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  • 8/10/2019 Thirty-One Years of Systematic Zoology-by David L. Hull. Systematic Zoology, Vol. 32, No. 4 (Dec., 1983), pp. 315

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    Society of Systematic iologists

    Thirty-One Years of Systematic ZoologyAuthor(s): David L. HullSource: Systematic Zoology, Vol. 32, No. 4 (Dec., 1983), pp. 315-342Published by: Taylor & Francis, Ltd.for the Society of Systematic BiologistsStable URL: http://www.jstor.org/stable/2413161.

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  • 8/10/2019 Thirty-One Years of Systematic Zoology-by David L. Hull. Systematic Zoology, Vol. 32, No. 4 (Dec., 1983), pp. 315

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    Syst.

    ool.,

    32(4):315-342, 1983

    THIRTY-ONE

    YEARS

    OF

    SYSTEMATIC

    ZOOLOGY

    DAVID L.

    HULL

    Department f

    Philosophy,niversity

    f

    Wisconsin-Milwaukee,

    Milwaukee,Wisconsin3201

    Abstract.-The number

    nd percentageof

    pages devoted to

    various topics n

    Systematicoology

    are traced from he

    inception

    of the

    ournal

    to the

    present.

    The

    categories

    used

    include

    papers

    that:

    a)

    are

    largely

    descriptive; b) argue

    for or

    against

    a

    particular

    axonomic

    philosophy; (c)

    apply

    the

    methods of a

    particular

    taxonomic

    philosophy; (d) are

    primarily

    quantitative; e)

    discuss

    nomenclatural

    problems,

    nd are either

    theoretical r

    applied papers

    in

    (f)

    evolutionary

    theory, g)

    phylogeny

    reconstruction,

    r

    (h)

    biogeography.

    Changes

    in

    proportions

    of contri-

    butions

    in

    these

    categories

    are

    mapped

    onto

    changes

    in

    editorship

    of

    the

    journal to see what

    effects

    uch

    changes

    have

    had

    on the

    sorts f

    papers published.

    The

    changes

    in

    Editorof

    primary

    concern

    nvolve the move from he

    American Museum of

    Natural

    History

    to the

    University

    f

    Kansas in

    1963 and the return o the

    AmericanMuseum 10

    years

    ater n

    1973.

    Systematicoology;

    taxonomic

    philosophy;

    evolutionary

    ystematics; henetics;

    cladistics;

    numerical

    taxonomy.]

    In 1947

    at a

    meeting

    of

    the

    American

    Association for

    the

    Advancement of Sci-

    ence,

    the

    Society of

    Systematic

    Zoology

    was

    formed nd had its

    first nnual

    busi-

    ness

    meetingthenext

    year n

    Washington,

    D.C.

    In

    1952 the

    Society

    began

    to

    publish

    Systematicoology.

    R.

    E.

    Blackwelder

    pro-

    duced the first

    umber.

    Thereafter,he ed-

    itorshippassed to John L. Brooks of Yale

    University,

    who

    served as Editot

    for

    61/2

    years.

    In

    1958 the

    journal moved to

    the

    American

    Museum of

    Natural

    History,

    where Libbie H.

    Hyman became

    Editor

    pro

    tem

    and, a

    year ater, ditor.After

    1/2ears

    in

    New

    York,

    the

    journal

    moved to the

    University

    f

    Kansas,

    where it

    was edited

    successively by George

    W.

    Byers

    (three

    years),

    RichardF.

    Johnstonfour

    years)

    nd

    A.

    J.Rowell

    (threeyears). n

    1973 the our-

    nal returned to the American Museum,

    where Niles

    Eldredge and

    Gareth

    Nelson

    edited it for

    three

    years,

    succeeded

    by

    Randall T.

    Schuh

    for

    another

    threeyears.

    In

    1980

    James Dale

    Smith

    of the

    Natural

    History Museum

    of Los

    Angeles

    County

    took

    over

    fora

    three-year

    erm.

    Everyonewho has

    read

    Systematic

    ool-

    ogy

    through

    the

    years

    has

    his or her

    own

    ideas about

    the

    effects hat

    these changes

    in editorshiphave had on the contentof

    the

    journal,

    but

    such

    casual, haphazard

    observations are

    notoriously untrustwor-

    thy.

    In

    this paper

    I

    trace the

    historyof

    Systematic

    oologyfrom its

    inception

    in

    1952 to the

    present.

    What percentage of

    papers have been

    largely

    descriptive?Of

    those

    papers

    that

    have

    actually

    concerned

    taxonomic

    philosophy, what

    percentage

    have

    favored particular

    hilosophy; how

    many

    opposed? How have the

    ratios of

    positive

    to negative

    papers

    dealing

    with

    particular schools changed through the

    years?

    What percentage of

    papers have

    been

    largely applications of

    particular

    taxonomic

    philosophies,

    and how

    many

    general discussions of

    quantitative meth-

    ods?

    Distinguishing

    between

    theoretical

    and

    applied

    papers,

    what

    percentagehave

    concerned the

    evolutionary

    process,

    bio-

    geography

    and

    phylogeny

    reconstruc-

    tion?

    What

    percentage

    of

    papers through

    the

    years

    have dealt with

    nomenclatural

    issues? Finally, how have the books re-

    viewed

    in

    Systematic

    oology

    ared?

    The

    question

    of

    greatest interest

    is,

    however,

    have

    changes

    in

    Editor

    been ac-

    companied

    by

    changes

    in

    the constitution

    of the

    ournal?

    Sociologists

    of science

    claim

    thateditors nd their

    preferences

    re

    very

    significant actors

    n

    the

    publishing pro-

    cess. For

    example,

    W. D.

    Garvey 1979:84)

    stated

    that,

    like

    most

    scientists,

    most ed-

    itorshave attitudes bout whatconstitutes

    quality

    n their

    ournal.

    These

    attitudes

    re

    influenced by their

    theoretical

    bias,

    their

    methodological

    preferences, tc.,

    nd

    they

    315

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    316

    SYSTEMATIC ZOOLOGY

    VOL. 32

    tend to select consulting editors

    and ref-

    erees who share them." Has

    this been true

    of the Editors f Systematicoology?

    would

    be less than candid to

    not

    admit

    that ex-

    pected significant hanges when System-atic Zoology moved to Kansas and again

    when

    it

    leftKansas

    forthe American

    Mu-

    seum, while

    I

    did not anticipate any rad-

    ical changes in editorial policy when the

    journal

    moved across

    the

    continent from

    New

    York to Los

    Angeles. Why

    is this?

    The obvious answer is that the shiftto

    Kansas was accompanied by the rise

    n the

    United States of

    a

    particular

    chool of

    tax-

    onomy

    centered at

    Kansas,

    and the move

    to the American Museum happened to co-

    incide with the rise

    in

    the United States

    of

    yet

    another

    philosophy

    of

    systematics,

    this time

    emanating

    from the American

    Museum.

    Although

    one event cannotcause

    another unless the two events are coinci-

    dent,

    coincidence does

    not

    guarantee

    causation.

    Perhaps

    these correlationswere

    merelyaccidental. After ll, Allen Press is

    in

    Lawrence, Kansas. Perhaps that was ac-

    tually

    the most relevant causal

    factorfor

    the move to Kansas. However, I thinkthat

    it

    s

    verydifficulto discount

    the

    roles that

    the

    early leaders

    of

    these

    two schools

    of

    taxonomy played. Protests

    to

    the

    officers

    of

    the Society of Systematic oology

    from

    Robert R. Sokal about Hyman's treatment

    of

    papers

    with numbers

    in

    them was

    in-

    strumental

    n

    transferring

    he

    journal

    to

    Kansas,

    while

    Nelson's

    complaints

    to

    Rowell were an

    instigating

    cause for the

    move to

    New

    York.

    Systematicoology

    had

    been at Kansas long enough. It was time

    fora

    change.

    One

    chief difference etween the two

    situations s thatSokal was never Editor

    of

    the journal, and Byers can hardly

    be

    termed

    a

    strong

    advocate

    for either

    phe-

    netics

    or

    numerical

    taxonomy. Although

    Johnston

    nd Rowell were somewhat

    more

    committed to the

    phenetics movement,

    neitherof themwas

    extremely

    ocal

    in his

    position. Yet, my

    nitial

    suspicion

    was that

    having a journal at one's own institution

    is liable to make access to its

    pages

    a bit

    easier.

    The

    situation

    afterthe move

    from

    Kansas is somewhat

    clearer.

    All four sub-

    sequent Editors

    were

    openly

    committed

    o

    the cause

    of

    cladistic analysis,

    and one of

    them was Gareth Nelson.

