understanding-evan-gel-ion.pdf
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With the recent series' Box Set release and the highly
anticipated American debut of its two theatrical follow-ups
approaching, Neon Genesis Evangelionis once again on the
minds and mouths of the anime fan community. Since it's
premiere in 1!, director "idea#i Anno's dar# mecha-
masterpiece has left it's indelible mar# on the anime industry,
and....as such wor#s that fore$er alter the course of all that
follow it are wont to do....it has alternately been described as a
wor# of Sheer %enius and the most &$errated iece of (rap in
recent memory. Whate$er your feelings regarding Evangelion, it
cannot be denied that the limits of what the animated film could
con$ey were expanded to a le$el that had ne$er pre$iously been
reached. erhaps no other wor# in the history of anime has been
as scrutini)ed, psychoanaly)ed, and generally pic#ed-apart to
such an extent. But to paraphrase a less-complicated American
'toon, Evangelionis li#e an onion* layers of allegory and hidden
meanings are peeled bac# only to re$eal se$eral more
underneath. With new legions of fans poised to experience this
complex psycho-roller-coaster for the first time in the coming
months, it seems li#e a good time to try and get to the core of
Neon Genesis Evangelion.
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Evangelionbegan as a +-episode anime tele$ision series
but uic#ly e$ol$ed into a cottage industry of models,
merchandise, feature-films, and e$en a sort of uasi-religion.
eenager Shin/i 0#ari is summoned to 234, a secret
organi)ation headed by his estranged father %endo. "uge
creatures #nown only as Angels ha$e mysteriously appeared and
are ra$aging the earth, and only 234's gigantic humanoid
2$angelions can defeat them. Shin/i must enter into the
Evangelionand control it in hand-to-hand combat with the Angels
if man#ind is to sur$i$e. ogether with fellow 2$a-pilots 3ei
Ayanami and Asu#a 5angley Sohryu, Shin/i must wor# under the
guidance of his commander and surrogate mother6isato
7atsuragi to defeat all 18 of the enigmatic Angels and pre$ent
the dreaded hird 0mpact which will trigger the end of the world.
5i#e many wor#s of fiction Evangelionis an allegory, but
most allegories function on only two le$els* the story itself and
it's symbolic meaning. &ne of the remar#able things about
Evangelionis that it functions on no less than four distinct le$els.
0t can be en/oyed at face $alue as an expertly reali)ed sci-fi
action ad$enture, but it is also a blea# satire of the genre, a
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coming-of-age parable, and a treatise on confronting loneliness
and uncertainty in the adult world. 2arly episodes bely the true
nature of the series, and indeed after $iewing the first few
installments one wonders what all the fuss is about, as
Evangelionappears to be nothing more than another ho-hum
entry into the already o$ercrowded Boy-ilots-%iant-3obot genre.
But $ery uic#ly is becomes apparent that there is much more
here than meets the eye, as a global conspiracy of literally
Biblical proportions is slowly re$ealed in tandem with the
degeneration of the main character's psyche, illustrated...in a
mar$elous brea#through use of animation...inside Shin/i's mind.
As if this weren't enough, Evangelionis at the same time a
re$isionist parody of the %iant 3obot show, e$en as it
masuerades as a serious entry into genre. &n a simpler le$el it
is an extraordinary character piece, containing some of the most
belie$able and in$ol$ing personalities e$er put to film, be it
animated or li$e-action.
0t was perhaps ine$itable that in trying to contain all these
weighty elements that something would brea#, and in
Evangelion's case it was the story. he labyrinthine plot is
constructed with the delicacy of a "ouse of (ards, and as later
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episodes pile on multiple uestions for e$ery answer gi$en it
becomes impossible for Anno to resol$e any of them by the
series' end. 0nstead Evangelion's infamous final two episodes are
de$oted entirely to examining the internal conflicts of its troubled
protagonists, which had at any rate become as much a part of
the show as giant-robot battles or apocalyptic conspiracy. Still,
from a pragmatic standpoint this is hardly an ending at all, and
from this perspecti$e Evangelionis a $ery unsatisfying $iewing
experience...li#e eating a chocolate only to find the nugget in the
middle is missing. An attempt at supplying a more con$entional
conclusion to the story was made in the two Evangelionfeature
films that followed in 18* 9Death and Rebirth9, which was a
recap of e$ents from the series with a few new tidbits of
information added, and 9The End of Evangelion9, which re$ealed
the ultimate purpose of the 2$angelions, the Angels, and the
mysterious "uman 0nstrumentality ro/ect. While the second
mo$ie pro$ides a definiti$e finale to the Neon Genesis Evangelion
saga, it still cannot explain the reasons behind the actions that
ta#e place, and ultimately in the final section of the film Anno
returns to the animated psycho-analysis of Shin/i that mar#ed the
end of the tele$isionseries.
