 1996d)

Barrier means any material or structure that prevents or substantially delays the movement of water or radionuclides. (10 CFR 60.2 1997)

Constraint means a limitation or implied requirement that constrains the design solution or implementation of the systems engineering process, is not changeable by the performing activity, and is generally nonallocable. [IEEF Std. 1220-1994]

Containment means the confinement of radioactive waste within a designated boundary. (10 CFR 60.2 1997)

Controlled area means a surface location, to be marked by suitable monuments, extending horizontally no more than 10 kilometers in any direction from the outer boundary of the underground facility, and the underlying subsurface, which area has been committed to use as a geologic repository and from which incompatible activities would be prohibited before and after permanent closure. (10 CFR 60.2 1997)

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Disposal means (1) the isolation of radioactive wastes from the accessible environment (1 0 CFR 60.2 1997), (2) the emplacement in a repository of high-level radioactive waste, spent nuclear fuel. or other highly radioactive material with no foreseeable intent of recovery, whether or not such emplacement permits the recovery of such waste, and the isolation of such waste from the accessible environment (DOE 1996d).

Disturbed zone means that portion of the postclosure controlled area, the physical or chemical properties of which have changed as a result of underground facility construction or as a result of heat generated by the emplaced radioactive wastes, such that the resultant change of properties may have a significant effect on the performance of the geologic repository. (10 CFR 60.2 1997)

Driver means a factor that needs to be considered for a specified purpose.

Dummy waste package means a waste package with the same dimensions, configuration, and materials as a real waste package, but it would contain heating elements instead of real waste to simulate the heat output of actual waste packages.

Engineered barrier system means (1) the waste packages and the underground facility (10 CFR 60.2 1997); (2) the manmade components of a disposal system designed to prevent the release of radionuclides from the underground facility or into the geohydrologic setting. Such term includes the radioactive-waste form, radioactive-waste canisters, materials placed over and around such canisters, any other components of the waste package, and barriers used to seal penetrations in and into the underground facility (DOE 1996d).

Geologic repository means a system, requiring licensing by the U.S. Nuclear Regulatory Commission, that is intended to be used, or may be used, for the permanent disposal of radioactive waste (including spent nuclear fuel) in excavated geologic media. A geologic repository includes (1) the geologic repository operations area and (2) the portion of the geologic setting that provides isolation of the radioactive waste and is located within the controlled area. (DOE 1996d, adapted from 10 CFR 60.2)

Key driver means a major or very important driver

Key performance confirmation parameter means aperformance confirmation parameter whose data acquisition has to be considered in the MGDS design.

License Application means an application by the U.S. Department of Energy for a license from the U.S. Nuclear Regulatory Commission to construct a repository. (DOE 1996d).

Natural barrier means the physical, mechanical, chemical, and hydrologic characteristics of the geologic environment that individually and collectively act to minimize or preclude radionuclide transport. (DOE 1996d)

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Near field means the region where the natural geohydrologic system has been significantly perturbed by the excavation of the repository and the emplacement of the waste. (DOE 1996d)

Neutron absorber means (a) a material with which neutrons interact significantly by reactions. resulting in their disappearance as free particles; (b) an object with which neutrons interact significantly or predominantly by reactions, resulting in their disappearance as free particles without production of other neutrons. (ANS 1986)

Neutron moderator means a material used to reduce neutron energy by scattering without appreciable capture. (ANS 1986).

Off site means a location outside of the site.

On site means a location within the site.

Performance assessment means any analysis that predicts the behavior of a system or system component under a given set of constant and/or transient conditions. Performance assessments will include estimates of the effects of uncertainties in data and modeling. (DOE 1996d)

Performance confirmation means the program of tests, experiments, and analyses which is conducted to evaluate the accuracy and adequacy of the information used to determine with reasonable assurance that the performance objectives for the period after permanent closure will be met. (10 CFR 60.2 1997)

Performance confirmation parameter means a parameter whose values need to be measured, monitored, observed, or tested during performance confirmation.

Performance measure means a physical quantity that describes the performance of a system, system element, structure, component, or process in meeting licensing strategy for an issue. (DOE 1988)

Performance requirement means the measurable criterion that identifies a quality attribute of a function or how well a functional requirement must be accomplished. [IEEE Std. 1220-1994]

Postclosure controlled area means a surface location, to be marked by suitable monuments, extending horizontally no more than 10 kilometers in any direction from the outer boundary of the underground facility, and the underlying subsurface, which area has been committed to use as a geologic repository and from which incompatible activities would be restricted following permanent closure (10 CFR 60.2 1997)

Program means the Civilian Radioactive Waste Management Program.

Project means the Yucca Mountain Site Characterization Project.

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Q-List means in the geologic repository program. a list of structures, systems, and components important to safety, and engineered barriers important to waste isolation, that must be covered under QA requirements of 10 CFR Part 60, Subpart G. (NRC 1988)

Response function and surface means algebraic functions relating the output variables to the input variables of a mathematical model. They are derived from results of multiple runs of the detailed process-level computer codes for a range of values of the input variables. They are usually represented by multi-dimensional tables, which require interpolation to calculate the value of the output variables for specific values of the input variables.

Requirement means a statement identifying a capability, physical characteristic, or quality factor that bounds a product or process need for which a solution will be pursued. [IEEE Std. 1220-1994]

Saturated zone means that part of the earth's crust beneath the regional water table in which all voids, large and small, are ideally filled with water under pressure greater than atmospheric. (10 CFR 60.2 1997)

Site characterization means activities, whether in the laboratory or in the field, undertaken to establish the geologic conditions and the ranges of the parameters of a candidate site relevant to the location of a repository, including borings, surface excavations, excavations of exploratory shafts, limited subsurface lateral excavations and borings, and in situ testing needed to evaluate the suitability of a candidate site for the location of a repository, but not including preliminary borings and geophysical testing needed to assess whether site characterization should be undertaken. (DOE 1996d, adapted from 10 CFR 60.2)

Systems engineering means a process for systemically applying science and engineering principles to control a complex total system development effort for the purpose of achieving an optimum balance of all system elements. It is a process that transforms and integrates operational needs and requirements into a description of system requirements to maintain the overall system effectiveness. (DOE 1996d)

Total system performance assessment means the evaluation of the ability of the overall system to meet the performance objectives specified in applicable regulatory standards. Total system performance assessments explicitly acknowledge the uncertainty in the process models and parameters and strive to evaluate the impact of this uncertainty on the overall system performance. (CRWMS M&O 1995c)

Unqualified data means data developed prior to the implementation of an NRC approved quality assurance program that meets the Office of Civilian Radioactive Waste Management requirements or data developed outside an approved NRC Quality Assurance Program such as by oil companies, universities, or data published in technical or scientific publications. Unqualified data does not include information accepted by the scientific and engineering community as established fact. (DOE 1997a)

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Unsaturated zone means the zone between the land surface and the regional water table. Generally. fluid pressure in this zone is less than atmospheric pressure, and some of the voids may contain air or other gases at atmospheric pressure. Beneath flooded areas or in perched water bodies the fluid pressure locally may be greater than atmospheric. (10 CFR 60.2 1997)

Viability assessment means the CRWMS Program judgment about the prospects for geologic disposal at the Yucca Mountain site, based on repository and waste package designs. a total system performance assessment, a licensing completion plan, and repository cost and schedule estimates. (DOE 1996d)

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APPENDIX C TECHNICAL COMPUTER CODES

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TECHNICAL COMPUTER CODES

This appendix lists computer codes that have been used, are being used. or could be used for design analysis, scientific investigation, preclosure and postclosure performance assessments, and other technical activities. The appendix lists:

"* Computer code names, including currently used or the most recent versions

"* Brief statement of the processes being modeled

"* Past, current or potential applications in the Project

" References for documentation required for the approval of the computer code in accordance with the Quality Assurance Requirements and Description (QARD) (DOE 1997a). References for applications of the computer codes are not listed. Computer codes that currently meet the requirements of the QARD are marked with an asterisk (*).

Only brief descriptions and captions are given for each computer code. Although this may give the appearance that some computer codes have the same capabilities, each computer code has unique capabilities that are needed for specific purposes. The distinctive capabilities of each computer code are documented in the cited references. See Section 6 for complete references.

The appendix does not list computer software for support functions such as operating systems, administrative and management software, system utilities, compilers and their associated libraries, word processors, spreadsheet programs, database managers, graphing and visual display systems. statistical analysis tools, and software acquired or developed as an integral part of measuring and test equipment.

BOOOOOOOO-00841-4600-00002 REV 00 C-1 September 1997

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Table C-1. Technical Computer Codes * = one or more versions approved for work subject to the Quality Assurance Requirements and Description (DOE/RW-0333P).

See end of table for list of abbreviations and acronyms.

Name Process YMP Applications Status 3DEC* Three-dimensional analysis of under- ESF and repository excavation stability User's manual (ICGI 1994a), vs. 1.5 Vs. 1.5* Sep 94 ground opening stability and ground analyses qualification (CRWMS M&O 1994c); motion for jointed rock masses; distinct maintained by Itasca Consulting Group, element method Inc. A-TOUGH Version of V-TOUGH with atmospheric Simulation of moisture removal from the User's manual (METI 1993); maintained by Vs. N/A 1993 interaction repository by ventilation Multimedia Environmental Technology,

Inc.; see also ITOUGH2, TOUGH/TOUGH2, and V-TOUGH

ABAQUS Soil and rock mechanics analysis Geomechanical behavior of large-block Example problems manual (HKSI 1982); Vs. N/A 1982 test and ESF drift-scale test maintained by Hibbitt, Karlsson and Sorenson, Inc.

ANSYS* Multi-dimensional thermal-mechanical Thermal-mechanical analyses in support of Vs. 5.1 user's manual (ANSYS 1994a), vs. Vs. 5.1 Sep 94 analysis of stress, strain, and heat waste package development, including the 5.1 verification (ANSYS 1994b), vs. 5.1HP Vs. 5.1HP* Jul 95 conduction and radiation in solids; includes multi-purpose canister; thermal, qualification (CRWMS M&O 1995i), vs. Vs. 5.2 Aug 95 design optimization; finite element method mechanical, and seismic analysis in 5.2SGI qualification (CRWMS M&O 1997r); Vs. 5.2SG1" Feb 97 support of repository design newer user's manuals on CD-ROM; Vs. 5.3 1996 maintained by ANSYS, Inc. Vs. 5.4 1996 AREST Radionuclide release from waste package Engineered barrier system performance Theory (PNL 1987; PNL 1993a), user's Vs. 1.0 Nov 93 and engineered barrier system analysis in support of total system manual (PNL 1991); software requirements

performance assessments (PNL 1993c); maintained at Pacific Northwest National Laboratory; see also AREST-CT

AREST-CT Coupled reactive chemical transport, radio- Engineered barrier system performance In development; development aspects working vs. 1995 nuclide release, and effects of near-field analysis in support of total system (ANS 1994; 1995b); maintained by chemistry on radionuclide transport performance assessments CRWMS M&O; see also AREST BEALEP* Computes measure of saturated ground- Regional and site-scale saturated ground- Documentation (USGS 1994a); maintained Vs. 1.6 1994 water flow model linearity using output water flow analysis in support of site by U.S. Geological Survey; see also from MODFLOWP characterization MODFLOWP CG- Three-dimensional diagnostic atmospheric Predict atmospheric boundary layer DOE sponsored program, user guide MATHEW/ADPIC transport and diffusion modeling transport and diffusion of neutrally buoyant (LLNL 1997b) .Revision 2, June incorporating terrain effects. non-reactive species and first order 1997 chemical reactions and radioactive decay (including daughter products).

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Table C-1. Technical Computer Codes (continued)

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Name Process YMP Applications Status

CLIMATE Heat and mass transport within under- Analysis of ESF and repository drift Development aspects (ANS 1995a, Danko working vs. 1996 ground excavations, including water vapor ventilation et al., 1996)

and air ventilation

CLIMSIM Climatic conditions in underground working Analysis of climatic working conditions in User's manual (MVSI 1986); maintained by Vs. 2.0 1986 areas considering heat sources, age, and ESF and repository drifts Mine Ventilation Services, Inc.

wetness of airways

COYOTE Multi-dimensional nonlinear heat Analyses of rock temperatures surrounding Documentation (SNL 1982; SNL 1994a); Vs. II 1994 conduction and related general diffusion the potential repository maintained at Sandia National

processes in solids Laboratories

DIPS* Plotting, analysis, and presentation of Analysis of ESF fracture data (input to User's manual (REG 1996), vs. 3.1 Vs. 3.1* Jan 95 geologic structure using spherical UNWEDGE) qualification (CRWMS M&O 1995j); Vs. 4.0 1996 projection techniques maintained at University of Toronto

DORT-2D Two- and three-dimensional discrete Calculations of radiation doses in vicinity of User's manual (ORNL 1995a); maintained TORT-3D ordinates neutron and photon transport waste packages at Oak Ridge National Laboratory Vs. 2.12.14

Jan 95

Earthvision* Three-dimensional geologic modeling Basis of geologic framework model for Vs. 3.0 user's manual (DGI 1995), vs. 3.1 Vs. 3.0 1995 Yucca Mountain user's manual (CRWMS M&O, 1996q), vs. Vs. 3.1* Nov 96 3.1 qualification (CRWMS M&O, 1996n);

maintained by Dynamic Graphics, Inc.