    One

    minor

    but irritatingdifficulty

    n

    deciding theeffecthatchanges in editor-ship had on editorial policy in Systematic

    Zoology

    s

    that some Editorswilled quite a

    few papers to their successors,while oth-

    ers cleared out their files before leaving

    office. second

    complication

    s

    that,

    t the

    end

    of 1975, Eldredge and Nelson insti-

    tuteda

    system

    f

    Associate Editors.As

    this

    system usually worked, Associate Editors

    could

    reject paper

    on their wn but

    could

    accept

    one

    only contingent pon

    the

    Man-

    aging Editor's approval. On occasion, an

    Associate Editor disagreed with the Man-

    aging

    Editor.

    A few

    cases

    of

    such

    disagree-

    ments are fairly well

    known.

    However,

    because no

    figures

    exist

    concerning

    the

    number of these disagreements or their

    eventual

    resolution,

    I

    have

    ignored

    this

    complication.

    I

    have divided papers ac-

    cording to Managing Editors,not Associ-

    ate

    Editors, ttributing ossibly too much

    influence to the former. also have not

    distinguishedbetween Eldredgeand Nel-

    son.

    The majoromission

    in

    thispaper is that

    I

    do not discuss the refereeingprocess. In

    the

    early years, rejection

    rates were

    quite

    low, rarely xceeding 10%. Under such cir-

    cumstancesone cannot attribute oo much

    influence to the Editor.

    But,

    as the size

    of

    the

    ournal ncreased,

    o did

    rejection

    ates.

    Under

    Johnston hey ranged

    from20% to

    over 30%.

    Thereafter, hey

    continued to

    rise until theyreached as high as 50% to

    60%.

    The

    higher

    the

    rejection rates,

    the

    more influence

    an

    Editor can have. One

    might

    also

    expect

    author dissatisfaction o

    correlate

    trongly

    with increased

    rejection

    rates.ButrejectionratesfromEditortoEd-

    itor are notstrictly omparable because of

    the

    different

    eporting rocedures

    used

    by

    different

    ditors,

    some

    including papers

    sent

    back

    for

    revision,

    others not.

    I

    have

    omitted

    any

    reference to the

    refereeing

    process chieflyfortwo reasons. First, t is

    confidential,

    nd second the relevant

    data'

    are

    not available.

    (The Systematic oology

    archives

    at

    the Smithsonian Museum

    are

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    1983

    ANALYSIS OF

    SYSTEMATIC

    ZOOLOGY

    317

    very sparse until

    the tenure of Eldredge

    and Nelson.)

    A few

    examples of disputes

    over the handling

    of

    papersare legendary,

    but

    I think t

    would detract

    from he pur-

    poses of this paper

    to

    discuss

    them here.

    Any impressions I mightgive would be

    just that-impressions and nothing

    more.

    As dissatisfying s my

    decision is likely to

    be

    to

    certain

    readers,

    n this

    paper

    I deal

    only withthepublic face

    of

    Systematic

    o-

    ology, he

    resultsof the

    refereeing rocess

    and not that process itself.

    Categorizing

    the

    papers

    in

    Systematic

    Zoology

    for a

    period

    of 31

    years during

    which

    issues,

    alliances, nterests,

    nd

    even

    terminology ave changed drastically

    s

    far

    from easy. I had always been convinced

    thattheway one categorizes subjectmat-

    ter strongly nfluences he results

    of

    one's

    investigations,but

    the current tudy has

    driven this truth

    home to me

    more

    con-

    vincingly than any

    general arguments

    could have.

    For

    example,

    n the

    earlyyears,

    the Kansas school

    was pushing two, t east

    partially ndependent,positions-phenet-

    ics and

    numerical taxonomy. Phenetics

    concerned

    a

    philosophy

    of classification.

    According to one overly condensed char-

    acterization of

    this

    philosophy,

    classifica-

    tions

    should

    be

    constructed

    on the basis

    of

    numerous, unweighted (or equally

    Weighted) characters,

    t least

    initially,

    o

    that

    organisms

    are clustered according to

    overall

    similarity.

    Numerical taxonomy

    embodies the conviction

    that the

    proce-

    dures

    of classification hould

    be

    as

    quan-

    titative s

    possible.

    Early

    dvocates of these

    twoviews saw a close connection between

    them.

    n

    order

    to be

    sufficientlyuantita-

    tive and

    objective,

    a classificationhad to

    be

    phenetic-at

    least

    initially.

    As it

    turns out,

    there s a large overlap

    between

    papers advocating phenetic phi-

    losophyand quantitativemethods, t least

    in

    the

    early years,

    but then the

    two seem

    to

    have

    gone

    their

    eparate

    ways.

    The con-

    troversy

    ver

    phenetics

    ubsided

    while the

    number

    of

    papers utilizing

    or

    discussing

    quantitativemethods remained high. In

    this

    paper

    I

    treat

    the

    controversies over

    taxonomic

    philosophy

    as

    primary

    nd

    the

    use

    of

    quantitative

    methods

    as

    secondary.

    My ustification

    or hisdecision

    is thatob-

    jections

    to quantitative methods were

    short-lived,

    while

    the

    controversies

    over

    taxonomic

    philosophy

    continue.

    Rather

    quickly the question became

    not

    whether

    to use quantitative methods but which

    ones.

    Classing

    all

    quantitative

    papers

    to-

    gether

    year afteryear would

    not

    be very

    instructive. Papers advocating quantita-

    tive methods

    appeared

    in

    Systematic

    ool-

    ogy ong

    before the Kansas

    group got

    to-

    gether,

    ncluding

    a

    posthumous

    paper by

    Stroud

    1953),

    a close friend f

    Sokal's

    from

    college. And

    many

    of

    the

    quantitative

    pa-

    pers

    after the advent of

    Numerical Tax-

    onomy had

    no

    apparent

    connection

    to the

    efforts f Sokal and his group. In thispa-

    per

    I am

    not

    interested

    n

    the

    frequency

    of

    disembodied

    ideas but in the influence

    of

    particular

    esearch

    programs

    n

    the

    sys-

    tematics

    community.However, ignoring

    all the

    papers

    in

    Systematicoologywhich

    advocated

    quantitativemethods,

    but did

    not

    happen to mention pheneticphiloso-

    phy,would also be

    misleading.

    The

    efforts

    of the

    group of workers

    initially

    located

    at

    Kansas did

    give

    increased

    impetus

    to

    the use ofquantitativemethods n system-

    atics.

    My

    decision was to

    score

    papers

    first

    on

    professed systematic

    philosophy

    and

    then to

    add later

    two

    additional sorts of

    papers-those

    applying phenetic methods

    and those that discuss

    quantitative meth-

    ods.

    Although

    this

    compromise

    s

    farfrom

    ideal,

    it is the best I could do.

    Cladistics

    also

    provided

    some

    problems.

    Cladistics as

    a taxonomic

    philosophy

    had

    two independent origins in the United

    States-J.

    S.

    Farris,

    first t the

    University

    of

    Michigan

    and

    then

    at

    Stony Brook,

    nd

    Gareth

    Nelson

    at the

    American Museum.

    Initially,

    Farris was concerned

    with de-

    veloping quantitative

    methods for

    infer-

    ring phylogenies.

    Later

    he became

    in-

    creasingly involved

    in

    debates

    over

    taxonomic

    philosophy,becoming

    the

    chief

    critic of

    phenetic

    taxonomy.

    Of

    course,

    otherworkerswere also

    writingpapers on

    numericalcladisticsat thetime, ncluding

    Sokal himself.The

    question

    s how to

    score

    these

    papers.

    To

    begin

    with,

    most of

    the

    papers

    in numerical

    cladistics do

    not

    con-

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    318

    SYSTEMATIC

    ZOOLOGY

    VOL.

    32

    cern taxonomic

    philosophy

    but

    phyloge-

    ny

    reconstruction

    Fitch and

    Margoliash,

    1967;

    Fitch,1971). The

    two, of

    course, are

    not

    unconnected.

    Anyone who argues

    that

    phylogenies are

    impossible to

    reconstruct

    is not likely to argue that classifications

    should

    be based on

    phylogeny.However,

    devising methods for

    reconstructing

    hy-

    logeny can be

    and usually

    has been

    dis-

    tinctfrom

    heformulation

    f

    methods for

    translating

    hylogenetic

    nformation nto

    classifications.

    n

    thispaper,

    I

    distinguish

    between the two.

    Many

    numericalcladists

    emphasize the

    numerical

    side of their

    work.

    I

    have

    scored these

    papers

    as con-

    tributing o "numericaltaxonomy" n thebroad

    sense

    (quantitative

    methods). Other

    numerical

    cladists

    emphasize the

    cladistic

    side of

    their work

    in

    opposition to

    phe-

    netics.

    I

    have scored these

    papers

    as con-

    tributions to

    cladistic

    philosophy,

    not

    "numerical

    taxonomy."

