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US District Court Civil Docket as of September 10, 2020 Retrieved from the court on September 10, 2020 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth, Inc. et al Assigned to: Judge Terry J. Hatter, Jr Referred to: Magistrate Judge Michael R. Wilner Related Case: 2:17-cv-01824-BRO-MRW Cause: 15:78m(a) Securities Exchange Act Date Filed: 03/07/2017 Date Terminated: 09/10/2020 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Atul Singh Deora Individually and on Behalf of All Others Similarly Situated represented by Charles Henry Linehan Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-432-1495 Email: [email protected] ATTORNEY TO BE NOTICED Karen Barth Menzies Gibbs Law Group LLP 6701 Civil Drive West 14th Floor Los Angeles, CA 90045 510-350-9240 Email: [email protected] ATTORNEY TO BE NOTICED Lesley F Portnoy Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] TERMINATED: 06/29/2018 Lionel Zevi Glancy Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-432-1495

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Page 1: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

US District Court Civil Docket as of September 10, 2020 Retrieved from the court on September 10, 2020

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles)

CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW

Atul Singh Deora v. NantHealth, Inc. et al Assigned to: Judge Terry J. Hatter, Jr Referred to: Magistrate Judge Michael R. Wilner Related Case: 2:17-cv-01824-BRO-MRW

Cause: 15:78m(a) Securities Exchange Act

Date Filed: 03/07/2017 Date Terminated: 09/10/2020 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Atul Singh Deora Individually and on Behalf of All Others Similarly Situated

represented by Charles Henry Linehan Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-432-1495 Email: [email protected] ATTORNEY TO BE NOTICED Karen Barth Menzies Gibbs Law Group LLP 6701 Civil Drive West 14th Floor Los Angeles, CA 90045 510-350-9240 Email: [email protected] ATTORNEY TO BE NOTICED Lesley F Portnoy Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] TERMINATED: 06/29/2018 Lionel Zevi Glancy Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-432-1495

Page 2: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Email: [email protected] TERMINATED: 06/29/2018 Robert Vincent Prongay Glancy Prongay and Murray LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] TERMINATED: 06/29/2018

V.

Consol Plaintiff

Michael Di Rienzo Individually and on Behalf of All Others Similarly Situated; from member case 2:17-cv-01912 BRO (MRWx)

represented by Jennifer Pafiti Pomerantz LLP 1100 Glendon Avenue 15th Floor Los Angeles, CA 90024 310-405-7190 Fax: 917-463-1044 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Laurence M Rosen The Rosen Law Firm PA 355 South Grand Avenue Suite 2450 Los Angeles, CA 90071 213-785-2610 Fax: 213-226-4684 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

Michael Fontaine represented by Eric H Gibbs Gibbs Law Group LLP 505 14th Street, Suite 1110 Oakland, CA 94612 510-350-9700 Fax: 510-350-9701 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Amanda M Karl Gibbs Law Group LLP 505 Fourteenth Street Suite 1110 Oakland, CA 94612

Page 3: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

510-350-9243 Fax: 510-350-9701 Email: [email protected] ATTORNEY TO BE NOTICED Amy M Zeman Gibbs Law Group LLP 505 14th Street Suite 1110 Oakland, CA 94612 510-350-9700 Fax: 510-350-9701 Email: [email protected] ATTORNEY TO BE NOTICED David K Stein Gibbs Law Group LLP 505 14th Street Suite 1110 Oakland, CA 94612 510-350-9715 Fax: 510-350-9701 Email: [email protected] ATTORNEY TO BE NOTICED Javier Bleichmar Bleichmar Fonti and Auld LLP 7 Times Square 27th Floor New York, NY 10036 212-789-1340 Fax: 212-205-3690 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Jeffrey B Kosbie Gibbs Law Group LLP 505 - 14th Street Suite 1110 Oakland, CA 94612 510-350-9700 Fax: 510-350-9701 Email: [email protected] ATTORNEY TO BE NOTICED John A Kehoe Kehoe Law Firm PC 1500 JFK Boulevard Suite 1020 Philadelphia, PA 19102 215-792-6676 Email: [email protected] PRO HAC VICE

Page 4: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

ATTORNEY TO BE NOTICED Karen Barth Menzies (See above for address) ATTORNEY TO BE NOTICED Kyla Gibboney Gibbs Law Group LLP 505 14th Street Suite 1110 Oakland, CA 94612 510-350-9700 Fax: 510-350-9701 Email: [email protected] ATTORNEY TO BE NOTICED

Consol Plaintiff

Southeastern Pennsylvania Transportation Authority

represented by Eric H Gibbs (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amanda M Karl (See above for address) ATTORNEY TO BE NOTICED Amy M Zeman (See above for address) ATTORNEY TO BE NOTICED David K Stein (See above for address) ATTORNEY TO BE NOTICED Javier Bleichmar (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jeffrey B Kosbie (See above for address) ATTORNEY TO BE NOTICED John A Kehoe (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Karen Barth Menzies (See above for address) ATTORNEY TO BE NOTICED

Page 5: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Kyla Gibboney (See above for address) ATTORNEY TO BE NOTICED

Consol Plaintiff

John Shafik Individally and on Behalf of All Others Similarly Situated; from member case 2:17-cv-01940 BRO (MRWx)

represented by Rosemary M Rivas Levi and Korsinsky LLP 44 Montgomery Street Suite 650 San Francisco, CA 94104 415-373-1671 Fax: 415-484-1294 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Movant

Don Scoca represented by Laurence M Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

NantHealth, Inc. represented by Boris Feldman Freshfields Bruckhaus Deringer US LLP 2710 Sand Hill Road Menlo Park, CA 94025 650-618-9242 Email: [email protected] TERMINATED: 08/12/2020 Cynthia Ann Dy Wilson Sonsini Goodrich and Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Fax: 650-565-5100 Email: [email protected] TERMINATED: 08/12/2020 Gideon A Schor Wilson Sonsini Goodrich and Rosati PC 1301 Avenue of the Americas 40th Floor New York, NY 10019 212-999-5800 Fax: 212-999-5899

Page 6: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler Wilson Sonsini Goodrich and Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Fax: 650-493-6811 Email: [email protected] TERMINATED: 05/20/2020 Michael R Petrocelli Wilson Sonsini Goodrich and Rosati PC 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Fax: 650-565-5100 TERMINATED: 05/20/2020 Olivia M Kim Wilson Sonsini Goodrich and Rosati PC 633 West Fifth Street Suite 1550 Los Angeles, CA 90071-2027 323-210-2900 Fax: 866-974-7329 Email: [email protected] ATTORNEY TO BE NOTICED Sheryl S Bassin Wilson Sonsini Goodrich and Rosati PC 1301 Avenue of the Americas 40th Floor New York, NY 10019 212-497-7725 Fax: 212-999-5899 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Patrick Soon-Shiong represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy (See above for address) TERMINATED: 08/12/2020 Gideon A Schor

Page 7: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

(See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020 Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED Sheryl S Bassin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Paul A. Holt represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy (See above for address) TERMINATED: 08/12/2020 Gideon A Schor (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020 Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED Sheryl S Bassin (See above for address)

Page 8: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Michael S. Sitrick represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy (See above for address) TERMINATED: 08/12/2020 Gideon A Schor (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020 Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED Sheryl S Bassin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Kirk K. Calhoun represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy (See above for address) TERMINATED: 08/12/2020 Gideon A Schor (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020

Page 9: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED Sheryl S Bassin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Mark Burnett represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy (See above for address) TERMINATED: 08/12/2020 Gideon A Schor (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020 Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED Sheryl S Bassin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Edward Miller represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy

Page 10: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

(See above for address) TERMINATED: 08/12/2020 Gideon A Schor (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020 Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED Sheryl S Bassin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Michael Blaszyk represented by Boris Feldman (See above for address) TERMINATED: 08/12/2020 Cynthia Ann Dy (See above for address) TERMINATED: 08/12/2020 Gideon A Schor (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Joni L Ostler (See above for address) TERMINATED: 05/20/2020 Michael R Petrocelli (See above for address) TERMINATED: 05/20/2020 Olivia M Kim (See above for address) ATTORNEY TO BE NOTICED

