uncertainty e stimation of a nalytical r esults in forensic analysis

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[email protected] Uncertainty Uncertainty E E stimation stimation of of A A nalytical nalytical R R esults esults in in Forensic Analysis Forensic Analysis Ing. Ján Hrouzek, Ph.D. * Ing. Svetlana Hrouzková, Ph.D. Hermes Labsystems, Púchovská 12, SK-831 06 Bratislava *Department of Analytical Chemistry, FChFT, Slovak University of Technology in Bratislava, Radlinského 9, SK-812 37 Bratislava 7th. International Symposium on Forensic Sciences, Papiernička, Slovakia, September 30, 2005

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Uncertainty E stimation of A nalytical R esults in Forensic Analysis. Ing. Ján Hrouzek, Ph.D. * Ing. Svetlana Hrouzkov á , Ph.D. Hermes Labsystems, Púchovská 12, SK-831 06 Bratislava - PowerPoint PPT Presentation

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Page 1: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty Uncertainty EEstimation of stimation of AAnalytical nalytical RResultsesults

ininForensic AnalysisForensic Analysis

Ing. Ján Hrouzek, Ph.D.* Ing. Svetlana Hrouzková, Ph.D.Hermes Labsystems, Púchovská 12, SK-831 06 Bratislava *Department of Analytical Chemistry, FChFT, Slovak University of Technology in Bratislava, Radlinského 9, SK-812 37 Bratislava

7th. International Symposium on Forensic Sciences, Papiernička, Slovakia, September 30, 2005

Page 2: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

f o r

f o rISO 17025

f o r

EN45001

f o r

Uncertainty Estimation

Page 3: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Quality

• method validation

– am I measuring what I set out to measure?

• uncertainty

– how well do I know the result of what I’ve measured?

• traceability of result

– can I compare this result with other results?

Page 4: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Quality vs. Time

SHALL I RUSH YOUR

RUSH JOB BEFORE I

START THE

RUSH JOB I WAS

RUSHING WHEN YOU

RUSHED IN ?

Page 5: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty

• how well do you know the result?

– essential part of being able to compare!

– are these two results the same???

• are these results good enough?

– fit-for-purpose

result = value ± uncertainty

Quality

Page 6: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty Estimation

Specify Measurand

Identify all Sources of ux

Quantify ux components

Calculate Combined uc

Page 7: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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The Uncertainty Estimation Process

Specify Measurand

Identify Sources of ux

Quantify ux

Calculate uc and U

Simplify, Group by existing data

Quantify Group of ux

Quantify remaining ux

Convert to SD

Calculate uc

Re-evaluatelarge components

Calculate U

Page 9: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Normal distribution

k p % (µ±kσ)

1 68.27

1.645 90

1.960 95

2 95.45

2.576 99

3 99.73

µ

σ

+1σ +2σ +3σ-3σ -2σ -1σ

Page 10: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Specify Measurand

• Write down a clear statement of what is being measured, including the relationship between the measurand and the input quantities (e.g. measured quantities, constants, calibration standard values etc.) upon which it depends.

• Where possible, include corrections for known systematic effects.

• The specification information should be given in the relevant Standard Operating Procedure (SOP) or other method description.

Page 11: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Identify Uncertainty Sources

• List the possible sources of uncertainty. This will include sources that contribute to the uncertainty on the parameters in the relationship specified in Step 1, but may include other sources and must include sources arising from chemical assumptions.

• Tool for forming a structured list is the Cause and Effect diagram.

• Appendix D. Analysing Uncertainty Sources based on S. L. R. Ellison, V. J. Barwick; Accred. Qual. Assur. 3 101-105 (1998)

Page 12: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Formulasamp

OPOPOP

OPrefOP m

VCP

I

ICC

RecRef

Page 13: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Cause and effect diagram

Page 14: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Cause and effect diagram - rearrangement

Page 15: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Quantify Uncertainty Components

• Measure or estimate the size of the uncertainty component associated with each potential source of uncertainty identified.

• It is often possible to estimate or determine a single contribution to uncertainty associated with a number of separate sources.

• It is also important to consider whether available data accounts sufficiently for all sources of uncertainty. If necessary plan additional experiments and studies carefully to ensure that all sources of uncertainty are adequately accounted for.

