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Ultrasonic Classification of Defects in Thin-Walled Structures by Rishikesh Benegal A thesis submitted in conformity with the requirements for the degree of Master of Applied Science Department of Mechanical and Industrial Engineering University of Toronto © Copyright by Rishikesh Benegal 2016

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Page 1: Ultrasonic Classification of Defects in Thin-Walled Structures · 2016. 11. 17. · 3.5.1 Real-time Signal Processing ... Figure 2.1: Cross-sectional views of step and lake-type corrosion

Ultrasonic Classification of Defects in Thin-Walled Structures

by

Rishikesh Benegal

A thesis submitted in conformity with the requirements

for the degree of Master of Applied Science

Department of Mechanical and Industrial Engineering

University of Toronto

© Copyright by Rishikesh Benegal 2016

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Ultrasonic Classification of Defects in Thin-Walled Structures

Rishikesh Benegal

Master of Applied Science

Department of Mechanical and Industrial Engineering

University of Toronto

2016

Abstract

This thesis focused on the development of techniques to detect and estimate the size of circular

corrosion defects in thin-walled structures using ultrasonic guided waves. A 3D Finite

Element (FE) model was developed to simulate the propagation of waves in thin-walled plates.

The model was validated with experimental analysis using an Electro-Magnetic Acoustic

Transducer (EMAT).

Using a combination of fundamental and higher order horizontally polarized shear waves, the

loss in amplitude of the received waves could be correlated to the minimum diameter of a defect.

The transmitted pulse was delayed by an amount correlated to minimum defect diameter at the

bottom of the defect. The 3D FE model predicted the received signals in plates with defects with

an average error of 5%±2% for amplitude changes and 19%±17% for pulse delays. These

results suggest that a 3D model can be used to predict the effects of defects on shear wave

propagation.

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Acknowledgements

I would like to thank Prof. Anthony Sinclair and Prof. Tobin Filleter for giving me the

opportunity to work on this project. Their guidance with my research and the development of this

thesis has been invaluable. I would also like to thank Fatemeh, Chi-Hang, Hossein, Ben, and

Chris at UNDEL (Ultrasonic Non Destructive Evaluation Laboratory) for their assistance and

friendship. Nicholas Andruschak and Gabriel Turcan from Groupe Mequaltech have also been of

great help. Finally, I am extremely grateful to my parents for their unconditional love and

support.

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Table of Contents

Introduction .................................................................................................................................1 1

1.1 Objectives ............................................................................................................................1

1.2 Summary of Chapters ..........................................................................................................2

Background and Literature Review ............................................................................................3 2

2.1 Background ..........................................................................................................................3

2.1.1 Motivation ................................................................................................................3

2.1.2 Causes and Types of Corrosion in Pipe Supports and Tank Floors .........................4

2.1.3 Regulatory Requirements.........................................................................................4

2.1.4 Current Techniques for Detecting Corrosion ...........................................................5

2.1.5 Limitations of Current Ultrasonic Techniques ........................................................7

2.1.6 Requirements for a Better Corrosion Detection Technique .....................................8

2.2 Background on Wave Propagation ......................................................................................8

2.2.1 Phase Velocity and Group Velocity .........................................................................8

2.2.2 Bulk Waves versus Guided Waves ..........................................................................9

2.2.3 Types of Guided Waves .........................................................................................10

2.2.4 Shear Horizontal Waves ........................................................................................11

2.2.5 Dispersion and Frequency Cut-off Phenomena .....................................................12

2.3 Guided Waves in Plates and Pipes .....................................................................................15

2.4 Techniques for Detecting Step and Lake-Type Defects ....................................................16

2.5 Electro Magnetic Acoustic Transducers (EMATs)............................................................17

2.5.1 Lorentz Force EMATs ...........................................................................................19

2.6 Numerical Analysis of Wave Propagation .........................................................................26

2.6.1 Finite Element Analysis .........................................................................................26

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2.7 Absorbing Layers ...............................................................................................................30

2.7.1 Stiffness Reduction Method ...................................................................................31

2.8 Previous Work on Defect Detection using EMATs ...........................................................33

Experimental Analysis of SH Wave Propagation in the Presence of Defects ..........................35 3

3.1 Experimental Setup ............................................................................................................36

3.2 Defect Profiles ...................................................................................................................37

3.2.1 Stage 1 – Step Defects ...........................................................................................38

3.2.2 Stage 2 – Minor Lake-Type Defects ......................................................................39

3.2.3 Stage 3 – Lake-type Defects ..................................................................................40

3.3 Selection of Wave Parameters ...........................................................................................41

3.4 EMAT Design ....................................................................................................................43

3.5 Signal Processing ...............................................................................................................45

3.5.1 Real-time Signal Processing ..................................................................................47

Finite Element Model of SH Guided Wave Propagation in the Presence of Defects ...............48 4

4.1 Overview ............................................................................................................................48

4.2 Material Parameters ...........................................................................................................48

4.2.1 Time Domain vs. Frequency Domain Modeling ...................................................49

4.3 3D Finite Element Model...................................................................................................49

4.3.1 Generation of SH Waves .......................................................................................50

4.3.2 SRM Regions .........................................................................................................51

4.3.3 Mesh .......................................................................................................................52

4.3.4 Solver Configurations ............................................................................................53

Results and Discussion ..............................................................................................................54 5

5.1 Results from Experimental and FE Analysis .....................................................................54

5.1.1 Amplitude Changes Due to Defects .......................................................................54

5.1.2 Time Delay Changes Due to Defects .....................................................................58

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5.2 Discussion ..........................................................................................................................60

5.2.1 Effects of Beamwidth ............................................................................................60

5.2.2 Pulse Amplitude .....................................................................................................61

5.2.3 Time Delay Changes due to Defects ......................................................................67

5.2.4 Frequency Spectrum Changes Due to Defects .......................................................69

5.3 Summary of Defect Classification .....................................................................................72

Summary & Conclusions ..........................................................................................................73 6

6.1 Detection and Sizing of Corrosion Defects .......................................................................73

6.2 Development of 3D Finite Element Model ........................................................................73

6.2.1 Summary of Algorithm for Defect Detection and Sizing using SH1 and SH0

signals ....................................................................................................................74

6.3 Future Work .......................................................................................................................75

References ......................................................................................................................................76

Appendix A – Numerical Results ..................................................................................................81

Appendix B – Sources of Error ......................................................................................................84

Experimental Analysis .......................................................................................................84

FE Analysis ........................................................................................................................84

Appendix C - Accuracy of Detecting and Sizing Defects .............................................................86

Appendix D – Real Time Signal Processing Application ..............................................................87

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List of Tables

Table 2.1: Summary of current techniques to inspect pipes/plates [9] ........................................... 6

Table 2.2: Comparison of Guided Wave and Bulk Wave Characteristics in a Non-dispersive

Medium [14] ................................................................................................................................. 10

Table 2.3: Typical EMAT coil and magnet configurations .......................................................... 20

Table 3.1: Parameters for step defects .......................................................................................... 39

Table 3.2: Parameters used for minor gradual thinning defects in Stage 2 .................................. 40

Table 3.3: Parameters used for gradual thinning defect in Stage 3 .............................................. 41

Table 3.4: Settings used in PowerBox H during data collection .................................................. 44

Table 4.1: Material Properties Used for a Carbon Steel plate in the FE Analysis ........................ 49

Table 4.2: Stiffness Reduction Method Parameters ...................................................................... 52

Table A.1: Average received SH1/SH0 amplitude for defect diameters relative to the no-defect

case. ............................................................................................................................................... 81

Table A.2: Average received SH1/SH0 amplitudes for average defect diameters relative to the no

defect case. .................................................................................................................................... 82

Table A.3: Average time delay for defect diameters relative to the no defect case. .................... 83

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List of Figures

Figure 2.1: Cross-sectional views of step and lake-type corrosion defects in a plate with

minimum remaining wall thickness indicated ................................................................................ 4

Figure 2.2: Schematic of particle motion in a shear horizontal (SH) wave [17] .......................... 11

Figure 2.3: Mode shapes for the first three SH guided wave modes [18] .................................... 12

Figure 2.4: Group velocity vs. frequency-thickness product for mild steel [20] .......................... 13

Figure 2.5: Phase velocity vs. frequency-thickness product for a mild steel plate [20] ............... 14

Figure 2.6: Phase velocity dispersion curve for circumferential SH waves in plates and pipes [22]

....................................................................................................................................................... 16

Figure 2.7: Schematic of SH wave generation using a PPM array configuration [25] ................. 21

Figure 2.8: Dispersion curve showing the dominant wavelength generated by using magnets with

a width of 3.175 mm and 3.175 mm plate thickness [20]. ............................................................ 22

Figure 2.9: Transducer configurations in axial examinations: a) Pulse echo; (b) Pitch-catch [31]

....................................................................................................................................................... 24

Figure 2.10: a) Complete model of physical phenomenon; b) Truncated model with absorbing

layer............................................................................................................................................... 31

Figure 3.1: Configuration of the plates used for experimental analysis ....................................... 36

Figure 3.2: Top-view schematic of experimental setup ................................................................ 37

Figure 3.3: Cross-section of initial circular defect ........................................................................ 38

Figure 3.4: Cross-section of gradual slope added to defect cross section .................................... 39

Figure 3.5: Cross-section of gradual thinning defect .................................................................... 40

Figure 3.6: Dispersion curve of SH modes in 6.53 mm carbon steel plate................................... 42

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Figure 3.7: Schematic of (a) racetrack coil and PPM array; (b) Individual bar magnet ............... 43

Figure 3.8: (a) EMAT coil and PPM array; (b) Innerspec PowerBox H pulser ........................... 44

Figure 3.9: EMAT assembly on plate. The settings shown in Table 3.4 were used on the

PowerBox H for data collection. ................................................................................................... 45

Figure 3.10: Received SH0 and SH1 signals and corresponding filtered signals ......................... 46

Figure 3.11: SH1 Envelope of cases with/without defect and the corresponding cross-correlation

between the no-defect case and the defect case ............................................................................ 47

Figure 4.1: Schematic of 3D FE Model ........................................................................................ 50

Figure 4.2: Schematic of surface traction loading applied to FE model ....................................... 50

Figure 4.3: Input force applied in FE model to generate surface traction loading ....................... 51

Figure 4.4: Schematic of mesh used for 3D model. Element sizes have been scaled up 3.5x for

better visibility. ............................................................................................................................. 53

Figure 5.1: SH1/SH0 amplitude ratios, normalized by the no-defect case for 𝛼 (slope) of (a) 90°

(b) 45°, and (c) 7° for different defect diameters 𝜙 with corresponding schematics of the defect

cross-section. Error bars indicate +/- one standard deviation. ...................................................... 55

Figure 5.2: Schematic of the average defect diameter showing the cross section a 3.5 mm lake

defect with a slope of 7°. ............................................................................................................... 56

Figure 5.3: SH1/SH0 amplitude ratio normalized with the no-defect case for average defect

diameters for experimental data .................................................................................................... 57

Figure 5.4: SH1 pulse time delay at the receiver location for 𝛼 (slope) of (a) 90° (b) 45°, and (c)

7° for different defect diameters 𝜙 with corresponding schematics of the defect cross-section.

Error bars of 2 standard deviations are shown. ............................................................................. 59

Figure 5.5: Comparison between SH1 beamwidth (y-direction displacement field) and diameter

of 28.74 mm lake defect................................................................................................................ 61

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Figure 5.6: Cross sectional view of SH0 pulse (normalized y-direction displacement field) as it

passes through a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 7°

slope at times (a) 60 μs, (b) 70 μs and (c) 90 μs after transmitter excitation ............................... 62

Figure 5.7: Top half view of SH0 pulse (y-direction displacement field) as it passes through a

6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 7° slope at times (a)

60 μs, (b) 70 μs and (c) 90 μs after transmitter excitation ........................................................... 63

Figure 5.8: Cross sectional view of SH1 pulse (normalized y-direction displacement field) as it

passes through a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 7°

slope at times (a) 70 μs, (b) 100 μs and (c) 115 μs after transmitter excitation ........................... 64

Figure 5.9: Top half view of SH1 pulse (y-direction displacement field) as it passes through a

6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 7° slope at times (a)

70 μs, (b) 100 μs and (c) 165 μs after transmitter excitation ....................................................... 65

Figure 5.10: Cross sectional view of SH0 pulse (normalized y-direction displacement field) as it

passes through a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 90°

slope at time of 80 μs after transmitter excitation ........................................................................ 66

Figure 5.11: (a) Top view of SH1 propagation for 28.74 mm lake defect indicating locations

where frequencies will be analyzed. (b) Frequency spectrum at locations around and at defect

locations ........................................................................................................................................ 68

Figure 5.12: Frequency response measured at the receiver location for the (a) Experimental

measurement and (b) FE simulations, where 𝜙 is the diameter at the bottom of the defect and 𝛼

is the defect slope .......................................................................................................................... 70

Figure 5.13: Mean SH1 Frequency Spectrum Skewness for different defect sizes and slopes for

five trials of each defect case. ....................................................................................................... 71

Figure D.1: A sample signal processing application using Python that can perform real-time

calculations ................................................................................................................................... 87

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Introduction 1

The mechanical integrity of thin walled structures such as pipes and storage tank floors in an

industrial site can be severely undermined by the presence of defects caused by corrosion. If such

compromised structures are left unattended, the corrosion can initiate loss of material that could

eventually lead to leaks or even structural failure. The need to detect such defects accurately and

quickly is a challenging engineering problem given the extensive lengths of pipes and large sizes

of storage tanks at industrial sites.

1.1 Objectives

The two main objectives in this project are to:

1. Develop an ultrasonic testing technique that can detect and size corrosion defects in thin-

walled carbon steel industrial structures. A technician using technique should be able to

approximate the minimum defect diameter. If a defect is found during scanning, it can be

flagged and other more precise and accurate techniques can be used to size the defect.

2. Develop a 3D finite element model that can be used to simulate the propagation of

ultrasound waves through thin-walled structures that contain defects. The model should

be able to predict the results of the ultrasonic testing technique for a variety of different

defect geometries. As such, a 3D model will eliminate the need for expensive and time

consuming experiments in the future.

Both the ultrasonic testing technique and the 3D finite element model will be validated through

experimental analysis. For the purposes of this project, the defect will be constrained to a circular

shape, and the defect’s depth (wall thickness loss) will be constrained to approximately 20% of

the structure’s original wall thickness. Further details regarding the selection of defect

parameters are provided in the experimental analysis section.

