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Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization, Hierarchy, and Power on the Web IG3T Workshop 4 12 / 6 / 2009

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Page 1: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

Title

Bernhard Rieder

Université de Paris VIII - Vincennes Saint-Denis

Laboratoire Paragraphe

Institutionalizing without Institutions?Self-Organization, Hierarchy, and Power on the Web

IG3T Workshop 4

12 / 6 / 2009

Page 2: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

Basic ideas

There are very different ways to conceive and examine power on /

over / by means of the Internet / Web.

The debate about the political qualities of the Internet / Web are part of

general political deliberation.

The debate is part of general political struggles.

Page 3: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

This presentation

Terms and concepts

Self-organization and hierarchy

Software as institution

The Internet and democracy

Page 4: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Culture

“Believing, with Max Weber, that man is an animal suspended in webs of

significance he himself has spun, I take culture to be those webs, and the

analysis of it to be therefore not an experimental science in search of law but

an interpretive one in search of meaning.” [ Geertz 1973, p. 5 ]

Meaning cannot be separated from value.

Culture has a descriptive (cognitive) and a normative (moral) component.

Page 5: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Moral preprocessing

“… the Passions of Fear, Love, Hatred, Admiration, Disdain, and the like,

arise immediately in his Mind upon the Perception of certain Words,

without any Ideas coming between …” [ Berkeley 1734, §20 ]

Political discourse is characterized by “moral preprocessing”.

This makes for a particular kind of complexity.

Page 6: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Cockroach vs. Kitten

Page 7: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Definitions: Institution and governance

Two meanings of institution

a formal establishment

“a large organization founded for a particular purpose, such as a college, bank, etc.”

a social mechanism

“an established law or custom”

Two meanings of governing

“conduct the policy and affairs of (a state, organization, or people)”

“constitute a rule, standard, or principle”

Page 8: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Definitions: Power

Power: “faire faire” [ Latour 1994 ] and “faire croire”

These distinctions lead to different research perspectives concerning the

organization of power over / on / by means of the Internet / Web.

Two understandings of power

statutory power

visible, coercive, direct, and legitimized

capillary power

opaque, productive, subtle, and emergent

Page 9: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Statutory perspective

From the statutory perspective there is a series of formal organizations that

governs the Internet.

Technical (protocols, standards, formats, etc.)ISOC (IETF, IRTF), W3C, ISO, etc.

Administrative (address spaces, domain names, bandwidth, etc.)ICANN, ISPs, etc.

Legal (general and purpose-built law)Nation states, WTO, etc.

Page 10: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Capillary perspective

From the capillary viewpoint, things are more elusive.

What are the processes of institutionalization (the production of social

mechanisms) at work in the open spaces delimited by the technical norms,

administrative procedures, and legal rules laid out by institutions (formal

governing bodies)?

An answer would have to include all the human and social sciences.

Page 11: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

I - Three types of institutions

Scott [ 1995 ] distinguishes between tree types of institutions (social

mechanisms):

Statutory perspective Regulative institutions

Capillary perspective Normative institutions

Cognitive-cultural institutions

Descriptive / normative: these analytical perspectives have political

and ideological counterparts.

Page 12: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Shirky

Clay Shirky, “Here Comes Everybody”, 2006

The narrative in a nutshell: The Internet

makes it possible for loosely organized

communities to perform tasks formerly

reserved to hierarchic organizations.

“The difficulties that kept self-assembled

groups from working together are shrinking,

meaning that the number and kinds of things

groups can get done without financial

motivation or managerial oversight are

growing.” [ Shirky 2006, p. 22 ]

Page 13: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Self-organization 1

Self-organization is “a process where the entropy of a system decreases

without the system being guided or managed by external forces“.

[ Casadei et al. 2007 ]

From cybernetics to social theory [ cf. Luhmann 1984 ], played a special

role in early Internet ideology.

