three-phase pv inverters iet renewable power generation

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IET Renewable Power Generation Research Article Design methodology of a passive damped modified LCL filter for leakage current reduction in grid-connected transformerless three-phase PV inverters ISSN 1752-1416 Received on 17th April 2017 Revised 10th July 2017 Accepted on 5th August 2017 E-First on 10th October 2017 doi: 10.1049/iet-rpg.2017.0256 www.ietdl.org Julian C. Giacomini 1 , Leandro Michels 2 , Humberto Pinheiro 2 , Cassiano Rech 2 1 Federal Institute of Education, Science and Technology Farroupilha, Panambi, Brazil 2 Power Electronics and Control Research Group, Federal University of Santa Maria, Santa Maria, Brazil E-mail: [email protected] Abstract: Although grid-connected transformerless photovoltaic (PV) inverters present higher efficiency and power density compared with inverters with a transformer, the leakage current caused by the inverter common-mode voltage introduces several problems. Among the techniques to reduce the leakage current, the modified LCL (MLCL) filter with passive damping is an effective and simple solution. However, the classical design of the filter damping resistance is not adequate for ensuring both proper leakage current attenuation and control system stability. Therefore, this study proposes a methodology to design the resistance in a low-loss passive damping structure applied to the MLCL filter. In addition to the conventional specifications for LCL-type filters, this study includes the leakage current limit in the design procedure. Simulation and experimental results for a 10 kW PV inverter show the damping resistance impact on the leakage current. The results related to the efficiency and grid inductance variation are also presented. Therefore, it is possible to conclude that the proposed design methodology is very useful for obtaining a damping resistance that ensures control system stability and a leakage current in conformity with PV standards. 1 Introduction Transformerless photovoltaic (PV) systems have been used due to several advantages over inverters with high or low-frequency isolation transformer, such as high efficiency, low cost, and reduced size/weight [1–3]. However, the lack of galvanic isolation causes the leakage current circulation between parasitic capacitances of the PV grounded array and the grid [4, 5]. These parasitic capacitances are located between the PV cells and panel structure, and their values depend on several factors, such as the surface area of PV array and its mounting structure, dust, and manufacturing technology of the photovoltaic cells. The leakage current circulation is mainly caused by the amplitude and frequency variation of the inverter common-mode voltage, resulting in electromagnetic interference, safety issues, waveform distortion of the grid currents, and higher losses [6]. Due to this, there are safety requirements defined in standards to protect against excessive leakage current values [7, 8]. The standards DIN VDE V 0-126-1-1:2006 and IEC62109-2:2011 require the installation of a residual current monitoring unit that must disconnect the inverter from the grid within a predefined time when a continuous residual current exceeds 300 mA rms. Therefore, some techniques to reduce the magnitude of the leakage current have been proposed [9–21]. One of these techniques is to use modified modulation strategies to change the behaviour of the common-mode voltage of the inverter [9–14]. Most of these techniques are based on space vector modulation and they consist in selecting a suitable set of switching vectors to reduce the high-frequency components of the common-mode voltage. However, they penalise the inverter modulation index and may increase the switching and magnetic core losses due to the reduced number of vectors used to synthetise the output voltage. A space vector modulation technique was proposed in [13] using two medium vectors with an adaptive neutral point voltage to allow the inverter operation with unitary modulation index and constant common-mode voltage. Nevertheless, it requires the use of a bidirectional half-bridge DC/DC converter to generate the adaptive neutral point voltage, increasing the complexity of the converter. Modified inverter topologies have also been proposed to reduce the high-frequency components of the voltage on the parasitic capacitance [15–17]. However, the increased number of components usually increases the complexity and cost as well as reduces the overall efficiency of the PV inverter. Topology modifications can also be found in single-phase topologies with very low leakage current [18]. Another alternative to reduce the leakage current is to use converters with the DC bus capacitor's middle point connected to the neutral point of the grid. However, it is crucial that the neutral line has very low inductance in order to not increase the leakage current [19, 20]. On the other hand, the use of a modified LCL (MLCL) filter in the grid connection is the simplest solution compared with other leakage current reduction methods [21, 22]. This is because the MLCL filter only requires an additional connection in the classical LCL filter, where the common point of the output filter capacitors is connected directly to the DC bus central point. This connection attenuates the high-frequency components of the voltage across the PV parasitic capacitance. Furthermore, the MLCL filter does not require modifications in the modulation technique and inverter topology, keeping the maximum inverter modulation index in the linear region and not increasing the number of semiconductors. Nevertheless, grid-connected inverters with LCL-type filters, as the MLCL structure, require the use of a damping technique (passive or active), since the filter resonance may lead the grid current control loop to instability. Among the damping techniques, the passive damping is considered the simplest, most used and low cost alternative to reduce the filter resonance peak compared with the high cost and complex active control techniques. In this case, the damping resistance is designed to obtain a desired attenuation of the filter resonance peak, improving the stability. Moreover, regarding the leakage current reduction of the PV system, the use of passive damping in the MLCL filter is also an alternative provided that the damping resistance has an adequate design [23]. Nevertheless, classical design techniques of this damping resistance [24–26] do not take into account its effect on the leakage current. Therefore, the damping resistance is an important parameter to be considered in case of the MLCL filter and it must IET Renew. Power Gener., 2017, Vol. 11 Iss. 14, pp. 1769-1777 © The Institution of Engineering and Technology 2017 1769

