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UNCLASSIFIED AD NUMBER LIMITATION CHANGES TO: FROM: AUTHORITY THIS PAGE IS UNCLASSIFIED AD842354 Approved for public release; distribution is unlimited. Distribution authorized to U.S. Gov't. agencies and their contractors; Critical Technology; SEP 1968. Other requests shall be referred to Air Force Technical Application Center, Washington, DC. This document contains export-controlled technical data. usaf ltr, 25 jan 1972

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Page 1: UNCLASSIFIED AD NUMBER LIMITATION CHANGES · Th>i Hocumrn. I* tubjtct tn tfci*\ »»port c.ntroU .nd IM» ... the target event • As expected, suppression of the interfering event

UNCLASSIFIED

AD NUMBER

LIMITATION CHANGESTO:

FROM:

AUTHORITY

THIS PAGE IS UNCLASSIFIED

AD842354

Approved for public release; distribution isunlimited.

Distribution authorized to U.S. Gov't. agenciesand their contractors; Critical Technology; SEP1968. Other requests shall be referred to AirForce Technical Application Center, Washington,DC. This document contains export-controlledtechnical data.

usaf ltr, 25 jan 1972

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^p. Th>i Hocumrn. I* tubjtct tn tfci*\ »»port c.ntroU .nd IM» trtnimitUI lo ror.lin «ov.,™«!. or for.lfn n..lon.U m-.

Ml* only *l>k»«|o' 'VP** 0, •k'•,"

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LONG-PERIOD SIGNAL SEPARATION

Special Scientific Report No. 23 LARGE-ARRAY SIGNAL AND NOISE ANALYSIS

D D C -».r-^i—inn nr-af^%

Prepared by

Leo N. Heiting

Frank H. Binder, Program Manager 1-214-238-3473

TEXAS INSTRUMENTS INCORPORATED Science Services Division WBkmr-^

P.o. BOX 5621 KMx*rJi"^r Dallas. Texas 7^222 W N0V| 4 1168

Contract No. AF 33(657)-16678 JUtiaTSliijTnS

Prepared for ^ **

AIR FORCE TECHNICAL APPUCATIONS CENTER Washington. D. C., 20333

Sponsored by

ADVANCED RESEARCH PROJECTS AGENCY ARPA Order No. 599

AFTAC Project No. VT/6707

E 20 September 1968

•ol»no« MrvtoM division /

mlm. ■ II.»I tmmi mm* I

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Thii rtorumenl !• lubj^cl In iptciil rxpnrl conlrnli »nrf »•'h irammitttl lo (orn»n »nv»rnm»nH nr fortifn nttinnala m«v hr m»rt» only with prior apprnvil of Chuf. AFTAr

LONG-PERIOD SIGNAL SEPARATION

Special Scientific Report No. 23 LARGE- \RRAY SIGNAL AND NOISE ANALYSIS

Prepared by

Leo N. Heiting

Frank K. Binder, Program Manager 1-214-238-3473

TEXAS INSTRUMENTS INCORPORA1 ED Science Services Division

P.O. Box 5621 Dallas, Texas 75222

Contract No. AF 33(657)-16678

Prepared for

AIR FORCE TECHNICAL APPLICATIONS CENTER Washington, D. C. , 2C333

Sponsored by

ADVANCED RESEARCH PROJECTS AGENCY ARPA Order No. 599

AFTAC Project No. VT/6707

20 September 1968

soi«no* •onflows division

.

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ABSTRACT

The problem of extracting the Rayleigh phase of an event of

interest from a time-overlapping RayJeiah phase of another event was studied.

Various configurations of the long-period LASA sensors and the following pro-

cessing schemes were investigated:

• Beamsteer processing using the great circle route and the dispersion curve velocity occurring at the peak power frequency

• Wiener signal-extraction rr.ulti channel-filter processing

• A nonconventional adaptive filter processing scheme

The following conclusions are based on the results of this work:

• Current frequency-wavenumber spectral techniques are not useful in providing location information needed for processor design

• Despite the appreciable differences in waveform as seen across the array, neither the beamsteer nor MCF processors introduce serious distortion of the target event

• As expected, suppression of the interfering event becomes less as the azimuthal separation between events is reduced (best suppression achieved: A=550, 18 db; ^=28.2°, 12 db)

• The MCF processor is as much as 12 db superior to the beamsteer processor in suppressing the inter- fering event

i

• Multichannel filtering of small-array configurations such as the AO and D ring or AO and C ring is the most effective processing method of those considered

• The nonconventional adaptive processor is not effective in solving this probletn