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1.2 Summary of Chapters

Chapter 2 provides background information regarding the processes and nature of corrosion

experienced in industrial structures. An introduction to current technologies for corrosion

detection, in particular ultrasonic technologies, and their limitations is provided. As well, a

background on wave propagation and the merits of shear horizontal (SH) waves are covered.

Finally, an overview of new techniques that have been developed or are under development to

detect corrosion are provided.

In Chapter 3, details regarding the experimental setup in order to investigate the effects of

defects on SH waves are given.

Details regarding 3D Finite Element (FE) model developed to analyze SH wave propagation are

provided in Chapter 4. Specifics regarding the model such as material properties, geometry,

surface traction forces and boundary conditions are provided.

Chapter 5 contains the comparison of experimental and FE results. Here, it is shown that FE

analysis of wave propagation can be used to estimate the behavior in the experimental case.

Furthermore, techniques to characterize the size and type of defect based on amplitude and time

delay changes are provided.

A summary of the findings in thesis is provided in Chapter 6 along with suggestions for future

work.

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Background and Literature Review 2

2.1 Background

In order to determine the existence, extent and location of corrosion in thin-walled structures,

background information regarding the nature of corrosion and current inspection techniques is

presented in this section.

2.1.1 Motivation

Metal corrosion is a significant issue causing an estimated yearly damage of over $276 billion in

the United States alone according to a 2002 study by NACE International1 [1]. An important

subset is that of corrosion in piping systems and tank floors. It is estimated that 80-85% of

corrosion in pipes often occurs near support locations [2]. These regions are more susceptible to

corrosion because water can stagnate in the crevices between the support and the pipe and it is

often difficult to access these areas for routine maintenance. Underground and aboveground

storage tanks are also susceptible to corrosion due to the presence of water in soil, as well as

other factors including saltwater content and microbial structures present inside and outside the

tank [3]. Such structures can be found in a variety of different industries such as utilities,

transportation, manufacturing and infrastructure [1]. In particular, oil and gas industry structures

that carry crude oil with high concentrations of sulfur and CO2 are prone to corrosion [4], [5].

In pipes, traditional NDE (Non Destructive Evaluation) inspection techniques often involve

lifting the pipe and visually checking for defects. However, such procedures are time consuming

and expensive as it may require cutting or uninstalling the support, removing insulation and plant

downtime. Lifting a pipe off a support may also undermine the structural integrity of a pipe that

may already be weakened due to corrosion. In the case of storage tanks, the area that is to be

inspected is often very large. As such, a corrosion detection technique that is fast and does not

require direct access to the corrosion location would be highly beneficial.

1 Formerly known as National Association of Corrosion Engineers

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2.1.2 Causes and Types of Corrosion in Pipe Supports and Tank Floors

Since the purpose of this project is to develop a technique to assess the presence of corrosion, it

will focus on defects due to localized corrosion in pipes and in plates. The basic elements in a

corrosion “cell” are a cathode, anode, electrolyte and a metallic pathway [6]. The cathode

undergoes a reduction reaction gaining electrons, whereas the anode (pipe or plate) undergoes an

oxidation reaction where it loses electrons. These reactions are facilitated by the presence of

water that forms the basis of an electrolyte, providing a metallic pathway for electron flow.

Corrosion in pipes and plates can often take the form of pitting which consists of pit-type “step”

defects or develop into uniform corrosion, often referred to as gradual thinning or “lake-type”

corrosion. The difference between the two types of corrosion are is shown in Figure 2.1. For the

purposes of this thesis, the pitting defect will be referred to as a “step” defect, since there is an

abrupt change in wall thickness. The gradual thinning defect will be referred to as a lake-type

defect as this is the term often used in industry to describe such defects. In reality, it is difficult

to categorize the defect type exactly as they may often range between step or lake-type

defects [7]. However, we will consider these two general defect types separately for the purposes

of this thesis.

Figure 2.1: Cross-sectional views of step and lake-type corrosion defects in a plate with

minimum remaining wall thickness indicated

2.1.3 Regulatory Requirements

Codes such as ASME (American Society of Mechanical Engineers) B31.3 for process piping

standards specify allowable limits of defect size, geometry and wall-thickness loss for safe

operability of industrial structures [8]. Along with information regarding the defect, other factors

such as the operating environment, stress concentrations and desired life expectancy of the

structure are also used to assess whether the structure is to be repaired or replaced. Therefore, it

a) Step defect b) Lake-type defect

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is important for a technician who is inspecting a structure to know the approximate depth, size

and geometry of a defect before a recommendation for repairing/replacing the structure is made.

2.1.4 Current Techniques for Detecting Corrosion

Currently employed NDE methods for detecting a wide range of defects in engineering structures

include visual testing (VT), penetrant testing (PT), magnetic testing (MT), radiographic testing

(RT), ultrasonic testing (UT), eddy current testing (ET), thermal infrared testing (TIR) and

acoustic emission testing (AE) [9]. As mentioned in Table 2.1 only some of these techniques are

suitable for corrosion detection and characterization.

Most testing methods applicable for corrosion detection require “direct access” to the defect

location. That is, the technique can only be applied in a small region directly underneath or

above the defect. This prevents such techniques from being used as fast scanning tools to

determine corrosion over a wide area, particularly under regions that are not readily accessible

such as under pipe supports. Attempting to access regions under support locations may result in

increased stresses on pipes that may already be damaged by corrosion. As well, scanning only

small regions of storage tank floors and walls is also very time consuming, resulting in increased

plant downtime.

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Table 2.1: Summary of current techniques to inspect pipes/plates [9]

Technique Procedure Access

defect area

Cost per

region

Visual Visually checking for possible corrosion Yes Low*

Penetrant (mainly

for cracks)

Applying either fluorescent or visible

penetrant and a “developer” to defect

location. If a crack exists penetrant will

seep out of cracks after “development

time” has elapsed.

Yes Low*

Radiographic

X-ray radiation is projected onto

specimen. The rays penetrate the

specimen, and are captured on a film to

analyze defects.

No High**

Thermal/infrared

(mainly for

cracks)

Test specimen has to be heated up to a

high degree before inspection with an

infrared camera. Defects regions have a

different temperature.

Yes Low*

Magnetic particle

(mainly for

cracks)

Magnetic particles (iron filings) are

applied to defect area. Inducing magnetic

flux causes particle alignment to change

based on presence of defect

Yes Low*

Magnetic flux

leakage

Magnetic flux is induced in specimen.

The flux will leak out if a defect present. Yes Low*

Eddy-current

Eddy-current field generated in specimen

using a coil with pulsed current excitation.

Defects cause a change in coil impedance.

Yes Low*

Ultrasound

Generating ultrasonic waves in specimen

to determine presence of defects. Need

couplants.***

Some

techniques Low*

*Without considering any plant downtime, the cost will primarily be labour cost

**a new film is required for each scan location

***couplants are fluids with high viscosity that must be applied to a specimen’s surface to induce ultrasound waves,

and this process is very time consuming

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2.1.5 Limitations of Current Ultrasonic Techniques

An important subset of the techniques mentioned in Table 2.1 is ultrasound based inspection.

Key advantages of such techniques include the ability to accurately detect/size defects and the

inexpensiveness of carrying out the technique (only labour costs are involved) once the

equipment is purchased. However, presently available ultrasound techniques are an unideal

solution for our corrosion detection purposes because of the time required to use such solutions

and the inability of the solutions to detect lake defects.

Most traditional ultrasound techniques require a high viscosity fluid known as a couplant to be

applied to the surface of the test specimen [9]. For instance, Dacon2 uses transducers to generate

waves that travel between a transmitter and receiver and do not require direct access to the defect

area [10]. The wave propagation time between the transmitter and receiver is used to determine

the amount of corrosion. However, a couplant is required for this technique, which results in an

increased setup time. There are products available on the market, such as the dry-coupled wheel

probe sensors by Sonatest3, that do not require a couplant [11]. Such products still require direct

contact with the test specimen in order to generate an ultrasound wave in the material. This

makes it difficult to inspect a surface that is uneven or is coated with a thin layer of paint.

Innerspec4 uses MRUT (Medium Range Ultrasonic Testing) technology which was also

designed for corrosion detection. It utilizes a special type of transducer that does not require a

couplant, but is unable to detect lake-type defects due to the type of wave used [12].

Attenuation of commonly used ultrasound waves by the medium that surrounds the test specimen

is also an issue. For example, if the specimen, such as a pipe, is surrounded by soil or if it is

filled with a fluid such as water, the ultrasound waves will be attenuated considerably [13].

Polymer coatings on pipes have also been known to attenuate the signals for particular wave

types [13]. This limits the situations where traditional ultrasound techniques that can be used.

2 Dacon Inspection Services, Ban Chang, Rayong, Thiland

3 Sonatest Ltd, Milton Keynes, UK

4 Innerspec Technologies Inc., Forest, Virginia, USA

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2.1.6 Requirements for a Better Corrosion Detection Technique

Given the current NDE techniques available in the market and their shortcomings, it is clear that

there is a need for a new ultrasound based technique that is:

Able to quickly identify the presence of corrosion without direct access to the defect

location. In particular, the inspection technique should be able to identify lake-type type

defects which current industry standard scanning techniques are often unable to detect

Able to accommodate different surface conditions such as roughness and thin coatings as

well as presence of fluid inside a pipe

Low cost with short setup time and reduction/avoidance of plant downtime

This thesis will focus on developing a technique that meets these needs.

2.2 Background on Wave Propagation

Since many of the techniques mentioned in this report make use of ultrasonic wave propagation

concepts, a brief review of this topic will be provided in this section. Further information

regarding ultrasonic waves can be found in [14].

2.2.1 Phase Velocity and Group Velocity

“The phase velocity is the velocity of a wave front of constant phase” [15]. The phase velocity

𝑐𝑝 can be defined using Equation (1) where 𝜆 is the wavelength, f is the frequency, k is the wave

number and 𝜔 is the angular frequency.

𝑐𝑝 = 𝑓𝜆 = 𝜔/𝑘 (1)

The group velocity, 𝑐𝑔 is defined as, “the velocity of propagation of a wave packet” [15]. The

group velocity is given by:

𝑐𝑔 =𝑑𝜔

𝑑𝑘

(2)

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2.2.1.1 Dispersion of Waves

If the wave type is dispersive, then the phase velocity of the wave is a function of frequency [14].

Waves are often launched as a short pulse that contain a range of frequencies. As the pulse

travels, lower frequency components travel at a different speed than the higher frequency

components. As a result, the pulse shape (envelope) will change with propagation distance. Pulse

duration will also increase as the wave travels further away from the source. As well, signal

amplitude will be reduced due to conservation of energy as the pulse duration increases. This

phenomenon reduces the sensitivity of a diagnostic technique that relies on measurement of the

received amplitude or arrival time of pulses.

2.2.2 Bulk Waves versus Guided Waves

Bulk ultrasound waves travel only in localized regions within the interior of a structure [14]. By

contrast, guided ultrasound waves propagate through the total thickness or at the boundaries of

the structure over large distances. This means that with a guided wave method, large areas can be

inspected by launching a guided wave from a single location. Consequently, guided waves are

ideal for inspection in cases where rapid inspection or large areas is necessary as well as cases

where it is required to inspect areas that are not easily accessible.

One of the key parameters that determines whether a guided or bulk wave is generated within a

medium by a given ultrasonic equipment setup is the system excitation frequency. The relatively

low frequencies of the guided waves make them less sensitive to defects compared to bulk waves

which are typically generated at higher frequencies [14]. A brief comparison between guided

waves and bulk waves is shown in Table 2.2.

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Table 2.2: Comparison of Guided Wave and Bulk Wave Characteristics in a Non-

dispersive Medium [14]

Characteristic Bulk Wave (non-dispersive) Guided Wave (dispersive)

Phase Velocity Constant Function of frequency

Group Velocity Same as phase velocity Not equal to phase velocity

Pulse Shape Little change with propagation

distance

Significant change with

propagation distance

Even though guided waves tend to be dispersive and have a relatively low frequency, there are

several distinct advantages of using a guided wave for inspection. These advantages include:

Ability to inspect over longer distances instead of scanning only localized regions, and

ability to inspect regions that are not directly under the ultrasonic probe

Ability to detect defects via analysis of defect “signatures” related to dispersion, wave

scattering, attenuation, excitability, and mode selectivity characteristics [16]

2.2.3 Types of Guided Waves

There are several types of guided waves that can be generated in structures. The most common

wave types are briefly reviewed here and further information can be found in [14]:

Rayleigh Waves: Travel along a free surface of a specimen, and have an elliptical motion.

These waves are not well suited for applications such as corrosion detection in pipes and

plates, as they are overly sensitive to the pressure applied by support structures.

Lamb Waves: Flexural waves that occur in plane strain in a free plate (or pipes with a

large radius-to-thickness ratio) and travel through the thickness of the material. In

general, these waves are considered to be “leaky” as they are susceptible to attenuation

caused by any items in contact with the structure such as soil and supports. Consequently,

they are not a good fit for corrosion detection in most industrial situations.

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Torsional Waves: These waves exist only in cylindrical structures and have dominant

motion in the circumferential direction of the structure. Since they can exist only in

cylindrical structures, and corrosion detection techniques developed based on torsional

waves may not be applicable for plates.

Shear Horizontal (SH) Waves: These waves can exist in both plate and cylindrical

structures. Unlike Rayleigh and Lamb waves, SH waves do not have displacements in

directions perpendicular to the surface and are less susceptible to attenuation. Since SH

waves will be used in this thesis, a more thorough explanation is presented in the

following section.

2.2.4 Shear Horizontal Waves

The motion of particles for this type of wave is perpendicular to the direction of wave

propagation as in the case of shear or transverse waves. However, in the shear horizontal case the

polarization of the wave is in the horizontal direction. As well, the waves travel through the

entire thickness of the material. A schematic of how the wave propagates is shown in Figure 2.2.

Figure 2.2: Schematic of particle motion in a shear horizontal (SH) wave [17]

Shear horizontal (SH) waves are of particular interest for the application of corrosion detection

since they are not overly sensitive to surface conditions (such as pipe supports, soil and coatings)

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because the particle displacement is parallel to the test sample surface [14]. As such, this thesis

will focus on the use of SH modes since these waves are applicable for industrial structures that

often have support structures and may be in contact with soil or fluids. As well, a technique

developed with SH waves can be used to detect defects in both pipes and plates

The fundamental mode of shear horizontal waves, known as the SH0 mode, has a mode shape

(particle displacement) that is independent of depth within the test piece as shown in Figure 2.3.