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Page 1: three-phase PV inverters IET Renewable Power Generation

IET Renewable Power Generation

Research Article

Design methodology of a passive dampedmodified LCL filter for leakage currentreduction in grid-connected transformerlessthree-phase PV inverters

ISSN 1752-1416Received on 17th April 2017Revised 10th July 2017Accepted on 5th August 2017E-First on 10th October 2017doi: 10.1049/iet-rpg.2017.0256www.ietdl.org

Julian C. Giacomini1 , Leandro Michels2, Humberto Pinheiro2, Cassiano Rech2

1Federal Institute of Education, Science and Technology Farroupilha, Panambi, Brazil2Power Electronics and Control Research Group, Federal University of Santa Maria, Santa Maria, Brazil

E-mail: [email protected]

Abstract: Although grid-connected transformerless photovoltaic (PV) inverters present higher efficiency and power densitycompared with inverters with a transformer, the leakage current caused by the inverter common-mode voltage introducesseveral problems. Among the techniques to reduce the leakage current, the modified LCL (MLCL) filter with passive damping isan effective and simple solution. However, the classical design of the filter damping resistance is not adequate for ensuring bothproper leakage current attenuation and control system stability. Therefore, this study proposes a methodology to design theresistance in a low-loss passive damping structure applied to the MLCL filter. In addition to the conventional specifications forLCL-type filters, this study includes the leakage current limit in the design procedure. Simulation and experimental results for a10 kW PV inverter show the damping resistance impact on the leakage current. The results related to the efficiency and gridinductance variation are also presented. Therefore, it is possible to conclude that the proposed design methodology is veryuseful for obtaining a damping resistance that ensures control system stability and a leakage current in conformity with PVstandards.

1 IntroductionTransformerless photovoltaic (PV) systems have been used due toseveral advantages over inverters with high or low-frequencyisolation transformer, such as high efficiency, low cost, andreduced size/weight [1–3]. However, the lack of galvanic isolationcauses the leakage current circulation between parasiticcapacitances of the PV grounded array and the grid [4, 5]. Theseparasitic capacitances are located between the PV cells and panelstructure, and their values depend on several factors, such as thesurface area of PV array and its mounting structure, dust, andmanufacturing technology of the photovoltaic cells. The leakagecurrent circulation is mainly caused by the amplitude andfrequency variation of the inverter common-mode voltage,resulting in electromagnetic interference, safety issues, waveformdistortion of the grid currents, and higher losses [6]. Due to this,there are safety requirements defined in standards to protect againstexcessive leakage current values [7, 8]. The standards DIN VDE V0-126-1-1:2006 and IEC62109-2:2011 require the installation of aresidual current monitoring unit that must disconnect the inverterfrom the grid within a predefined time when a continuous residualcurrent exceeds 300 mA rms.

Therefore, some techniques to reduce the magnitude of theleakage current have been proposed [9–21]. One of thesetechniques is to use modified modulation strategies to change thebehaviour of the common-mode voltage of the inverter [9–14].Most of these techniques are based on space vector modulation andthey consist in selecting a suitable set of switching vectors toreduce the high-frequency components of the common-modevoltage. However, they penalise the inverter modulation index andmay increase the switching and magnetic core losses due to thereduced number of vectors used to synthetise the output voltage. Aspace vector modulation technique was proposed in [13] using twomedium vectors with an adaptive neutral point voltage to allow theinverter operation with unitary modulation index and constantcommon-mode voltage. Nevertheless, it requires the use of abidirectional half-bridge DC/DC converter to generate the adaptiveneutral point voltage, increasing the complexity of the converter.Modified inverter topologies have also been proposed to reduce the

high-frequency components of the voltage on the parasiticcapacitance [15–17]. However, the increased number ofcomponents usually increases the complexity and cost as well asreduces the overall efficiency of the PV inverter. Topologymodifications can also be found in single-phase topologies withvery low leakage current [18]. Another alternative to reduce theleakage current is to use converters with the DC bus capacitor'smiddle point connected to the neutral point of the grid. However, itis crucial that the neutral line has very low inductance in order tonot increase the leakage current [19, 20].