Page 11: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Sheryl S Bassin (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Jefferies LLC represented by Charlene Sachi Shimada Morgan Lewis and Bockius LLP Spear Street Tower One Market Street San Francisco, CA 94105-1596 415-442-1000 Fax: 415-442-1001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED John Warren Rissier Morgan Lewis and Bockius LLP 300 South Grand Avenue 22nd Floor Los Angeles, CA 90071-3132 213-680-6860 Fax: 213-612-2501 Email: [email protected] ATTORNEY TO BE NOTICED Lucy Han Wang Morgan Lewis and Bockius LLP Spear Street Tower One Market San Francisco, CA 94105-1596 415-442-1000 Fax: 415-442-1001 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Cowen and Company, LLC represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Warren Rissier (See above for address) ATTORNEY TO BE NOTICED Lucy Han Wang (See above for address) ATTORNEY TO BE NOTICED

Page 12: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Defendant

First Analysis Securities Corporation represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Warren Rissier (See above for address) ATTORNEY TO BE NOTICED Lucy Han Wang (See above for address) ATTORNEY TO BE NOTICED

Defendant

Canaccord Genuity Inc. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Warren Rissier (See above for address) ATTORNEY TO BE NOTICED Lucy Han Wang (See above for address) ATTORNEY TO BE NOTICED

Defendant

FBR Capital Markets and Co.

Defendant

FBR Capital Markets & Co. represented by Charlene Sachi Shimada (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Warren Rissier (See above for address) ATTORNEY TO BE NOTICED Lucy Han Wang (See above for address) ATTORNEY TO BE NOTICED

V.

Consol Defendant

Greenblatt Trust represented by Laurence M Rosen (See above for address)

Page 13: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Defendant

John Jalas represented by Laurence M Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Defendant

Amos Chalmers represented by Laurence M Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Defendant

Rena Listokin represented by Charles Henry Linehan (See above for address) ATTORNEY TO BE NOTICED Lesley F Portnoy (See above for address) TERMINATED: 06/29/2018 Lionel Zevi Glancy (See above for address) TERMINATED: 06/29/2018 Robert Vincent Prongay (See above for address) TERMINATED: 06/29/2018

Date Filed # Docket Text

03/07/2017 1 COMPLAINT Receipt No: 0973-19476995 - Fee: $400, filed by Plaintiff Atul Singh Deora. (Attorney Robert Vincent Prongay added to party Atul Singh Deora(pty:pla))(Prongay, Robert) (Entered: 03/07/2017)

03/07/2017 2 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) 1 filed by Plaintiff Atul Singh Deora. (Prongay, Robert) (Entered: 03/07/2017)

03/07/2017 3 CIVIL COVER SHEET filed by Plaintiff Atul Singh Deora. (Prongay, Robert) (Entered: 03/07/2017)

03/07/2017 4 NOTICE of Interested Parties filed by Plaintiff Atul Singh Deora, (Prongay, Robert) (Entered: 03/07/2017)

03/07/2017 5 NOTICE OF ASSIGNMENT to District Judge R. Gary Klausner and Magistrate Judge Paul L. Abrams. (et) (Entered: 03/07/2017)

03/07/2017 6 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (et) (Entered: 03/07/2017)

Page 14: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

03/07/2017 7 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) 1 as to Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Canaccord Genuity Inc., Cowen and Company, LLC, FBR Capital Markets and Co., First Analysis Securities Corporation, Paul A. Holt, Jefferies LLC, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (et) (Entered: 03/07/2017)

03/08/2017 8 STANDING ORDER REGARDING NEWLY ASSIGNED CASES by Judge R. Gary Klausner. See Order for details. (sw) (Entered: 03/08/2017)

03/09/2017 9 CORPORATE DISCLOSURE STATEMENT filed by Defendant NantHealth, Inc. (Petrocelli, Michael) (Entered: 03/09/2017)

03/09/2017 10 NOTICE of Related Case(s) filed by Defendant NantHealth, Inc.. Related Case(s): 2:17-cv-01824 (Petrocelli, Michael) (Entered: 03/09/2017)

03/13/2017 11 NOTICE of Related Case(s) filed by Defendant NantHealth, Inc.. and Notice of Dismissal of Related Case Related Case(s): 2:17-cv-01912-DSF-SK; 2:17-cv-01940-DMG-SSx (Tran, Cali) (Entered: 03/13/2017)

03/14/2017 12 ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 16-05-Related Case-filed. Related Case No: 2:17-cv-01824 BRO(MRWx). Case transferred from Magistrate Judge Paul L. Abrams and Judge R. Gary Klausner to Judge Beverly Reid O'Connell and Magistrate Judge Michael R. Wilner for all further proceedings. The case number will now reflect the initials of the transferee Judge 2:17-cv-01825 BRO(MRWx). Signed by Judge Beverly Reid O'Connell (rn) (Entered: 03/14/2017)

03/15/2017 13 STANDING ORDER REGARDING NEWLY ASSIGNED CASES upon filing of the complaint by Judge Beverly Reid O'Connell. (rfi) (Entered: 03/15/2017)

05/08/2017 14 NOTICE OF MOTION AND MOTION for Appointment of Counsel filed by Movants Greenblatt Trust, John Jalas, Don Scoca, Amos Chalmers, Michael Di Rienzo. Motion set for hearing on 6/5/2017 at 01:30 PM before Judge Beverly Reid O'Connell. (Attachments: # 1 Proposed Order) (Attorney Laurence M Rosen added to party Greenblatt Trust(pty:mov), Attorney Laurence M Rosen added to party John Jalas(pty:mov), Attorney Laurence M Rosen added to party Don Scoca(pty:mov), Attorney Laurence M Rosen added to party Amos Chalmers(pty:mov), Attorney Laurence M Rosen added to party Michael Di Rienzo(pty:mov)) (Rosen, Laurence) (Entered: 05/08/2017)

05/08/2017 15 MEMORANDUM in Support of NOTICE OF MOTION AND MOTION for Appointment of Counsel 14 filed by Movants Amos Chalmers, Greenblatt Trust, John Jalas, Michael Di Rienzo, Don Scoca. (Rosen, Laurence) (Entered: 05/08/2017)

05/08/2017 16 DECLARATION of Laurence Rosen In Support Of NOTICE OF MOTION AND MOTION for Appointment of Counsel 14 filed by Movants Amos Chalmers, Greenblatt Trust, John Jalas, Michael Di Rienzo, Don Scoca. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Rosen, Laurence) (Entered: 05/08/2017)

05/08/2017 17 CERTIFICATE of Interested Parties filed by Movants Amos Chalmers, Greenblatt Trust, John Jalas, Michael Di Rienzo, Don Scoca, (Rosen, Laurence) (Entered: 05/08/2017)

05/08/2017 18 NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01912-BRO-MRW; 2:17-cv-01940-BRO-MRW,, NOTICE OF MOTION AND MOTION for Appointment of Counsel and for Appointment as Co-Lead Plaintiffs filed by Lead

Page 15: UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF ...securities.stanford.edu/.../2018327_r02k_17CV01825.pdf · CIVIL DOCKET FOR CASE #: 2:17-cv-01825-TJH-MRW Atul Singh Deora v. NantHealth,

Plaintiff Movants Michael Fontaine, Southeastern Pennsylvania Transporation Authority. Motion set for hearing on 6/5/2017 at 01:30 PM before Judge Beverly Reid O'Connell. (Attachments: # 1 Memorandum, # 2 Declaration of Eric H. Gibbs, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Proposed Order, # 11 Proof of Service) (Attorney Eric H Gibbs added to party Michael Fontaine(pty:mov), Attorney Eric H Gibbs added to party Southeastern Pennsylvania Transporation Authority(pty:mov)) (Gibbs, Eric) (Entered: 05/08/2017)

05/08/2017 19 NOTICE of Interested Parties filed by Co-Lead Plaintiff Movants Michael Fontaine, Southeastern Pennsylvania Transporation Authority, (Gibbs, Eric) (Entered: 05/08/2017)

05/08/2017 20 NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment as Lead Plaintiff, NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01825-BRO(MRWx); 2:17-cv-01912-BRO(MRWx); 2:17-cv-01940-BRO(MRWx) ), filed by Movant Rena Listokin. Motion set for hearing on 6/5/2017 at 01:30 PM before Judge Beverly Reid O'Connell. (Attachments: # 1 Proposed Order) (Attorney Lesley F Portnoy added to party Rena Listokin(pty:mov)) (Portnoy, Lesley) (Entered: 05/08/2017)