    Subdividing nu-

    merical

    cladistics

    in

    this

    way

    is

    likely

    to

    strike

    ome as unnatural. f

    my goal were

    to show

    the

    continuinguse of

    quantitative

    methods n

    systematics,

    t

    would

    be,

    but

    I

    see no real point in documentingthe ob-

    vious.

    A

    significant

    number

    of

    practicing

    systematists

    se

    quantitative

    methods.

    In

    this

    sense, "numerical

    taxonomy"

    has

    triumphed. The

    interesting

    question is,

    how

    about

    phenetics?

    I

    have

    made

    a parallel

    decision for cla-

    distics and

    vicariance

    biogeography.

    Whether

    or not there

    is

    a

    necessary

    con-

    nection

    between

    these two sets of

    deas,

    it

    just

    so

    happens

    that

    nearly

    all

    the

    papers

    arguing for vicariance biogeography are

    by

    cladists, nd these

    papers

    have

    contrib-

    uted

    indirectly o the

    cladistic

    movement.

    Ignoring

    them

    would

    be

    misleading.

    In-

    cluding them with

    papers

    arguingfor the

    principles

    of cladistic

    systematics

    would

    be

    just

    as

    misleading.

    I

    have

    opted

    to

    add

    two

    additional sortsof

    papers

    to the

    ist of

    papers

    classified as

    cladistics-those

    ap-

    plying

    cladistic

    methods

    and those

    advo-

    cating

    vicariance

    biogeography.

    As

    in

    the

    case ofphenetics, have represented hese

    three

    classes of

    papers

    so

    that

    nyone

    who

    disagrees

    with

    the

    decisions

    I

    have made

    can

    tell which

    papers

    are which.

    By now it should be

    obvious that have

    not employed a pure strategy

    n categoriz-

    ing the papers that have

    appeared in Sys-

    tematic oology.

    have not classifiedthem

    entirely n terms of similarity

    f content

    or entirely in terms of the people who

    wrote

    them and their professional

    alle-

    giances. Instead,

    I

    have

    attemptedto bal-

    ance

    these two

    considerations,paying

    at-

    tention both to the content

    of

    the papers

    and

    to their authors. As

    dissatisfying

    s

    this compromise may be,

    the

    strictutili-

    zation of

    "pure"

    methods

    of

    classification

    produced monstrous

    categories-group-

    ing together papers

    by deadly enemies.

    Scientists ike to thinkof science as an en-

    tirely

    erebral

    process,

    a

    conflictbetween

    disembodied

    ideas,

    but scientists re

    sup-

    posed

    to

    be

    partial

    to

    evidence,

    and

    all

    evi-

    dence indicates

    thatthis view of science is

    mistaken.

    At least

    in

    the short run, who

    presents an idea

    matters s well as what

    this idea happens

    to be.

    Perhaps

    science

    should not be

    this

    way,

    but it is.

    Finally,

    a

    list

    of

    warnings.

    I

    have limit-

    ed

    myself

    almost

    entirely

    to the contro-

    versies that have takenplace in the pages

    of

    Systematicoology

    nd thegroupslocat-

    ed

    in the

    United States.

    I

    mention books

    and

    papers

    that

    ppeared

    in

    other

    ournals

    only

    in

    passing.

    Phenetics was also an

    is-

    sue

    in

    GreatBritain,

    nd

    cladistics

    origi-

    nated

    in

    Germany.

    have

    largely gnored

    these

    aspects

    of the controversies.

    Hence,

    when

    I

    talk of "cladistics"

    or

    "phenetics,"

    I

    always

    mean to

    imply

    "in the United

    States" even when

    I

    do not mention the

    restriction.Many papers also dealt with

    more than one

    topic

    and were classed

    in

    more

    than

    one

    category

    e.g.,

    a

    given pa-

    per might

    count as

    a contribution o cla-

    distics, biogeography

    and

    phylogeny

    re-

    construction). Hence,

    most

    percentages

    across

    categories

    tend to add

    up

    to more

    than 100%.

    Many papers

    were,

    as one

    might expect,

    borderline cases and could

    have

    been

    scored as naturally

    n one

    cat-

    egory

    as

    in another.

    Others

    might

    have

    preferred thercategories nd have scored

    particular apers

    differently.

    ecause

    of the

    number

    of decisions that went into the

    tabulations

    I

    present

    in

    this

    paper, they

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    6/29

    1983

    ANALYSIS OF SYSTEMATIC

    ZOOLOGY

    319

    Pages

    600

    Yale I

    American

    Kansas

    I

    American L A

    YaleMuseum

    KansasMuseum

    Msu

    550 I

    I

    500

    I

    I I I I

    I

    I

    450

    I I

    I I I I

    I

    40011III

    350

    1

    1

    1

    I I

    I

    3001IIII

    250

    200

    A1r 1E

    1cu1 mi1

    150 1 1

    lEdredgel

    100

    Brooks Hyman j Byers

    Johnston

    j

    Rowell akNelson j

    501

    I

    POINTS

    OF

    VIEW

    /

    I

    I

    -,J

    ,,A

    0 L - -. -

    l \8

    REVIEWS

    52 53

    54 55

    56 57 58 59

    60 61 62 63 64 65 66

    67 68 69 70

    71

    72 73

    74 75 76 77 78 79 80

    81

    82

    FIG.

    1.

    Number

    of pages per

    year devoted to articles,

    pointsof view, and

    reviews in Systematic

    oology.

    should

    be taken

    with a

    grain of

    salt. As

    numbers,they

    may look

    exact,

    objective,

    etc.,

    but they

    are not.

    As a result,

    he

    only

    trends

    and

    differences

    hat can

    bear any

    weight are

    those

    that are

    extremely

    marked. To

    give the

    readera feel

    for

    how

    I

    classified

    papers, my

    classification for

    1975 is

    included in

    the

    Appendix.

    GROWTH OF THE

    JOURNAL

    During the first

    ozen

    years of its

    exis-

    tence, Systematic

    oology

    veraged

    roughly

    200

    pages a

    year.While it

    was at

    Kansas,

    the

    journal

    expanded

    steadily

    to its

    cur-

    rent size of

    roughly 500

    pages a

    year.

    Within

    few

    ssues,

    Systematic

    oology et-

    tled down

    to its

    current

    format-articles,

    points

    of

    view, book

    reviews

    and news.

    Initially,

    one

    difference

    between articles

    and

    points

    of

    view was

    length.

    Through

    1977, ong points ofview tended to aver-

    age

    about

    eight

    pages.

    In

    1978

    points

    of

    view increased in

    length;

    one

    by Farris

    n

    1980was

    the

    longest at 22

    pages. A second

    difference etween articlesand points of

    view

    is

    tone. From

    the

    start, oints

    of

    view

    have tended to

    be somewhat

    more polem-

    ical than

    articles nd their

    one a good deal

    sharper.

    The

    percentage

    of

    pages devoted

    to

    articles

    climbed

    steadily

    in

    the

    early

    years

    until

    the

    journal moved

    back

    to

    the

    American

    Museum

    in

    1974,

    when it

    began

    to decline.

    In

    1980,

    the

    number of

    pages

    taken

    up by points

    of

    view and reviews

    equaled thatfor rticles see Fig. 1 and Ta-

    ble 1).

    If

    ncreases

    n the

    size of the

    points

    of

    view

    section

    are

    any

    indication

    of

    pe-

    riods of

    increased controversy, he

    peak

    years

    were

    1969,1975 and

    1978-1982. Tone

    to one

    side, articles and

    points

    of

    view

    have

    dealt with

    exactly the

    same topics.

    Furthermore,

    the

    policy

    regarding

    re-

    sponses

    in

    Systematic

    oology

    during most

    of its existence was

    that an author

    could

    respond

    to an

    article,

    the

    author

    of

    the

    originalarticle could thenrespondto that

    response, and that was that. As a

    result,

    papers

    that amounted to

    responses

    to re-

    sponses

    were

    submitted as

    independent

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    320 SYSTEMATIC

    ZOOLOGY VOL.

    32

    TABLE 1.

    Percentageof pages devoted

    to each sub-

    division

    of

    Systematic

    oologyduring

    the tenure of

    each

    Editor.

    Points

    Editor Articles

    of view

    Reviews

    Brooks, 85 8 2

    Hyma'n

    92 7 1

    Byers

    87

    8 2

    Johnston

    81

    12 3

    Rowell 86

    7 3

    Eldredge and Nelson 79

    10 7

    Schuh

    65 19

    10

    Smith

    58

    29

    11

    articles, further

    blurring

    the distinction

    between articles

    nd points

    of view. In all

    subsequent tabulations, have classed ar-

    ticles

    and points

    of view together. Book

    reviews are treated eparately.