On the other hand, the use of a modified LCL (MLCL) filter inthe grid connection is the simplest solution compared with otherleakage current reduction methods [21, 22]. This is because theMLCL filter only requires an additional connection in the classicalLCL filter, where the common point of the output filter capacitorsis connected directly to the DC bus central point. This connectionattenuates the high-frequency components of the voltage across thePV parasitic capacitance. Furthermore, the MLCL filter does notrequire modifications in the modulation technique and invertertopology, keeping the maximum inverter modulation index in thelinear region and not increasing the number of semiconductors.

Nevertheless, grid-connected inverters with LCL-type filters, asthe MLCL structure, require the use of a damping technique(passive or active), since the filter resonance may lead the gridcurrent control loop to instability. Among the damping techniques,the passive damping is considered the simplest, most used and lowcost alternative to reduce the filter resonance peak compared withthe high cost and complex active control techniques. In this case,the damping resistance is designed to obtain a desired attenuationof the filter resonance peak, improving the stability. Moreover,regarding the leakage current reduction of the PV system, the useof passive damping in the MLCL filter is also an alternativeprovided that the damping resistance has an adequate design [23].Nevertheless, classical design techniques of this dampingresistance [24–26] do not take into account its effect on the leakagecurrent. Therefore, the damping resistance is an importantparameter to be considered in case of the MLCL filter and it must

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be properly designed in order to not compromise the filterattenuation and the leakage current reduction.

Consequently, the main challenge is to determine the dampingresistance values in which the current control loop is stable and theleakage current is below the standard limits. Therefore, thismanuscript proposes a methodology to design the resistance in alow-loss passive damping structure applied to MLCL filter tocomply with main PV standards [7, 8]. Differently from most LCL-type filter methodologies, the proposed approach considers theleakage current limit in the design procedure in addition to theusual specifications. The methodology is applied to a three-phasePV inverter and it is based on the trade-off between leakage currentreduction and control system stability. In addition, the passivedamping losses and the impact of the grid impedance on thepassive damping design are also analysed. The proposed designmethodology can be extended to other grid-connectedtransformerless three-phase PV inverter topologies that employ theMLCL filter, including another passive damping schemes andcontrol techniques.

The main contributions of this manuscript are: (i) a designmethodology for the damping resistance in the passive dampedMLCL filter to keep the current control loop stable and the leakagecurrent below the standard limits; (ii) a systematic and simpleprocedure to calculate the leakage current level of the PV inverter.

2 Topology descriptionA typical grid-connected transformerless three-phase PV systemusing an LCL filter is shown in Fig. 1a. It is well known that theLCL filter presents a smaller size and a better harmonic attenuationthan an L filter. Nevertheless, a low leakage current cannot beachieved with this classical LCL filter without a proper leakagecurrent reduction technique. On the other hand, the use of theMLCL filter, as shown in Fig. 1b, is the simplest solution to reducethe leakage current in three-phase PV inverters [21, 22]. TheMLCL filter performs two tasks in the conversion system:harmonic attenuation of the grid currents and leakage currentreduction. It has the same components of the classical LCL-typefilters, except by the connection of the filter capacitors' commonpoint to the central point of the DC bus. This connection producesa low-pass filter and attenuates the high-frequency components ofthe voltage on parasitic capacitance Cp, reducing the leakagecurrent of the PV system.

The transformerless three-phase neutral point clamped (NPC)inverter considered in this paper is shown in Fig. 1c. NPC topologygenerates line-to-line voltages with five levels, improving thewaveforms quality [27]. Moreover, the voltage across thesemiconductors is equal to half of the DC bus, allowing a high

voltage in the PV array. A capacitor (Cp) is included at the DC busnegative terminal to model the parasitic capacitance of the PVsystem [9, 20]. The grid impedance is considered purely inductiveand represented by the inductor Lg. The PV inverter modulationstrategy is the pulse width modulation (PWM) with phasedisposition carriers that presents an easy implementation providedby the carrier-based concept [28]. A common-mode signal is usedto extend the modulation index of the NPC inverter and for the DCbus capacitors' voltage balance (C1 and C2). A low-loss passivedamping is used to reduce the MLCL filter's resonance peak,avoiding the control system instability. This damping scheme keepsthe high-frequency attenuation of the filter even by increasing thedamping resistance Rd [29]. Moreover, the damping effect, as wellas the power losses, increases with Cd/Cn ratio.