It is also generally non dispersive, except in cylindrical structures where it is slightly dispersive

[14]. It is also possible to generate higher harmonics of the wave, labeled SH1, SH2, etc. The

higher order modes alternate between anti-symmetric and symmetric particle displacements in

the thickness of the material as shown in Figure 2.3. Higher order modes of the SH wave also

exhibit dispersion.

Figure 2.3: Mode shapes for the first three SH guided wave modes [18]

2.2.5 Dispersion and Frequency Cut-off Phenomena

For higher harmonics of SH waves, the phase velocities are dependent on frequency. The phase

velocity 𝑐𝑝 is governed by Equation (3):

(2𝜋𝑓

𝑐𝑝)

2

= (2𝜋𝑓

𝑐𝑠)

2

− (𝑛𝜋

𝑑)

2

(𝑛 = 0,1,2,3 … ) (3)

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where 𝑓 is the frequency, 𝑐𝑠 is the shear speed of the material and 𝑑 is the specimen wall

thickness and n the harmonic (wave mode) of the wave. The theoretical derivations are described

by Auld in [19].

A convenient way of visualizing the phase and group velocities corresponding to a particular

type of wave mode, geometry and material is a dispersion curve. The group or phase velocity is

plotted as a function of the frequency-thickness of a plate as shown in Figure 2.4 and Figure 2.5.

The frequency in the frequency-thickness refers to the center frequency of the SH wave and the

thickness is the wall thickness of the plate. These graphs allow one to conveniently select the

frequency required to generate a particular type of wave corresponding to any specified

specimen thickness and material.

Figure 2.4: Group velocity vs. frequency-thickness product for mild steel [20]

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Figure 2.5: Phase velocity vs. frequency-thickness product for a mild steel plate [20]

If there is no dispersion, as in the case of the SH0 mode in a plate, the group velocity of the

waveform will be the same as the phase velocity.

2.2.5.1 Frequency-Thickness Cut-off Phenomena

From Figure 2.4 and Figure 2.5 it is possible to see that the higher order SH wave modes (SH1,

SH2, SH3, etc.) cannot propagate below a particular frequency-thickness product. This is a key

concept that will be exploited in this project.

Equation (4) provides a convenient way to calculate the cut-off frequency-thickness product for

any given wave frequency 𝑓, thickness 𝑑 and wave mode 𝑛 based on a material’s shear speed 𝑐𝑠

[14].

(𝑓𝑑)𝑛 =𝑛𝑐𝑠

2 (𝑛 = 0,1,2,3 … )

(4)

Using Equation (4), we can see that the frequency-thickness cut-off for SH1 waves (where n = 1)

in a mild carbon steel plate with a 𝑐𝑠 of 3230 m/s, is approximately 1.6 MHz-mm. This means

that if a plate has a wall thickness of 6.35 mm, for example, it would not be possible for a SH1

wave to exist below a frequency of approximately 252 kHz since any frequency below this value

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would give a frequency-thickness product that is less than 1.6 MHz-mm. Alternatively, if we

generate a SH1 wave of 365 kHz, for example, it is not possible for a SH1 wave of this

frequency to exist below a wall-thickness of 4.38 mm.

We can use this cut-off effect to our advantage in order to detect wall thickness changes in

materials. Since we know that a particular frequency cannot exist below a particular wall

thickness threshold, we can transmit a pulse of higher order SH wave that contains these

frequencies that are prone to get reflected or scattered below the selected thickness. If the

received wave no longer contains all the frequencies that were transmitted, it is likely that there

is some location between the transmitter and receiver where wall thickness loss is present.

It has been shown that transmitting pulses of higher order SH waves at frequency-thickness

products that are on the “knee” region of the SH curve, work well for detecting wall thickness

losses at defect locations [21]. For example, a SH1 pulse of 2.3 Mhz-mm for mild steel is on the

knee of the curve. In cases where there is wall thickness loss of approximately 25%, the lower

frequencies in the pulse can no longer propagate through the material and are reflected from the

defect location. Therefore, the received wave at a receiver location will be considerably different

from what was transmitted. We will use a similar approach for this project of selecting points on

the “knee” of the curve.

2.3 Guided Waves in Plates and Pipes

The dispersion characteristics that have been calculated for a plate are not exactly applicable to a

pipe unless the wall thickness to outer radius ratio is less than approximately 10% [22]. This is

illustrated in Figure 2.6, where it is seen that in general, shear horizontal waves are more

dispersive in pipes than plates. The parameter n is the wave mode, d is the wall thickness and R

is the outer radius of the cylinder.

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Figure 2.6: Phase velocity dispersion curve for circumferential SH waves in plates and

pipes [22]

Consequently, it is possible to conduct experiments or numerical simulations with a plate and

extend its results to several standard sizes of thin-walled pipe.

2.4 Techniques for Detecting Step and Lake-Type Defects

Corrosion defects in pipes and plates usually display characteristics of either step or lake-type

defects as mentioned Section 2.1.2. Previous researchers have focused on using bulk wave

methods for sizing step-type defects as they often have smaller diameters, and guided SH wave

methods for sizing the larger lake-type defects.

Detecting and resolving very small step defects requires an ultrasonic wave of relatively high

frequency, such that its wavelength is less than the diameter of the defect. As such, bulk wave

ultrasonic NDE techniques using traditional piezo-electric transducers have been developed for

such purposes. For instance, Shivraj et al have developed a technique that uses 1 MHz

circumferentially-polarized guided waves that can detect pitting type defects using a traditional

piezo-wedge transducer [23]. Similarly, a Higher Order Modes Cluster (HOMC) transducer that

Note: n is the wave

mode, d is the wall

thickness, and R is

the outer radius

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generates frequencies up-to 2.25 MHz was used for providing greater sensitivity and sizing

capability for corrosion pits [24].

The use of SH waves for characterizing lake-type defects has been investigated by several

authors. A key consideration is the relatively small reflection coefficient for the fundamental

SH0 mode from lake-type defects. It has been found by Nurmalia et al that if the defect is such

that the slope of the defect wall is less than 5 degrees, then no significant reflection of the

fundamental mode will be observed [25]. In such a case, there will be close to 100% wave

transmission of the SH0 mode underneath the defect. It is therefore very difficult to detect the

presence of lake-type defects with traditional SH0 methods that are prevalent in industry. Similar

results have been found for torsional waves in the case of pipes where it is not possible to detect

lake-type defects with the fundamental torsional mode [26]. One possible technique to increase

the sensitivity to lake defects is to utilize a higher order mode. Higher order SH modes have been

studied both experimentally and by simulation for such a purpose, with positive results [25],

[21].

In this thesis the possibility of using SH waves for both step and lake type defects will be

investigated with the use of higher order SH modes.

2.5 Electro Magnetic Acoustic Transducers (EMATs)

Given the attractiveness of using SH guided waves in ultrasonic NDE, it is useful to consider the

use of electromagnetic acoustic transducers (EMATs) to generate and receive the ultrasonic

signals. In particular, EMATs have several advantages that can be used to develop a fast

scanning tool for corrosion detection in plates or pipes. Advantages of EMATs include:

Generation of ultrasonic waves in a metallic test piece via electromagnetic induction [27].

EMATs are dry non-contact transducers. Consequently, no couplant is necessary for

transduction of the wave. The wave can be generated with the transducer being as far as a

millimeter away from the specimen. This allows for inspection of parts that may be hot or

have thin coatings on them.

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Ability to easily generate and detect guided waves, and in particular SH waves. Unlike

traditional piezoelectric-based transducers, the wave generation mechanism of an EMAT

is not affected by the angle the transducer makes with the surface of the specimen [9]. As

well, SH waves cannot be generated easily using piezoelectric-based transducers as the

low density couplants used to cover plates or cylinders impede the generation of these

waves [12].

While it has distinct advantages, there are also some disadvantages that the technology has [27]:

The transduction mechanism is generally weak, which results in noisy signals and a low

signal to noise ratio (SNR).

Although EMATs can tolerate some degree of separation from the test specimen, known

as lift-off, the performance of an EMAT is very sensitive to this lift-off.

There are three key force-generation mechanisms that are possible in EMATs that can be used to

generate ultrasound waves: magnetization, magnetostrictive forces and Lorentz forces.

Magnetization forces are usually of little consequence during analysis due to their relatively

small magnitude [28] and will not be considered further.

Magnetostriction is a phenomenon that occurs in certain ferromagnetic materials where the

metals undergo dimensional changes when a magnetic field is applied. EMATs that are designed

to exploit the magnetostriction force-generation mechanism can generate substantial signal

magnitudes in certain materials such as nickel [28]; however, the phenomenon is highly non-

linear and overly sensitive to variation in the specimen’s magnetic permeability. Furthermore,

magnetostriction-based EMATs are generally restricted to testing on some ferromagnetic

materials that exhibit significant magnetostriction [29]. In cases where a test specimen, such as

carbon steel, does not have considerable magnetostriction a technique to enhance transduction is

bonding a magnetostrictive material to the test specimen. In the case of carbon steel structures,

Ribicini et al. have shown that carbon steel specimens with bonded nickel can generate the

highest magnitude of SH waves when compared to Lorentz force EMATs and non-bonded

magnetostrictive EMATs [28]. However, the bonding processes prohibits the development of a

fast diagnostic method and negates the advantages of a non-contact NDE method.

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Lorentz force EMATs are applicable for all conductive materials such as metals. As well,

Lorentz force EMATs can generate higher magnitudes than a non-bonded magnetostrive EMAT

on materials such as carbon steel [28]. Consequently, this project will focus on EMATs based on

the Lorentz force mechanism due to its wider applicability for industrial structures, plates and

pipes in particular, which are often constructed out of carbon steel.

2.5.1 Lorentz Force EMATs

A typical Lorentz force EMAT consists of a current carrying coil and a permanent magnet (or

sometimes an electromagnet). A large-amplitude alternating current is fed into a transmitter

EMAT coil; this generates an alternating magnetic field that penetrates into a metallic test

specimen, which in turn generates eddy currents Je in the surface skin of the specimen. These

eddy currents then interact with the static magnetic field B generated in the specimen by the

permanent magnet. The Lorentz force F generated within the skin depth of the test specimen is

the cross product of the two fields. It can be summarized by [27]:

𝑭 = 𝑱𝒆 × 𝑩 (5)

From Equation (5), the Lorentz forces and the resultant ultrasonic wave amplitude are linearly

proportional to both the applied magnetic field magnitude and eddy current density and are

therefore relatively easy to analyze. One key consideration with the generation of the static

magnetic field B, however, is that the magnetic field generated in a material depends on

magnetic permeability of the material. This magnetic permeability can be strongly

inhomogeneous in a metal test specimen. Consequently, the magnitude of force generated is also

a function of the material properties of the test specimen. Any testing technique that depends on

analyzing the changes in the amplitude of Lorentz force in the presence of defects must take this

effect into account.

There are two key parameters that a designer can control when designing an EMAT: the

magnetic field profile & amplitude and the coil. A combination of different coils and magnets

can be used to generate a variety of different wave modes as shown in Table 2.3.

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Table 2.3: Typical EMAT coil and magnet configurations

Magnet Type (side

view)

Coil Configuration (top view) Typical Wave

Generated

Typical Uses

Periodic Permanent

Magnet (PPM) Array

Racetrack

Shear

Horizontal

Guided wave flaw

detection

Bar

Meander

Lamb Guided wave

thickness

measurement/flaw

detection

Bar

Pancake

Shear

Horizontal

(radially

polarized)

Bulk wave

thickness

measurement

Of particular interest for this report is the Periodic Permanent Magnet (PPM) array magnet

configuration with a racetrack coil as it can be used to generate SH waves. A schematic of the

wave generation mechanism is provided in Figure 2.7. Note that the PPM EMAT launches SH

waves in two directions simultaneously, as indicated in the figure.

N

S

N

S

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Figure 2.7: Schematic of SH wave generation using a PPM array configuration [25]

The wavelength 𝜆 of the SH wave generated with the PPM array depends on the width of two

magnets. In Figure 2.7, the width of one magnet is 3.175 mm and so the only wavelength that the

EMAT will generate SH waves at is 6.35 mm.

The wavelength constraint can be visualized on a dispersion curve by drawing lines of constant

wavelength as shown in Figure 2.8. In this figure, the x-axis has been re-scaled to show only the

frequency for a plate that is 3.175 mm, instead of the frequency-thickness product (i.e. the

frequency-thickness axis was divided by the thickness). To create the dispersion curves Equation

(3) was used with cs of 3230 m/s, n = 0 for the SH0 dispersion curve, and n = 1 for SH1

dispersion curve. Then, a line where the ratio of the phase velocity to the frequency, that is cp/f,

was 6.35 mm was plotted to show the dominant wavelength that will be selected by using a

magnet width of 3.175 mm.

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Figure 2.8: Dispersion curve showing the dominant wavelength generated by using

magnets with a width of 3.175 mm and 3.175 mm plate thickness [20].

The central frequency of the SH wave generated is related to the central frequency of the current

pulse provided to the racetrack coils. From Figure 2.8 we can see that if we were to provide a

pulse with central frequency of 500 kHz to the EMAT with a magnet width of 3.175 mm, a pulse

that primarily contains a SH0 wave will be generated as the dominant wavelength line intersects

the SH0 curve at 500 kHz. Similarly, providing a pulse with a central frequency of 730 kHz will

allow the EMAT to generate a pulse that primarily contains a SH1 wave.

It must be noted that while attempting to generate a particular mode, some frequencies of other

modes may also exist depending on range of frequencies present in the current pulse and the

number of magnets. A greater number of magnets allows for generating a narrower range of

wavelengths near the dominant wavelength. Similarly, a greater number of cycles in a current

pulse enables generation of a narrower range of frequencies around the central frequency.

Since the frequency of the wave generated is specified by the magnets and the frequency of

current provided to the racetrack coils, EMATs can generate a narrow band signal. As such, it is

Dominant wavelength line of 𝜆 = 6.35 mm

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possible to detect defects based on a SH pulse sent from an EMAT transmitter to a receiver by

analyzing the:

(a) Signal amplitude/frequency changes, and/or

(b) Pulse propagation time

(c) Cut-off frequency characteristics of higher order signal modes.

