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Treating Co-Occurring PTSD and Substance Abuse in Community Settings: Focus on Seeking Safety Holly Hills, PhD July 1, 2014 Partners in Crisis Annual Conference Orlando, FL

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Treating Co-Occurring

PTSD and Substance

Abuse in Community

Settings: Focus on

Seeking Safety Holly Hills, PhD

July 1, 2014

Partners in Crisis Annual Conference

Orlando, FL

Holly Hills, Ph.D., [email protected]

Overview:

Focus on Trauma in the DSM-5

Trauma Informed Care

Seeking Safety

Implementation of Innovation

Holly Hills, Ph.D., [email protected]

PTSD: Changes in DSM-5

………PTSD is what happens when the brain's

alarm system doesn't automatically or rapidly

re-set itself. When the brain's alarm

continues to signal danger even though

safety has been restored, the brain's overall

functioning remains in an altered state that is

the chronic stress response…………..(quote by Julian Ford,

Ph.D. (http://www.psychologytoday.com/blog/hijacked-your-brain/201306/ptsd-becomes-

more-complex-in-the-dsm-5-part-1))

Holly Hills, Ph.D., [email protected]

PTSD: Changes in DSM-5

………Survival trumps self-regulation in this

case: staying alert and ready to react in fight-

flight mode to the next assault or betrayal

takes precedence over sorting out our

emotions and thoughts, taking care of our

body's health, considering our core values

and who we aspire to be……….. (quote by Julian Ford, Ph.D.

(http://www.psychologytoday.com/blog/hijacked-your-brain/201306/ptsd-becomes-more-complex-in-the-

dsm-5-part-1))

Holly Hills, Ph.D., [email protected]

PTSD: Diagnostic Criteria (DSM-5)

A. Exposure to actual or threatened death, serious injury,

or sexual violence in various ways

B. Presence of intrusion symptoms associated with the

traumatic event, beginning after the event

C. Persistent avoidance of stimuli associated with the

traumatic event , beginning after event

D. Negative alternation in cognitions and mood

E. Marked alterations in arousal and reactivity

F. Duration of disturbance is more than one month

G. Causes clinical significant distress or impairment

H. Not attributable to the physiological effects of a

substance or medical condition

Holly Hills, Ph.D., [email protected]

PTSD: Diagnostic Criteria (DSM- 5)

continued

• Specifiers

• With dissociative symptoms

• With delayed expression

Holly Hills, Ph.D., [email protected]

PTSD: Changes in DSM-5

Classification Changes

PTSD (as well as Acute Stress Disorder)

Moved from the class of anxiety disorders into

a new class of "trauma and stressor-related

disorders."

Requires exposure to a traumatic or stressful

event as a diagnostic criterion

Rationale: Clinical recognition of variable

expressions of distress as a result of

traumatic experience.

Holly Hills, Ph.D., [email protected]

PTSD: Changes in DSM-5

The necessary criteria of exposure to

trauma links the conditions included in this

class

the homogeneous expression of anxiety or

fear-based symptoms

anhedonic and dysphoric symptoms,

externalizing anger or aggressive symptoms,

dissociative symptoms, or some combination

of those listed differentiates the diagnoses

within the class (NCPTSD)

Holly Hills, Ph.D., [email protected]

Symptoms of Trauma and PTSD

• Disorders of Thought

• Guilt, negativity, memory difficulties, intrusive/obsessive thoughts

• Disorders of Emotion

• Wide range of affective/anxiety symptoms

• Disorders of Behavior

• Self-injury, rage , promiscuity

• Disorders of Personality

• Unstable interpersonal relationships, suicidal gestures, emptiness, paranoia

Holly Hills, Ph.D., [email protected]

Symptoms of Posttraumatic Stress

• Depression

• Grief and Loss

• Isolation

• Interpersonal Distancing

• Mistrust

• Anxiety

• Over-stimulation

• Sleep disturbances

• Rejection and

Betrayal

• Anger, Irritability,

Rage

• Low Self-Esteem

• Alienation,

Avoidance

• Guilt, Shame

• Psychosis

• Substance Abuse

Holly Hills, Ph.D., [email protected]

Core Assumptions Regarding the

Impact of Trauma and PTSD

• The impact of abuse is experienced

throughout life

• The impact of abuse is felt in areas of

functioning seemingly unrelated to

the abuse itself

• Current problematic behaviors or

symptoms may have originated as

attempts to cope with, process, and

defend against trauma

Holly Hills, Ph.D., [email protected]