3 Proposed passive damping design technique3.1 Step 1: design of L1, L2, and Cf

The first step is the design of the main filter parameters, i.e. L1, L2,and Cf=Cd+Cn. Nevertheless, it is not addressed in this paper,since conventional techniques can be applied. For instance, L1 canbe designed from the desired inverter output current ripple [30].Similarly, the filter capacitance Cf can be designed from theinverter reactive power consumption at the fundamental frequency[31]. A typical range of 5–10% of the inverter reactive powerconsumption at the fundamental frequency is generally adopted.Furthermore, the Cf value is also related to the leakage currentreduction in the MLCL filter, since this capacitor offers a lowimpedance path for the high-frequency harmonic currentcomponents. Increase in the Cf value is desirable for better leakagecurrent reduction. Nevertheless, special attention should be takento avoid low-frequency resonance excitation [32]. Regarding theinductance L2, it can be designed based on the grid current totalharmonic distortion (THD) [33] or based on the ripple attenuationcriteria [31].

Consequently, a total capacitance of 25 µF was adopted tobalance leakage current reduction and the reactive powerconsumption, which results in fundamental reactive powerconsumption around 10% at rated power. This filter capacitancewas divided in the following proportions to obtain a balancebetween damping and losses: Cd is equal to 0.6Cf and Cn is equalto 0.4Cf [29]. The inductances L1 and L2 were designed to meet agrid current THD <2% of the fundamental current at inverter ratedpower. The resulting inverter and filter parameters are described inTable 1. A parasitic capacitance of 1.25 μF was adopted in this

Fig. 1  Transformerless grid-connected PV systems(a) With the classical LCL filter, (b) With an MLCL filter, (c) Three-level PV inverter connected to the grid through an MLCL filter with passive damping

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analysis according to the typical values for crystalline siliconmodules [34]. The next steps consider the parameters of Table 1,but it can be extended for other set of parameters.

3.2 Step 2: analysis of the impact of Rd on the leakagecurrent

It is necessary to obtain the common-mode equivalent circuit of thethree-phase PV inverter to evaluate the leakage current. Manyworks have addressed the achievement of the common-modecircuit and their respective equations [5, 9, 20]. Fig. 2 shows thecommon-mode equivalent circuits of the three-phase PV inverterusing a single L filter (see Fig. 2a) and using the passive dampedMLCL filter [see Fig. 2b]. The models in Fig. 2 considers that filterelements are equal for all phases and the DC bus capacitors (C1and C2) are replaced by two equivalent voltage sources with aconstant value of Vdc/2. The grounding impedance and theresistance of the filter elements were not included, representing theworst case from the point of view of the leakage current magnitude[5]. The voltage source vcmv is the inverter common-mode voltage,which is defined as [9, 20]

vcmv = vao + vbo + vco3 . (1)

The amplitude variations in the vcmv are responsible by thegeneration of the leakage current [5, 9–11, 20]. From theequivalents circuits of Fig. 2 and neglecting the effect of theresistive elements, it is possible to obtain the high-frequencyattenuation gain of the leakage current for the simple L filter andfor the MLCL filter, respectively:

AttenL ω = 1ωLT

(2)

AttenMLCL = 3ω3L1 L2 + Lg Cf

(3)

where LT=Lf+Lg. Note that (3) has a third-order gain attenuationwhile (2) has a first-order gain attenuation. Therefore, it is verifiedthat the MLCL filter provides a better attenuation of the common-mode voltage harmonics in comparison with a simple L filter. Thisis the reason for the use of the MLCL filter in many applications[21–23]. Fig. 2b shows how the capacitive branch (Cn–Cd–Rd)creates a low-pass filter, thereby reducing the leakage currentcirculation through the grid.

Nevertheless, the attenuation of the MLCL filter is affected bythe damping resistance used in the MLCL filter. Higher values forRd reduce the effectiveness of the leakage current filtering since theimpedance of the capacitive branch is modified. Generally, thedesign of the damping resistance is made by adopting criteria suchas harmonic attenuation, power losses, and/or control systemstability. However, the leakage current requirement is included inthe present paper. Therefore, the leakage current behavior infunction of the damping resistance Rd has to be found.