2.5.1.1 Skin Depth

The skin depth 𝛿 in a material is defined as the depth at which the externally-induced eddy

current density has decreased to 1

𝑒 of its surface value. It is a function of the conductor’s

resistivity 𝜌, relative permeability 𝜇𝑟, permeability of free space 𝜇0 and the angular frequency of

the coil current 𝜔 [30]:

𝛿 = √2𝜌

𝜔𝜇𝑟𝜇0

(6)

Consequently, as the frequency used to excite the EMAT transmitter is increased, the depth of

the eddy current penetration decreases, resulting in a decrease of the Lorentz force generated.

This is an important consideration when generating higher order modes because the frequencies

required to generate such modes are higher than the fundamental mode. Therefore, a SH1 mode

will be used in this thesis as it has the lowest operating frequency when compared to other higher

order modes.

2.5.1.2 Pitch Catch versus Pulse Echo

There are two typical configurations used for EMATs: pitch-catch (also called through

transmission) and pulse echo. In pulse-echo mode a single transducer acts as both the transmitter

and receiver, and in pitch-catch mode there are two transducers (one transmitter and one

receiver). Schematics of the two configurations are shown in Figure 2.9.

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Figure 2.9: Transducer configurations in axial examinations: a) Pulse echo; (b) Pitch-catch

[31]

In a pulse echo configuration, the detection of a defect is done by checking for reflected

ultrasound waves from the defect. However, in some cases it is possible that the defect only

causes ultrasound waves to scatter, without having any significant reflection. Consequently, a

“back-wall” echo is often used to gauge the amount of scattering. This back-wall echo is

reflection from an edge of the structure, where the edge could be the edge of the material or

some other feature that causes reflections such as a weld. If the amplitude of the back-wall echo

is reduced, the transmitted wave has likely scattered due to a defect. Therefore, if a back-wall

reflection is present, it is often convenient to use a pulse echo configuration because only one

transducer is required.

In the case of examining pipes or large plates, however, there may be no edge or weld near the

corroded area that can provide a clear back-wall echo. Especially in the case of long pipes where

the edge of the pipe may be a far away from the area being inspected. This creates an issue when

the defect causes the transmitted ultrasound wave to scatter since only a small component of the

ultrasound wave will be reflected back to the transducer. Consequently, for our purposes of

detecting and sizing corrosion defects in pipes and plates, a pulse-echo mode is not ideal.

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For a pitch-catch configuration the detection of a defect is based on the changes in received

signals caused by the wave passing through the defect. Since two transducers are used, one

receiver and one transmitter, both scattering and reflection of the wave from the defect will cause

a change in the received ultrasound wave signals. As well, no back-wall echo is required to

interpret the signal. Therefore, it is more convenient to use a pitch-catch configuration for our

purposes.

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2.6 Numerical Analysis of Wave Propagation

There are three main types of modeling that can be performed to study EMAT transduction

mechanisms and wave propagation: analytical methods, finite element (FE) methods and

boundary element (BE) methods. While analytical methods such as those presented in [14]

provide an exact solution, they are only applicable to a limited number of very simple

geometries. For more elaborate geometries, FE methods and BE methods are required. Much

work has been done to model and optimize the electromagnetic induction component of EMATs

by Mirkhani [30] and Shapoorabadi [32]. However, in this project the focus is to better

understand the interaction of the propagating SH wave with lake-type defects when using the

ultrasonic testing technique developed. Consequently, this report will focus on ultrasonic wave

propagation, and not on the generation or reception of the waves by transducers. A FE method

will be used for this report since several commercial FE software packages appropriate for this

task are readily available.

For the case of simulating SH waves in a plate, a two-dimensional (2D) plane strain FEM model

is not appropriate because the dominant particle vibration occurs in the plane that is normal to

the direction of wave propagation [14]. The geometry of a finite plate or pipe can only be

properly described using a three-dimensional model. As such, a FEM model should ideally be

three-dimensional (3D). This is challenging because large amounts of memory and processing

power are required to compute the solution. However, recent advances in computer hardware

have allowed FE software such as COMSOL Multiphysics5 to perform 3D analysis.

2.6.1 Finite Element Analysis

To perform FE analysis, a numerical model of the specimen is divided into discrete elements

using a process called meshing. Differential equations are then mapped to the elements, and the

solution for parameters of interest (such as displacement) of an element is computed using

numerical methods.

5 COMSOL Inc., Stockholm, Sweden

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When performing FE analysis of ultrasound propagation, it is required that a minimum of 7

elements per ultrasonic wavelength are used to minimize the error for wave propagation

problems [33]:

Δ𝑥 ≤𝜆𝑚𝑖𝑛

7

(7)

where Δ𝑥 is the element size, and 𝜆𝑚𝑖𝑛 is the smallest wavelength simulated. This constraint in

particular has prevented researchers in the past from creating elaborate 3D models, as such

models can require very large amounts of memory and processing power.

There are two common types of analysis that can be performed using FE software package such

as COMSOL: time domain analysis and frequency domain analysis. For reasons stated later on in

Section 2.6.1.1, a time domain analysis will be used in this project. As such, a more detailed

background on time domain analysis is provided here.

2.6.1.1 Time Domain Analysis

In the time domain, a linear viscoelastic material is modeled by the following equation [34]:

𝑚𝜕2𝒖

𝜕𝑡2+ 𝑐

𝜕𝒖

𝜕𝑡+ 𝑘𝒖 = 𝑓(𝑡)

(8)

In this equation, u is the displacement, m is the mass, c is the damping parameter, k is the

stiffness of the system and f(t) is the time dependent forcing term.

In the one-dimensional case, the displacement u is:

𝑢(𝑥, 𝑡) = 𝑒𝑖(𝑘𝑥𝑥−𝜔𝑡) (9)

where kx is the wave number in the x-direction and 𝜔 is the angular frequency of the wave [35].

The damping parameter c can be defined in terms of the mass and stiffness [34]:

𝑐 = 𝑐𝑚𝑚 + 𝑐𝑘𝑘 (10)

where the parameter 𝑐𝑚 is the mass damping constant, with units of 1/s and 𝑐𝑘 is the stiffness

damping constant with units of s.

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Explicit and Implicit Methods

In order to solve Equation (8) numerically by a finite element scheme, there are two general

classes of methods that can be used: explicit methods and implicit methods. In explicit methods,

the displacement u at all mesh nodes is determined through an iterative formulation in which the

updated estimate of the displacement 𝑢𝑛+1 determined at each iteration n is given as [36]:

𝑢𝑛+1 = 𝑢𝑛 + 𝑓(𝑡𝑛, 𝑢𝑛)Δ𝑡 (11)

From Equation (11) it is seen that 𝑢𝑛+1 is a function of the previous displacement estimate 𝑢𝑛. It

is also dependent on a function f whose value depends on previous time input 𝑡𝑛 and

displacement 𝑢𝑛, multiplied by the time step Δ𝑡. Consequently, the explicit method is a straight

forward time marching method.

The primary difference between an explicit and implicit solver is that in the latter case the

function f is dependent on 𝑡𝑛+1 and 𝑢𝑛+1 [36]:

𝑢𝑛+1 = 𝑢𝑛 + 𝑓(𝑡𝑛+1, 𝑢𝑛+1)Δ𝑡 (12)

While implicit methods are more stable compared to the explicit methods, and even

unconditionally stable in some situations, they are also less efficient computationally as they

require inversions of large matrices and a greater number of iterations.

Numerical Damping

Implicit methods also lead to numerical damping or diffusion where high frequency effects are

filtered out by the numerical integration procedure. In particular, implementing a Backward

Differentiation Formula (BDF) similar to Equation (12) results in significant damping of higher

frequencies [37]. To counter this effect, methods such as the Generalized-𝛼 method have been

developed [38]. In this method, each iteration depends on parameter values from both the

previous and next iterations. A simplified version of the relationship is as follows:

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𝑢𝑛+1−𝛼 = 𝛼𝑢𝑛 + (1 − 𝛼)𝑓(𝑡𝑛+1, 𝑢𝑛+1)Δ𝑡 (13)

Here 𝛼 is a factor that ranges between 0 and 0.5. By specifying a value for 𝛼 one can control the

amount of high frequency dissipation/damping as well as the amount of iterations required for

the solution to converge. The algorithm is unconditionally stable provided 𝛼 is set to a value

between 0 and 0.5. Setting 𝛼 closer to 0 results in increased efficiency as less iterations are

required for convergence. However, doing so also damps out high frequency vibrations, which in

the case of solving wave propagation problems, leads to erroneous results. Conversely, setting an

𝛼 value close to 0.5 reduces the amount of high frequency damping, but results in decreased

computational efficiency as more iterations are required for convergence. The ideal value of 𝛼

that leads to accurate results needs to be determined through experimentation [39].

Time Step Requirements

As a rule of thumb, it is often recommended that at least five to ten time steps are used for one

period of the central frequency for the wave we wish to simulate [14]. However, in order for the

FE simulation to converge a necessary, but not sufficient, condition that must be met is the

Courant–Friedrichs–Lewy (CFL) condition [40]. This condition for the 3D case is given by

Equation (14) where 𝑢 is the maximum magnitude of the velocity in the x, y or z direction

direction, 𝛥t is the Courant time step and 𝛥𝑥, Δ𝑦 and Δ𝑧, are the element lengths in the x, y and

z directions.

𝐶 = Δ𝑡 (𝑢𝑥

Δ𝑥+

𝑢𝑦

Δ𝑦+

𝑢𝑧

Δ𝑧) ≤ 𝐶𝑚𝑎𝑥

(14)

As a consequence of the condition, decreasing the element size to obtain better spatial resolution

also results in a decrease in the maximum time step allowed in order to maintain stability. The

value of 𝐶𝑚𝑎𝑥 depends on the type of numerical solver used but is typically set to unity in the

case of an explicit solver. Implicit methods are less sensitive to the value of 𝐶𝑚𝑎𝑥.

2.6.1.2 Frequency Domain Analysis

For frequency domain analysis an excitation force is applied to model at a series of different

frequencies. Then, the resultant displacement at each of these individual frequencies is calculated

for all nodes. In this manner, one can calculate the response of the system for any desired range

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of frequencies by performing a frequency sweep. The finite element results can then be

converted into the time domain signal by performing an Inverse Fast Fourier Transform (IFFT).

Frequency domain analysis is often faster than time domain analysis in the case of modeling

EMAT based systems because EMATs generate signals in only a narrow frequency band. This

limits the number of individual frequencies that need to be modeled. The frequency step Δ𝑓

required for performing an IFFT for a desired number of steps N and time step Δ𝑡 is given as

follows:

Δ𝑓 =1

𝑁Δ𝑡

(15)

2.7 Absorbing Layers

One key issue when performing FE analysis for wave propagation problems is that such

simulations are very computationally intensive due to constraints posed by element size and

time/frequency step requirements. If the experimental case is modeled in its entirety, the model

will result in millions of degrees of freedom. This leads to very large memory and processing

power requirements. Consequently, absorbing layers can be used to truncate the model to the

area of interest, such as the areas around defect. This reduces the number of elements in the mesh

and reduces the memory and processing power requirements to perform the FE analysis.

The absorbing layers are placed at the boundaries of the truncated region such that waves hit

these truncation limits and are not reflected back into the area of study. This is effectively the

same as the wave propagating away from the area of study in an experimental case since such

waves do not affect the results significantly. This concept is illustrated in Figure 2.10.

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Figure 2.10: a) Complete model of physical phenomenon; b) Truncated model with absorbing

layer

Three techniques for implementing the absorbing layer concept have been used in the literature:

(1) Absorbing Layers by Increasing Damping (ALID), (2) Stiffness Reduction Method (SRM) in

the time-domain, and (3) Perfectly Matched Layers (PMLs) in the frequency domain [35]. As

well, a technique known as Infinite Element Layers exists, but is rarely used for wave

propagation problems as it often causes reflections that lead to erroneous results [41]. ALID,

SRM and PML all gradually dampen any waveform entering the absorbing layer so as to

minimize reflection.

In most cases the SRM technique requires a smaller absorbing layer length than ALID [41].

This makes SRM the preferred choice for time domain simulations because a smaller absorbing

layer length results in a smaller mesh size and increases the efficiency of the model. In frequency

domain analysis, the PML technique accomplishes a task similar to that of SRM but may require

a slightly larger absorbing layer length to prevent erroneous results [41], [33].

2.7.1 Stiffness Reduction Method

Stiffness Reduction Method (SRM) is a technique where the damping is gradually increased over

the length of the absorbing layer while simultaneously decreasing the stiffness of the material

[41]. If we consider the equation of dynamic equilibrium shown in Equation (8), we can

formulate an equivalent matrix form where [M], [C] and [K] are the mass, damping and stiffness

matrices and [F] represents the external force. SRM controls the [C] portion of the equation in

the absorbing layer.

[𝑀]�̈� + [𝐶]�̇� + [𝐾]𝑢 = [𝐹] (16)

a) b)

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In commercial FE software a wave can be damped by changing the damping [C] matrix in

Equation (16). Analogous to Equation (10) the damping matrix [C], depends on a combination of

mass proportional damping constant CM and stiffness proportional damping CK constant and can

be expressed as:

[𝐶] = 𝐶𝑀[𝑀] + 𝐶𝐾[𝐾] (17)

In general, a non-zero CK value may lead to convergence issues and adversely affects the

computational time [41]. Consequently, the CK value is always set to zero in the SRM technique,

and only a CM value is specified. An optimal value for the CM term can be computed using [41]:

𝐶𝑀(𝑥) = 𝐶𝑀𝑀𝑎𝑥𝑋(𝑥)𝑝 (18)

Here 𝐶𝑀𝑀𝑎𝑥 is a positive real value with the units of rad/s (since CM has a unit of rad/s) and is the

maximum damping at the outer extremity of the absorbing layer. 𝑋(𝑥) is a function that ranges

from 0 at the inner boundary of the absorbing layer to 1 at the outer extremity. The power 𝑝 is a

positive number greater than unity and using a value of 3 was found to be sufficient by the

authors [35], [41].

