thomson reuters accelus€¦ · westlaw® business, westlaw compliance advisor

THOMSON REUTERS ACCELUS™ COMPLIANCE MANAGEMENT SOLUTIONS

COMPLIANCE MANAGEMENT SOLUTIONS

THOMSON REUTERS ACCELUS™

Our solutions dynamically connect business transactions, strategy, and

operations to the ever-changing regulatory environment, providing highly

regulated firms with informed outcomes. Our client groups include

compliance, audit, legal and risk functions within the organization. We

partner with firms to manage their risk exposure and accelerate their

business at every step.

Thomson Reuters Accelus 3


WE OFFER CONNECTED COMPLIANCE MANAGEMENT SOLUTIONS TO HELP YOU MANAGE RISKIn today’s rapidly changing regulatory environment, organizations need to be empowered with tools that help them navigate the constantly shifting rules, internal business processes, and regulatory reporting requirements. Thomson Reuters Accelus™ Compliance Management

Compliance Management Solutions provide regulatory insight through the ability to identify, map and track regulatory change, process integrity with workflow designed to communicate, test, and audit controls including policies and training, and transparency with capabilities to evidence risk and controls to management and regulators.

WHO WE ARE

4 COMPLIANCE MANAGEMENT SOLUTIONS


WHAT WE DO WE CONNECT YOU TO RELEVANT CONTENTThomson Reuters Accelus Compliance Management Solutions connects your firm to our complete portal for relevant regulatory news, analysis, reference to rules, and ability to track developments as they happen.

• Establish precise relationships between rules, regulations and policies to organiza-tion hierarchies and risk hierarchies and map mitigating controls and policies

• Track actions required to facilitate the organization’s compliance with new regula-tory requirements and automatically notify business owners to determine applicability.

• Identify gaps in how the organisation is managing regulatory risk

WE MONITOR, ASSIGN, AND ASSESSREGULATORY CHANGE

• Regulatory updates are presented directly to the users in the platform to keep firms informed of regulatory changes

• Event triggered E-mails and alerts that are created and assigned to the designated business owner for follow up upon regula-tory change

• A full audit trail is available for who was notified and assigned of all regulatory updates

WE DEFINE AND COMMUNICATE CONTROLS INCLUDING POLICIES AND TRAINING

• Manage the responsibility and accountabil-ity for policy development, updates and dis-tribution with a centralized control interface and reporting that demonstrates compli-ance across the enterprise

• Document, monitor and report risks relating to compliance initiatives

• Assign ownership, oversight and account-ability for policies

WE EVIDENCE RISK AND CONTROLS TO MANAGEMENT AND REGULATORS

• Capture upcoming examinations including any required details such as data required, date due, requested information

• Log inquiries from regulatory bodies or other sorts of external (or internal) requests

• Assign responsible parties for the fulfill-ment of these requests through workflow



HOW WE WORK

COMPLIANCE MANAGEMENT SOLUTIONS OFFERS EFFECTIVE WAYS TO MAINTAIN COMPLIANCEThomson Reuters Accelus Compliance Management Solutions provide you a competitive advantage with a system that enables users to join up the ever changing regulatory information and connect it to their internal compliance business process workflow.

• Effective: Precise relationships between regulations and internal business structures, policies, and risks

• Proactive: Regulatory updates that are dynamically linked to the relative risk, policies and controls and communicated to the respective business owners

• Evidence of Supervision: complete audit trail of regulatory updates, corresponding actions, and changes to policies, controls and action plan follow up.

• Collaboration: Management and sharing of regulatory information, risks, policies, controls, tests, and management remediation data stored in a central library

• Automation: Purpose built workflows to streamline tasks related to impact assessments, supervisory controls, regulatory examinations, compliance reviews, and more…

• Transparency: Robust, configurable reporting delivered, through alerts, status reports, dash-boards and heat maps

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CONTACT US

• Board Solutions

• Disclosure Solutions

• Due Diligence Solutions

• Enterprise GRC Solutions

• Internal Audit Solutions

• Internal Controls Solutions

• Policy Management Solutions

• Regulatory Intelligence Solutions

• Risk Management Solutions

• Screening Solutions

• Training Solutions

LET THOMSON REUTERS ACCELUS ASSIST YOU

Visit our website at accelus.thomsonreuters.comfor more information on any of our solutions:


Compliance Manager

• Establish precise relationships between regulations and internal business structures, policies, and risks

• Dynamically link regulatory events to the relative risk, policies and controls and communicated to the respective business owners

• Manage and share regulatory information, risks, policies, controls, tests, and management remediation data stored in a central library

• Enable data capture, workflow and reporting to support compliance activities including: investigations, supervisory controls, filing tracking, and regulatory certifications

• Document and manage impact assessments related to the impact and applicability of regulatory events, and the required actions to be in compliance

• Enforce a consistent process with configurable workflows for evaluating suspicious activities. Automated emails are sent to remind users of upcoming deadlines

• Centralize issue management and remediation plan documentation for compliance related processes

• Increase compliance transparency with robust, configurable reporting delivered, through alerts, status reports, dashboards and heat maps

Policy Manager

• Dynamically and directly connect your policies to change regulation

• Create, edit, and share policies utilizing and evidence detail of historical and current versions of policy content

• Never miss a rule development through direct links from your compliance manual to the regulator’s rulebooks

• Automate reports and email chasers to prompt users and assist with supervision

• Create roles and responsibilities for managing and publishing your compliance manuals

• Compliance manuals will be tailored quickly by our team of regulatory experts to match firm-specific requirements and can be up and running in days, not months

THOMSON REUTERS ACCELUS COMPLIANCE MANAGEMENT SOLUTIONS PRODUCT LINE:AT A GLANCE

For more information, contact your representative

or visit us online.

Visit accelus.thomsonreuters.com

© 2012 Thomson Reuters L-366654/1-12

Thomson Reuters Governance, Risk & Compliance (GRC) business unit provides comprehensive solutions that connect our customers’ business to the ever-changing regulatory environment. GRC serves audit, compliance, finance, legal, and risk professionals in financial services, law firms, insurance, and other industries impacted by regulatory change.

The Accelus suite of products provides powerful tools and information that enable proactive insights, dynamic connections, and informed choices that drive overall business performance. Accelus is the combination of the market-leading solutions provided by the heritage businesses of Complinet, IntegraScreen, Northland Solutions, Oden®, Paisley®, West’s Capitol Watch®, Westlaw® Business, Westlaw Compliance Advisor® and World-Check® .

THOMSON REUTERS ACCELUS

For more information, visit accelus.thomsonreuters.com

thomson reuters accelus€¦ · westlaw® business, westlaw compliance advisor

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