The leakage current spectrum can be obtained from thecommon-mode voltage spectrum vcmv(jω) and from the transferfunction Gcm(jω) of the equivalent circuit of Fig. 2b, resulting in

ip jω = vcmv jω Gcm jω (4)

where Gcm(jω) is the complete common-mode circuit transferfunction:

Gcm jω = jωCp jωCdRd + 1jω 5k5 + jω 4k4 + jω 3k3 + jω 2k2 + jω k1 + 1 (5)

and the coefficients k1 to k5 are:

k1 = CdRd

k2 = L1 Cd + Cn + Cp3 + L2 + Lg

Cp3

k3 = CdRd CnL1 + Cp L1 + L2 + Lg3

k4 = CpL1 L2 + LgCd + Cn

3

k5 = CdCpCnL1 L2 + Lg Rd3 .

(6)

Consequently, the rms value of the leakage current (ip,rms) isevaluated from (4), (5), and using

ip, rms = 12 ∑

h = 1

hmax

ip jω1h2 = 1

2 ∑h = 1

hmax

vcmv jω1h Gcm jω1h 2 (7)

where h is the harmonic order related to the angular fundamentalfrequency ω1 and hmax is the maximum harmonic considered. Theunknown variables in (7) are only the damping resistance Rd andthe rms value of the leakage current ip,rms, since the filterparameters (L1, L2, Cd and Cn) were defined previously. Inaddition, the common-mode voltage spectrum vcmv (jω) shown inFig. 3a is obtained by the fast Fourier transform of (1) consideringa time interval equal to the grid period. Furthermore, the inverterleg voltages (vao, vbo, and vco) are obtained from the comparison ofthe modulating signals with the triangular carriers. As aconsequence, Fig. 3b shows the behaviour of the rms value of theleakage current obtained from (7) as a function of the dampingresistance, considering Lg = 0 µH, hmax = 1024, and the parametersof Table 1.

By increasing Rd, the capacitive branch impedance alsoincreases, which results in a higher leakage current value as can beobserved in Fig. 3b. Therefore, the maximum value for thedamping resistance (Rd = Rd,max) is given by the crossing pointbetween the standard line and the leakage current curve. Note thatRd,max = 4.0 Ω for the parameters shown in Table 1. On the otherhand, the damping resistance must not be so small to preserve thecontrol system stability, which implies that the minimum value forRd must be chosen to comply with the stability criteria of thecontrol system, as presented in the next step.

3.3 Step 3: analysis of the impact of Rd on the systemstability

The Rd design is also related to the control system stability, since itaffects the MLCL filter resonance peak. Moreover, the stabilityanalysis is dependent on the control technique used. In this way, adigital proportional-integral (PI)-based control was adopted in asynchronous reference frame (dq) for the grid current control [35],as illustrated in Fig. 4a. The DC bus voltage control loops are notaddressed here, since their dynamics are slower than the currentcontrol loop. The duty cycle d0 is the common-mode signal used toextend the modulation index of the inverter [28]. The discrete-timeequivalent control system for the current control loop useful for thestability analysis is represented in Fig. 4b.

The control system shown in Fig. 4b is valid for both axes (dand q). The unit delay z−1 is included due to digital implementation,where Ts is the sampling period. Furthermore, the zero-order-hold(ZOH) models the PWM dynamic. The dq transformation effectwas not taken into account in Fig. 4b since the switching frequencyis sufficiently higher than the fundamental frequency [36]. Thecontinuous-time filter model Gid is given by

Gid s = Vdc CdRds + 1s4p4 + s3p3 + s2p2 + sp1

(8)

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where p1 = L1 + L2 + Lg, p2 = CdL1Rd + RdCd L2 + Lg ,p3 = L1Cf L2 + Lg , and p4 = CdCnL1Rd L2 + Lg .

The filter discrete-time model can be obtained from the Z-transform, taking into account the ZOH model [37] and adopting asampling frequency equal to twice the switching frequency (fs = 2fsw). In this sense, considering the filter discrete-time model, thePI controller parameters were designed using the w-planetechnique [37] to meet a gain crossover frequency of fGC = 400 Hzwith a phase margin of γ = 60°, which results in kp = 0.0042857, a = 1.02441 and b = −0.97558. These performance parameters (fGCand γ) are not significantly affected by Rd, since the gain crossoverfrequency is sufficiently lower than the filter resonance frequency.In other words, the PI controller design could be made consideringthe output filter as a purely inductive filter (L1 + L2), since the filtercapacitor Cf can be neglected for frequencies lower than theresonance peak [31]. These statements can be verified from theopen-loop frequency response of the control system, shown inFig. 5a. Similar current controller is obtained if the symmetricaloptimal method was applied [38].