    Both membershipand circulation fig-

    ures for he ournal

    have also reflected p-

    surges

    n

    controversy.

    n

    1948,

    the

    Society

    had 343 chartermembers. By

    1952 mem-

    bership had surpassed 1,200,

    and

    371

    ad-

    vanced subscriptionshad been

    placed for

    the journal. Figure 2 shows the fluctua-

    tions

    in

    circulation

    nd

    membership

    from

    1962

    to the present. The firstpeak

    oc-

    curred

    n

    1968-1969

    at the height

    of

    the

    controversyver phenetic taxonomy.

    Dur-

    ing theearly1970s,both membership

    nd

    circulationbegan to sag, only

    to pick up

    again

    as

    the controversy ver cladistics

    be-

    gan

    to heat

    up.

    In

    1982

    the

    figures

    began

    to

    drop

    once again.

    If

    these figures

    re any

    indication,controversy

    as been good for

    the Societyand its journal, at least as far

    as

    numbers are concerned.

    These statistics

    notwithstanding,ontributors

    o the our-

    nal have frequently omplained

    of

    what

    2900

    Kan

    sas

    American

    Museum

    2800L

    2700 Museum

    2600

    2500

    2400

    2300

    2200

    2100

    2000

    1900

    1800

    1700

    1600

    1500

    |

    /M

    EMBERSHIP

    1400

    1300 64 65 66 67 68 69 70 71 72 73 74 75 76 78 79

    80

    81

    82

    FIG.

    .

    Figures

    for

    membership

    n the

    Society

    of

    Systematic

    oology

    and

    subscriptions

    o

    Systematic

    oology

    between

    1964

    and

    1982.

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    1983 ANALYSIS OF

    SYSTEMATIC ZOOLOGY

    321

    they perceived to be

    excessive polemics.

    Such objectionssurfaced

    early.

    For

    exam-

    ple,

    beforethe

    ournalwas a year old,

    one

    subscriber

    wrote,"Enclosed please find a

    one-dollar bill ($1.00), my dues for 1952;

    and, also accept my resignation fromthe

    above Society, s

    its principles do not ap-

    peal to

    me.

    We need more old-fashioned

    constructive fforts, ot the communistic

    'tearing down of all old established rules

    and

    methods"' (Syst.Zool., 1:138, 1952). It

    is quite easy to

    determinehow much dues

    have

    increased since 1952, less easy to

    gauge the rise and fall ofpolemics.

    PURPOSES OF THE

    JOURNAL

    According othe nitial tatement n the

    inside back cover of

    Systematicoology, he

    purpose

    of

    the

    journal

    was

    to

    encourage

    the preparationof"contributions n basic

    aspects

    of all fields

    of

    systematics, rinci-

    ples and problems;to

    provide a suitable

    forum for

    discussion

    of the

    problems of

    the

    systematist

    nd

    his methods; and to

    report as news the other activities of the

    Society

    of

    Systematic

    Zoology."

    Listed

    among

    the

    topics

    solicited were

    "princi-

    ples and the applicationsof principlesof

    wide implicationand

    general

    interest n

    any phase

    of

    systematics,

    uch as

    compar-

    ative anatomy,

    zoogeography, paleontol-

    ogy, taxonomy,

    lassification,volution,or

    genetics."

    As

    explicit

    s

    this statement

    was,

    Blackwelder

    (1952:92),

    as

    Secretary-Trea-

    surer of the

    Society,

    had to

    publish

    the

    followingreminder

    n the

    second number

    of

    the

    journal:

    Ithas perhaps not been sufficientlymphasized

    that

    Systematicoology

    s

    not ntended for he

    pub-

    lication of

    descriptive

    papers.

    The

    Council

    sees its

    field

    as the

    philosophic aspect

    of

    systematics,

    ts

    principles

    and

    problems,

    as well as

    news

    of

    sys-

    tematists,

    heir

    nstitutions, ourses,

    and

    publica-

    tions.

    Systematic

    material s not

    completelyruled

    out,

    but

    it

    must be subordinate to the

    discussion

    of

    principles.

    A

    year

    after

    Byers

    took over the editor-

    ship

    of

    the

    journal

    in

    1963,

    its statement

    of

    purpose

    was made even more

    pointed:

    Contributions

    elating

    to

    principles

    and

    method-

    ology

    of

    systematics,

    s well as

    articles

    in

    such

    fields as

    evolution,

    morphology, zoogeography,

    paleontology, genetics

    and

    classification

    hat

    bear

    directlyon systematics, nd other papers of

    gen-

    eral interest to

    systematists

    re

    particularly de-

    sired. Taxonomic

    descriptions, evisions, nd

    keys,

    or papers on

    anatomy, physiology, ecology, etc.,

    having

    little or

    nothing

    to do with

    systematics

    cannot be accepted [Syst. ool., 1964].

    When

    Rowell became

    Editor n

    1971,he

    dropped the final sentence

    of

    the above

    description,

    and

    finally,

    when

    Eldredge

    and Nelson assumed the

    editorship

    three

    years ater, hey

    substituted he

    following

    brief

    statement

    n

    1975

    from

    the

    Consti-

    tution

    of the

    Society:

    The

    object of this

    ociety

    hall be the

    advancement

    of

    the

    science of

    systematic oology

    in

    all its as-

    pects of theory,principles, methodology, and

    practice,

    for

    both

    living

    and fossil animals with

    emphasis

    on areas of common interest o all

    tax-

    onomists

    regardless

    of individual

    specialization.

    Throughout he

    history

    f

    Systematic

    o-

    ology,

    he

    intent of

    the Council

    and suc-

    cessive Editors has been

    clear. The main

    purpose

    of the

    journal was to

    publish pa-

    pers

    on

    taxonomic

    theory

    first nd

    fore-

    most,

    and

    papers

    on other

    topics only to

    the extent hat

    they

    bore

    directly

    n taxo-

    nomic theory.Such good intentionswere

    easier to

    proclaim

    than to

    practice. No

    sooner had

    Blackwelder

    reminded

    the

    readers

    of

    the journal

    that t did not pub-

    lish descriptive

    papers than

    Brooks

    had to

    ask

    the Council

    to

    authorize him to

    pub-

    lish just such

    papers

    in

    order to

    keep the

    journal up

    to

    size

    (Blackwelder,

    1977:114).

    Although

    such

    categories

    are difficult o

    define and even more

    difficult

    o

    apply

    in

    particularcases,

    the

    only

    conclusion

    that

    one can draw afterreading through 31

    years

    of

    the

    ournal

    s that

    more

    pages

    have

    been

    devoted

    to

    descriptive

    work than to

    any

    other

    topic.

    From

    its

    inception

    until

    Schuh took

    over

    as Editor n

    1977,

    roughly

    50% of

    the

    pages

    of

    Systematicoology

    ave

    been taken

    up

    with

    descriptions

    of chro-

    mosome

    numbers, geographic

    distribu-

    tions, particular

    phylogenies,

    classifica-

    tions and the

    like

    (see Fig.

    3

    and Table

    2).

    Giventheprofessedgoals ofthe ournal,

    authors tried

    to

    make their

    papers appear

    as theoreticaland

    philosophical

    as

    possi-

    ble, but

    in most cases

    they

    were not

    very

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    9/29

    322

    SYSTEMATIC

    ZOOLOGY

    VOL. 32

    100

    %

    Brooks Hymon

    Byers

    Johnston Rowell

    ldredge

    Schuh

    Smith

    90%

    RoIweIllaNelsoni

    Scu

    Smt

    80%X0

    1

    I

    I

    I

    I

    l

    I

    20%

    ~

    ~

    ~~~I

    I

    I

    I

    I

    I

    I

    I

    70

    0/

    60%

    I

    I

    50%1

    I

    40%

    30%

    Lii

    20

    /IIIIIII

    0%

    1

    1

    I

    I

    I

    I

    I

    0

    %

    52 53 54

    55

    56 57 58

    59 60 61

    62

    63

    64

    65

    66

    67

    68

    69 70 71

    72 73 74 75

    76

    77

    78

    79

    80

    81

    82

    FIG.

    3.

    The

    percentage of

    pages per

    year

    that

    are

    largely

    descriptive.

    successful.

    For

    example,the

    first

    aper

    to

    appear in

    the

    journal, by

    Alexander Pe-

    trunkevitch

    1952), the

    first

    President

    of

    the

    Society, was

    entitled

    "Principles of

    Classification s Illustratedby Studies ofArachnida."

    Although

    Petrunkevitch

    be-

    gan and

    ended his

    paper

    with

    allusions

    to

    "unraveling

    the

    mysteryof

    evolution,"

    there s

    little n

    his

    paper that

    can

    count

    as

    principles

    of

    classification.

    Similarly,

    most

    papers entitled

    something ike

    "The

    Evolution

    of the

    House

    Mouse"

    were

    straightforward

    escriptions

    of

    particular

    taxonomic

    groups,

    their

    characteristics,

    distributions, hromosome

    numbers,

    etc.

    TABLE 2.

