top 3 legal pitfalls in human resources

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Top 3 Legal Pitfalls in Human Resources Lessons from the trenches . . . Robert C. Jackson, Esq. HSMcLaw.com

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Page 1: Top 3 Legal Pitfalls in Human Resources

Top 3 Legal Pitfallsin Human Resources

Lessons from the trenches . . .

Robert C. Jackson, Esq.

HSMcLaw.com

Page 2: Top 3 Legal Pitfalls in Human Resources

Who’s Rob and Why Should I Care?

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Page 3: Top 3 Legal Pitfalls in Human Resources

We Live in a Challenging Business Environment

• Economic Challenges• More Demanding Employees . . . Ms and Nets• New Technologies Reshaping World• Increased Regulation and Legislation• Business, in general, is Under Attack

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Page 4: Top 3 Legal Pitfalls in Human Resources

What Can You Do?• Look at What You CAN Control• Take Advantage Where You Can• Technology, Economy, Good Policies and

Rules

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Page 5: Top 3 Legal Pitfalls in Human Resources

Top 3 Legal Pitfalls of HR

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• More than 3, but these are the biggest problems I see TODAY

• Often no RIGHT answers • Personality• Workplace culture• Economics

• Questions at any time

Page 6: Top 3 Legal Pitfalls in Human Resources

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Points to Remember

• One Size Does NOT fit ALL • Business Size Matters• Perception is Reality• Make Omelets, Must Break Eggs

Page 7: Top 3 Legal Pitfalls in Human Resources

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Legal Pitfall No.1

EMAIL

Page 8: Top 3 Legal Pitfalls in Human Resources

EMAIL can be Very Dangerous

Never Forgets, Always there.

They WILL find it.

Can turn a good case bad in an instant

Often re-interpreted YEARS after the event

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Page 9: Top 3 Legal Pitfalls in Human Resources

EMAIL can be Very Dangerous

Actual Case Examples . . . .

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Page 10: Top 3 Legal Pitfalls in Human Resources

EMAIL can be Very Dangerous

So, . . . what do you do about it?

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Page 11: Top 3 Legal Pitfalls in Human Resources

Email can be Very Dangerous

• Think before you type• Keep it Job-related

• Avoid specifics, speak generically

• PICK UP THE PHONE

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Page 12: Top 3 Legal Pitfalls in Human Resources

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Legal Pitfall No.2

COMPLAINTS

Page 13: Top 3 Legal Pitfalls in Human Resources

How You Handle Complaints is Important

Why? The Big 3 Retaliation

Workplace EnvironmentWhistleblowers

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Page 14: Top 3 Legal Pitfalls in Human Resources

How You Handle Complaints is ImportantEspecially Important when complaint

involves:

• Race, Sex, Religion, National Origin, etc . . .

• Disability or medical conditions• Age

• Illegal Activities• Workers Comp

• Workplace Conditions• PRIOR COMPLAINTS

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Page 15: Top 3 Legal Pitfalls in Human Resources

How You Handle Complaints is Important

Recommend deal with all complaints similarly:

• TAKE THEM SERIOUSLY• Focus Complaint (in writing preferred)

• Investigate and Document• Conclude and Follow Up with

Complaintant• Always Leave door open

• But . . . put burden on Complainer

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Page 16: Top 3 Legal Pitfalls in Human Resources

How You Handle Complaints is ImportantDealing with Complaints is difficult:

Most Employees believe you will not deal with them

Prove them wrong.

Act ProfessionalTreat employee with respect.

DO NOT RETALIATE!Tell them not tolerated. And watch for it.

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Page 17: Top 3 Legal Pitfalls in Human Resources

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Legal Pitfall No.3

TERMINATIONS

Page 18: Top 3 Legal Pitfalls in Human Resources

Terminations can be Dangerous

Why? LiabilityEquivalent to a car accident

Locks in damages“Tangible employment action”

Emotional event for all = Irrational Decisions

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Page 19: Top 3 Legal Pitfalls in Human Resources

Terminations can be Dangerous

So, . . . How should you handle?

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Page 20: Top 3 Legal Pitfalls in Human Resources

Terminations can be Dangerous

Convince Employees to Fire Themselves

P.S. – This is a really good strategy

(but can be hard – and not as good as it used to be)

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Page 21: Top 3 Legal Pitfalls in Human Resources

Convince Employees to Fire Themselves

• Hold employee accountable• “You are not the boss of me!”

• Legally: Master-servant relationship• Job-related

• Keep up pressure• Document, Document, Document

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Page 22: Top 3 Legal Pitfalls in Human Resources

Convince Employees to Fire Themselves

RESULTS:

Employee will Improve – better workplace

OR

Employee will get frustrated – Quit

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Page 23: Top 3 Legal Pitfalls in Human Resources

Convince Employees to Fire Themselves

Benefits of Employee Quitting:

• Harder (not impossible) to Sue• No Unemployment (usually)

• Their decision, not yours (face saving)• Gives them time – see handwriting on

wall

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Page 24: Top 3 Legal Pitfalls in Human Resources

Terminations can be DangerousOther Strategies:

• Negotiated Separation (severance)• Instant Removal (not recommended but necessary

at times)• Any kind of turmoil – get them out of there (pay 2

wks)• Actual practice is company and industry culture

specific

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Page 25: Top 3 Legal Pitfalls in Human Resources

Terminations can be DangerousOther Strategies:

• Be clear about what you are doing and why you are doing it

• Don’t always need a reason• but don’t be afraid to give one, if

documentation is solid

• Remember- EMOTIONAL event . . . unless prepared for it.

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Page 26: Top 3 Legal Pitfalls in Human Resources

Top 3 Legal Pitfalls of HR TODAY

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1. EMAIL2. COMPLAINTS3. TERMINATIONS

Page 27: Top 3 Legal Pitfalls in Human Resources

Wrap Up

Questions?

www.HSMcLaw.com

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