ELFPOINT Rock deformation resulting from shear and Support of seismic ground-water pumping Theory (Okada 1992) working vs. 1992 tensile faulting analysis to compute seismically induced

elastic rock deformations

E03/6* Speciation and solubility in aqueous Analyses of ground-water chemistry data, Theory and user's manual (LLNL 1992d; Vs. 7.2a* Aug 94 solutions and geochemical reaction path/ calculations of solubility limits, and LLNL 1992a and b; LLNL 1992c); Vs. 7.2b Aug 95 mass transfer determination if certain reactions are in maintained at Lawrence Livermore

equilibrium or disequilibrium states National Laboratory

FEHM Multi-dimensional multiphase flow and Thermal-hydrologic and mass transport Theory (LANL 1988a); verification (LANL Vs. 1.0 1988 transport of water, water vapor, non- modeling of unsaturated and saturated 1991b); maintained at Los Alamos National

condensible gases, dissolved solids, and zone; ground-water travel time calculations Laboratory; see also FEHMN heat in porous and fractured media; finite element method

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Table C-1. Technical Computer Codes (continued)

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Name Process YMP Applications Status

FEHMN* Multi-dimensional multiphase flow and Thermal-hydrologic and radionuclide Theory (LANL 1996a), user's manual Vs. 96-05-07-sun4 transport of water, water vapor, non- transport modeling of unsaturated and (LANL 1997c), verification and validation

May 96 condensible gases, dissolved solids, radio- saturated zone; ground-water travel time (LANL 1996c); maintained at Los Alamos nuclides, and heat in porous and fractured calculations National Laboratory; see also FEHM media; finite element method

FLAC* Two-dimensional plastic deformation of Geomechanical analyses of ESF User's manual (ICGI 1993a), qualification Vs. 3.22* Jun 93 soil, rock or other solid-material structures; subsurface design and ESF tests (CRWMS M&O 1993a); maintained by

finite difference method Itasca Consulting Group, Inc.; see also FLAC3D

FLAC3D* Three-dimensional plastic deformation of Geomechanical analyses of ESF User's manual (ICGI 1994b), vs. 1.01 Vs. 1.01* Jan 95 soil, rock or other solid-material structures; subsurface design, including portal and qualification (CRWMS M&O 1995k);

finite difference method opening stability maintained by Itasca Consulting Group, Inc.; see also FLAC

FRACMAN* Data analysis (FracSys), geometric Simulation of geometry and hydrogeologic User documentation (GAI 1995a,b; GAI Vs. 2.511 simulation and analysis (FracWorks), and characteristics of fracture networks in 1995f), verification (GAI 1995 c, d);

stochastic continuum field generation Yucca Mountain hydrogeologic units (input maintained by Golder Associates, Inc.; see (EdMesh) for three-dimensional discrete to MAFIC) also MAFIC fracture networks

GCM Global climate modeling Maintained by National Center for Atmospheric Research

GENESIS* Global climate modeling Provides regional boundary conditions for User's manual (NCAR 1995b), validation Vs. 2.01 1995 regional climate modeling by RegCM2 (NCAR 1997); maintained by National

Center for Atmospheric Research

GENII Biosphere radionuclide transport and Pre- and postclosure radiological exposure Theory (PNL 1988); user's manual (SNL Vs. 1.485 Dec 90 radiation doses to humans by direct and risk calculations 1993a); maintained at Pacific Northwest GENII-S exposure, ingestion, and inhalation National Laboratory Vs. N/A 1993

GIMRT - see OS3D/GIMRT

GWRAND Two-dimensional unsaturated ground- Unsaturated zone ground-water travel time Theory (Lu 1994), preliminary working vs. 1996 water particle tracking, random walk analyses documentation (SNL 1996a); maintained at

dispersion; semi-analytical method Sandia National Laboratories

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Table C-1. Technical Computer Codes (continued)

Name Process YMP Applications Status

HOTMAC/RAPTAD A mesoscale weather prediction model that This model is being evaluated for potential EPA approved alternate model in 40 CFR forecasts wind, temperature, humidity, and use to predict atmospheric dispersion in Part 51, Appendix W. atmospheric turbulence distributions over complex terrain. Theory (Mellor and Yamada 1974) complex surface conditions. RAPTAD, Random Puff Transport and Diffusion, is a Lagrangian random puff model that is used to forecast transport and diffusion of airborne materials over complex terrain.

ITOUGH2* Calculation of TOUGH2 parameter values Design and analysis of field and laboratory User's manual (LBNL 1993), vs. 2.2 Vs. 2.2 Oct 96 by automatic calibration with measured experiments qualification (LBNL 1996b); maintained at Vs. 3.0 Dec 96 data; inverse analysis technique Lawrence Berkeley National Laboratory;

see also A-TOUGH, TOUGH/TOUGH2, and V-TOUGH

JAC Large deformation, temperature- Thermal-mechanical behavior of rock mass User's manual (SNL 1981); maintained at JAC2D* dependent, quasi-static mechanics for north ramp design 2C package; also for Sandia National Laboratories; see also Vs. N/A 1993 problems in two dimensions setup of ESF thermal-mechanical tests JAC3D

JAC3D* Large deformation, temperature- Thermal-mechanical behavior of rock mass User's manual (SNL 1993b); maintained at Vs. N/A 1993 dependent, quasi-static mechanics for north ramp design 2C package; also for Sandia National Laboratories; see also

problems in three dimensions ESF single heater test as-built predictions JAC and JAC2D

LYNX System* Three-dimensional modeling of geologic Geology and underground design modeling User's manual (LGI 1994, 1996), vs. 1.0 Vs. 1.0* May 94 features and mine design support of ESF and repository qualification (CRWMS M&O 1994e), vs. Vs. 1.1* Oct 94 development and design 1.1 qualification (CRWMS M&O 1994f), vs. Vs. 3.06* Jan 95 3.06 qualification (CRWMS M&O 1995m); Vs. 3.10 1996 maintained by Lynx Geosystems, Inc. Vs. 4.4 Sep 96

MACCS Radiation doses to humans Calculations of radiation doses to workers Theory (NRC 1990a), user's manual (NRC Vs. 1.5.11.1 and the general public 1990c), programmer's manual (NRC

Oct 93 1990b), maintenance release (NRC 1993a); maintained by U.S. Nuclear Regulatory Commission

MAFIC* Three-dimensionWl isothermal fluid flow Analysis of discrete fracture flow and mass User documentation (GAI 1995e), Vs. 1.53 1995 and particle transport in discrete fracture transport in Yucca Mountain hydrogeologic verification (GAI 1995c); maintained by

networks with matrix interaction; finite- units Golder Associates, Inc.; see also element method FRACMAN

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Table C-1. Technical Computer Codes (continued)

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Name Process YMP Applications Status

MCNP* Three-dimensional criticality and shielding Criticality and shielding analyses in support Theory (LANL 1995, 1995b), primer (LANL Vs. 4.2* Mar94 analysis for nuclear/radioactive systems; of waste package, surface facility, and 1994), vs. 4.2 qualification (CRWMS M&O, Vs. 4A* May 96 Monte Carlo technique repository development and design 1994g), vs. 4A qualification (CRWMS

M&O, 19960); maintained at Los Alamos National Laboratory

MLAEM Two-dimensional and quasi-three- Regional saturated ground-water flow Basic theory (Strack 1989; Haitjema 1995), Vs. 4.0 1995 dimensional saturated ground-water flow; analysis to establish boundary conditions user's manual (Strack 1992a); maintained

analytical element method for site-scale saturated zone modeling in by Strack Engineering; see also SLAEM support of site characterization

MODFLOW Two-dimensional and quasi-three- Regional and site-scale saturated ground- Documentation (USGS 1988); maintained Vs. 1638 1988 dimensional saturated ground-water flow; water flow analysis in support of site by U.S. Geological Survey; see also

finite difference method. characterization MODPATH

MODFLOWP Two and quasi-three dimensional saturated Regional and site-scale saturated ground- Documentation (USGS 1994); maintained Vs. 2.3 1992 ground-water flow; finite difference method; water flow analysis in support of site by U.S. Geological Survey; see also

parameter estimation using non-linear characterization BEALEP, MODPATH, RESANP, and regression . YCINT

MODPATH Calculates position and travel time of Regional ground-water flow analysis in Documentation (USGS 1994b); maintained MODPATH-PLOT particles for saturated ground-water flow, support of site characterization by U.S. Geological Survey; see also Vs. 3.0 1994 using output from MODFLOW or MODFLOW and MODFLOWP

MODFLOWP

MPSalsa Two-dimensional two-phase (gas/liquid) Thermal-hydrological modeling of Theory (SNL 1997a); user's manual (SNL working vs. 1995 flow in heterogeneous porous media; finite unsaturated zone air and water flow 1997b); maintained at Sandia National

element method Laboratories

NETPATH* Geochemical mass balance Hydrochemical characterization of Documentation (USGS 1994c) Vs. 2.0 1994 unsaturated zone; correction of carbon-14

age dates of perched water

NUFT Three-dimensional multiphase flow and Thermal-hydrologic modeling of Reference manual (LLNL 1995a); Vs. 1.0 1995 transport of water, water vapor, gas, unsaturated and saturated zone in support maintained at Lawrence Livermore

dissolved solids, radionuclides, and heat; of site characterization, engineered barrier National Laboratory integrated finite difference method system design studies, and performance

assessments

ORIGEN Build-up and decay of radioisotopes in Generation of list, weight, and radioactivity Theory (ORNL 1973), user's manual ORIGEN2 nuclear fission reactor and in spent fuel of radionuclides and of heat generated in (ORNL 1980); maintained at Oak Ridge Vs. 2.1 1980 after removal from reactor, including support of MGDS development and design National Laboratory

associated heat generation and performance assessments

l

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Table C-1. Technical Computer Codes (continued)0o 0• 0= 0•

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Name Process YMP Applications Status

OS3D/GIMRT Multi-dimensional multicomponent reactive Reactive mass transport modeling (water User's and programmer's manual (BMI Vs. 1.0 Dec 95 mass transport chemistry, porosity/permeability, and 1995); maintained at University of South

mineralogy) of the altered zone and Florida, modified at Lawrence Livermore repository near field National Laboratory

PATH Gamma shielding analysis for three- Calculation of gamma dose rates from Theory and user's manual (GAT 1987), Vs. 88A 1988 dimensional source-shield configuration; waste packages and support of MGDS validation (GA 1991); qualification

point-kernel integration technique shielding development and design (CRWMS M&O 1997d); maintained by General Atomics

PAVAN Program performs gaussian plume This program is being evaluated for YMP US NRC Sponsored program November 1982 dispersion calculations in accordance with use in calculation of dispersion of Theory and model description

U.S.NRC Reg. guides 1.111 and 1.145 atmospheric releases of radioactive (NRC 1982) materials.

PEST* Parameter-estimation for saturated ground- Site-scale saturated ground-water flow User's manual (Watermark Computing, Vs. 2.01 1994 water flow models analysis in support of site characterization 1994); maintained by Watermark

Computing

PGEMS 2.0, June Atmospheric dispersion in complex terrain Predict atmospheric dispersion in complex Sponsored by Pacific Gas and Electric and 1995 terrain using measured wind fields. DOE

Theory and model description (Battle 1995)

PIGS Pitting corrosion of waste package Interpretation of pitting corrosion Theory (LLNL 1997); being developed at working vs. 1996 containers experiments, potential component of waste Lawrence Livermore National Laboratory

package and total system performance assessment models

RegCM2* Regional climate model Provides boundary conditions for modeling Validation (NCAR 1995a); component of Vs. N/A 1995 future net infiltration at Yucca Mountain GENESIS; maintained by National Center

for Atmospheric Research

RESANP* Calculates linear confidence intervals on Regional and site-scale saturated ground- Documentation (USGS 1990; USGS, Vs. 1.3 1994 estimated saturated ground-water flow water flow analysis in support of site 1994a); maintained by U.S. Geological

parameters output from MODFLOWP characterization Survey; see also MODFLOWP

RIP Total system postclosure performance Total system postclosure performance Theory and user's manual (GAI 1996), Vs. 4.05 1996 assessment for radionuclide releases to assessments verification (GAI 1995g); maintained by

accessible environment and radiation Golder Associates, Inc. doses to the public I_.

SATTRAK Three-dimensional saturated ground-water Saturated zone ground-water travel time Development aspects (SNL 1996a); working vs. 1996 particle tracking, random walk dispersion; analyses maintained at Sandia National

finite element method Laboratories

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Table C-1. Technical Computer Codes (continued)

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Name Process YMP Applications Status

SCALE System* Criticality safety, shielding, heat transfer, Criticality, shielding, source term, and Theory and user's manual (NRC 1993b; Vs. 4.2* Jan 96 and nuclear decay/fuel depletion analysis decay heat analysis in support of waste ORNL, 1995b), vs. 4.2 qualification Vs. 4.3* Dec 96 for nuclear facilities and waste package package development and design (CRWMS M&O, 1996p), vs. 4.3

designs qualification (CRWMS M&O, 1996r); maintained at Oak Ridge National Laboratory

SLAEM Two-dimensional single-layer saturated Regional saturated ground-water flow Basic theory (Strack 1989; Haitjema 1995), Vs. 3.0 1995 ground-water flow; analytical element analysis to establish boundary conditions user's manual (Strack 1992b); maintained

method for site-scale saturated zone modeling in by Strack Engineering; see also MLAEM support of site characterization

STAADIII/ Structural analysis and design, incl. Structural engineering analysis and design User's manual (REI 1992), qualification ISDS* columns, beams, and bracings for plane/ applications for plane trusses, plane (CRWMS M&O 1993b); maintained by Vs. 4-8MB, space frame structures frames, and space frames in the ESF Research Engineers, Inc. Rev. 16.0" Jun 93

STAFF3D Multi-dimensional isothermal flow and Hydrothermal analyses in support of site Theory (HGI 1992); maintained by Vs. 2.0 1992 radionuclide transport in anisotropic characterization HydroGeoLogic, Inc.

saturated porous and fractured media; finite element method

TORT-DORTsee DORT-2DTORT-3D

TOSPAC Radionuclide release from waste packages Input to total system postclosure Theory (SNL 1988), user's manual (SNL Vs. 1.10 1992 and one-dimensional, unsaturated performance assessments 1992b); maintained at Sandia National

isothermal water flow and radionuclide Laboratories transport in fractured media; finitedifference method.

TOUGH Multi-dimensional multiphase flow and Thermal-hydrological modeling of Theory and user's guide (NRC 1987; LBNL TOUGH2* transport of water, water vapor, non- unsaturated and saturated zone; ground- 1991), conjugate gradient solvers (LBNL Vs. 1.111* Feb 96 condensible gases, dissolved solids, radio- water travel time calculations; design of 1995a), TOUGH2 vs. 1.11 qualification

nuclides, and heat in porous and fractured laboratory and in-situ thermohydrologic (LBNL 1996d), qualification of TOUGH2 media; integrated finite difference method experiments modules (LBNL 1996c, d); maintained at

Lawrence Berkeley National Laboratory; see also A-TOUGH, ITOUGH2, and VTOUGH

TRACRN Multi-dimensional isothermal liquid and gas Radionuclide transport modeling in support Theory and user's manual (LANL 1984; TRACR3D flow and multi-component tracer/ radio- of site characterization; design of LANL 1988b; LANL 1991); maintained at Vs. N/A 1991 nuclide transport in porous and fractured laboratory and in situ tracer experiments Los Alamos National Laboratory

I media; finite difference method II

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TSA Collection of programs for total-system Total system postclosure performance Development aspects (SNL 1992a; SNL working vs. 1994 postclosure performance assessment for assessments 1994b); maintained at Sandia National

radionuclide releases to accessible Laboratories environment

UDEC* Two-dimensional response of Analysis of underground openings (in User's manual (ICGI 1993b), vs. 2.0 Vs. 2.0* Mar94 discontinuous media (such as jointed rock jointed medium) subjected to in situ and qualification (CRWMS M&O 1994h);

mass) represented as an assemblage of seismic loadings in support of ESF and maintained by Itasca Consulting Group, discrete blocks; distinct element method repository development and design Inc.