The decrease in the damping resistance tends to reduce therelative stability of the control system, as shown in Fig. 5a.Therefore, the impact of Rd on the closed-loop poles of the currentcontrol loop is shown in Fig. 5b. As expected, the reduction of thedamping resistance tends to move the closed-loop poles to outsideof the unity circle (instability region). The minimum resistance (Rd = Rd,min) that can be used is given by the lowest value that ensuresthat the closed-loop poles are within the unity circle. In Fig. 5b,Rd,min = 0.3 Ω in order to ensure current control loop stability. Onecan verify from this analysis that Rd must be chosen between theminimum and maximum value given by the stability limit and bythe leakage current limit, respectively.

3.4 Step 4: analysis of the impact of the grid impedance

Leakage current and the control system stability are affected by thegrid impedance because it modifies the frequency response of thecommon-mode circuit and changes the position of the closed-looppoles of the current control loop. Consequently, the analysis ofthese two requirements for distinct grid impedance values isrequired. The fifth order common-mode circuit shown in Fig. 2b isconsidered for the evaluation of the grid impedance impact on theleakage current. Neglecting the influence of the damping resistanceand considering Cf ≫ Cp, the two resonance peaks of this circuitare located at the following frequencies (in Hertz):

f 1 ≅ 12π L1Cf

(9)

f 2 ≅ 1

2πCp3 L2 + Lg

.(10)

Since Cf ≫ Cp, it results that f1<f2. Note that f2 can change inpractice, since the grid inductance is uncertain. For betterunderstanding, the gain frequency response of the common-mode

Table 1 Inverter and filter parametersParameter Valueinverter output power 10 kWgrid line voltage/frequency 380 V/60 HzDC bus voltage 700 Vinductance L1 1100 μHinductance L2 200 μHcapacitance Cd 15 μFcapacitance Cn 10 μFcapacitance Cp 1.25 μFswitching frequency fsw 7.68 kHz

Fig. 2  Common-mode equivalent circuits(a) Three-phase inverter with a single L filter, (b) Three-phase inverter with the MLCL filter

Fig. 3  Impact of the damping resistance on the leakage current(a) Spectrum of the common-mode voltage, (b) rms value of the leakage current (Lg = 0 µH)

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circuit Gcm(jω) for different grid inductances is shown in Fig. 6aconsidering Rd=0.3 Ω. One can observe that f2 tends to reduce withthe increase of the grid inductance and, as a consequence, it maymatch with the switching frequency components of vcmv, resultingin an increase in the leakage current. On the other hand, f1 is welldefined, since it only depends on well-known filter parameters.Nevertheless, special attention should be taken to avoid theexcitation of f1 if a low-frequency common-mode signal is used toextend the inverter modulation index [32].

From this analysis, the rms value of the leakage current isobtained in function of Rd using (1), (4)–(7) for different gridinductance values, as shown in Fig. 6b. As expected, the leakagecurrent increase with Lg for the same Rd. As a consequence, Rd,maxtends to reduce, and the choice of Rd becomes more restrictive.Similarly, the closed-loop poles of the control system for differentvalues of Rd and Lg are shown in Fig. 6c. One can observe that theincrease in Lg moves the closed-loop poles to the outside of theunit circle (instability region). Consequently, Rd,min increases andthe solution range for Rd is reduced.

From Figs. 6b and c, one can note that Lg values exist wherein itis not possible to both comply with the leakage current standardand ensure the control system stability. For instance, if Lg = 300 

μH, there is not a feasible range for the choice of Rd, sinceRd,min=Rd,max = 1.3 Ω. In this case, it is necessary to return to step3 and to reduce fGC to improve the system stability, making thereduction of Rd,min possible. However, the control systemperformance will be deteriorated with the current loop bandwidthreduction. Similarly, if, for some Lg, the leakage current remainsabove the standard limit regardless of Rd, such as Lg = 450 μH inFig. 6b, it is necessary to return to step 1 for the filter redesign tocomply with the leakage current standard.