In order to be able to efficiently apply damping without causing wave reflections back into the

plate’s area of interest, the stiffness 𝐸(𝑥) is also decreased simultaneously along with the

increase in CM according to:

𝐸(𝑥) = 𝐸0𝑒−𝛼(𝑥)𝑘𝑖𝑛𝑐𝑥 (19)

In Equation (19) 𝐸0 is the initial value of the Young’s modulus in the area of study, 𝛼(𝑥) is the

attenuation factor for the absorbing region and 𝑘𝑖𝑛𝑐 is the wavenumber for the incident wave

entering the absorbing region. The value for 𝛼(𝑥) is given by:

𝛼(𝑥) = 𝛼𝑚𝑎𝑥𝑋(𝑥)𝑝 (20)

Where 𝛼𝑚𝑎𝑥 is to be set such that the stiffness E(x) at the outer extremity of the absorbing layer

has a value equal to 1% of 𝐸0 [41]. Using Equation (19) we can calculate the value to be

−ln (0.01)/𝑘𝑖𝑛𝑐𝑥 where x is to be replaced with the length corresponding to the outer extremity

of the absorbing layer.

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A key step in implementing SRM is the selection of the maximum damping value of the CMMax.

A value that is too large may result in reflections as the wave enters the non-linear region, where

as a value that is too small will result in reflections due to insufficient damping. It was found that

the ideal value of CMMax was on order of the angular frequency 𝜔 of the incident wave [41]. As

well the width of the SRM layer can initially be set to 1.5𝜆 where 𝜆 is the wavelength of the

incident wave [41].

2.8 Previous Work on Defect Detection using EMATs

Much work has been done previously on estimating the presence and magnitude of corrosion

defects on pipes and plates. In general, the techniques can be differentiated by the type of

ultrasound mode used, and whether pulse-echo or pitch-catch configurations were employed.

In the case of pulse-echo analysis, Carandente et al describes how the reflection of the

fundamental torsional mode can be used to determine the defect size and type (step and lake-type

defects) in pipes [42], [43]. Cobb et al used a combination of SH0, SH1 and SH2 waves in order

to be able to estimate the relative size of step-type defects using a reflection approach [18]. Since

the analysis was done for 2D cases, both researchers concluded that the reflections from defects

were primarily correlated to the amount of wall loss (i.e. depth of defect) that had occurred.

Andruschak et al [21] and Clough et al [44] have presented pitch-catch guided wave inspection

systems that use the SH1 wave mode to determine the presence of corrosion in pipe lines. Both

systems are based on detecting amplitude loss and time delays that are present in signals that

pass through defects. However, the analysis was again confined to defects that could be easily

modeled with 2D analysis. As such, the results were only applicable for detecting the presence of

large defects and estimating the amount of wall loss.

This thesis will focus on a technique that uses both SH0 and SH1 waves for determining the

presence as well as estimating the size and type (step or lake-type defects) through experimental

analysis. As well, instead of the 2D FE models presented by others, a 3D finite element model

will be developed that can predict the propagation of SH0 and SH1 waves through thin-walled

plates containing any defect geometry. This model will be validated by experimental analysis.

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Therefore, with the development of a validated 3D model, new testing systems and signal

analysis strategies can also be developed in the future.

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Experimental Analysis of SH Wave Propagation in the 3

Presence of Defects

In order to establish a technique for detection, sizing and classification of corrosion defects,

several experiments using SH wave modes were conducted to assist in the validation of the finite

element model.

There are several experimental parameters that can potentially affect the amplitude, frequency

content, or phase shift of the received waveform in a pitch-catch configuration, where a defect is

located somewhere between the transmitter and receiver. These include:

1. Defect type/geometry

2. Material type

3. Material processing history (cold rolled, hot rolled, annealed)

4. Temperature

5. Specimen geometry and specimen size relative to the defect size

6. Measurement/surface condition parameters:

a. Lift-off (gap between transducers and specimen)

b. Presence of welds

c. Specimen coatings, with the possibility of coating disbonding

This project will be confined to the influence of defect geometry on transmission of SH0 and

SH1 wave modes. This chapter will describe the experimental component of that study, used to

validate the complementary numerical study presented in Chapter 4. Once it is established that

relatively slow and expensive experimental work can be accurately simulated by finite element

analysis, the experimental component for this type of study can be greatly reduced in future

work.

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3.1 Experimental Setup

In order to investigate the applicability of SH modes for characterizing defects, circular defects

were machined on plates. A plate was used for these experiments to simplify the analysis, given

the similarities between SH mode propagation in a plate and a thin-walled pipe. Each plate had a

general configuration as shown in Figure 3.1.

Figure 3.1: Configuration of the plates used for experimental analysis

A carbon steel plate was used as carbon steel alloys currently represent the single largest class of

industrial alloys in use [7]. Furthermore, 6.35 mm thick plates were selected as they are

commonly found on storage tank floors. To machine defects of different sizes, four different

plates were used. As well, a pitch-catch configuration with two EMATs (one transmitter and one

receiver) was used to launch and receive SH waves as shown in Figure 3.2.

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Figure 3.2: Top-view schematic of experimental setup

The dimensions of the plate were selected such that any waves reflected from the plate

boundaries would arrive sufficiently late at the receiver EMAT location [45]. This ensured that

any reflections would not interfere significantly with the primary pitch-catch waves travelling

through the defect area.

3.2 Defect Profiles

This thesis will focus on detecting a wall loss of 20% in circular step and lake-type defects of

various diameters. There are three reasons for focusing on a wall loss of 20%:

1. Codes, such as ASME B31.3, permit a 12.5% tolerance in the wall thickness for

pressurized piping [8]. So, there is a possibility that the wall thickness is slightly less than

the nominal thickness even without the presence of any corrosion. Therefore, it is

unnecessary to flag any areas where the wall thickness loss is less than 12.5% of the

nominal thickness.

2. EMATs cannot be used to precisely detect the wall loss due to the use of low frequency

ultrasound waves and a low signal to noise ratio. Previous studies have found that shear

horizontal EMATs can detect depth close to 10% accuracy for step defects [18].

Furthermore, the technique being developed in this thesis is meant as an initial screening

tool and as such will only be used to flag a potential defect and determine its approximate

size and defect-type. It is intended that a more precise defect finding technique will be

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used after the initial screening to size the defect and its characteristics. Consequently, a

value of 20% was selected to provide some margin over the value of 12.5% so as not to

trigger false positives.

3. The amount of material loss will be greater in a defect with depth greater than 20%. As

such, the effects experienced by an ultrasound wave passing through the defect area (such

as reflection and scattering) should be amplified. Therefore, if it is possible to detect a

defect with a depth of 20% then it is expected that deeper defects can also be detected

using a similar technique.

The experiments were divided into three stages and the defect geometry on each of the four

plates was progressively altered after each stage. While the depth of each circular defect was

maintained at 20% wall loss (1.27 mm) for all plates, each plate had a defect of different

diameter and type. The slope at the edge of each defect was sequentially set at 90°, 45° and 7° for

each of the three stages. Specifics regarding the selection of defect shapes are given in the

following sections. Each plate was assigned a number (such as Plate #1) and this plate number

corresponds to the same plate in each stage of the experiment.

3.2.1 Stage 1 – Step Defects

One circular defect was initially machined into each plate with a standard end mill using a

plunge move. The main purpose of collecting data for these defects was to establish a

baseline for the smallest defect that can be reliably detected using ultrasonic amplitude and

time delay measurements. A schematic of the defect and the parameters used for each plate

are given in Figure 3.3 and

Table 3.1.

Figure 3.3: Cross-section of initial circular defect

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Table 3.1: Parameters for step defects

Plate # ∅ (diameter) [mm] 𝛼 (angle) B (depth) [mm]

1 3.52 90 1.27

2 6.38 90 1.27

3 13.86 90 1.27

4 28.74 90 1.27

3.2.2 Stage 2 – Minor Lake-Type Defects

The experimental configuration of Figure 3.4 was used to collect ultrasonic data corresponding

to the four defects described in Table 3.2. To do so, the step defects created in the plates as

described in Section 3.2.1 were modified using a chamfer end mill to “soften” the defect edges as

illustrated in Figure 3.4. The new defect shape, now with an angle of 45o, was used to simulate

plate degradation part-way between a sharp cylinder (pitting defect) and gradual thinning (lake-

type defect).

Figure 3.4: Cross-section of gradual slope added to defect cross section

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Table 3.2: Parameters used for minor gradual thinning defects in Stage 2

Plate # ∅ (diameter) [mm] 𝛼 (angle) A [mm] B (depth) [mm]

1 3.52 45 1.27 1.27

2 6.38 45 1.27 1.27

3 13.86 45 1.27 1.27

4 28.74 45 1.27 1.27

3.2.3 Stage 3 – Lake-type Defects

The final step, labeled Stage 3, involved enlarging the defect (decreasing the angle to 7° ± 2°)

to resemble a state of lake-type corrosion as shown in Figure 3.5, using a grinder to machine the

plate to the nominal dimensions provided in Table 3.3.

Figure 3.5: Cross-section of gradual thinning defect

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Table 3.3: Parameters used for gradual thinning defect in Stage 3

Plate # ∅ (diameter) [mm] 𝛼 (angle) A [mm] B (depth)[mm]

1 3.52 7±2 11 1.27

2 6.38 7±2 11 1.27

3 13.86 7±2 11 1.27

4 28.74 7±2 11 1.27

3.3 Selection of Wave Parameters

In order to select the optimal operating frequency for the EMAT transmitter, Equation (4) was

used (𝑓𝑑𝑛 =𝑛𝑐𝑠

2) to find the cut-off frequency of a SH1 wave. If a 6.35 mm plate has

experienced 20% wall loss, its wall thickness at that point will be 4.76 mm. Therefore, using a

parameter d of 4.76 mm, n of 1 (for a SH1 wave) and 𝑐𝑠 of 3230 m/s (for a carbon steel plate),

we get a cut-off frequency f of approximately 335 kHz.

As well, the magnet width in the PPM array needs to be selected as it controls the wavelengths of

the SH modes that can be generated (see Section 2.5.1, Figure 2.7). Therefore, a magnet width of

6.35 mm, which generates SH modes with a wavelength of 12.7 mm, was selected to get

operating points near the ideal frequency of 335 kHz for the SH1 wave. This selection was based

on two considerations:

1. The availability of off-the-shelf magnets is limited to a number of standard sizes. One

such standard size is 6.35 mm.

2. Our requirement to generate both SH0 and SH1 modes in the test plates with a single

EMAT transmitter. If we choose a smaller wavelength such as 6.35 mm, for example,

attempting to generate a SH1 mode also results in generating a significant SH0

component at the same time. To avoid signal analysis problems, a magnet size was

selected such that the SH0 and SH1 modes do not overlap in the received signal.

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The dispersion chart of Figure 3.6 shows SH wave modes for a 6.35 mm carbon steel plate, with

a dominant wavelength of 12.7 mm.

Figure 3.6: Dispersion curve of SH modes in 6.53 mm carbon steel plate

It is possible to generate a SH1 mode with an excitation current that has a central frequency of

365 kHz and a SH0 mode at 250 kHz. Note that the SH1 frequency operating point is on the

“knee” of the curve, and it has been shown that waves in such regions are very sensitive to wall

loss [21]. As well, the actual wave that propagates will contain a range of frequencies around the

central frequency.

Both the SH0 and SH1 wave modes are analyzed to investigate the possibility of using the SH0

signal to normalize the SH1 signal. The main purpose for this normalization is to negate the

effects of variations in lift-off and magnetic permeability that could lead to erroneous signs of

corrosion in the received ultrasonic signals.

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3.4 EMAT Design

Both the transmitting and receiving EMATs consisted of an Innerspec Inc.6 racetrack coil and a

4x2 PPM array consisting of 25.4 x 12.7 x 6.35 mm thick magnets in the configuration shown in

Figure 3.7 (schematic) and Figure 3.8 (a).

It has been found that EMATs are very sensitive to the gap between the transducer and specimen

surface, known as lift-off. The amplitude of the wave generated drops exponentially as lift-off

increases; wave amplitudes generated by a PPM EMATs are most sensitive between a lift-off of

0 mm and 0.5 mm [46]. During inspection, a thick layer of paint, for example, could induce lift-

off between the transducer and the steel substrate of the pipe or plate specimen. For this reason, a

0.7 mm thick layer of gorilla tape7 was applied to the bottom of each transmitter and receiver

coil to reduce the sensitivity of the system and prevent spurious amplitude changes due to lift-off

during inspection.

Figure 3.7: Schematic of (a) racetrack coil and PPM array; (b) Individual bar magnet

An Innerspec PowerBox H pulser (Figure 3.8 b) was used to provide the coil excitation current

with the appropriate impedance matching circuitry between pulser and both EMATs. The

impedance matching was centered at a frequency of 350 kHz to accommodate both SH0 (250

kHz) and SH1 (at 365 kHz) wave generation. The specific settings used on the PowerBox are

6 Innerspec Inc., Forest, VA, USA

7 Gorilla Glue Inc., Cincinnati, OH, USA

a) b)

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shown in Table 3.4. A sampling frequency of 50 MHz was used as it was much higher than twice

the highest frequency found in the generated and received waves. The signal fed from the

receiver EMAT to the receiver portion of the PowerBox H was captured by the onboard DAQ

(data acquisition) module and then transferred to a computer for further analysis. The signal

averaging and coincidence filtering mentioned in Table 3.4 were applied to the data after the data

was captured by the DAQ, whereas the gain specified was applied before the DAQ module.

Figure 3.8: (a) EMAT coil and PPM array; (b) Innerspec PowerBox H pulser

Table 3.4: Settings used in PowerBox H during data collection

Pulse Repetition

Frequency (PRF)

Gain Sampling

Frequency

Signal Averaging Coincidence

Filter

25 Hz 20 dB 50 MHz 16 signals 5

Figure 3.9 shows the actual setup used for experiments. An aluminum EMAT enclosure built by

Groupe Mequaltech8 was used to ensure constant separation distance and alignment between the

8 Groupe Mequaltech, Montreal, QC, Canada

a) b)

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EMAT transmitter and receiver. Aluminum was used for the enclosure to block interference from

magnetic fields.

Figure 3.9: EMAT assembly on plate. The settings shown in Table 3.4 were used on the

PowerBox H for data collection.

3.5 Signal Processing

The signals obtained from EMATs are often noisy due to their weak transduction mechanism. In

order to reduce the noise, the signal was first filtered using a 6th

order zero-phase change

butterworth bandpass filter set to permit passage of frequency content within ±200 kHz of the

wave’s center frequency. Then, to calculate the signal amplitude and time delays corresponding

to each wave mode, a Hilbert transform of the signal was taken to generate the signal envelope.

To obtain the normalized SH1/SH0 amplitude the maximum amplitude of the SH1 pulse

envelope was divided by the maximum amplitude of the SH0 pulse envelope.