    Percentage of

    pages during

    the

    tenure

    of each

    Editor

    devoted

    largely to

    the presentation

    f

    data and

    descriptions.

    Editor

    Percent

    Brooks

    50

    Hyman

    58

    Byers

    44

    Johnston

    50

    Rowell

    55

    Eldredge and Nelson 62

    Schuh

    35

    Smith

    28

    They

    might

    conclude

    witha

    paragraph or

    two on

    gene

    flow,but

    that

    usually

    was

    about it.

    Most of the

    papers

    listed as

    de-

    scriptive re

    ust

    that,

    escriptive, ut

    some

    also containedenough general discussion

    to

    count

    as

    theoretical

    s

    well.

    In

    classifying

    paper

    as

    "descriptive,"

    have no

    intention of

    denigrating t.

    De-

    scription s a

    necessary

    part

    of

    science. In

    fact,

    n

    a

    poll of

    the

    members of

    the So-

    ciety of

    Systematic

    Zoology published

    in

    1981

    (Syst.Zool.,

    30:224,

    1981),

    17.8% of

    those

    responding

    wanted the

    journal to

    publish

    more

    "substantive,

    empirical

    pa-

    pers

    including

    materials,

    the use of

    ex-

    amples in theoreticalpapers with appli-

    cation to actual

    cases."

    The

    preferences

    f

    many

    readers

    notwithstanding, ystematic

    Zoologywas not

    founded to

    publish

    pri-

    marily

    descriptive

    work.

    Until the

    editor-

    ships

    of

    Schuh and

    Smith, when the

    fig-

    ures

    dropped

    to 35%

    and

    28%,

    respectively,

    it did

    (see

    Fig.

    3

    and

    Table

    2). Even

    though

    taxonomic

    philosophy

    was to

    be the

    main

    focus of the

    journal,

    papers

    dealing pri-

    marily

    with

    taxonomic

    philosophy

    aver-

    aged only 17% under Brooks, gradually

    climbing

    to

    a

    high

    of 30%

    under

    Johnston,

    and

    dropping

    again

    to

    a low

    of 10%

    under

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    1983

    ANALYSIS OF SYSTEMATIC

    ZOOLOGY 323

    50

    /0

    rooks

    Hyman

    Byers Johnston

    I

    Rowell

    I

    Eldredgel

    Schuh

    I

    Smith

    BroksH mola

    jNelsoni

    400/

    I

    35/

    I

    25

    %

    20

    %II

    15

    %II

    100/

    ILi

    52 53 54 55

    56 57 58 59 60 61 62 63 6465 6667 68 69

    70

    71

    72 73 74 75 76

    77

    7879 80 81 82

    FIG. 4.

    The

    percentage

    ofpages per yeardiscussing

    taxonomic

    philosophy.

    Eldredge and Nelson, o'nlyto rise again

    abruptlyunder

    Schuh and Smith

    see Fig.

    4 and

    Table 3).

    During the early

    years of

    the

    ournal, the

    first eally big

    debate was

    over the

    subspeciesquestion

    (see later dis-

    cussion);

    the

    issues

    turned s much on dif-

    ferences n

    beliefs

    about the

    evolutionary

    processas about

    taxonomicphilosophy. If

    papers

    concerning this

    controversy are

    disregarded,the

    percentages of

    pages de-

    voted to taxonomicphilosophy are even

    TABLE

    3. Percentageof pages

    during

    the

    tenure

    of each Editor

    devoted

    to

    taxonomic

    philosophy.

    Editor Percent

    Brooks

    17

    Hyman

    22

    Byers 25

    Johnston

    30

    Rowell 17

    Eldredge

    and

    Nelson

    10

    Schuh

    32

    Smith 33

    lower (e.g., Brooks 9%, Hyman 14% and

    Byers 23%).

    Others might

    well score individual pa-

    pers

    differently

    han

    I

    have,

    but

    it

    would

    be difficult o avoid

    the conclusion that

    papers

    dealing primarily

    with taxonomic

    philosophy have

    not

    been

    as

    prominent

    n

    the pages of

    Systematic oology

    s succes-

    sive statements

    f

    purpose

    might

    ead one

    to

    expect.

    Looking

    back

    over

    the first 5

    yearsof the ournal,Blackwelder1977:207)

    raised

    just

    this objection,complaining

    of

    so

    many

    studies

    of

    "evolution,

    statistics,r

    the revisionary taxonomy

    of animals."

    Even so, Slater (1978) responded

    thatthe

    journal

    has been the chief medium

    through

    which the

    great conceptual

    de-

    bates between various schools

    of taxono-

    my

    have been aired. Slater

    is

    surely right,

    but this

    end has been accomplished

    in

    roughly

    23%

    of the

    pages

    of

    the ournal.

    TAXONOMIC PHILOSOPHIES

    The

    question

    that

    s

    likely

    to be of

    great-

    est interest

    o

    long-time

    readers of System-

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    324

    SYSTEMATIC ZOOLOGY

    VOL.

    32

    aticZoology

    s how

    many

    pages

    ofthe our-

    nal have

    been

    devoted

    to

    the various

    taxonomic

    philosophies.

    Once

    again, de-

    finingthe

    relevant

    categories

    s not

    easy,

    especially

    n

    the

    earlyyearswhen

    the

    ines

    were notclearlydrawn.For example,dur-

    ing thefirst

    ecade of

    the

    ournal,the

    pre-

    vailing view

    was,

    roughly

    speaking,

    that

    the evolutionary

    process

    and phylogeny

    were

    somehow

    relevant

    to classification.

    Species

    had

    to be the units

    delimited

    by

    reproductive

    isolation,

    and

    higher

    taxa

    should

    reflect

    phylogeny.

    The only

    real

    opponents

    of this view

    were

    Blackwelder,

    Alan

    Boyden,

    R. S.

    Bigelow,

    and Thomas

    Borgmeier.

    According

    to Blackwelder

    and

    Boyden (1952:31), the "grand object of

    classification verywhere

    s the same.

    It is

    to

    group

    theobjects

    ofstudy

    n accordance

    with their

    essential

    natures."

    Borgmeier

    (1957:53)

    agreed, contending

    that,

    as the

    science of

    order, systematics

    s a pure

    sci-

    ence

    of

    relations,

    unconcerned

    with time,

    space,

    or

    cause."

    These

    systematists

    greed

    that evolution

    has occurred

    and that the

    distribution

    forganisms

    now

    apparent

    s

    the resultof phylogeny,but theysaw no

    reason

    to allow

    such

    considerations

    to in-

    trude

    into

    taxonomy,

    nd numerous

    rea-

    sons

    to exclude

    them.

    Phylogeny

    s

    too dif-

    ficult

    to reconstruct,

    the

    little

    fossil

    evidence

    available

    is too

    spotty,

    our un-

    derstanding

    of the evolutionaryprocess

    is

    highly

    contentious,

    nd characters

    re ba-

    sic

    anyway.

    f

    the

    only

    data that

    a

    system-

    atisthas available

    are characters,

    f

    every-

    one

    always

    begins

    with

    characters,

    hen

    why not just stick with charactersand

    abandon

    idle speculation

    about

    phyloge-

    ny

    and the evolutionary

    process,

    at

    least

    in

    conjunction

    with

    classification?

    If

    all

    I

    were

    doing

    was classifying

    to-

    gether

    papers

    urging

    similar views,

    these

    early

    objections

    to the

    prevalent

    "evolu-

    tionary"philosophy

    might

    well

    be

    count-

    ed

    as contributions

    o

    phenetic

    taxonomy

    or even to

    certain

    varieties

    of

    cladistics.

    The

    criticisms

    ound

    very

    imilar.

    But these

    authorswould rightly bject.Neitherphe-

    netics

    nor

    cladistics

    as scientific

    move-

    ments

    existed

    at

    the time

    in

    the United

    States

    and,

    even

    after

    they

    did

    emerge,

    TABLE 4. Percentage

    of

    pages

    devoted to each

    taxonomicphilosophy during

    the tenure

    of each Ed-

    itor.

    Evolu-

    tionary Phenetic Cladistic

    Editor taxonomy taxonomy

    taxonomy

    Brooks 16

    -

    -

    Hyman

    16

    11

    -

    Byers 20

    16 7

    Johnston

    12 19

    8

    Rowell

    11

    9

    9

    Eldredge

    and

    Nelson

    5

    1 8

    Schuh

    14

    9

    30

    Smith 6 15 30

    these early critics

    of

    evolutionarytaxono-

    my kept their distance. Blackwelder for

    one

    claimed

    to be

    urging quite

    a

    different

    philosophy

    of

    classification,

    he

    philoso-

    phy implicit

    in the

    practice

    of

    most tax-

    onomists,

    a

    philosophy

    which he termed

    "omnispective."

    n

    this

    paper

    I

    ignore

    om-

    nispectivetaxonomy

    or he

    simple

    reason

    that the number

    of

    pages

    devoted to it in

    Systematicoology,

    oth

    pro

    and

    con,

    is so

    small that

    ncluding

    t would not make

    any

    difference nd would complicatediagrams

    that are

    already

    too

    difficult

    o

    read.