4 Rd impact on the damping lossesThe proposed design process is based on leakage current andcontrol system stability, which results in a maximum and aminimum damping resistance value. Nevertheless, it is alsoimportant to verify the damping resistance losses, which is aninherent concern in these schemes. The losses are composed offundamental frequency and switching frequency harmoniccomponents [31]. From the spectrum of the damping resistancecurrent, the total losses are obtained by

Fig. 4  Control system of the transformerless PV inverter(a) Grid current control in a synchronous reference frame, (b) Block diagram of the grid current control loop

Fig. 5  Impact of the damping resistance on the system stability (Lg = 0 µH)(a) Open-loop frequency response of the control system, (b) Closed-loop poles of the current control loop

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PR = 32 Rd ∑

h = 1

hmax

iRd jω1h 2 (11)

where iRd is the damping resistance peak current (one phase) atharmonic order h and PR are the total damping losses. Expression(11) considers that all phases have the same current (in module).The current iRd can be found from:

iRd jω = L2vao jω + L1vgrid jω Gd jω + vcmv jω Gc jω . (12)

One can observe from (11) to (12) that the losses are affected bythe harmonic spectrum of the voltage vao, grid voltage vgrid andcommon-mode voltage vcmv. The transfer functions Gd and Gc are

Gd jω = Cdjω 4p4 + jω 3p3 + jω 2p2 + jω p1

(13)

Gc jω = L1Gd jω (CdRd(jω) + 1)jω 3CdCnRdL1 + jω 2 Cd + Cn L1 + jω CdRd + 1 . (14)

Considering the parameters in Table 1 and hmax = 192, the totalpower losses for Rd,max = 4.0 Ω are 43 W, which represents 0.43%of the inverter rated power. In fact, the power losses are reducedfor lower damping resistance values, but the control system getscloser to the instability limit, as presented in Section 3. Thecomplete theoretical curve of the damping losses is presented inSection 5 together with the experimental losses.

5 Results5.1 Simulation results

Some simulation results are presented in this section to validate theproposed methodology. The parameters used in simulations werethe same as shown in Table 1 and a parasitic capacitance of 1.25 μFwas connected at the negative terminal of the DC bus. Figs. 7a and

b show the grid currents and the leakage current for distinct valuesof damping resistance.

Fig. 7a shows that the rms value of the leakage current is 334.9 mA (above the standard limit) if a damping resistance equal to 7.4 Ω is used. On the other hand, if a resistance of 1.0 Ω is used, theleakage current level complies with the standard, since ip,rms = 210.5 mA, as illustrated in Fig. 7b. These results show the impactof the damping resistance on the leakage current, confirming thetheoretical analysis. In addition, Figs. 7c and d show the impact ofthe damping resistance on the control system stability. Accordingto the theoretical analysis of Section 3, the minimum resistancevalue to ensure control system stability, with Lg = 0 µH, is 0.3 Ω.Fig. 7c demonstrates that by using Rd = 0.3 Ω the control system isreally close to instability. On the other hand, using Rd = 0.35 Ω thecontrol system is stable, as can be verified in Fig. 7d.

5.2 Experimental results

Experimental results were obtained considering the parameterspresented in Table 1. The control algorithm was implemented usingthe digital signal processor TMS320F28335 from TexasInstruments. The PV system was emulated with a controlled DCpower source and the converter was connected to the utility grid.The leakage current was measured with the precision poweranalyser Yokogawa WT1800. The parasitic capacitance of 1.25 μFwas modelled by the connection of a polypropylene capacitor atnegative terminal of the DC bus. The prototype of the PV inverteris shown in Fig. 8.

Fig. 9a shows the current injected into the grid (phase a) and themultilevel line-to-line voltages generated at inverter output at ratedconditions using a damping resistance equal to 1.0 Ω. Moreover,Fig. 9b shows the satisfactory dynamic performance of the currentcontrol, where a grid current step from 5 to 10 kW was applied.The maximum efficiency obtained was 96.2% and the current THDwas around 2.5% at rated power with a power factor of 0.99.

Experimental results for the leakage current (ip), grid voltage(vgrid) and grid current (igrid) of phase a are illustrated in Figs. 9c

Fig. 6  Impact of the grid impedance on system performance(a) Gain frequency response of the common-mode circuit for different grid inductances (Rd = 0.3 Ω), (b) Leakage current for different grid inductances and different dampingresistances, (c) Position of closed-loop poles for Lg varying from 0 to 450 µH with steps of 150 µH

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and d, considering a grid inductance around 250 μH. As shown inFig. 9c, using a damping resistance equal to 7.4 Ω the rms value ofthe leakage current is 434.3 mA, which is higher than the standardlimit. The rms value of the leakage current presents a reduction of38.2% if a damping resistance equal to 1.0 Ω is used, as illustratedin Fig. 9d, where ip,rms = 268.3 mA. This value is in conformitywith the main standards [7, 8]. This result proves that anappropriate passive damping design is very important for theleakage current reduction in the transformerless grid-connected PVinverters with an MLCL filter.