.../. «olwno« ••rvlOM division

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I a

i

.1

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1

1

1 I

Section

I

II

III

IV

V

VI

Figure

II-1

III-l

III-2

III-3

III-4

III-5

UI-o

in-7

IV-1

IV-2

Table

1-1

II-1

TABLE OF CONTENTS

Title

ABSTRACT

INTRODUCTION

ESTIMATION OF EVENT VELOCITY USING FREQUENCY-WAVENUMBER SPECTRA

EVENT SEPARATION USING BEAMsTEER AND MCF PROCESSORS

Page

iii

1-1

II-l

UI-l

SEPARATION OF EVENTS USING ADAPTIVE PROCESSING IV-1

CONCLUSIONS AND RECOMMENDATIONS V-l

REFERENCES VI-l

ILLUSTRATIONS

Description Page

Three Types of f-k Spectra for the 2:1 Amplitude Ratio II-4

New Hebrides — Hokkaido Processing Results 111-3

Theoretical Model Power-Density Spectrum III-4

Maximum-Entropy Power-Density Spectra of MCF Outputs III-6

Wavenumber Response of C-Ring Theoretical MCF at III-7 0.03, 0.05, and 0.07 Hz

Wavenumber Response of E~Ring Theoretical MCF at III-8 0.03, 0.05, and 0.07 Hz

Mongolia — Hokkaido Processing Results III-10

Maximum-Entropy Power-Density Spectra of MCF Outputs III-11

A0, D-, and E-Ring Adaptive Processor Results IV-4

A0, C-, and D-Ring Adaptive Processor Results IV-D

TABLES

Title Page

Event Data 1.2

Frequency-Wavenumber Spectra Results 11-3

J v/vi

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MGI

k 1

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«■«■■■ ■■■■■ ■■Mi

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.1 ] .1

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J

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SECTION I

INTRODUCTION

Various methods were studied for separating Rayleigh waves

from two distinct epicenters received simultaneously by a long-period array.

The problem was treated in an off-line context; thus, it is assumed that both

events have been detected and located by other means. The problem is to

process the received data so that one event is adequately suppressed for those

parameters useful for classifying the other event to become available.

The usefulness of various types of frequency-wavenumber (f-k)

spectra in accurately determining the apparent locations of the two events in

wavenumber space is detailed in Section II. Knowledge of the apparent event

locations is important in cases where significant lateral refraction of the sur-

face waves occurs and thf great circle route becomes a poor estimate of the

propagation vector. Iü Sections III and IV, details of the following three types

of signal processors are presented:

• Beamsteer processing using the great circle route and tha dispersion curve velocity occurring at the peak power frequency

• Wiener signal-extraction multichannel filter processing

• A nonconventional adaptive filter processing scheme

At the time this work was performed, time-overlapping events

were not available. Simulation of the problem was accomplished by composit-

ing individual Rayleigh-wave arrivals. Pertinent details of the events used

are given in Table I-I.

I-I

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,1 D

11

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SECTION II

ESTIMATION OF EVENT VELOCITY USING FREQUENCY- WAVENUMBER SPECTRA

The various types of MCF processors required for separating

overlapping Rayleigh-wave events require modeling of either one or both

interfering events. This necessitates knowing accurately the events1 velocity

and direction of propagation. Using the great circle route from epicenter to

array for direction and the best current estimates of dispersion curves in the

vicinity of the array for velocity is the most straightforward approach. How-

ever, it is well known that lateral refraction of Raylcigh waves occurs.

Consequently, the straightforward estimate of event location in frequency-

wavenumber space may be a poor one. It will be shown later in this report,

for example, that the apparent propagation vector at LASA for one event

originating in California differs by about 5° from the great circle path.

The usefulness of various types of f-k spectra in obtaining

better location estimates was investigated. Everts from California and

Greenland were composited to simulate overlapping events; approximate

Greenlani-to-California amplitude ratios of 2:1, 5:1, and 10:1 were used.

The following types of f-k spectra were computed for each of the three com-

posite ratios:

• Conventional - conventional f-k spectra

• HR 1 - high-resolution f-k spectra with the A0 sensor used as reference

• HR 2 - high-resolution f-k spectra with the F- ring sensors used as reference

Analytic details of these techniques are reported in Special Scientific Report

No. 2. The f-k spectra were calculated at 0. 04 Hz which is near the peak

of the single-channel power-density spectra for both of these events. The

composite-event time gate used for calculating the f-k spectra was 330 sec

and contained most of the signal energy for both events.

II-1

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Proper evaluation of the f-k spectral techniques requires ac-

curate knowledge of the apparent f-k space location of the events as they pro-

pagate across the array. Table II-1 lists two different reference estimates

of these locations as well as those obtained from the various f-k spectra.

The computer program used in generating these spectra outputs in the form

of relative db power levels at various points in wavenumber spaces as defined

by a linear rectangular grid. The grid consists of 59 locations in the y direc-

tion and 49 locations in the x direction, both beginning in the lower left-hand

corner. The locations in Table U-l are given in terms of these coordinates.

The first estimate was obtained using the great circle routes from the PDF,

epicenters to the array and the phase velocity from a LASA dispersion curve

at 0.04 Hz (first line, Table II-1). The second estimate was obtained from a

previous study of these two events aimed at experimental determination of the

LASA Rayleigh-wave dispersion curve.2 This work provided estimates of the

velocity and direction for both of these events using various 3-sensor combina-

tions from the LASA. The apparent f-k space locations for the two events

have been visually estimated from these results and are given in the second

line of Table II-1. The two estimates of the Greenland location are in rela-

tively close agreement, but the apparent California direction departs signifi-

cantly from the great circle route.

Examples of the contoured f-k spectra obtained are given in

Figure II-1. These are the three different types of f-k spectra for the

composite event using a 2:1 amplitude ratio. The location of peak power is

indicated by a plus (+) sign, and the contours give power levels in db relative

to this peak power.

II-2 •ol«no« ••rvic«s division

D D D 0 0 D 0 D D 0 Q

0 0 0 0 Q

0 1 I

•> ■«

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— I II

COMViNTIONAl

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Figure II-1. Three Types of £-k Spectra for the 2:1 Amplitude Ratio

II-4

0 0 0 0 D

0

D 0 0 0 0 0 0 Q 0 Ö

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.1

.1 1 1 1 i

i

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As expected, the location of peak power on all the f-k spectra

is near the larger of the two events (Greenland). Estimates of the Greenland

location (listed in Table II-1) are these peak-power locations. Assuming that

the reference estimates of the Greenland event are correct, the conventional

and HR2 spectra pxoperly locate this event for ratios of 5:1 and 10:1. For a

ratio of 2:1, the Greenland event is improperly located by all three types of

f-k spectra. For all three types of spectra, the presence of a relatively

strong secondary event distorts the location of the strongest event.