    As Table

    4

    indicates,papers arguingthe

    virtues

    and vices of

    evolutionary system-

    atics have remained

    a

    constant feature

    of

    the

    journal.

    The

    low

    figure

    for

    Eldredge

    and

    Nelson is

    a

    reflection fthe few

    pages

    devoted

    to

    taxonomic

    philosophy

    during

    their

    tenure. The low

    figure

    under

    Smith

    is not. When thesepapers are divided

    into

    those

    that

    defend

    evolutionary systemat-

    ics and those that attack it, a pattern

    emerges,

    but

    it

    does

    not

    coincide

    with

    any

    putative philosophical preferences

    of

    the

    Editors

    (see Fig. 5). Instead,

    it

    exhibits a

    lag

    effectbetween attacks

    and defenses.

    The

    first nti-evolutionist

    nslaughtby the

    pheneticists

    ook

    place

    in

    1961duringthe

    tenure of

    Hyman.

    The

    evolutionists re-

    sponded

    in 1962

    and

    then,

    fter

    ontinued

    criticism,

    aunched a

    massive defense

    in

    1965

    during Byers'

    tenure as

    Editor. t was

    followed by another attack in 1967 met

    immediatelyby

    an

    evolutionary

    counter-

    attack

    in

    1968,

    both while

    Johnston

    was

    Editor.

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    1983

    ANALYSIS

    OF SYSTEMATIC

    ZOOLOGY 325

    PageOs

    Brooks

    I

    Hyman

    'Byers 'Johnston 'Rowell

    EldredgelSchuh

    'Smith

    70

    1~~~II

    laNelson

    60

    ProEvolutionary

    I

    I

    I

    I

    I

    I

    Systematics

    40

    30

    210

    Ic

    0

    I0

    20

    5

    Evolutionary

    s

    4 0

    Systematics

    50

    6 0

    52 54 56 58 60 62 64 66 68 70 72 74 76 78 80 82

    FIG. 5.

    The number

    of

    pages

    each

    year

    arguing

    for or

    against evolutionary

    ystematics.

    The first int of the phenetics research

    programto appear in the pages of System-

    aticZoologywas a paper by Michener 1957:

    166) in which he wondered "whether or

    not it would be desirable to change from

    the traditional approaches emphasizing

    phylogeny to approaches utilizing only

    static relationship." In that same year,

    Michener

    published

    a

    paper

    with

    Sokal

    on

    a quantitative approach to classification,

    and Sneath published two papers urging

    similar views

    (Michener

    and

    Sokal, 1957;

    Sneath, 1957a, b),

    but

    these

    papers

    did

    not

    appear

    in

    Systematic oology.

    Most

    of

    the

    early papers

    in

    Systematicoology dvocat-

    ing phenetics (as well as quantitative

    methods) were measured

    in

    their criti-

    cisms of traditional evolutionary system-

    atics and subdued

    in

    theirpolemics (e.g.,

    Sneath, 1961; Sokal, 1961;

    Rohlf nd

    Sokal,

    1962; Michener, 1963; Rohlf, 1963).

    It

    was

    left to Ehrlich (1958, 1961, 1964) to goad

    advocates of traditional taxonomic meth-

    ods.

    At this

    time, Simpson (1961) pub-

    lished his Principles f Animal Taxonomy

    and, shortly hereafter, okal

    and

    Sneath

    (1963) published their Principles fNumer-

    ical Taxonomy.n response to these attacks,

    Mayr (1965) published

    his

    major critique

    of

    phenetic taxonomy. Simpson (1964,

    1965) published his responses to phenetics

    elsewhere. Finally,

    the

    pheneticists oined

    forcesto issue collective

    responses (Sokal

    and

    Camin, 1965;

    Sokal

    et

    al., 1965).

    Strangely enough,

    one of the earliest

    critics of phenetics was Kiriakoff 1962,

    1963), a disciple of Hennig who thought

    of

    himself

    as

    defending

    a

    single alterna-

    tive taxonomic philosophy subscribed to

    equally by Simpson, Mayr and Hennig.

    However,

    Sokal

    and

    Sneath

    (1963)

    even-

    tually convinced

    Kiriakoff

    1965:63) that

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    326

    SYSTEMATIC

    ZOOLOGY

    VOL.

    32

    Pages

    80

    Brooks

    Hyman IByers

    IJohnston I

    Rowell

    lEIdredgel

    Schuh

    ISmith

    70

    laI

    I INelsoni

    60

    Pro

    PheneticsI

    I

    40

    II

    30I

    I

    I

    0~~~~~~~~~~~~~~~~~~

    0

    I

    20II

    30I

    I

    40II

    I

    50II

    I

    An/i

    Phene/ics

    I

    II

    60

    IIII

    70IIIII

    52 54

    56

    58

    60 62 64

    66 68 70

    72 74

    76 78

    80

    82

    FIG.

    6. The number

    of

    pages

    each

    year

    arguing

    for

    or

    against phenetic

    taxonomy.

    phylogenetic

    lassifications re

    usually

    not

    possible

    "owing

    to

    lack of

    necessaryin-

    formation" nd thatonly "ersatz" classi-

    fications re

    possible.

    Comments

    made by

    Mayr 1965)

    further orced

    Kiriakoff

    1966:

    93) to

    distinguish

    etween

    Hennig's

    views

    and

    those of

    Simpson and

    Mayr,

    realizing

    that

    "cladists are but

    a rather

    are subspe-

    cies of

    taxonomists."That

    state of

    affairs

    was not to

    last

    for

    ong.

    Nelson

    (1972)

    went

    on to

    subdivide

    the

    evolutionists

    further,

    pointing

    out

    significant

    ifferencesn

    the

    philosophies of

    systematics set out

    by

    Simpson and Mayr.

    As

    Table 4

    indicates,papers

    concerning

    phenetics

    reached their

    peak

    under

    John-

    ston,began to

    drop

    under

    Rowell

    while

    the journal

    was still

    at

    Kansas,

    dropped

    even

    lower

    under

    Eldredge and

    Nelson,

    and then began to climb again under

    Schuh and

    Smith. The

    same

    seesawing

    patternfound

    in

    connection

    with

    evolu-

    tionary

    ystematics an

    be seen in

    the

    data

    for

    phenetics

    Fig.

    6),

    in

    part

    because

    many

    attacks

    on

    the

    evolutionistswere

    also de-

    fenses of

    phenetics,

    and

    vice

    versa.

    The

    firstmajor

    attacks on

    phenetics came in

    1965, a

    series of

    responses

    appeared in

    1967, more

    attacks

    in

    1968,

    defenses

    in

    1969,

    attacks again

    in

    1970, and so

    on.

    Mayr's (1969) PrinciplesfSystematicool-

    ogy lso

    appeared

    at this

    time.The

    rise

    and

    the fall of

    papers

    dealing with

    phenetics

    occurred while

    Systematic

    oologywas

    at

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    1983

    ANALYSIS

    OF

    SYSTEMATIC

    ZOOLOGY

    327

    Kansas, theoriginal home of phenetic tax-

    onomy. (Sokal and Rohlf moved to the

    State Universityof New York at Stony

    Brook n 1969.)

    Phenetics

    was hardly discussed while

    Eldredge and Nelson were Editors, but

    then

    neitherwere any of the other taxo-

    nomic philosophies. If the percentage of

    pages devoted to taxonomicphilosophy

    n

    Systematic oology during

    this

    period

    is

    any indication,

    axonomic

    philosophy

    had

    fallen on

    lean times. Sneath

    and

    Sokal

    published their second edition

    in

    1973,

    while the volume by Hecht et al.

    did

    not

    appear

    until

    1977.

    Were theoretical tax-

    onomists

    publishing extensively else-

    where? Not that could discover.The phe-

    neticists urned their ttention way from

    taxonomic

    philosophy

    and toward devel-

    oping

    and

    applying

    a

    variety

    of

    mathe-

    matical techniques.The cladists forsome

    reason published little on taxonomicphi-

    losophyduringthisperiod.

    The

    major pa-

    pers

    on

    taxonomicphilosophy

    to

    appear

    at this time

    were notpublished

    in

    System-

    atic

    ZoologyMayr, 1974; Sokal, 1974). Un-

    der Schuh and Smith, things happilypicked up again-happily at least from he

    perspective

    of those of us who make a

    professionof

    arguing systematic hiloso-

    phy.