UNWEDGE* Three-dimensional analysis of geometry ESF and repository excavation stability User's manual (REG 1992), vs. 2.2 Vs. 2.2* Jan 95 and stability of wedges defined by inter- analyses qualification (CRWMS M&O 1995n);

secting structural discontinuities in under- maintained at University of Toronto ground excavations, including rock bolts and shotcrete

V-TOUGH* Vectorized multi-dimensional multiphase Thermal-hydrologic modeling of Theory and user's manual (LLNL 1990); Vs. 7.8* Sep 95 flow and transport of water, water vapor, unsaturated and saturated zone in support maintained at Lawrence Livermore

and heat in porous and fractured media; of thermal loading and engineered barrier National Laboratory; see also A-TOUGH, integrated finite difference method system development and design ITOUGH2, and TOUGH/TOUGH2

VNETPC* Analysis of subsurface facility ventilation Analysis and design of ESF and repository User's manual (MVSI 1993), qualification Vs. 3.1 Oct 93 for mine networks, considering gaseous ventilation systems, including dust and (CRMWS M&O 1993c); maintained by

emissions, and design and cost analysis of diesel locomotive hydrocarbon exhausts Mine Ventilation Services, Inc. ventilation equipment

WAPDEG Waste package degradation Input to total system postclosure User's manual (CRWMS M&O 1996s). Vs. 1.0 Sep 96 performance assessments

WEEPTSA Probabilistic analysis of interaction of water Input to total system postclosure In development; documentation (SNL working vs. 1994 flowing in discrete fractures with waste performance assessments 1992a; SNL 1994b); maintained at Sandia

containers, radionuclide release, and National Laboratories transport to the water table

Xlt One-dimensional multicomponent reactive Reactive mass transport modeling (water Unpublished; obtained by Lawrence working vs. 1996 mass transport chemistry, porosity/permeability, and Livermore National Laboratory at 1996

mineralogy) of the altered zone and University of Illinois short course "Reactive repository near field Transport and Basin Modeling"

YCINT Calculates linear confidence intervals on Regional and site-scale saturated ground- Documentation (USGSI 1994a); Vs. 1.2 1994 estimated saturated ground-water flow water flow analysis in support of site maintained by U.S. Geological Survey; see

parameters output from MODFLOWP characterization also MODFLOWP

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Name Process YMP Applications Status

YMIM Radionuclide release from waste form and Input to total system postclosure User's manual (LLNL 1995b); maintained Vs. 2.1 Apr 95 waste packages performance assessments; development at Lawrence Livermore National

and design of waste form and waste Laboratories package experiments

Abbreviations and acronyms: CD-ROM = compact disc - read-only memory, CRWMS M&O = Civilian Radioactive Waste Management System Management and Operating Contractor, ESF = Exploratory Studies Facility, et al. = and others, MGDS = mined geologic disposal system, N/A = not applicable or not available, ORNL = Oak Ridge National Laboratory, SNL = Sandia National Laboratories, Vs. = version, YMP = Yucca Mountain Site Characterization Project.

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APPENDIX D PERFORMANCE CONFIRMATION PARAMETERS

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PERFORMANCE CONFIRMATION PARAMETERS

This appendix lists all performance confirmation parameters in a single matrix. It is an extract of the five matrices of the Performance Confirmation Concepts Stud), Report (CRWMS M&O 1996k). Appendix C, which lists all parameters potentially needed for postclosure performance assessment and presents the results of the screening process for identifying performance confirmation parameters, including key performance confirmation parameters that may need to be considered during the mined geologic disposal system (MGDS) design.

The matrix lists the parameters that have passed all selection screens described in Section 2.4.2. A parameter had to pass each screen in order to be considered for the next screen. At least one criterion had to apply from both Screen 1 and Screen 2, all three criteria of Screen 3 had to apply, and the criterion of Screen 4 had to apply for a parameter to be selected as a performance confirmation parameter. In Screen 5, a performance confirmation parameter became a key performance confirmation parameter for design if its data acquisition was expected to affect the MGDS design. See Section 2.5.2, including Table 2-1 and the flowchart of Figure 2-8, for a more detailed explanation of the selection criteria and process.

One or more of the following three major aspects must be confirmed for the listed parameters:

"* Spatial interpolations and/or extrapolations of point measurements assumed for the License Application are within predefined bounds of error.

" Temporal changes in parameter values resulting from repository construction, waste emplacement, and natural events and processes predicted for the License Application are within predefined bounds of error.

" Compliance with the regulatory postclosure performance standards of 10 CFR Part 60 can be demonstrated in spite of changes in parameter values, understanding of natural and engineered barrier processes, mathematical postclosure performance assessment models and computer codes, as-built repository configuration, and actual wastes emplaced.

The performance confirmation parameters are briefly described in Section 2.5.4 and the planned performance confirmation activities, facilities, and support systems are described in Section 3.3.

BOOOOOOOO-00841-4600-00002 REV 00 D-1 -September 1997

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Table D-1. Performance Confirmation Parameters

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5

Parameters Planned Performance to Con- Con- TSPA Sub- Affec- Time (Can be Can be Impor. All Key Confirmation Concepts

CFR fine & rain. & TSPA sub- ted by depen- men- pre- tant to Reduce perf. pars60 Isolate Isol. & PA surface const./ dent sured dicted per- uncer- conf. meters Su- Wat Sr- process condi- tit Sub. Waste Stra- pocess cond empla- vari- or or esti- form- tainty para- for par F une. tgy models tions

part F Funct. teg, cement able derived mated ance meters design

GENERAL SITE PARAMETERS

Topography

Ground surface X X X X X X X X IGeodetic surveys during & elevation aI I X I I I I I I aler geologic events

Vegetation

Plant type X X X X X X X XA n u l s a o l s rv y , Anniual seasonal surveys

Areal distribution X X X X X X X X within controlled area

Climate and Meteorology

Precipitation X X X X X X X X X

Dry bulb temperature X X X X X X X X X Contituous at YMI weather

Atmospheric pressure X X X X X X X X X stations

Relative humidity X X X X X X X X X

Seismicity

Location X X X X X X X X C.ontinuous monitoring at

Magnitude X X X X X X X X existing surthce-based & new

Acceleration/ground X I I underground seismic stations motion X XX _ _ _ _ X _ -

W. CD

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*This is a editorial inclusion from Appendix C of the Perfbrmance Confirmation Concepts Study Report (CRWMS M&O 1996k). The parameter %sas listed in Appendix 11 of the report as a Iliospphcre Model parameter, but the X was dropped in error in Appendix C.

Table D-1. Performance Confirmation Parameters (continued)

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5 Parameters Planned Performance

to Con- Con- TSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts CFR fine & lain. & tSPA sub- ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Isol. & PA surface const / dent sured dicted per- uncer- conf. meters Sub- Waste Stra- process condi

models tions empla. vari- or or esti- form- tainty para- for part F Funcd. tegy cement able derived mated ance meters design

Hydrocarbon (Coal, Oil and Gas) and Mineral Resource Exploration and Extraction

Location X X X X X X X X Geologic mapping during underground excavation &

Quantity X X X X X X X X oflfsite lab analysis

Public Radiological Ilealth Risk

Background radiation Continue surface-based moni

level X* X I I I Ioring Ibr preclosurc health & I I I Isali~ty

UNSATURATED ZONE PARAMETERS

Stratigraphy of Alluvium/Colluvium and Rock Matrix

Lateral extent X X X X X X X X X X X X Depth X X X " X X X X X X X X X Thickness X X X X X X X X X X X X Geologic mapping during sX X X X X X X X X X X X underground excavation Rock types X X X X X X X X X X X

Mineralogy X X X X X X X X X X X X

ilydraulic Characteristics of Alluvium/Colluvium and Rock Matrix in Altered Zone

Saturated hydraulic con- X X X ductivity/permeability I I

Effective porosity X X X X X X X X X X X X Underground lesling/sampling & oil-site lab analysis

Dispersivity/dispersion coefficient - - - - X - -

Page 60: Thermal Test Progress Report #1

( (Table D-1. Performance Confirmation Parameters (continued)

,>

C>

0 00 0: 0L

05

0•

0 .0•

(

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5

Parameters Planned Performance 10 Con- Con- TSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts

CFR& PA surface ted by depen- mea- pre- rant to Reduce perf. para60 Isolate Isol. &Prc ss fc const./ dent sured dicted per- uncer- conf. meters

models tions empla- vari- or or esti- form- tainty para- for part F Funct. tegy cement able derived mated ance meters design

Hydraulic potential moisture content X X X X X X X X X X X X relationship Underground testing/sampling

Moisture content - & olfsite lab analysis hydraulic conductivity X X X X X X X X X X X X relationship

Pneumatic Characteristics of Alluvium/Colluvium and Rock Matrix in Altered Zone

Air permeability X X X X X X Underground test ing/sampling X I X I X X& oll'site lab analysis

Mechanical Characteristics of Alluvium/Colluvium and Rock Matrix in Altered Zone

In-situ stress X X X X X X X X X X X X

Strain X X X X X X X X X X X Continuous underground monitoring

Rock delbrmation & displacement

Thermal Characteristics of Alluvium/Colluvium and Rock Matrix

Far-field soil & rock X X Continuous surflice-based temperature monitoring (in new boreholes)

Altered zone soil & rock X X X X .'Continuous surthce-based & temperature underground monitoring

Geometry, Including Future Displacements of Rock Fracture Zones (Including Faults)

LQcation X X X X X X X X X X X X Width X X X, X X X X X X X X X (cologic mapping during

underground excavation

Length X X X X X X X X X X X X

Orientation X X X X X X X X X X X X

Displacement X X X X X X X X elogt mapping during Fracture aperture X X X X X X X X X X X X underground excavation

Fracture density X X X X X X X X X X

(ia

("

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CCTable D-1. Performance Confirmation Parameters (continued)

¢0

0, 0o

.0 0• 0

0

0

Selection Criteria

Screen I Screen 2 Screen 3 Screen Screen 5 (one must apply) (one must apply) (all must apply) 4

Parameters Planned Performance 10 Con- Con- TSPA Sub- Affec- Time (:an he Can be Impor- All Key Confirmation Concepts

CFR fine & tain, & & PA surface ted by depen- iea- pre- tant to Reduce perf. para60 Isolate Isol. pA surfac const./ dent sured dicted per- uncer- conf. meters

Sub- Waste Stra- rodess con- empla- vari- or or esti- form- tainty para- for part F Funct. tegy cement able derived mated ance meters design

Biological Characteristics of Rock Fracture Zones (Including Faults)

List of microbes X X X X X X X X X X X X X Underoundsampling&oll'

Micrbialactiitysite lab analysis Microbial activity X I X I X X X X X X X I X X X Xi

Chemical/Mineralogical Characteristics of Rock Fracture Zones (Including Faults)

Apparent age of I X I X X I X X X X X I X X X X Underground sampling & offminerals in intillings site lab analysis

Hydraulic Characteristics of Rock Fracture Zones (Including Faults)

Saturated hydraulic con- X X X X X X X X X X X ductivity/permeability

Effictive porosity X X X X X X X X X X X

Dispersivity/dispcrsion X X X X X X X X X X X Underground testing/sampling coellicient & oil'-site lab analysis if

I lydraulic potential, -unlested fraclure zones en

moisture content X X X X X X X X X X X counlered during excavalios

relationship

Moisture content hydraulic conductivity X X X X X X X X X X X relationship I II

c-fl Cs

Cs

Cs

'-0 -5

Page 62: Thermal Test Progress Report #1

(

0 0 0 C>

C>

0 00

Table D-1. Performance Confirmation Parameters (continued)

Selection Criteria

Screen I Screen 2 Screen 3 Screen Screen 5 (one must apply) (one must apply) (all must apply) 4

Parameters Planned Performance 10 Con- (on- Affec- Time Can be Can he Impor- All Key (Confirmation Concepts

CFR fine & fain. & TSPA Sub- ted by depen- mena- pre- tant to Reduce perf. para60& PA surface const./ dent sured dicted per- uncer- conf. meters 60process condiSub. Waste Stra- models cions empla- varn- or or esti- form- tainty para- for

part F Funct. tegy cement able derived mated ance meters design

Pneumatic Characteristics of Rock Fracture Zones (Including Faults) in Altered Zone

Air permeability X X X X X X X X X X X Underground testing/sampling

Gaseous dispersion X& oil'sie lab analysis coefficient I I I I

Thermal Characteristics of Rock Fracture Zones (Including Faults)

Far-field rock Continuous surface-based temperature monitoring (in new borcholcs)

Altered zone rock X X X X X X X X X X X X Continuous surlace-based & temperature underground monitoring

Chemical Characteristics of Ground Water (in Rock Matrix, Fractures, Fault Zones, and Other Discontinuities) see list of constituents in Section TBI)

Far-field chemical Surface-based sampling & composition, Eli & pi X X X X oll'site lab analysis

Altered zone chemical composition, Eli & l X X X X X X X X X X X X Surlace-based & underground -omposition Eli - pi - -sampling & of-site lab

Age (11-3, C- 14, CI-36) X X X X X X X X analysis

Hydraulic Characteristics of Ground Water (in Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

Surflace water teDrived firom soil/rock intiltration X X X X X X X X X moisture mcasurements

Continuous surltace-based & In-situ fluid potential X X X X X X X X X X undtrgroun m iring

underground monitoring

Far-field moisture X X X X X X X Continuous surfhce-based content monitoring (new boreholes)

Altered zone moisture X X X X X X X X X X X X X Continuous underground content monitoring

Far-field liquid water tIux -- Calculated from soil/rock

Altered zone liquid moisture measurements

water flux X X T 1 X X

(5

(5

0� -I

so sO

Page 63: Thermal Test Progress Report #1

(

Table D-1. Performance Confirmation Parameters (continued)

w

05 0

0k 0

0 0

0

Selection Criteria

Screen I Screen 2 Screen 3 Screen Screen 5 (one must apply) (one must apply) (all must apply) 4

Parameters Planned Performatce 10 Con- Con- Affec- Time Can be Can be Impor- All Key (Confirmation Concepts

CFR fine & lain. & TSPA Sub. ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Sol. & PA surface constJ dent sured dicled per- uncer- conf. meters

Sub- Waste Stra- process condi- empla- vari- or or esti- form- tainty para- for part F Funct. tegy cement able derived mated ance meters design

Far-field water vapor X X X X X X X X X X Continuous surflce-based content/humidity monitoring (new boreholes)

Altered zone water X X X X X X X X X X X X X Continuous surface-based & vapor content/humidity underground monitoring

Far-field water vapor flux

Calculated from soil/rock Altered zone water Xmoisture measurements

vapor flux

Pre-waste emplacement GWTT from disturbed X X X X X X X X zone to water table

- - - - - - - Calculated fr'om other hydro

Post-waste emplacement geologic measurements GWTF from disturbed X X X X X X X X zone to water table

Thermal Characteristics of Ground Water (in Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

Far-field fluid X X X X X X X X X X Continuous surface-based temperature monitoring (new borcholes)

Altered zone tluid X X X X X X X X X X X X X Continuous surlfce-based & temperature underground monitoring

Pneumatic Characteristics oh Subsurface Air and Gases (In Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

C'oittinuous surthee-based & Air pressure X X X X X X X X X X X undergroun miring

.underground monitoring

Air flow XCalculated from air pressure & permeability

SATURATED ZONE PARAMETERS

Ilydraulic Characteristics of Ground Water (In Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

ci,

Cs

Cs.