“Self-organization often evokes an optimistically tinged ‘state of nature’

narrative, a story about the good way things would evolve if the ‘meddling’

hands of corporations and lawyers and governments and bureaucracies

would just stay away.” [ Weber 2004, p. 132 ]

Page 14: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Self-organization 2

“The Internet does restructure public discourse in ways that give

individuals a greater say in their governance than the mass media made

possible.” [ Benkler 2006, P. 271 ]

As a descriptive / normative concept for social organize, self-

organization indicatesa turning away from institutions (social establishments)

a shift from statutory to capillary power

This is how it is and how it should be.

Page 15: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Internet as egalitarian

The self-organization narrative has given rise to two very different

accounts [ cf. Benkler 2006 ]:

1 The Internet as egalitarian platform of free speech

“We are creating a world where anyone, anywhere may express his or her beliefs, no

matter how singular, without fear of being coerced into silence or conformity.”

[ Barlow 1996 ]

“Freedom consists not simply in preference satisfaction but also in the chance to have

preferences and beliefs formed under decent conditions – in the ability to have preferences

formed after exposure to a sufficient amount of information, and also to an appropriately

wide and diverse range of options. There can be no assurance of freedom in a system

committed to the ‘Daily Me’.” [ Sunstein 2002, p. 50 ]

Page 16: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Internet as Power laws

2 The Internet as skewed, mass-media like star-system

“Cyberspace embodies the ultimate freedom of speech. Some may be offended, others may love

it, but the content of a Webpage is hard to censor. Once posted, it is available to hundreds of

millions of people. This unparalleled license of expression, coupled with diminishing publishing

costs, makes the Web the ultimate forum of democracy; everybody's voice can be heard with

equal opportunity. Or so insist constitutional lawyers and glossy business magazines. If the Web

where a random network, they would be right. But it is not. The most intriguing result of our

Web-mapping project was the complete absence of democracy, fairness, and egalitarian values

on the Web.” [ Barabási 2003, p. 56 ]

Page 17: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Curve : Citations

Frequency of scientific citations [ cf. De Solla Price 1965 ]

Page 18: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Curve : Technorati

Most popular blogs, ( data : Technorati, 11/2007 )

Page 19: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Curve : Ryze Tribe

Network centrality in a social network tribe ( data: Ryze, 01/2003 )

Page 20: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Social mechanisms

“Self-organization is used too often as a placeholder for an unspecified

mechanism. The term becomes a euphemism for ‘I don’t really understand

the mechanism that holds the system together.’” [ Weber 2004, p. 132 ]

Benkler [ 2006 ] gives a middle ground explanation for the political

blogosphere based on “filtering, accreditation and synthesis mechanisms”.

Setting up social mechanisms without formal establishments.

Institutionalizing without institutions?

Page 21: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

II - Not one mechanism

There is not one single mechanism of organization. There are many.

Some have a strong technological component.

Page 22: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Three examples

Three examples:

Search engines

News filtering

Wiki software

Page 23: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Google

Page 24: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - PageRank

PageRank is based on recursive link analysis.

Page 25: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Golden triangle

Page 26: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Current guiding principles

Link analysis projects the hypertext graph as a hierarchical list that strongly

favors hubs and networks of hubs.

The logic of “preferential attachment” is running in a loop.

The two dominant guiding principles currently are:

popularity ( the logic of the hit )

convenience ( personalization )

Page 27: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Link analysis and the logic of the hit

“We will have to realize that hierarchies fulfill a semantic function and

that semantic systems are hierarchic by principle.” [ Winkler 1997 ]

Page 28: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: reddit

Page 29: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: digg

Page 30: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: reddit reach

Source: alexa.com

Page 31: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: reddit vs. Google

Source: alexa.com

Page 32: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: reddit pageviews

Source: alexa.com

Page 33: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: reddit comments

Page 34: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: reddit comments

Page 35: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: digg comments

Page 36: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: digg upcoming

Page 37: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Google News

Page 38: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - Example: MediaWiki

Page 39: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

III - What do platforms shape?