In all the spectra computed, a secondary peak occurs in the

vicinity of the California location. Since the computer program does not

provide the coordinate where the largest value of this peak occurs, the

coordinate nearest its center was selected as the California estimate. These

estimates differ seriously from either reference location and must be con-

sidered erroneous.

If the problem is to extract a small event from a much larger

interfering event, the results imply the following conclusions.

• It is probably possible to obtain a good estimate of the wavenumber location for the large event using conventional or HR2 spectra

• If severe lateral refraction of the event has occurred, this estimate will be superior to the great circle estimate

• It does not appear possible with any of these techniques to obtain an accurate estimate of the weak-event location

In Section III it is seen that the best MCF results are obtained by using mea-

sured data to characterize the large interfering event and by modeling the

small event. Therefore, accurate location of the large event in the f-k space

is of little value. In view of this, it appears that none of these f-k spectra

contribute significantly to solving the interfering-event problem.

* * c / / aolvno* ••nrloM division

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, ■

• -——.——.

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1 0

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.]

SECTION III

EVENT SEPARATION USING BEAMSTEER AND MCF PROCESSORS

For the work discussed in this section, it is assumed that the

Rayleigh wave from a large natural event has been received and that the

Rayleigh wave from an event of interest has been received simultaneously.

It is assumed that both events have been detected and that their epicenters

have been located by other means. The problem is to suppress the interfering

event sufficiently to determine classification parameters of the event of

interest.

This problem has been studied using two types of processors:

time-shift-and-sum and conventional MCF. A third approach is discussed in

Section IV of this report. Specific questions to be answered here are as follows

• How do the two approaches compare?

• How does performance depend on the azimuthal separation of the two events?

• What configuration of the LASA long-period sensors works best?

• How much suppression of the interfering event can be achieved using these methods?

At the time this processing began, no known instances of over-

lapping long-period events existed in the available data library. To simulate

the problem, therefore, it was necessary to scale and add individual events.

Pertinent details of the events used are given in Table 1-1. Th» first com-

posite event studied consists of the interfering Hokkaido event and the target

New Hebrides event with an azimuthal separation of 55°. Before adding these

t./o events, the New Hebrides data was scaled down to make the peak power

level of its AO seismometer output 17 db below that for the Hokkaido event.

HI _ i sci«nc« ••rvlc«s division

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Since both the beamsteer and MCF processors were linear and

the "signal" and "noise" events were available individually, evaluation of the

processors consisted of applying the processors to the uncomposited individual

events. This allowed a more precise estimate of the processors1 performance.

Outputs of various beamsteer processors for the New Hebrides event were

illustrated in Special Scientific Report No. 20. A surface-wave velocity of

3,5 km/sec was used in computing all beamsteer time delays in this section.

In view of the New Hebrides event's variability, as recorded by the various

vertical sensors, these results show a surprisingly small degree of signal

degradatio-.i. The result of steering various combinations of the Hokkaido

traces, using the New Hebrides azimuth, is shown in Figure III-l. Note that

all New Hebrides traces have been scaled up by a factor of five in this figure

for clarity in the display. Despite the large azimuthal separation of these

two events, the best beamsteer processor provides only 6 db suppression of

the peak value of the interfering wave.

Two approaches were considered when designing the MCF

processors. In one case» both the signal and noise correlation matrices were

obtained from theoretical dispersive plane-wave models propagating along the

great circle pa'hs to LASA from New Hebrides and Hokkaido, respectively.

The frequency-dependent propagational velocities used in the models were 2

those of the LASA-North dispersion curve. The single-sensor power-

density spectrum for both models had the shape given in Figure III-2. This

was chosen to force the MCF's to work in the frequency range where signal

and noise power are known to exist. A signal-to-noise ratio of approximately

4 was used in all MCF designs. Two theoretical MCF processors were

designed for the New Hebrides-Hokkaido composite, one employing the A0

and C-ring verticals and the other employing the A0 and E-ring verticals.

:

..

0

0

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III-2 •ol*no« ••rvlo«s division

I I

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]

HOKKAIDO AO VERTICAL h M^HMMfrvi

NEW «BRIDES AO VERTICAL K-*V—KvW\/

:

i i 1 i ] i

HOKKAIDO TRACES BEAMSTEERED FOR NEW «BRIDES AZIMUTH

AO, C, AND E RINC

AO AND E RING h -^Msj^jwm.'m^^ rffvwgvfr» .f* H

AOANDCRING K»Mv'

Z:i LESS D3 AND F4 i • "^^/WVWlVrf^ ^M^WV^*1 ) ■ ■ I

HOKKAIDO f"»-»h>^yVAM\;W,l>*^)^^f'^^^«M*wW,V»'V ■ ^« ■■ f .■^>-o». I of» .^

OUTPUT OF MEASURED NOISE 11-POINTAO < AND C RING MCF

NEW «BRIDES h~-V—***'

HOKKAIDO f ■»—♦'»-^^'»VMiM/Hy-^W^ #|MN^ H**^ v | ^^M^» -^ ^>,

OUTPUT OF TKORETICAL 21-POINT AO AND C < RINC MCF

NEW «BRIDES ^.■v-»^v

HOKKAIDO ^»»W.4«^KV^ f^

OUTPUT OF MORCTICAL 41-POINTAOANDE ( RING MCF

NEW «BRIDES K^-V—h-

h-100 SEC

Figure III-l. New Hebrides — Hokkaido Processing Results

III-3 sci«nc« ••rvic*s division

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0.0167 0.0833 0.125

FREQUENCY (H«)

0.250

Figure III-2. Theoretical Model Power-Density Spectrum

In the second type of MCF design, a measured correlation set

was obtained from the composite traces. The fact that this set contains a

small amount of signal data was neglected and this set was used as the noise

correlations. Signal correlations were again obtained from a theoretical

model, but in this case, the single-sensor power-density spectrum was given

the same shape as the A0 sensor-measured power-density spectrum. An

MCF of this type was designed for the A0 and C-ring sensors. In this design,

the signal autocorrelations were scaled by 1.01 representing statistical gain

fluctuation, and the zero lags of the noise autocorrelations were scaled by 1.01

representing white noise.