    The firstmentionof

    Hennig

    in the

    pages

    of

    Systematic

    oology

    was a

    translation

    by

    Steyskal 1953:41)

    of

    Hennig's (1950:4, 10)

    contention that

    the

    goal

    of

    systematics

    s

    to

    provide

    a "universal reference

    ystem"

    for

    biology.

    With the

    exception

    of Kiria-

    koff's apers,Crowson 1965) was thechief

    early

    defender of

    Hennig's system.Mayr

    (1965) objected

    to

    particular aspects

    of

    Hennig's

    (1950, 1957) system

    in his cri-

    tique

    of

    phenetic

    taxonomy. However,

    it

    was

    Sokal

    and

    Camin

    (1965)

    who

    pre-

    sented the most sustained criticisms of

    Hennig's system.

    At

    the

    time,

    Brundin's

    (1966, 1968)

    exposition

    of

    Hennig's prin-

    ciples

    received

    little

    attention.Even Hen-

    nig's (1966)

    Phylogeneticystematics

    eemed

    not to rouse much immediate response.

    Cladistics

    as a scientific

    movement

    n

    the

    United

    States

    really began

    with the work

    of

    Kluge

    and Farris

    (1969)

    and

    Nelson

    (1970).

    However, the

    issues were not

    all

    that

    clear in the

    early years. For

    example,

    Kluge

    and Farris

    1969:14)

    can be found

    saying that "it is quite

    reasonable to

    state,

    'Mammals are derived from

    reptiles,'

    m-

    plying merely that all mammals had a

    commonancestor

    thatwas a reptile,

    quite

    independently of the

    factthat

    Mammalia

    and

    Reptilia are both

    'modern'

    classes."

    This

    beliefwas to be

    short-livedFarris et

    al., 1970).

    As

    Table

    4

    indicates, apersdealing

    with

    cladistics

    ncreasedsteadily

    while System-

    atic

    Zoology

    was at

    Kansas, dropping

    slightly

    under

    Eldredge and

    Nelson, and

    then

    climbing

    significantly

    nder

    Schuh

    and Smith.The seesawing of attacks and

    defenses s not

    as apparent

    withrespectto

    the cladists as it

    was

    for

    evolutionary

    ys-

    tematics and

    phenetics (see

    Fig. 7).

    Al-

    though Crowson's

    (1970) Classification

    nd

    Biology ppeared justas the

    controversy f

    cladistics

    was

    getting

    underway,

    it

    had

    surprisingly

    ittle

    mpact.

    A

    second

    surge

    of

    activity

    ccurred n

    1973,

    but the

    main

    attacks

    1977

    and

    1979)

    as well

    as

    defenses

    (1978-1982) occurred under the editor-ships ofSchuh and Smith.

    One

    surprisingfeature f

    Figures 6 and

    7 is that

    both of the

    emergingschools

    of

    taxonomy got

    reasonably good starts

    un-

    der

    Editors

    that one

    mightsuspect were

    not

    especially

    "sympathetic" to

    these

    movements. It

    is

    certainly

    true that

    Hy-

    man was far from

    enthusiasticabout

    pa-

    pers

    with

    numbers

    n

    them,

    s the

    follow-

    ing comment

    n

    her

    1961 Editor's

    report

    indicates:

    One article

    was

    rejected

    because

    [it was]

    written

    in

    incredibly

    bad

    English

    and

    another

    because

    [it

    was]

    too mathematical.

    nquiries

    among

    subscrib-

    ers

    indicate that the

    journal

    has

    had

    enough

    for

    the

    present

    of articles bout

    numerical

    taxonomy.

    However,

    further

    pinions

    on this

    matter re de-

    sired. An articleof

    this nature s scheduled

    for he

    March, 1962,

    ssue but

    that will be the

    last

    of

    this

    nature

    forthe

    present Smithsonian

    Archives].

    However,

    if

    one looks at the

    papers

    that

    Hyman published during her final three

    years

    as

    Editor,

    neither

    quantitative

    meth-

    ods nor

    phenetic

    philosophy

    s

    absentfrom

    the

    pages

    of

    Systematicoology.

    uring

    this

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    328 SYSTEMATIC ZOOLOGY

    VOL. 32

    Pages

    *0

    |Brooks

    I

    Hyman

    IByers JohnstonlRowell

    Eldredgel

    chuh Smith

    160

    1

    r

    I

    jaNelson

    i

    140

    III

    120

    F00

    Pro

    C/dis tics

    80I

    III

    60III

    I

    70IIIII

    20

    120

    L

    Anti Cladistics

    80I

    100

    __ _ _ _ _ _ _ _ _ _ _ _1

    I

    52 54 56 58 60 62 64 66 68 70 72 74 76 78 80 82

    FIG.

    7. The number of

    pages

    each

    year

    arguing

    for or

    against

    cladistic

    taxonomy.

    period,

    six

    papers

    utilizing quantitative

    techniquesappeared

    for total

    of 76 pages.

    Three of these

    papers,

    however,were not

    phenetic.

    Instead

    the authorsof

    these pa-

    pers

    saw

    no reason why quantitative

    methods

    could not be

    used to study evo-

    lution and to contributeto evolutionary

    systematics.

    As

    James 1963) argued,

    "nu-

    merical

    taxonomy"

    concerns

    methodol-

    ogy,

    not philosophy

    of systematics.

    Dur-

    ing

    this same period,

    nine papers arguing

    in

    favor

    of phenetics appeared

    fora total

    of

    113

    pages.

    As

    far

    s

    percentages

    re con-

    cerned,

    these totals

    re not

    high (see

    Table

    4),

    but

    if

    Hyman's

    percentages

    indicate

    bias,

    then

    Rowell's

    even

    lower percentage

    mustindicate even greaterbias. (Perhaps

    I

    can

    be forgiven personal

    aside

    at this

    point.

    One

    of the

    papers

    thatHyman

    re-

    jected,

    withoutreview,

    was submittedby

    a philosophy

    graduate

    student

    criticizing

    Simpson's

    definition

    f

    "monophyly."

    Af-

    ter Simpson's

    intercession

    the paper

    was

    published

    [see

    Hull, 1964].)

    As Table

    4 also

    shows,

    the average

    per-

    centage

    of pages

    arguing

    the merits

    f cla-

    disticshardlychanged for he 10 yearsbe-

    tween

    1967

    and 1977,

    hovering

    round

    8%.

    In

    general,

    Figure

    7 does

    not reveal

    any

    major

    shift

    fromJohnston's

    asttwo

    years,

    through

    Rowell's

    tenure,

    to Eldredge and

    Nelson.

    The

    major

    change

    occurred

    when

    Schuh

    became

    Editor.During

    the

    editor-

    ships of

    Schuh

    and Smith,

    cladistics

    be-

    came one

    of the

    major

    themes

    n

    Systematic

    Zoology,

    urpassing

    phenetics

    at its

    height

    under Johnston see Table 4). The move

    from

    Kansas

    to the

    American

    Museum

    did

    signal

    a change

    in the philosophical

    ori-

    entation

    of

    the ournal's

    Editors,

    ut

    itwas

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    1983

    ANALYSIS

    OF SYSTEMATIC

    ZOOLOGY

    329

    Ratios

    4.5

    4.0

    3,5

    3.0

    2.5

    2.0

    1.5

    1.0

    0.5

    0

    B J R E/N c

    Sm

    B

    J R E/N c

    Sm

    B

    J R

    E/N

    c Sm

    EVOLUTIONARY

    PHENETICS

    CLADISTICS

    SYSTEMATICS

    FIG. 8. The

    ratios of positive

    to

    negative

    papers

    foreach of the taxonomic

    philosophies

    under the

    tenure

    as

    Editor

    of

    Byers

    B), Johnston

    J),

    Rowell

    (R),

    Eldredge

    and Nelson

    (E/N),

    Schuh

    (Sc)

    and

    Smith

    Sm).

    not accompanied by an immediate hift n

    the distributions

    of

    papers dealing

    with

    the various systematic hilosophies.

    Short

    of

    having figures

    or

    rejection

    ates

    of papers supporting

    or attacking partic-

    ular taxonomic philosophies, the

    relevant

    figures

    for

    our purposes are the

    ratios of

    positive to negative pages published (see

    Fig. 8). Because the issues werenot all that

    clear in the early years,

    I

    have excluded

    data for Brooks and Hyman, beginning

    with

    Byers' tenure

    in

    office.As Figure 8

    shows,

    more

    papers supporting volution-

    ary systematics

    were

    published

    by

    the

    Kansas Editors than opposed. The ratios

    were inverted after he journal moved

    to

    the American Museum. The one dramatic

    feature

    of

    the tabulation

    for

    phenetics

    is

    the 1.7 ratio under Eldredge and Nelson.

    However, the numbers of pages devoted

    to

    phenetics under Eldredge

    and Nelson

    were so

    low that the ratio does

    not

    mean

    much (19 pages

    pro

    to

    11

    pages con).