Water table elevation X X X X X X X X X X Continuously or periodically in surface-based borcholes

Calculated lroto s<oil/rock Ground-water flux X X X X X X X X X X Cllate mesuroet

nmoisture nlcaSurencnlcls

Page 64: Thermal Test Progress Report #1

(1 (

w 0 0 0

0 0•

0.L

0x.

0

Table D-1. Performance Confirmation Parameters (continued)

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5

Parameters Planned Performance 10 Con- Con- TSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts

CFR fine & lain. & &SPA sub- ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Isol. & PA surface const./ dent sured dicted per- uncer- conf. meters

Sub- Waste Stra- models tions empla- vari- or or esti- form- tainty para- ftr part F Funct. tegy cement able derived mated ance meters design

Pre-waste emplacement Gw'r from beneath x x x repository to accessible environment

Calculated from other hydro

Post-waste emplacement geologic measurements

GW'Fr from beneath repository to accessible X X X X X X environment

Aqueous Transport of each Important Radionuclide -- see TSPA-1995 list at end of table

Radionuclide concent- Annually in surlhce-based ration X X X X X X X X X X boreholes, continuously or

more lirequently it detected

Radionitclide release Calculated l'rom saturatedrate to accessible X X X X X X X X X X zone water flux & radioenvironment nuclide concentrations

(5

(5

ra -I

'�0 -I

Page 65: Thermal Test Progress Report #1

(Table D-1. Performance Confirmation Parameters (continued)

W

0 0

ON 0

C>

0 0

0t,

0

0'O

0"

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5

Parameters Planned Performance to Con- Con- Affec- 'ime (Can be Can be Impor- All Key Confirmation Concepts

CFR fine & lain. & TSPA Sub- ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Isol. c onstJ dent sured dicted per- uncer- conf. meters

Sub. Waste Stra- process condi- empla- vari- or or esti- form- tainty para- for par F unc. tgy models tions part F Funct. tegy cement able derived mated ance meters design

REPOSITORY EXCAVATION AND BOREiIOLE PARAMETERS

Geometry of Waste Emplacement Drifts

Deformation/ Continuous monitoring at convergence X X X X X X X X X X X X selected underground

locations

Rock fall/collapse size X X X X X X X X X X X X Pecriodic underground I I I I I ' I I I Iinspection

Physical Characteristics of Excavation Environment (Ramps, Shafts, Alcoves, and Emplacement Drifts)

Dry bulb air Continuous monitoring at temperature X X X X X X X X X X portals & selected under

ground locations

Continuous monitoring at Relative humidity X X X X X X X X X X X portals & selected under

ground locations

Ground-water inflow rate into excavation IAccording to perched water

Ground-water inflow procedure XC X X X X X X X X X XX temperature

Chemical Characteristics of Excavation Environment (Ramps, Shafts, Alcoves, and Emplacement Drifts) -- see list of constituents in Section TBD

Chemical composition According to perched water Eh & pHI of ground- X X X X X X X X X X X X procedure water inflow

Chemical composition, Not practical to monitor, Eh & pl I ot'ground- X X X X X X X X X estimated from geochemical water outtlow modeling

Page 66: Thermal Test Progress Report #1

(

Table D-1. Performance Confirmation Parameters (continued)

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5 Parameters Planned Performance

10 Con- Con- TSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts CFR fine & tain. & & PA surface ted by depen- mea- pre- tant to Reduce perf. para

60 S Iolate Isoltra ss fcn const./ dent sured dicted per- uncer- conf. meters models hains empla- vari- or or esti- form- tainty pars- for part F Funct. tegy cement able derived mated ance meters design

Construction and Fire Water, Including Accidental Spills Remaining after Repository Closure

w C0 0 0

0

0 C>

0 0

0

0

0 0 0

0

0

0

t•J

0..

Quantity remaining in rock X X X X X X X X X X Periodic rock sampling at

selected underground Chemical composition, locations & oil-sitc lab incl. Eli & pllI X X X X X X X X X X analyses

Ilydrocarbons, Including Accidental Spills Remaining after Repository Closure (each type that may affect postclosure performance)

Quantity remaining in rock X X X X X X X X X X Periodic rock samplinig at selected underground

Chemical compositon, locations & otllsitc lab incl. E c p & p i on X X X X X X X X X X analyses

Concrete Remaining after Repository Closure

Chemical composition/ Periodic inspection & offlsite alteration Ilab analysis of samples

Steel Remaining after Repository Closure

Chemical composition/ ' Periodic inspection & ouu-sile alteration I I x x x I x I x I xx I lab analysis ofsamples

Ground Support Remaining after Repository Closure

Chemical composition/ XPeriodic inspection & oil'sit alteration I I x x x X. lab analysis of specimens

Pedestals Remaining after Repository Closure

Chemical composition/ Ix Ix I Peroi npcin&olst alteration I I x x x I I I I X arildsc inspectio ite I I I Ilab analysis of specimenss

Page 67: Thermal Test Progress Report #1

(Table D-1. Performance Confirmation Parameters (continued)

w 0 0 0 0 0 0 0 0 0 0 00

0 0 0 0 0 0

0 0

Y

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4Screen 5

Parameters Planned Performance 10 Con- Con- TSPA Sub- Affec- Time Can be (Can be Impor- All Key Confirmation Concepts

CFR fine & tain. & &SPA sub- ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Isol. & PA surface const./ dent sured dicted per- uncer- conf. meters

Sub- Waste Stra- process condi. empla- vari- or or esti- form- tainty para- for par F unc. tgy models tions part F Funct. tegy cement able derived mated ance meters design

Other Fluids and Materials Remaining in Repository after Closure (each type that may affect postclosure performance)

Chemical composition/ X X X X X X Periodic inspection & otlksite

alteration x X x x lab analysis of'specimens or Lrock samples, as applicable

Engineered Barrier Release of each Important Radionuclide - see TSPA-1995 at end of table

Fractional radionuclide release relative to X None because calculated from

1000-yr inventory release into host rock

WASTE PACKAGE PARAMETERS

Waste Form Characteristics (e.g., of spent fuel and glass defense high-level waste)

Geometry/dimensions of x x x x x x x x x waste form

Gcometry/dimensions of waste pellets/particles Surface area of waste On-site lab analyses of tbiled pellets or particles X X X X X X X X X X X waste packages, if any, and of

waste not emplaced

Weight & activityof x x x x x x x x x x each radionuclide

Gas composition inside x fuel elements

cj, Cs

0� Cs

'.0

(

Page 68: Thermal Test Progress Report #1

CD

0 0 0,

0

0

0 0 0

0 00

0,o 0.

Table D-1. Performance Confirmation Parameters (continued)

Selection Criteria

Screen I Screen 2 Screen 3 Screen (one must apply) (one must apply) (all must apply) 4 Screen 5

Parameters Planned Performance 10 Con- Con- TSPA Sub- Aftec- Time Can be Can be Impor- All Key Confirmation Concepts CFR fine & lain. & & PA surface ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Sol. s c const./ dent sured dicted per- uncer- conf. meters Sub- Waste Sirs- process condi

models tions empla- vari- or or esti- form- tainty para- for part F Funct. tegy cement able derived mated ance meters design

Dry oxidation rate X X X X X X X X X

Dry oxidation products X X X X X X X X - - - -- --- ---- --- ---- --- Off-site laboratory research Dissoluiion rate of because cannot complete for original waste form X X X X X X X X all waste fbrms belbre license

-_ - - - - -application

Dissolution rate of X X X oxidation products

Geometry of Waste Package (Excluding Backfill)

Corrosion effects on Periodic visual inspection, on

barrier thickness & XX X X sie lab analyses of pulled shape specimens & non-waste

I_ I packages

Mechanical efTects on barrier thickness & X X X X X X X X X X Periodic visual inspection shape

Location & geometry of Non-waste package ol'-sitc & criticality control X X X X X X X X X pulled dummy waste package materials on-site lab analysis

Corrosion and Other Degradation Characteristics of Each Waste Package Barrier (Excluding Backfill)

Polarity of current for X X X X X X galvanic protection

Oil-site lab research Common potential for galvanic protection XX

"CD

C"

',0

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(

Table D-1. Performance Confirmation Parameters (continued)

¢0

0, 0,

0 0 0• 0

0

Cs

-o

I Needed only if(a) credit will be taken for cladding performance or (b) its performance %%ill adversely alfctl thie perlbrmance of other enginecred barrier systein componet.I•

Selection Criteria

Screen I Screen 2 Screen 3 Screen Screen 5 (one must apply) (one must apply) (all must apply) 4 Parameters Planned Performance

to Con- Con- ITSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts CFR fine & tain. & & PA surface ted by depen- mea- pre- tant to Reduce perf. para

60 Isolate Isol. process condi- const./ dent sured dicted per- uncer- conf. meters Sub- Waste Stra- models tions empla- vari- or or esti- form- lainty para- for

part F Funct. tegy cement able derived mated ance meters design

Threshold humidity fbr humid-air corrosion

Dry oxidation corrosion rate

On-site lab analysis olpullcd Ilumid-air gencral X X X X X X X X X X specimens & durnmy waste Scorrosion rale _packages

Aqueous general X X X X X X X X X X corrosion rate

I lumid-air pit corrosion X rate

Aqueous pit corrosion X X X X X X X X X X On-site lab analysis of pulled rate I specimens & dummy waste

Microbial corrosion rate X X X X X X X X packages

Cladding failure rate' X X X X X X X X X On-site lab analysis oflpulled waste packages

Chemistry of each Waste Package Barrier (Including Degradation Products but Excluding Backfill)

Gas composition inside I On-site lab analyses orflailed waste contain X X waste packages, if any, and of waste container I I I I I Iwaste not cisplaced

/ t

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Table D-1. Performance Confirmation Parameters (continued)

Q

(D

0

CD•

00

0D 0)

0D 0 0

Selection Criteria

Screen I Screen 2 Screen 3 Screen Screen 5 (one must apply) (one must apply) (all must apply) 4

Parameters Planned Performance 10 Con- Con- TSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts

CFR fine & fain. & i PA surface ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Isol. pA surfac const./ dent sured dicted per- uncer- conf. meters

Sub- Waste Stra- oes on empla- vari- or or esti- form- tainty para- for part F Funct. tegy m cement able derived mated ance meters design

Chemical composition of criticality control X X X X X X X X X materials

Oxidation product composition X X X X X X X X X -o o - -

- - Non-waste package olrfsite & Aqueous corrosion X X X X X X X X X pulled dummy waste package product composition on-site lab analysis

Physical/chemical degree of embrittlemcnt X X X X X X X X X

Physical/chemical weld X integrity I I I I I I X

Mechanical Characteristics or Each Waste Package Barrier (Excluding Backfill)

In-situ stress X X X X X X X X X X Non-waste package olksite & pulled dumnmy waste package

Strain X X X X X X X X X on-site lab analysis

Thermal Characteristics of Each Waste Package Barrier (Excluding Backfill)

Waste package center X X X X X X X X X None because cannot be temperature measured (can be derived)

In-situ monitoring of selected

Barrier wall temperature X X X X X X X X X X X waste packages in emplacement drills & at undergrotnd test location

Waste Package Radionuclide Containment and Release for each Waste Form, Package Design, and Important Radionuclide -- see TSI'A-1995 list at end of table

Waste package life or X I X I I time of initial radio- I IX X X m I oniting rexcavation air nuclide release moiorn I IexaIaIinIaI

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(

Table D-1. Performance Confirmation Parameters (continued)

w 0

0

0k

0O

0 0

Selection Criteria

Screen I Screen 2 Screen 3 Screen Screen 5 (one must apply) (one must apply) (all must apply) 4

Parameters Planned Performance 10 Con- Con- TSPA Sub- Affec- Time Can be Can be Impor- All Key Confirmation Concepts

CFR fine & tain. & & PA surface ted by depen- mea- pre- tant to Reduce perf. para60 Isolate Isol. process condie const./ dent sured dicted per- uncer- conf. meters

Sub- Waste Stra- models tions empla- vari- or or esti- form- tainty para- for part F Funct. tegy cement able derived mated ance meters design

Radionuclide release rtlowseomX X X X X X X X X X X X - - - - - - -I Remedial action if needed

Radionuclide release raerm atpcae X X X X X X X X X X X X rate from waste packagex I x

Abbreviations: CFR = Code of Federal Regulations, PA = perlormance assessment, TSPA = total system perlbrmance assessment.