The results of applying these MCF processors to the individual

Hokkaido and New Hebrides data sets are given in Figure III-l. Examining

the data in Figure III-l indicates that

• Neither beamsteer nor MCF processing introduces severe signal distortion

i

• Both A0 and C-ring MCF processors suppress the peak value of the noise by about 18 db and are sig- nificantly superior to any of the beamsteer proces- sors in this respect

• If the A0/E-ring combination is used, neither beamsteer nor theoretical MCF processing is clearly superior

• The theoretical A0/E-ring MCF is inferior to either A0/C-ring MCF processor

z D :

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III-4 •ol«no* ••rvlo«s division

0! D

D D Q

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I

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Maximum-entropy power-density spectra of the MCF outputs

and of the AO Hokkaido and New Hebrides traces are illustrated in Figure

III-3. The C-ring MCF's provide significant suppression of the Hokkaido

event throughout the frequency range where appreciable power exists. The

E-ring processor, however, is largely ineffective beyond 0.05 Hz. 1

Frequency-wavenumber responses of the two theoretical MCF

processors are shown in Figures III-4 and III-f>. Only that portion of wave-

number space which includes the apparent location of the two events is dis-

played. The indicated frequencies bracket the range of peak power fur these

events. At each frequency, the points corresponding to the velocity of the

LASA-North dispersion curve and to the directions of the two events are

indicated by dots. In all casesi the response is very nearly 0 db at the signal

location and shows varying amounts of suppression at the noise location. At

0. 07 Hz,the E-ring MCF response has a sharp gradient in the vicinity of ehe

noise. The poor performance of this MCF is probably either due to one or a

combination of two causes. In view of the saarp response gradient at 0. 07 Hz,

small errors in locating the noise model could result in poor suppression of

the actual noise. Alternately, the wide variations in the noise waveform —

as perceived by the E-ring sensors — may prevent effective MCF processing

with this configuration. This approach was discarded for subsequent designs,

since using a theoretical noise model allows the possibility of "missing" the

actual interfering event and since comparison of the two C-ring designs shows

no apparent advantage for the theoretical design.

A second composite event, having an azimuthal separation of

28.2 , was formed from the Hokkaido and Mongolia events. Again, the

Hokkaido event was considered to be the interfering event, and the Mongolia

data was scaled down to make its A0 seismometer peak power level 18 db

below that for the Hokkaido event.

Ill - 5 scl«no« servio*« division

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70

60

I SO j i 40 s g so p 3 20 i

10

0

NEW HEBRIDES HOKKAIDO

70 r

60

0.02 0.04 0.06 FREQUENCY (Hi)

0.08 0.10

i $0 Si r Si 30 P

i 10

0

0' /^

V

-A> /

-L J 0.02 0.04 0.

FREQUENCY 06 (H«>

0.08 0.10

MEASURED NOISE ll-POINT AC AND C RING MCF

70 i-

60 -

! .oh H u

2 u > p

w

40 -

SO -

20

10 -

,\

-

/'•••■

i/A. "H •.

■/:/

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i i 0.02 0.04 0.06 0.08 0.10

FREQUENCY (Hs) 0.02 0.04 0.06 0.08 0.10

FREQUENCY (Ha) THEORETICAL 21.POINT A0 AND C RING MCF

70

60

/

v--..

§ 50

B » 40

e i so p j 20

s 10 -

/;u,

0.02 0.04 0.06 0.08 FREQUENCY (Ha)

0. 10 0.02 0.04 0.06 0.0» 0. 10 FREQUENCY (Hi)

THEORETICAL 41.POINT A0 AND E RING MCF MCF OUTPUT

A0 SENSOR

Figure III-3. Maximum-Entropy Power-Density Spectra of MCF Outputs

H I I

:

o

3

D ]

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0 I

III-6 •ol«no» ••rvlo«s division I

-i—m ■ ■■-.»■ ■ — >,. »,.

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1 .1 n

i

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]

Ö 0.03 Hz 0.05 Hz

.1 JW

0.07 Hz

Figure III-4. Wavenumber Response of C-Ring Theoretical MCF at 0. 03, 0. 05, and 0. 07 Hz

III-7 •cl«nc« ••rvlo*s division

■'■ m ■

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v-*-' \ yV-3i^>-

>

)^

^? \ »«N^yl ^^

^

0.03 Hz 0.05 Hz

Ji

I

0.07 Hz

Figure III-5. Wavenumber Response of E-Ring Theoretical MCF at 0. 03, 0. 05, and 0. 07 Hz

D

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0

Ö

Q 0

0

o o D ö u

III-8 sol«no« ••rvio«a division

D ^

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]

1 }

J

J

Beamsteer outputs for the Mongolia event were illustrated in •a

Special Report No. 20. Again, signal degradation resulting from beamsteer

processing is seen to be negligible. Note that about the first third of these

beamsteer tracen represents energy arriving prior to the onset of the Rayieigh

phase. The results of using the Mongolia azimuth to steer various combina-

tions of the Hokkaido traces are shown in Figure III-6. The best beamsteer

suppresses the peak value of the interfering wave by less than 4 db.