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(reator:Writer:;irector "idea#i Anno has claimed that, in
his opinion, the mo$ies were not a necessary conclusion to his
wor#, and that the tele$ision ending, told in abstract animation
entirely in the character's minds, was all the ending that was
needed. hough it is hard to /ustify the series' abandonment of
it's own plotline, Anno is correct when he says that at it's heart
Evangelionis not about giant robots in the slightest. he
2$angelions, the Angels, and the myriad other plot de$ices
present are all allegorical symbols for more basic struggles of a
personal nature. Anno continues to use these symbols in the final
episodes but dispenses with the unimportant
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ad$enture fiction in general, for that matter=. Ad$enture heroes
customarily represent the audiences' aspirations* they are people
we'd li#e to be. Shin/i, con$ersely, is representati$e of the
audiences' reali)ations* his flaws we recogni)e in oursel$es. While
he certainly ualifies as an 9ad$enture hero9 times in Evangelion=, he has
much more in common with the doomed protagonists of %ree#
ragedy and Sha#espeare than 0ndiana ?ones or Amuro 3ay.
Abandoned as a young child by his seemingly uncaring father,
Shin/i belie$es himself unworthy of lo$e and acceptance, which
gi$es rise to a total lac# of trust in himself and in others. he first
half of Evangelionsees him build confidence in his own abilities
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Evangelionis about being alone, about feeling alone and
coming to terms with loneliness. But Shin/i is not alone in feeling
alone. Evangelion's other main players suffer from the exact same
fears and uncertainties they /ust deal with them in different ways.
he reclusi$e pilot of 2$a @nit->>, 3ei Ayanami, is completely
intro$erted....e$en more so than Shin/i one might say she
represents the end result of Shin/i's downward spiral. 234
&perations 6a/or 6isato 7atsuragi mas#s her loneliness with a
playful, carefree attitude....and large amounts of alcohol. 0n 9The
End of Evangelion9 it is re$ealed that e$en the minor characters
ha$e this fundamental emptiness at their core. But of these
supporting players it is most interesting to compare Shin/i with the
hot-tempered pilot of 2$a @nit->+, Asu#a 5angley Sohryu. At first
glance the two are complete opposites* Shin/i is passi$e, uiet,
and unassuming, while Asu#a is aggressi$e, outgoing, and
seemingly full of confidence. But through the lens of Evangelion's
extraordinary character de$elopment we learn that deep down
Asu#a is exactly li#e Shin/i. undamental feelings of inadeuacy
and worthlessness dri$e Asu#a to proclaim herself 9the best9 at
whate$er she sets out to do, and her fear of abandonment is
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allayed by con$incing herself that 9she doesn't need anybody9.
When it becomes apparent that she is in fact not 9the best9 2$a
pilot, she begins a mental collapse that parallels Shin/i's. heir
mental brea#down, and that of the similarly troubled 3ei and
6isato, is illustrated onscreen in a spectacular manner that
redefines the boundaries of animation, ta#ing the medium's
potential to portray anything the mind can concei$e to a new
extreme.
6idway through the production of the tele$ision run "ide#ai
Anno suffered a ner$ous brea#down, and it is at precisely this
point in the series that the first of many animated 9head-trips9
occur. Anno begins to use his characters as sounding boards for
his own internal struggles, but rather than ha$e them $oice their
concerns in a more traditional manner Anno utili)es the medium
of animation to ta#e us inside their own thoughts. 0ronically the
first sub/ect of these experimental character-analyses is not the
protagonist Shin/i but 3ei. As her subconscious spea#s offscreen
her train of thought is illustrated through uic# cuts of abstract
animation and static bac#grounds. 3andom images of flowers and
s#y segue into 3ei uestioning the meaning of her $ery self, and a
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transparent image of 3ei floats by which in turn is replaced by a
$ision of many 3eis in an endless row. he effect is /arring, and
more than a little surreal. 6ost of the ensuing hallucinations are
de$oted to Shin/i although Asu#a and 6isato get some time under
the microscope as well. hese scenes appear with increasing
freuency in later episodes, and e$entually their length and
intensity are compounded to the point where it is no longer Shin/i
and his friends who are being mentally examined but the $iewers
themsel$es.