05/08/2017 21 MEMORANDUM in Support of NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment as Lead Plaintiff NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01825-BRO(MRWx); 2:17-cv-01912-BRO(MRWx); 2:17-cv-01940-BRO(MRWx) ), 20 filed by Movant Rena Listokin. (Portnoy, Lesley) (Entered: 05/08/2017)

05/08/2017 22 DECLARATION of Lesley F. Portnoy In Support of NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment as Lead Plaintiff NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01825-BRO(MRWx); 2:17-cv-01912-BRO(MRWx); 2:17-cv-01940-BRO(MRWx) ), 20 filed by Movant Rena Listokin. (Attachments: # 1 Exhibit A - Certification, # 2 Exhibit B - Loss Chart, # 3 Exhibit C - Press Release, # 4 Exhibit D - Levi Firm Resume, # 5 Exhibit E - GPM Firm Resume)(Portnoy, Lesley) (Entered: 05/08/2017)

05/08/2017 23 NOTICE of Interested Parties filed by Movant Rena Listokin, (Portnoy, Lesley) (Entered: 05/08/2017)

05/15/2017 24 NOTICE of Appearance filed by attorney Michael R Petrocelli on behalf of Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong (Attorney Michael R Petrocelli added to party Michael Blaszyk(pty:dft), Attorney Michael R Petrocelli added to party Mark Burnett(pty:dft), Attorney Michael R Petrocelli added to party Kirk K. Calhoun(pty:dft), Attorney Michael R Petrocelli added to party Paul A. Holt(pty:dft), Attorney Michael R Petrocelli added to party Edward Miller(pty:dft), Attorney Michael R Petrocelli added to party NantHealth, Inc.(pty:dft), Attorney Michael R Petrocelli added to party Michael S. Sitrick(pty:dft), Attorney Michael R Petrocelli added to party Patrick Soon-Shiong(pty:dft))(Petrocelli, Michael) (Entered: 05/15/2017)

05/15/2017 25 STATEMENT Regarding Motions for Consolidation, Appointment of Lead Plaintiff, and Approval of Selection of Lead Counsel filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong re: NOTICE OF MOTION AND MOTION

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to Consolidate Cases, as to 2:17-cv-01912-BRO-MRW; 2:17-cv-01940-BRO-MRW, NOTICE OF MOTION AND MOTION for Appointment of Counsel and for Appointment as Co-Lead Plaintiffs 18 , NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment as Lead Plaintiff NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01825-BRO(MRWx); 2:17-cv-01912-BRO(MRWx); 2:17-cv-01940-BRO(MRWx) ), 20 , NOTICE OF MOTION AND MOTION for Appointment of Counsel 14 . (Petrocelli, Michael) (Entered: 05/15/2017)

05/15/2017 26 NOTICE OF NON-OPPOSITION of Rena Listokin to Competing Motions for Consolidation of the Actions, Appointment as Lead Plaintiff, and Approval of Selection of Counsel filed by Movant Rena Listokin. (Portnoy, Lesley) (Entered: 05/15/2017)

05/15/2017 27 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment as Lead Plaintiff NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01825-BRO(MRWx); 2:17-cv-01912-BRO(MRWx); 2:17-cv-01940-BRO(MRWx) ), 20 , NOTICE OF MOTION AND MOTION for Appointment of Counsel 14 and in Further Support of Their Motion for Consolidation, Appointment as Co-Lead Plaintiffs, and Approval of Their Selection of Co-Lead Counsel 18 filed by Movants Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proof of Service)(Gibbs, Eric) (Entered: 05/15/2017)

05/16/2017 28 NOTICE of Withdrawal of Lead Plaintiff Motion filed by Movants Amos Chalmers, Greenblatt Trust, John Jalas, Michael Di Rienzo, Don Scoca. (Rosen, Laurence) (Entered: 05/16/2017)

05/22/2017 29 REPLY in support of NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:17-cv-01912-BRO-MRW; 2:17-cv-01940-BRO-MRW, NOTICE OF MOTION AND MOTION for Appointment of Counsel and for Appointment as Co-Lead Plaintiffs 18 filed by Movants Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proof of Service)(Gibbs, Eric) (Entered: 05/22/2017)

05/24/2017 30 NOTICE of Appearance filed by attorney David K Stein on behalf of Movants Michael Fontaine, Southeastern Pennsylvania Transportation Authority (Attorney David K Stein added to party Michael Fontaine(pty:mov), Attorney David K Stein added to party Southeastern Pennsylvania Transportation Authority(pty:mov))(Stein, David) (Entered: 05/24/2017)

05/24/2017 31 NOTICE of Appearance filed by attorney Amanda M Karl on behalf of Movants Michael Fontaine, Southeastern Pennsylvania Transportation Authority (Attorney Amanda M Karl added to party Michael Fontaine(pty:mov), Attorney Amanda M Karl added to party Southeastern Pennsylvania Transportation Authority(pty:mov))(Karl, Amanda) (Entered: 05/24/2017)

05/24/2017 32 PROOF OF SERVICE filed by movant Michael Fontaine, Southeastern Pennsylvania Transportation Authority, re Notice of Appearance, 30 , Notice of Appearance, 31 served on 05/24/2017. (Karl, Amanda) (Entered: 05/24/2017)

05/31/2017 33 MINUTES (IN CHAMBERS)ORDER Re Motions to Consolidate Cases, for Appointment of Counsel, and for Appointment as Co-Lead Plaintiff 18 , 20 by Judge Beverly Reid O'Connell: The Court GRANTS the Fontaine Movants Motion. The

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Court ORDERS that the three pending cases be consolidated for the purposes of discovery as well as all pre-trial and trial proceedings. Counsel is directed to file all further documents in CV 17-01825 BRO (MRWx). The Fontaine Movants are ORDERED to file a Consolidated Complaint no later than Monday, June 26, 2017 by 4:00 p.m. The hearing currently scheduled for Monday, June 5, 2017 is hereby VACATED. The Clerk is ORDERED to add all parties and counsel to the docket in CV 17-01825 BRO (MRWx). (jp) (Entered: 06/01/2017)

06/14/2017 34 STIPULATION for Order Stipulation re Briefing Schedule for Motion to Dismiss filed by defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Proposed Order)(Petrocelli, Michael) (Entered: 06/14/2017)

06/15/2017 35 NOTICE of Appearance filed by attorney Charlene Sachi Shimada on behalf of Defendants Canaccord Genuity Inc., Cowen and Company, LLC, First Analysis Securities Corporation, Jefferies LLC, FBR Capital Markets & Co. (Attorney Charlene Sachi Shimada added to party Canaccord Genuity Inc.(pty:dft), Attorney Charlene Sachi Shimada added to party Cowen and Company, LLC(pty:dft), Attorney Charlene Sachi Shimada added to party First Analysis Securities Corporation(pty:dft), Attorney Charlene Sachi Shimada added to party Jefferies LLC(pty:dft), Attorney Charlene Sachi Shimada added to party FBR Capital Markets & Co.(pty:dft))(Shimada, Charlene) (Entered: 06/15/2017)

06/15/2017 36 CERTIFICATE of Interested Parties filed by Defendants Canaccord Genuity Inc., Cowen and Company, LLC, FBR Capital Markets & Co., First Analysis Securities Corporation, Jefferies LLC, (Shimada, Charlene) (Entered: 06/15/2017)

06/19/2017 37 ORDER GRANTING STIPULATION RE BRIEFING SCHEDULE FOR MOTION TO DISMISS by Judge Beverly Reid O'Connell, re Stipulation for Order, 34 It is hereby ordered that: 1) Defendants shall move to dismiss or otherwise respond to the Consolidated Complaint on or before August 2, 2017; 2) Lead Plaintiffs' opposition to the motions to dismiss shall be filed on or before September 8, 2017; 3) Defendants' replies in support of the motions to dismiss shall be filed on or before September 29, 2017. (rfi) (Entered: 06/19/2017)