Initially, two MCF processors were designed — an 11-point

filter using the A0 and C-ring s« nsors and a 31-point filter using the A0 and

E-ring sensors. Both statistical gain fluctuation and white noise were used

in these designs. Noise and signal outputs for these processors, as well as

those to be discussed below, appear in Figure III-6. A small degree of signal

degradation occurs in each case. Attenuation of the interfering event by these

two processors is similar and is somewhat better than that provided by any of

the beamsteer processors. Nevertheless, the peak value of either MCF noise

output is only about 9 db below that of the unprocessed interfering event as

seen by the A0 seismometer. Apparently, the C-ring aperture is insufficient

to adequately resolve these two events, while the E-ring MCF suffers from

dissimilarities in the interfering event as seen by its sensors.

In an effort to permit the A0/C-Ring MCF greater latitude in

working on the interfering event, the design was repeated without statistical

gain fluctuation. The results in Figure III-6 show no significant improvement.

Power spectra of these three MCF outputs, along with those of

the A0 Hokkaido and Mongolia traces, are shown in Figure III-7. In all cases,

the peak noise suppression occurs at about 0. 042 Hz. Its value is 13 db for

the > ring MCF designed with statistical gain fluctuation and 15 db for the

other t vr designs. Average noise suppression over the 0.03- to 0. 07-Hz

range is somewhat less.

III-9 •oU

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NOnMIHMVUnCM ¥■ ^IffrntiMi

MMRTICM. \'*>Jpf.

ErH.<

m mt*m t ^»'\/^|W\/^iWi|W * HN*« ■ i

mminm **&ajf » fiifHI** |ij^K>iMxH>w||» *

MMSCIINC KV^»»-'

muss»

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-WHM ^IW||W>^^ * tl^flPNl* '^ ■ ' '

MMacnwacr ■nMiunsncM MMaUClUATHM

MOMAIDC HM>4y ■■^ft I» ^MN(I> i •'ffff^jf* »^P(l^lil||l ■ lNHI><>»|i

i* i »My^M» ̂ V

oumffoni-*««

mmntn »mctmm •man mnsTicM •AMKunUATKM

► .. »wM^MflM W»MH^M|||I»

ouiworiMmMT «4 C. «MDIIWMCf (

HOuAioo (■..»» wf^r» HHH)» oyj^ <^» i ^«(^ ««....> .^»^i»^!

MOMOll« ««mUlliillJlil.,

M0a*,,Ol «V^- !■ ■»•^Ar''lW^^.--l^»»^»v» ,, nHfivtHif.,

oumnoni-fotNf «nrionMDmnwiM ( aiSMOMHI M»

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Figure III-6. Mongolia-Hokkaido Processing Results

III-10 rloi

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i

0 MONGOLIA HOKKAIDO

[1

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Mr

80r

0,04 0.06 0.08

FREQUENCY (Hz)

0.02 0.04 0.06 FREQUENCY (Hz)

0.10 0 ll-POINTAO AND C RING MCF

WITH STATISTICAL GAIN FlUCTUATION

0.10 0

31-POINTA0 AND E RING MCF

■r

1 oe

60

20

0.04 0.06 FREQUENCY (Hzl

0.04 0.06 0.01 FREQUENCY (Hi)

0.02 0.04 0.06 0.06 0.10 0 0.02 0.04 0.06

FREQUENCY(Hl) 11-POINTAO AND C RING MCF FRtQUENCY(Hz)

WITHOUT STATISTICAL GAIN FLUCTUATION

0.10

0.08 0.10

MCF OUTPUT

AO SENSOR

Figure III-7. M imum-Entropy Power-Density Spectra of MCF Outputs

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0 0

Two additional MCF processors were designed for this pair

of events. The first was a 9-channel 25-point MCF using the AO, C-, and D-ring

sensors. The second employed a combination of vertical and horizontal sensors.

Before processing, the N-S and E-W horizontal traces were scaled and trigonometri-

cal!/ rotated to form a resultant trace which would be seen by a sensor oriented

transverse to the Mongolian signal's direction of propagation. An 8-channel

U-point MCF was designed using the AO and C-ring vertical sensors and the

AO, B2, and B3 transverse horizontal sensors. (The Bl and B4 horizontal sensors

were anomalous for this composite).

The 9-channel (A-, C-,and D-ring vertical sensors) processor

provides only a small amount of improvement in noise attenuation and has rather

severe signal degradation. The 8-channel (vertical/horizontal sensor) processor

likewise suppresses the interfering event slightly better than the other processors

but shows very little singal attenuation.

With the exception of the 9-channel AO, C-, and D-ring MCF,

all processors studied have produced only a small amount of signal degradation.

Therefore, the figure of merit used in summarizing these results will be the

ratio of the peak amplitude in the processor noise output to the peak amplitude

in the AO sensor noise trace. Using this yardstick, the following conclusions

can be made.

e MCF processing significantly suppresses the interfering wave better than beamsteer processing. The degree of this difference varies with the *-* separation of events and with the sensor configur- ation and ranges as high as 12 db. The best MCF results are obtained by using the received composite " waveforms to obtain an estimate of the noise correlation matrix for filter design.

e In comparing 5-channel MCF processors, the AO / C-ring combination appears to work as well or better than the AO/E-ring. Upon adding D-ring sensors to the AO, the C-ring combination substantially

III- 12 solence ••rvioes division

'" '

- i~i i ■ ---|- --- ■ ■ r» ...T.- ...- ' . -■ —^

::

i i

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,1 .:

' increases the signal degradation. Adding several horizontal transverse sensors to the AO/C-ring combination adds slightly to the suppression

-j capability, with no noticeable increase in signal degradation.