PTSD, Violence and Incarceration

• PTSD does not correlate with increased

episodes of severe violence

• PTSD does not appear to correlate with

increased incidence of psychiatric

hospitalization

• PTSD may correlate with increased

episodes of jail incarceration

Holly Hills, Ph.D., [email protected]

Prevalence of PTSD

• Lifetime prevalence for PTSD in the United States is 8.7% of the adult population

• Women are at twice the risk for PTSD

• For at-risk populations (e.g. survivors of rape, combat and captivity, ethnically or politically motivated internment, torture or genocide), the prevalence rate is between 33% and 50% of those individuals assessed for PTSD

• 33-59% of women in substance abuse treatment are diagnosed with PTSD (Najavits, 2002)

Holly Hills, Ph.D., [email protected]

Prevalence of PTSD

• Within most clinical and court settings, PTSD remains a diagnosis that is often considered as an afterthought, if at all

• Other diagnoses are utilized to explain symptoms presented

• PTSD may not be recognized and treated as such, and symptoms masked as a result of other, less appropriate interventions

Holly Hills, Ph.D., [email protected]

A Framework for Working with

Traumatized Individuals

• Trauma as a starting point for understanding presenting much of the familiar symptomology: The expectation rather than the exception

• Beginning with PTSD as a rule-out diagnosis

• Other diagnoses (including substance use disorder) may be relevant as well

Holly Hills, Ph.D., [email protected]

Clinical Treatment with Traumatized

Individuals

Client Assessment

• Inventory of symptomology

• Examination of social contexts for roots of trauma and abuse:

• Family

• Community

• Geography

• Political Climate

Holly Hills, Ph.D., [email protected]

Clinical Treatment with Traumatized

Individuals

Identification of Client-Specific Key Issues:

• Individual client experiences

• Family history of traumatic experiences

• Community history of trauma

• Contextual/environmental trauma

• Population-specific experiences of trauma

Holly Hills, Ph.D., [email protected]

Key Elements of Successful, Trauma-

Informed Services

• Education on the nature and extent of violence

• Finding relationship of other problems and disorders to the violence

• Creation of safe and supportive space to explore these issues

Holly Hills, Ph.D., [email protected]

Key Elements Continued…

• Learning specific skills to promote recovery

• Skill development to identify thoughts, feelings,

behaviors

• Effective problem solving techniques

• Relaxation, grounding, stress reduction, etc.

Holly Hills, Ph.D., [email protected]

Key Elements Continued…

• Strengthening of interpersonal skills, e.g., assertiveness training, boundary setting, interpersonal support, etc.

• Relapse prevention

• Alternatives to substance abuse and other destructive behaviors

• Development of short-term and long-term “safety plans” to protect self and children in the community

Holly Hills, Ph.D., [email protected]

Examination of Formal and Informal

Policies and Procedures

• Trauma-informed services incorporate an awareness of trauma and abuse into all aspects of the program procedures

• Gender-specific services take into account the roles and elements of personal history that are unique to women

• This awareness can also be used to modify procedures for working with women to create alternative, trauma-sensitive procedures

• Trauma treatment is best accomplished in as trauma-free an environment as possible

Holly Hills, Ph.D., [email protected]

Examining Formal and Informal

Policies and Procedures (cont.)

• At a minimum, environments and therapeutic techniques should be evaluated for their potential to be re-traumatizing

• Administrators should strongly consider providing training on cultural competence and on gender and trauma issues to program staff

Holly Hills, Ph.D., [email protected]

Trauma and Retraumatization

• Many routine procedures, court-ordered and voluntary MH and SA services contain coercive elements that can be perceived as dangerous and threatening

• Responses to these perceived threats might be to:

• withdraw

• fight back

• have a strong emotional outburst

• display worsening psychiatric symptoms

• experience physical health problems

Holly Hills, Ph.D., [email protected]

Key Areas of Modification: Screening

and Assessment

• Screening and assessment should examine the presence of:

• Mental and substance use disorders

• Histories of trauma and abuse

• Whether a woman has children and, if so, related needs (e.g. custody issues)

• Health risks (such as HIV/AIDS, STD’s, Hepatitis, and other chronic medical problems)

• Methods should include validated structured interview or self-report methods that have been derived from and used with relevant samples

Holly Hills, Ph.D., [email protected]

• Screening for Trauma / PTSD

• All persons entering court-related / other programs should be screened for trauma

• Any staff member can screen for symptoms of trauma

• Many simple, non-proprietary screening instruments are available

• Positive screens should be referred for a comprehensive assessment

• www.ncptsd.org

Key Areas of Modification: Screening

and Assessment

Holly Hills, Ph.D., [email protected]

• Screening for Trauma

• Provide safe, private environment, free

from startling noises, provide adequate

interpersonal distance

• Identify trauma-related symptoms

• Gather information on mental health

treatment, substance abuse patterns,

psychiatric medication use, etc.