06/26/2017 38 CONSOLIDATED COMPLAINT related to: 1 Complaint (Attorney Civil Case Opening), filed by Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority(Stein, David) (Entered: 06/26/2017)

08/02/2017 39 NOTICE OF MOTION AND MOTION to Dismiss Case (Amended Consolidated Class Action Complaint) filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Motion set for hearing on 11/6/2017 at 01:30 PM before Judge Beverly Reid O'Connell. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Declaration of Michael Petrocelli, # 3 Exhibit A-B to Declaration of Michael Petrocelli, # 4 Exhibit C-G to Declaration of Michael Petrocelli, # 5 Exhibit H-P to Declaration of Michael Petrocelli, # 6 Exhibit Q-T to Declaration of Michael Petrocelli, # 7 Exhibit U to Declaration of Michael Petrocelli, # 8 Exhibit V-W to Declaration of Michael Petrocelli, # 9 Proposed Order) (Feldman, Boris) (Entered: 08/02/2017)

09/08/2017 40 OPPOSITION re: NOTICE OF MOTION AND MOTION to Dismiss Case (Amended Consolidated Class Action Complaint) 39 filed by Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority filed by Movants

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Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Stein, David) (Entered: 09/08/2017)

09/29/2017 41 REPLY in Support of NOTICE OF MOTION AND MOTION to Dismiss Case (Amended Consolidated Class Action Complaint) 39 filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Feldman, Boris) (Entered: 09/29/2017)

10/18/2017 42 ORDER OF THE CHIEF JUDGE (#17-081) approved by Judge Virginia A. Phillips. Pursuant to the recommended procedure adopted by the Court for the TRANSFER OF CASES of Judge Beverly Reid O'Connell, this case is transferred from Judge Beverly Reid O'Connell to the calendar of Judge Terry J. Hatter, Jr for all further proceedings. The case number will now reflect the initials of the transferee Judge 2:17-cv-01825-TJH-MRWx. (rrp) (Entered: 10/19/2017)

10/20/2017 43 ORDER VACATING MOTION HEARING by Judge Terry J. Hatter Jr.: The hearing on Defendants' Motion to Dismiss Amended Consolidated Class Action Complaint 39set for 11/6/2017 at 1:30 PM before Judge Beverly Reid O'Connell is VACATED. The hearing will be rescheduled for the calendar of Judge Hatter. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (cw) TEXT ONLY ENTRY (Entered: 10/20/2017)

10/24/2017 44 MINUTE IN CHAMBERS -NEW CASE BEFORE JUDGE HATTER: This action has been assigned to the calendar of the HONORABLE TERRY J. HATTER, JR., United States District Judge. Please include the initials TJH in all documents pertaining to this case, as documents are routed using the judges initials, it is imperative that the correct initials TJH be used on all subsequent filings to prevent any delays in the processing of documents. Judge Hatter's Courtroom Deputy Clerk is Yolanda Skipper. She can be reached at (213) 894-5276. Counsel shall not attempt to contact the Court or its chambers staff by telephone or by any other ex parte means, although counsel may contact the Courtroom Deputy, Yolanda Skipper, at: [email protected], with appropriate inquiries.Judge Hatters courtroom is located on the 9th Floor, at 350 W. 1st Street, United States Courthouse, Courtroom No. 9B. Additional information about Judge Hatters procedures and schedules can be found on the courts website at www.cacd.uscourts.gov. Counsel for Plaintiff shall immediately serve the complaint in accordance with Fed. R. Civ. P. 4 on all parties, including this Order on any new parties to the action and file the proofs of service pursuant to Local Rule 5-3.1 with the Court. Accordingly, ALL civil motions are taken UNDER SUBMISSION as of the hearing date and the hearings are vacated. No appearances are necessary on November 6, 2017. (shb) (Entered: 10/25/2017)

02/15/2018 45 CERTIFICATE OF SERVICE filed by Plaintiff Atul Singh Deora, re Consolidated Complaint 38 , Minutes of In Chambers Order/Directive - no proceeding held,,,,, 44 served on June 26, 2017 and October 25, 2017, respectively. (Karl, Amanda) (Entered: 02/15/2018)

03/27/2018 46 ORDER by Judge Terry J. Hatter, Jr RE 39 Defendants motion to dismiss the Amended Consolidated Class Action Complaint. It is Ordered that the motion to dismiss be, and hereby is, Granted, without prejudice, as to Plaintiffs § 10(b) and Rule 10b-5 Exchange Act claim against Defendant Paul Holt. It is further Ordered

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that the motion to dismiss be, and hereby is, Denied as to all other claims and Defendants. (shb) (Entered: 03/27/2018)

04/03/2018 47 STIPULATION Extending Time to Answer the complaint as to Mark Burnett answer now due 5/10/2018; NantHealth, Inc. answer now due 5/10/2018; Kirk K. Calhoun answer now due 5/10/2018; Patrick Soon-Shiong answer now due 5/10/2018; Michael Blaszyk answer now due 5/10/2018; Edward Miller answer now due 5/10/2018; Paul A. Holt answer now due 5/10/2018; Michael S. Sitrick answer now due 5/10/2018, re Consolidated Complaint 38 filed by Defendants Mark Burnett; NantHealth, Inc.; Kirk K. Calhoun; Patrick Soon-Shiong; Michael Blaszyk; Edward Miller; Paul A. Holt; Michael S. Sitrick. (Attachments: # 1 Proposed Order)(Petrocelli, Michael) (Entered: 04/03/2018)

04/06/2018 48 ORDER Granting Stipulation Extending Time to Answer Amended Consolidated Class Action Complaint, 47 is extended to May 10, 2018 by Judge Terry J. Hatter, Jr. (shb) (Entered: 04/06/2018)

04/25/2018 49 APPLICATION of Non-Resident Attorney Gideon A. Schor to Appear Pro Hac Vice on behalf of Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-21644638) filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Proposed Order, # 2 Certificates of Good Standing) (Attorney Olivia M Kim added to party Michael Blaszyk(pty:dft), Attorney Olivia M Kim added to party Mark Burnett(pty:dft), Attorney Olivia M Kim added to party Kirk K. Calhoun(pty:dft), Attorney Olivia M Kim added to party Paul A. Holt(pty:dft), Attorney Olivia M Kim added to party Edward Miller(pty:dft), Attorney Olivia M Kim added to party NantHealth, Inc.(pty:dft), Attorney Olivia M Kim added to party Michael S. Sitrick(pty:dft), Attorney Olivia M Kim added to party Patrick Soon-Shiong(pty:dft)) (Kim, Olivia) (Entered: 04/25/2018)

05/02/2018 50 ORDER by Judge Terry J. Hatter, Jr: granting 49 Non-Resident Attorney Gideon A. Schor APPLICATION to Appear Pro Hac Vice on behalf of Defendants, NantHealth, Inc., Patrick Soon-Shiong, Paul A. Holt, Michael S. Sitrick, Kirk K. Calhoun, Mark Burnett, Edward Miller, Michael Blaszyk, designating Olivia M. Kim as local counsel. (shb) (Entered: 05/02/2018)

05/10/2018 51 ANSWER to Consolidated Complaint 38 filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong.(Feldman, Boris) (Entered: 05/10/2018)

05/11/2018 52 STATUS REPORT of Joint Rule 26(f) Report filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Feldman, Boris) (Entered: 05/11/2018)

05/17/2018 53 ORDER SETTING FINAL PRE-TRIAL CONFERENCE AND REFERRING DISCOVERY by Judge Terry J. Hatter, Jr. It is Ordered that all discovery matters which become at issue are referred to Magistrate Judge Michael R. Wilner for his consideration. Please contact the courtroom deputy clerk to the Magistrate Judge regarding these matters. It is Ordered, pursuant to Rule 16 of the Federal Rules of Civil Procedures and Local Rule 16, that the Final Pre-Trial Conference is placed on the Courts calendar for December 17, 2018 at 10:00 a.m. in Courtroom No. 9B in the

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U. S. Courthouse on First Street. See order for further details. (shb) (Entered: 05/17/2018)