-j • The best noise suppression achieved for the events separated by 55° was about 18 db. When the event separation was 28.2°, this suppression dropped to 12 db.

;

j

2

j III- 13 /14 «dene« ••rvic«s division

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•1

PAGE

^ i > i ■ *mm*

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j

J SECTION IV

SEPARATION OF EVENTS USING ADAPTIVE PROCESSING

In the ideal case, two interfering plane waves can be separated

using only two channels of data. In practice, however, departures from plane

wave theory caused by such phenomena as local scattering and multipath pro-

pagation seriously hamper this simple approach. A straightforward adaptive

filtering scheme has been studied in an effort to overcome these difficulties.

Again, it is assumed that two time-overlapping Rayleigh waves

have been received and that the azimuth from station to epicenter for both is

known. In this study, events from Greenland and California were composited,

with the latter considered to be the signal. In forming the composite, the

California event was scaled down to make the peak value of its AO trace about

15 db below that of the Greenland event. The composite has two significant

characteristics:

j • The similarity of these events as seen by the various LASA long-period vertical seis- mometers is better than that observed for most Rayleigh-wave arrivals

• The azimuthal separation of these two events is approximately 125

As a result, this particular composite represents an unusually simple

problem, and the results obtained should provide an upper performance limit

for the method under study.

After forming the composite event, a beam was formed toward

the Greenland epicenter using a 3. 5-km/sec velocity. Presumably this beam-

steer output is a good replica of the Greenland arrival and contains little

IV-1 •olwno« ••rvlo«s division

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California energy. After time-shifting the individual composite traces to make

their Greenland arrivals time-align with that in the beamsteer, individual short

1-channel adaptive prediction filters were designed to predict each of the traces

from the beamsteer output. Ideally, each of the prediction-error traces should

contain the undistorted California event and the strongly attenuated Greenland

event. Finally, the prediction-error traces were beamsteered for the Cali-

fornia azimuth to further suppress the remaining Greenland energy.

The adaptive algorithm used in designing the single-channel 4

prediction filters was given previously andis repeated here.

€ = y - F X n 'n n n

F . . = F + 2k e X n+1 n s n n

■ 'i.

where

y is the n data point in the trace to be predicted

X is an N x 1 column vector containing the N points of the beamsteer output used in predicting y

F is an N x 1 column vector containing the N filter weights used in predicting y

c is the error in predicting y

k is a convergence parameter determining the rate of filter adaptation

Widrow has shown that, for an N-point adaptive filter which predicts a time-

series data point from the preceding N data points, the following stability re-

quirement holds for k :-*

0 < k < -^ 1

X X jmax jmax

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IV-2 sou

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In the present case where one time series is used to predict another similar

time series, a practically identical constraint is as follows:

0 < k < J

8 x2 (NFP) jmax

where x is the maximum value of the data jmax

NFP is the number of filter points

For the type of data used, this upper limit on k is conservative. Since it is

desirable to have the filters adapt as rapidly as possible, the beamsteer trace

is first scanned to determine x, , and k is set to the upper limit. The jmax s

use of short filters is necessary to permit sufficiently rapid adaptation.

The technique was first evaluated using the AO, D-, and E-ring

sensors with 3-point filters. Figure IV *1 shows the AO-sensor California and

Greenland traces, the nine prediction-error traces, and the final output. Note

that the Greenland AO trace has been scaled down by a factor of 10 in this display,

Clipping of several of the prediction-error traces is a plotting error.

The first portion of the interfering event is attenuated by more

than 30 db; however, as the event proceeds, this attenuation diminishes rapidly

and only about 10-db suppression of the interfering event is observed near the

end of the record. Apparently, dissimilarity in the individual seismometer

outputs (which becomes more severe in the latter portion of the record) seriously

hampers the single-channel filters. In addition to this limited effectiveness in

suppressing the interfering event, about 6-db signal attenuation is obterved.

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AO CALrORNU

AO GREENLAND XO.I

PROCESSOR OUTPUT

—-—^AAAA/NA^AA/\/(|||WM/^/V-—■—-

\iY\fiftwmM^^

E2

El

E4

5 oc UJ

5

E3

D2

Dl

04

03

AO

>A[\!\I^MJW\^/^^

vyvw^

1017 SEC.

Figure IV-1. AO, D-,and E-Ring Adaptive Processor Results

IV-4 sol«no« ••rvlce« division

.

.

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AO CALIFORNIA 'W|^

AO GREENLAND XO.I AMAM/Wl/i/ftl/VA^'w -v^. f *>" - ^»— —«^

PROCESSOR OUTPUT V^~Af^^y^r>^\/^^J\r\/\N^

02

0 I Hi4^^-^A^W^

04

V) Ui

i <r UJ

Q

03 WV

C3 MA/UAWV^^^

C2 V^NM/IAMV/V^^^-«'

Cl

C4 \^fp^^

AO vw\/\/WW'

1099 SEC.

Figure IV-2. AO, C-,and D-Ring Adaptive Processor Results

J IV-5 •ol«no« »«rvU

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IV-6 sol«no« ••rvlo«s division

»■ iiitiW«»iil ii imm i "I j.ifl I'll inn ii mil ifciiiiMi i ^ .ffm. . TW ■■* i ■■n i^

In an effort to lessen the effect of signal dissimilarities, the

experiment was repeated using the AO, C-, and D-ring sensors. In this case,

1-point filters were used, permitting a threefold increase in the rate of

adaptation under the previously cited stability constraint. The results in this

case are shown in Figure IV-2. Noise attenuation in the latter portion of the

record has improved only slightly. Similarly, degradation of the signal has

lessened but is still severe. In addition, suppression of the first portion of

the interfering event is reduced to approximately 24 db.