Figure 3.10 shows the unfiltered received SH0 and SH1 pulses on Plate #1 before defects were

machined. The corresponding filtered pulses, and their Hilbert envelopes are also shown.

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Figure 3.10: Received SH0 and SH1 signals and corresponding filtered signals

For estimating the SH0 or SH1 pulse time delay caused by a defect, a cross-correlation technique

was used. A cross-correlation technique was found to be less sensitive to noise than techniques

such as tracking peak amplitudes, centroids and threshold crossings [47].

The cross-correlation 𝑅𝑥𝑦 between the signals of a plate without a defect, 𝑥 and a plate with a

defect, 𝑦 for one signal of length N is:

𝑅𝑥𝑦 =1

𝑁∑ 𝑥(𝑛)𝑦(𝑛 − 𝑙)

𝑁−1

𝑛=0

(21)

The time-lag l between x and y is then the maximum amplitude of 𝑅𝑥𝑦 .

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As an example, Figure 3.11 shows the filtered SH1 signal envelopes of a wave pulse from a plate

without any defects and a case with a 20% wall loss defect of 28.74 mm and a slope angle of

90° (i.e step defect). The cross-correlation function between the no-defect case and the defect

case is also shown.

Figure 3.11: SH1 Envelope of cases with/without defect and the corresponding cross-

correlation between the no-defect case and the defect case

To compute the time delay, the lag with the maximum amplitude was divided by the sampling

frequency. In this case, a lag of 270 was divided by the sampling frequency of 50 MHz to obtain

a time delay of 5.4 μs.

3.5.1 Real-time Signal Processing

Since it is required to determine the amplitude and time delay information in real-time (or close

to real-time) for a fast scanning technique, the time that is required to process the signal is also

important.

To assess the speed of the algorithms a sample computer application that processes signals was

developed using the Python programming language. Details regarding the application are

presented in Appendix D.

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Finite Element Model of SH Guided Wave Propagation 4

in the Presence of Defects

This chapter provides an overview of the steps taken to model the propagation of shear

horizontal guided waves in carbon steel plates with defects by Finite Element (FE) analysis. The

parameters, techniques and rationale for the FE model are covered.

4.1 Overview

The main purpose of the FE model was to develop a tool that could be used to predict the

received waveform signals for SH waves that pass through carbon steel plates with step and lake-

type defects. Such a model can later be modified to develop models for various defect geometries

and material types, eliminating the need for expensive experiments. The 3D model that

replicated experimental conditions was created in COMSOL9 FE software using the Structural

Mechanics Module. Once the FE model was constructed, its results were compared and validated

with experimental results as described in Chapter 5. Since the transduction mechanism between

EMATs and the test specimen has been studied by other researchers in detail (see Section 2.6),

that topic was not pursued here. Instead, our model focused on the propagation of SH0 and SH1

waves in plates.

4.2 Material Parameters

Material properties used to model the carbon steel plates used in the experiments of Chapter 3

are shown in Table 4.1.

9 COMSOL Inc., Stockholm, Sweden

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Table 4.1: Material Properties Used for a Carbon Steel plate in the FE Analysis

Property Parameter

Material type Linear Elastic

Density 7850 kg/m3

Poisson’s Ratio 0.33

Modulus of Elasticity 200 GPa

Shear Speed 3230 m/s

Note: Material values were obtained from COMSOL Multiphysics’s material database

4.2.1 Time Domain vs. Frequency Domain Modeling

As described in Section 2.6, wave propagation can be numerically simulated in either the time or

frequency domain. In general, frequency domain simulations are preferred because of the ability

to use parallel processing to compute the response at several different frequencies

simultaneously. In time domain analysis, the response of the system must be calculated for each

time step sequentially and generally results in a longer simulation time. However, in this thesis

time domain models were used to create intuitive graphical representations of the wave at each

time step to better understand how it propagates with and without defects.

4.3 3D Finite Element Model

A schematic of the general 3D model developed in COMSOL version 5.1 using the Structural

Mechanics Module is shown in Figure 4.1. Using an anti-symmetry boundary condition, only

half of the 3D model was simulated in order to minimize the model size and computational

requirements. Stiffness Reduction Method (SRM) regions (see Section 2.7.1 for theory) were

used on sides of the model to reduce the mesh size.

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Figure 4.1: Schematic of 3D FE Model

A model similar to that of Figure 4.1 was constructed for each of the 12 defect cases in the

experimental condition. Furthermore, a model without any defects at the center of the plate was

used to model the “no-defect” case. The SH0 and SH1 pulses were simulated separately on each

of the models, and the received waves were captured at the received signal location.

4.3.1 Generation of SH Waves

In order to model the generation of the SH wave, surface traction loading was applied. A

schematic of the surface loading scheme is shown in Figure 4.2. Each region represents the

forces that are present under the magnets in the experiments.

Figure 4.2: Schematic of surface traction loading applied to FE model

The input force pulse applied at each of the loading regions in the FE studies had the same

profile as the current provided by the pulser to the transmitter EMAT in the experiments of

Chapter 3; this profile is shown in Figure 4.3. The loading profile was created in the FE

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simulations by modulating 5.5 cycles of a sin wave of the required frequency (250 kHz for SH0

and 365 kHz for SH1) with a Tukey window [48] using an 𝛼 parameter of 0.4.

Figure 4.3: Input force applied in FE model to generate surface traction loading

4.3.2 SRM Regions

While simulating SH waves, the waves generated in the model from the “surface traction

applied” region in Figure 4.1 will have one pulse traveling in the positive x-direction and another

in the negative x-direction. This is analogous to the waves generated in EMATs, as shown in

Figure 2.7. The SH waves that travel in the negative x-direction will reflect from the edge of the

plate and may interfere with the waves that pass through the defect.

One way to avoid this problem is to increase the length of the plate in the x-direction to ensure

that the waves reflected from the edges arrive at a much later time at the defect and receiver

locations. A more efficient way, where the size of the model can be smaller, is to use SRM

regions to absorb reflections in the x-direction. Furthermore, it is also easier to visually interpret

the results due to absence of reflections from the plate edges. As such SRM regions will be used

for the 3D model in this thesis.

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As suggested in Section 2.7.1 the width of the SRM region was selected to be 1.5𝜆 (19.4 mm) in

order to absorb any incoming SH waves. Similarly, based on suggestions in Section 2.7.1, the

values of CMMax, and 𝑘𝑖𝑛𝑐 for using Equations 18 - 19 were selected as shown in Table 4.2.

Table 4.2: Stiffness Reduction Method Parameters

Parameter SH0 (f = 250 kHz) SH1 (f = 365 kHz)

CMMax 1.5x106 2.3x10

6

𝑘𝑖𝑛𝑐 494

4.3.3 Mesh

In order to meet the element size requirements mentioned in Equation (7) and provide acceptable

computational performance at the same time, a maximum element size that was 1/7th

of the

wavelength or 0.91 mm was used near the defect, and gradually increase to as big as 1/3rd

of the

wavelength (2.12 mm) at the outer extremities of the model. To mesh the defect geometry,

triangular elements were used in the vicinity of the defect, whereas square elements were used

everywhere else. Large quadrilateral elements were used at the outer extremities of the model

since accurate results for wave propagation were not necessary in this region. A schematic of the

mesh used is shown in Figure 4.4 with the element sizes scaled up for better visibility.

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Figure 4.4: Schematic of mesh used for 3D model. Element sizes have been scaled up 3.5x

for better visibility.

4.3.4 Solver Configurations

It was found that in order for the model to converge when using the explicit time solver provided

in COMSOL, a time step that ranged from 1/2 to 1/8th

of the Courant time step (see Section

2.6.1.1) was required, resulting in very large computational time. This is likely due to the actual

solver used and smaller element sizes in the mesh near defect areas than the nominal mesh size.

Therefore, an implicit solver was used as it was able to tolerate a larger time-step and thereby

yield a lower computation time.

4.3.4.1 Selection of 𝜶 Parameter

Since the implicit solver can distort the FE results due to numerical damping, the

Generalized-𝛼 technique mentioned in Section 2.6.1.1 was selected in order to minimize loss of

higher frequencies in the received signal. A 𝛼 value of 0.4 was used for the 3D models.

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Results and Discussion 5

5.1 Results from Experimental and FE Analysis

Results from the experiments and finite element analysis conducted in the previous chapters are

presented in the following sections.

To measure amplitude and pulse travel time changes due to defects, the SH0 and SH1 signals at

the receiver location were collected for each of the twelve defect cases as well as the “no-defect”

case for all four plates. Five trials were conducted for each case in the experimental case to

assess signal variability, whereas only one FE simulation was required for each defect geometry.

As well, both the experimental and FE signals were filtered using a sixth order Butterworth

bandpass filter with the passband being ±200 kHz of the pulse’s center frequency, in order to

remove noise. Signal envelopes were then calculated for all signals using a Hilbert transform.

Details regarding the computations and sample signal waveforms can be found in Section 3.5.

5.1.1 Amplitude Changes Due to Defects

In this section, we examine the changes in received signal amplitude for both the SH0 and SH1

modes due to the presence of defects; finite element and experimental results are compared. The

peak value in the SH1 Hilbert envelope value for a particular case was divided by the peak SH0

envelope value; it was hypothesized that this procedure would reduce the effects of lift-off and

the variability in magnetic permeability between the plates. This relative value for each plate

with a defect was further normalized by dividing it by the average value of the “no-defect” case

for all four plates. Therefore, the no-defect case had a normalized amplitude of unity, and all

cases featuring a plate with a defect had an amplitude less than unity.

Figure 5.1 shows a comparison between the normalized maximum envelope values for

experimental measurements and 3D finite element simulations. The plotted data points are the

mean value of the five trials along with error bars showing ± one standard deviation. Cross

sections of the defect type are shown beside the corresponding graphs. Details of the data used to

construct Figure 5.1 are provided in Appendix A.

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Figure 5.1: SH1/SH0 amplitude ratios, normalized by the no-defect case for 𝜶 (slope) of (a)

90° (b) 45°, and (c) 7° for different defect diameters 𝝓 with corresponding schematics of the

defect cross-section. Error bars indicate +/- one standard deviation.

(a)

(b)

(c)

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As can be seen from Figure 5.1, an increase in defect diameter causes a decrease in amplitude of

the received SH1/SH0 wave ratio. The average difference between the experimental and FE

cases is 4.76% (standard deviation = 1.95%). This difference is well within the generally

accepted uncertainty of finite element modelling of this type. As such, we can say that the FE

model can be used to approximate the SH0/SH1 amplitude results that can be expected in

experiments similar to the one presented in this thesis. Appendix B lists several sources of error

that may have caused discrepancies between experimental results and FE simulations. Appendix

C discusses the accuracy of detecting and sizing defects.

From Figure 5.1 (c) it can be seen that for a defect diameter at the bottom of the defect 𝜙 of

3.5 mm, an amplitude decrease of approximately 40% was observed. However, in Figure 5.1 (a)

and (b), a similar 40% amplitude drop corresponds to a diameter 𝜙 of approximately 15 mm.

Therefore, the amplitude ratio cannot directly provide an indication of the diameter at the bottom

of the defect.

This is likely because the diameter at the top of lake-type defects was much larger than the

diameter at the bottom. For instance, a defect with a slope of 7° and a bottom diameter of 3.5 mm

actually had a diameter at the top of the defect of 24.3 mm. As such, another parameter that can

be used is the average defect diameter: the sum of the largest and smallest diameter divided by

two. The difference between the average defect diameter and defect diameter at the bottom of the

defect is illustrated in Figure 5.2.

Figure 5.2: Schematic of the average defect diameter showing the cross section a 3.5 mm

lake defect with a slope of 7°.

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In Figure 5.3, the SH1/SH0 amplitude ratios from Figure 5.1 are plotted with respect to the

average defect diameter for the three different defect slopes. From this figure it is clear that the

amplitude ratio is a better indicator of the average diameter of a defect. The average difference of

4.76% between the FE and experimental cases is still applicable for Figure 5.3.

Figure 5.3: SH1/SH0 amplitude ratio normalized with the no-defect case for average defect

diameters for experimental data

There is still some ambiguity in determining the exact defect size. For instance, an amplitude

decrease of 50% could signify the presence of either a step defect with an average defect

diameter of 22 mm, or alternatively, there could be a lake defect with an average defect diameter

30 mm. Therefore, a limitation of using the SH1/SH0 amplitudes is that we can only estimate the

average minimum defect diameter for a given defect. Furthermore, the amplitude ratio does not

provide an indication of whether a defect is step-type or lake-type.

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5.1.2 Time Delay Changes Due to Defects

To obtain the time delay the cross-correlation function between the received no-defect SH1

signal and the SH1 defect signal was computed. The time-lag corresponding to the maximum

cross-correlation value was taken as the pulse time delay caused by the defect.

The SH1 pulse time delays for all plates as determined by both experiment and 3D finite element

(FE) analysis are shown in Figure 5.4. The graphs plot the mean value of the five trials along

with error bars of ± one standard deviation. Cross sections of each defect type are shown beside

the corresponding graphs. The time delay average difference between the experimental and FE

cases is 0.74 μs (standard deviation = 0.53 μs), or alternatively 19%±17%. While this error is

significant considering that the largest time delay observed was approximately 6 μs, the FE

simulations still provide a rough estimate of the time delay. There are several sources of error,

documented in Appendix B, that may have resulted in discrepancies between experimental

results and FE simulations. A discussion on the accuracy of detecting and sizing defects is

presented in Appendix C.

Based on experimental data all three defect slopes in Figure 5.4 exhibit similar time delays,

despite the fact that the average defect diameters between the step-type and lake-type defects are

quite different. Therefore, the data suggests that the pulse delay depends more so on the diameter

at the bottom of the defect.

The type of defect can be determined by comparing the minimum average diameter data from the

SH1/SH0 data obtained from Figure 5.3 to the defect diameter at the bottom of the defect

obtained from the time delay in Figure 5.4. If the diameter at the bottom is much smaller than the

average diameter, lake-type corrosion is likely present. Otherwise, if both Figure 5.3 and Figure

5.4 provide the same diameter, the defect may be step-type.

It must be noted that Figure 5.4 provides an estimate of only the minimum defect diameter at the

bottom of the defect. For example, if a time delay of 6 μs is observed, the bottom defect diameter

may be either 28 mm in the case of a step defect, or any diameter greater than 14 mm in the case

of a lake defect. Therefore, if the defect is very large, then it may not be possible to determine

the defect type exactly as there will be some ambiguity in the data.