What is communication?

What is cooperation?

Which information is valuable?

What is decision-making?

Software applications offer a set of mediated functions.

Ways of doing are built into software.

Sorting algorithms produce hierarchies and categories.

Multi-user applications contain models of collective governance.

What is democracy?

Page 40: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - CITATION: Democracy!

“Democracy! Bah! When I hear that word I reach for my feather Boa!”

[ Allen

Ginsberg ]

Page 41: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - CITATION: Web 2.0

“The second big element of Web 2.0 is democracy. We now have several

examples to prove that amateurs can surpass professionals, when they

have the right kind of system to channel their efforts. [ … ] Another place

democracy seems to win is in deciding what counts as news. I never look

at any news site now except Reddit.” [ Graham 2005 ]

“Amateur journalism trivializes and corrupts serious debate. It is the

greatest nightmare of political theorists throughout the ages, from Plato

to Aristotle to Edmund Burke and Hannah Arendt – the degeneration of

democracy into the rule of the mob and the rumor mill.” [ Keen 2007 ]

Page 42: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - Democracy as central term

Democracy? “Government of the people, by the people, for the people“!

The Internet is democratic! (or destroys democracy!)

What is the core of democracy?Deliberation? Voting? Lawmaking? Collective problem solving?

Fundamental rights? Consensus? Public service?

The Internet is governed in a democratic fashion.

Certain applications allow for governing certain functions in a democratic fashion.

The Internet shifts power from statutory to capillary.

The Internet is a better public sphere than mass media.

The Internet is difficult to censor.

The Internet bypasses cultural elites and redistributes symbolic capital.

Page 43: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - Democracy as community

There are (at the very least) two dominant understandings of democracy:

1 Democracy as community

“To depend on great thinkers, authorities, and experts is, it seems to me, a violation of the

spirit of democracy. Democracy rests on the idea that, except for technical details for which

experts may be useful, the important decisions of society are within the capability of ordinary

citizens. Not only can ordinary people make decisions about these issues, but they ought to,

because citizens understand their own interests more clearly than any experts.” [ Zinn 2003 ]

Based on the ideal of the New England Town Meeting.

“On any moral question, I would rather have the opinion of Boxboro than of Boston and

New York put together.” [ Thoreau 1854 ]

The hope is that information technology can scale up the community.

Page 44: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - Democracy as society

Based on complicated mechanisms.

Strong institutions of governance limited by checks and balances.

Fundamental rights, representation, and “publicness” [ Schudson 1997 ].

Meritocracy rather than cultural equality.

2 Democracy as society

“I believe that a democratic society is not and cannot be a community, where by a

community I mean a body of persons united in affirming the same comprehensive, or

partially comprehensive doctrine.” [ Rawls 2001, p. 3 ]

Governance of large-scale, complex, heterogeneous societies.

Statutory vs. capillary power

Naïve vs. cynical politics

Page 45: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - Drifting apart

We are witnessing permanent clashes between the “giants of flesh and

steel” and the “new home of mind” [ Barlow 1996 ].

Examples: DMCA, HADOPI, Internetsperren, etc.

Statutory power seeks to limit capillary power.

Capillary power desists and circumvents.

Behind the curtain, capillary power has scaled up.

Page 46: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - Platform power

Platform power.

Page 47: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - Cockroach vs. Kitten 2

Page 48: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

IV - The Internet is …

We do not need any final judgments on whether the Internet “democratizes”

or not, but to untangle its contradictory trajectories.

The Internet is a malleable technology. Its design changes. The

applications it hosts change. The way people use it changes.

We to think about how we want our democracies to work and make

the Internet part of that process.

There will have to be compromise.

Page 49: Title Bernhard Rieder Université de Paris VIII - Vincennes Saint-Denis Laboratoire Paragraphe Institutionalizing without Institutions? Self-Organization,

The End

Thank you for your attention.

[email protected]

http://bernhard.rieder.fr

http://thepoliticsofsystems.net