06/29/2018 54 Notice of Appearance or Withdrawal of Counsel: for attorney Lionel Zevi Glancy counsel for Plaintiff Atul Singh Deora, Consol Defendant Rena Listokin. Lionel Z. Glancy is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Plaintiffs Plaintiff Atul Singh Deora and Rena Listokin. (Attorney Lionel Zevi Glancy added to party Rena Listokin(pty:condft))(Glancy, Lionel) (Entered: 06/29/2018)

06/29/2018 55 Notice of Appearance or Withdrawal of Counsel: for attorney Robert Vincent Prongay counsel for Plaintiff Atul Singh Deora, Consol Defendant Rena Listokin. Robert V. Prongay is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Plaintiffs Plaintiff Atul Singh Deora and Rena Listokin. (Attorney Robert Vincent Prongay added to party Rena Listokin(pty:condft))(Prongay, Robert) (Entered: 06/29/2018)

06/29/2018 56 Notice of Appearance or Withdrawal of Counsel: for attorney Lesley F Portnoy counsel for Plaintiff Atul Singh Deora, Consol Defendant Rena Listokin. Lesley F. Portnoy is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Plaintiffs Plaintiff Atul Singh Deora and Rena Listokin. (Portnoy, Lesley) (Entered: 06/29/2018)

06/29/2018 57 Notice of Appearance or Withdrawal of Counsel: for attorney Charles Henry Linehan counsel for Plaintiff Atul Singh Deora, Consol Defendant Rena Listokin. Charles H. Linehan is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Plaintiffs Plaintiff Atul Singh Deora and Rena Listokin. (Attorney Charles Henry Linehan added to party Rena Listokin(pty:condft))(Linehan, Charles) (Entered: 06/29/2018)

07/02/2018 58 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Appearance or Withdrawal of Counsel (G-123), 57 . The following error(s) was/were found: Section III of Notice of Appearance or Withdrawal erroneously indicates "at least one member of the Bar of this Court will continue to serve as counsel of record". In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (ak) (Entered: 07/02/2018)

07/23/2018 59 NOTICE of Appearance filed by attorney Amy M Zeman on behalf of Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority (Attorney Amy M Zeman added to party Michael Fontaine(pty:conpla), Attorney Amy M Zeman added to party Southeastern Pennsylvania Transportation Authority(pty:conpla))(Zeman, Amy) (Entered: 07/23/2018)

07/24/2018 60 APPLICATION of Non-Resident Attorney Javier Bleichmar to Appear Pro Hac Vice on behalf of Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority (Pro Hac Vice Fee - $400 Fee Paid, Receipt No. 0973-22143320) filed by Co-Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order) (Stein, David) (Entered: 07/24/2018)

08/10/2018 63 ORDER by Judge Terry J. Hatter, Jr: GRANTING 60 Non-Resident Attorney Javier Bleichmar APPLICATION to Appear Pro Hac Vice on behalf of Plaintiffs, Michael

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Fontaine, Southeastern Pennsylvania Transportation Authority, designating Karen Barth Menzies as local counsel. (shb) (Entered: 08/13/2018)

08/13/2018 61 STIPULATION for Protective Order filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong.(Petrocelli, Michael) (Entered: 08/13/2018)

08/13/2018 62 PROTECTIVE ORDER by Magistrate Judge Michael R. Wilner. re Stipulation for Protective Order 61 (vm) (Entered: 08/13/2018)

09/20/2018 64 NOTICE OF MOTION AND MOTION to Certify Class filed by Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. Motion set for hearing on 2/4/2019 at 10:00 AM before Judge Terry J. Hatter Jr. (Attachments: # 1 Memorandum, # 2 Proposed Order) (Stein, David) (Entered: 09/20/2018)

09/20/2018 65 DECLARATION of David Stein in support of NOTICE OF MOTION AND MOTION to Certify Class 64 filed by Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit 1, Part 1 of 15, # 2 Exhibit 1, Part 2 of 15, # 3 Exhibit 1, Part 3 of 15, # 4 Exhibit 1, Part 4 of 15, # 5 Exhibit 1, Part 5 of 15, # 6 Exhibit 1, Part 6 of 15, # 7 Exhibit 1, Part 7 of 15, # 8 Exhibit 1, Part 8 of 15, # 9 Exhibit 1, Part 9 of 15, # 10 Exhibit 1, Part 10 of 15, # 11 Exhibit 1, Part 11 of 15, # 12 Exhibit 1, Part 12 of 15, # 13 Exhibit 1, Part 13 of 15, # 14 Exhibit 1, Part 14 of 15, # 15 Exhibit 1, Part 15 of 15)(Stein, David) (Entered: 09/20/2018)

09/20/2018 66 EXHIBIT Filed filed by Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. as to Declaration (Motion related),, 65 , NOTICE OF MOTION AND MOTION to Certify Class 64 . (Attachments: # 1 Exhibit 2, Part 2 of 15, # 2 Exhibit 2, Part 3 of 15, # 3 Exhibit 2, Part 4 of 15, # 4 Exhibit 2, Part 5 of 15, # 5 Exhibit 2, Part 6 of 15, # 6 Exhibit 2, Part 7 of 15, # 7 Exhibit 2, Part 8 of 15, # 8 Exhibit 2, Part 9 of 15, # 9 Exhibit 2, Part 10 of 15, # 10 Exhibit 2, Part 11 of 15, # 11 Exhibit 2, Part 12 of 15, # 12 Exhibit 2, Part 13 of 15, # 13 Exhibit 2, Part 14 of 15, # 14 Exhibit 2, Part 15 of 15)(Stein, David) (Entered: 09/20/2018)

09/20/2018 67 EXHIBIT Filed filed by Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. as to Declaration (Motion related),, 65 , NOTICE OF MOTION AND MOTION to Certify Class 64 . (Attachments: # 1 Exhibit 4, Part 1 of 7, # 2 Exhibit 4, Part 2 of 7, # 3 Exhibit 4, Part 3 of 7, # 4 Exhibit 4, Part 4 of 7, # 5 Exhibit 4, Part 5 of 7, # 6 Exhibit 4, Part 6 of 7, # 7 Exhibit 4, Part 7 of 7, # 8 Exhibit 5, Part 1 of 10, # 9 Exhibit 5, Part 2 of 10, # 10 Exhibit 5, Part 3 of 10, # 11 Exhibit 5, Part 4 of 10, # 12 Exhibit 5, Part 5 of 10, # 13 Exhibit 5, Part 6 of 10, # 14 Exhibit 5, Part 7 of 10, # 15 Exhibit 5, Part 8 of 10, # 16 Exhibit 5, Part 9 of 10, # 17 Exhibit 5, Part 10 of 10, # 18 Exhibit 6, # 19 Exhibit 7, # 20 Exhibit 8, # 21 Exhibit 9, # 22 Exhibit 10, # 23 Exhibit 11, # 24 Exhibit 12, # 25 Exhibit 13, # 26 Exhibit 14, # 27 Exhibit 15, # 28 Exhibit 16, # 29 Exhibit 17, # 30 Exhibit 18, # 31 Exhibit 19, # 32 Exhibit 20, # 33 Exhibit 21)(Stein, David) (Entered: 09/20/2018)

09/21/2018 68 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Exhibit (non-trial), 67 , Exhibit (non-trial), 66 . The following error(s) was/were found: Incorrect event selected. Correct event to be used is: Civil Events- select - Motions and Related Filings - select - Responses, Replies and Other Motion Related Documents - select - Exhibit to Motion. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or

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(3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (shb) (Entered: 09/21/2018)

10/01/2018 69 EX PARTE APPLICATION of Non-Resident Attorney John A. Kehoe to Appear Pro Hac Vice on behalf of Plaintiff Atul Singh Deora (Pro Hac Vice Fee - $400 Previously Paid on 10/1/2018, Receipt No. 26CKDF5V) filed by plaintiff Atul Singh Deora. (Attachments: # 1 Proposed Order) (Attorney Karen Barth Menzies added to party Atul Singh Deora(pty:pla)) (Menzies, Karen) (Entered: 10/01/2018)

10/05/2018 70 ORDER by Judge Terry J. Hatter, Jr: granting 69 Non-Resident Attorney John A. Kehoe APPLICATION to Appear Pro Hac Vice on behalf of Consolidated Plaintiffs, Michael Fontaine and Southeastern Pennsylvania Transportation Authority, designating Karen Barth Menzies as local counsel. (shb) (Entered: 10/05/2018)