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Figure 5.4: SH1 pulse time delay at the receiver location for 𝜶 (slope) of (a) 90° (b) 45°, and

(c) 7° for different defect diameters 𝝓 with corresponding schematics of the defect cross-

section. Error bars of 2 standard deviations are shown.

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5.2 Discussion

This section further discusses the reasons for the results and provides an overview of the

implications for the corrosion detection technique based on the SH1 and SH0 modes.

5.2.1 Effects of Beamwidth

In previous studies that focused on analyzing SH1 and SH0 propagation through 2D cross-

sections of defects, the amount of amplitude/pulse time delay change of a wave was found to be

an indicator of the amount of wall loss [18], [21], [44]. However, all defects in this thesis had the

same approximate wall loss but the amplitude/pulse delay results were quite different for each

diameter. Consequently, for the 3D case of defects considered in this thesis, the amplitude/pulse

time delay changes can also be used for defect diameter sizing.

Figure 5.5 shows a top view of the beam width of the SH1 wave as it approaches a 28.74 mm

lake-type defect, which is the largest defect considered in this thesis. Here, the propagation of the

wave is represented by the y-direction displacement field. A positive/negative y-direction

displacement indicates displacements (in meters) at node locations in the positive/negative y-

directions. It is possible to see that the -12 dB beamwidth, or region in which around 75% of the

energy of the pulse is concentrated, is almost twice as wide as the defect in this particular

situation.

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Figure 5.5: Comparison between SH1 beamwidth (y-direction displacement field) and

diameter of 28.74 mm lake defect

So, when considering a 3D case where the defect has a finite width, it is also necessary to

consider the possibility the SH wave scattering around a defect. This is true for all defect cases in

this thesis because the beamwidth of both the SH1 and SH0 case are wider than the defect.

5.2.2 Pulse Amplitude

As mentioned in Section 5.1.1 a reduction in the SH1/SH0 amplitude ratio can be correlated to

the average defect diameter, but not necessarily the defect type (step or lake-type). There are two

main reasons a defect causes a loss of transmitted pulse amplitude: reflection and/or scattering

(the primary cause), and mode-conversion energy loss. The amount of scattering and reflection

that occurs for each wave mode depends considerably on the defect slope and is explored in the

following sections.

In the case of lake-type defects, the majority of the amplitude loss in the received SH1/SH0

signal can be attributed to scattering. For step-type defects, both scattering and reflection occur.

This discussion will focus on lake defects as it is considerably difficult to detect lake type defects

using industry standard techniques.

5.2.2.1 Lake-type Defects (7° Defect Slopes)

Lake-type defects do not have a significant effect on the amplitude of SH0 waves. This is

demonstrated in the 3D model of SH0 wave propagation in Figure 5.6. The cross-sectional view

of the plate shows the intensity of the normalized displacement field in the y-direction of the 3D

model, which represents the shear component of the SH0 pulse.

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Figure 5.6: Cross sectional view of SH0 pulse (normalized y-direction displacement field) as

it passes through a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss

with 7° slope at times (a) 60 𝛍𝐬, (b) 70 𝛍𝐬 and (c) 90 𝛍𝐬 after transmitter excitation

In Figure 5.6, and other cross sectional views of FE simulations presented in this thesis, areas of

positive/negative y-direction displacement represent node displacement into/out of the plane of

the cross section.

It can be seen that no significant reflection of the SH0 pulse occurs due to the lake-type defect.

This is consistent with previous 2D studies conducted by Nurmalia et al [25]. Any decrease in

the pulse’s transmitted amplitude is primarily due to beam spread as the wave propagates; the

decrease due to beam spread occurs regardless of whether a defect is present. Figure 5.7 shows

the propagation of a SH0 pulse past a defect from a top view of the plate. It further confirms that

no significant reflection or scattering has taken place as the SH0 wave travels through the defect.

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Figure 5.7: Top half view of SH0 pulse (y-direction displacement field) as it passes through

a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 7° slope at

times (a) 60 𝛍𝐬, (b) 70 𝛍𝐬 and (c) 90 𝛍𝐬 after transmitter excitation

As the SH1 pulse passes through a gradual thinning defect, however, its spectrum of wave

numbers shifts downwards as the wavelength increases. This is illustrated Figure 5.8 in where a

SH1 pulse propagates along a plate that contains a 28.74 mm diameter defect with 7° slope.

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Figure 5.8: Cross sectional view of SH1 pulse (normalized y-direction displacement field) as

it passes through a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss

with 7° slope at times (a) 70 𝛍𝐬, (b) 100 𝛍𝐬 and (c) 115 𝛍𝐬 after transmitter excitation

The results of the change in wave as the SH1 pulse travels down the slope of the defect in the 3D

case was consistent with the results for a 2D cross-sectional model [25]. As the wave travels

down the 7° slope, the frequency-thickness product of the wave decreases because the thickness

is gradually decreasing. If the frequency-thickness product decreases, the 365 kHz operating

point will shift to the left of the SH1 dispersion curve until it approaches the cut-off frequency-

thickness (see Figure 3.6). As a result, the group velocity of the pulse decreases and the phase

velocities increase. As well, the wave number spectrum decreases as the wavelength increases.

However, in the 2D case the pulse experiences considerable reflection after it encounters the

bottom of the defect.

In the 3D case, the wave is able to scatter around the defect instead of reflecting. Figure 5.9

shows the top view a SH1 pulse propagating along a plate that contains a 28.74 mm diameter

defect with 7° slope. This amount of wall loss at the defect location is sufficient to disrupt the

propagation of the wave and result in scattering of the SH1 pulse. By the time the pulse reaches

the receiver location, its amplitude has decreased significantly due to scattering.

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Figure 5.9: Top half view of SH1 pulse (y-direction displacement field) as it passes through

a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall loss with 7° slope at

times (a) 70 𝛍𝐬, (b) 100 𝛍𝐬 and (c) 165 𝛍𝐬 after transmitter excitation

It is also possible to analyze the frequency content at the defect region and around the defect

region to better understand how the wave behaves. This will be discussed in Section 5.2.3 as the

time delay of the pulse and frequency content are related.

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5.2.2.2 Step-Defects (90° and 𝟒𝟓° Defect Slopes)

Although SH0 pulses are not sensitive to lake-type defects, there is sensitivity to step defects.

Since defects with 90° and 45° slopes have relatively abrupt changes in wall loss, a SH0 pulse

experiences both reflection and scattering from the defect walls. Figure 5.10 shows a cross-

sectional view of the y-direction displacement field determined by finite element analysis, that

illustrates how the SH0 wave experiences reflection at such a defect.

Figure 5.10: Cross sectional view of SH0 pulse (normalized y-direction displacement field)

as it passes through a 6.32 mm thick plate with a 28.74 mm diameter defect of 20% wall

loss with 90° slope at time of 80 𝛍𝐬 after transmitter excitation

As well, SH1 pulses are also more sensitive to step-defects due to additional reflection from the

step-defect. The scattering shown in Figure 5.9 is also present in the case of a step-defect. In

cases where the remaining wall thickness is below the cut-off thickness, it has been shown that

the SH1 pulse completely mode converts into the symmetric SH0 wave since the SH1 wave

cannot exist at this thickness [25]. For defects considered in this thesis, the remaining wall

thickness was always greater than the cut-off thickness; so, only a downward shift in the

spectrum of wave numbers, as in the lake-type defect, is observed.

5.2.2.3 Benefits of Using the SH0/SH1 Ratio

Although we now know that SH1 is more sensitive to both step and lake defects, there are three

potential benefits of using the SH1/SH0 amplitude ratio to determine the average defect diameter

of a step or lake defect:

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1. The effects of lift-off and magnetization are reduced: Since generation and detection of

both SH1 and SH0 pulses are almost equally affected by any changes in a material’s

magnetic permeability and transducer lift-off, evaluation of the SH1/SH0 amplitude ratio

should cancel out such effects on individual pulse amplitudes.

2. The SH1/SH0 amplitude ratio can be used to check for false positives: A complete loss of

the SH1 signal component by itself may indicate that there is a defect present or it may

also mean that the SH1 wave was not properly generated. Improper transduction can

occur due to a variety of reasons such as an extremely rough surface, excessive probe lift-

off, or thick coatings of paint/insulation. The SH0 mode, however, is not as sensitive to

partial wall loss defects and will not likely experience total scattering/reflection in the

situations we are considering. Therefore, if there is also no SH0 component is present in

the received signal, it is likely that there was an issue with the EMAT’s transduction

mechanism.

3. The SH1/SH0 amplitude ratio is more sensitive to lake-type defects than step defects:

The amplitude of the SH0 component in a received signal will not decrease due to the

presence of lake-type defects. Consequently, a benefit is that the magnitude of the

SH1/SH0 ratio will decrease when a lake-type defect is present.

In the case of step defects, the SH0 amplitude will also decrease slightly as SH0 waves

will experience reflection. However, SH1 waves also experience additional reflection in

the case of step defects, preventing any significant loss of sensitivity.

While it may be possible to analyze the changes in SH0 and SH1 to determine if a defect is step-

type or lake-type, it will not be considered in this thesis. Instead, the approach based on

analyzing the change in the time delay of the SH1 pulse will be used.

5.2.3 Time Delay Changes due to Defects

A benefit of using the pulse’s time delay as an indicator is that it is independent of the amplitude

of the pulse as it depends on the frequency spectrum of the pulse. So, the time delay of the pulse

can be used to verify whether the amplitude loss in a received signal is due to the presence of a

defect, or due to other factors related to the transduction of the wave such as a defective

transducer, transducer lift-off, and magnetic permeability changes.

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To understand how the time delay occurs, it is possible to analyze the frequencies of the wave as

it travels around the wave. Two locations around/at the defect will be considered and are shown

in Figure 5.11 (a). The corresponding normalized frequency responses at those locations are

shown in Figure 5.11 (b).

Figure 5.11: (a) Top view of SH1 propagation for 28.74 mm lake defect indicating locations

where frequencies will be analyzed. (b) Frequency spectrum at locations around and at

defect locations

From Figure 5.11 it is possible to see that the wave travelling around the defect contains more

low-frequency content than the wave that passes through the defect. The frequencies components

in the 250 – 300 kHz range correspond to the faster travelling SH0 waves that increase the SH1

pulse’s group velocity. This observation is consistent with the observations made in 2D cross-

a)

b)

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section studies [21]. This suggests that the decrease in thickness in the defect region affects the

propagation of the wave.

One important observation in the 3D case was that the lower frequency components of the wave

had merely scattered around the defect instead of experiencing reflection as noted in the 2D case

[21]. As such, it may be possible for a portion of the scattered frequency components to merge

with the received signal depending on defect shape and size. This would make it difficult to use a

time delay based approach to detect the defect.

From the time delay graphs presented in Section 5.1.2, we can see that the SH1 pulse

experiences a time delay that can be related primarily to the defect diameter at the bottom of the

defect, regardless of whether the defect is step or lake-type. This is expected since region at the

bottom of the defect is close to cut-off thickness (of has the lowest frequency-thickness) and the

pulse experiences the changes in group velocity only for this region of decreased wall thickness.

5.2.4 Frequency Spectrum Changes Due to Defects

Since the time delay caused by plate defects can be related to the frequency content in the

received signal, it is also possible to observe a change in the frequency spectrum of the received

SH1 pulses.

Figure 5.12, shows the frequency spectrum of received signals from a “no-defect” case and two

7° slope cases (with defect diameter at bottom of the defect being 3.52 mm and 28.74 mm) after

transmitting a SH1 pulse. These particular defect sizes were chosen to show the variability of the

frequency spectrum between different defect diameters. The frequency spectrum amplitudes,

computed by taking the Fast Fourier Transform (FFT) of the filtered signals, have been

normalized such that all signals have a maximum amplitude of unity.

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(a) (b)

Figure 5.12: Frequency response measured at the receiver location for the (a) Experimental

measurement and (b) FE simulations, where 𝝓 is the diameter at the bottom of the defect

and 𝜶 is the defect slope

From Figure 5.12 we can see that the experimental and FE simulations do not have similar

frequency responses. This is likely because the experimental frequency results are affected by the

narrow bandwidth of the EMAT whereas the FE results do not have this “filtering” effect.

A statistical parameter that can be used to quantify the amount of frequency spectrum shift that

has occurred is the skewness of the frequency spectrum. The skewness is a measure of the

asymmetry in a distribution, and is given for a data set X1, X2, …, XN by [49]:

Skewness =Σ𝑖=1

𝑁 [(𝑋𝑖 − �̅�)]3/𝑁

𝑠3

Here N is the number of data points, and s is the standard deviation of the data set.

If the skewness of a distribution is negative, it signifies that the “mass” of the distribution lies to

the right of the mean. In the cases where the lower frequencies of the spectrum have been

reflected or scattered by the defect, such they are lost to the main pulse, one expects the

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skewness of the frequency spectrum to be negative. The remaining pulse spectrum delivered to

the receiver when defects are present skews towards higher frequencies, i.e., to the right of the

spectrum. Figure 5.13 shows the frequency spectrum skewness in the received SH1 signal for

various defect sizes.

Figure 5.13: Mean SH1 Frequency Spectrum Skewness for different defect sizes and slopes

for five trials of each defect case.

Evidently, as the defect diameter at the bottom of the defect increases, the skewness decreases.

As such, negative skewness seems to be a strong indicator that some of the lower frequencies of

the pulse are no longer present in the received signal while the higher frequencies pass through

uninterrupted. This also suggests that the amount partial frequency loss that occurs depends

primarily on the diameter at the bottom of the defect as the wall thickness changes affect the

operating point of the wave on the dispersion curve.

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5.3 Summary of Defect Classification

It is possible to use a combination of pulse time delay and amplitude to provide an indication of

the presence of a defect. The following steps describe how one can estimate the defect diameter

and type based on the analysis presented in Sections 5.1 and 5.2:

Step 1: Establish the presence of a defect

Based on information presented in Appendix C, if the amplitude decrease of the SH1/SH0 ratio

is greater than 14% then it is likely that there is a defect is present.

Step 2: Assess SH1/SH0 amplitude ratio drop to estimate average defect diameter

The minimum average defect diameter can be determined using a set of FE results similar to

those shown in Figure 5.3. To calibrate and automate a system similar to the one used in this

report, data as shown in Table A.2 in Appendix A can be used with an

interpolation/extrapolation procedure.