Key Areas of Modification: Screening

and Assessment

Holly Hills, Ph.D., [email protected]

Developing a Trauma-Informed

Treatment Programs

• Administrative commitment to

change

• Appropriate trauma screening

• Trauma training and education

• Hiring practices

• Review of formal policies

• Review of formal and informal

service procedures

Holly Hills, Ph.D., [email protected]

Incorporating Trauma-Sensitive

Services into Existing Programs

• Prioritize awareness of trauma and abuse in all aspects of treatment and treatment environment

• Modify procedures for working with women and men in full range of service settings

• Create alternative, trauma-sensitive procedures less likely to exacerbate symptoms and more likely to promote effective behavioral management and client change

Holly Hills, Ph.D., [email protected]

Trauma and Treatment

Engagement and Outcomes

Impacts interaction with figures of authority

Impacts sleep patterns

Can lead to self injurious behavior

Impacts how rage and anger are experienced

Holly Hills, Ph.D., [email protected]

Building on a Foundation

Provide Integrated Treatment

Work on Engagement and Motivation

Work from a position of optimism

Educate about Trauma and COD

Treat at multiple levels ….more treatment leads

to better results, incorporate elements in all

interactions

Encourage accountability, expect more effort not

less

Focus on creating a strong therapeutic bond or

alliance

Addressing Trauma in MH and

SA Treatment

Provide Integrated Treatment

Work on Engagement and

Motivation

Work from a position of optimism

Educate about Trauma and COD

Addressing Trauma in MH

and SA Treatment

Treat at multiple levels ….more

treatment leads to better results,

incorporate elements in all

interactions

Encourage accountability, expect

more effort not less

Focus on creating a strong

therapeutic bond or alliance

Stage Conceptualizations

Stage One: Focuses on stress management, symptom reduction, education, building trust, improving communication, teaching coping skills, stabilization and reduction of symptoms and safety

Stage Two: Exploration of memories, integration, remembrance and mourning (facing the past by exploring the impact of trauma and SA)

Stage Conceptualizations

Stage Three: characterized by “integration” of self, personality, trauma experiences, long term coping and reconnection (attaining a “healthy engagement with the world through work and relationships” (Najavits, 2003; Herman, 1992).

Holly Hills, Ph.D., [email protected]

Gender/Trauma Informed

Programming

• Some examples of trauma-recovery

models:

• Seeking Safety (Najavits, 2001)

• www.seekingsafety.org

• Trauma Recovery & Empowerment

(TREM, Harris, 1998)

[email protected]

Holly Hills, Ph.D., [email protected]

Seeking Safety (Lisa Najavits, 2001)

• Structured interventions in manual format

• Organized around 25 trauma-related topics

• Integrates trauma & substance abuse

• For more information: Seeking Safety: A Treatment Manual for PTSD and Substance Abuse (Guilford Press, 2002)

Seeking Safety (Najavits, 2002)

Structured interventions in

manual format

Organized around 25 trauma-

related topics

Seeking Safety (Najavits, 2002)

Integrates trauma & substance

abuse

Derived primarily from Cognitive

Behavioral Therapy With a focus on structured activities

Problem solving in the present

Education

Is time-limited

Seeking Safety –

Primary Strategies In the ‘Stage’ Model: Seeking Safety is

considered to be a ‘Stage One’ Model:

Effort is focused on

Stress management

Symptom reduction / stabilization

Education

Building trust

Improving communication

Teaching coping skills, and

Safety

Therapist Selection

Considerations in Selecting Staff

• No specific degree requirements – per

LN

• What has been their previous work

history with regard to running group

interventions?

• How do they respond to supervision /

feedback?

• Are they comfortable with other

colleagues observing their group?

Considerations in Selecting Staff

• What would colleagues / peers say

about their ability to form therapeutic

alliances?

• Are they on-board with following a

manual?