Despite the relatively favorable nature of this particular

compound event, the technique appears to be very limited in its ability to

separate the two events. Most cases of practical interest will be less favorable*

both from the standpoint of azimuthal separation and of signal dissimilarity

across the array. Therefore, it is concluded that the technique is of little

value for separating time-overlapping long-period Rayleigh waves.

..

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i I i

SECTION V

CONCLUSIONS AND RECOMMENDATIONS

The following conclasions are based on the results of this work,

• Current frequency wavenumber spectral techniques are not useful in providing location information needed for processor design

• Despite the appreciable differences in waveform as seen across the array, neither ehe beamsteer nor MCF processors introduce serir.as distortion of the target event

• As expected, suppression of the interfering event becomes less as the arimuthal separation between events is reduced (best suppression achieved: A = 55°. 18db;A3 28 20. 12 db)

• The MCF processor is superior to »he beamsteer processor by as much as 12 db in suppressing the interfering event

• Multichannel filtering of small-array configurations (e. g. , the AO/D ring or AO/C ring) is the most ef- fective processing method of tho-e considered

• The nonconventionai adaptive processor is not effective in solving this problem

Further study is recommended in the following areas.

• One example of the use of horizontal sensors in event separation has been investigated and further exploration seems advisable

• Applying the best processor configurations obtained in this study to a number of other overlapping events would provide a firmer estimate of the achievable perfarmance levels

V- 1 sol»no* ••rvlo** division

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• Background noise levels in the compound events used were very low. The combined problem of extracting a Ra/leigh- wave signal from a time- overlapping Rayleigh- wave signal and from ambient noise needs study

• The possibility of combining multichannel filtering and subsequent matched filtering of the MCF output may produce further gains

Ö • *

D o

■J

0 3 I

V. 2 sotono« ••rvlo«s division

> »i« ■ ■ i

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.1 ":

SECTION VI

REFERENCES

1. Texas Instruments Incorporated, 1967: Research on High-Resolution Frequency-Wavenumber Spectra, Large-Array Signal and Noise Analysis, Spec. Rpt. 2, Contract AF 33(657)-16678, 20 Apr.

2. Texas Instruments Incorporated, 1967: Continuation of Basic Research in Crustal Studies, Crustal Studies Final Rpt. , Contract AF 48(638)-

*' 1588, 15 Jul.

3. Texas Instruments Incorporated, 1968: Long-Period Summation Processing, ,1 Large-Array Signal and Noise Analysis, Spec. Rpt, 20, Contract

AF 33(657)-16678 (to be published). n

4. Texas Instruments Incorporated, 1967: Adaptive Filtering of Seismic Array Data, Advanced Array Research, Spec. Rpt. 1, Contract

^. F33657-67-C-0708, 18 Sep.

5. Widrow, B. , 1966: Adaptive Filters, I — Fundamentals, Tech. Rpt. 6764-6, Contract DA-01-021 AMC-90015(Y) and NOBsr-95038, Stanford Univ. , Dec.

VI-1 /2 soli

— i

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I G 0 0 0 c 0 Ö

Ö

0 0 0

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0

UNCLASSIFIED Security Clwification

DOCUMENT CONTROL DATA • RAD Qtmutty clMHIemHan ol Htl». body ol abttrmct fid indiMlnj mnotmtlon mual 6« •ntaiwcf «•»»•n tfi« ovaral/ rmport 4a «>•••<')•<*.)

I. OKIOINATINO ACTIK/ITY (Corpormf uuthot)

Texas Instruments Incorporated Science Services Division P.O. Box 5621, Dallas, Texas 75222

1« RR^ORT tlCURITV C UAMIPICATION

Unclassified 2b GROUP

1 NKPORT TITLK

LONG-PERIOD SIGNAL SEPARATION - LARGE-ARRAY SIGNAL AND NOISE ANALYSIS-SPECIAL SCIENTIFIC REPORT NO. 23

4 OKSCniFTIVC NOTKS (Typ* el raport and Inelutivm dar««)

Special Scientific ■ AUTHOUfSJ rLa«( nam«. lint nama. Inlllml)

Heiting, Leo N.

ft RIPORT DATC

20 September 1968 • a. CONTRACT ON GRANT NO.

Contract No. AF 33(657)-16678 6 RROJBCT NO

AFTAC Project No. VT/6707

7# TOTAL NO OF PAOKS

32 76 NO OF RIPS

• a ORIOINATOR't REPORT NUMBKRClJ

»6 OTHIR RfPORT HO(i) (Ä ny »lhat numbmt* »lat msy bt fltntd mla mport}

10 AVAILABILITY/LIMITATION NOTICIt

This document is subject to special export controls and each transmittal to foreign governments or foreign nationals may be made only with prior approval of Chief, AFTAC.

It. SUPPLCMINTARV NOTES

ARPA Order No. 599 It- SPONtORINO MILITARY ACTIVITY

Air Force Technical Applications Center VELA Seismological Center Headquarters, USAF, Washington, D.C.