10/22/2018 71 APPLICATION of Non-Resident Attorney Sheryl S. Bassin to Appear Pro Hac Vice on behalf of Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong (Pro Hac Vice Fee - $400 Fee Paid, Receipt No. 0973-22621360) filed by Defendant Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Proposed Order, # 2 Certificate of Good Standing) (Kim, Olivia) (Entered: 10/22/2018)

10/29/2018 72 ORDER by Judge Terry J. Hatter, Jr: GRANTING 71 Non-Resident Attorney Sherryl S Bassin APPLICATION to Appear Pro Hac Vice on behalf of Defendants, NantHealth, Inc., Patrick Soon-Shiong, Paul A. Holt, Michael S. Sitrick, Kirk K. Calhoun, Mark Burnett, Edward Miller, Michael Blaszyk, designating Olivia M Kim as local counsel. (shb) (Entered: 10/29/2018)

10/30/2018 73 Joint STIPULATION for Order Re: Discovery of Electronically Stored Information filed by Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority.(Zeman, Amy) (Entered: 10/30/2018)

10/31/2018 74 STIPULATED ORDER RE: DISCOVERY OF ELECTRONICALLY STORED INFORMATION by Magistrate Judge Michael R. Wilner. (See Order for details) re Stipulation for Order 73 . (vm) (Entered: 10/31/2018)

11/05/2018 75 Joint STIPULATION to Amend Case Schedule filed by Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Stein, David) (Entered: 11/05/2018)

11/15/2018 76 ORDER by Judge Terry J. Hatter, Jr, re Stipulation to Amend Case Schedule 75 . Pursuant to the Stipulation to Amend Case Schedule, it is hereby ordered that the Courts Final Pre-Trial Conference date is rescheduled for Monday, June 3, 2019 at 10:00 a.m. (shb) (Entered: 11/15/2018)

01/24/2019 77 Joint STIPULATION to Amend Stipulation to Amend/Correct 75 filed by Defendant Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Proposed Order (Proposed) Order Granting Stip to Amend Motion to Class Cert Briefing Schedule)(Feldman, Boris) (Entered: 01/24/2019)

01/31/2019 78 ORDER by Judge Terry J. Hatter, Jr, re Stipulation to Amend Motion for Class Certification Briefing Schedule, 77 . Pursuant to the Stipulation to Amend Motion for

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Class Certification Briefing Schedule, it is hereby ordered that Defendants opposition to Plaintiffs Motion for Class Certification shall be due April 15, 2019. Plaintiffs reply brief shall be due June 14, 2019. (shb) (Entered: 01/31/2019)

04/15/2019 79 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION to Certify Class 64 filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Feldman, Boris) (Entered: 04/15/2019)

04/15/2019 80 DECLARATION of S. Shapiro Bassin re MEMORANDUM in Opposition to Motion, 79 to Lead Pltfs' Motion for Class Certification filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E1, # 6 Exhibit E2, # 7 Exhibit F1, # 8 Exhibit F2, # 9 Exhibit G)(Feldman, Boris) (Entered: 04/15/2019)

04/15/2019 81 DECLARATION of D. Dyell re MEMORANDUM in Opposition to Motion, 79 to Lead Pltfs' Motion for Class Certification filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Feldman, Boris) (Entered: 04/15/2019)

04/15/2019 82 DECLARATION of M. Chan re MEMORANDUM in Opposition to Motion, 79 to Lead Pltfs' Motion for Class Certification filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Exhibit A)(Feldman, Boris) (Entered: 04/15/2019)

04/25/2019 83 Joint STIPULATION to Amend Case Schedule filed by Lead Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Stein, David) (Entered: 04/25/2019)

05/07/2019 84 ORDER GRANTING STIPULATION TO AMEND CASE SCHEDULE 83 by Judge Terry J. Hatter, Jr. Pursuant to the Joint Stipulation to Amend Case Schedule, it is hereby ordered that the Courts Final Pre-Trial Conference date is rescheduled for Monday, November 4, 2019 at 10:00 a.m. (yl) (Entered: 05/08/2019)

05/08/2019 85 Notice of Appearance or Withdrawal of Counsel: for attorney Jeffrey B Kosbie counsel for Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. Adding Jeffrey B. Kosbie as counsel of record for Southeastern Pennsylvania Transportation Authority and Michael Fontaine for the reason indicated in the G-123 Notice. Filed by Plaintiff Jeffrey B. Kosbie. (Attorney Jeffrey B Kosbie added to party Michael Fontaine(pty:conpla), Attorney Jeffrey B Kosbie added to party Southeastern Pennsylvania Transportation Authority(pty:conpla))(Kosbie, Jeffrey) (Entered: 05/08/2019)

05/17/2019 86 NOTICE OF MOTION AND MOTION for Issuance of Letters Rogatory for the Taking of Evidence Abroad in Civil or Commercial Matters Pursuant to the Hague Convention filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Motion set for hearing on 6/19/2019 at 09:30 AM before Magistrate Judge Michael R. Wilner. (Attachments: # 1 Memorandum, # 2 Letter for Credit Suisse - English, # 3 Letter for Credit Suisse - German, # 4 Letter for GLG, # 5 Letter for Toscafund, # 6 Proposed Order) (Feldman, Boris) (Entered: 05/17/2019)

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05/20/2019 87 ORDER GRANTING DEFENDANTS UNOPPOSED MOTION FOR ISSUANCE OF REQUESTS FOR JUDICIAL ASSISTANCE (LETTERS OF REQUEST) PURSUANT TO THE HAGUE CONVENTION ON THE TAKING OF EVIDENCE ABROAD IN CIVIL OR COMMERCIAL MATTERS by Magistrate Judge Michael R. Wilner. NOTE: CHANGES MADE BY THE COURT. (See Order for further details) granting 86 MOTION for Issuance of Letters Rogatory (vm) (Entered: 05/21/2019)

05/20/2019 88 LETTERS ROGATORY ISSUED as to Toscafund Asset Management LLP: Letters Rogatory and Commission/Order signed by Magistrate Judge Michael R. Wilner. Apostille prepared. (vm) (Entered: 05/29/2019)

05/20/2019 89 LETTERS ROGATORY ISSUED as to GLG Partners LP: Letters Rogatory and Commission/Order signed by Magistrate Judge Michael R. Wilner. Apostille prepared. (vm) (Entered: 05/29/2019)

05/20/2019 90 LETTERS ROGATORY ISSUED as to Credit Suisse AG: Letters Rogatory and Commission/Order signed by Magistrate Judge Michael R. Wilner. Apostille prepared. (vm) (Entered: 05/29/2019)

05/20/2019 91 LETTERS ROGATORY ISSUED as to Suisse (German) : Letters Rogatory and Commission/Order signed by Magistrate Judge Michael R. Wilner. Apostille prepared. (vm) (Entered: 05/29/2019)

06/13/2019 92 NOTICE OF MOTION AND MOTION to Substitute Plaintiff Melanie Fontaine Alonzo for Plaintiff Michael Fontaine filed by Plaintiff Southeastern Pennsylvania Transportation Authority. Motion set for hearing on 7/15/2019 at 10:00 AM before Judge Terry J. Hatter Jr. (Attachments: # 1 Memorandum, # 2 Declaration of Melanie Fontaine Alonzo, # 3 Attachment A, # 4 Declaration of Matthew M. Fontaine, # 5 Proposed Order) (Stein, David) (Entered: 06/13/2019)

06/14/2019 93 REPLY in Support of NOTICE OF MOTION AND MOTION to Certify Class 64 filed by Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order Granting Lead Plaintiffs' Motion to Certify Classes)(Stein, David) (Entered: 06/14/2019)

06/19/2019 94 MEMORANDUM in Opposition to NOTICE OF MOTION AND MOTION to Substitute Plaintiff Melanie Fontaine Alonzo for Plaintiff Michael Fontaine 92 filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Feldman, Boris) (Entered: 06/19/2019)

06/26/2019 95 REQUEST for Hearing Oral Argument, re NOTICE OF MOTION AND MOTION to Certify Class 64 , NOTICE OF MOTION AND MOTION to Substitute Plaintiff Melanie Fontaine Alonzo for Plaintiff Michael Fontaine 92 , filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Request set for hearing on 7/29/2019 at 10:00 AM before Judge Terry J. Hatter Jr. (Feldman, Boris) (Entered: 06/26/2019)