• What is their opinion re adoption of

innovation / application of EBPs?

• Consider a group ‘try-out’ – to determine

fit

Key Program Elements in Early

Treatment

Finding relationship of other problems and disorders to the violence

Creation of safe and supportive space to explore these issues

Learning specific skills to promote recovery

Skill development to identify thoughts, feelings, behaviors

Effective problem solving techniques

Relaxation, grounding, stress reduction, etc.

Key Program Elements

Continued…

Strengthening of interpersonal skills, e.g., assertiveness training, boundary setting, interpersonal support, etc.

Relapse prevention

Alternatives to substance abuse and other destructive behaviors

Development of short-term and long-term “safety plans” to protect self and children in the community

Designed for flexible use:

Can be conducted in group or

individual format; for women, men,

or mixed-gender; using all topics or

fewer topics; in a variety of

settings.

The model also pays attention to

therapist processes:

The balance of praise and

accountability

Evaluation of countertransference

(sadism, scapegoating,

victimization, giving up on

patients)

Self-care

Range of Clinical Topics

Covered

Four content areas:

Cognitive

Behavioral

Interpersonal

Case management

Interpersonal topics:

Honesty

Asking for Help

Setting Boundaries in Relationships

Getting Others to Support Your

Recovery

Healthy Relationships

Community Resources

Cognitive topics:

PTSD

Taking Back Your Power

Compassion

When Substances Control You

Creating Meaning

Discovery

Integrating the Split Self

Recovery Thinking

Behavioral topics:

Taking Good Care of Yourself

Commitment

Respecting Your Time

Coping with Triggers

Self-Nurturing

Red and Green Flags

Detaching from Emotional Pain

(Grounding)

Case Management:

Introduction

Case Management

Safety

Life Choices

Termination

Combination

Safety

Life Choices Game

Termination

Format of Clinical

Sessions

Session Format: Check-In: Describe coping, unsafe

behaviors

Quotation: Engages emotionally in

content

Handouts and Discussion: Relate the

topic to their life (30-40min)

Check-out: identify impact of session, formulate commitment

Focusing on Safety:

Through creating a list of safe coping

skills

Use of a Safe Coping Sheet to review

recent unsafe incidents

A Safety Plan to identify stages of

danger, and how to address

A report of unsafe behaviors at Check-In

Client Selection

Client Selection

• has been applied to diverse

populations

• was designed for men and

women

• be inclusive as possible

• encourage application of coping

skills very broadly

• use CM to engage in additional

treatment

Client Selection

• Instruct to ignore terms of they

don’t apply

• Allow a ‘try-out’ of treatment

• Allow participation at any stage

of recovery

• Can be applied from the start of

treatment

Measurement of Fidelity

• Using the Adherence Scale

• In training

• Ongoing assessment

Overview of the Research

Evidence

• Continuously updated at

www.seekingsafety.org

Overview of the Research

Evidence (Najavits, 2010)

• All outcome studies evidenced positive

outcomes*

• In the controlled trials, Seeking Safety

typically outperformed the comparison

condition

• Treatment satisfaction was high in all

studies

• More research is needed

Issues in Implementation and

Sustainability:

Global and Specific

NIRN, 2005

NIRN: The Implementation

Problem

What is known is not what is adopted to

help children, families, and adults

Clear pathways to implementation are

not well known / understood

EBPs are often not implemented with

fidelity

There is drift over time and with staff

turnover

NIRN, 2005

NIRN: Global Considerations

There are two separate sets of issues

and considerations:

One involves the interventions specified

by the evidence-based program or practice

The other involves the implementation

processes and strategies to put the

intervention in place

NIRN, 2005

Work of Implementation

Changing the behavior of adult human service professionals

Changing organizational structures, cultures, and climates

Changing the thinking of system directors and policy makers

Successful and sustainable implementation

of evidence-based practices and programs

always requires organizational change.