By the final two episodes these animated therapy sessions ha$e
completely o$erridden the rest of the show, and as stated pre$iously
Evangelion's finale is played out entirely in the minds of the four main
characters. A barrage of existential uestions such as 9What do you
fearC9 and 9Why do you pilot 2$aC9 are flashed across the screen as
Shin/i and company struggle to answer them, and the audience listens
for solutions to uestions of identity that plague all man#ind. As the
uestions are repeated their answers gradually change until the root of
all their troubles is laid bare* all fear being abandoned by others due
to a percei$ed lac# of worth. he last episode )eroes in exclusi$ely on
Shin/i, and as his $ery mind is deconstructed the animation
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complements the process in Evangelion's boldest artistic endea$or. ull
animation regresses to storyboards that in turn gi$e way to a blac#-
and-white scribble of Shin/i floating in a white $oid. old that he is free
of all worldly restraints, Shin/i is uncertain of is own existence. he
$oice of his father, %endo, obligingly offers to gi$e his son a restriction
to orient him, and a blac# line is scrawled across the screen for Shin/i
to wal# upon. 9Dou now ha$e a top and a bottom,9 6isato tells him,
9but you may no longer fly.9
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Shin/i's estranged father, is the specter of 3e/ection,
6isunderstanding, and Betrayal. Shin/i's brief friendship with the
cryptic 7aoru agisa is representati$e of blind, total and unconditional
lo$e and acceptance, but li#e those things 7aoru turns out to not be
real at all. he most complex symbol in the series, howe$er, is the
Evangelionitself. iloting the 2$a pro$ides the means by which Shin/i
and Asu#a acuire their sense of purpose. 2motionally stunted in all
other areas of her life, Asu#a has focused exclusi$ely on the
Evangelion, her 9/ob9, to gi$e meaning to her existence. As she loses
the ability to control her 2$a late in the series she loses the only sense
of $alue she #new. Shin/i also feels that his 9/ob9, piloting 2$a, is his
only worthwhile uality. @nli#e Asu#a, who happily turned a blind eye
to this dilemma until it was too late, Shin/i frets o$er finding meaning
to his life outside his wor#. hus, the Evangelionis representati$e of
our duties and responsibilities....those things we don't necessarily
want to do but ha$e to do. 0t important to ta#e pride in them but it is
also important to find other things to ta#e pride in as well, else they
become your only identifier.
Were that all the Evangelionrepresented it would be impressi$e
enough, but there is an additional, reudian side to the mecha
monster as well. he central Evangelion, Shin/i's @nit->1, is literally
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and figurati$ely his own mother. Dui 0#ari was absorbed into @nit->1 in
an experiment during her son's toddler years, and the percei$ed
indifference of his father has made it impossible for Shin/i to come to
terms with what he was told was his mother's accidental death.
0ronically, years later Shin/i is dependant on @nit->1 for a means to
sur$i$e. Beginning his /ourney into adulthood, Shin/i is both resentful
of this dependence and at the same time afraid to lea$e the comfort
and safety it pro$ides. 0t has e$en been suggested that Shin/i's
entering into @nit->1 is a reudian 9return to the womb9, and that his
struggle to be free of the 2$a is his 9rite of passage9 into manhood.
Shin/i must learn to let go of his mother before he can grow as person
if he hopes to attain a serious adult relationship with the girl he cares
for. ot surprisingly, his dealings with his female costars are mar#ed
by a se$ere lo$e:hate relationship.
Shin/i harbors semi-romantic feelings for the three women
closest to him, but his distrusting nature pre$ents him from de$eloping
any #ind of meaningful relationship with them, and inside he angrily
belie$es them of intentionally building barriers to pre$ent him from
getting close. Again it is Asu#a that it is most interesting to consider in
this light. Sensing a #indred soul beneath her aggressi$e exterior
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perhaps admiring the determination he lac#s=, Shin/i comes to lo$e
her, but does not #now how to express it. 5i#ewise, it is hinted that
Asu#a has similarly romantic feelings for Shin/i, but her ego pre$ents
her from admitting it e$en to herself. his is illustrated in an hilarious
seuence in which Asu#a, feigning boredom, as#s, 9"ey Shin/i, you
wanna #iss meC9 Shin/i stammers and blushes until an exasperated
Asu#a wal#s up and #isses him until he literally turns blue. Afterwards
she runs off screaming 92ww, grossE9. Set against this lighthearted
seuence is a similarly staged scene in 9The End of Evangelion9 that is
one of the most disturbing moments in the entire Evangelioncanon. 0n
another of his head-trips, Shin/i imagines the time he and Asu#a
shared their first #iss, although instead of said #iss Shin/i confesses his
lo$e to Asu#a. Asu#a accuses him of lo$ing her purely for selfish
reasons that he is only running to someone...anyone...for comfort.
@nsure of his own self, Shin/i has feared this to be true all along. At
the end of his rope, feeling absolutely re/ected and angry at her for
denying him, Shin/i strangles Asu#a. ;ri$en mad by his internal
struggles, Shin/i almost strangles Asu#a for real later in the mo$ie.
She is sa$ed by finally admitting her feelings to him, and as she gently
caresses his chee# he snaps out of his delusion and collapses in tears.