07/01/2019 96 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: REQUEST for Hearing Oral Argument, re NOTICE OF MOTION AND MOTION to Certify Class 64 , NOTICE OF MOTION AND MOTION to Substitute Plaintiff Melanie Fontaine Alonzo for Plaintiff Michael Fontaine 92 , 95 . The following error(s) was/were found: Proposed Document was not submitted as separate

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attachment. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (shb) (Entered: 07/01/2019)

07/01/2019 97 REPLY in Support of NOTICE OF MOTION AND MOTION to Substitute Plaintiff Melanie Fontaine Alonzo for Plaintiff Michael Fontaine 92 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Declaration of Matthew M. Fontaine, # 2 Declaration of John A. Kehoe, # 3 Exhibit 1, # 4 Declaration of Craig A. Mundy, # 5 Attachment A)(Stein, David) (Entered: 07/01/2019)

07/03/2019 98 MINUTES IN CHAMBERS-ORDER AND NOTICE TO ALL PARTIES by Judge Terry J. Hatter, Jr: The Court is in receipt of Defendant's unopposed request for oral argument on pending motions, filed June 26, 2019 95 . The Court having read and considered said request, hereby GRANTS Defendant's request for oral argument on pending motions, Plaintiff's motion to certify classes 64 and Lead Plaintiff Southeastern Pennsylvania Transit Authority's motion to substitute plaintiff Fontaine 92 and will set a hearing date for August 5, 2019 at 10:00 a.m. Counsel for the parties are ordered to appear at this date and time. (shb) (Entered: 07/03/2019)

07/30/2019 99 Notice of Appearance or Withdrawal of Counsel: for attorney Kyla Gibboney counsel for Consol Plaintiffs Michael Fontaine, Southeastern Pennsylvania Transportation Authority. Filed by Plaintiffs Michael Fontaine and Southeastern Pennsylvania Transportation Authority. (Attorney Kyla Gibboney added to party Michael Fontaine(pty:conpla), Attorney Kyla Gibboney added to party Southeastern Pennsylvania Transportation Authority(pty:conpla))(Gibboney, Kyla) (Entered: 07/30/2019)

07/30/2019 100 ORDER GRANTING 64 MOTION to Certify Class Action; DENYING 92 MOTION to Substitute Party. See order for details. (shb) (Entered: 07/30/2019)

09/24/2019 101 Joint STIPULATION to Reschedule Amend Case Schedule filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Attachments: # 1 Proposed Order)(Feldman, Boris) (Entered: 09/24/2019)

09/26/2019 102 NOTICE OF MOTION AND MOTION for Issuance of Letters Rogatory for for the Taking of Evidence Abroad in Civil or Commercial Matters Pursuant to the Hague Convention filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Motion set for hearing on 11/13/2019 at 09:30 AM before Magistrate Judge Michael R. Wilner. (Attachments: # 1 Memorandum, # 2 Letter for Instinet Europe Limited, # 3 Proposed Order) (Feldman, Boris) (Entered: 09/26/2019)

09/27/2019 103 MINUTES (IN CHAMBERS) ORDER RE: LETTER OF REQUEST by Magistrate Judge Michael R. Wilner. Defendants unopposed request for the issuance of a letter of request is GRANTED. (Docket # 102.) The hearing on the motion (noticed for November 13) is VACATED. (See document for further details) 102 MOTION for Issuance of Letters Rogatory (vm) (Entered: 09/30/2019)

09/27/2019 104 ORDER GRANTING DEFENDANTS UNOPPOSED MOTION FOR ISSUANCE OF REQUEST FOR JUDICIAL ASSISTANCE (LETTER OF REQUEST) PURSUANT TO THE HAGUE CONVENTION ON THE TAKING OF EVIDENCE

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ABROAD IN CIVIL OR COMMERCIAL MATTERS by Magistrate Judge Michael R. Wilner. IT IS HEREBY ORDERED: 1. Defendants Unopposed Motion for Issuance of Requests for Judicial Assistance is GRANTED; 2. The Letter of Request under the Hague Convention to Instinet Europe Limited will be issued in duplicate herewith, signed by the Court; and 3. The Clerk of the Court shall affix its official seal to the Letter of Request, file a copy of the sealed Letter of Request on the docket of this action, and return the Letter of Request to Defendants counsel. (vm) (Main Document 104 replaced on 9/30/2019) (vm). (Entered: 09/30/2019)

09/27/2019 105 LETTERS ROGATORY ISSUED as to Instinet Europe Limited: Letters Rogatory and Commission/Order signed by Magistrate Judge Michael R. Wilner. Apostille prepared. (vm) (Entered: 09/30/2019)

10/04/2019 106 ORDER GRANTING JOINT STIPULATION TO AMEND 101 by Judge Terry J. Hatter, Jr. Pursuant to the Joint Stipulation to Amend Case Schedule, it is hereby ordered that the Courts Final Pre-Trial Conference is rescheduled for June 1, 2020. IT IS SO ORDERED. (yl) (Entered: 10/07/2019)

10/23/2019 107 NOTICE of Settlement filed by Lead Plaintiff Southeastern Pennsylvania Transportation Authority. (Stein, David) (Entered: 10/23/2019)

10/25/2019 108 MINUTE IN CHAMBERS ORDER AND NOTICE TO ALL PARTIES by Judge Terry J. Hatter, Jr: In light of the notice of settlement, filed October 23, 2019, indicating that the case has settled in its entirety, this Court retains full jurisdiction over this action and this Order shall not prejudice any party to this action. By DECEMBER 10, 2019 the parties shall file either a proper stipulation and order for dismissal or judgment. Failure to timely file a stipulation and order for dismissal or judgment shall result in the dismissal of this action. All pending hearings and motions are now taken off calendar and vacated. (shb) (Entered: 10/25/2019)

12/10/2019 109 APPLICATION to file document Supplemental Agreement under seal filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Stein, David) (Entered: 12/10/2019)

12/10/2019 110 SEALED DECLARATION IN SUPPORT OF APPLICATION to file document Supplemental Agreement under seal 109 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Unredacted Document Supplemental Agreement)(Stein, David) (Entered: 12/10/2019)

12/10/2019 111 NOTICE OF MOTION AND MOTION for Settlement Approval and to Direct Class Notice filed by Lead Plaintiff Southeastern Pennsylvania Transportation Authority. Motion set for hearing on 1/13/2020 at 10:00 AM before Judge Terry J. Hatter Jr. (Attachments: # 1 Memorandum, # 2 Declaration of John A. Kehoe, # 3 Proposed Order) (Stein, David) (Entered: 12/10/2019)

12/10/2019 112 DECLARATION of David Stein in Support of NOTICE OF MOTION AND MOTION for Settlement Approval and to Direct Class Notice 111 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit A., # 2 Exhibit B., # 3 Exhibit C., # 4 Exhibit D.)(Stein, David) (Entered: 12/10/2019)

12/12/2019 113 STATEMENT of Defendants' Statement of Support for Lead Plaintiff's Motion for Preliminary Approval of Class Settlement and to Direct Class Notice NOTICE OF MOTION AND MOTION for Settlement Approval and to Direct Class Notice 111 filed by Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt,

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Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. (Feldman, Boris) (Entered: 12/12/2019)

12/13/2019 114 ORDER GRANTING APPLICATION FOR LEAVE TO FILE SUPPLEMENTAL AGREEMENT UNDER SEAL 109 by Judge Terry J. Hatter, Jr: IT IS HEREBY ORDERED that the Supplemental Agreement, Exhibit A to the Declaration of David Stein filed concurrently with Plaintiffs Application, shall be filed under seal. (shb) (Entered: 12/13/2019)

12/16/2019 115 SEALED DOCUMENT Exhibit B to Stein Declaration in Support of Motion for Preliminary Approval re Declaration (Motion related), 112 , Order on Motion for Leave to File Document Under Seal, 114 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority.(Stein, David) (Entered: 12/16/2019)