NIRN, 2005

Implementation Facilitators

Effective strategies to change adult

behavior (e.g., line staff, supervisors)

Effective strategies to change program

operations (e.g. HR, scheduling)

Reduction of systems and policy barriers

Right resources at the right time

Fidelity and Outcome Measures

NIRN, 2005

INTEGRATED &

COMPENSATORY

CONSULTATION

& COACHING

STAFF

EVALUATION

FACILITATIVE

ADMINISTRATIVE

SUPPORTS

RECRUITMENT

AND SELECTION

PRESERVICE

TRAINING

SYSTEMS

INTERVENTIONS

Implementation Drivers

DECISION SUPPORT

DATA SYSTEMS

Implementing ‘New Knowledge’

Excellent experimental evidence for what does not work

Dissemination of information by itself

does not lead to successful

implementation (research literature, mailings,

promulgation of practice guidelines)

Training alone, no matter how well

done, does not lead to successful

implementation

NIRN, 2005

NIRN, 2005

Stages of Implementation

Exploration

Installation

Initial Implementation

Full Implementation

Innovation

Sustainability

Implementation occurs in stages:

NIRN, 2005

Stages of Implementation

Exploration

Awareness, preplanning, initiation (stakeholders, leaders, champions)

Community-Purveyor information exchange, mutual assessment

Perceived risk, ability to manage risk

Installation

Structural and instrumental

changes (hire/redeploy staff, cell phones, HR

policies, funding and referrals, space)

Resources consumed but no consumers seen (start up may add 10-20% to first year costs)

NIRN, 2005

Stages of Implementation

Initial Implementation Change practices, provide services Put components in place, change

organizational structures & culture, manage change process, overcome fear & inertia

Full Implementation Components integrated, fully

functioning New implementation site ready to be

evaluated re: consumer outcomes

NIRN, 2005

Stages of Implementation

Innovation First do it right (high fidelity) Then do it differently (evaluate changes,

improvement/drift)

Sustainability Starts during exploration, never stops Information and trust, good outcomes,

expanding support base during all stages Ability to retain function while changing

form given turnover, changing needs and context

Implementation and

Adaptation: Seeking Safety

• Methods for Teaching Coping Skills

• Walk Through

• In-session exercise

• Role-play

• Identify role models

• “Say aloud”

• Consider ‘obstacles’

• Replay scenes

• Make a Tape

Implementation and

Adaptation: Seeking Safety

• Tying content to Trauma Experience

• “Headlines, not Details”

• Returning Again to the Concept of

Safety

• Controlling the flow of the group

• Redirecting: How do you do this?

• Addressing Issues of Power

• Respecting the Past, Addressing the

Present

Implementation and

Adaptation: Seeking Safety

Suggestions for Specific Audiences

• Adolescents

• Gender issues

• Military / Veterans

• Racial / Ethnic Diversity

• What do you think you might do differently –

based on who is in the group?

Implementation and

Adaptation: Seeking Safety

Considerations in Selecting Staff

• No specific degree requirements – per

LN

• Must be able to recognize their limits

• Interested in using the manual /

following the format

• Other helpful characteristics

Use of Quotations

“What are the words you do not yet

have? What do you need to say?

….There are so many silences to be

broken…..”

“Not to laugh, not to lament, not to

judge, but to understand”

“You are not responsible for being

down, but you are responsible for

getting up”

Addressing Challenging

Statements

• I can’t talk to myself compassionately, I

hate myself too much”

• Substances help me deal with my PTSD

• These are good skills, but I will never

remember to do them

• I don’t deserve to take better care of

myself

• I want to set a boundary with you….stop

telling me to stop using…I am not ready

For More Information…

Further information on Seeking Safety Manual and Model at:

www.seekingsafety.org

“Seeking Safety: A Treatment

Manual for PTSD and

Substance Abuse” (Najavits,

2002)

can be ordered from Guilford

Press (800-365-7006) or

online at www.guilford.com.

Holly Hills, Ph.D., [email protected]

Web Resources

www.nrepp.samhsa.gov – National Registry of

Evidence based Programs and Practices

www.ncmhjj.com

www.scattc.org

www.aacap.org/publications/factsfam/schizo.htm

www.surgeongeneral.gov/library/mentalhealth/chapter3

www.fmhi.usf.edu

www.samhsa.gov

Co-occurring Center of Excellence

For More Information… Trauma and Recovery by Judith Herman, MD

(1992).

Trauma and Substance Abuse: Causes, Consequences, and Treatment of Comorbid Disorders. Edited by Paige Ouimette and Pamela Brown (2003).

Narrative approaches to working with Adult Male Survivors of Child Sexual Abuse by Kim Etherington (2000).

The Post-Traumatic Stress Disorder Sourcebook by Glenn R. Schiraldi (2000).

Effective Treatments for PTSD by Foa, Keane, and Friedman (2000).

The Woman’s Addiction Workbook by Lisa Najavits (2002).