    Oth-

    erwise,

    the

    ratios forphenetics

    were con-

    sistently

    below unity.

    Aftera slow

    start

    under Byers,

    the ratios

    of positive

    pages

    to n`egative

    for the

    cladists were

    consis-

    tently

    bove one. Once

    again, the

    dramat-

    ic departure

    under

    Eldredge

    and Nelson

    is due

    in partto small

    numbers

    95 pro to

    23 con). The low ratiounder Byers s also

    not

    strictly omparable

    to the others

    be-

    cause the controversy

    ver

    cladistics was

    only

    just getting

    tarted.

    Although

    the

    preceding

    figures

    do not

    measure

    directly

    the matters

    of greatest

    concern, hey

    do indicate that the

    connec-

    tions between

    an

    Editor'sputativebiases

    and

    the

    representation

    f

    these

    views

    in

    the

    pages

    of his or her journal

    are not as

    simple as one mightexpect.The ratiosfoi

    evolutionary systematics

    dropped

    notice-

    ably

    when

    the

    ournal

    moved

    to

    the

    Amer-

    ican

    Museum,

    but pheneticists

    and cla-

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    330 SYSTEMATIC

    ZOOLOGY VOL.

    32

    dists alike

    are opposed to evolutionary

    systematics.

    n the average, the

    ratios for

    phenetics

    were higher nder the

    cladists

    than they

    had been

    when the ournalwas

    at Kansas

    (0.7 to 0.85) When allowances

    are made for Eldredge and Nelson's arti-

    ficiallyhigh ratio,

    the ratio forphenetics

    under the cladists

    is probably somewhat

    lower. The ratios for

    Byers, Rowell

    and

    Smith

    are not

    appreciably

    different. he

    ratios for

    cladists were highest

    under

    Johnston,

    ldredgeand

    Nelson,and Smith;

    they

    dropped a bit

    under Rowell and

    Schuh. Although

    Schuh was

    predisposed

    to the

    principles

    of

    cladistic analysis

    and

    Rowell was not, the

    ratios of

    positive to

    negative pages under the tenureof these

    two

    Editors

    re

    roughly

    he same.

    Similar-

    ly, although Johnston

    nd Smith hardly

    held the same philosophical

    preferences,

    their ratios

    forcladisticsturned

    out to be

    approximately

    alike.

    The

    philosophical

    preferences

    of Editors may well make a

    difference

    o

    a

    journal, but other factors

    are also

    clearly

    at

    work. But one

    thing

    is

    clear;

    cladists have had

    their

    say

    in the

    pages

    of

    Systematic

    oology.

    The

    average

    cumulative ratiofor the last six Editors of

    the ournal

    for he threepredominant

    phi-

    losophies

    of systematics

    re evolutionary

    systematics

    1.03),

    phenetics (0.78), and

    cladistics

    1.77).

    Another

    measure

    of

    the success

    of a

    par-

    ticular

    chool

    of

    systematics

    s

    the number

    of

    papers

    that

    appear

    which

    simply

    take

    these

    principles

    for

    granted

    and

    apply

    them

    without

    especiallyarguing

    for

    hem.

    In Figure9,I have added "applied" papers

    to theoretical

    papers

    for both

    phenetics

    and

    cladistics.

    I

    have

    also included

    for

    phenetics

    all the

    quantitative

    papers

    that

    were

    not

    explicitly

    ostile

    to

    phenetics.

    For

    cladistics,

    have added

    papers

    arguing

    in

    favor

    of vicariance

    biogeography

    as well

    as those

    applying

    methods

    of

    cladistic

    analysis.

    In

    each

    case,

    I

    have

    diagrammed

    these

    data so that the

    various

    categories

    can be

    distinguished.

    The reader should

    be warned,however,thatthesefigures re

    the

    most

    mpressionistic

    f

    any

    presented

    in

    this

    paper.

    Given

    the data recorded

    in

    Figure 9,

    phenetics

    was atits height under

    Johnston

    and Rowell.

    The drop in theoretical

    pa-

    pers that

    occurredunder

    Rowell was com-

    pensated

    for

    by papers

    in

    applied phenet-

    ics as well as papers

    discussingquantitative

    techniques. ncluded in the latter re most

    papers

    on

    numerical

    cladistics.Papers

    on

    applied phenetics

    ll but

    disappeared

    from

    the

    pages

    of

    Systematicoology

    n

    the atter

    part

    of

    Schuh's

    tenure and

    early

    n

    that

    of

    Smith. Applied

    and

    quantitative

    papers

    reappeared

    during Smith's

    finaltwo years.

    Papers on applied cladistics

    nd vicariance

    biogeography

    gradually

    ncreased through

    the years,

    dropping

    only

    in

    1981. When

    papers

    that

    give

    indirect

    support

    to the

    pheneticists nd cladistsare included, the

    representation f the

    cladistic viewpoint

    in

    recent

    years becomes even

    more

    marked.

    EVOLUTION,

    PHYLOGENY,

    BIOGEOGRAPHY

    AND NOMENCLATURE

    Taxonomy has hardly

    been the only

    topic

    of interest

    n

    Systematicoology.Just

    as much

    space

    has been devoted

    to dis-

    cussing

    evolutionary theory, phylogeny

    reconstruction,iogeographyand nomen-

    clature.

    In this section

    I

    present

    data

    for

    each

    of these

    subjects,

    distinguishing

    be-

    tween

    those

    papers

    thatwere

    largely gen-

    eral

    discussions

    of the relevant theoretical

    and methodological

    issues and those that

    were

    primarily pplications.

    Needless

    to

    say,the

    borderline between

    "theoretical"

    and

    "applied"

    in each

    of

    these

    categories

    is

    far

    from

    harp.

    In

    each

    case,

    I

    have also

    presentedone example

    of

    the

    sort of dis-

    pute

    thattook

    place

    under each of these

    rubrics.

    As I understand

    t,evolutionarytheory

    concerns

    the evolutionary process-how

    does evolution

    occur?

    A

    theoretical

    paper

    mightaddress

    such issues as

    the effect f

    gene

    flow between

    populations

    on

    the

    ge-

    netic differences

    between

    them. An

    ap-

    plied paper

    might ctually ample

    the

    gene

    flow betweenpopulations,possibly

    to

    test

    a particularhypothesis bout the effects f

    gene

    flow. As

    indicated

    earlier,

    the

    first

    major

    ontroversy

    o

    break

    out

    in

    the

    pages

    of

    Systematic

    oology

    was the

    greatsubspe-

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    18/29

    1983

    ANALYSIS

    OF

    SYSTEMATIC

    ZOOLOGY

    331

    Pages

    L5

    i

    Pro

    Clodistics

    I

    I

    125

    App//edC/ad/stics

    I

    l

    00

    V

    /car/nc

    Biogeography

    I

    50

    25

    0

    r-

    ----1

    '-

    25I

    Byers

    Johnston

    Rowell Eldredge

    a

    Schuh

    Smith

    Pages

    Nelson

    50

    L_

    25

    0

    2 5

    5

    0

    70

    100II

    125II

    150

    I

    .,,

    ro

    Phenetics

    I

    175

    III

    App//ed

    henetf/cs

    200

    I

    uant/tative

    Methods

    225

    I

    64 65 66

    67 68 69 70

    71 72 73 74

    75 76 77

    78 79 80 8 1

    82

    FIG.

    9. Three categories

    of

    papers

    are

    presented

    forcladistics

    nd

    phenetics:

    the number of

    pages

    arguing

    in favor of cladistics white above the abscissa), applying cladisticmethods shaded), and arguingforvicar-

    iance

    biogeography white

    below

    the

    abscissa);

    and

    the number

    of

    pages arguing

    for

    phenetics

    white

    above

    the

    abscissa), applying

    phenetic

    methods

    (shaded),

    and

    discussing quantitative

    methods

    (white

    below

    the

    abscissa).

    cies

    debate.

    It

    began with

    a

    paper

    by

    Wil-

    son

    and

    Brown

    (1953)

    condemning

    the

    subspecies

    concept.

    Although

    admitting

    some

    problemsexisted

    with respect

    o

    dis-

    cerning species, especially in establishinglower limits and estimating he conspeci-

    ficity of

    allopatric populations,

    they

    nevertheless

    oncluded

    thatMayr'sspecies

    concept

    s

    theoretically ell-grounded

    nd

    sufficientlyperational

    to deservethe

    cen-

    tral role

    it

    plays

    in both taxonomic

    philos-

    ophyand

    evolutionary

    heory.

    Wilsonand

    Brown (1953:100)

    came

    to very different

    conclusions about

    the subspecies

    concept

    and

    its

    nomenclatural

    correlate,

    the tri-

    nomen. "From our experience in the lit-

    eraturewe

    are convinced

    that the subspe-

    cies concept

    is the

    mos