11 AMTRACT

The problem of extracting the Rayleigh phase of an event of interest from a time-overlapping Rayleigh phase of another event was studied. Various config- urations of the long-period LASA sensors and the following processing schemes were investigated: beamsteer processing using the great circle route and the dispersive curve velocity occurring at the peak power frequency; Wiener signal- extraction multichannel-filter processing; and a nonconventional adaptive filter processing scheme/ '.The following conclusions are based on the results of this work. Current frequency-wavenumber spectral techniques are not useful in pro- viding location information needed for processor design. Despite the appreciable differences in waveform as seen across the array, neither the beamsteer nor MCF processors introduce serious distortion of the target event. As expected, suppression of the interfering event becomes less as the azimuthal separation between events is reduced. The MCF processor is as much as 12 db superior to the beamsteer processor in suppressing the interfering event. Multichannel fil- tering of small-array configurations such as the A0 and D ring or A0 and C ring is the most effective processing method of those considered. The nonconvention- al adaptive processor is not effective in solving this problem.

DD FORM I JAN »4 1473 UNCLASSIFIED

Security Classification

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UNCLASSIFIED Security Classification 1

14 KEY WORDS

Large-Array Signal and Noise Analysis

LASA

Long-Period Signal Separation

Time-Overlapping Rayleigh Phases

Beamsteer Processing

Wiener Signal-Extraction Multichannel-Filter Processing

Adaptive Filter Processing

LINK A

MOLK *T

LINK B

NOL* WT

LINK C

MOLK WT

INSTRUCTIONS

I. ORIGINATING ACTIVITY: Enter the nan« and «ddrei« of the contractor, aubcontractor, grantee, Department of De- fenae activity or other organization fcorporeM author) iaaulng the report. 2a. REPORT SECURTY CLASSIFICATION: Enter the over- all aecurity claaaification of the report. Indicate whether "Reatricted Data" ia included Marking la to be in accord- ance with appropriate aecurity regulation«. 26. GROUP: Automatic downftadlng ia apecified in DoD Di- rective 5200.10 and Armed Force« Induatrlal Manual. Enter the group number. Alao, when applicable, «how that optional markinga have been uaed for Group 3 and Group 4 aa author- ited. 3. REPORT TITLE: Enter the complete report title in all capital lettera. Titiea in all caaea ahould be unclaaalfied. If a meaningful title cannot be aelected without claaaifica- tion, «how title claaaification in all capitala in parentheaia immediately following the title. 4. DESCRIPTIVE NOTES: If appropriate, enter the type of report, e.g., interim, progreaa, aummary, annual, or final. Give the inclusive datea when a apecific reporting period ia covered. 5. AUTHOR(S): Enter the name(«) of authoKa) aa ahown on or in the report. Entei taat nar.e. firat name, middle initial. If xilitary, »how rank and branch of aervice. The name of the principal «lUhor ia an abaciute minimum requirement 6. REPORT DATE: Enter t^te date of the report aa day. month, year; or month, year. If more than one date appeara on the report, uae date of publication. 7a. TOTAL NUMBER OF PAGES: The total page count abound follow normal pagination procedure«, i.e.. enter the number of pagea containing information. 7b. NUMBER OF REFERENCES: Enter the total number of reference« cited in <he report. Sa. CONTRACT OR GRANT NUMBER: If appropriate, enter the applicable number of the contract or grant under which the report waa writtea 8b, 8c, & 8d. PROJECT NUMBER: Enter the appropriate military department identification, auch aa project number, aubproject number, ayatem number«, taak number, etc 9a. ORIGINATOR'S REPORT NUMBER(S): Enter the offi- cial report number by which the document will be identified and controlled by the originating activity. Thla number muat be unique to thla report. 9b. OTHER REPORT NUMBER(?): If the report haa been aaaigned any other report number« (either by the originator or by (he aponaor). alao enter thla number(«). 10. AVAILABILITY/LIMITATION NOTICES: Enter any llm- itationa on further diaaemination of the report, other than thoae

impoaed by aecurity claaaification, uaing atandard atatement« auch aa:

(1) "Qualified requester« may obtain copiea of thla report from DDC"

(2) "Foreign announcement and diaaemination of thia report by DDC ia not authorized."

(3) "U. S. Government agencies may obtain copiea of thia report directly from DDC. Other qualified DDC uaera ahall requeat through

(4) "U S. military agenciea may obtain copiea of thia report directly from DDC Other qualified uaera ahall requeat through

(5) "All diatribution of thia report ia controlled. Qual- ified DDC uaera ahall requeat through

If the report haa been furniahed to the Office of Technical Service«, Department of Commerce, for aale to the public, indi- cate thia fact and enter the price, if known 11. SUPPLEMENTARY NOTES: Uae for additional explana- tory note«.

12. SPONSORING MILITARY ACTIVITY: Enter the name of the departmental project office or laboratory aponaoring (pay- ing lor) the reaearch and development Include addreaa. 13. ABSTRACT: Enter an abatract giving a brief and factual ■ummary of the document indicative of the report, even though it may alao appear elsewhere Hi the body of the technical re- port. If additional apace ia required, a continuation aheet ahall be attached.

It ia highly desirable that the abstract of claaaified report« be unclabaified. Each paragraph of the abatract ahall end with an indication of the military aecurity claaaification of the in- formation in the paragraph, represented as (TS). (S), (C), or (V)

There is no limitation en the length of the abatract. How- ever, the auggested length is from 150 to 225 words.

14. KEY WORDS: Key words are technically meaningful terms or short phrases that characteriee a report and may be uaed aa index entries for cataloging the report. Key words muat be selected ao that no security claaaification ia required. Identi- fiera, auch as equipment model designation, trade name, military project code name, geographic location, may be uaed aa key words but will be followed by an indication of technical con- text. The aaaignment of links, rules, and weights ia optional

QPO SSt-SSI

UNCLA.SSTFTF.n Security Classification ]