TSPA-1995 Radionuclide List (for spent-fuel inventory): Ac-227,Am-241, Am-242M, Am-243, C-14 (gaseous), CI-36 (gaseous), Cm-244, Cm-245, Cm-246, Cs-135, 14129 (gaseous), Nb-93M, Nb-94, Ni-59, Ni-63, Np-237, Pa-231, Pb-210, Pd-107, flu-238, Pu-239, Pu-240, Pu-241, Pu-242, Ra-226, Ra-228, Se-79, Sm-151, Sn-126, Tc-99, "rh-229, Th-230, Th-232, U-233, U-234, U-235, U-236, U-238, Zr-93.

72 -s

,.0

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INTENTIONALLY LEFT BLANK

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APPENDIX E MODELING OF PERFORMANCE CONFIRMATION PARAMETERS

BOOOOOOOO-00841-4600-00002 REV 00 September 1997

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APPENDIX E MODELING OF PERFORMANCE CONFIRMATION PARAMETERS

This appendix identifies which performance confirmation parameters are parameters of specific process modeling. The following table is a combination of appendices B and C of the Performance Confirmation Concepts Study Report (CRWMS M&O 1996a). The table entries identify whether a performance confirmation parameter is a chemical or physical property of the materials or fluids. a boundary or initial condition, or an input or output variable. See the end of the table for definitions of these terms. The entries for a particular parameter and process are not identical to the Performance Confirmation Concepts Study Report, Appendix B, since that appendix was prepared for postclosure performance modeling. Table E-i, however, reflects the planned modeling of preclosure conditions.

The first column of the table numbers the parameters consecutively. The 2nd column lists the parameter names. The other columns identifies the major category of performance assessment process modeling that requires the parameters as input or produces them as output. Each of these columns may represent several detailed, including coupled, processes. For instance, unsaturated zone hydrology includes ground-water flow modeling and coupled heat and multiphase fluid flow modeling, considering liquid water, water vapor/steam, air, and gases. See the descriptions of the processes in Section 2.4 of this Plan. Names of examples of computer codes currently being used for modeling the listed processes are identified in the third column. The concepts themselves are described in sections 3.3.1 through 3.3.3.

The type of performance confirmation required depends on the respective roles of a performance confirmation parameter in a specific model:

Type 1: Confirmation that subsurface conditions will be as expected, involving comparing observations of subsurface properties, boundary and initial conditions with MGDS design and site conceptual model assumptions, interpolations, and extrapolations

Type 2: Confirmation that changes in the natural and engineered barriers resulting from the excavations and waste emplacement will be as expected, involving comparing observations with process model output predictions.

Accordingly, if a parameter is identified with an I, IC or BC, Type 1 confirmation would apply, while if a parameter is identified with an 0, Type 2 confirmation would apply. Some parameters are identified with more than one designation; this may be the case if a variable is not only an initial condition or boundary condition, but is also predicted as an output variable because of its change with time. In that case, both types of performance confirmation would apply to that parameter, but separately per Type I for the values representing the initial and/or boundary conditions and per Type 2 for the predictions.

An example of this case would be the rock moisture content, whose initial values need to be specified at all points of a calculational grid for a thermal-hydrological calculation of moisture changes resulting from the waste emplacement. These calculations would be performed before the submittal of the License Application. See Section 3.2.1.1. Specification of the initial conditions

BOOOOOOOO-00841-4600-00002 REV 00 E-1 September 1997

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requires interpolation, extrapolation, inverse modeling, or model calibration using site characterization data from discrete measurement points such as boreholes and the ESF. As the first step in the confirmation, the values derived in this manner will be confirmed with the measurements obtained during repository construction, a Type 1 confirmation. The modeling will then predict the rock moisture content at all points of the calculational grid as a function of time, reflecting the effects of the waste heat. As the second step in the confirmation, the predicted values will be confirmed with measurements to be taken during waste emplacement and during the caretaker period.

See Section 3.2.2 for additional explanations of the specific process modeling planned for performance confirmation.

BOOOOOOOO-00841-4600-00002 REV 00 E-2 September 1997

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((

Table E-1. Modeling of Performance Confirmation Parameters

BC = boundary condition, IC = initial condition. I = input variable, 0 = output variable, P = parameter (see end of table tbr definilions and additional abbreviations)

0

Io 0

00

t.T1

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

#Cli- Tecto- Era- Initera- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Hu- BiG. Nucl. hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- Volca- man ans- critimate nism sian tion logy togy anics logy dation port port port cal nism interf, port cality

MODý 3DEC FENN FLOW ANky$ FEHMN AREST FEHMN

TBD TBD None TBD NUFT FEMNM FLAC NUFT PIGS NUFT FEFIN UFT ,T GENIIFTD TOUGH2 NUFT UOAC TOUGH2 WAPDEG TOIF NUFT NUFT E.- SO TOD I TD V TOUGH TOUGH2D EC V.TOUGH YMTM TRACRN TRACUN TRACRN

V.7OUGH UNWEDGE

GENERAL SITE PARAMETERS

Topography 1 GrouandoSUrlace P P IC/O J P I I P P P p P etevatian p pP P P P I P P I I

Vegetation

2 Plant type p p p

3 Areal distdbution P P P

Climate and Meteorology

4 Precipitation 0 P BC

5 Dry bulb BC temperature 0

6 Atmospheric BC pressure

7 Relative humidity P

Seismicity

8 Location 0 P P P P

9 Magnitude 0 P P P P

0. Acceleration/0 P P P ground motion 0 P P P

Hydrocarbon (Coal, Oil and Gas) and Mineral Resource Exploration and Extraction

11 Location P P

12 Quantity p p

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K, ( (

Table E-1. Modeling of Performance Confirmation Parameters (continued)

Public Radiological Health Risk

00

I= tT1

:.4

13 1 Background I 1 1 1 1 1I1 radiation level 1 111 II IIP

UNSATURATED ZONE PARAMETERS

Stratigraphy of Alluvtum/Colluvlum and Rock Matrix

14 Lateral extent IC/O P P p p p P P P P P

15 Depth IC/O P P P P P p P P P P

16 Thickness IC/O P P P P P P P P P P

17. Rock types P p p P P P P P P P P P P

18 Mineralogy P P P P P BC P

Hydraulic Characteristics of Alluvlum/Colluvlum & Rock Matrix

Saturated hydraulic 19 conductivity/ p

permeability

20 Effective Porosity p P

21 Dispersivity/dispers P ion coefficient

Hydraulic potential 22 - moisture content p

relationship

Moisture content 23 hydraulic conduc- P

tivity relationship

Pneurnatic Characteristics of Alluvium/Colluvium and Rock Matrix In Altered Zone

24 1Air permeability p P

Mechanical Characteristics of Alluviurn/Colluvium and Rock Matrix in Altered Zone

25 In-situ stress ICIO

26 Strain 0

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K

Table E-1. Modeling of Performance Confirmation Parameters (continued)

0 0 0

0

C)

.>

CD

0 0 0

'2

0 0•

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

# Parameter Cli- Tecto- Era- Infitra- FF UZ SZ Gee- NF UZ WP NF UZ FF UZ SZ Geo- Volca Hu- Bio. Nucl cli- nism Eron tion hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- nism man trans- critimate nism san tion Iogy logy anics logy dation par t p o part cal nism interf, port cality

Rock deformation p a P p 27 & displacement PO -

Thermal Characteristics of Alluvium/Colluvium and Rock Matrix

Far-field soil & rock B 28 tmeaueBC IC/O ICIO I P P temperature

29 Altered zone soil & P IC/O BC IC/O P P rock temperature

Geometry, Including Future Displacements of Rock Fracture Zones (Including Faults)

30 Location P P P P P P

31 Width P p P p p P

32 Length P P P P P P

33 Orientation P P P P P P

34 Displacement P P P P P P

35 Fracture aperture P P P P P P

36 Fracture density P P P P P P

Biological Characteristics of Rock Fracture Zones (Including Faults)

37 List of microbes P P P P

38 Microbial activity P P P P

Chemlcal/Mineralogical Characteristics of Rock Fracture Zones (Including Faults)

Apparent age of 39 minerals in P P

infitlings

Hydraulic Characteristics of Rock Fracture Zones (Including Faults)

Saturated hydraulic 40 conductivity/ P P P P P

permeability

41 Effective porosity P P P P P

42 Dispersivity/disper- p p sion coefficient I

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(

w

0

0•

0 0

0o

Table E-1. Modeling of Performance Confirmation Parameters (continued)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

# Parameter Cli- Tecto- Ero- Inliltra- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Hu- Bio. Nucl. mate nism sion tion hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- Valca- man trans- critilogy logy anics logy dation port port port cal nism inter, port cality

Hydraulic potential 43 - moisture content P P P

relationship

Moisture content 44 hydraulic conduct- P P P

Ivity relationship

Pneumatic Characteristics of Rock Fracture Zones (including Faults) In Altered Zone

45 Air permeability p p 46 Gaseous disper

sion coefficientP

Thermal Characteristics of Rock Fracture Zones (Including Faults)

47 Far-field rock P 1010 BC ICIO P P temperature

48 Altered zone rock temperature B ~ O Il

Chemical Characteristics of Ground Water (in Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

Far-field chemical 49 composition. BC P BC IC/O

including Eh & pH

Altered zone chem50 ical composition, P P BC IC/O

including Eh & pH

51 Apparent age (H-3, P C-14. CI-36) P P P

Hydraulic Characteristics of Ground Water (in Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

52 Surface water 0 BC BC BC infiltration

53 In-situ fluid 10/0 ICIo BC 10/0 potential

Far-field moisture tCIo 10/0 BC content I I I

55 Altered zone BC moisture content I IC- I I

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. (

€0

0,

0o 0= 0, 0,

0-.

0

-0.

0•

00

"0.4

Table E-1. Modeling of Performance Confirmation Parameters (continued)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Parameter FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Hu- Bio. Nucl. mt im so lin hydro- hydro- mech- hydro- degra. trans- trans- trans- chemi- is man trans- critimate nism sian lion logy logy anics logy dation port port port cal nism interf, port cality

56 Far-field liquid BC 0 BC BC water flux

57 Altered zone liquid water flux

Far-field water 58 vapor ICIO BC

content/humidity

Altered zone water 59 vapor BC IC/O I

content/humidity

Far-field water BC 0 BC BC vapor flux

61 Altered zone water BC 0 1 vapor flux

Pre-waste em

62 placement GWTT from disturbed 0 0 zone to water table

Post-waste em63 placement GWTT

from disturbed 0 0 zone to water table

Thermal Characteristics of Ground Water (in Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

64 Far-field fluid BC IC/O BC IC/O P BC temperature

65 Altered zone fluid temperature 0 O p P P

Pneumatic Characteristics of Subsurface Air and Gases (In Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

66 Air pressure IC/O .IC/O

67 Air flow 0 0 P P P

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/ k (

Table E-11. Modeling of Performance Confirmation Parameters (continued)

SATURATED ZONE PARAMETERS

Hydraulic Characteristics of Ground Water (In Rock Matrix, Fractures, Fault Zones, and Other Discontinuities)

0

C0

1o CD 0D

CD

0<

0o

0"

0o

0,,

Physical Characteristics of Excavation Environment (Ramps, Shafts, Alcoves, and Emplacement Drifts)

76 Dry bulb air

temperature

177 1 Relativel

68 Water table elevation IC/O

69 Ground-water flux O

Pre-waste emplacement GWTT

70 from beneath repo- 0 sitory to accessible environment

Post-waste emplacement GWTT

71 from beneath repo- O sitory to accessible environment

Aqueous Radlonuclide Transport of each Important Radlonucllde

Radionuclide 72 concentration O

Radionuclide release rate to accessible 0 environment

REPOSITORY EXCAVATION AND BOREHOLE PARAMETERS

Geometry of Waste Emplacement Drifts

Deformation/ 0 P P P convergence

75 Rock fall/collapse P P P P size

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r

Table E-1. Modeling of Performance Confirmation Parameters (continued)

€0 0

,0

o0 0:, 0. 0h 0,

0< 0

00

0"

0...

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

f Parameter Cli- Tecto- Ero- Infiltra- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Volca- Hu- Bio. Nucl. hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- a man trans- critimate nism sion tion logy logy anics logy dation port por port cal nism inter port cality

Ground-water 78 inflow rate into 0 0 I I I

excavation

79 Ground-water BCIO inflow temperature BC/O I I I

Chemical Characteristics of Excavation Environment (Ramps, Shafts, Alcoves, and Emplacement Drifts)

Chemical composi

80 tion, including Eh & P P p BC pH of ground-water inflow

Chemical compo

81 sition, including Eh P P P Bc & pH of groundwater outflow

Construction and Fire Water, Including Accidental Spills Remaining after Repository Closure

82 Quantity remaining IC IC in rock

Chemnical

83 composition, P P ic including Eh & pH

Hydrocarbons, Including Accidental Spills Remaining after Repository Closure (each type that may affect postclosure performance)

84 Quantity remaining P IC in rock I IC

Chemical 85 composition, P P IC

including Eh & pH

Concrete Remaining after Repository Closure

"8 l lrc° I I I I I I I I I I P c I Steel Remaining after Repository Closure

" l871 t sio I I I I I I I III I I I'c I l!

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(

Table E-1. Modeling of Performance Confirmation Parameters (continued)

Ground Support Remaining after Repository Closure

0: o0 0•

0•

0,

0: 0:

I0,

0

00

0'3

0"

"-.

