Davis Polk & Wardwell LLP

Vice Chair for Supervision Quarles

Chair Powell

As of May 17, 2018

Status of Financial Regulatory

Leadership Changes

Federal Reserve

Vice Chair

Governor Brainard

Marvin Goodfriend

Chair Gruenberg

Vice Chair

FDIC

OCC Comptroller Otting

CFPB Acting Director Mulvaney

Chair Clayton Commissioner Peirce

Commissioner Piwowar

Commissioner Jackson

Commissioner Stein

Chair Giancarlo Commissioner Behnam

Commissioner Quintenz

CFTC

Commissioner Commissioner

SEC

Treasury

Secretary Mnuchin

Under Secretary for International Affairs Malpass

Deputy Secretary

Under Secretary

CFPB OCC

Comptroller Otting

Acting Director Mulvaney

Director

Chair

Jelena McWilliams

Governor Brainard

Governor Governor Governor

Richard Clarida

Michelle Bowman

Justin Muzinich

Under Secretary for Terrorism and Financial Intelligence Mandelker

Dawn Stump Dan Berkovitz

Select Division Directors and General Counsel:

Governors:

Vice Chair for Supervision Randal K. Quarles Term as Vice Chair expires 2021

Term as Governor expires 2018*

Appointed by Pres. Trump

Governor Michelle W. Bowman Nominated by Pres. Trump

Matthew J. Eichner Director, Division of Reserve Bank Operations and Payment Systems

Michael S. Gibson Director, Division of Supervision and Regulation

Thomas Laubach Director, Division of Monetary Affairs

Andreas W. Lehnert Director, Division of Financial Stability

Board of Governors of the Federal Reserve System

Chair Jerome H. Powell Term as Chair expires 2022

Term as Governor expires 2028

Appointed by Pres. Obama

Appointed as Chair by Pres. Trump

Governor Marvin Goodfriend Nominated by Pres. Trump

Governor Lael Brainard Term expires 2026

Appointed by Pres. Obama

1

As of May 17, 2018

Mark E. Van Der Weide General Counsel

*Randal Quarles was confirmed to an unexpired 14-year term as Governor, expiring February 2018. He was reappointed to an additional 14-year term, expiring February 2032; confirmation to this additional term is pending.

Vice Chair Richard Clarida Nominated by Pres. Trump

Governor

Select Division Directors and General Counsel:

Board of Directors:

Chair Martin J. Gruenberg Term as Chair expired November 2017*

Term as Director expires December 2018

Appointed by Pres. Obama

Chair Jelena McWilliams Nominated by Pres. Trump

Comptroller of the Currency Joseph M. Otting Appointed by Pres. Trump

Consumer Financial Protection Bureau Acting Director Mick Mulvaney Appointed by Pres. Trump

Federal Deposit Insurance Corporation

Ricardo R. Delfin Director, Office of Complex Financial Institutions

Doreen R. Eberley Director, Division of Risk Management Supervision

Bret D. Edwards Director, Division of Resolutions & Receiverships

Charles Yi General Counsel

2 *Under Section 2(c)(3) of the Federal Deposit Insurance Act, the FDIC’s Chairperson may continue to serve after the expiration of the term of

office to which he or she was appointed “until a successor has been appointed and qualified.”

Craig R. Jarvill Director, Division of Finance

Director Vice Chair

As of May 17, 2018

Division Directors and General Counsel:

Stephanie Avakian Co-Director, Division of Enforcement

Dalia Blass Director, Division of Investment Management

Peter Driscoll Director, Office of Compliance Inspections and Enforcement

Jeffrey H. Harris Director, Division of Economic and Risk Analysis

U.S. Securities and Exchange Commission

Chair Jay Clayton Republican

Term expires June 2021

Appointed by Pres. Trump

Commissioner Robert J. Jackson Jr. Democrat

Term expires June 2019

Appointed by Pres. Trump

Commissioner Kara M. Stein Democrat

Term expired June 2017*

Appointed by Pres. Obama

Robert B. Stebbins General Counsel

3

Commissioner Michael S. Piwowar Republican

Term expires June 2018*

Appointed by Pres. Obama

Steven R. Peikin Co-Director, Division of Enforcement

William H. Hinman Director, Division of Corporation Finance

Commissioner Hester M. Peirce Republican

Term expires June 2020

Appointed by Pres. Trump

Brett W. Redfearn Director, Division of Trading and Markets

*Under Section 4(a) of the Securities Exchange Act of 1934, each commissioner shall hold office for five years and until a successor “is appointed and has qualified,” subject to the condition that no commissioner may serve “beyond the expiration of the next session of Congress

subsequent to the expiration” of a five-year term. Commissioner Piwowar has announced he will resign by July 7, 2018.