Step 3: Use the SH1 pulse’s time delay to estimate diameter at bottom of the defect

If significant amplitude loss has occurred, it will be accompanied by a corresponding increase in

time delay to infer that a defect is present. An estimate of the minimum diameter at the bottom of

the defect can then be determined from Figure 5.4. Alternatively, data from Table A.3 can be

used with an interpolation/extrapolation procedure.

Note that the defect diameter at the bottom is not the same as the average defect diameter in the

case of lake defects. If defect diameter at the bottom of the defect estimated from the time delay

information is much smaller than the average defect diameter estimated from the amplitude drop,

lake-type corrosion is likely present. Otherwise, if both the average and the bottom defect

diameters are similar, a step defect is likely present.

For the purposes of this thesis, only 24 different defect cases were considered with the intention

of validating the FE model. Using the FE model, a database can now be created of SH1 and SH0

received signal amplitudes and pulse time delays, for various different defect shapes that may be

encountered in practical situations.

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Summary & Conclusions 6

6.1 Detection and Sizing of Corrosion Defects

The first objective of this thesis was to develop an ultrasonic testing technique that can be used

to detect and size corrosion defects. This objective was met by investigating the propagation of

SH0 and SH1 waves, generated with EMATs in a pitch-catch configuration, through defects with

different geometries. In the presence of a defect, the amplitude of the received SH1/SH0 signal

ratio amplitude was correlated to the minimum average defect diameter (sum of the diameter at

the top and bottom of defect divided by two). By operating in the “knee” region of the SH1

dispersion curve, it was found that the SH1/SH0 ratio was able to detect both step-type and lake-

type defects. The time delay of the received SH1 pulse was correlated to the minimum diameter

at the bottom of the defect (diameter at 20% wall loss).

Since defects with diameters smaller than the SH wave’s beamwidth were considered in this

thesis, the main cause of reduction in the amplitude was scattering. In general, SH0 waves were

not sensitive to lake-type defects and only slightly sensitive to step-defects. However, the

transmitted SH1 pulse significant scattering for all defect types. As well, loss of lower

frequencies in the SH1 pulse that passed through defects accounted for a time delay of the

received pulse. Therefore, using EMATs in a pitch-catch configuration to transmit/receive SH

waves can be a viable method of detecting and sizing corrosion defects in thin-walled structures.

6.2 Development of 3D Finite Element Model

The second objective was to develop a 3D finite element model that can approximate the

propagation of SH0 and SH1 waves in plates with step and lake-type defects. As such, a 3D FE

model validated with experimental data was presented in this thesis.

The 3D model was able to predict the scattering and cut-off effects that were expected from

defects that had a diameter smaller than the SH wave’s beamwidth. When compared to the

experimental analysis, the amplitude data from the model had an average error of 5%±2%;

whereas the average time delay error was 19%±17%. Consequently, it would be possible to use

similar models to simulate the propagation of SH0 and SH1 waves for several different defect

sizes without the need for expensive and time consuming experiments.

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6.2.1 Summary of Algorithm for Defect Detection and Sizing using SH1 and

SH0 signals

Based on the results from this thesis, the following procedure can be used to determine the size

and type of defect where the wall loss is 20%:

1. Using the dispersion curve for the specimen (material and thickness) to be tested, select

an operating point on the knee of the SH1 curve as mentioned in Section 3.3.

2. Collect reference SH1 and SH0 signals from a sample where there are no defects

3. Collect SH1 and SH0 signals from a specimen that is to be tested for defects.

4. Take the Hilbert envelope of all signals.

5. Obtain the peak value of the Hilbert envelope value of all signals and compute the ratio

of:

(𝑆𝐻1𝑆𝐻0

)defect

(𝑆𝐻1

𝑆𝐻0)

no−defect

This provides the normalized SH1/SH0 amplitude of the signal.

6. Compute the cross-correlation between the SH1no-defect and SH1defect envelopes, and store

the time lag (time delay) where the maximum value of the cross correlation of the two

occurs.

7. Determine the minimum average defect diameter from look-up table similar to that of

Table A.2 using the normalized SH1/SH0 amplitude computed in Step 5. Interpolation or

extrapolation would likely be required.

8. Determine the estimated minimum bottom defect diameter from a look-up table similar to

that of Table A.3 using the time delay from Step 6. In the case where the bottom defect

diameter is similar to that of the average defect diameter found in Step 7, then it is likely

that the defect is a step-defect. If the defect diameter based on the time delay is much

smaller than the diameter found in Step 7, then a lake-type defect is likely present.

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6.3 Future Work

1. Investigate how defect depth can affect the received signals: While the case of detecting

20% wall loss defects was considered in this thesis, knowing the approximate amount of

wall loss can be useful. It is known that SH1 modes cannot propagate when the wall loss

is below cut-off thickness (approximately 20% wall-loss for the parameters used in this

thesis). However, it would be useful to determine the effects of defect wall loss between

20% and 40% on the amplitude and time delay. Being able to determine the depth of the

defect will provide more information on whether a defect warrants a detailed inspection

using a precise testing method.

2. Perform FE simulations for additional defect geometries: It has been shown in this thesis

that there was very good agreement between the finite element simulations and

experimental measurements. Additional simulations can be done for larger defect sizes,

different defect shapes, and different slopes in order to build a database of results for

several different geometries. As well, the possibility of using frequency domain

simulations can be investigated to take advantages of parallel processing techniques to

reduce simulation times.

3. Analysis of propagation when there is damping applied on the plate/pipe due to soil or

fluid present on the surface of the pipe or plate: It is known that coatings, fluids, and

other materials such as soil can dampen guided waves, attenuating the amplitude and

resulting in increased time-delays. As such, it would be necessary to investigate these

effects if there is a possibility that on-site investigations involve coatings, soil, or fluids.

4. Investigating effects of interference from multiple defects, welds and edges of structures:

Since we know that considerable scattering occurs due to defects, it is also possible that

the scattered waves interact with other defects, welds etc., causing further

scattering/reflection of the waves. If this additional scattering is such that some of the

waves arrive near the receiver location, it is possible that the amplitude and time delay

indicators mentioned in this thesis no longer apply.

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Appendices

Appendix A – Numerical Results

This appendix contains detailed numerical data that were summarized in Figure 5.1, Figure 5.3,

and Figure 5.4 shown in Section 5.1.

Table A.1 shows the numerical values for the data points shown in Figure 5.1. The average

difference between the experimental and FE results is 4.76%, with a standard deviation of

1.95%.

Table A.1: Average received SH1/SH0 amplitude for defect diameters relative to the

no-defect case.

Average Relative Amplitude for Defect Diameter (%)

3.52 mm 6.38 mm 13.86 mm 28.74 mm

Slope Exp FE Diff Exp FE Diff Exp FE Diff Exp FE Diff

90° 94.3 89.7 4.6 81.6 79.1 2.5 66 65.5 0.5 36.1 28.4 7.7

45° 94.7 90.6 4.1 77.9 85.1 7.2 68.4 71.9 3.5 29.3 36.2 6.9

7° 60.8 65.1 4.3 61.3 56.4 4.9 56.1 50.4 5.7 36.4 41.6 5.2

Note: Exp: Experimental case, FE: Finite element case, Diff: Difference between the experimental and

the finite element case

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Table A.2 shows the same information presented in Figure 5.3, that is the average estimated

defect diameter based on the received amplitude of the signal, in a look-up table format.

Table A.2: Average received SH1/SH0 amplitudes for average defect diameters relative to

the no defect case.

Average defect

diameter [mm]

Slope [°] Relative Received Experimental

Amplitude [%]

Relative Received FE

Amplitude [%]

3.52 90 94.3 89.7

4.79 45 94.7 90.4

6.38 90 81.6 79.1

7.65 45 78 85.1

13.86 90 66 65.5

14.52 7 60.8 65.1

15.13 45 68.4 71.9

17.38 7 61.3 56.4

24.86 7 56.1 50.4

28.74 90 36.1 28.4

30.01 45 29.3 36.2

39.74 7 36.4 41.6

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Table A.3 shows the average time delays shown in Figure 5.4. The average difference between

the experimental and FE results is 0.74 μs (or 19% on average), with a standard deviation of 0.53

μs (17%).

Table A.3: Average time delay for defect diameters relative to the no defect case.

Average Pulse Time Delay for Defect Diameter (𝝁s)

3.52 mm 6.38 mm 13.86 mm 28.74 mm

Slope Exp FE Diff Exp FE Diff Exp FE Diff Exp FE Diff

90° 1.77 1.6 0.17 4.62 3.21 0.41 4.69 3.6 0.39 4.84 5.2 0.38

45° 2.65 2.4 0.25 4.04 3.36 0.58 4.05 3.58 0.47 5.62 4.05 1.57

7° 2.02 0.70 1.32 4.14 2.24 1.90 6.31 7 0.69 6.09 6.86 0.77

Note: Exp: Experimental case, FE: Finite element case, Diff: Difference between the experimental and

the finite element case

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Appendix B – Sources of Error

The sources of error in the experimental analysis and finite element model are discussed in this

appendix.

Experimental Analysis

1. Machining of defects: Since the defects were carved out using a milling machine that was

not numerically controlled, there was some amount of variability in the actual dimensions

of the defects. In particular, the tolerances for the 7° defect were slightly less because

hand tools were used to machine the defect. In the 3D models, it was found that a change

of ±0.05 mm (or 0.7% wall thickness) defect depth resulted in amplitude changes of

approximately 1.3%. Nevertheless, care was taken to measure the exact dimensions of the

defect before modeling them.

2. Noise due to transduction mechanism: As a result of the noise and fluctuations of the

signal received from the EMAT, the standard deviation of the trials in the experimental

case was up to 6% for the amplitude measurements and as much as 17% for time delay

measurements. Clearly, the time delay measurements were more sensitive to the

fluctuations in the signal and may have negatively impacted the errors between the FE

and experimental results. Attempts were made to minimize effects of noise in the

experiments by using an algorithm that calculates the signal envelope, utilizes filtering

for the amplitude data and by using a cross-correlation based approach to calculate the

pulse time delay. However, using more powerful magnets, such as Grade N52 magnets,

and a higher powered pulser could help in improving the signal to noise ratio.

FE Analysis

1. Mesh size and meshing of defect regions: A mesh of 7 elements per wavelengths was

used in the area of study as this was determined to be the minimum requirement for an

acceptable amount of error as mentioned in Section 2.6.1. However, it is likely possible

to reduce the error further by using a finer mesh.

2. Numerical damping due to algorithm used: Since an implicit time stepping algorithm was

used, some of the higher frequencies of the received signal were damped due to the

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numerical procedures used, resulting in errors particularly when calculating the time

delay. To prevent this, an efficient frequency domain model could be developed where

the higher frequencies will not be damped

3. Difference in geometry and material properties: Although the nominal sizes of the plates

used in the experimental were fixed, manufacturing tolerances for the plates resulted in

slightly different actual plate dimensions. Care was taken to accurately model the plate in

3D simulations. As well, since the alloying proportions in the actual material likely

differed from the ideal carbon steel parameters used in the simulations, some degree of

error will be present in the simulated results. In particular, estimation of the time delays

from pulses will vary considerably if in correct material properties are used since the

phase/group speeds could differ between experimental and FE cases.

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Appendix C - Accuracy of Detecting and Sizing Defects

This appendix discusses the accuracy of detecting and sizing defects based on Figure 5.1 and

Figure 5.4. The estimations of accuracy in this section are applicable only to the experimental

setup used in this experiment. As such, each EMAT setup should be characterized individually.

In general, the accuracy of the techniques presented in this thesis are low when compared to

bulk-wave techniques. However, is not a major issue since the objective was to develop a fast

scanning tool that does not require direct access to the defect location.

SH1/SH0 Amplitude Ratio

Based on Figure 5.1 the two standard deviation (SD) range of the SH1/SH0 amplitude data

collected for the no-defect case (5 trials on each of the four plates) was ±14% of the mean value.

This means that a drop of up-to 14% may be observed in the SH1/SH0 wave ratio during an

inspection without a defect present. Therefore, based on amplitude data, only defects that result

in an amplitude drop of greater than 14% can be detected accurately.

The ±SD amplitude range for the 3.52 mm 𝜙 step defect is approximately ±5 percent. However,

since the 3.52 mm 𝜙 step defect amplitude range intersects the no-defect amplitude range,

accurate detection of very small step defects is not possible. A step defect of at least 6.38 mm

average diameter would be required for it be considered detectable. In the case of lake defects,

the average defect diameter would have to be 6.38 mm.

Provided the amplitude drop is much greater than 14% sufficient it is possible to estimate the

minimum average defect diameter with an accuracy of approximately ±3 mm based on an

average ±SD amplitude range of ±4.6%.

SH1 Pulse Time Delays

For estimating pulse time delays, the ±2 SD range from Figure 5.4 for the no-defect case

corresponded to a time delay change of ±0.6 μs. As such, it may be possible to detect defects

with a bottom diameter as small as 3.52 mm. However, the ±SD time delay range of ±0.7% for

smaller defect diameters may result in an uncertainty of up to ±2.5 μs, preventing accurate

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detection. If the defect diameter is very large only an estimate of the minimum defect diameter

can be found.

Appendix D – Real Time Signal Processing Application

This section shows a sample computer program, developed using the Python programming

language, that can be used to identify the presence of defects. The application receives the

received waveform signal from the pulser and can be used to perform real-time analysis on the

signal.

Figure D.1: A sample signal processing application using Python that can perform real-

time calculations

a)

b)

c)

d) e)

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The program was written in Python version 3.410

with PyQtGraph11

as the graphing front-end. It

can compute calculations that, as indicated in Figure D.1, include: a) filtering signal, b)

calculating signal envelope, c) calculating signal frequencies d) calculating cross-correlation

based time delays between defect & no-defect cases and e) calculating the max cross correlation

values between defect & no-defect cases. The computational complexity is O (N log N) where N

is the number of points, based on the use of FFT algorithms.

In order to perform the above function, the following algorithms were used from the SciPy12

and

NumPy13

libraries:

a. Signal filtering: A third order zero-phase change Butterworth filter was used in

this program, but any other similar bandpass filter can be used

b. Determining the signal envelope using a Hilbert transform

c. Determining the frequency spectrum of a signal using a fast Fourier transform

(FFT)

d. Calculating cross-correlations between envelopes and finding the time lag of the

maximum cross-correlation value

10 https://www.python.org/download/releases/3.4.0/

11 http://www.pyqtgraph.org/

12 https://www.scipy.org/

13 http://www.numpy.org/