Page 16: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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How to quantify grouped components

• Uncertainty estimation using prior collaborative method development and validation study data

• Uncertainty estimation using in-house development and validation studies

• Evaluation of uncertainty for empirical methods

• Evaluation of uncertainty for ad-hoc methods

Page 17: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty components

• Standard uncertainty ux

– estimated from repeatability experiments

– estimated by other means

• Combined standard uncertainty uc(y)

• Expanded uncertainty U

U = k · uc coverage factor k = 2, level of confidence α = 95%

• Result = x ± U (units) e.g.: nitrates = 7,25 ± 0,06 % (weight)

n

ki ki

n

ii

iji ikx

x

y

x

yx

x

yxy

1,

2

1

2

...,C ,suu

Page 18: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Standard uncertainty ux• Experimental variation of input variables

– often measured from repeatability experiments and is quantified in terms of the standard deviation

– study of the effect of a variation of a single parameter on the result

– robustness studies

– systematic multifactor experimental designs

• From standing data such as measurement and calibration certificates

– Proficiency Testing (PT) schemes

– Quality Assurance (QA) data

– suppliers' information

• By modelling from theoretical principles

• Using judgement based onexperience or informed bymodelling of assumptions

1

s 1

2

n

xxn

ii

x

Page 19: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Combined standard uncertainty uc(y)

• In general

• Assumption: y = f(x) is linear OR u(xi) << xi

n

ki ki

n

ii

iji ikx

x

y

x

yx

x

yxy

1,

2

1

2

...,C ,suu

i

iii

i x

xyxxy

x

y

u

u

reduce by u(xi)

Page 20: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Combined standard uncertainty uc(y)

• In general

• Assumption: y = (x1+x2+...+x3)

• Assumption: y = (x1 · x2 · ... · x3)

n

ki ki

n

ii

iji ikx

x

y

x

yx

x

yxy

1,

2

1

2

...,C ,suu

222

21...,C uuuu nji xxxxy

2

3

3

2

2

2

2

1

1...,C

uuuu

x

x

x

x

x

xyxy ji x

Page 21: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty – numerical calculation

x

xy

xux

xuxy

xyxuxyyu

yu

12

12

xx

yyGradient

yu

xu1x 2x

1y

2y

Page 22: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Terms

n

xx

n

ii

1

11

2

n

xxs

n

ii

x

sRSD

Arithmetic mean

Standard deviation

Relative standard deviation

Page 23: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty y = f (p, q, r, s)

A B C D E

1 u(p) u(q) u(r) u(s)

2

3 p p + u(p) p p p

4 q q q + u(q) q q

5 r r r r + u(r) r

6 s s s s s + u(s)

7

8 y=f(p,q,...) y=f(p’, ...) y=f(..,q’,..) y=f(..,r’,..) y=f(..,s’,..)

9 u(y,p) u(y,q) u(y,r) u(y,s)

10 u(y) u(y,p)2 u(y,q) 2 u(y,r) 2 u(y,s) 2

Eurachem

Page 24: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Standard uncertainty estimation rectangular 3 /triangular 6 distribution

• Uncertainty component was evaluated experimentally u(x)=s

• limits of ±a are given with confidence level – assume rectangular distribution (e.g. ±0.2 mg 95%; ux = 0.2/1.96 = 0.1 mg)

• limits of ±a are given without confidence level – assume rectangular distribution (e.g. 1000 ± 2 mg.l-1 ux = 2/3 = 1,2 mg.l-1)

• limits of ±a are given without confidence level and extreme values are unlikely (volumetric glassware)

ux = a/3

ux = a/6

ux = s

ux = a/(tabelated value)

Page 25: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Standard uncertainty estimation normal 9 distribution

• evaluated experimentally from the dispersion of repeated measurements

• uncertainty given as s OR σ, RSD, CV%, without information about distribution

• uncertainty given as 95% (OR other)

confidence band I without information about distribution

ux = s

ux = sux = x.(s/x)ux = CV/100.x

ux = I/2confidence level for I = 95%

Page 26: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainies from linear calibration

bxay

bayx obspred /

calibration of the responses y to different level of analytes x

to obtain predicted concentration x from a sample giving observed response y

uncertainty in xpred due to variability in y for n pairs of values (xi, yi) and p meassurements

iiiii

pred

i

iii

predwxwxw

xx

wbn

bxayw

yxu 22

2

2

2

12,

nxx

xx

npbn

bxay

yxuii

pred

ii

pred 22

2

2

2

112,

Page 27: Uncertainty  E stimation of  A nalytical  R esults in Forensic Analysis

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Uncertainty Uncertainty EEstimation of stimation of AAnalytical nalytical RResultsesults

ininForensic AnalysisForensic Analysis

Ing. Ján Hrouzek, Ph.D.* Ing. Svetlana Hrouzková, Ph.D.Hermes Labsystems, Púchovská 12, SK-831 06 Bratislava *Department of Analytical Chemistry, FChFT, Slovak University of Technology in Bratislava, Radlinského 9, SK-812 37 Bratislava

7th. International Symposium on Forensic Sciences, Papiernička, Slovakia, September 30, 2005