Commissioners:

As of May 17, 2018

Division Directors and General Counsel:

Commissioners:

Brian A. Bussey Director, Division of Clearing and Risk

Matthew B. Kulkin Director, Division of Swap Dealer and Intermediary Oversight

James McDonald Director, Division of Enforcement

Amir Zaidi Director, Division of Market Oversight

Commodity Futures Trading Commission

Chair J. Christopher Giancarlo Republican

Term expires April 2019

Appointed by Pres. Obama

Appointed as Chair by Pres. Trump

Commissioner Dan M. Berkovitz Democrat

Nominated by Pres. Trump

Commissioner Dawn DeBerry Stump Republican

Nominated by Pres. Trump

Daniel J. Davis General Counsel

4

Commissioner Rostin Behnam Democrat

Term expires June 2021

Appointed by Pres. Trump

Commissioner Brian D. Quintenz Republican

Term expires April 2020

Appointed by Pres. Trump

As of May 17, 2018

Under Secretaries and General Counsel:

David Malpass

Under Secretary for International Affairs

The Department of the Treasury

Secretary: Deputy Secretary:

Secretary Steven T. Mnuchin Appointed by Pres. Trump

Deputy Secretary Justin Muzinich Nominated by Pres. Trump

Brent J. McIntosh General Counsel

5

Under Secretary for Domestic Finance

Sigal Mandelker

Under Secretary for Terrorism and Financial Intelligence

As of May 17, 2018

Select Senior Deputy Comptrollers:

Office of the Comptroller of the Currency

Comptroller:

Comptroller Joseph M. Otting Appointed by Pres. Trump

Term expires 2022

6

Toney M. Bland Senior Deputy Comptroller for Midsize and Community Bank Supervision

Karen O. Solomon Acting Senior Deputy Comptroller and Chief Counsel

Morris Morgan Senior Deputy Comptroller for Large Bank Supervision

Grace E. Dailey Senior Deputy Comptroller for Bank Supervision Policy and Chief National Bank Examiner

Senior Deputy Comptroller and Chief of Staff

As of May 17, 2018

Consumer Financial Protection Bureau

Deputy Director* Leandra English

Director:

Acting Director* Mick Mulvaney Appointed by Pres. Trump

7 *On January 10, 2018, Judge Timothy Kelly (D.D.C.) denied a motion for preliminary injunction, filed by the CFPB’s Deputy Director Leandra English,

seeking to enjoin the President from recognizing the appointment of Mick Mulvaney. The case is currently on appeal at the U.S. Court of Appeals for the D.C. Circuit. In addition, Mr. Mulvaney’s term as acting director expires on June 22, 2018 unless President Trump nominates a director by that date.

Deputy Director:

Select Division Directors, Senior Staff and General Counsel:

David Silberman Associate Director, Division of Research, Markets and Regulations

Mary McLeod General Counsel

Anthony Welcher Policy Associate Director, Division of External Affairs

Eric Blankenstein Policy Associate Director, Division of Supervision, Enforcement and Fair Lending

Christopher D’Angelo Associate Director, Division of Supervision, Enforcement and Fair Lending

Sheila M. Greenwood Policy Associate Director, Division of Consumer Education and Engagement

Gail Hillebrand Associate Director, Division of Consumer Education and Engagement

Brian Johnson Principal Policy Director

Zixta Martinez Associate Director, Division of External Affairs

Kirsten Sutton Chief of Staff

Tom Pahl Policy Associate Director, Division of Research, Markets and Regulations As of May 17, 2018