"88 iol cratiosII I I I I I I I I IP P I IC I I I I Pedestals Remaining after Repository Closure

89 1Chemical composrI I II I I I I III"8 1on/alteration I I I I I I I I I IC

Other Fluids and Materials Remaining in Repository after Closure (each type that may affect postclosure performance)

SI tion/allerationlI I I I I I I l I II l PI I I I Engineered Barrier System Release of each Important Radionuclide

Fractional radionuclide release re

91 lative to 1000-yr 0

inventory

WASTE PACKAGE PARAMETERS

Waste Form Characteristics (e.g., of spent fuel and glass defense high-level waste)

Geometry/ 92 dimensions of P IC

waste form

Geometry/dimen93 sions of waste P IC

pellets/particles

Surface area of 94 waste pellets or P

particles

95 Weight & activity of BC IC each radionuclide

Gas composition 96 inside fuel ICO IC

elements

97 Dry oxidation rate P

98 Dry oxidation P BC products

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f

Table E-1. Modeling of Performance Confirmation Parameters (continued)

w 0 0 0 0 0 0 0 o 0 0 00

0� 0 0 0 0 0 0

0 0

m

C-,

CD

CD

0� CD �1

"C -3

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

# Parameter Cli- Tecto- Ero- Infiltra- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Volca- Hu- Bio. Nuct. mate nism sion tion hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- nism man trans- critilogy logy anics logy dation port port port cal inmerf, port cality

Dissolution rate of P original waste form

Dissolution rate of 100 oxidation products P

Geometry of Waste Package (Excluding Backfill)

Corrosion effects 101 on barrier 0

thickness & shape

Mechanical effects 102 on barrier 0

thickness & shape

Location & geo103 metry of criticality IC IC

control materials

Corrosion and Other Degradation Characteristics of Each Waste Package Barrier (Excluding BackfiII)

Polarity of current 104 for galvanic P/O

protection

Common potential 105 for galvanic PlO

protection

Threshold humidity 106 for humid-air P

corrosion

107 Dry oxidation corrosion rate PlO

108 Humid-air general P/O corrosion rate

109 Aqueous general P/O corrosion rate

110 Humid-air pit PlO corrosion rate

11, Aqueous pit corrosion rate PlO

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(

¢0 0 0 0 0 0 0 0

0k 0

00

0<

0•

0

Table E-1. Modeling of Performance Confirmation Parameters (continued)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Parameter cli- Tecto- Ero- Infiltra- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Volca- Hu- Bio. Nucl. mate nism sion tion hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- nism man trans- critimogy logy anics logy dation port port port cal interfe port cality

Microbial corrosion 112 rate P/O

113 Cladding failure

rate' P/O

Chemistry of each Waste Package Barrier (Including Degradation Products but Excluding Backfill)

Gas composition 114 inside waste IC/O I IC

container

Chemical compo115 sition of criticality IC/O I IC

control materials

116 Oxidation product composition

Aqueous corrosion 117 product I 0 I 1

composition

Physical/chemical 118 degree of P

embrittlement

119 Physical/chemical weld integrity

Mechanical Characteristics of Each Waste Package Barrier (Excluding Backfill)

120 In-situ stress Ic/o

121 Strain 0

Thermal Characteristics of Each Waste Package Barrier (Excluding Backfill)

122 Waste package 0 Ic center temperature

123 Barrier wall temperature BC BC 0

Waste Package Radionuclide Containment and Release for each Waste Form, Package Design, and Important Radlonuclide

Needed only if (a) credit will be taken for cladding performance or (b) Its performance will adversely affect the performance of other engineered barrier system

components.

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1/ (

Table E-1. Modeling of Performance Confirmation Parameters (continued)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 # Parameter Cli- Tecto. Ero- Infiltra- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Hu- Bio. Nucl.

mae n s hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- Volcaogy logy anics logy ldation port port port cal nism ,nten port cality

Waste package life 124 or time of initial ra. 0

dionuclide release

Aqueous radionuc125 lide release rate 0

from waste form

Aqueous radionuc126 lide release rate 0 I from waste pack. A

0

CD

.D

W

0D

0

The values of an input variable at the boundary of a domain, whose values affect the variable(s) to be computed for the Interior of the domain; may be constant or vary along the boundary; may be a function of time for transient problems; example: the spatially varying surface water Infiltration on Yucca Mountain as a function of time for computing the spatially varying rock moisture content in Yucca Mountain as a function of time. The values of an input variable at the beginning of the computation in the interior of the domain, whose values are expected to change as a result of the boundary conditions; example: the spatially varying Initial rock moisture content In Yucca Mountain for computing the moisture content and the percolation flux as a function of infiltration that changes with time (which Is a boundary condition). A variable needed as input data for a computation, other than the properties of a physical substance; could be a boundary or Initial condition or both; examples: temperature, fluid potential, radionucltde concentration. A variables resulting from the computation, other than the properties of a physical substance; examples: temperature, fluid potential, radionuclide concentration. The chemical and physical properties of gaseous, liquid, and solid substances; examples: rock thermal conductivity, rock porosity, water density, radionuclide half-life; some are constants, others may change as functions of other parameters and variables.

Abbreviations: FF = far field, GWTT = ground-water travel time, NF = near field, SW = surface water, SZ = saturated zone, TBD = to be determined or developed, TSPA = total system performance assessment, UZ = unsaturated zone, WP = waste package.

r.•

V5

C7 '."

(

DefinitionsBoundary condition:

Initial condition:

Input variable:

Output variable: Parameter:

,m

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APPENDIX F MODELING OF PERFORMANCE

CONFIRMATION CONCEPTS

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MODELING OF PERFORMANCE CONFIRMATION CONCEPTS

This appendix identifies the specific process modeling planned for each performance confirmation concept. This modeling includes interpolations, extrapolations and other means to establish the spatially varying site properties that are input to the predictive process models, and predictions of the output variables for the preclosure period. The table in this appendix is based on the process modeling listed in Section 3.2.2, which identifies the concepts to be addressed by each type of process modeling. Names of examples of computer codes that are currently being used for modeling the listed processes are identified in the third row of the table. The concepts are described in sections 3.3.1 through 3.3.3. An X in Table F-i indicates that the process model of the particular column requires parameter values as input data and/or computes parameter values as output for the particular concept. The performance confirmation parameters themselves are linked to the process modeling in Appendix E.

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C

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Section Concept FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Volca. Hum Bio. Nucl. cli- TectO- Erosion Infiltra- hydro- hydro- mech- hydro- degra- trans- trans- trans- chemi- inte ans- i

logy logy anics logy dation port port port cal port cality

MOD- 3DEC FEHMN FLOW ABAOU FEHMN

GENESI NUFT FEHMN S NUFT AREST FEHMN FEHMN FEHMN O E N ET O U G N U F T F E H M N S T O U G H P IG S N F U T N F E I

S TO8 TOD TD TOUGH NUFT ANSYS TOUGH PNUFT E03/6 TOD TBD GENII MCNP 2 TOUGH FLAC 2 D TRACR TRACR TRACR MACCS RegCM2 V-TOUG 2 UDEC V-TOUG a N N N H V-TOUG UN- H

H WEDGE

3.3.1 Site Monitoring and Testing

Subsurface'geo3.3.1.1 logic mapping and X X X X

sampling

Surface-based 3.3.1.2 unsaturated zone X

hydrology

3.3.1.3 Subsurface fault zone hydrology X X

3.3.1.4 Thermal testing X X X

General-surface 3.3.1.5 based testing X X X X X X X X

3.3.2 Repository Monitoring and Testing

3.3.2.1 In situ seal testing

3.3.2.2 In situ backfill testing

3.3.2.3 Follow-on drift heater testing

3.3.2.4 Subsurface seismic monitoring X

Remote observa

3.3.2.5 lion & inspection X X X X of emplacement drifts

3.3.3 Waste Package Monitoring and Testing

Off-site laboratory 3.3.3.1 waste package X X

testing

In situ waste 3.3.3.2 package X X X

monitoring

Recovered waste package testing

71

"%0 4J

Table F-1. Modeling of Performance Cot,,,rmation Monitoring and Testing Concepts

FF = far field, NF = near field, SZ = saturated zone, TBD = to be determined or developed, UZ = unsaturated zone, WP = waste package

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00

C0

Cr/ "0

0 0"

0.,

1t/ ("

Table F-1. Modeling of Performance Confirmation Monitoring and Testing Concepts (continued)

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Section Concept Cli. Tecto- Infiltra- FF UZ SZ Geo- NF UZ WP NF UZ FF UZ SZ Geo- Bio. Nucl, mateErosion hydro- hydro mech- hydro- degra- trans- trans- trans- chemi-nca Hun trans- criti

logy logy anics logy dation port port port cal nism interi port cality

Recovered dummy 3.3.3.4 waste package x

testing

Recovered non, 3.3.3.5 radioactive specd- x x

men testing

3.3.4 Subsurface Test Facilities and Support

Permanent ob3.3.4.1 servation drifts X X X X

Emplacement drift 3.3.4.2 ventilation x

monitoring

Recovery of waste 3.3.4.3 packages for perf. X X

conf.

Alcove testing in 3.3.4.4 non-emplacement

areas

Subsurface geo

3.. tlogic mapping du. ring emplacement X X X X

drift construction

Rock sample col

3.3.4.6 lection during emplacement drift X construction

Remotely operated

3.3.4.7 system for x x x x emplacement drift monitoring

3.3.5 Surface Test Facilities and Support

Performance con

3.3.5.1 firmation and multi-purpose hot cell

Performance 3.3.5.2 confirmation

support area

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APPENDIX G DISCUSSION ON STRATEGY FOR MAPPING

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DISCUSSION ON STRATEGY FOR MAPPING

Recommended Strategy and Rationale

The recommended strategy for mapping during repository construction is to: 1) map approximately 10% of emplacement drifts, based on the current drift spacing and layout; 2) map non-emplacement drift openings; and 3) observe rock mass conditions for anomalous conditions during construction. The rationale for mapping 10% of the emplacement drifts is that the frequency of mapped drifts is selected to assure intersection of features anticipated to affect repository performance. Present surface mapping shows several faults with approximately 200 - 300 m fault trace length within the repository block. Most of these faults are expected to penetrate the host repository horizon and extend downward to the water table. The importance of these faults to repository performance is currently uncertain. A frequency of mapping approximately 10% of the emplacement drifts, at the current spacing, would provide reasonable confidence of intersecting these surface mapped features at depth. The specific locations of the mapped emplacement drifts may also depend upon observations at during construction. Also, detailed mapping of an emplacement drift near the Performance Confirmation observation drifts provides needed rock mass characterization for the thermal monitoring and testing of emplacement drifts.

Sequencing Approach

A possible approach will be discussed regarding the sequencing of mapped drifts and contingencies in case an anomalous condition is found in a mapped drift. The recommended strategy includes mapping the non-emplacement perimeter and main drifts first. Then, the approach would sequence emplacement drift construction such that the first emplacement drift is excavated and mapped, then the eleventh emplacement drift is excavated and mapped. If no anomalous conditions are encountered, then the intermediate emplacement drifts can be constructed without the need to map any drifts between the mapped drifts. If an anomalous condition is found, then provisions are made to locate and bound the extent of the anomalous condition. This includes providing for and installation of an alternative ground support system that would allow mapping and characterization, if necessary, in adjacent drifts where the feature is expected to be located. This provision would be continued until the anomalous condition is no longer found and is bounded. When the drifting of the panel between the mapped drifts is complete, then the panel of drifts is released for emplacement of waste.

The next panel of drifts would proceed similarly, e.g., map the twenty-first drift: if OK, the emplacement drift between the eleventh and the twenty-first can be constructed without mapping, etc. Also, any observation drifts or cross-block ventilation drifts near the panel of drifts should be used as mapped drifts to bound the panel.

Current Concerns Regarding Observations During Construction

There are concerns about the ability to observe rock mass conditions during construction with the tunnel boring machine and precast concrete segment lining system that are envisioned for the emplacement drifts. With this strategy, a modified tunnel boring machine is needed which allows the observation of the rock mass during construction for anomalous conditions. The preferred tunnel

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boring machine for installation of a precast concrete lining would have a shield that covers about 270 degrees of the drift with only the invert area open. This tunnel boring machine design would provide support to the rock mass and allow installation of the precast segments for nearly all expected conditions. Observation of only the invert area is inadequate. There is too much smear and dust in the invert to be able to determine if anomalous rock mass conditions exist. But, it may not be necessary to see above the springline to get this information. The tunnel boring machine shield would need to provide some support below the springline and with an approximately 210-degree shield, most expected ground conditions would be accommodated and the precast segments could be installed. Approximately 150 degrees of viewing should be sufficient to determine if anomalous rock mass conditions exist. The type of anomalous conditions that would be of concern or would lead to mapping in the adjacent drifts includes: active flow of water, evidence of weathering or oxidation, thick fracture coating/minerals, evidence of hydrothermal alteration, and mineral resources.

With this approach, it appears that there is a capability to observe rock mass conditions during construction and have a tunnel boring machine that can efficiently emplace precast concrete linings in most expected ground conditions. In areas where anomalous conditions exist, the tunnel boring machine should also have the capability to change to an alternative ground support system to allow access/viewing/testing of this area. A steel ring support system, or rockbolts and mesh with installation of a heavy invert segment would allow the tunnel boring machine to push off the alternative ground support system in a fashion similar to the precast concrete segments. After viewing/testing is complete, a cast-in-place lining could be installed in the open area.

There are still a number of concerns and details that remain to be resolved to implement this strategy. One concern regards the ability to switch between precast segments and steel sets with cast-in-place concrete lining. In the current design, there is a potential mismatch of sizes. Recent drawings in design review show the minimum excavated diameter of an emplacement drift lined with precast segments to be 5550 mm, and for one containing steel sets and cast-in-place concrete lining to be 5650 mm. These dimensions are for the same inside diameter of 5100 mm. To use the same tunnel boring machine for both support systems requires using the same excavated diameter. Doing so, with the current configuration, results in different inside diameters, which may be acceptable. Maintaining the same inside diameters would require using thicker precast segments. Currently, there is no mismatch with rockbolts and cast-in-place concrete because the cast-in-place lining can be made thinner, but then there is a concern of what the tunnel boring machine pushes off. Having the tunnel boring machine push off of the alternative support system (mostly the precast invert section) can easily cause tunnel boring machine steering problems, and therefore use of this method would be limited to short distances or development of alternative features.

Purpose and Scope

The purpose of this discussion is to develop a recommended strategy for repository subsurface mapping during construction and provide the rationale for the recommendation. The scope of this discussion covers the translation of system level, regulatory requirements related to mapping and of derived requirements from reports or analyses into specific technical data needs. A technical evaluation of the data-needs is covered, and evaluations of criteria important to the mapping strategy are included.

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Background

The extent of geologic mapping of emplacement drift wall surfaces required for performance confirmation activities or for other reasons could significantly impact the design and emplacement method of the emplacement drift ground support system. The preferred ground support system for emplacement drifts is a precast concrete lining. This lining is most economically emplaced immediately after the drift is excavated, allowing essentially no time for geological mapping of the drift walls. If a large portion of the drift wall must be mapped, then the advantage of this type of ground support system is reduced and the overall cost of the ground support system could be significantly increased.

A brief description of the terminology for mapping and observations which are used in this discussion is provided below. Mapping provides a record of encountered conditions and features for subsurface excavations; provides a database for design, for stability analysis, for confirmation of geotechnical predictions, and for maintenance and monitoring; and a permanent record of construction; per the American Society for Testing and Materials (ASTM) D 4879 - Standard Guide for Geotechnical Mapping of Large Underground Openings in Rock (ASTM 1991). Some examples of mapping are full periphery maps, detailed line surveys, and photogrammetry. Observations are conducted to provide documentation by qualified personnel to describe characteristics of the rock mass and record anomalous conditions as excavation progresses and to identify reportable geologic conditions. This is typically done by stationing a geologist at the TBM, and often photogrammetry is used to supplement records.