By opening their hearts to one another Shin/i and Asu#a at last ha$e a
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chance at happiness. @nfortunately the brutality of this scene obscures
its tender meaning, and the Evangelionsaga ends on a dour note
despite reprising the positi$e message from its tele$ision conclusion.
0n fact the entire film is mar#ed by a per$asi$e dar#ness that
eclipses the already dar# tele$ision series. 0llustrating the real-world
e$ents that occurred during the final introspecti$e 4 episodes, the
action is as sa$age and uncompromising as the internal struggles that
complement it. As Shin/i's mental world collapses, hird 0mpact is at
last initiated and the physical world begins to end as well. 6irroring
the dar#est hours of its protagonist's brea#down, the apocalyptic
e$ents of 9The End of Evangelion9 are fittingly nightmarish. While
Shin/i e$entually decides that his life is worth li$ing, his return to a
barren and ra$aged reality reminds us that merely changing your
perspecti$e on life will not immediately alter it. Shin/i must continue to
stri$e to attain happiness* no one is going to hand it to him on a sil$er
plate.
(learly Neon Genesis Evangelionhas a lot to say. he garbled
manner in which it sometimes says it, howe$er, has lead some to
accuse Anno of crafting an elaborate Wild %oose (hase, pretentiously
spewing a bunch of existential babble with no real meaning. While it is
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true that Evangelionta#es the long road to get to it's conclusions, the
basic truths at the /ourney's end are no less $alid. Anyone who has
e$er felt alone, unsure, and afraid should be able to identify with
Shin/i's plight, and 0 daresay that includes e$ery one of us. @ltimately
deciding to ta#e the good along with the bad, Shin/i will continue to
plug away at 5ife, e$en if he is literally the last man on earth.
But one must dig e$en deeper to get to the true heart of
Evangelion's lasting appeal, and it ultimately pro$es to be remar#ably
simple. 6any of 2$a's detractors belie$e, incorrectly, that the show
owes it's widespread popularity to it's psychological mumbo-/umbo.
he fact is, howe$er, that none of 2$a's existentialism would wor#
without totally con$incing human personalities to bac# it up. he real
mar$el of Evangelionis not it's abstract ending but the carefully
crafted characteri)ations that inhabit it. "ad Anno not ta#en the time
to carefully delineate his character's personas the experimental
sections would be meaningless and insufferable, a point many of
Evangelion's imitators fail to ta#e into consideration. 2$a's more sane,
early episodes are choc# full of intense character de$elopment,
sometimes e$en to the exclusion of the action...something unheard of
in a so-called 9action show9. Anno will often spend two-thirds of an
episode's airtime exploring the interplay between his $arious
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characters, de$oting only the closing minutes to 2$a-$s-Angel action
hinting that e$en early on Anno is less concerned with mecha battles
than with what ma#es Shin/i and company tic#. &ne would thin# that
this would ma#e for a $ery dull action show, but nothing could be
further from the truth. Anno fleshes out his characters so completely
that the $iewer becomes totally engrossed in their actions, and e$ery
Angel battle
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interact with one another bring all sides of their personalities into
focus, and the result is sometimes somber, sometimes shoc#ing,
sometimes hilarious...but always entertaining. Asu#a's competiti$e
nature piues a similarly competiti$e side in Shin/i's usually passi$e,
compromising personality. Shin/i's $ocali)ations of his troubles
in$ariably elicits an angry 9What are you, stupidCE9 from the seemingly
confident Asu#a, which ser$es to bring into sharper focus the fact that
she too suffers from the same doubts. "is superiority in battle creates
feelings of resentment in Asu#a, and she mas#s her concern for
Shin/i's safety when he is in danger with an air of nonchalance, though
her telltale dialogue subtly re$eals her true feelings. he chronic
drin#ing habits of 6isato amplify her sense of playfulness and fun
when she's around the young 2$a-pilots, but a night on the town with
her ex-lo$er 7a/i re$eals the dependent and insecure woman
underneath. 2$en the uiet 3ei is gi$en depth to her otherwise one-
sided persona by her interactions with Shin/i and %endo, which re$eal
a growing mistrust of the elder 0#ari and an increasing lo$e and
respect for his son. By the time Evangelioncomes to a close, e$en
comparati$ely minor players li#e %endo and 234 scientist 3itus#o
A#agi ha$e re$ealed multiple facets to their personalities, ma#ing for
an anime world inhabited by a cast of totally con$incing human
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indi$iduals.
0t is because of this remar#able depth of characteri)ation, seldom
achie$ed so successfully in anime or any other medium, that the
audience stic#s with Evangelionthrough its tangled and ultimately
unfinished plotline. By the time the story begins to unra$el in the
series' third act its players ha$e been so well established they are able
to entertain on a blan# stage
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many other anime series put together. 5o$e it or hate it, it is destined
to fore$er stand as one of the most significant and influential wor#s in
anime history.