The impact of the grid inductance on the leakage current can beverified in Figs. 10a and b. The results of Fig. 10a were obtainedusing Rd = 2.7 Ω and considering a grid inductance around 250 μH.In this case, the rms value of the leakage current verified was350.4 mA. The inductance was increased to 340 μH in the resultsof Fig. 10b. As a consequence, the rms value of the leakage current

increased to 406.3 mA, an elevation of 15.9%. Therefore, theseresults confirm the influence of the grid inductance on the leakagecurrent.

The leakage current levels for several values of dampingresistance and grid inductance are shown in Fig. 10c. The increasein the rms value of the leakage current according to the dampingresistance can be observed, since the MLCL filter effectiveness isaffected by it. Moreover, it is also possible to verify in Fig. 10c theeffect of the grid inductance on the leakage current levels. Theexperimental results presented a good correspondence with thetheoretical analysis, validating the proposed design methodology.

Fig. 10d presents experimental and calculated damping lossesand the efficiency of the grid-connected PV inverter operating atrated power for several values of damping resistance. As expected,the damping loss increases with the value of the dampingresistance. However, it can be verified that the power lossesrepresent a small portion of the overall power processed by theinverter and the efficiency presents a small variation with the valueof the damping resistance.

Fig. 11 shows the difference between the efficiency obtainedwith the active damping method and the efficiency obtained withthe passive damping method for several values of dampingresistance. The system efficiency grows up to 96.4% when isassuming an active damping technique such as the full statefeedback [39]. Moreover, considering the whole range of values fordamping resistance, efficiency drops <1.0% when the passivedamping is used instead of active damping. This demonstrates thatusing passive damping techniques may not result in a significantdecrease of system efficiency.

6 ConclusionThis paper proposed a design methodology for the dampingresistance in the passive damped MLCL filter applied to leakage

Fig. 7  Simulation results(a) Grid currents and leakage current (Lg = 0 µH, Rd = 7.4 Ω), (b) Grid currents and leakage current (Lg = 0 µH, Rd = 1.0 Ω), (c) Grid currents and modulating signals (Lg = 0 µH, Rd = 0.3 Ω), (d) Grid currents and modulating signals (Lg = 0 µH, Rd = 0.35 Ω)

Fig. 8  Prototype of the PV inverter

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Fig. 9  Experimental results(a) Grid current (20 A/div) and phase-to-phase voltages (500 V/div) generated byinverter using Rd = 1.0 Ω, (b) Grid current step (5 kW → 10 kW) using Rd = 1.0 Ω:grid voltage (100 V/div) and grid current (20 A/div) in phase a, (c) Leakage current ip(1 A/div), grid current igrid (50 A/div), and grid voltage vgrid (200 V/div) using Rd = 7.4 Ω, (d) Leakage current ip (1 A/div), grid current igrid (50 A/div), and grid voltagevgrid (200 V/div) using Rd = 1.0 Ω

Fig. 10  Experimental results(a) Leakage current ip (1 A/div), grid current igrid (20 A/div), and grid voltage vgrid(200 V/div) using Rd = 2.7 Ω and Lg = 250 μH, (b) leakage current ip (1 A/div), gridcurrent igrid (20 A/div), and grid voltage vgrid (200 V/div) using Rd = 2.7 Ω and Lg = 340 μH, (c) rms value of the leakage current, (d) Damping losses and efficiency atoutput rated power

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current reduction in grid-connected transformerless three-phase PVinverters. From the simulation and experimental results it wasverified that the damping resistance affects not only the controlsystem stability but also directly impacts the leakage current of thePV system. It was shown that an inappropriate design of thisresistance can lead to leakage current above the standard limit.Although the reduction of the damping resistance is desired forbetter leakage current attenuation, it leads the grid current controlloop to instability. Therefore, it is concluded that this is a trade-offthat must be taken into account in the passive damping design toensure leakage current agreement with the standards and controlsystem stability. Even when compared with the efficiency obtainedwith an active damping technique, it was also verified that thepassive damping losses represent only a small portion of theoverall power processed by the inverter. Consequently, the overallsystem efficiency is affected rather little. It was also shown that thegrid inductance affects the behaviour of both leakage current andcontrol system stability, restricting the solution range for the filterresistance. Therefore, the design methodology contributes toproviding an important tool for the selection of the dampingresistance in applications that use the passive damped MLCL filterfor leakage current reduction. The approach also can be extendedto other transformerless PV inverter topologies and passivedamping schemes that employ the MLCL filter.

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Fig. 11  Difference between the system efficiency with active damping andwith passive damping

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