Reference Design and Assumptions

The reference ground support system design is a precast concrete lining in 90% of emplacement drifts, consistent with the mapping strategy. An initial, temporary, support plus cast-in-place concrete lining are used in the remaining 10% of emplacement drifts and in all non-emplacement drifts. There are currently two alternative designs for the ground support system. The first design alternative is a two-pass system with an initial support system consisting of appropriate combinations of steel sets, steel lagging, rock bolts, and welded wire fabric followed by a cast-in-place concrete lining system. This alternative could be used if 100% of the drifts were to be mapped. The second design alternative is a non-concrete alternative. It consists of steel sets, welded wire fabric, and steel lagging. It is assumed that rock samples can be obtained regardless of ground support system installed.

Requirements and Current Regulatory Position

The Repository Design Requirements Document (DOE 1994c) is the source of the following requirements related to mapping.

3.4.6 CONSTRUCTION RECORDS B. Construction records for the GROA shall be prepared and maintained in accordance with

10 CFR 60.72(b) and Section 3.4.5 (of the Repository Design Requirements Document)

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to ensure useability for future generations. The required records include as a minimum, the following:

2. A description, of the materials encountered. 3. Geologic maps and geologic cross-sections. 4. Locations and amount of seepage. 5. Details of equipment, methods, progress, and sequence of work. 6. Construction problems. 7. Anomalous conditions encountered. [MGDS-RD 3.4.6][10 CFR 60.72(a) and (b)]

3.7.6 PERFORMANCE CONFIRMATION REQUIREMENTS A. General Requirements.

4. The performance confirmation program shall provide data that indicates, where practical, whether: a) Actual underground conditions encountered and changes in those conditions during

construction and waste emplacement operations are within limits assumed in the licensing review; and

b) Natural and engineered systems and components required for repository operation, or that are designed or assumed to operate as barriers after permanent closure, are functioning as intended and anticipated.

[MGDS-RD 3.7.2.7.A.3][10 CFR 60.140(a)]

The current regulatory position on mapping is that the regulations and existing regulatory guides provide limited guidance about level of detail necessary to satisfy requirements. The regulation calls for geologic maps and cross sections, but provides no guidance on the extent of the coverage and level of detail as to scale of the maps. Based on a review of Yucca Mountain Project communications, the project has made no commitments to NRC related to mapping of the repository. The Yucca Mountain Project should establish a position on the appropriate level of detail needed to satisfy performance confirmation requirements, construction records requirements, and design confirmation needs. Once this position is determined, the Yucca Mountain Project should initiate discussions with NRC on the level of detail needed to satisfy regulatory requirements (Younker, et al. 1997).

Technical Data-Needs

The above regulatory requirements lead to several technical data-needs. The identification of Performance Confirmation parameter data-needs, related to mapping, is documented in the Performance Confirmation Concepts Study Report (CRWMS M&O 1996f) and earlier in this Performance Confirmation Plan. Data-needs related to repository design confirmation are derived from the Repository Design Data Needs (CRWMS M&O 1995d) document and the assumption that this data stated as needed for the ESF will also be needed for the repository. The data-needs for construction records are used directly from the above requirement.

Performance Confirmation Parameter Data-Needs Stratigraphy Location and Characteristics of Faults and Fault Zones

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Location and Characteristics of Fractures and Fracture Zones Location of Fracture Infillings and Chemical, Mineralogical, and Biological Characteristics Location and Characteristics of Seeps Confirm Absence of Hydrocarbons and Mineral Resources

Repository Design Confirmation Data-Needs Rock Mass Quality

Construction Records Data-Needs Description of the Materials Encountered Geologic Maps and Geologic Cross-Sections Location and Characteristics of Seeps Details of Equipment, Methods, Progress, and Sequence of Work Construction Problems Anomalous Conditions Encountered

Each of these data-needs is discussed in additional detail below. For the performance confirmation parameter data-needs, the current confidence in the data is qualitatively estimated. The use and importance of the data to repository design and performance assessment and process level model is discussed. Finally, the amount of additional data needed through mapping and/or observations is discussed. The repository design confirmation data-needs are covered by the performance confirmation parameter data-needs. All construction record data-needs are addressed as a whole category of information.

Stratigraphy

The current level of confidence in data related to stratigraphy is high, except in the southwest quadrant of the repository block. The importance of stratigraphy for design is that it bounds the vertical volume of rock available for the potential repository within the Topopah Spring thermal/mechanical unit with respect to the needed rock stability. Other stratigraphy related information that is used to limit the design are the minimum of 200 m overburden required by 10 CFR Part 960, and the assumed minimum of 100 m to the water table. The importance of the stratigraphy to the Performance Assessment and Process Modeling is that it defines geometric extent of applicable rock properties for thermal-hydrological and radionuclide transport analyses. The additional data needed for performance confirmation related to stratigraphy can be accommodated by mapping and sampling the non-emplacement drift openings in the reference repository layout. Observations during construction ensure there are no anomalous conditions related to the stratigraphy or indicate when additional mapping is necessary.

Faults and Fault Zones

There is moderate confidence in the faults and fault zones' locations and characteristics, but specific underground locations and the hydrologic importance of faults are uncertain. The importance of faults and fault zones for the design is that they bound the volume of rock available for the potential repository within Topopah Spring in horizontal direction, assuming a standoff of 120 m from the Ghost Dance fault and 60 m from other major faults; smaller faults with trace lengths of

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approximately 200 - 300 m are expected, but are not currently considered to impact design. The importance of faults and fault zones to Performance Assessment and Process Modeling, including fluid flow and radionuclide transport, is not yet known. Currently, only location and vertical offset of major faults and some pneumatic properties are considered, but not their thermal-hydrological and radionuclide transport properties. Their importance to postclosure performance will depend on the extent of the lateral diversion of flow within hydrogeologic units, which is being investigated now.

A summary of the unsaturated zone flow model relative to faults is provided below and is based on The Site-Scale Unsaturated Zone Model of Yucca Mountain, Nevada, For the Viability Assessment (LBNL 1997b). For flow above the repository, most of the fast path flow through the PTn unit is associated with structural features such as faults or fault-associated fractures that cross the various geologic formations comprising the PTn. Related to the percolation flux at the repository. analyses of borehole temperature data provide percolation rate estimates. Many of the high percolation flux estimates are obtained from boreholes that are located near faults. For flow below the repository, flow that encounters a generally eastward-dipping perched layer will be laterally diverted. The diversion continues until the water table is reached or until a fault or an extensive fracture system is encountered that can reinitiate mostly downward vertical flow. The above summary of the unsaturated zone flow model relative to faults is based on the available fault properties. The current fault properties are derived primarily from pneumatic data from the testing of the North Ghost Dance Fault Alcove. Gas permeabilities are on the order of hundreds of darcies and there are significant lateral variations in permeability within fault zones. Additional data on fault properties and processes are needed. Some additional data may be derived from the Enhanced Characterization of the Repository Block effort, which proposed testing in the Solitario Canyon fault. Also, long term fault zone hydrology monitoring and testing are included in this Performance Confirmation Plan.

Present surface mapping shows several faults with an approximately 200 - 300 m fault trace length within the repository block. These faults have a predominant north-south orientation. Most faults are expected to penetrate the host repository horizon and extend downward to the water table, and may be large enough to have an influence on repository performance or are candidates for detailed consideration. This evidence and the current uncertainty in the fault and fault zones importance to postclosure performance conservatively leads to a spacing of mapped drifts that would provide a reasonable confidence that these features would be located at the repository horizon and their fault characteristics (width, length, orientation, and displacement) would be established. Mapping all nonemplacement drift openings will provide additional information on some faults. In particular, mapping of the perimeter drifts, the West Main and Exhaust Main, provides an approximate 600 m spacing between mapped drifts. These drifts generally run in the north-south direction nearly parallel to the predominant fault orientation. Mapping of the three non-emplacement ventilation drifts and the five Performance Confirmation observation drifts, based on the current layout, leads to an approximate 600 m spacing in the direction of the emplacement drifts. The emplacement drifts run approximately in an east-west direction. In order to provide a reasonable likelihood.that these approximate 200 - 300 m features are mapped, the frequency of mapped emplacement drifts should be on the order of about 300 m. A mapped emplacement drift frequency of approximately once every tenth drift will lead to this spacing given the current repository layout. The specific locations

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of which emplacement drifts are mapped may also depend upon the observations during construction. It is noted that a reduced frequency of mapped drifts may be possible depending upon the combined coverage of both the mapped non-emplacement drifts and the mapped emplacement drifts.

Fractures and Fracture Zones

Concerning the fractures and fracture zones, there is high confidence in the data near the ESF. but low confidence away from the ESF. Statistics on fractures characteristics are important. Also. the location and characteristics of fracture zones are important. As far as the fracture and fracture zone importance to design, for the ESF, their characteristics were considered in terms of rock stability through the Rock Mass Quality parameter. This parameter was used to evaluate ground support requirements. The information for the potential repository will be extrapolated from the ESF data and needs to be confirmed. For Performance Assessment and Process Modeling, detailed fracture characteristics are currently not used directly, but are considered in terms of equivalent rock matrix properties (e.g., porosity and hydraulic conductivity) which are derived from model calibrations against other data (e.g., measured moisture contents). Detailed fracture information near the instrumented emplacement drifts is needed in full-scale thermal monitoring. The mapping of the non-emplacement drift openings should provide adequate coverage for confirmation of the fracture statistics. Detailed mapping of an emplacement drift, including fracture parameters, provides the needed rock mass characterization for thermal monitoring and testing of emplacement drifts near Performance Confirmation observation drifts. At least one emplacement drift should be mapped near each Performance Confirmation observation drift.

Chemical/Mineralogical and Biological Characteristics of Fracture Infillings

There is high confidence in the ESF on chemical/mineralogical and biological characteristics of fracture infillings, but low confidence away from the ESF. These parameters are currently not considered in the design, because they have no direct impact on the excavation stability. For Performance Assessment and Process Modeling, chemical/mineralogical and biological characteristics of fracture infillings are considered in geochemical and waste package performance testing as a basis for waste package corrosion model development. The characteristics of fracture infillings may also influence fluid flow and radionuclide transport, but are not yet considered explicitly in performance assessments. This data will be collected through the observation of rock mass conditions during construction. If anomalous conditions are observed, then the location will be documented, samples will be taken, and investigation will be conducted.

Locations and Characteristics of Seeps

For the locations and characteristics of seeps, there is low confidence everywhere, including in the ESF. For design the location and characteristic of seeps are considered only as a contingency with respect to water removal from repository to the surface. For Performance Assessment and Process Modeling, seeps are considered in waste package material degradation (i.e., corrosion) and waste form dissolution modeling with respect to potential postclosure performance, without knowledge of actual locations and local variations in seepage rates. The determination of location and characteristics of seeps will be collected through the observation of rock mass conditions during

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construction. If anomalous conditions are observed, then the location will be documented, samples will be taken, and investigation will be conducted.

Hydrocarbons and Mineral Resources

With regard to hydrocarbons and mineral resources, there is high confidence everywhere of the absence of these resources. These parameters are not considered in current design or performance assessment, but the occurrence of hydrocarbons and mineral resources of economic value would be a site disqualifier per 10 CFR 960.4-8-2-1(d)(2) or a potentially adverse condition per 10 CFR 60.122(c)(17). Confirmation of the absence is needed and will be accommodated through the observation of rock mass conditions during construction. If anomalous conditions are observed, then the location will be documented, samples will be taken, and investigation will be conducted.

Construction Records

The data needs related to a description of the materials encountered; details of equipment. methods. progress, and sequence of work; construction problems; and anomalous conditions encountered will be accommodated through the observation of rock mass conditions during construction. The dataneed related to location and characteristics of seeps was addressed as a performance confirmation data-need above. Geologic maps and geologic cross-sections will be supplemented with information developed from the mapped drifts.

Mapping Options

In developing the strategy for mapping the emplacement drifts, several options for mapping were considered and evaluated. The emplacement drift mapping options considered are:

1) Map non-emplacement drifts only; or 2) Map 10% of emplacement drifts (at present drift spacing)'; or 3) Map all emplacement drifts.

Each mapping option also includes mapping of non-emplacement drift openings and observation of rock mass conditions during construction. The rationale for option one is that it is the minimum possible amount of mapping of the emplacement drifts. This option should have the least impact on the preferred ground support design for emplacement drifts. The rationale for option two, mapping 10% of the emplacement drifts, is that the frequency of mapped drifts is selected to assure intersection of features that are anticipated to affect repository performance. Present surface mapping shows several faults with approximately 200 - 300 m fault trace length within the repository block. Most faults are expected to penetrate the host repository horizon and extend downward to the water table. And, the importance of these faults to repository performance is currently uncertain. A frequency of mapping approximately 10% of the emplacement drifts, at the current spacing, would

1The option "10% of emplacement drifts" includes any drift in the repository layout that would yield the appropriate frequency of mapped drifts and does not mean that only emplacement drifts should be included. The cross-block ventilation drifts and performance confirmation observations drifts should be included if they are located at the proper frequency.

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provide a reasonable confidence of intersecting any of the surface mapped features at depth. Also. detailed mapping of an emplacement drift near the Performance Confirmation observation drifts provides for rock mass characterization for thermal monitoring and testing of emplacement drifts. The rationale for option three is that it is the maximum possible amount of mapping of the emplacement drifts. This option would have the least regulatory risk, regarding regulatory requirements on construction records and mapping for performance confirmation, since all drifts would be mapped.

Evaluation Criteria

The evaluation criteria that will be used to compare the mapping options described above include: the technical criterion of adequacy to meet data-needs; and the programmatic criteria of cost. schedule, regulatory risk, and impacts on design. These evaluations are later assessed to develop some conclusions and provide the overall recommendation for the mapping strategy.

Evaluation of Adequacy of Mapping Options to Meet Technical Data-Needs

This evaluation compares the above identified technical data-needs with the capabilities of each mapping option. For option one, Map Non-Emplacement Drifts Only, unless the size of important features is on the order of 600 m or greater and the need for rock mass characterization of emplacement drifts is later determined to be unnecessary, this option does not meet all the technical data-needs identified. For option two, Map 10% of Emplacement Drifts, this option meets all the technical data-needs identified unless the size of important features is less than 300 m. For option three, Map All Emplacement Drifts, all technical data-needs will be met.