01/07/2020 116 MINUTES IN CHAMBERS-ORDER AND NOTICE TO ALL PARTIES by Judge Terry J. Hatter, Jr: The Court finds that the motion for preliminary approval of class settlement and to direct class notice, filed on December 10, 2019 111 and currently set for hearing on January 13, 2020, is appropriate for decision without oral argument. Accordingly, this motion is taken UNDER SUBMISSION and the hearing is vacated. No appearances are necessary on January 13, 2020. (shb) (Entered: 01/07/2020)

01/31/2020 117 ORDER GRANTING MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT AND DIRECTING CLASS NOTICE 111 by Judge Terry J. Hatter, Jr: The Court now GRANTS the pending motion and makes the following findings and orders: The Court directs the Settlement Administrator to fulfill its notice duties and responsibilities specified in this Order and the Stipulation of Settlement. No later than FEBRUARY 24, 2020 (Notice Date), the Settlement Administrator shall substantially complete its notice obligations consistent with the specifications of the Stipulation of Settlement, including by disseminating the Mailed Notice to all reasonably identifiable Class Members by U.S. Mail, and through publication of the dedicated settlement website. Class Members who wish to opt-out and exclude themselves from the Classes may do so by submitting such request in writing consistent with the specification listed in the Mailed Notice no later than MAY 22, 2020. Any Class Member who does not request exclusion from the Classes and who wishes to object to the Settlement must, no later than MAY 22, 2020 [21 days before the hearing on final approval of this settlement], submit a written notice of objection consistent with the specifications listed in the Mailed Notice. Lawyers asserting objections on behalf of Class Members must (a) file a notice of appearance with the Court by MAY 22, 2020. The Court will hold a hearing on entry of final approval of Settlement, ans award of fees and expenses to Class Counsel, and a Compensatory Award to Lead Plaintiff at 10:00 a.m. on JUNE 15, 2020 in Courtroom 9B at the U.S. District Court for the Central District of California, Western Division, located at 350 W. 1st Street, 9th Floor, Los Angeles, California, 90012. Lead Plaintiff shall move for final settlement approval and approval of attorneys fees, litigation expense reimbursements, and a Compensatory Award for Lead Plaintiff no later than MARCH 23, 2020. No later than MAY 26, 2020, Lead Plaintiff may file reply papers, if any. See order for further details. (shb) (Entered: 01/31/2020)

02/11/2020 118 MINUTE IN CHAMBERS-ORDER AND NOTICE TO ALL PARTIES by Judge Terry J. Hatter, Jr: Counsel are hereby notified that pursuant to the Judge's directive, the Final Pretrial Conference hearing set for June 1, 2020, is hereby vacated. No appearances are needed on June 1, 2020. (shb) (Entered: 02/11/2020)

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03/23/2020 119 NOTICE OF MOTION AND MOTION for Settlement Approval , NOTICE OF MOTION AND MOTION for Attorney Fees , Litigation Costs, and Compensatory Award filed by Lead Plaintiff Southeastern Pennsylvania Transportation Authority. Motion set for hearing on 6/15/2020 at 10:00 AM before Judge Terry J. Hatter Jr. (Attachments: # 1 Memorandum, # 2 Proposed Final Order and Judgment) (Stein, David) (Entered: 03/23/2020)

03/23/2020 120 DECLARATION of David Stein and John A. Kehoe in Support of NOTICE OF MOTION AND MOTION for Settlement Approval NOTICE OF MOTION AND MOTION for Attorney Fees , Litigation Costs, and Compensatory Award 119 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit A - Gibbs Law Group Resume, # 2 Exhibit B - Kehoe Law Firm Resume, # 3 Exhibit C - Bleichmar Declaration, # 4 Exhibit D - Benedetti Declaration)(Stein, David) (Entered: 03/23/2020)

05/14/2020 121 STATEMENT OF OBJECTIONS filed by Plaintiff Atul Singh Deora. (yl) (Entered: 05/20/2020)

05/20/2020 122 Notice of Electronic Filing re Statement 121 e-mailed to [email protected] bounced due to I am no longer with Wilson Sonsini Goodrich & Rosati, effective April 17, 2020.. The primary e-mail address associated with the attorney record has been deleted. Pursuant to Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (ew) TEXT ONLY ENTRY (Entered: 05/20/2020)

05/20/2020 123 Notice of Appearance or Withdrawal of Counsel: for attorney Boris Feldman counsel for Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Joni L. Ostler is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Defendants NantHealth et al.. (Feldman, Boris) (Entered: 05/20/2020)

05/20/2020 124 Notice of Appearance or Withdrawal of Counsel: for attorney Boris Feldman counsel for Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Michael Petrocelli is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Defendants NantHealth et al.. (Feldman, Boris) (Entered: 05/20/2020)

05/26/2020 125 REPLY in Support of NOTICE OF MOTION AND MOTION for Settlement Approval NOTICE OF MOTION AND MOTION for Attorney Fees , Litigation Costs, and Compensatory Award 119 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Amended Proposed Final Order and Judgment)(Stein, David) (Entered: 05/26/2020)

06/05/2020 126 MINUTES (IN CHAMBERS) ORDER AND NOTICE TO ALL PARTIES by Judge Terry J. Hatter, Jr: The Court finds that the motion for final approval of class settlement and for award of attorneys' fees, litigation costs, and compensatory award 119 and currently set for hearing on June 15, 2020, is appropriate for decision without oral argument. Accordingly, this motion is taken UNDER SUBMISSION and the hearing is vacated. No appearances are necessary on June 15, 2020. (shb) (Entered: 06/05/2020)

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06/05/2020 127 DECLARATION of Luiggy Segura in Support of NOTICE OF MOTION AND MOTION for Settlement Approval NOTICE OF MOTION AND MOTION for Attorney Fees , Litigation Costs, and Compensatory Award 119 Regarding Dissemination of Notice and Requests for Exclusion Received filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Stein, David) (Entered: 06/05/2020)

07/17/2020 128 ORDER by Judge Terry J. Hatter, Jr. The Court cannot grant final approval of the settlement until it has considered the reasonableness of all fees and costs. It is Ordered that the Transit Authority shall file, within 30 days of this order, supplemental declaration and documentation that substantiates all of the costs incurred in this case. [See Order for details.] (et) (Entered: 07/17/2020)

08/09/2020 129 DECLARATION of David Stein, John A. Kehoe and Javier Bleichmar in Support of NOTICE OF MOTION AND MOTION for Settlement Approval NOTICE OF MOTION AND MOTION for Attorney Fees , Litigation Costs, and Compensatory Award 119 filed by Consol Plaintiff Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Amended Proposed Final Order and Judgment)(Stein, David) (Entered: 08/09/2020)

08/12/2020 130 Notice of Appearance or Withdrawal of Counsel: for attorney Gideon A Schor counsel for Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Boris Feldman is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by defendants NantHealth et al.. (Schor, Gideon) (Entered: 08/12/2020)

08/12/2020 131 Notice of Appearance or Withdrawal of Counsel: for attorney Gideon A Schor counsel for Defendants Michael Blaszyk, Mark Burnett, Kirk K. Calhoun, Paul A. Holt, Edward Miller, NantHealth, Inc., Michael S. Sitrick, Patrick Soon-Shiong. Cynthia Ann Dy is no longer counsel of record for the aforementioned party in this case for the reason indicated in the G-123 Notice. Filed by Defendants NantHealth et al.. (Schor, Gideon) (Entered: 08/12/2020)

09/10/2020 132 ORDER 119 by Judge Terry J. Hatter, Jr. It is Ordered that the motion for final approval of the class action settlement be, and hereby is, Granted 119 . It is further Ordered that the proposed class action settlement be, and hereby is Approved with a common fund of $16,500,000.00, to be distributed as follows: (1) $4,125,000.00, or 25 percent of tl1e settlement fund, for attorneys' fees; (2) $344,832.56 for costs; (3) $5,000.00 as a "compensatory award" for the Transit Authority as lead plaintiff; and (4) A pro rata distribution of the remainder of the common fund to the class members, "calculated using a formula based on the timing of [each class member's] purchases and sales of NantHealth common stock," where "the formula accounts for the alleged artificial share-price inflation at various points during the Class period, and is tied to tl1e difference between the estimated inflation on the date shares were purchased and sold." (cc: Fiscal) (lom) Modified on 9/10/2020 (lom). (Entered: 09/10/2020)

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