Cost Evaluation of Mapping Options

This evaluation identifies option two as the reference cost and then provides an evaluation of the incremental cost differences to employ the other options. The cost for mapping and sampling is $35 M for the reference design (CRWMS 1997p) which is consistent with option two described above. This reference cost estimate is based on using the reference ground support design, but the lining cost is not included. These costs occur in the years 2004 - 2030. This evaluation has also developed a rough order of magnitude (ROM) estimate for the incremental cost of changing to option one or three.

For option one, Map Non-Emplacement Drifts Only, the estimate is a reduction of $20 M ROM in the years 2010-2030. Most of the cost is due to the change in ground support, from cast-in-place to precast in 10% of the emplacement drifts. The cost for option three, Map All Emplacement Drifts, is an increase of $180 M ROM in the years 2010-2030. Most of the cost is change in ground support from precast to cast-in-place in 90% of the emplacement drifts.

Schedule Evaluation of Mapping Options

This evaluation considers both impacts to the schedule for construction and emplacement of the waste and complexity of the construction logistics. None of the options is expected to influence the ability to meet the overall schedule, but only impact the complexity of the construction logistics. For

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option one, Map Non-Emplacement Drifts Only, the use of one ground support system for all emplacement drifts simplifies construction logistics. Option two, Map 10% of Emplacement Drifts, is the reference case and is conducted according to the schedule for construction and emplacement. This option has fairly complex construction logistics, due to having two different ground support emplacement capabilities. Single-pass ground support emplacement is used in 90% of the emplacement drifts, those drifts that are not mapped, and two-pass ground support emplacement is used in the 10% of the emplacement drifts that are mapped. Option three. Map All Emplacement Drifts, again is not likely to impact the ability to meet the overall construction schedule, but will have an impact on construction logistics due to having to emplace the ground support in a two-pass approach for all emplacement drifts.

Regulatory Risk Evaluation of Mapping Options

In this evaluation, the regulatory risk is qualitatively estimated by the sufficiency of information for regulatory compliance. For option one, Map Non-Emplacement Drifts Only, sufficiency is uncertain since limited guidance is provided, but this option does not satisfy all currently identified technical data-needs (see above evaluation). Based on this, the option is given a high risk. For option two, Map 10% of Emplacement Drifts, sufficiency is uncertain since limited guidance is provided, but the option is expected to satisfy all currently identified technical data-needs (see above evaluation). Based on this, the option is given a low risk. For both of the previous estimates there is considerable uncertainty, due to the lack of guidance. Discussions with the NRC on the mapping issue could reduce the uncertainty in these estimates of the regulatory risk. For option three, Map All Emplacement Drifts, this option would be sufficient for all needs, since all openings would be mapped, so the option is given no risk.

Design Impacts Evaluation of Mapping Options

In this evaluation, a qualitative description of the impacts on design, primarily ground support, is provided. For option one, Map Non-Emplacement Drifts Only, the preferred system of precast concrete lining can be used throughout the emplacement drifts, assuming use of cementitious materials is allowed. For option two, Map 10% of Emplacement Drifts, mapped drifts require a twopass system, similar to the non-emplacement drifts. In this system following excavation, a first pass initially installs a temporary ground support. After the mapping is conducted, the second pass follows with a cast-in-place lining. The cast-in-place system provides less flexibility in control of concrete mix than the preferred system of precast concrete segments. But, the preferred system of precast concrete lining can be used in non-mapped drifts, 90% of the emplacement drifts. This option also maintains some flexibility in the design to respond to conditions and the ability to change the ground support system to respond to those changes. For option three, Map All Emplacement Drifts, the mapped drifts require a two-pass system, similar to non-emplacement drifts. This option precludes the use of precast concrete linings.

Conclusions and Recommendation

The evaluations will be assessed and weighed to develop a recommendation for the mapping option. The technical criterion on adequacy of the options to meet the technical data-needs is important. But, there is uncertainty in the importance of faults and faults zones, and the size of the features in

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the repository block which are important to performance. A conservative approach is to assure the ability to map these features in the design until the time that the uncertainty is resolved. For these reasons, option one is concluded to be less favorable and it is not recommended at this time considering this criterion and the current evaluation.

The cost difference, between options two and three, is significant and should be weighed in a decision between these options. The schedule criterion does not appear to be key discriminator between the options and the impacts on construction logistics are manageable. The regulatory risk evaluations for options two and three compare a low risk option vs. a no risk option. Finally. in considering the design impact between options two and three, precluding the preferred ground support option for design is a significant adverse impact for design and construction. In conclusion, option three is a significant cost increase and impact on design to reduce the regulatory risk from a low value to none. Thus, option two, Map 10% of Emplacement Drifts, is recommended, based on the above conclusions.

The recommended strategy for mapping during repository construction is to: 1) map approximately 10% of emplacement drifts, based on the current drift spacing and layout; 2) map non-emplacement drift openings; and 3) observe rock mass conditions during construction. The rationale for mapping 10% of the emplacement drifts is that the frequency of mapped drifts is selected to assure intersection of features anticipated to affect repository performance. Present surface mapping shows several faults with approximately 200 - 300 m fault trace length within the repository block. Most of these faults are expected to penetrate the host repository horizon and extend downward to the water table. The importance of these faults to repository performance is currently uncertain. A frequency of mapping approximately 10% of the emplacement drifts, at the current spacing, would provide reasonable confidence of intersecting these surface mapped features at depth. The specific locations of the mapped emplacement drifts may also depend upon observations during construction. Also, detailed mapping of an emplacement drift near the Performance Confirmation observation drifts provides needed rock mass characterization for the thermal monitoring and testing of emplacement drifts.

It is also recommended that discussions be conducted with the NRC on the mapping strategy and its rationale to reduce the uncertainty in the regulatory risk of the option selected. It is recommended that work be conducted to develop a position on the size and/or characteristics of features which will potentially impact repository performance. After the conduct of the Enhanced Characterization of the Repository Block effort, it is recommended that this discussion be reviewed and updated as necessary.

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APPENDIX H DRAFT PERFORMANCE CONFIRMATION BASELINE

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DRAFT PERFORMANCE CONFIRMATION BASELINE

This appendix provides a draft version of the performance confirmation baseline. It establishes an outline and format of the performance confirmation baseline. The purpose of providing this draft performance confirmation baseline is to establish the general format of the performance confirmation baseline and thereby provide guidance for the future performance confirmation baseline work. The development of the performance confirmation baseline is planned to occur throughout site characterization. The specific content of the performance confirmation baseline will increase as the information used to determine whether performance objectives will be met for the period after permanent closure becomes available to support the License Application. There is currently uncertainty in the regulatory performance objectives for the period after permanent closure. The requirements and design of MGDS structures, systems, and components important to waste isolation may change as the characterization of the site and the designs are refined. Given these uncertainties. the performance confirmation baseline is limited in its specific content to examples of the needed information.

At the time of the License Application, a version of the performance confirmation baseline will be needed that is consistent with the information used in the License Application to determine that the performance objectives for the period after permanent closure are met. Later updates of the performance confirmation baseline will be needed to support the amendment of the license application to receive and possess. Finally, the performance confirmation baseline will be updated, as required, throughout the performance confirmation program to base on performance confirmation test data or changes in the repository and engineered barrier which are important to waste containment and waste isolation.

The content of the performance confirmation baseline was established earlier in this plan (see Section 3.1). A summary of the performance confirmation baseline definition is provided below to facilitate understanding of the outline and the format provided here in the draft performance confirmation baseline.

The performance measures of postclosure performance objectives and their limits will be included in the performance confirmation baseline. The performance confirmation baseline establishes the reference conditions or state of parameters important to waste containment and isolation. Predictions of expected values of these parameters and associated uncertainties will be established. Test criteria, such as confidence levels, to determine the significance of deviations will also be part of the performance confirmation baseline. The predicted Values, uncertainties, and test criteria could be used to establish limits on the deviations from these expectations. These tolerance limits or existing required limits will be included in the performance confirmation baseline. Finally, closure or stopping criteria for the completion of the planned testing will be specified.

The following pages provide an outline and format of the performance confirmation baseline and an example Performance Confirmation Baseline Data Sheet. The information provided in this example is not to be considered as validated data, but illustrates the type of information that will be developed to fit in this outline and format.

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Outline Performance Confirmation Baseline Data Sheet

ID# & Title:

A. Performance Measures and Limits

For the subject performance confirmation parameter, a list of requirements and assumptions important to waste containment and isolation that require verification through observation of the parameter is provided. For each requirement, a discussion on the necessary verification methods is provided. See Section 3.1.1 for additional guidance on the content of this entry.

B. Reference Site Characterization Information

Reference information on the parameter is provided. The Reference Information Base (RIB) item number 1.3.1 will be provided, if applicable. Specific Data Tracking Number (DTN) for the information will be provided, if applicable. For reference site characterization information not contained the RIB or having an associated DTN, the source of the information must be identified. See Section 3.1.2 for additional guidance on the content of this entry.

C. Predicted Performance and Uncertainties

Results of analyses or technical reports will be used to develop this information. For the subject performance confirmation parameter, expected parameter values or a measure of a central tendency will be established. Spatial or temporal variations will be defined. Uncertainties related to the parameter expectation will be established. See Section 3.1.3 for additional guidance on the content of this entry.

D. Test Criteria and Parameter Limits or Ranges

Test criteria for the subject parameter will be established. The criteria will consider the performance measures and defined limits, the reference information, the predicted performance and uncertainties, sensitivity of deviations to performance, and other programmatic factors to establish criteria for significance of deviations from expectations that indicate when additional analyses are needed or corrective action is necessary. See Section 3.1.4 for additional guidance on the content of this entry.

E. Closure or Completion Criteria

Criteria to determine when the subject testing activity can be concluded will be established. These criteria may consist of levels of adequacy and accuracy needed and a duration of time over which this level has been sustained. See Section 3.1.5 for additional guidance on the content of this entry.

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Example Performance Confirmation Baseline Data Sheet

ID# & Title: H.1.69 Thermal Characteristics of Rock Matrix: Altered Zone & Rock Temperature (28-UT10)

A. Performance Measures and Limits

The Engineered Barrier Design Requirements Document (EBDRD) (DOE 1994b) contains thermal requirements, as an example, that are important to waste containment and isolation and require verification.

EBDRD 3.7.G. To limit the predicted thermal and thermomechanical response of the host rock and surrounding strata and groundwater system, the Engineered Barrier Segment (EBS) configuration and loading shall:

2. Limit the maximum temperature 1 m into the rock to 2000 C (To Be Verified [TBV]).

The conformance verification matrix in the EBDRD specifies verification of this requirement through both analysis and test. Data obtained from the thermal testing package, Section 3.3.1.4. and Test Scope Sheet 4.1.69 describe the testing to be performed. The types of analyses and evaluation to be conducted are discussed in Sections 3.2 and 3.4 with Evaluation Scope Sheet 4.4.1 through 4.4.4 covering these evaluations at a high level.

The Controlled Design Assumption Document (CDA) (CRWMS M&O 1997a) contains thermal requirements, as examples, that are important to waste containment and isolation and require verification.

Assumption Identifier: EBDRD 3.7.G.4 Subject: Ground Surface Temperature Rise Limit

I. STATEMENT OF ASSUMPTION G. To limit the thermal and thermomechanical response of the host rock and surrounding

strata and groundwater system, the Engineered Barrier Segment (EBS) configuration and loading shall: 4. Limit the change in temperature from the naturally occurring ground surface

temperature in the vicinity of the repository to 2°C.

The CDA does not specify conformance verification methods, but the EBDRD's conformance verification matrix for the original requirement specifies verification of this requirement through both analysis and test.

Assumption Identifier: DCSS 025 Subject: Maximum Zeolite Temperature

I. STATEMENT OF ASSUMPTION

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The temperature at the average top of the zeolite layer beneath the potential emplacement area shall not exceed 03°C. The vertical distance from the emplacement area horizon to the average top of the zeolite layer in the Primary Area is estimated at 170 m.

As this design assumption is supported by a requirement analysis-and become a requirement in the technical document hierarchy, the method for verification of this requirement will be specified.

B. Reference Site Characterization Information

Reference site characterization information on rock temperature is based on borehole data and ESF data. An example of this type of information from surface-based boreholes is: TABLE DESCRIPTION: Temperature log data collected from borehole ESF-NAD-GTB# IA, November 07. 1996 and December 03, 1996; TDIF: 306071; DTN: GS970383122410.005. An example of this type of information from boreholes in the ESF is: TABLE DESCRIPTION: Continuous temperature log data from horizontal boreholes HPF1 and HPF2 in Alcove 2, RBTI and RBT4 in Alcove 3, RBT1 in Alcove 4, of the Exploratory Studies Facility, run between September 1995 and March 1996; TDIF: 305522; DTN: GS960708312244.002.

C. Predicted Performance and Uncertainties

Predicted rock temperatures have been developed in a number of analyses. The thermal response in and around emplacement drifts and observation drifts is documented in the Subsurface Repository Performance Confirmation Facilities analysis (CRWMS M&O 1997a). This particular set of predicted rock temperatures is relevant since it provides predictions of temperatures where the measurements are to be conducted. The thermal response varies with time and location as documented in the analysis. The results of this analysis are an example of a set of predicted rock temperatures that may be used as part of the performance confirmation baseline. Uncertainties for these expected temperatures will be developed based on sensitivity studies for the range of inputs and their respective uncertainties. The sensitivity studies should also include uncertainties relative to the conceptual models.

D. Test Criteria and Parameter Limits or Ranges

As an example of the test criteria for this parameter, upper and lower bounds on temperature deviations from the expected value are established as test criteria for a number of specific locations and at particular times. The requirements provide upper limits on rock temperatures and it is expected that there will be some margin in the design for these thermal requirements. The particular bounds will depend on the amount of margin in the design and the sensitivity of the temperature deviations to the performance.

E. Closure or Completion Criteria

As an example of a closure criterion or completion criteria for this activity, testing is sufficient when one can assert with a 95 percent confidence level that the proportion of rock temperatures between the upper and lower bounds, specified above in D., is at least 95 percent at any particular time and the assertion can be maintained for at least this confidence level for a continuous period often years.

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